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Federal Register · Notice · Aug 4, 2020
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 47262Securities and Exchange CommissionFederal Register · Notice · Nov 8, 2010
SR-FINRA-2010-019 to Extend the Implementation Period for SR-FINRA-2009-65). … The Commission has waived the five-day pre-filing period in this case.
75 FR 68654Securities and Exchange CommissionFederal Register · Notice · Oct 28, 2015
The Exchange proposes to extend the pilot program so that it coincides with the pilot period for the Plan to Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS under the Act … The Exchange is now proposing to extend the pilot period so that it coincides with the pilot period for the Plan, including any extensions to the pilot period for the Plan.
80 FR 66089Securities and Exchange CommissionFederal Register · Notice · Jun 29, 2011
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Exchange Act” or “Act”) 1 and Rule 19b-4 thereunder, 2 notice is hereby given that on June 10, 2011, Financial Industry … Accordingly, FINRA declines to extend the record retention period beyond the three-year period stipulated in Rule 17a-4(b) of the Act. 60 60 17 CFR 240.17a-4(b).
76 FR 38245Securities and Exchange CommissionFederal Register · Notice · Dec 4, 2013
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
78 FR 72955Securities and Exchange CommissionFederal Register · Notice · Sep 10, 2019
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtm l); or • Send an email to rule-comments
84 FR 47571Securities and Exchange CommissionFederal Register · Notice · Aug 22, 2007
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov .
72 FR 47096Securities and Exchange CommissionFederal Register · Notice · Apr 13, 2016
period set forth in Section 19(b)(2)(A)(i) of the Exchange Act 18 is appropriate in light of the Commission's consideration of Section 103(a)(3)(C) of the Sarbanes-Oxley Act with respect to applicability … rule-comments@sec.gov.
81 FR 21909Securities and Exchange CommissionFederal Register · Notice · Sep 26, 2013
to the comment letters on September 9, 2013. 5 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b-4. 3 See Securities Exchange Act Release Nos. 70099 (August 2, 2013), 78 FR … Section 19(b)(2) of the Act 6 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate
78 FR 59390Securities and Exchange CommissionAgency decision · Agency decision
The Commission received two comments on the Proposed Plan during the comment period. … The Commission received no comments on the Amended Proposed Plan during the comment period.
Securities and Exchange CommissionFederal Register · Notice · Oct 14, 2020
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 65105Securities and Exchange CommissionFederal Register · Notice · Nov 5, 2024
all of its assets and liquidate the fund; (iii) where the first period defined distributions are based on the market conditions at the beginning of the first period, and the second period defined distributions … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
89 FR 87904Securities and Exchange CommissionFederal Register · Notice · Jun 30, 2005
the Act. … rule-comments@sec.gov.
70 FR 37889Securities and Exchange CommissionFederal Register · Notice · Jan 12, 2022
The proposed rule change was published for comment in the Federal Register on June 30, 2021. 4 On August 12, 2021, pursuant to Section 19(b)(2) of the Act, 5 the Commission designated a longer … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
87 FR 1797Securities and Exchange CommissionFederal Register · Notice · Sep 24, 2014
of 1933 (“Securities Act”). … rule-comments@sec.gov.
79 FR 57150Securities and Exchange CommissionFederal Register · Notice · Aug 6, 2004
the Act. … rule-comments@sec.gov.
69 FR 47970Securities and Exchange CommissionFederal Register · Notice · Dec 31, 2001
The comment period on NTM 99-79 closed on October 29, 1999. NASD Regulation received 72 comment letters in response to NTM 99-79. … extension of the time for Commission action on this filing until 30 days after the end of the comment period.
66 FR 67586Securities and Exchange CommissionFederal Register · Notice · Oct 14, 2020
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 65110Securities and Exchange CommissionFederal Register · Notice · Jun 28, 2016
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
81 FR 42008Securities and Exchange CommissionFederal Register · Notice · Oct 5, 2021
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
86 FR 55088Securities and Exchange Commission
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