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Federal Register · Notice · Dec 1, 2020
The proposed rule change was published for comment in the Federal Register on June 1, 2020. 3 On July 16, 2020, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated a longer … This redline is available on the Commission's website at: https://www.sec.gov/comments/sr-box-2020-16/srbox202016-7525322-222100.pdf. 7 See Securities Exchange Act Release No. 89537 (
85 FR 77334Securities and Exchange CommissionFederal Register · Notice · May 10, 2024
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
89 FR 40520Securities and Exchange CommissionFederal Register · Notice · Apr 22, 2010
Pullano, Associate Vice President and Chief Counsel, Registration and Disclosure, FINRA, dated October 15, 2009, in response to comments received regarding Securities Exchange Act Release No. 60462 (August … See also discussion of comments in Securities Exchange Act Release No. 61002 (November 13, 2009), 74 FR 61193 (November 23, 2009) (Order Approving File No.
75 FR 21064Securities and Exchange CommissionFederal Register · Notice · Feb 8, 2017
, 2016, pursuant to Section 19(b)(2) of the Act, 5 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute proceedings … The trading of RealDay Options would in essence be divided into two periods: The anticipatory period and the active period.
82 FR 9886Securities and Exchange CommissionFederal Register · Notice · Mar 14, 2019
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtm l); or • Send an email to rule-comments
84 FR 9397Securities and Exchange CommissionFederal Register · Notice · Oct 22, 2013
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
78 FR 62838Securities and Exchange CommissionFederal Register · Notice · Oct 22, 2021
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
86 FR 58706Securities and Exchange CommissionFederal Register · Notice · Aug 19, 2011
At the conclusion of the pause period, the security is opened pursuant to NYSE Rule 80C(b). 6 See Securities Exchange Act Release Nos. 62252 (June 10, 2010), 75 FR 34186 (June 16, 2010) … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 52028Securities and Exchange CommissionFederal Register · Notice · Apr 6, 2001
The Commission received 25 comment letters on the proposal in response to both the regular and extended comment periods. 5 On March 7, 2001, the NYSE submitted its response to the comment letters … The comment period for this proposal ends on April 2, 2001.
66 FR 18334Securities and Exchange CommissionFederal Register · Notice · Apr 12, 2019
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
84 FR 14981Securities and Exchange CommissionFederal Register · Notice · Mar 23, 2017
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
82 FR 14922Securities and Exchange CommissionFederal Register · Notice · Jul 24, 2018
The proposed rule change was published for comment in the Federal Register on January 24, 2018. 3 On March 1, 2018, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated a … two comments on the proposed rule change. 8 1 15 U.S.C.78s(b)(1). 2 17 CFR 240.19b-4. 3 See Securities Exchange Act Release No. 82532 (Jan. 18, 2018), 83 FR 3380
83 FR 35040Securities and Exchange CommissionFederal Register · Notice · Jan 17, 2023
of 1934 (“Act”) 1 and Rule 19b-4 thereunder. 2 The Proposed Rule Change was published for comment in the Federal Register on July 20, 2022, 3 and the Commission has received comments … SR-NSCC-2022-009) (“Notice”). 4 Comments are available at https://www.sec.gov/comments/sr-nscc-2022-009/srnscc2022009.htm.
88 FR 2688Securities and Exchange CommissionFederal Register · Notice · Jul 9, 2018
The proposed rule change was published for comment in the Federal Register on January 9, 2018. 3 The Commission has received no comments on the proposed rule change. 1 15 U.S.C. 78s(b … On February 21, 2018, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or
83 FR 31827Securities and Exchange CommissionFederal Register · Notice · Sep 25, 2019
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
84 FR 50527Securities and Exchange CommissionFederal Register · Notice · Jan 29, 2013
comment in the Federal Register on August 1, 2012. … , and the Exchange's responses to such comments.
78 FR 6154Securities and Exchange CommissionFederal Register · Notice · Apr 10, 2013
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
78 FR 21457Securities and Exchange CommissionFederal Register · Notice · Dec 4, 1996
(C) Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others Written comments were not and are not intended to be solicited with … The Commission notes that during the previous temporary approval periods neither OCC nor the Commission have received any adverse comments regarding Equity TIMS, and none are expected with regard to this
61 FR 64406Securities and Exchange CommissionFederal Register · Notice · Jun 23, 2020
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtm l); or • Send an email to rule-comments
85 FR 37712Securities and Exchange CommissionFederal Register · Notice · Dec 31, 2018
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
83 FR 67768Securities and Exchange Commission
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