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Federal Register · Rule · Dec 22, 2022
between the end of the reporting period and the deadline for filing the form. 195 193 See, e.g., ICI Comment Letter I, Federated Hermes Comment Letter, MFA Comment Letter. 194 … voting period which for most markets occurs during the spring”); ICI Comment Letter I. 195 See ICI Comment Letter I.
87 FR 78770Securities and Exchange CommissionFederal Register · Notice · Nov 26, 2003
Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received from Members, Participants or Others The Exchange has not solicited, and does not intend to solicit, comments … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposal is consistent with the Act.
68 FR 66520Securities and Exchange CommissionFederal Register · Notice · Aug 4, 2026
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
91 FR 49476Securities and Exchange CommissionFederal Register · Notice · Aug 4, 2026
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
91 FR 49470Securities and Exchange CommissionFederal Register · Notice · Apr 7, 2021
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
86 FR 18087Securities and Exchange CommissionFederal Register · Proposed Rule · Feb 3, 2011
ACTION: Proposed rule; extension of comment period. … Act.
76 FR 6110Securities and Exchange CommissionFederal Register · Notice · Mar 27, 2013
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
78 FR 18637Securities and Exchange CommissionFederal Register · Notice · Jun 1, 2017
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
82 FR 25362Securities and Exchange CommissionFederal Register · Notice · Jun 1, 2017
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
82 FR 25439Securities and Exchange CommissionFederal Register · Notice · Oct 10, 2008
Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
73 FR 60378Securities and Exchange CommissionFederal Register · Notice · Aug 8, 2017
The proposed rule change was published for comment in the Federal Register on February 3, 2017. 3 On March 14, 2017, the Commission extended the time period within which to approve the proposed … When the Exchange filed Amendment No. 1 with the Commission, it also submitted Amendment No. 1 to the public comment file for SR-Phlx-2017-04 (available at: www.sec.gov/comments/sr-phlx-2017-04/phlx201704
82 FR 37138Securities and Exchange CommissionFederal Register · Rule · Nov 25, 2022
the prospectus. 240 One commenter suggested that funds should be required to show the 3-year period of returns, in addition to the proposed 1-, 5- and 10-year periods. 241 This commenter stated … must maintain; current rule 31a-2 under the Act [17 CFR 270.31a-2] provides the retention period for those records.
87 FR 72758Securities and Exchange CommissionFederal Register · Notice · May 5, 2021
Pursuant to Section 19(b)(1) 1 of the Securities Exchange Act of 1934 (“Act” or “Exchange Act”) 2 and Rule 19b-4 thereunder, 3 notice is hereby given that on April 19, 2021, NYSE Chicago … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
86 FR 24103Securities and Exchange CommissionFederal Register · Proposed Rule · Oct 1, 2013
General Request for Comment IV. Economic Analysis V. Paperwork Reduction Act VI. Small Business Regulatory Enforcement Fairness Act VII. Regulatory Flexibility Act Certification VIII. … Request for Comment 52. Should the proposed requirements have a transition period, as proposed? Is the period too long? Too short? If so, how long should the transition period be and why?
78 FR 60560Securities and Exchange CommissionFederal Register · Notice · Dec 31, 2003
the Act. … Comments may also be submitted electronically at the following e-mail address: rule-comments@sec.gov. All comments letters should refer to File No. SR-Amex-2003-102.
68 FR 75670Securities and Exchange CommissionFederal Register · Notice · Mar 6, 2006
rule-comments@sec.gov. … Such continuation shall continue for a period of 90 days following the end of the 30-day period and will afford interested persons an opportunity to submit written comments concerning the application filed
71 FR 11271Securities and Exchange CommissionFederal Register · Notice · May 12, 2011
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 27702Securities and Exchange CommissionFederal Register · Notice · Aug 31, 2022
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
87 FR 53514Securities and Exchange CommissionFederal Register · Notice · Nov 22, 2017
period, which will very likely differ from four times or four times the inverse, as applicable, of the return of the Fund's benchmark for the same period. … period, which will very likely differ from four times or four times the inverse, as applicable, of the return of the Fund's benchmark for the same period.
82 FR 55699Securities and Exchange CommissionFederal Register · Notice · Aug 29, 2018
of 1934 (“Exchange Act”), 1 and Rule 19b-4 2 thereunder concerning enhanced and new tools for recovery scenarios. 3 The Proposed Rule Change was published for comment in the Federal … One commenter states that OCC should provide an explanation of its determination to set the cap on the powers of assessment at 200 percent during a cooling-off period. 40 In the OCC Letter, OCC provided
83 FR 44076Securities and Exchange Commission
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