Documents
Briefs, oral arguments, agency decisions and the Federal Register.
10,000+ results
0.51s
Federal Register · Notice · Oct 7, 2021
On October 30, 2020, the Commission extended the time period for Commission action on the proposed rule change. See Securities Exchange Act Release No. 90292, 85 FR 70678 (Nov. 5, 2020). … Rebalance Period” and collectively “the Extended Rebalance Period”) while remaining below the 10% cap during any 15-minute period of continuous market trading.
86 FR 55881Securities and Exchange CommissionFederal Register · Notice · Jul 22, 2014
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
79 FR 42566Securities and Exchange CommissionFederal Register · Notice · Dec 17, 2014
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml); or • Send an email to rule-comments
79 FR 75217Securities and Exchange CommissionFederal Register · Notice · May 1, 2020
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 25482Securities and Exchange CommissionFederal Register · Notice · Sep 22, 2025
Period End............. 05/08/23 NPRM Comment Period Reopened........ 08/30/23 88 FR 59818 NPRM Comment Period Reopened End.... 10/30/23 Withdrawn........................... 04/21/25 -------- … Period End............. 08/16/22 NPRM Comment Period Reopened........ 10/18/22 87 FR 63016 NPRM Comment Period End............. 11/01/22 Withdrawn........................... 04/21/25 --------
90 FR 45652Securities and Exchange CommissionSECURITIES AND EXCHANGE COMMISSION
Agency decision · Agency decision
of 1934 (Exchange Act). … THE SUBSEQUENT OFFER PERIOD AN13 RULE 14D-11 P u r s u a n t to Rule 14d-11 under the Exchange Act, offerors may elect to provide a Subsequent Offering Period of from three U.S. business days to 20 U.S
Securities and Exchange CommissionFederal Register · Notice · Mar 31, 2026
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposal is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
91 FR 16044Securities and Exchange CommissionFederal Register · Notice · Jun 10, 2020
The proposed rule change was published for comment in the Federal Register on March 10, 2020. 3 On April 16, 2020, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated a longer … the Act.
85 FR 35488Securities and Exchange CommissionAgency decision · Agency decision
and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order, Securities Act Rel. … Bond prices mentioned in the calculations also exclude accrued interest from coupon payments (i.e., bond prices are “clean” prices).
Securities and Exchange CommissionBusiness and Financial Disclosure Required by Regulation S-K
Federal Register · Proposed Rule · Apr 22, 2016
Securities Exchange Act of 1934 (“Exchange Act”), and other Exchange Act filings, including periodic and current reports. 1 Over thirty years ago, the Commission expanded and reorganized Regulation … Instead, the registrant would be required to file the complete exhibit with an Exchange Act report for the relevant reporting period. c. Request for Comment 235. Should we eliminate Instruction 1?
81 FR 23916Securities and Exchange CommissionFederal Register · Notice · Apr 1, 2020
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 18286Securities and Exchange CommissionFederal Register · Notice · Aug 10, 2020
On June 16, 2020, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute … risks posed by a Non-Compliance Period would be present, is consistent with the Exchange Act.
85 FR 48318Securities and Exchange CommissionFederal Register · Proposed Rule · Jun 9, 2016
Timetable: Action Date FR Cite NPRM 07/24/13 78 FR 44806 NPRM Comment Period End 09/23/13 NPRM Comment Period Reopened 10/03/13 78 FR 61222 NPRM Comment … Timetable: Action Date FR Cite NPRM 06/12/15 80 FR 33590 NPRM Comment Period End 08/11/15 NPRM Comment Period Reopened 10/12/15 80 FR 62274 NPRM Comment
81 FR 37470Securities and Exchange CommissionFederal Register · Notice · Mar 24, 2004
pursuant to section 19(b) of the Act. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
69 FR 13929Securities and Exchange CommissionFederal Register · Notice · Aug 24, 2016
Both BDA and SIFMA commented that they would support an even shorter close-out period, with both suggesting a period of 10 calendar days, with an option for the buyer to consent to a 10-day extension, … As noted by the MSRB, the only substantive change to the proposed amendment, the shortening of the close-out period, was made to address concerns raised during the comment period.
81 FR 57960Securities and Exchange CommissionFederal Register · Notice · Jun 2, 2026
period has concluded. … The approximately three-month implementation period following such publication would conclude before the 120-day post-approval implementation period requested by one commenter.
91 FR 33005Securities and Exchange CommissionFederal Register · Notice · Nov 27, 2015
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
80 FR 74186Securities and Exchange CommissionFederal Register · Notice · Nov 25, 2016
Commission concluded that reducing these time periods was consistent with the Securities Exchange Act of 1934 (the “Act”). 8 4 Block-size orders are orders for 50 contracts or more. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml); or • Send an email to rule-comments
81 FR 85277Securities and Exchange CommissionFederal Register · Notice · Nov 25, 2016
, ISE, the Securities and Exchange Commission concluded that reducing these time periods was consistent with the Securities Exchange Act of 1934 (the “Act”). 8 4 Block-size orders are orders … rule-comments@sec.gov.
81 FR 85280Securities and Exchange CommissionFederal Register · Notice · Jul 8, 2013
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
78 FR 40816Securities and Exchange Commission
Ask Donna what matters in the record.
She can read the source against your case and show you exactly where the answer came from.