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  • Division of Investment Management

    Agency decision · Agency decision

    This table does not generally cover in-kind ETFs as defned in Rule 22e-4 under the Investment Company Act of 1940 (17 CFR 270.22e-4). … We then compute the rolling average (12 months ending on the relevant reporting period).

    Securities and Exchange Commission
  • Division of Investment Management

    Agency decision · Agency decision

    Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending July 2024 Filings Received through August 27, 2024 This is a report of the Staff of the … If you have any questions or comments about this report, please contact Jody Hrazanek (HrazanekJo@sec.gov), Isaac Kuznits (kuznitsi@sec.gov), or Michelle Trillhaase (trillhaasem@sec.gov) in the Division

    Securities and Exchange Commission
  • Division of Investment Management

    Agency decision · Agency decision

    Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending December 2024 Filings Received through January 17, 2025 This is a report of the Staff of … If you have any questions or comments about this report, please contact Jody Hrazanek (HrazanekJo@sec.gov), Isaac Kuznits (kuznitsi@sec.gov), Trevor Tatum (tatumt@sec.gov), or Michelle Trillhaase (trillhaasem

    Securities and Exchange Commission
  • Securities and Exchange Commission — Merrilllyncham042897

    Agency decision · Agency decision

    of simar quantity with respect to the same securities has been received from Merr Lynch. 6y ou represent that the Advisers wil preserve al records set forth in numbered pargraphs 3 and 4 above for a period … BWNY03/9304,12 12 For example, the Commission stated in Investment Company Act Release No. 14924 (January 29, 1986) (advance notice and request for comment with respect to Section 10 (f) and Rule 10f

    Securities and Exchange Commission
  • Public Information - Released May 29, 2024

    Agency decision · Agency decision

    Public Information - Released May 29, 2024 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending April 2024 Filings Received through May 15, 2024 … If you have any questions or comments about this report, please contact Isaac Kuznits (kuznitsi@sec.gov) or Michelle Trillhaase (trillhaasem@sec.gov) or Susan Zhang (zhangshu@sec.gov) in the Division of

    Securities and Exchange Commission
  • Public Information - Released April 19, 2024

    Agency decision · Agency decision

    Public Information - Released April 19, 2024 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending March 2024 Filings Received through April 17 … If you have any questions or comments about this report, please contact Isaac Kuznits (kuznitsi@sec.gov) or Michelle Trillhaase (trillhaasem@sec.gov) or Susan Zhang (zhangshu@sec.gov) in the Division of

    Securities and Exchange Commission
  • UNITED STATES TAX COURT

    Agency decision · Agency decision

    Nonetheless, Paul did resume the witness stand (without objection) to substantiate and comment on an additional exhibit, after which the Court asked-- THE COURT: * * * Do you have any other evidence that … Moreover, the fictitious nature of David's indebtedness to support his purported basis in PCSC is inconsistent with a taxpayer's acting in "good faith".

    United States Tax Court
  • UNITED STATES TAX COURT

    Agency decision · Agency decision

    Nonetheless, Paul did resume the witness stand (without objection) to substantiate and comment on an additional exhibit, after which the Court asked-- THE COURT: * * * Do you have any other evidence that … Moreover, the fictitious nature of David's indebtedness to support his purported basis in PCSC is inconsistent with a taxpayer's acting in "good faith".

    United States Tax Court
  • Division of Investment Management

    Agency decision · Agency decision

    Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending August 2020 Filings Received through September 9, 2020 This is a report of the Staff of … Information presented in this report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP for the reference period.

    Securities and Exchange Commission
  • Public Information – Released December 18, 2020

    Agency decision · Agency decision

    Information presented in this report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP for the reference period. … If you have any questions or comments about this report, please contact Viktoria Baklanova (baklanovav@sec.gov), Isaac Kuznits (kuznitsi@sec.gov), or Trevor Tatum (tatumt@sec.gov) in the Division of Investment

    Securities and Exchange Commission
  • Public Information - Released January 22, 2021

    Agency decision · Agency decision

    Information presented in this report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP for the reference period. … If you have any questions or comments about this report, please contact Viktoria Baklanova (baklanovav@sec.gov), Isaac Kuznits (kuznitsi@sec.gov), or Trevor Tatum (tatumt@sec.gov) in the Division of Investment

    Securities and Exchange Commission
  • Public Information - Released February 18, 2021

    Agency decision · Agency decision

    Information presented in this report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP for the reference period. … If you have any questions or comments about this report, please contact Viktoria Baklanova (baklanovav@sec.gov), Isaac Kuznits (kuznitsi@sec.gov), or Trevor Tatum (tatumt@sec.gov) in the Division of Investment

    Securities and Exchange Commission
  • Public Information - Released March 16, 2021

    Agency decision · Agency decision

    Public Information - Released March 16, 2021 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending February 2021 Filings Received through March … Information presented in this report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP for the reference period.

    Securities and Exchange Commission
  • Public Information - Released July 16, 2021

    Agency decision · Agency decision

    Public Information - Released July 16, 2021 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending June 2021 Filings Received through July 13, … If you have any questions or comments about this report, please contact Viktoria Baklanova (baklanovav@sec.gov), Isaac Kuznits (kuznitsi@sec.gov), or Trevor Tatum (tatumt@sec.gov) in the Division of Investment

    Securities and Exchange Commission
  • Public Information - Released December 17, 2021

    Agency decision · Agency decision

    Public Information - Released December 17, 2021 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending November 2021 Filings Received through December … If you have any questions or comments about this report, please contact Viktoria Baklanova (baklanovav@sec.gov), Isaac Kuznits (kuznitsi@sec.gov), or Trevor Tatum (tatumt@sec.gov) in the Division of Investment

    Securities and Exchange Commission
  • Public Information - Released January 20, 2023

    Agency decision · Agency decision

    Public Information - Released January 20, 2023 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending December 2022 Filings Received through January … If you have any questions or comments about this report, please contact Isaac Kuznits (kuznitsi@sec.gov) or Trevor Tatum (tatumt@sec.gov) in the Division of Investment Management’s Analytics Office with

    Securities and Exchange Commission
  • Public Information - Released June 16, 2022

    Agency decision · Agency decision

    Public Information - Released June 16, 2022 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending May 2022 Filings Received through June 13, 2022 … If you have any questions or comments about this report, please contact Viktoria Baklanova (baklanovav@sec.gov), Isaac Kuznits (kuznitsi@sec.gov), or Trevor Tatum (tatumt@sec.gov) in the Division of Investment

    Securities and Exchange Commission
  • Public Information - Released July 18, 2022

    Agency decision · Agency decision

    Public Information - Released July 18, 2022 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending June 2022 Filings Received through July 8, 2022 … If you have any questions or comments about this report, please contact Viktoria Baklanova (baklanovav@sec.gov), Isaac Kuznits (kuznitsi@sec.gov), or Trevor Tatum (tatumt@sec.gov) in the Division of Investment

    Securities and Exchange Commission
  • Division of Investment Management

    Agency decision · Agency decision

    Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending September 2020 Filings Received through October 19, 2020 This is a report of the Staff of … Information presented in this report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP for the reference period.

    Securities and Exchange Commission
  • Public Information - Released April 25, 2023

    Agency decision · Agency decision

    Public Information - Released April 25, 2023 Division of Investment Management Analytics Office Money Market Fund Statistics Form N-MFP Data, period ending March 2023 Filings Received through April 14 … If you have any questions or comments about this report, please contact Isaac Kuznits (kuznitsi@sec.gov) or Trevor Tatum (tatumt@sec.gov) in the Division of Investment Management’s Analytics Office with

    Securities and Exchange Commission

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