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  • Prepared by SEC Staff

    Agency decision · Agency decision

    Registration Only R34 34 Act Registration Only R40 40 Act Registration Only RD RF SE TF TO 33 and/or 40 Act (dual) registration Requested Financial Reg. … Likewise, entity sets may not distinguish between funds registered under the 33 Act, the 40 Act, or both, nor among companies distinguished by size or other characteristics. 1.1.3 Instance Types Table

    Securities and Exchange Commission
  • U.S. Department of Labor

    Agency decision · Agency decision

    Surface Transportation Assistance Act ("STAA''), 49 U.S.C. § 31105, as amended by the,·", Implementing Recommendations of the 9/11 Commission Act of 2007, Pub. L. … Stitt to add a comment and then they arrange to meet. (TR 144-145).

    Department of Labor
  • FEDERAL TRADE COMMISSION

    Agency decision · Agency decision

    trial period. … Final cleaning runs checked all questionnaire logic and relationships among items. I.

    Federal Trade Commission
  • UNITED STATES TAX COURT

    Agency decision · Agency decision

    See sec. 900(k) of the Revenle Act of 1924, ch. 234, 43 Stat. 253, 338. As a result of the Ta< Reform Act of 1969, Pub. … - 61 Following the passage of the Tax Reform Act of 1969 (1969 Act), Pub.

    United States Tax Court
  • Our Ref No. 98-344-CC .

    Agency decision · Agency decision

    fees owed under the Securities Act of 1933 (the "Securities Act"). … If the notice was not fied withi the 60-day period, the fee was based on gross sales, i. e., the aggegate price of the shares sold by the fund durig the year.

    Securities and Exchange Commission
  • RESPONSE OF THE OFFICE OF CHIEF COUNSEL

    Agency decision · Agency decision

    result of the Transaction. 11 If any three of ACC's Chief Executive Officer, Chief Operating Officer, Chief Investment Officer and Chief Marketing Officer cease to be employed by ACC in any 12-month period … August 26, 1998 Page 15 Should you have any questions or comments concerning this letter, please contact the undersigned at (212) 728-8265.

    Securities and Exchange Commission
  • UNITED STATES TAX COURT

    Agency decision · Agency decision

    Section 3.2(c) requires the Conservancy to act within 30 -8[*8] days of a request by the partnership and provides that the Conservancy’s failure to act within that period “shall be deemed to constitute … In its response to respondent’s supplement to his response to petitioner’s motion for partial summary judgment, petitioner accused “the Palmolive court * * * [of having] create[d] its rule out of thin air

    United States Tax Court
  • UNITED STATES TAX COURT

    Agency decision · Agency decision

    The term of that lease included the 180- month period beginning November 1, 1991. … Section 465(c)(2) was enacted as part of the Deficit Reduction Act of 1984 (DEFRA), Pub.

    United States Tax Court
  • UNITED STATES TAX COURT

    Agency decision · Agency decision

    The term of that lease included the 180- month period beginning November 1, 1991. … Section 465(c)(2) was enacted as part of the Deficit Reduction Act of 1984 (DEFRA), Pub.

    United States Tax Court
  • FISCAL YEARS 2018 –2022

    Agency decision · Agency decision

    The five Commission members act jointly to set and enforce the rules that govern the securities markets and its participants. … The SEC will provide regular training and testing to promote a clear understanding of roles and responsibilities at the SEC, and will review and test our plans periodically to evaluate our preparedness

    Securities and Exchange Commission
  • Fixed Income Clearing Corporation: No

    Agency decision · Agency decision

    In Delta I, these margin deposits were to have been held by Delta's clearing bank for the benefit of Delta throughout the entire period between the issuance and the termination of the options. … See NYUCC § 8-501, Official Comment 1.

    Securities and Exchange Commission
  • Prepared by SEC Staff

    Agency decision · Agency decision

    Registration Only R34 34 Act Registration Only R40 40 Act Registration Only RD RF SE TF TO 33 and/or 40 Act (dual) registration Requested Financial Reg. … Likewise, entity sets may not distinguish between funds registered under the 33 Act, the 40 Act, or both, nor among companies distinguished by size or other characteristics. 1.1.3 Instance Types Table

    Securities and Exchange Commission
  • DENIED: March 31, 2016

    Agency decision · Agency decision

    is not the same as listening for a six-hour period). … A few comments on the dissent The majority has read the same record as the dissent. The Board reviews a contracting officer’s decision on a de novo basis.

    Civilian Board of Contract Appeals
  • Cite as 26 I&N Dec. 108 (BIA 2013)

    Agency decision · Agency decision

    See generally 20 C.F.R. § 656.17 (2012). 2 The respondent maintains that the labor certification was effectively withdrawn by his employer before the 45-day period expired. … Subsequently, in an interim rule and request for public comment, the former INS again explained that it considered a labor certification “properly filed” when the ETA 750 was accepted for processing by

    Executive Office for Immigration Review
  • IRS Whistleblower Program (2014)

    Agency decision · Agency decision

    Executive Summary The Tax Relief and Health Care Act of 2006 (the Act) enacted significant changes in the IRS award program for whistleblowers. … The data in this table was collected during a period of transition from old definitions to new ones.

    Internal Revenue Service
  • United States Tax Court

    Agency decision · Agency decision

    email to David Katzen (a partner at Katzen Marshall), 5 attaching a draft of the partnership and company agreements for AM Fields and AM Fields Management, respectively, and asking David Katzen for “any comments … Milner acted as Ms. Fields’s agent when he executed the forms that transferred the NDBT shares and the Wells Fargo brokerage account to AM Fields. Ms.

    United States Tax Court
  • Administrative Review Board

    Agency decision · Agency decision

    Section 214(c) of the Fair Labor Standards Act ("Act" or "FLSA"). See 29 U.S.C. § 214(c). … If you have any questions or comments, please contact: Boards-EFSR-Help@dol.gov At the time you file the appeal with the Board, you must serve it on all parties as well as the Chief Administrative Law

    Department of Labor
  • UNITED STATES TAX COURT

    Agency decision · Agency decision

    We have interpreted - 34 the term “posting error” to be an error in “‘the act of transferring an original entry to a ledger’”. Wayne Bolt & Nut Co., v. … In Superior Coach, we noted that some commentators had pointed out that the good-faith exception seemingly created by Korn Indus., Inc. appears to be without statutory authorization. supra at 914 n.5.

    United States Tax Court
  • UNITED STATES TAX COURT

    Agency decision · Agency decision

    We have interpreted - 34 the term “posting error” to be an error in “‘the act of transferring an original entry to a ledger’”. Wayne Bolt & Nut Co., v. … In Superior Coach, we noted that some commentators had pointed out that the good-faith exception seemingly created by Korn Indus., Inc. appears to be without statutory authorization. supra at 914 n.5.

    United States Tax Court
  • UNITED STATES TAX COURT

    Agency decision · Agency decision

    We have interpreted - 34 the term “posting error” to be an error in “‘the act of transferring an original entry to a ledger’”. Wayne Bolt & Nut Co., v. … In Superior Coach, we noted that some commentators had pointed out that the good-faith exception seemingly created by Korn Indus., Inc. appears to be without statutory authorization. supra at 914 n.5.

    United States Tax Court

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