Documents
Briefs, oral arguments, agency decisions and the Federal Register.
6,243 results
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Agency decision · Agency decision
Periodic examinations: Certain state regulators conduct periodic on-site and off-site examinations. … As one commentator has noted, this type of interest has not been deemed to be an investment company presumably because it does not involve a direct interest in the value of the securities, notwithstanding
Securities and Exchange CommissionAgency decision · Agency decision
See Press Release 2004-89, "SEC Staff to Publicly Release Comment Letters and Responses." … See SEC Press Release 2004-89, “SEC Staff to Publicly Release Comment Letters and Responses.”
Securities and Exchange CommissionAgency decision · Agency decision
Six months later, in January 2022, Prager Metis began the audit of FTX’s financial statements for the period ended December 31, 2021. The engagement letter was signed on January 17, 2022. … A number of individual workpapers contained no evidence of review by Decker, and other workpapers contained open comments, with no evidence that the questions raised had been addressed.
Securities and Exchange CommissionTuition Plan Consortium, LLP: No
Agency decision · Agency decision
Purchasers may receive upon request a written copy of the schedule, which will be updated periodically. … * * * * * * * Should the Staff have any questions or comments regarding this filing, please feel free to contact the undersigned at (212) 909-6785, Ken Berman at (202) 383-8050 or Jennifer Burleigh
Securities and Exchange CommissionClick on a section to go to that page. (2022)
Agency decision · Agency decision
For a period of 10 years, phetamine sales. … A supervisor special agent speaks about the special agent job opening during a career fair at Scott Air Force Base, Illinois.
Internal Revenue ServiceAgency decision · Agency decision
See Press Release 2004-89, "SEC Staff to Publicly Release Comment Letters and Responses." … See SEC Press Release 2004-89, “SEC Staff to Publicly Release Comment Letters and Responses.”
Securities and Exchange CommissionAgency decision · Agency decision
Read was acting in the interest of Mr. … There is no occasion to comment on how that issue should be decided if Mr. Read had raised it in a timely fashion. 4 It is understood that Mr.
United States Tax CourtAgency decision · Agency decision
Your representative refers to this as "the required 12-month holding period" and argues that your rights in the stock were conditioned on th e 12-month holding period . … Respondent now concedes, however, that the Tax Relief and Health Care Act of 2006, Pub .
United States Tax CourtAgency decision · Agency decision
Periodic distributions of income were to be made, if at all, in a ratio of 75 percent to 25 percent in favor of petitioner. … Before addressing the dispute between the parties on these points, we think it is appropriate first to comment on the dispute between petitioner and Dr.
United States Tax CourtAgency decision · Agency decision
and Paperwork Reduction Act Notice. … Comments and suggestions. If you have comments concerning the accuracy of these time estimates or suggestions for making Form 706 simpler, we would be happy to hear from you.
Internal Revenue ServiceMutual Fund Directors Forum: No
Agency decision · Agency decision
The Official Comment discusses the process of becoming informed as follows: The phrase `becoming informed,' in the context of the decision-making function, refers to the process of gaining sufficient … It is presently contemplated that membership dues would entitle members to have access to a Forum website, receive from the Forum periodic and special publications, participate in seminars or programs
Securities and Exchange CommissionThe News Corporation Limited: No Action, Interpretive and/or Exemptive Letter of November 3, 2004
Agency decision · Agency decision
Other than the foregoing, neither News Delaware nor TNCL would file any other domestic forms for any other periods preceding the date on which TNCL loses its foreign private issuer status. … Rubin at (212) 918-8224 or Stephanie Marks at (212) 918-3651 should you have any questions, comments or should you desire additional information.
Securities and Exchange CommissionAgency decision · Agency decision
A new corporation filing a short-period return must generally file by the 15th day of the 4th month after the short period ends. … If you have comments or suggestions for making this form and related schedules simpler, we would be happy to hear from you. You can send us comments from IRS.gov/FormComments.
Internal Revenue ServiceDECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Agency decision · Agency decision
In commenting on the differences between nursing homes, the Board noted that they have resulted in greater differences in organization, regulations, and staffing patterns. … Moreover, the nursing home industry is also in a period of rapid transition.
National Labor Relations BoardFederal Register / Vol. 72, No. 8 / Friday, January 12, 2007 / Rules and Regulations
Agency decision · Agency decision
Since the next fiscal year will cover the period from October 1, 2006 through September 30, 2007 the fees in this notice will become effective October 1, 2006. … (Nestlé) under the Federal Food, Drug, and Cosmetic Act (the act).
Federal Energy Regulatory CommissionAgency decision · Agency decision
See Statute, Rules and Formal Interpretations for copies of the HartScott-Rodino Act (“the Act”), the Rules, and the Federal Register Notices issuing the Rules and Rule amendments (“Statements of Basis … If fiscal year, specify the time period.
Federal Trade CommissionIdentifying and Estimating the Effect of
Agency decision · Agency decision
The author is grateful to James Pearce, Joseph Rosenberg and Lucas Goodman for helpful comments and suggestions. … FICA = Federal Insurance Contributions Act d. SECA = Self-Employment Contributions Act e.
Internal Revenue ServiceAgency decision · Agency decision
Tritell Jeanne Bumpus Sarah Mackey Lindsay Kryzak April Tabor John Krebs Chief of Staff Chief Technologist Executive Director Acting Director, Bureau of Competition Acting Director, Bureau of Consumer … Protection Director, Bureau of Economics Acting General Counsel Director, Office of International Affairs Director, Office of Congressional Relations Acting Director, Office of Policy Planning Director
Federal Trade CommissionAgency decision · Agency decision
We commented on the harshness of this rule in Scudder v. … Act of January 12, 1971, Pub. L. No. 91-679, 84 Stat. 2063 (codified at § 6013(e)). Relief got a little easier in 1984, see Deficit Reduction Act of 1984, Pub. L.
United States Tax CourtAgency decision · Agency decision
7 of the Clayton Act. … Act; B.
Federal Trade Commission
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