Documents

Investment Securities

Federal Register · Proposed Rule · Dec 21, 1995

The OCC requests comments regarding whether this definition of ``marketable'' is sufficiently inclusive, particularly regarding other exemptions under the Securities Act, such as the statutory nonpublic … (b) Holding period.

Customer Due Diligence Requirements for Financial Institutions

Federal Register · Rule · May 11, 2016

We did not receive any substantive comment on the IT cost during the comment period. … During the comment period to the RIA, a few commenters raised substantive concerns about the rule itself that were essentially identical to concerns identified by commenters during the NPRM comment period

Supervisory Guidance on Stress Testing for Banking Organizations With More Than $10 Billion in Total Consolidated Assets

Federal Register · Notice · May 17, 2012

$10 billion in total consolidated assets (the proposed guidance). 1 The public comment period on the proposed guidance closed on July 29, 2011. … The Federal Reserve became the primary federal supervisor for SLHCs on July 21, 2011, after the agencies published the proposed guidance for public comment but before the end of the comment period.

Transfer and Repurchase of Government Securities

Federal Register · Rule · Mar 28, 2000

on the substance of the change ( i.e., a 30-day public comment period). … The direct final rule will automatically become effective in 60 days, unless OTS receives a significant adverse comment within the 30-day comment period.

Recordation of Trade Name: “Revolutionary Products, Inc”

Federal Register · Notice · Mar 5, 2003

As no public comments in opposition to the recordation of this trade name were received by Customs within the 60-day comment period, the trade name is duly recorded with Customs and will remain in force … The comment period closed February 24, 2003. No comments were received during the comment period.

Proposed Information Collection; Comment Request (No. 70) for Chemist Certification Program

Federal Register · Notice · Jul 18, 2018

SUPPLEMENTARY INFORMATION: Request for Comments As required by the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq. ), the Department of the Treasury and its Alcohol and Tobacco Tax and … Abstract: The TTB chemist certification program, established under the authority of section 105(e) of the Federal Alcohol Administration Act (FAA Act; 27 U.S.C. 205(e)), is a voluntary program that certifies

Agency Information Collection Activities: Information Collection Renewal; Comment Request; Information Collection Revision; Comment Request; Municipal Securities Dealers and Government Securities Brokers and Dealers-Registration and Withdrawal

Federal Register · Notice · Jun 23, 2025

SUMMARY: The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 … Following the close of this notice's 60-day comment period, the OCC will publish a second notice with a 30-day comment period.

Rules of Practice and Procedure; Civil Money Penalty Inflation Adjustments

Federal Register · Rule · Dec 11, 2000

and 1982-1984, and the Inflation Adjustment Act does not specify which of these base periods should be used to calculate the inflation adjustment. … Public Notice and Comment and Delayed Effective Date Not Required Under the Administrative Procedure Act (APA), an agency may dispense with public notice and an opportunity for comment if the agency

Notice of Availability of Regulatory Impact Assessment and Initial Regulatory Flexibility Analysis Regarding the Customer Due Diligence Requirements for Financial Institutions

Federal Register · Proposed Rule · Dec 24, 2015

Please submit comments by one method only. All comments submitted in response to this Notice of Availability will become a matter of public record. … Comments The comment period for the proposed rule closed on October 3, 2014. FinCEN received a total of 135 comments representing a wide range of views covering most aspects of the NPRM.

Proposed Collection; Comment Request for Information Collection Tools

Federal Register · Notice · Apr 1, 2013

Currently, the IRS is soliciting comments concerning Form 720-TO, Terminal Operator Report; Form 8734, Support Schedule for Advance Ruling Period; Form 8806, Information Return for Acquisition of Control … (2) Title: Support Schedule for Advance Ruling Period. OMB Number: 1545-1836. Form Number: 8734.

Electing Mark to Market for Marketable Stock

Federal Register · Rule · May 3, 2004

To address concerns relating to a RIC's post-October period, the commentator provided three recommendations. … (f) Holding period.

Agency Information Collection Activities: Information Collection Renewal; Comment Request; Uniform Interagency Transfer Agent Registration and Deregistration Forms

Federal Register · Notice · Feb 12, 2024

Following the close of this notice's 60-day comment period, the OCC will publish a second notice with a 30-day comment period. … Section 17A(c) of the Securities Exchange Act of 1934 (the Act) requires all transfer agents for qualifying securities registered under section 12 of the Act, as well as for securities that would be

Charitable Remainder Trusts; Application of Ordering Rule

Federal Register · Rule · Mar 16, 2005

and Reform Act of 1998, and the Jobs and Growth Tax Relief Reconciliation Act of 2003. … The commentator pointed out that maintaining a class during a temporary period of suspension could be favorable to taxpayers in one situation and unfavorable in another.

Capital Distributions

Federal Register · Rule · Jan 19, 1999

Summary of Comments and Description of Final Rule A. General Discussion of the Comments The public comment period on the proposed rule closed on March 9, 1998. … Retained net income means your net income for a specified period less total capital distributions declared in that period.

Classification of Certain Transactions Involving Computer Programs

Federal Register · Proposed Rule · Nov 13, 1996

Thus, computer programs are literary works for purposes of the Copyright Act. The Copyright Act grants five exclusive rights to a copyright owner. … A period of 10 minutes will be allotted to each person for making comments. An agenda showing the scheduling of the speakers will be prepared after the deadline for receiving outlines has passed.

Health Insurance Providers Fee

Federal Register · Rule · Nov 29, 2013

Commenters pointed out that some ECEs are multiemployer plans and coverage during the period of their status as an ECE would not be consistent with this status. … of information provided after the end of the error correction period

Risk-Based Capital Guidelines; Capital Adequacy Guidelines; Capital Maintenance: Regulatory Capital; Impact of Modifications to Generally Accepted Accounting Principles; Consolidation of Asset-Backed Commercial Paper Programs; and Other Related Issues

Federal Register · Proposed Rule · Sep 15, 2009

and related materials, and viewing the docket after the close of the comment period … and related materials, and viewing the docket after the close of the comment period

Depreciation of Vans and Light Trucks

Federal Register · Rule · Jun 25, 2004

Commentators suggested that the rule announced by TD 9069 and the proposed regulations be made available retroactively to owners of qualified nonpersonal use vehicles placed in service during the period … on small entities, the Regulatory Flexibility Act (5 U.S.C. chapter 6) does not apply.

Proposed Collection; Comment Request for Regulation Project

Federal Register · Notice · Mar 30, 2007

ACTION: Notice and request for comments. … on proposed and/or continuing information collections, as required by the Paperwork Reduction Act of 1995, Public Law 104-13 (44 U.S.C. 3506(c)(2)(A)).

Proposed Collection; Comment Request for Regulation Project

Federal Register · Notice · Jan 24, 2025

O of the Further Consolidated Appropriations Act, 2020, Pub. … This extended period now applies for all DB plans. The election was available on a temporary basis and is no longer available.