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  • Role of Independent Directors of Investment Companies

    Federal Register · Proposed Rule · Nov 3, 1999

    \41\ See Roundtable Transcript of Feb. 24, 1999 at 241 (statement of Aulana L. … See 399 Fund, SEC No-Action Letter (Sept. 2, 1973) (fund directors would be an ``interested person'' because his firm had entered an appearance on behalf of certain officers and directors of the fund's

    64 FR 59826Interpretive Matters Concerning Independent Directors of InvestmentSecurities and Exchange Commission

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