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Federal Register · Notice · Dec 31, 2012
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
77 FR 77134Securities and Exchange CommissionFederal Register · Notice · Aug 29, 2006
this proposed rule change, as amended, prior to the 30th day after the date of publication of the notice of the filing thereof, following the conclusion of a 15-day comment period. … rule-comments@sec.gov .
71 FR 51245Securities and Exchange CommissionAgency decision · Agency decision
of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order, Securities Act Rel. … NOTICE AND COMMENT PERIOD 101.
Securities and Exchange CommissionFederal Register · Notice · Jul 8, 2014
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
79 FR 38618Securities and Exchange CommissionFederal Register · Notice · Jul 15, 2015
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
80 FR 41540Securities and Exchange CommissionFederal Register · Notice · Jul 19, 2007
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov .
72 FR 39653Securities and Exchange CommissionFederal Register · Notice · Feb 5, 2021
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
86 FR 8428Securities and Exchange CommissionFederal Register · Notice · Jul 19, 2018
Comparability Period. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
83 FR 34166Securities and Exchange CommissionFederal Register · Notice · Feb 1, 1995
The completed transfer cycle will be reduced to allow a three day validation period and a four day delivery period for all accounts including cash margin, retirement, and qualified accounts. … (C) Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others SCPP has not solicited or received comments on the proposed rule
60 FR 6333Securities and Exchange CommissionFederal Register · Notice · Oct 4, 1996
The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. … (C) Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, participants, or Others Written comments were neither solicited nor received. III.
61 FR 52072Securities and Exchange CommissionFederal Register · Notice · Jul 6, 2012
The Exchange requests that the Commission waive the 30-day operative delay period contained in Exchange Act Rule 19b-4(f)(6)(iii) 5 to the extent needed for timely industry-wide implementation of … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
77 FR 40126Securities and Exchange CommissionFederal Register · Notice · Oct 22, 2013
Because that six-month period ended on September 30, 2012, this language is now obsolete. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
78 FR 62885Securities and Exchange CommissionFederal Register · Notice · Dec 17, 2010
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or • Send an e-mail to rule-comments
75 FR 79061Securities and Exchange CommissionFederal Register · Notice · Mar 21, 2023
Section 19(b)(2) of the Act 5 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate … The Commission is extending this 45-day time period. 5 15 U.S.C. 78s(b)(2).
88 FR 17071Securities and Exchange CommissionFederal Register · Notice · Dec 10, 1997
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on November 17, 1997, the New York Stock Exchange, Inc. … Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others The Exchange has not solicited, and does not intend to solicit, comments
62 FR 65116Securities and Exchange CommissionConformed to Federal Register version
Agency decision · Agency decision
Company Act for the purposes of Section 5(b)(1) of the Securities Act. 334 See rule 498A(c). 335 See, e.g., CAI Comment Letter; Lincoln Comment Letter; ACLI Comment Letter. … One commenter supported this compliance period. See CAI Comment Letter (“the 18-month compliance period for updating variable product registration statements is necessary and appropriate”).
Securities and Exchange CommissionFederal Register · Notice · Feb 9, 2017
a historical stressed period to the Margin Proxy calibration, as appropriate. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
82 FR 10117Securities and Exchange CommissionFederal Register · Rule · Nov 14, 2019
One commenter also expressed support for a narrower exclusion for RICs and FPFs that would apply only during a non-time-limited seeding period. … of time. 122 The final rule does not adopt transition periods or cure periods as recommended by commenters.
84 FR 61974Treasury DepartmentComptroller of the CurrencyFederal Register · Notice · Nov 6, 1995
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on August 23, 1995, The Depository Trust Company (``DTC'') filed with the Securities and Exchange … Written comments from DTC participants or others have not been solicited on the proposed change; however, State Street Bank and Trust Company (``State Street'') submitted a comment letter to DTC expressing
60 FR 56081Securities and Exchange CommissionFederal Register · Notice · Jan 24, 2023
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
88 FR 4227Securities and Exchange Commission
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