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Federal Register · Notice · Dec 18, 2024
The proposed rule change was published for comment in the Federal Register on October 29, 2024. 3 The Commission has received no comment letters on the proposed rule change. 1 15 U.S.C … Section 19(b)(2) of the Act 4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate
89 FR 103002Securities and Exchange CommissionFederal Register · Notice · Oct 17, 2017
The proposed rule change was published for comment in the Federal Register on August 31, 2017. 3 The Commission received no comments regarding the proposal. 1 15 U.S.C. 78s(b)(1). … Section 19(b)(2) of the Act 4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate
82 FR 48300Securities and Exchange CommissionFederal Register · Notice · Jan 10, 2017
The proposed rule change was published for comment in the Federal Register on December 1, 2016. 3 The Commission has received no comments on the proposed rule change. 1 15 U.S.C. 78s( … Section 19(b)(2) of the Act 4 provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may
82 FR 3068Securities and Exchange CommissionFederal Register · Notice · Jan 19, 2017
The Commission has received no comments regarding the proposed rule change. 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b-4. 3 See Securities Exchange Act Release No. 79406 … Section 19(b)(2) of the Act 4 provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may
82 FR 6673Securities and Exchange CommissionFederal Register · Notice · May 1, 2025
The proposed rule change, as modified by Partial Amendment Nos. 1 and 2, was published for comment in the Federal Register on March 19, 2025. 3 The Commission has not received any comments regarding … Section 19(b)(2) of the Act 4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate
90 FR 18718Securities and Exchange CommissionFederal Register · Notice · Mar 26, 2020
The proposed rule change was published for comment in the Federal Register on February 5, 2020. 3 The Commission has received no comment letters on the proposed rule change. 1 15 U.S.C … Section 19(b)(2) of the Act 4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate
85 FR 17151Securities and Exchange CommissionFederal Register · Notice · Feb 20, 2020
The proposed rule change was published for comment in the Federal Register on January 3, 2020. 3 The Commission has received no comment letters on the proposed rule change. 1 15 U.S.C … Section 19(b)(2) of the Act 4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate
85 FR 9888Securities and Exchange CommissionFederal Register · Notice · Sep 8, 2020
The Commission has received no comments on the proposed rule change. 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b-4. 3 See Securities Exchange Act Release No. 89310 (July … Section 19(b)(2) of the Act 4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate
85 FR 55535Securities and Exchange CommissionFederal Register · Notice · Oct 15, 2004
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), 1 and Rule 19b-4 thereunder, 2 notice is hereby given that on August 10, 2004, the American Stock Exchange LLC ( … the Act.
69 FR 61274Securities and Exchange CommissionFederal Register · Notice · Sep 18, 2024
With these additional changes, the SEC published the CAT NMS Plan for notice and comment in May 2016. 169 Following the comment period, the SEC approved the Plan in November 2016. 170 169 … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
89 FR 76626Securities and Exchange CommissionFederal Register · Notice · Dec 30, 2015
This anti-circumvention provision, together with the required disclosures, would act to deter and promote detection of potential abuses of the orderly transition period. … During the comment period, the MSRB sought information that would support quantitative estimates of these costs, but did not receive any relevant data.
80 FR 81710Securities and Exchange CommissionAgency decision · Agency decision
NOTICE AND COMMENT PERIOD 105. … an email to rule-comments@sec.gov.
Securities and Exchange CommissionFederal Register · Notice · Jul 13, 2017
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
82 FR 32394Securities and Exchange CommissionFederal Register · Notice · Jul 13, 2017
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
82 FR 32415Securities and Exchange CommissionFederal Register · Notice · Apr 20, 2012
pursuant to Section 19(b)(2)(B) of the Act, 6 to determine whether to approve or disapprove the proposed rule change, in the Federal Register on January 24, 2012. 7 The comment period closed … is consistent with the Act.
77 FR 23770Securities and Exchange CommissionFederal Register · Notice · Mar 23, 2022
The proposed rule change was published for comment in the Federal Register on September 22, 2021. 3 On November 1, 2021, pursuant to Section 19(b)(2) of the Act, 4 the Commission extended … December 21, 2021. 5 The Commission has received two comment letters on the proposal. 6 On December 17, 2021, the Commission instituted proceedings under Section 19(b)(2)(B) of the Act 7
87 FR 16539Securities and Exchange CommissionFederal Register · Notice · Feb 19, 2021
The proposed rule change was published in the Federal Register on August 20, 2020. 3 On October 1, 2020, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated a longer period … Securities Exchange Act Release No. 90457, 85 FR 75071 (November 24, 2020). 9 Amendment No. 2 is available on the Commission's website at: https://www.sec.gov/comments/sr-cboe-2020-075/
86 FR 10378Securities and Exchange CommissionFederal Register · Notice · Jul 9, 2026
All prospective commenters should follow the Commission's instructions on how to submit comments, available at www.sec.gov/rules-regulations/how-submit-comment. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
91 FR 42571Securities and Exchange CommissionFederal Register · Notice · Jun 12, 2013
Act of 1940. … Summary of Comment Letters The Commission received two comment letters in support of the proposed rule change. 63 One commenter states that it supports regulatory changes that result in more efficient
78 FR 35340Securities and Exchange CommissionFederal Register · Notice · Sep 3, 2015
the comment letters on August 20, 2015. 5 This order approves the proposed rule change. 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b-4. 3 See Securities Exchange Act … Summary of Comments and FINRA's Response As noted above, the Commission received two comment letters on the proposed rule change 11 and a response letter from FINRA. 12 The comment letters
80 FR 53375Securities and Exchange Commission
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