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Federal Register · Notice · Feb 13, 2024
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … Rebuttal comments should be submitted by March 19, 2024. VI. Conclusion It Is therefore ordered, pursuant to Section 19(b)(3)(C) of the Act, 201 that File No.
89 FR 10620Securities and Exchange CommissionFederal Register · Notice · Feb 13, 2024
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … Rebuttal comments should be submitted by March 19, 2024. VI. Conclusion It is therefore ordered, pursuant to Section 19(b)(3)(C) of the Act, 201 that File No.
89 FR 10773Securities and Exchange CommissionFederal Register · Notice · Sep 20, 2022
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
87 FR 57544Securities and Exchange CommissionFederal Register · Notice · Nov 12, 2020
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 71964Securities and Exchange CommissionUse of Form S-8, Form 8-K, and Form 20-F by Shell Companies
Federal Register · Rule · Jul 21, 2005
60-day waiting period should not be shortened. 42 Another commenter expressed the view that we should exclude public companies formed to effect mergers, acquisitions, and public spin-off transactions … In response to this request, one commenter indicated that rulemaking to accomplish this purpose would be appropriate. 81 That commenter also expressed the view that the cover page of periodic report
70 FR 42234Securities and Exchange CommissionFederal Register · Notice · Sep 21, 1999
A second commenter believed that the term should include short-term trading strategies that could occur over, for example, a two-day period. … The comment period expired on May 31, 1999. Thirty-nine comment letters were received in response to the Notice.
64 FR 51165Securities and Exchange CommissionFederal Register · Notice · Apr 15, 2019
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
84 FR 15258Securities and Exchange CommissionFederal Register · Notice · Apr 16, 2019
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
84 FR 15643Securities and Exchange CommissionFederal Register · Notice · Apr 10, 2013
Section 19(b)(2) of the Act 5 provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may … above, and the comments received.
78 FR 21481Securities and Exchange CommissionFederal Register · Notice · Aug 28, 2001
Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others Written comments were neither solicited nor received. III. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposal is consistent with the Act.
66 FR 45350Securities and Exchange CommissionFederal Register · Proposed Rule · Nov 7, 2011
related materials, and viewing the docket after the close of the comment period … A final regulatory flexibility analysis will be conducted after consideration of comment received during the public comment period. C.
76 FR 68846Treasury DepartmentComptroller of the CurrencyAgency decision · Agency decision
1940 (the "IC Act"), prospectuses and periodic reports [Part A of the Registration Statement on Form N-1A filed pursuant to the Securities Act and the IC Act ("Form N-1A"), Items 5 and 21]. … If you have questions or comments, contact me at any time. Sincerely, Charles W. Lutter, Jr.
Securities and Exchange CommissionFederal Register · Notice · Feb 18, 1997
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on January 17, 1996, the Pacific Stock Exchange Incorporated … Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others Written comments on the proposed rule change were neither solicited
62 FR 7286Securities and Exchange CommissionFederal Register · Notice · Mar 30, 2022
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
87 FR 18419Securities and Exchange CommissionFederal Register · Notice · Apr 4, 2006
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
71 FR 16839Securities and Exchange CommissionFederal Register · Notice · Oct 25, 2019
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
84 FR 57513Securities and Exchange CommissionFederal Register · Notice · Oct 25, 2019
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
84 FR 57497Securities and Exchange CommissionFederal Register · Notice · Oct 4, 2011
Additionally, in its response to comment letters to the transitional rule proposal, the MSRB suggested that, at the end of the transitional period, the MSRB would be in a better position to make long-term … Discussion of Comments and MSRB's Response The Commission received three comment letters and a response from the MSRB to the comment letters. 7 The comment letters and the MSRB's responses are
76 FR 61407Securities and Exchange CommissionFederal Register · Notice · Jan 28, 2011
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 5225Securities and Exchange CommissionFederal Register · Notice · Mar 5, 2021
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
86 FR 12991Securities and Exchange Commission
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