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Federal Register · Proposed Rule · Nov 16, 2022
Alternatives to the Transition and Compliance Period G. Request for Comment IV. Paperwork Reduction Act Analysis A. Introduction B. Rule 204-2 C. Form ADV D. Request for Comment V. … We request comment on the following: 83. Do commenters agree that a ten-month transition period following the effective date of any final rule is appropriate?
87 FR 68816Securities and Exchange CommissionFederal Register · Notice · Oct 14, 2008
to extend the 30-day period for payment of award. 14 A number of commenters stated that the proposed rule conflicts with the policy of finality in arbitration. 15 Several commenters argued that … Act.
73 FR 60738Securities and Exchange CommissionFederal Register · Rule · Feb 5, 2003
threshold as proposed. 39 In addition, many commenters stated that the “reasonably likely” threshold is an appropriate interpretation of the Sarbanes-Oxley Act. 40 Many commenters opposed the … Need for the Amendments On July 30, 2002, the Sarbanes-Oxley Act of 2002 was enacted. 181 Section 401 of the Sarbanes-Oxley Act, entitled “Disclosures in Periodic Reports,” requires the Commission
68 FR 5982Securities and Exchange CommissionFederal Register · Notice · Jul 11, 2005
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to … rule-comments@sec.gov.
70 FR 39826Securities and Exchange CommissionFederal Register · Notice · Apr 12, 2006
the Act. … rule-comments@sec.gov.
71 FR 18791Securities and Exchange CommissionFederal Register · Notice · Jun 9, 2017
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
82 FR 26820Securities and Exchange CommissionFederal Register · Notice · May 12, 2026
With these additional changes, the SEC published the CAT NMS Plan for notice and comment in May 2016. 168 Following the comment period, the SEC approved the Plan in November 2016. 169 168 … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
91 FR 26402Securities and Exchange CommissionFederal Register · Notice · May 12, 2026
With these additional changes, the SEC published the CAT NMS Plan for notice and comment in May 2016. 167 Following the comment period, the SEC approved the Plan in November 2016. 168 167 … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
91 FR 26802Securities and Exchange CommissionFederal Register · Notice · Aug 22, 2024
of the Initial Waiver Period. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
89 FR 67999Securities and Exchange CommissionFederal Register · Notice · Mar 9, 2016
Amendment No. 1 is available at http://www.sec.gov/comments/sr-bats-2015-124/bats2015124-1.pdf. … Section 19(b)(2) of the Act 5 provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may
81 FR 12540Securities and Exchange CommissionFederal Register · Notice · Feb 9, 2022
The proposed rule change was published for comment in the Federal Register on August 10, 2021. 3 On September 20, 2021, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated … The Commission may extend the period for issuing an order approving or disapproving the proposed rule change, however, by not more than 60 days if the Commission determines that a longer period is appropriate
87 FR 7517Securities and Exchange CommissionSolicitations of Interest Prior to an Initial Public Offering
Federal Register · Proposed Rule · Jul 10, 1995
Due diligence and preparation of documents typically takes 60 to 90 days.52 Comment is requested as to the need for a cooling-off period prior to the commencement of a registered offering, and the period … [[Page 35653]] Comments will be considered by the Commission in complying with its responsibilities under Section 23(a) of the Exchange Act.70 Comment letters should refer to File No. S7-18-95.
60 FR 35648Securities and Exchange CommissionFederal Register · Notice · Jun 20, 2016
for such period … Internet comment form ( http://www.sec.gov/rules/other.shtml ); or • Send an email to rule-comments@sec.gov.
81 FR 39986Securities and Exchange CommissionFederal Register · Notice · Jul 28, 2010
Other Comments. … , is consistent with the Act.
75 FR 44296Securities and Exchange CommissionFederal Register · Notice · Dec 8, 2003
While the Commission will not grant accelerated approval at this time, the Commission will consider granting accelerated approval of the proposal, as amended, at the close of an abbreviated comment period … the Act.
68 FR 68434Securities and Exchange CommissionFederal Register · Notice · Oct 13, 2020
Would 10 days be an appropriate period of time for filing the Certificate? If not, what time period do commenters believe would be appropriate? 2. … Do commenters believe that the CT Plan should specify a maximum cure period for material defaults by Processors under the Processor Services Agreements? If so, what period would be appropriate?
85 FR 64565Securities and Exchange CommissionAgency decision · Agency decision
The Commission received one comment on the Proposed Plan during the comment period from an investor (the “Commenter”). … As such, the Proposed Plan’s Relevant Period should not be changed.6 B.
Securities and Exchange CommissionFederal Register · Notice · Mar 29, 2016
(“FINRA”) filed with the Securities and Exchange Commission (“SEC” or “Commission”), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (“Exchange Act”) 1 and Rule 19b-4 thereunder … One commenter supported shortening the applicable time period from six months as proposed in Notice 15-19 52 to three months as proposed in the Notice. 53 On the other hand, two commenters
81 FR 17513Securities and Exchange Commission____________________________________________________________________________________
Agency decision · Agency decision
Air Regulatory Grp. v. EPA, 134 S. … Request for Comment on NASDAQ Petition, 68 Fed. Reg. 27,722, 27,722 (May 20, 2003).
Securities and Exchange CommissionFederal Register · Notice · Dec 22, 2022
On August 24, 2022, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute … The Commission may extend the period for issuing an order approving or disapproving the proposed rule change, however, by not more than 60 days if the Commission determines that a longer period is appropriate
87 FR 78740Securities and Exchange Commission
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