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Federal Register · Notice · Aug 17, 2011
At the conclusion of the pause period, the security is opened pursuant to NYSE Amex Equities Rule 80C(b). 6 See Securities Exchange Act Release Nos. 62252 (June 10, 2010), 75 FR 34186 (June … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 51111Securities and Exchange CommissionFederal Register · Notice · Aug 17, 2011
At the conclusion of the pause period, the security is opened pursuant to NYSE Arca Equities Rule 7.11(b). 6 See Securities Exchange Act Release Nos. 62252 (June 10, 2010), 75 FR 34186 ( … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 51105Securities and Exchange CommissionFederal Register · Notice · Aug 31, 2011
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 54279Securities and Exchange CommissionFederal Register · Notice · Dec 24, 2003
a period that has fully transpired. … introduction of the ACT Workstation, since the text refers to a period that has fully transpired. 2.
68 FR 74665Securities and Exchange CommissionFederal Register · Notice · Aug 11, 2025
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
90 FR 38673Securities and Exchange CommissionFederal Register · Notice · Jun 20, 2008
In addition, the Commission notes that the proposal is approved only on a four-month pilot period while the Commission analyzes comments on the Draft Approval Order. … rule-comments@sec.gov.
73 FR 35182Securities and Exchange CommissionFederal Register · Notice · Nov 10, 2003
Self-Regulatory Organization's Statement on Comments Regarding the Proposed Rule Change Received From Members, Participants or Others No written comments were either solicited or received. III. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
68 FR 63829Securities and Exchange CommissionFederal Register · Notice · Sep 25, 2000
the Act. … period and no comments were received.
65 FR 57636Securities and Exchange CommissionFederal Register · Notice · Feb 22, 2012
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 1 and Rule 19b-4 thereunder 2 notice is hereby given that on February 1, 2012, the National Securities Clearing … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
77 FR 10589Securities and Exchange CommissionFederal Register · Notice · Dec 17, 2004
PCX agrees to correct this error in an amendment to the rule filing to be filed prior to the expiration of the public comment period. Telephone conversation between Tania J.C. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
69 FR 75581Securities and Exchange CommissionFederal Register · Notice · Aug 22, 2025
Pursuant to Section 19(b)(1) 1 of the Securities Exchange Act of 1934 (“Act”) 2 and Rule 19b-4 thereunder, 3 notice is hereby given that, on August 15, 2025, NYSE Arca, Inc. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
90 FR 41143Securities and Exchange CommissionFederal Register · Notice · May 3, 2007
the Act. … rule-comments@sec.gov.
72 FR 24639Securities and Exchange CommissionFederal Register · Notice · Oct 20, 1995
Notice of the proposed rule change was published in the Federal Register on August 9, 1994.\2\ DTC subsequently requested and the Commission granted two extensions of the period for public comment on the … SR-DTC-94-10] (order extending comment period until September 30, 1994); and 34828 (October 12, 1994), 59 FR 52849 [File No.
60 FR 54273Securities and Exchange CommissionFederal Register · Notice · May 2, 1997
The record keeping format, medium, and retention period shall comply with Rule 17a-4 under the Securities Exchange Act of 1934. (b) through (g) No change II. … The comment period closed on January 30, 1997.
62 FR 24147Securities and Exchange CommissionAgency decision · Agency decision
NOTICE AND COMMENT PERIOD 101. … an email to rule-comments@sec.gov.
Securities and Exchange CommissionFederal Register · Notice · Aug 24, 2007
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
72 FR 48717Securities and Exchange CommissionFederal Register · Notice · Sep 16, 2010
Many commenters supported the Phase II Circuit Breaker Pilot and its expansion to the Russell 1000 and the specified ETPs. 18 For example, one commenter encouraged the Commission to act expeditiously … feared this could lead to further market stress during periods of turbulence, perhaps impeding liquidity and exacerbating risk management challenges. 47 In addition, the commenter thought that the
75 FR 56618Securities and Exchange CommissionTechnical Revisions to the Rules and Forms Regulating Money Market Funds
Federal Register · Proposed Rule · Dec 18, 1996
. ----------------------------------------------------------------------- SUMMARY: The Commission is publishing for public comment proposed amendments to rules and forms under the Securities Act of 1933 … of 1933 and 34b-1 under the 1940 Act to require that total return used in advertisements and sales literature cover a period of at least one year.
61 FR 66621Securities and Exchange CommissionFederal Register · Notice · Aug 7, 2008
In addition, in the proposed new Director Independence Policy for NYSE Euronext directors, the three-year retrospective period (“look-back period”) over which directors' relationships with members of the … rule-comments@sec.gov .
73 FR 46117Securities and Exchange CommissionFederal Register · Notice · Mar 22, 2016
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
81 FR 15363Securities and Exchange Commission
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