Documents

Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services

Federal Register · Notice · Feb 25, 2020

Wireless connections involve beaming signals through the air between antennas that are within sight of one another. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments

Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections

Federal Register · Notice · Feb 18, 2020

Wireless connections involve beaming signals through the air between antennas that are within sight of one another. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments

Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Eliminate Guarantee of Payment in Connection With the Envelope Settlement Service

Federal Register · Notice · Mar 8, 2010

of 1934 (“Act”). 1 The proposed rule change was published for comment in the Federal Register on January 29, 2010. 2 No comment letters were received on the proposal. … Technical clean-up changes are also being made in each. 3  Rule 9 provides that except as NSCC may determine to be appropriate or necessary, NSCC will not examine the contents of the envelopes

UNITED STATES OF AMERICA

Agency decision · Agency decision

On December 22, 2025, Triller requested another extension in which to comply with the Periodic Filing Rule. … Cir. 2016) (explaining that “[i]t is not enough merely to mention a possible argument in the most skeletal way, leaving the court to do counsel’s work”)). 14 Zipper, 2017 WL 5712555, at *4 (cleaned up

PIMCO Municipal Income Fund, et al.; Notice of Application

Federal Register · Notice · Sep 5, 2008

ACTION: Notice of an application for an order under section 6(c) of the Investment Company Act of 1940 (the “Act”) for an exemption from section 19(b) of the Act and rule 19b-1 under the Act. … , plus a supplemental “clean up” distribution made pursuant to section 855 of the Code not exceeding 10% of the total amount distributed for the year, plus one additional capital gain dividend made in

Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 by The Chicago Stock Exchange, Incorporated Relating to Participation in Crossing Transactions Effected on the Exchange Floor

Federal Register · Notice · Aug 31, 2000

Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received from Members, Participants, or Others The Exchange did not solicit or receive written comments on the proposed … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act

Regulation Best Interest

Federal Register · Proposed Rule · May 9, 2018

to submit data and other information that may inform the Commission's analysis, including data covering periods since the 2013 solicitation of comment. 68  Chairman Jay Clayton, Public Comments … set the fee schedules according to neutral factors, retail customers purchasing clean shares could face higher costs compared to other share classes depending on the investors' holding period for the

Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, To List and Trade Winklevoss Bitcoin Shares Issued by the Winklevoss Bitcoin Trust

Federal Register · Notice · Jul 14, 2016

Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments

Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. To Amend PCX Rule 6 Regarding the Exchange's Dress Code

Federal Register · Notice · Oct 16, 1998

(A) Personal attire must [shall] be neat, clean and presentable. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposal is consistent with the Act.\8\ Persons

Amendments to the Commission's Rules of Practice

Federal Register · Rule · Dec 30, 2020

when the FOIA requires disclosure)). 12  5 U.S.C. 552a(b)(3), (e)(4)(D); see also, e.g., Dep't of the Air Force, Scott Air Force Base v. … Commenters sought an extended implementation period for compliance with the final rules. 65 Two commenters sought a one-year implementation period for the electronic filing requirement to take effect

Self-Regulatory Organizations; MEMX LLC; Notice of Filing of a Proposed Rule Change To Amend the Corporate Documents of the Exchange's Parent Company

Federal Register · Notice · Nov 3, 2021

Clean-Up Amendments Lastly, the Exchange is proposing to make various non-substantive “clean-up” amendments throughout the Holdco LLC Agreement to correct typos, update section references, make minor … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments

Rescission of Climate-Related Disclosure Rules

Federal Register · Proposed Rule · Jun 3, 2026

period for Proposing Release); Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments, Release No. 33- … Air Res.

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule With Respect to the SPX Select Market-Maker Program

Federal Register · Notice · Feb 5, 2019

The Exchange lastly proposes to make non-substantive clean up changes to correct two typographical errors. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.

Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICE Clear Europe Auction Terms for CDS Default Auctions and CDS Default Management Policy (formerly the CDS Default Management Framework).

Federal Register · Notice · May 28, 2020

Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ) or • Send an email to rule-comments

Filings Under the Public Utility Holding Company Act of 1935, as Amended (``Act'')

Federal Register · Notice · Nov 20, 1998

Interested persons wishing to comment or request a hearing on the application(s) and/or declaration(s) should submit their views in writing by December 8, 1998, to the Secretary, Securities and Exchange … and rules 43 and 54 under the Act.

Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members

Federal Register · Notice · Jul 9, 2009

Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments

Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amending the Direct Edge ECN Fee Schedule

Federal Register · Notice · Jul 10, 2009

Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov .

Amendments to Regulation SHO

Federal Register · Proposed Rule · Jul 21, 2006

General Request for Comment The Commission seeks comment generally on all aspects of the proposed amendments to Regulation SHO under the Exchange Act. … We are seeking comment on an appropriate length of implementation period that should provide sufficient notice.

Filings Under the Public Utility Holding Company Act of 1935, as Amended (``Act'')

Federal Register · Notice · Mar 12, 1999

and rules 44 and 54 under the Act. … Act.

Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by the International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule To Increase the Super Tier Rebate in Securities Reported To Tape A and Tape C

Federal Register · Notice · May 14, 2009

Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an E-mail to rule-comments