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Federal Register · Notice · Aug 17, 2011
At the conclusion of the pause period, the security is opened pursuant to NYSE Arca Equities Rule 7.11(b). 6 See Securities Exchange Act Release Nos. 62252 (June 10, 2010), 75 FR 34186 ( … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 51105Securities and Exchange CommissionFederal Register · Notice · Oct 24, 2013
The SRO Proposals were published for comment in the Federal Register on April 29, 2013. 4 The Commission received two comment letters on the NYSE proposal. 5 On June 11, 2013, the Commission … Although the comment letters addressed only the NYSE proposal, the NYSE and NYSE MKT proposals are essentially identical for relevant purposes. 6 See Securities Exchange Act Release No.
78 FR 63547Securities and Exchange CommissionFederal Register · Notice · Jun 13, 2019
under Regulation A 3 of the Securities Act of 1933. 4 The proposed rule change was published for comment in the Federal Register on April 24, 2019. 5 The Commission received one comment … Section 19(b)(2) of the Act 7 provides that, within 45 days of the publication of the notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission
84 FR 27672Securities and Exchange CommissionFederal Register · Notice · Jan 12, 2007
Accordingly, OCC proposes to change the notice period to be consistent with the notice period required to advise OCC of the termination of a facilities management agreement. 5 3 CDS is the … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
72 FR 1571Securities and Exchange CommissionFederal Register · Notice · May 10, 2021
The comment period for the related Proposed Rule Change closed on April 14, 2021. 6 Comments are available at https://www.sec.gov/comments/sr-nscc-2021-801/srnscc2021801.htm. … comments are submitted to the Proposed Rule Change or the Advance Notice.
86 FR 24989Securities and Exchange CommissionFederal Register · Notice · Apr 7, 2008
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), 1 notice is hereby given that on December 7, 2007, The Options Clearing Corporation (“OCC”) filed with the Securities and … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
73 FR 18844Securities and Exchange CommissionFederal Register · Notice · Aug 10, 2010
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
75 FR 48395Securities and Exchange CommissionFederal Register · Notice · Feb 19, 2003
Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others Written comments were neither solicited nor received. III. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
68 FR 8061Securities and Exchange CommissionFederal Register · Notice · May 21, 2020
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 31014Securities and Exchange CommissionFederal Register · Notice · May 24, 2010
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … All submissions should refer to File Number SR-CBOE-2010-047 and should be submitted on or before June 3, 2010. 7 7 The Commission believes that a 10-day comment period is reasonable, given
75 FR 28847Securities and Exchange CommissionFederal Register · Notice · May 12, 2011
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 27701Securities and Exchange CommissionFederal Register · Notice · Feb 20, 2025
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
90 FR 10001Securities and Exchange CommissionFederal Register · Notice · May 27, 2026
With these additional changes, the SEC published the CAT NMS Plan for notice and comment in May 2016. 166 Following the comment period, the SEC approved the Plan in November 2016. 167 166 … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
91 FR 31530Securities and Exchange CommissionFederal Register · Notice · May 15, 2026
With these additional changes, the SEC published the CAT NMS Plan for notice and comment in May 2016. 167 Following the comment period, the SEC approved the Plan in November 2016. 168 167 … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
91 FR 28358Securities and Exchange CommissionFederal Register · Notice · May 15, 2026
With these additional changes, the SEC published the CAT NMS Plan for notice and comment in May 2016. 167 Following the comment period, the SEC approved the Plan in November 2016. 168 167 … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
91 FR 28258Securities and Exchange CommissionFederal Register · Notice · May 15, 2026
With these additional changes, the SEC published the CAT NMS Plan for notice and comment in May 2016. 167 Following the comment period, the SEC approved the Plan in November 2016. 168 167 … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
91 FR 28308Securities and Exchange CommissionFederal Register · Notice · Sep 16, 2010
Many commenters supported the Phase II Circuit Breaker Pilot and its expansion to the Russell 1000 and the specified ETPs. 18 For example, one commenter encouraged the Commission to act expeditiously … feared this could lead to further market stress during periods of turbulence, perhaps impeding liquidity and exacerbating risk management challenges. 47 In addition, the commenter thought that the
75 FR 56618Securities and Exchange CommissionFederal Register · Notice · Dec 31, 2012
The Exchange requests that the Commission waive the 30-day operative delay period contained in Exchange Act Rule 19b-4(f)(6)(iii) 4 to the extent needed for timely industry-wide implementation of … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
77 FR 77152Securities and Exchange CommissionFederal Register · Notice · Dec 27, 2016
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
81 FR 95211Securities and Exchange CommissionFederal Register · Notice · Dec 27, 2016
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
81 FR 95216Securities and Exchange Commission
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