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Federal Register · Notice · Aug 14, 2018
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
83 FR 40365Securities and Exchange CommissionAgency decision · Agency decision
the Commission or the hearing officer, by written order, allows a longer period for good cause shown.” 1 Exchange Act Rel. … Thirty days from the end of the final period for comments on the Plan will lapse on June 21, 2023.
Securities and Exchange CommissionFederal Register · Notice · Mar 16, 2020
ACTION: Reopening of comment period. … The original comment period for the Proposed Order ended on February 28, 2020. The Commission is reopening the time period in which to provide the Commission with comments until March 20, 2020.
85 FR 14987Securities and Exchange CommissionFederal Register · Notice · Jan 17, 2007
rule change under Section 19(b)(3)(C) of the Act, the Commission considers the period to commence on December 21, 2006, the date on which the CHX filed Amendment No. 1. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
72 FR 2049Securities and Exchange CommissionFederal Register · Notice · Oct 8, 2024
The Exchange also believes that not charging a fee for DEEP+ for an initial incentive period (whether accessed on a Real-Time or Delayed basis) is appropriate, reasonable, and consistent with the Act because … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
89 FR 81608Securities and Exchange CommissionFederal Register · Notice · Apr 15, 2019
In a market that rises each day of the period, the five-day average will be less than the price at the end of the period, but would still be higher than the price at the start of such period. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
84 FR 15265Securities and Exchange CommissionFederal Register · Notice · Jul 6, 2017
Currently, the look-back period is from 1995 to present day. 5 The haircut rate for each security group is recalculated periodically, based on a predetermined frequency. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
82 FR 31384Securities and Exchange CommissionFederal Register · Notice · Dec 1, 2015
assessment period. 9 On January 29, 2015, FINRA further extended the Pilot period to permit FINRA and the Commission to consider the implications of the data collected since June 30, 2013. 10 … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
80 FR 75155Securities and Exchange CommissionFederal Register · Notice · Sep 19, 2008
Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml); or • Send an e-mail to rule-comments
73 FR 54446Securities and Exchange CommissionFederal Register · Notice · Feb 26, 2015
(the “Limit Up-Limit Down Plan” or the “Plan”). 3 The Exchange proposes to extend the pilot period until October 23, 2015. 3 Securities Exchange Act Release Nos. 69141 (March 15, 2013), … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
80 FR 10536Securities and Exchange CommissionFederal Register · Notice · Mar 26, 2020
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
85 FR 17141Securities and Exchange CommissionFederal Register · Notice · Jan 19, 2007
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
72 FR 2563Securities and Exchange CommissionFederal Register · Notice · Oct 9, 2024
Comments on the proposed rule change are available at: https://www.sec.gov/comments/sr-nasdaq-2024-045/srnasdaq2024045.htm. … The Commission finds it appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider the proposed rule change and the comments
89 FR 81956Securities and Exchange CommissionFederal Register · Notice · May 27, 2004
(2) Minimum Inclusion Period and Notice of Withdrawal In the case of units, the minimum period for inclusion of the units shall be 30 days from the first day of inclusion, except the period … rule-comments@sec.gov.
69 FR 30356Securities and Exchange CommissionFederal Register · Notice · Jan 23, 2026
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change, is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
91 FR 2978Securities and Exchange CommissionFederal Register · Notice · Dec 30, 2019
On August 12, 2019, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute … Exchange Act Release No. 87301 (Oct. 15, 2019), 84 FR 56219 (Oct. 21, 2019). 10 Comments on the proposed rule change can be found at: https://www.sec.gov/comments/sr-nysearca-2019-39/srnysearca201939
84 FR 71993Securities and Exchange CommissionFederal Register · Notice · Jan 17, 2013
liquidation period. … Act.
78 FR 3960Securities and Exchange CommissionFederal Register · Notice · Jul 7, 2010
ETNs are registered under the Securities Act of 1933. … All submissions should refer to File Number SR-BATS-2010-18, and should be submitted on or before July 19, 2010. 11 11 The Commission believes that a 10-day comment period is reasonable, given
75 FR 39060Securities and Exchange CommissionConformed to Federal Register version
Agency decision · Agency decision
Comments Several commenters supported the proposed disclosure periods, 378 while several others generally opposed them. 379 Some commenters who opposed the proposed disclosure periods stated that the … commenter specifically supported a transition period for newly public companies. 392 Commenters offered a few alternatives to the proposed transition period, including a one-year transition period, not
Securities and Exchange CommissionFederal Register · Notice · Mar 18, 2024
The proposed rule change was published for comment in the Federal Register on September 19, 2023. 3 On September 27, 2023, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated … Comment on the proposed rule change can be found at: https://www.sec.gov/comments/sr-box-2023-20/srbox202320.htm. 4 15 U.S.C. 78s(b)(2). 5 See Securities Exchange Act Release
89 FR 19386Securities and Exchange Commission
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