Documents
Briefs, oral arguments, agency decisions and the Federal Register.
10,000+ results
0.21s
Federal Register · Notice · Feb 25, 2016
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
81 FR 9543Securities and Exchange CommissionFederal Register · Notice · Jun 29, 2004
. 15 15 For purposes of calculating the 60-day abrogation period, the Commission considers the period to commence on June 17, 2004, the date that Nasdaq filed Amendment No. 1. … rule-comments@sec.gov.
69 FR 38941Securities and Exchange CommissionFederal Register · Notice · Jun 1, 2017
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
82 FR 25423Securities and Exchange CommissionFederal Register · Notice · Mar 21, 2008
of issuers that are late or delinquent in filing periodic reports. … Specifically, Rule 6530(e) contains text indicating that periodic filings for reporting periods ended before October 1, 2005 will not count toward determining eligibility for quotation on the OTCBB
73 FR 15239Securities and Exchange CommissionFederal Register · Notice · Feb 16, 2005
the Act. … rule-comments@sec.gov .
70 FR 7990Securities and Exchange CommissionSECURITIES AND EXCHANGE COMMISSION
Agency decision · Agency decision
The proposed rule change was published for comment in the Federal Register on March 26, 2026.3 The Commission received no comments regarding the proposed rule change. … On May 5, 2026, pursuant to Section 19(b)(2) of the Act,4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute proceedings
Securities and Exchange CommissionFederal Register · Notice · Sep 21, 2012
The proposed rule change was published for comment in the Federal Register on August 9, 2012. 4 The Commission received one comment letter on the proposal. 5 1 15 U.S.C. 78s(b)(1) … Section 19(b)(2) of the Act 6 provides that within forty-five days of the publication of notice of the filing of a proposed rule change, or within such longer period up to ninety days as the Commission
77 FR 58604Securities and Exchange CommissionFederal Register · Notice · May 15, 2014
of the Extended Pilot and would analyze that period. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
79 FR 27963Securities and Exchange CommissionApproval of Investment Adviser Registration Depository Filing Fees
Federal Register · Notice · Dec 16, 2009
Comment Due Date: Comments should be received on or before February 1, 2010. … The Commission will reassess the fee levels prior to the end of the one-year period and welcomes any comments on the fee levels, including whether the reduced fee levels in this Order would be appropriate
74 FR 66710Securities and Exchange CommissionFederal Register · Notice · Jul 19, 2018
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
83 FR 34246Securities and Exchange CommissionFederal Register · Notice · Aug 29, 2006
Act. … rule-comments@sec.gov.
71 FR 51240Securities and Exchange CommissionFederal Register · Notice · Jun 3, 2026
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
91 FR 33254Securities and Exchange CommissionFederal Register · Notice · Feb 19, 2020
The proposed rule change was immediately effective upon filing with the Commission pursuant to Section 19(b)(3)(A) of the Act. 3 The proposed rule change was published for comment in the Federal … The Commission may extend the period for issuing an order approving or disapproving the proposed rule change, however, by not more than 60 days if the Commission determines that a longer period is appropriate
85 FR 9493Securities and Exchange CommissionFederal Register · Notice · Feb 19, 2020
The proposed rule change was immediately effective upon filing with the Commission pursuant to Section 19(b)(3)(A) of the Act. 3 The proposed rule change was published for comment in the Federal … The Commission may extend the period for issuing an order approving or disapproving the proposed rule change, however, by not more than 60 days if the Commission determines that a longer period is appropriate
85 FR 9504Securities and Exchange CommissionAgency decision · Agency decision
The Commission also created a Fair Fund, pursuant to Section 1 Advisers Act Rel. … by using the Commission’s Internet comment form (http://www.sec.gov/litigation/admin.shtml); or 3. by sending an e-mail to rule-comments@sec.gov.
Securities and Exchange CommissionFederal Register · Notice · Jan 2, 2003
January through March 2002; 12% for the period April through June 2002; 13% for the period July through September 2002; and 14% for the period October through December 2002. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
68 FR 144Securities and Exchange CommissionFederal Register · Notice · Jan 30, 2009
If, at the end of the pilot period, the Commission has not yet acted on the NYSE Trades Fee Filing, the Exchange will assess its experience with NYSE Trades and determine whether to extend or modify the … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
74 FR 5707Securities and Exchange CommissionFederal Register · Notice · Aug 12, 2010
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml) ; or • Send an e-mail to rule-comments
75 FR 49010Securities and Exchange CommissionFederal Register · Notice · Sep 17, 2012
The proposed rule change was published for comment in the Federal Register on August 1, 2012. 3 The Commission received eleven comment letters on this proposal. 4 1 15 U.S.C. 78s( … Section 19(b)(2) of the Act 5 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate
77 FR 57171Securities and Exchange CommissionFederal Register · Notice · Jun 1, 2017
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
82 FR 25443Securities and Exchange Commission
Ask Donna what matters in the record.
She can read the source against your case and show you exactly where the answer came from.