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Federal Register · Notice · Sep 7, 2023
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
88 FR 61642Securities and Exchange CommissionFederal Register · Notice · Aug 4, 2026
The proposed rule change was immediately effective upon filing with the Commission pursuant to Section 19(b)(3)(A) of the Act. 3 The proposed rule change was published for comment in the Federal … rule change and submitted comments, and the issues raised therein.
91 FR 49469Securities and Exchange CommissionFederal Register · Notice · Apr 18, 2022
period of time to set up and test a new market data product. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
87 FR 22985Securities and Exchange CommissionFederal Register · Notice · Apr 18, 2022
period of time to set up and test a new market data product. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
87 FR 22960Securities and Exchange CommissionFederal Register · Notice · Mar 24, 2004
The comment period expired on July 10, 2002. Ten comment letters were received in response to the Notice. 7 Copies of the Notice and the comment letters have been provided to the Commission. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
69 FR 13927Securities and Exchange CommissionFederal Register · Notice · Apr 13, 2021
Section 19(b)(2) of the Act 5 provides that within 45 days of the publication of notice of the filing of a propose rule change, or within such longer period up to 90 days as the Commission may designate … the comment letter.
86 FR 19313Securities and Exchange CommissionFederal Register · Notice · May 6, 2014
As proposed, similar to other provisions added in recent years, as described above, both paragraph (j) and paragraph (k) would be subject to the pilot period, and thus, would coincide with the pilot period … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
79 FR 25954Securities and Exchange CommissionFilings Under the Public Utility Holding Company Act of 1935, as amended (``Act'')
Federal Register · Notice · Aug 9, 1996
SECURITIES AND EXCHANGE COMMISSION [Release No. 35-26550] Filings Under the Public Utility Holding Company Act of 1935, as amended (``Act'') August 2, 1996. … Interested persons wishing to comment or request a hearing on the application(s) and/or declaration(s) should submit their views in writing by August 26, 1996, to the Secretary, Securities and Exchange
61 FR 41667Securities and Exchange CommissionBroker-Dealer Registration and Reporting
Federal Register · Proposed Rule · May 10, 1999
in furtherance of the purposes of the Exchange Act. … Commentators should provide empirical data to support their views. X.
64 FR 25153Securities and Exchange CommissionFederal Register · Notice · Sep 10, 2014
The proposed rule change was published for comment in the Federal Register on March 12, 2014. 3 The Commission received four comment letters on the proposal. 4 On April 23, 2014, pursuant … to Section 19(b)(2) of the Act, 5 the Commission designated a longer period within which to either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings
79 FR 53808Securities and Exchange CommissionRule 701Exempt Offerings Pursuant to Compensatory Arrangements
Federal Register · Rule · Mar 8, 1999
We received no comments in response to this request either. A copy of the Final Regulatory Flexibility Act Analysis may be obtained from Twanna M. … period of time before the date of sale: (1) If the plan is subject to the Employee Retirement Income Security Act of 1974 (``ERISA'') (29 U.S.C. 1104-1107), a copy of the summary plan description
64 FR 11095Securities and Exchange CommissionFederal Register · Notice · Jul 7, 2010
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … All submissions should refer to File Number SR-NSX-2010-08, and should be submitted on or before July 19, 2010. 10 10 The Commission believes that a 10-day comment period is reasonable, given
75 FR 39063Securities and Exchange CommissionFederal Register · Rule · Mar 10, 2010
Rule 201 Implementation Period VIII. Decision Not To Implement Rule 201 on a Pilot Basis IX. Paperwork Reduction Act A. Background B. Summary 1. … Paperwork Reduction Act A.
75 FR 11232Securities and Exchange CommissionFederal Register · Notice · Sep 22, 2022
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
87 FR 57951Securities and Exchange CommissionFederal Register · Notice · Nov 3, 2010
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
75 FR 67788Securities and Exchange CommissionFederal Register · Notice · Dec 14, 2017
No. 80691 (May 16, 2017), 82 FR 23344 (May 22, 2017). 27 For a summary of comments, see generally Securities Exchange Act Rel. … the Act.
82 FR 59151Securities and Exchange CommissionFederal Register · Notice · Dec 15, 2017
No. 80786 (May 26, 2017), 82 FR 25474 (June 1, 2017) (SR-C2-2017-017). 26 For a summary of comments, see generally Securities Exchange Act Rel. … Act.
82 FR 59805Securities and Exchange CommissionFederal Register · Notice · Dec 15, 2017
See Securities Exchange Act Rel. … Act.
82 FR 59753Securities and Exchange CommissionSECURITIES AND EXCHANGE COMMISSION
Agency decision · Agency decision
These comments supported the Commission’s view that 1, 3, and 10 year periods are reasonable definitions of the terms “short-term, mid-term, and long-term periods” as used in Section 15E(a)(1)(B)(i) of … recent 1, 3, and 10 year periods.
Securities and Exchange CommissionFederal Register · Notice · Jun 13, 2022
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
87 FR 35826Securities and Exchange Commission
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