Documents
Briefs, oral arguments, agency decisions and the Federal Register.
10,000+ results
0.14s
Federal Register · Notice · Sep 30, 2025
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov .
90 FR 46966Securities and Exchange CommissionFederal Register · Notice · Mar 21, 2005
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml) ; or • Send an e-mail to
70 FR 13555Securities and Exchange CommissionFederal Register · Notice · Jun 27, 2008
period applicable to an Obvious Error under current Phlx Rule 1092. … rule-comments@sec.gov .
73 FR 36581Securities and Exchange CommissionRevisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 And F-3
Federal Register · Proposed Rule · Jun 26, 2007
Follow the instructions for submitting comments. Paper Comments • Send paper comments in triplicate to Nancy M. … Request for Comment II. Paperwork Reduction Act A. Background B. Summary of Information Collections C. Paperwork Reduction Act Burden Estimates D. Request for Comment III.
72 FR 35118Securities and Exchange CommissionFederal Register · Notice · Mar 26, 2007
the Act. … rule-comments@sec.gov.
72 FR 14145Securities and Exchange CommissionFederal Register · Notice · Jun 26, 2014
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act” or “SEA”) 1 and Rule 19b-4 thereunder, 2 notice is hereby given that on June 16, 2014, the Financial Industry Regulatory … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
79 FR 36357Securities and Exchange CommissionFederal Register · Notice · Nov 7, 2024
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
89 FR 88326Securities and Exchange CommissionFederal Register · Notice · Dec 16, 1996
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''), 15 U.S.C. … (C) Self-Regulatory Organization's Statement of Comments on the Proposed Rule Change Received From Members, Participants or Others No written comments were solicited or received. III.
61 FR 66065Securities and Exchange CommissionFederal Register · Notice · Dec 2, 2024
Comments on the proposed rule change are available at: https://www.sec.gov/comments/sr-nyse-2024-48/srnyse202448.htm. … The Commission finds it appropriate to designate a longer period within which to take action on the proposed rule change, so that it has sufficient time to consider the proposed rule change and comments
89 FR 95301Securities and Exchange CommissionFederal Register · Notice · Oct 6, 2011
minimum trading level for the previous month for which the fee was incurred) over the following calendar month period, then CBSX will rescind the fee for the previous calendar month period. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
76 FR 62121Securities and Exchange CommissionFederal Register · Rule · Nov 28, 2003
Periodic Reports For purposes of the PRA, we estimate the annual incremental paperwork burden for Exchange Act periodic reports under the new disclosure requirements to be approximately 1,311 hours … Table 2, below, illustrates the incremental annual compliance burden of the collection of information in hours and in cost for periodic reports under the Exchange Act and Investment Company Act.
68 FR 66992Securities and Exchange CommissionFederal Register · Notice · Jun 14, 2012
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposal is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
77 FR 35719Securities and Exchange CommissionFederal Register · Notice · Aug 22, 2019
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
84 FR 43836Securities and Exchange CommissionFederal Register · Notice · Jun 4, 2007
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov .
72 FR 30895Securities and Exchange CommissionFederal Register · Notice · Jul 6, 2020
The closure period was extended twice, through June 30, 2020 (the “Initial Closure”). 8 8 See Securities Exchange Act Release Nos. 88403 (March 17, 2020), 85 FR 16400 (March 23, 2020) … for the length of the period.
85 FR 40352Securities and Exchange CommissionFederal Register · Notice · Mar 23, 2022
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
87 FR 16504Securities and Exchange CommissionFederal Register · Notice · Oct 3, 2022
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
87 FR 59856Securities and Exchange CommissionFederal Register · Notice · Jul 7, 2010
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … All submissions should refer to File Number SR-CHX-2010-14, and should be submitted on or before July 19, 2010. 4 4 The Commission believes that a 10-day comment period is reasonable, given
75 FR 39065Securities and Exchange CommissionFederal Register · Notice · Mar 24, 2009
The NYSE also requests that the Commission waive the five-day period for notice of intent to file this proposed rule change, and the 30-day period before the rule becomes operative, both of which are prescribed … rule-comments@sec.gov .
74 FR 12431Securities and Exchange CommissionFederal Register · Notice · Oct 22, 2009
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
74 FR 54617Securities and Exchange Commission
Ask Donna what matters in the record.
She can read the source against your case and show you exactly where the answer came from.