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Federal Register · Notice · May 24, 2006
, rather than an older twelve month period. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send e-mail to rule-comments
71 FR 30009Securities and Exchange CommissionConcept Release on Harmonization of Securities Offering Exemptions
Federal Register · Proposed Rule · Jun 26, 2019
Request for Comment E. Intrastate Offerings 1. Section 3(a)(11) of the Securities Act 2. Securities Act Rules 147 and 147A 3. Request for Comment F. Regulation Crowdfunding 1. … Act for offerings of up to $50 million of securities within a 12-month period.
84 FR 30460Securities and Exchange CommissionFederal Register · Notice · Jan 17, 2003
Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others No written comments were solicited or received with respect to the proposed … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposal is consistent with the Act.
68 FR 2596Securities and Exchange CommissionFederal Register · Notice · Jul 15, 2010
the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
75 FR 41258Securities and Exchange CommissionFederal Register · Notice · Jan 29, 2018
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
83 FR 4108Securities and Exchange CommissionFederal Register · Notice · Dec 7, 2017
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
82 FR 57799Securities and Exchange CommissionFederal Register · Notice · May 5, 2021
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
86 FR 24072Securities and Exchange CommissionFederal Register · Notice · Feb 6, 2013
and 6(b)(5) of the Act 5 in particular. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
78 FR 8633Securities and Exchange CommissionFederal Register · Notice · Sep 6, 2013
(“Exchange” or “BX”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), 1 and Rule 19b-4 thereunder, 2 … The Commission may extend the period for issuing an order approving or disapproving the proposed rule change, however, by not more than 60 days if the Commission determines that a longer period is appropriate
78 FR 54941Securities and Exchange CommissionReports to be Made by Certain Brokers and Dealers
Federal Register · Proposed Rule · Apr 21, 1998
ACTION: Proposed rule; extension of comment period. ----------------------------------------------------------------------- SUMMARY: The Securities and Exchange Commission is extending the comment period … The comment period for Release Nos. 34-39724; IC-23059; IA-1704, is being extended to April 27, 1998. DATES: Comments should be received on or before April 27, 1998.
63 FR 19693Securities and Exchange CommissionFederal Register · Notice · Nov 21, 2017
(“Exchange Act”) 1 and Rule 19b-4 thereunder. 2 The Proposed Rule Change was published for comment in the Federal Register on March 20, 2017. 3 The Commission received five comment … period until October 6, 2017 for initial comments and October 12, 2017 for rebuttal comments.
82 FR 55427Securities and Exchange CommissionFederal Register · Notice · Apr 28, 2025
The Wind-down Plan identifies the time period leading up to a decision to wind-down FICC as the “Runway Period.” 44 Supra note 40. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
90 FR 17644Securities and Exchange CommissionFederal Register · Notice · Sep 2, 2026
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
91 FR 56489Securities and Exchange CommissionAmendments to Procedures With Respect to Applications Under the Investment Company Act of 1940
Federal Register · Proposed Rule · Oct 30, 2019
In addition, any comment on the application by the Staff would pause the 45-day period. … releases comments on applications, and responses to those comments only in response to Freedom of Information Act (“FOIA”) requests.
84 FR 58075Securities and Exchange CommissionFederal Register · Proposed Rule · Jul 28, 2004
ACTION: Proposed Rule; extension of comment period. … The Commission is extending the comment period on the Regulation B until September 1, 2004.
69 FR 44988Securities and Exchange CommissionFederal Register · Notice · Oct 30, 2015
No User would be required to move more than once within any 12-month period. … The Notice would identify the 90-day period during which the User must move its equipment, which period would commence at least 60 days from the date of the Notice.
80 FR 66944Securities and Exchange CommissionFederal Register · Notice · Jan 19, 1995
of the Act. … This, in turn, should further the objects of the Act in general, and specifically those set forth in Section 12(f) and 11A of the Act and in Rules 11Aa3-1 and 11Aa3-2 thereunder.
60 FR 3886Securities and Exchange CommissionFederal Register · Notice · Dec 11, 2014
Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
79 FR 73665Securities and Exchange CommissionFederal Register · Notice · Feb 6, 2013
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
78 FR 8673Securities and Exchange CommissionFederal Register · Notice · Mar 26, 2018
On February 8, 2018, pursuant to Section 19(b)(2)(A)(ii)(I) of the Act, 5 the Commission designated a longer period within which to approve, disapprove, or institute proceedings to determine whether … On January 24, 2018, the Commission extended the review period of the Advance Notice for an additional 60 days pursuant to Section 806(e)(1)(H) of the Clearing Supervision Act.
83 FR 12990Securities and Exchange Commission
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