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Federal Register · Notice · Feb 6, 2013
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
78 FR 8680Securities and Exchange CommissionRegulation SBSR-Reporting and Dissemination of Security-Based Swap Information
Federal Register · Proposed Rule · Mar 19, 2015
S7-34-10) for the Regulation SBSR Proposing Release, of which 38 were comments submitted in response to the re-opening of the comment period. Of the comments directed to the comment file (File No. … The Commission does not agree with the commenters' reading of the Exchange Act.
80 FR 14740Securities and Exchange CommissionShareholder Reports and Quarterly Portfolio Disclosure of Registered Management Investment Companies
Federal Register · Rule · Mar 9, 2004
, the Exchange Act, and the Investment Company Act to improve the quality of periodic disclosure provided by funds about their costs, portfolio investments, and past performance. … Other Periods.
69 FR 11244Securities and Exchange CommissionFederal Register · Notice · Mar 11, 2026
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
91 FR 12035Securities and Exchange CommissionAgency decision · Agency decision
All persons who desire to comment on the Proposed Plan may submit their comments, in writing, no later than thirty (30) days from the date of this Notice: 1. … by using the Commission’s Internet comment form (https://www.sec.gov/litigation/admin.shtml); or 3. by sending an e-mail to rule-comments@sec.gov.
Securities and Exchange CommissionFederal Register · Notice · Jun 18, 2009
First, where the proposal referred only to acquisition of an “accounting firm”—which commenters correctly noted is not a term defined in the Act or the Board's rules—the final form now refers to a “public … of Title I of the Act.
74 FR 29092Securities and Exchange CommissionFederal Register · Notice · Aug 29, 2025
information from comment submissions. … All prospective commenters should follow the Commission's instructions on how to submit comments, available at www.sec.gov/rules-regulations/how-submit-comments.
90 FR 42284Securities and Exchange CommissionFederal Register · Notice · Jun 30, 2010
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
75 FR 37861Securities and Exchange CommissionFederal Register · Notice · Jun 2, 2020
for the length of the period. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 33758Securities and Exchange CommissionFederal Register · Notice · Jun 2, 2020
for the length of the period. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 33760Securities and Exchange CommissionFederal Register · Proposed Rule · Jan 3, 2012
ACTION: Proposed rule; extension of comment period. … that an extension of the comment period until February 13, 2012 is appropriate.
77 FR 23Treasury DepartmentComptroller of the CurrencyFederal Register · Notice · Feb 6, 2013
and 6(b)(5) of the Act 5 in particular. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
78 FR 8633Securities and Exchange CommissionFederal Register · Notice · Apr 20, 2020
On November 29, 2019, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or … The Commission may extend the period for issuing an order approving or disapproving the proposed rule change, however, by not more than 60 days if the Commission determines that a longer period is appropriate
85 FR 21906Securities and Exchange CommissionFederal Register · Notice · Jun 25, 2013
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
78 FR 38089Securities and Exchange CommissionFederal Register · Notice · Jul 11, 2005
established in Rule G-37(b)(iii) is limited to the six month period prior to becoming an MFP. … rule-comments@sec.gov .
70 FR 39836Securities and Exchange CommissionFederal Register · Notice · Mar 26, 2018
On February 8, 2018, pursuant to Section 19(b)(2)(A)(ii)(I) of the Act, 5 the Commission designated a longer period within which to approve, disapprove, or institute proceedings to determine whether … On January 24, 2018, the Commission extended the review period of the Advance Notice for an additional 60 days pursuant to Section 806(e)(1)(H) of the Clearing Supervision Act.
83 FR 12990Securities and Exchange CommissionFederal Register · Notice · Sep 30, 2013
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
78 FR 60003Securities and Exchange CommissionFederal Register · Notice · Dec 29, 2004
The Exchange instituted this program in November 2003 for a six month period, expiring in May 2004. 4 The Exchange extended this program in May 2004 for an additional six month period, expiring in … . 10 8 15 U.S.C. 78s(b)(3)(A)(ii). 9 17 CFR 19b-4(f)(2). 10 For purposes of calculating the 60-day abrogation period, the Commission considers the abrogation period
69 FR 78075Securities and Exchange CommissionFederal Register · Notice · Apr 8, 2021
ACTION: Reopening of comment period. … DATES: The comment period is re-opened until May 3, 2021.
86 FR 18341Securities and Exchange CommissionInvestment Company Liquidity Risk Management Programs
Federal Register · Rule · Nov 18, 2016
The five-year retention period is also consistent with the period provided in rule 38a-1(d) under the Act. … we believe lessen the compliance burden to funds, compared to choosing a different retention period, such as the six-year recordkeeping retention period under rule 31a-2 of the Act. 833 CFA Comment
81 FR 82142Securities and Exchange Commission
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