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Federal Register · Notice · Aug 13, 2010
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 1 and Rule 19b-4 thereunder, 2 notice is hereby given that on July 27, 2010, Financial Industry Regulatory Authority … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
75 FR 49542Securities and Exchange CommissionFederal Register · Notice · Jul 30, 2004
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 1 and Rule 19b-4 thereunder, 2 notice is hereby given that on February 23, 2004, the Chicago Board Options Exchange … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
69 FR 45860Securities and Exchange CommissionFederal Register · Proposed Rule · Oct 15, 2015
ACTION: Proposed rule; re-opening of comment period. … If not, what retention period would commenters recommend? Would commenters recommend a six-year retention period? Why or why not?
80 FR 62274Securities and Exchange CommissionFederal Register · Notice · Oct 13, 2011
(“Correlix”) and a free trial period for new subscribers to the Correlix service. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposal is consistent with the Act.
76 FR 63695Securities and Exchange CommissionFederal Register · Notice · Nov 7, 2023
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
88 FR 76879Securities and Exchange CommissionFederal Register · Notice · Jul 23, 2015
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
80 FR 43803Securities and Exchange CommissionFederal Register · Notice · Jul 29, 2022
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
87 FR 45837Securities and Exchange CommissionFederal Register · Notice · Jul 29, 2022
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
87 FR 45834Securities and Exchange CommissionFederal Register · Notice · Jun 19, 2012
During the Pilot Period, the Exchange will submit certain data relating to the frequency with which the exposure period is terminated by unrelated orders. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
77 FR 36589Securities and Exchange CommissionFederal Register · Notice · Sep 10, 2020
The proposed rule change was published for comment in the Federal Register on March 9, 2020. 3 On April 13, 2020, the Commission designated a longer period within which to approve the proposed … Exchange Act Release No. 88622, 85 FR 21490 (April 17, 2020). 5 See https://www.sec.gov/comments/sr-cboe-2020-014/srcboe2020014-7180918-216787.pdf . 6 See Securities Exchange
85 FR 55905Securities and Exchange CommissionFederal Register · Notice · Dec 21, 2022
NSCC uses a look-back period of not less than ten years that includes a one-year stress period. … If the one-year stress period overlaps with the look-back period, only the non-overlapping period would be combined with the look-back period.
87 FR 78157Securities and Exchange CommissionFederal Register · Notice · Jul 3, 2018
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
83 FR 31203Securities and Exchange CommissionFederal Register · Notice · Jan 17, 2008
The MSRB requested comment on whether the two-hour period after the Time of Formal Award for completing the information submission to NIIDS would be sufficient and whether the time period should be different … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
73 FR 3295Securities and Exchange CommissionFederal Register · Notice · Jul 13, 2011
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 41317Securities and Exchange CommissionFederal Register · Notice · Dec 6, 2006
the Act. … rule-comments@sec.gov.
71 FR 70822Securities and Exchange CommissionFederal Register · Rule · Nov 2, 2012
Comments Received Three commenters asked for the implementation of the proposed rules to be subject to appropriate phase-in periods. 41 One commenter suggested that the appropriate phases should … The Commission agrees with the commenter that well-designed margin models include factors that adjust to periods of market turbulence.
77 FR 66220Securities and Exchange CommissionFederal Register · Notice · Nov 27, 2020
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 76129Securities and Exchange CommissionFederal Register · Notice · Sep 17, 2013
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml); or • Send an email to rule-comments
78 FR 57191Securities and Exchange CommissionFederal Register · Notice · Aug 28, 2014
, pursuant to Section 19(b)(2) of the Act, 5 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute proceedings … The Commission may, however, extend the period for issuing an order approving or disapproving the proposed rule change by not more than 60 days if the Commission determines that a longer period is appropriate
79 FR 51380Securities and Exchange CommissionFederal Register · Notice · Aug 23, 2018
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
83 FR 42725Securities and Exchange Commission
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