Documents

Retail Foreign Exchange Transactions (Regulation NN)

Federal Register · Proposed Rule · Aug 3, 2011

Supp. 2d 482, 495 (S.D.N.Y. 2004) (distinguishing between forward contracts in foreign exchange and foreign exchange futures contracts); see also William L. … Under the proposal, the major currencies would be the U.S.

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Federal Register · Proposed Rule · Feb 28, 2020

Initial recordkeeping burdens: (10 hours) × (255 entities) × (Attorney at $423 per hour) = $1,078,650. 339  Annual recordkeeping burdens: (10 hours) × (255 entities) × (Attorney at $423 per hour … ) × (26 disclosures per year) × (Attorney at $423 per hour) = $1,402,245.

Role of Supervisory Guidance

Federal Register · Proposed Rule · Nov 5, 2020

Mortgage Bankers Ass'n, 575 U.S. at 97 ( citing Shalala v. Guernsey Memorial Hospital, 514 U.S. 87, 99 (1995)). … Clearing House Assn L.L.C., 557 U.S. 519 (2009); United States v. Gaubert, 499 U.S. 315 (1991); and United States v. Philadelphia Nat. Bank, 374 U.S. 321 (1963).

Qualification Requirements for Transactions in Certain Securities

Federal Register · Proposed Rule · Dec 30, 1996

See U.S. General Accounting Office, Report to Congressional Requesters: Bank Mutual Funds Sales Practices and Regulatory Issues GAO/GGD-95-210, at p. 52 (September 1995); U.S. … Cir. 1979), cert. denied, 449 U.S. 823; see also National Petroleum Refiners Assoc. v. FTC, 482 F.2d 672, 680-81 (D.C.

Unified Agenda of Federal Regulatory and Deregulatory Actions-Fall 2014

Federal Register · Proposed Rule · Dec 22, 2014

Reporting Requirements for U.S. … Reform of Rules and Policies on Foreign Carrier Entry Into the U.S.

Regulatory Capital Rule: Category I and II Banking Organizations, Banking Organizations With Significant Trading Activity, and Optional Adoption for Other Banking Organizations

Federal Register · Proposed Rule · Mar 27, 2026

See, e.g., U.S. … For debt positions in U.S.

Regulatory Capital Rule: Large Banking Organizations and Banking Organizations With Significant Trading Activity

Federal Register · Proposed Rule · Sep 18, 2023

. markets, requirements under U.S. generally accepted accounting principles (GAAP), 8 practices of U.S. banking organizations, and U.S. legal requirements and policy objectives. 7   See … As of December 31, 2022, there were 37 top-tier U.S. depository institution holding companies and 62 U.S.

Incentive-Based Compensation Arrangements

Federal Register · Proposed Rule · Jun 10, 2016

In addition, foreign banking organizations with U.S. operations would be required to report their total consolidated U.S. assets to the Board on a quarterly basis. … Guidance on Sound Incentive Compensation Policies In June 2010, the U.S.

Community Reinvestment Act

Federal Register · Proposed Rule · Oct 19, 2020

Location Nonmetropolitan Pass 1,389 62   Not Pass 840 38   Metropolitan Pass 3,073 64   Not Pass 1,765 36 Asset Category <$300 Million Pass 423 … Examples of such products include: 89   See Board of Governors of the Federal Reserve System, “Report on the Economic Well-Being of U.S.