Documents

Expanded Examination Cycle for Certain Small Insured Depository Institutions and U.S. Branches and Agencies of Foreign Banks

Federal Register · Rule · Apr 10, 2007

3064-AD17 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563 [Docket ID OTS-2007-0006] Expanded Examination Cycle for Certain Small Insured Depository Institutions and U.S … Subpart C also issued under 5 U.S.C. 301, 552; 12 U.S.C. 161, 481, 482, 484(a), 1442, 1817(a)(3), 1818(u) and(v), 1820(d)(6), 1820(k), 1821(c), 1821(o), 1821(t), 1831m, 1831p-1, 1831o, 1867, 1951 et

Expanded Examination Cycle for Certain Small Insured Depository Institutions and U.S. Branches and Agencies of Foreign Banks

Federal Register · Rule · Feb 29, 2016

The interim final rules permit a U.S. branch or agency of a foreign bank with total assets of less than $1 billion to qualify for an 18-month examination cycle if the U.S. branch or agency of a foreign … The authority citation for part 4 is revised to read as follows: Authority: 5 U.S.C. 301, 552; 12 U.S.C. 1, 93a, 161, 481, 482, 484(a), 1442, 1462a, 1463, 1464 1817(a), 1818, 1820, 1821, 1831m,

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Federal Register · Rule · Jul 31, 2020

Initial recordkeeping burdens: (10 hours) × (255 entities) × (Attorney at $423 per hour) = $1,078,650. 587  Annual recordkeeping burdens: (10 hours) × (255 entities) × (Attorney at $423 per hour … ) × (26 disclosures per year) × (Attorney at $423 per hour) = $1,402,245.

Agency Information Collection Activities; Submission for OMB Review; Comment Request

Federal Register · Notice · Nov 23, 2020

Branches and Agencies of Foreign Banks (FFIEC 002) and the Report of Assets and Liabilities of a Non-U.S. Branch that is Managed or Controlled by a U.S. Branch or Agency of a Foreign (Non-U.S.) … • For assistance in navigating www.reginfo.gov, please contact the Regulatory Information Service Center at (202) 482-7340.

Retail Foreign Exchange Transactions

Federal Register · Rule · Jul 12, 2011

One commenter responded that there is no U.S. policy interest in applying U.S. consumer protection rules to transactions with non-U.S. residents conducted by foreign branches. … One commenter opposed applying the retail forex rule to any transaction conducted out of a foreign branch of a U.S. depository institution, whether with a U.S. or non-U.S. retail customer.

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Federal Register · Proposed Rule · Feb 28, 2020

Initial recordkeeping burdens: (10 hours) × (255 entities) × (Attorney at $423 per hour) = $1,078,650. 339  Annual recordkeeping burdens: (10 hours) × (255 entities) × (Attorney at $423 per hour … ) × (26 disclosures per year) × (Attorney at $423 per hour) = $1,402,245.

Retail Foreign Exchange Transactions

Federal Register · Proposed Rule · May 17, 2011

Greene et al., U.S. Regulation of International Securities and Derivatives Markets § 14.08[2] (8th ed. 2006). … The major currencies currently are the U.S.

Proposed Agency Information Collection Activities; Comment Request

Federal Register · Notice · Jan 26, 2024

• For assistance in navigating www.reginfo.gov, please contact the Regulatory Information Service Center at (202) 482-7340. … Additionally, commenters may send a copy of their comments to the OMB desk officers for the agencies by mail to the Office of Information and Regulatory Affairs, U.S.

Proposed Agency Information Collection Activities; Comment Request

Federal Register · Notice · Apr 19, 2019

• For assistance in navigating www.reginfo.gov, please contact the Regulatory Information Service Center at (202) 482-7340. … Additionally, commenters may send a copy of their comments to the OMB desk officer for the agencies by mail to the Office of Information and Regulatory Affairs, U.S.

Role of Supervisory Guidance

Federal Register · Proposed Rule · Nov 5, 2020

Mortgage Bankers Ass'n, 575 U.S. at 97 ( citing Shalala v. Guernsey Memorial Hospital, 514 U.S. 87, 99 (1995)). … Clearing House Assn L.L.C., 557 U.S. 519 (2009); United States v. Gaubert, 499 U.S. 315 (1991); and United States v. Philadelphia Nat. Bank, 374 U.S. 321 (1963).

Petition for Rulemaking to Preempt Certain State Laws

Federal Register · Proposed Rule · Mar 21, 2005

Mead, 533 U.S. 218, 229 (2001) (quoting Chevron, 467 U.S. at 845). … operation”), National Petroleum Refiners Ass'n, 482 F.2d at 681.

One-Year Post-Employment Restrictions for Senior Examiners

Federal Register · Rule · Nov 17, 2005

Subpart C also issued under 5 U.S.C. 301, 552; 12 U.S.C. 161, 481, 482, 484(a), 1442, 1817(a)(3), 1818(u) and (v), 1820(d)(6), 1820(k), 1821(c), 1821(o), 1821(t), 1831m, 1831p-1, 1831o, 1867, 1951 et … Any senior examiner who is subject to an order issued under paragraph (a)(1) of this section shall be subject to 12 U.S.

Proposed Agency Information Collection Activities; Comment Request

Federal Register · Notice · Jul 22, 2020

• For assistance in navigating www.reginfo.gov, please contact the Regulatory Information Service Center at (202) 482-7340. … Revisions Related to U.S. GAAP 1.

Proposed Agency Information Collection Activities; Comment Request

Federal Register · Notice · Oct 4, 2019

• For assistance in navigating www.reginfo.gov, please contact the Regulatory Information Service Center at (202) 482-7340. … Under the proposed approach, the most stringent set of standards (Category I) would apply to U.S. global systemically important banks (GSIBs).

Prohibition on Use of Reputation Risk by Regulators

Federal Register · Proposed Rule · Oct 30, 2025

This practice can also result in distortions to industries and the U.S. economy, as the agencies' examiners use reputation risk to choose winners and losers among market participants and industries. … The authority citation for part 4 continues to read as follows: Authority: 5 U.S.C. 301, 552; 12 U.S.C. 1, 93a, 161, 481, 482, 484(a), 1442, 1462a, 1463, 1464 1817(a), 1818, 1820, 1821, 1831m, 1831p

Prohibition on the Use of Reputation Risk by Regulators

Federal Register · Rule · Apr 10, 2026

Significant adverse effects on competition, employment, investment, productivity, innovation or on the ability of U.S. … The authority citation for part 4 continues to read as follows: Authority: 5 U.S.C. 301, 552; 12 U.S.C. 1, 93a, 161, 481, 482, 484(a), 1442, 1462a, 1463, 1464 1817(a), 1818, 1820, 1821, 1831m, 1831p

Unsafe or Unsound Practices, Matters Requiring Attention

Federal Register · Proposed Rule · Oct 30, 2025

Clearing House Ass'n, 557 U.S. 519 (2009); United States v. Gaubert, 499 U.S. 315 (1991); United States v. Phila. … See footnote 8 of the U.S. Small Business Administration's Table of Size Standards .

Temporary Asset Thresholds

Federal Register · Rule · Dec 2, 2020

FR Y-11 (annual)—Financial Statements of U.S. Nonbank Subsidiaries of U.S. … Report Title: Financial Statements of U.S. Nonbank Subsidiaries of U.S. Holding Companies and Abbreviated Financial Statements of U.S Nonbank Subsidiaries of U.S.

Agency Information Collection Activities; Submission for OMB Review; Comment Request

Federal Register · Notice · Jan 27, 2020

• For assistance in navigating www.reginfo.gov, please contact the Regulatory Information Service Center at (202) 482-7340. … All notional amounts reported in Schedule RC-L should be based on the U.S. GAAP notional amount.

Unsafe or Unsound Practices, Matters Requiring Attention

Federal Register · Rule · Sep 1, 2026

Clearing House Ass'n, L.L.C., 557 U.S. 519 (2009); United States v. Gaubert, 499 U.S. 315 (1991); United States v. Phila. Nat'l Bank, 374 U.S. 321 (1963). … Garland, 596 U.S. 328, 346 (2022) (citing Niz-Chavez v. Garland, 593 U.S. 155, 171 (2021) and Jay v. Boyd, 351 U.S. 345, 357 (1956)).