FOR THE BLUE LAKE RANCHERIA TRIBAL COURT
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RULES OF EVIDENCE
FOR THE BLUE LAKE RANCHERIA TRIBAL COURT
Section 11.1.1040c.1(a) of the Tribal Court Ordinance of the Blue Lake Rancheria (“Tribe”) authorizes
the Chief Judge of the Tribal Court for the Tribe, in consultation with the Business Council of the Tribe (“Tribal
Council”), to “promulgate rules of pleading, practice and procedure applicable to any and all proceedings of the
Tribal Court.” The following rules are adopted to govern the conduct of Tribal Court Clerks in the administration
and performance of their duties for the Court.
Except as otherwise provided by these Rules, the following Rules of Evidence shall apply to every action
before the Tribal Court of the Tribe.
CHAPTERS:
01
Definitions
02
General Provisions
03
Judicial Notice
04
Burden of Proof
05
Witnesses
06
Opinion Testimony and Scientific Evidence
07
Privileges
08
Evidence Affected or Excluded by Extrinsic Policies
09
Hearsay Evidence
10
Writings
Chapter 1
Definitions
Rule:
01
02
03
04
05
06
07
08
09
10
11
12
13
14
15
16
Application of Definitions
Burden of Producing Evidence
Burden of Proof
Civil Action
Conduct
Declarant
Evidence
Proof
Public Employee
Public Entity
Relevant Evidence
State
Statement
Tribe
Unavailable as a Witness
Writing
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Rule 1. Application of Definitions.
Unless the provision or context otherwise requires, these definitions govern the construction of these Rules.
Rule 2. Burden of Producing Evidence.
“Burden of producing evidence”, means the obligation of a party to introduce evidence sufficient to avoid a ruling
against that party on the issue.
Rule 3. Burden of Proof.
“Burden of proof”, means the obligation of a party to establish by evidence a requisite degree of belief concerning
a fact in the mind of the trier of fact or the court. The burden of proof may require a party to raise a reasonable
doubt concerning the existence or non-existence of a fact or that he/she establish the existence or non-existence of
a fact by a preponderance of the evidence, by clear and convincing proof, or by proof beyond a reasonable doubt.
Except as otherwise provided by these rules, the burden of proof requires proof by a preponderance of the
evidence.
Rule 4. Civil Action.
“Civil action”, includes all civil proceedings of every kind.
Rule 5. Conduct.
“Conduct”, includes all active and passive behavior, both verbal and non-verbal.
Rule 6. Declarant.
“Declarant” is a person who makes a statement
Rule 7. Evidence.
“Evidence” means testimony, writings, material objects, or other things presented to the senses that are offered to
prove the existence or non-existence of a fact.
Rule 8. Proof.
“Proof” is the establishment by evidence of a requisite degree of belief concerning a fact in the mind of the trier of
fact or the court.
Rule 9. Public Employee.
“Public employee”, means an officer, agent or employee of a public entity.
Rule 10. Public Entity.
“Public entity”, includes a tribe, nation, state, county, city and county, city, district, public authority, public
agency, or any other political subdivision or public corporation, whether foreign or domestic.
Rule 11. Relevant Evidence.
“Relevant evidence”, means evidence, including evidence relevant to the credibility of a witness or hearsay
declarant, having any tendency in reason to prove or disprove any disputed fact that is of consequence to the
determination of the action.
Rule 12. State.
“State”, means any state, district, commonwealth, territory, or insular possession of the United States.
Rule 13. Statement.
“Statement” means;
(a) an oral or written verbal expression or;
(b) non-verbal conduct of a person intended by him/her as a substitute for oral or written verbal
expression.
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Rule 14. Tribe.
“Tribe”, means an Indian Tribe, band, nation, or other organized group or community which is recognized as
eligible for services provided by the United States because of their status as an Indian Tribe.
Rule 15. Unavailable as a Witness.
(a) Except as otherwise provided in subdivision (b) below, “unavailable as a witness”, means that the
declarant is;
(1) Exempted or precluded on the ground of privilege from testifying concerning the matter to
which his/her statement is relevant;
(2) Disqualified from testifying to the matter;
(3) Dead or unable to attend or to testify at the hearing because of then existing physical or
mental illness or infirmity;
(4) Absent from the hearing and the court is unable to compel his/her attendance by its process;
or
(5) Absent from the hearing and the proponent of his/her statement has exercised reasonable
diligence but has been unable to procure his/her attendance by the court’s process.
(b) A declarant is not unavailable as a witness if the exemption, preclusion, disqualification, death,
inability, or absence of the declarant was brought about by the procurement or wrongdoing of the
proponent of his/her statement for the purpose of preventing the declarant from attending or testifying.
Rule 16. Writing.
“Writing”, means handwriting, typewriting, printing, photocopying, Photostatting, photographing, and every other
means of recording upon any tangible thing any form of communication or representation, including letters,
words, pictures, sounds, or symbols, or combinations thereof.
Chapter 2
General Provisions
Rule:
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18
19
20
21
22
23
24
25
26
27
28
29
30
Questions of Law for Court
Jury as Trier of Fact
Power of Court to Regulate Order of Proof
Only Relevant Evidence Admissible
Admissibility of Relevant Evidence
Discretion of Court to Exclude Evidence
Effect of Erroneous Admission of Evidence
Effect of Erroneous Exclusion of Evidence
Entire Act, Declaration, Conversation or Writing May Be
Brought Out to Elucidate Part Offered
Preliminary Fact
Proffered Evidence
Procedure for Determining Foundational and Other Preliminary Facts Where Relevancy,
Personal Knowledge, or Authenticity is Disputed
Determination of Foundational and Other Preliminary Facts Where Relevancy, Personal
Knowledge, or Authenticity is Disputed
Determination of Whether Proffered Evidence is Incriminatory
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31
32
33
34
35
36
37
38
39
40
Direct Evidence
Direct Evidence of One Witness Sufficient
Party’s Failure to Explain or Deny Evidence
Judicial Notice May Be Taken Only as Authorized by These Rules
Matters Which Must Be Judicially Noticed
Matters Which May Be Judicially Noticed
Compulsory Judicial Notice Upon Request
Information That May Be Used in Taking Judicial Notice
Noting for Record Denial of Request to Take Judicial Notice
Judicial Notice by Tribal court in Subsequent Proceedings
Rule 17. Questions of Law for Court.
All questions of law (including but not limited to questions concerning the construction of tribal, state or
federal laws and other writings, the admissibility of evidence, and other rules of evidence) are to be
decided by the court. Determination of issues of fact preliminary to the admission of evidence are to be
decided by the court as provided in these Rules.
Rule 18. Jury as Trier of Fact.
Except as otherwise provided by applicable Federal or Tribal Law or these Rules where the trial is by
jury:
(a) All questions of fact are to be decided by the jury.
(b) Subject to the control of the court, the jury is to determine the effect and value of the evidence
addressed to it, including the credibility of witnesses and hearsay declarants.
Rule 19. Power of Court to Regulate Order of Proof.
Except as otherwise provided by applicable Federal or Tribal Law, the court in its discretion shall regulate
the order of proof.
Rule 20. Only Relevant Evidence Admissible.
No evidence is admissible except relevant evidence.
Rule 21. Admissibility of Relevant Evidence.
Except as otherwise provided by applicable Federal or Tribal Law or these Rules, all relevant evidence is
admissible.
Rule 22. Discretion of Court to Exclude Evidence.
The court in its discretion may exclude evidence if its probative value is substantially outweighed by the
probability that its admission will;
(a) necessitate undue consumption of time; or
(b) create a substantial danger of undue prejudice, of confusing the issues, or of misleading the
jury.
Rule 23. Effect of Erroneous Admission of Evidence.
A verdict or finding shall not be set aside, nor shall the judgment or decision based thereon be reversed,
by reason of the erroneous admission of evidence unless;
(a) There appears of record an objection to or a motion to exclude or to strike the evidence that
was timely made and so stated as to make clear the specific ground of the objection or
motion; and
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(b) The court which passes upon the effect of the error or errors is of the opinion that the
admitted evidence should have been excluded on the ground stated and that the error or errors
complained of resulted in a miscarriage of justice.
Rule 24. Effect of Erroneous Exclusion of Evidence.
A verdict or finding shall not be set aside, nor shall the judgment or decision based thereon be reversed,
by reason of the erroneous exclusion of evidence unless the court which passes upon the effect of the
error or errors is of the opinion that the error or errors complained of resulted in a miscarriage of justice
and it appears of record that:
(a) The substance, purpose, and relevance of the excluded evidence was made known to the court
by the questions asked, an offer of proof, or by any other means;
(b) The rulings of the court made compliance with subdivision futile; or
(c) The evidence was sought by questions asked during cross-examination or recrossexamination.
Rule 25. Entire Act, Declaration, Conversation, or Writing May Be Brought Out to Elucidate Part
Offered.
Where part of an act, declaration, conversation, or writing is given in evidence by one party, the whole on
the same subject may be inquired into by an adverse party; when a letter is read, the answer may be given;
and when a detached act, declaration, conversation, or writing is given in evidence, any other act,
declaration, conversation, or writing which is necessary to make it understood may also be given in
evidence.
Rule 26. Preliminary Fact.
As used in these Rules, “preliminary fact” means a fact upon the existence or non-existence of which
depends the admissibility or inadmissibility of evidence. The phrase “the admissibility or inadmissibility
of evidence” includes the qualification or disqualification of a person to be a witness and the existence or
non-existence of a privilege.
Rule 27. Proffered Evidence.
As used in these Rules, “proffered evidence” means evidence, the admissibility or inadmissibility of
which is dependent upon the existence or non-existence of a preliminary fact.
Rule 28. Procedure for Determining Foundational and Other Preliminary Facts.
(a) When the existence of a preliminary fact is disputed, its existence or non-existence shall be
determined as provided in this Rule.
(b) In the case of a jury trial, the court may hear and determine the question of the admissibility of
evidence out of the presence or hearing of the jury.
(c) A ruling on the admissibility of evidence implies whatever finding of fact is a prerequisite thereto; a
separate or formal finding is unnecessary unless required by law or else by these Rules.
Rule 29. Determination of Foundational and Other Preliminary Facts Where Relevancy, Personal
Knowledge, or Authenticity is Disputed.
(a) The proponent of the proffered evidence has the burden of producing evidence as to the existence
of the preliminary fact, and the proffered evidence is inadmissible unless the court finds that
there is evidence sufficient to sustain a finding of the existence of the preliminary fact, when;
(1) The relevance of the proffered evidence depends on the existence of the preliminary fact;
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(2) The preliminary fact is the personal knowledge of a witness concerning the subject matter of
his/her testimony;
(3) The preliminary fact is the authenticity of a writing;
(4) The proffered evidence is of a statement or other conduct of a particular persona and the
preliminary fact is whether that person made the statement or so conducted himself/herself.
Rule 30. Determination of Whether Proffered Evidence is Incriminatory.
Whenever the proffered evidence is claimed to be privileged under these Rules, the person claiming the
privilege has the burden of showing that the proffered evidence might tend to incriminate him/her; and the
proffered evidence is inadmissible unless it clearly appears to the court that the proffered evidence cannot
possibly have a tendency to incriminate the person claiming the privilege.
Rule 31. Direct Evidence.
As used in this chapter, “direct evidence”, means evidence that directly proves a fact, without an
inference or presumption, and which in itself, if true, conclusively establishes that fact.
Rule 32. Direct Evidence of One Witness Sufficient.
Except where additional evidence is required by law or these Rules, the direct evidence of one witness
who is entitled to full credit is sufficient for proof of any fact.
Rule 33. Party’s Failure to Explain or Deny Evidence.
In determining what inferences to draw from the evidence or facts in the case against a party, the trier of
fact may consider, among other things, the party’s failure to explain or to deny by his/her testimony such
evidence or facts in the case against him/her, or his/her willful suppression of evidence relating thereto, if
such be the case.
Rule 34. Judicial Notice May Be Taken Only As Authorized By These Rules.
Judicial notice may not be taken of any matter unless authorized or required by these rules.
Rule 35. Matters Which Must Be Judicially Noticed.
Judicial notice shall be taken of:
(a) The decisional, constitutional and statutory law of the Tribe, a state and the United States.
(b) Rules of Pleading, Practice, and Procedure prescribed by the Tribal Court, United States
Supreme Court, such as the Rules of the United States Supreme Court, the Federal Rules of
Civil Procedure, the Federal Rules of Criminal Procedure, the Admiralty Rules, the Rules of
the Court of Claims, the Rules of the Customs Court, and the General Orders and Forms in
Bankruptcy.
(c) The true signification of all English words and phrases and of all legal expressions.
(d) The official membership role of any Indian Tribe.
(e) Facts and propositions of generalized knowledge that are so universally known that they
cannot reasonably be the subject of dispute.
Rule 36. Matters Which May Be Judicially Noticed.
Judicial notice may be taken of the following matters to the extent that they are not embraced within Rule
35:
(a) The decisional, constitutional, and statutory law of any Tribe, state of the United States or
public entity and the resolutions and private acts of the Congress of the United States and of
the legislature of any state.
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(b) Regulations and legislative enactments issued by or under the authority of the United States,
Tribe or any public entity.
(c) Official acts of the legislative, executive, and judicial departments of the United States, any
Tribe or of any state of the United States.
(d) Records of any court of record of the United States, of any Tribe, or of any state of the United
States.
(e) Rules of court of the United States, any Tribe or of any state of the United States.
(f) The law of an organization of nations and of foreign nations and public entities in foreign
nations.
(g) Facts and propositions that are not reasonably subject to dispute and are capable of immediate
and accurate determination by resort to sources of reasonably indisputable accuracy.
Rule 37. Compulsory Judicial Notice Upon Request.
The Tribal Court shall take judicial notice of any matter specified in Rule 36 if a party requests it and:
(a) Gives each adverse party sufficient notice of the request, through the pleadings or otherwise,
to enable such adverse party to prepare to meet the request; and
(b) Furnishes the court with sufficient information to enable it to take judicial notice of the
matter.
Rule 38. Information That May Be Used in Taking Judicial Notice.
(a) In determining the propriety of taking judicial notice of a matter, or the tenor thereof:
(1) Any source of pertinent information, including the advice of persons learned in the subject
matter, may be consulted or used, whether or not furnished by a party.
(2) Exclusionary rules of evidence do not apply except for Rule 22 and the Rules of Privilege.
(b) Where the subject of judicial notice is the law of an organization of nations, a foreign nation, or a
public entity in a foreign nation and the court resorts to the advice of persons learned in the subject
matter, such advice, if not received in open court, shall be in writing.
(c) If the trial court resorts to any source of information not received in open court, including the advice
of persons learned in the subject matter, such information and its source shall be made a part of the
record in the action and the court shall afford each party reasonable opportunity to meet such
information before judicial notice of the matter may be taken.
Rule 39. Noting for Record Denial of Request to Take Judicial Notice.
If the trial court denies a request to take judicial notice of any matter, the court shall at the earliest
practicable time so advise the parties and indicate for the record that it has denied the request.
Rule 40. Judicial Notice by Trial Court in Subsequent Proceedings.
The failure or refusal of the trial court to take judicial notice of a matter does not preclude the trial court
in subsequent proceedings in the action from taking judicial notice of the matter in accordance with the
procedure specified in this division.
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Chapter 3
Burden of Proof, Burden of Producing Evidence; Presumptions and Interferences
Rule:
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42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
Party Who Has The Burden of Proof
Claim That a Person Guilty of Crime or Wrongdoing
Claim That a Person Did Not Exercise Care
Claim That a Person Is or Was Insane
Party Who Has the Burden of Producing Evidence
Presumption and Interference Denied
Classification of Presumption
Effect of Presumption Affecting Burden of Producing Evidence
Effect of Presumption Affecting Burden of Proof
Conclusive Presumption
Legitimacy
Facts Recited in Written Instruments
Estoppel By Own Statement or Conduct
Presumption Affecting The Burden of Producing Evidence
Money Delivered By One to Another
Thing Delivered By One to Another
Ownership of Things Possessed
Writing Truly Dated
Letter Received In Ordinary Course of Mail
Authenticity of Ancient Document
Legitimacy
Owner of Legal Title to Property Is Owner of Beneficial Title
Death of Person Not Heard From in Seven Years
Rule 41. Party Who Has the Burden of Proof
Except as otherwise provided by Tribal or Federal Law or these Rules, a party has the burden of proof as
to each fact the existence or non-existence of which is essential to the claim for relief or defense that
he/she is asserting.
Rule 42. Claim That Person Guilty of Crime or Wrongdoing.
The party claiming that a person is guilty of crime or wrongdoing has the burden of proof on that issue.
Rule 43. Claim That Person Did Not Exercise Care.
The party claiming that a person did not exercise a requisite degree of care has the burden of proof on that
issue.
Rule 44. Claim That Person Is or Was Insane
The party claiming that a person did not exercise a requisite degree of care has the burden of proof on that
issue.
Rule 45. Party Who Has the Burden of Producing Evidence
(a) the burden of producing evidence as to a particular fact is on the party against whom a finding on that
fact would be required in the absence of further evidence.
(b) The burden of producing evidence as to a particular fact is initially on the party with the burden of
proof as to that fact.
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Rule 46. Presumption and Interference Defined
(a) A presumption is an assumption of fact that the law requires to be made from another fact or group of
facts found or otherwise established in the action. A presumption is not evidence.
(b) An inference is a deduction of fact that may logically and reasonably be drawn from another fact or
group of facts found or otherwise established in the action.
Rule 47. Classification of Presumptions
A presumption is either conclusive or rebuttable. Every rebuttable presumption is either;
(a) a presumption affecting the burden of producing evidence, or
(b) a presumption affecting the burden of proof.
Rule 48. Effect of Presumption Affecting Burden of Producing Evidence
The effect of a presumption affecting the burden of producing evidence is to require the trier of fact to
assume the existence of the presumed fact unless and until the evidence is introduced which would
support a finding or its non-existence, in which case the trier of fact shall determine the existence or nonexistence of the presumed fact from the evidence and without regard to the presumption. Nothing in this
section shall be construed to prevent the drawing of any interference that may be appropriate.
Rule 49. Effect of Presumption Affecting Burden of Proof
The effect of a presumption affecting the burden of proof is to impose upon the party against whom it
operates the burden of proof as to the non-existence of the presumed fact.
Rule 50. Conclusive Presumptions
The presumptions established by this Chapter, and all other presumptions declared by Tribal Law or these
Rules to be conclusive, are conclusive presumptions.
Rule 51. Legitimacy
Notwithstanding any other provision of law, the children of a wife cohabitating with her husband, who is
not impotent, is conclusively presumed to be legitimate.
Rule 52. Facts Recited in Written Instrument
The facts recited in a written instrument are conclusively presumed to be true as between the parties
thereto, or their successors in interest; but this rule does not apply to the recital of a consideration.
Rule 53. Estoppel By Own Statement or Conduct
Whenever a party has, by his/her own statement or conduct, intentionally and deliberately led another to
believe a particular thing is true and to act upon such belief, he/she is not, in any litigation arising out of
such statement or conduct, permitted to contradict it.
Rule 54. Presumptions Affecting the Burden of Producing Evidence.
The presumptions established by this Chapter are presumptions affecting the burden of producing
evidence.
Rule 55. Money Delivered by One to Another
Money delivered by one to another is presumed to have been due to the latter.
Rule 56. Think Delivered by One to Another
A thing delivered by one to another is presumed to have belonged to the latter.
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Rule 57. Ownership of Things Possessed
The things which a person possesses are presumed to be owned by him/her.
Rule 58. Writing Truly Dated
A writing is presumed to have been truly dated.
Rule 59. Letter Received in Ordinary Course of Mail.
A letter correctly addressed and properly mailed is presumed to have been received in the ordinary course
of mail.
Rule 60. Authenticity of Ancient Document
A deed or will or other writing purporting to create, terminate, or affect an interest in real or personal
property is presumed to be authentic if it:
(a) Is at least 30 years old;
(b) Is in such condition as to create no suspicion concerning its authenticity;
(c) Was kept, or if found, was found, in a place where such writing, if authentic, would
be likely to be kept or found; and
(d) Has been generally acted upon as authentic by persons having an interest in the
matter.
Rule 61. Legitimacy
A child of a woman who is or has been married, born during the marriage or within 300 days after the
dissolution thereof, is presumed to be a legitimate child of that marriage. This presumption may be
disputed only by the husband of the wife, or the descendant of one or both of them. In a civil action, this
presumption may be rebutted only by clear and convincing proof.
Rule 62. Owner of Legal Title to Property is Owner of Beneficial Title.
The owner of the legal title to property is presumed to be the owner of the full beneficial title. This
presumption may be rebutted only by clear and convincing proof.
Rule 63. Death of Person Not Heard From in Seven Years
A person not heard from in seven year is presumed to be dead.
Chapter 4
Witnesses
Rule:
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65
66
67
68
69
70
71
72
73
74
General Rules As To Competency
Disqualification of Witness
Personal Knowledge of Witness
Judge as Witness
Oath Required
Confrontation of Witness
Qualification As An Expert Witness
Cross-Examination of Expert Witness
Credibility of Expert Witness
Appointment of Expert by Court
Calling and Examining Court Appointed Expert
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84
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86
87
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89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
Rules Relating to Witnesses Apply to Interpreters
Oath Required of Interpreters and Translators
Interpreters for Witnesses
Translators of Writings
Direct Examination
Cross-Examination
Redirect Examination
Recross-Examination
Leading Question
Court to Control Mode of Examination
Responsive Answers
Leading Questions
Writing
Evidence of Inconsistent Statement of Witness
Production of Writing Used to Refresh Memory
Order of Examination
Cross-Examination
Re-Examination
Court May Call Witnesses
Examination of Adverse Party of Witness
Exclusion of Witnesses
Recall of Witnesses
General Rule As To Credibility
Parties May Attached or Support Credibility
Character Evidence Generally
Specific Instances of Conduct
Prior Felony Conviction
Religious Belief
Good Character of Witness
Prior Consistent Statement of Witness
Rule 64. General Rule As To Competency
Except as otherwise provided by these Rules or Tribal Law, every person is qualified to be a witness and
no other person is disqualified to testify to any matter.
Rule 65. Disqualification of Witness
A person is disqualified to be a witness if he/she is;
(a) Incapable of expressing himself/herself concerning the matter so as to be understood, either
directly or through interpretation by one who can understand him/her; or
(b) Incapable of understanding the duty of a witness to tell the truth.
Rule 66. Personal Knowledge of Witness
(a) Subject to Rule 106, the testimony of a witness concerning a particular matter is inadmissible
unless he/she has personal knowledge of the matter. Against the objection of a party, such
personal knowledge must be shown before the witness may testify concerning the matter
(b) A witness’s personal knowledge of a matter may be shown by any otherwise admissible
evidence, including his/her own testimony.
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Rule 67. Judge as Witness
(a) Before the judge presiding at the trial of an action may be called to testify in the trial as a
witness, he/she shall, in proceedings held out of the presence and hearing of the jury, inform
the parties of the information he/she has concerning any fact or matter about which he/she
will be called to testify.
(b) Against the objection of a party, the judge presiding at the trial of an action may not testify in
that trial as a witness. Upon such objection, the judge shall declare a mistrial and order the
action assigned for tribal before another judge.
(c) The calling of the judge presiding at a trial to testify in that trial as a witness shall be deemed
a consent to the granting of a motion for mistrial, and an objection to such calling of a judge
shall be deemed a motion for mistrial.
(d) In the absence of objection by a party, the judge presiding at the trial of an action may testify
in that trial as a witness.
Rule 68. Oath Required
Every witness before testifying shall take an oath or make an affirmation or declaration in the form
established by the Chief Judge of the Tribal Court for that purpose.
Rule 69. Confrontation
At the trial of an action, a witness can be heard only in the presence and subject to the examination of all
the parties to the action, if they choose to attend and examine.
Rule 70. Qualification As An Expert Witness
(a) A person is qualified to testify as an expert if he/she has special knowledge, skill experience,
training, or education sufficient to qualify him/her as an expert on the subject to which his/her
testimony relates. Against the objection of a party, such special knowledge, skill, experience,
training, or education must be shown before the witness may testify as an expert.
(b) A witness’s special knowledge, skill, experience, training, or education may be shown by any
otherwise admissible evidence, including his/her own testimony.
Rule 71. Cross-Examination of Expert Witness
(a) Subject to subdivision (b), a witness testifying as an expert may be cross-examined to the
same extent as any other witness and, in addition, may be fully cross-examined as to;
(1) his/her qualifications,
(2) the subject to which his/her expert testimony relates, and
(3) the matter upon which his/her opinion is based and the reasons for his/her opinion.
(b) If a witness testifying as an expert testifies in the form of an opinion, he/she may not be
cross-examined in regard to the content or tenor of any scientific, technical, or professional
text, treatise, journal, or similar publication unless;
(1) The witness referred to, considered, or relied upon such publication in arriving at or
forming his/her opinion; or
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(2) Such publication has been admitted into evidence.
Rule 72. Credibility of Expert Witness
The compensation and expenses paid or to be paid to an expert witness by the party calling his/her is a
proper subject of inquiry by any adverse party as relevant to the credibility of the witness and the weight
of his/her testimony.
Rule 73. Appointment of Expert by Court
When it appears to the court, at any time before or during the trial of an action, that expert evidence is or
may be required by the court or by any party to the action, the court on its own motion or on motion of
any party may appoint one or more experts to investigate, to render a report as may be ordered by the
court, and to testify as an expert at the trial of the action relative to the fact or matter as to which such
expert evidence is or may be required. The court may fix the compensation for such services, if any,
rendered by any person appointed under this Rule, in addition to any service as a witness, at such amount
as seems reasonable to the court subject to those amounts being appropriated and approved by the Tribal
Council in the Tribal Court’s budget.
Rule 74. Calling and Examining Court-Appointed Expert
Any expert appointed by the court under Rule 73 may be called and examined by the court or by any
party to the action. When such witness is called and examined by the court, the parties shall have the
right to cross-examine the witness and to object to the questions asked and the evidence adduced.
Rule 75. Rules Relating to Witnesses Apply to Interpreters and Translators
A person who serves as an interpreter or translator in any action is subject to all the rules of evidence
relating to witnesses.
Rule 76. Oath required of Interpreters and Translators
(a) An interpreter shall take an oath that he/she will make a true interpretation to the witness in a
language that the witness understands and that he/she will make a true interpretation of the
witness’s answers to question to counsel, court, or jury, in the English language, with his/her
best skill and judgment.
(b) A translator shall take an oath that he/she will make a true translation in the English language
of any writing he/she is to decipher or translate.
Rule 77. Interpreters for Witnesses
(a) When a witness is incapable of hearing or understanding the English language or is incapable
of expressing himself/herself in the English language so as to be understood directly by
counsel, court, and jury, an interpreter whom he/she can understand and who can understand
him/her shall be sworn to interpret for him/her.
(b) The interpreter may be appointed by the Chief Judge and compensation by the party
requesting the interpreter or by the Court in such an amount as the Tribal Council of the Tribe
shall establish by resolution provided there are sufficient funds available in the Tribal Court
budget for this purpose.
Rule 78. Translators of Writings
When the written characters in a writing offered in evidence are incapable of being deciphered or
understood directly, a translator who can decipher the characters or understand the language may be
sworn to decipherer or translator of the writing. The party seeking to introduce the writing into evidence
shall pay for the costs or fees of the translator to decipher the writing.
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Rule 79. Direct Examination
“Direct examination” is the first examination of a witness upon a matter that is not within the scope of a
previous examination of the witness.
Rule 80. Cross-Examination
“Cross-examination” is the examination of a witness by a party other than the direct examiner upon a
matter that is within the scope of the direct examination of the witness.
Rule 81. Redirect Examination
“Redirect examination”, is an examination of a witness by the direct examiner subsequent to the crossexamination of the witness.
Rule 82. Recross-Examination
“Recross-examination”, is an examination of a witness by a cross-examiner subsequent to a redirect
examination of the witness.
Rule 83. Leading Question
A “leading question” is a question that suggests to the witness the answer hat the examining party desires.
Rule 84. Court to Control Mode of Examination
The court shall exercise reasonable control over the mode of examination of a witness so as,
(a) to make such examination as rapid, as distinct, and as effective for the ascertainment of the
truth, as may be, and
(b) to protect the witness from undue harassment or embarrassment.
Rule 85. Responsive Answers
A witness must give responsive answers to questions, and answers that are not responsive shall be
stricken on motion of any party.
Rule 86. Leading Questions.
Except under special circumstances where the interests of justice otherwise require:
(a) A leading question may not be asked of a witness on direct or redirect examination
(b) A leading question may be asked of a witness on cross-examination or recross-examination.
Rule 87. Writings
(a) In examining a witness concerning a writing, it is not necessary to show, read, or disclose to
him/her any part of the writing.
(b) If a writing is shown to a witness, all parties to the action must be given an opportunity to
inspect it before any questions concerning it may be asked of the witness.
Rule 88. Evidence of Inconsistent Statement of Witness
Unless the interests of justice otherwise require, extrinsic evidence of a statement made by a witness that
is inconsistent with any part of his/her testimony at the hearing shall be excluded unless;
(a) The witness was so examined while testifying as to give him/her an opportunity to explain or
to deny the statement; or
(b) The witness has not been excused from giving further testimony of the action.
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Rule 89. Production of Writing Used to Refresh Memory
(a) Subject to subdivision (c), if a witness, either while testifying or prior thereto, uses a writing
to refresh his/her memory with respect to any matter about which he/she testifies, such
writing must be produced at the hearing at the request of an adverse party and, unless the
writing is so produced, the testimony of the witness concerning such matter shall be stricken.
(b) If the writing is produced at the hearing, the adverse party may, if he/she chooses, inspect the
writing, cross-examine the witness concerning it, and introduce in evidence such portion of it
as may be pertinent to the testimony of the witness.
(c) Production of the writing is excused, and the testimony of the witness shall not be stricken, if
the writing;
(1) Is not in the possession or control of the witness or the party who produced his/her
testimony concerning the matter; and
(2) Was not reasonably procurable by such party through the use of the court’s process
or other available means.
Rule 90. Order of Examination
(a) The examination of a witness shall proceed in the following phases: direct examination,
cross-examination, redirect examination, recross-examination, and continuing thereafter by
redirect and recross-examination.
(b) Unless for good cause the court otherwise directs, each phase of the examination of a witness
must be concluded before the succeeding phase begins.
(c) A party may, in the discretion of the court, interrupt his/her cross-examination, redirect
examination, or recross-examination of a witness, in order to examine the witness upon a
matter not within the scope of a previous examination of the witness.
Rule 91. Cross-Examination
(a) A witness examined by one party may be cross-examined upon any matter within the scope
of the direct examination by each other party to the action in such order as the court directs.
(b) The cross-examination of a witness by any party whose interest is not adverse to the party
calling him/her is subject to the same rules that are applicable to the direct examination.
Rule 92. Re-Examination
A witness once examined cannot be re-examined as to the same matter without leave of the court, but
he/she may be re-examined as to any new matter upon which he/she has been examined by another party
to the action. Leave may be granted or withheld in the court’s discretion.
Rule 93. Court May Call Witnesses
The court, on its own motion or on the motion of any party, may call witnesses and examine them the
same as if they had been produced by a party to the action, and the parties may object to the questions
asked and the evidence adduced the same as if such witnesses were called and examined by an adverse
party. Such witnesses may be cross-examined by all parties to the action in such order as the court
directs.
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Rule 94. Examination of Adverse Party or Witness
(a) A party of record to any civil action, or a person identified with such a party, may be called
and examined as if under cross-examination by any adverse party at any time during the
presentation of evidence by the party calling the witness.
(b) A witness examined by a party under this Rule may be cross-examined by all other parties to
the action in such order as the court directs; but the witness may be examined only as if under
redirect examination by;
(1) In the case of a witness who is a party, his/her own counsel and counsel for a party
who is not adverse to the witness.
(2) In the case of a witness who is not a party, counsel for the party with whom the
witness is indentified and counsel for a party who is not adverse to the party with
whom the witness is identified.
(c) For the purpose of this Rule, parties represented by the same counsel are deemed to be a
single party.
(d) For the purpose of this Rule, a person is identified with a party if he/she is;
(1) A person for whose immediate benefit the action is prosecuted or defended by the
party.
(2) A director, officer, superintendent, member, agent, employee or managing agent of
the party or of a person specified in paragraph (1), or any public employee of the
Tribe or a public entity when such public entity is the party.
(3) A person who was in any of the relationships specified in paragraph (2) at the time
he/she obtained knowledge of the matter concerning which he/she is sought to be
examined under this section.
Rule 95. Exclusion of Witness
(a) Subject to subdivision (b) and (c), the court may exclude from the courtroom any witness not
at the time under examination so that such witness cannot hear the testimony of other
witnesses.
(b) A party to the action cannot be excluded under this section.
(c) If a person other than a natural person is a party to the action, an officer or employee
designated by its attorney is entitled to be present.
Rule 96. Recall of Witness
After a witness has been excused from giving further testimony in the action, he/she cannot be recalled
without leave of the court. Leave may be granted or withheld in the court’s discretion.
Rule 97. General Rule As To Credibility
Except as otherwise provided by these Rules or Tribal Law, the court or jury may consider in determining
the credibility of a witness any matter that has any tendency in reason to prove or disprove the
truthfulness of his/her testimony at the hearing, including but not limited to any of the following;
(a) His/her demeanor while testifying and the manner in which he/she testifies.
16
(b) The character of his/her testimony.
(c) The extent of his/her capacity to perceive, to recollect, or to communicate any matter about
which he/she testifies.
(d) The extent of his/her opportunity to perceive any matter about which he/she testifies.
(e) His/her character for honesty or veracity or their opposites.
(f) The existence or non-existence of a bias, interest, or other motive.
(g) A statement previously made by him/her that is inconsistent with his/her testimony at the
hearing.
(h) A statement made by him/her that is inconsistent with his/her testimony at the hearing
(i) A statement made by him/her that is inconsistent with any part of his/her testimony at the
hearing.
(j) The existence or non-existence of any fact testified to by him/her.
(k) His/her attitude toward the action in which he/she testifies or toward the giving of testimony.
(l) His/her admission of untruthfulness.
Rule 98. Parties May Attack or Support Credibility
The credibility of a witness may be attacked or supported by any party, including the party calling
him/her.
Rule 99. Character Evidence Generally
Evidence of traits of his/her character other than honesty or veracity, or their opposites, is admissible to
attack or support the credibility of a witness.
Rule 100. Specific Instances of Conduct
Subject to Rule 101, evidence of specific instances of his/her conduct relevant only as tending to prove a
trait of his/her character is inadmissible to attack or support the credibility of a witness.
Rule 101. Prior Felony Conviction
For the purpose of attacking the credibility of a witness, it may be shown by the examination of the
witness or by the record of the judgment that he/she has been convicted of a felony unless;
(a) A pardon based on his/her innocence has been granted to the witness by the jurisdiction in
which he/she was convicted.
(b) The conviction was under the laws of another jurisdiction and the witness has been relieved
of the penalties and disabilities arising form the conviction pursuant to a procedure
established by law in that jurisdiction.
Rule 102. Religious Belief
Evidence of his/her religious belief or lack thereof is admissible to attack or support the credibility of a
witness.
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Rule 103. Good Character of Witness
Evidence of the good character of a witness is inadmissible to support his/her credibility unless evidence
of his/her bad character has been admitted for the purpose of attacking his/her credibility.
Rule 104. Prior Consistent Statement of Witness
Evidence of a statement previously made by a witness that is consistent with his/her testimony at the
hearing is inadmissible to support his/her credibility unless it is offered after;
(a) Evidence of a statement made by him/her that is inconsistent with any part of his/her
testimony at the hearing has been admitted for the purpose of attacking his/her credibility,
and the statement was made before the alleged inconsistent statement; or
(b) An express or implied charge has been made that his/her testimony at the hearing is recently
fabricated or is influenced by bias or other improper motive, and the statement was made
before the bias, motive for fabrication, or other improper motive is alleged to have arisen.
Chapter 5
Opinion Testimony and Scientific Evidence
Rule:
105
Opinion Testimony by Law Witness
106
Opinion Testimony by Expert Witness
107
Statement of Basis of Opinion
108
Opinion Based on Improper Matter
109
Opinion Based on Opinion or Statement of Another
110
Opinion on Ultimate Issue
111
Opinion As To Sanity
112
Order For Blood Tests in Action Involving Paternity
113
Tests Made by Experts
114
Compensation of Experts
115
Determination of Paternity
116
General Rules As To Privilege
117
Waiver of Privilege
118
Comment On and Inferences From, Exercise of Privilege
119
Disclosure of Privileged Information In Ruling On Claim of Privilege
120
Presumption that Certain Communications Are Confidential
121
Effect of Error in Overruling Claim of Privilege
122
Admissibility Where Disclosure Erroneously Compelled
123
Privilege Against Self-Incrimination
124
Confidential Communication Between Client and Lawyer/Advocate
125
Lawyer-Client Privilege
126
When Lawyer Required to Claim Privilege
127
Exception: Crime or Fraud
128
Privilege Not to Testify Against Spouse
129
When Privilege Not Applicable
130
Waiver of Privilege
131
Confidential Communication Between Patient and Physician
132
Holder Of That Privilege
133
Physician-Patient Privilege
134
When Physician Required to Claim Privilege
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Rule 105. Opinion Testimony by Lay Witness
If a witness is not testifying as an expert, his/her testimony in the form of an opinion is limited to such an
opinion as is permitted by law, including but not limited to an opinion that is;
(a) Rationally based on the perception of the witness; and
(b) Helpful to a clear understanding of his/her testimony.
Rule 106. Opinion Testimony by Expert Witness
If a witness is testifying as an expert, his/her testimony in the form of an opinion is limited to such as
opinion as is;
(a) Related to a subject that is sufficiently beyond common experience that the opinion of an
expert would assist the trier of fact; and
(b) Based on matter (including his/her special knowledge, skill, experience, training, and
education) perceived by or personally known to the witness or made known to him/her at or
before the hearing whether or not admissible, that is of a type that reasonably may be relief
upon by an expert in forming an opinion upon the subject to which his/her testimony relates,
unless an expert is precluded by law from using such matter as a basis for his/her opinion.
Rule 107. Statement of Basis of Opinion
A witness testifying in the form of an opinion may state on direct examination the reasons for his/her
opinion and the matter (including, in the case of an expert, his/her special knowledge, skill, experience,
training, and education) upon which it is based, unless he/she is precluded by law from using such reasons
or matter as a basis for his/her opinion. The court in its discretion may require that a witness before
testifying in the form of an opinion be first examined concerning the matter upon which his/her opinion is
based.
Rule 108. Opinion Based on Improper Matter
The court may, and upon objection shall, exclude testimony in the form of an opinion that is based in
whole or in significant part on matter that is not a proper basis for such an opinion. In such case, the
witness may, if there remains a proper basis for his/her opinion, then state his/her opinion after excluding
from consideration the matter determined to be improper.
Rule 109. Opinion Based on Opinion or Statement of Another
(a) If a witness testifying as an expert testifies that his/her opinion is based in whole or in part
upon the opinion or statement of another person, such other person may be called and
examined by any adverse party as if under cross-examination concerning the opinion or
statement
(b) This section is not applicable if the person upon whose opinion or statement the expert,
witness has relied is;
(1) a party,
(2) a person identified with a party, or
(3) a witness who has testified in the action concerning the subject matter of the opinion
or statement upon which the expert witness has relied.
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(c) Nothing in this Rule makes admissible an expert opinion that is inadmissible because it is
based in whole or in part on the opinion or statement of another person
(d) An expert opinion otherwise admissible is not made inadmissible by this Rule because it is
based on the opinion or statement of a person who is unavailable for examination pursuant to
this Rule.
Rule 110. Opinion On Ultimate Issue
Testimony in the form of an opinion that is otherwise admissible is not objectionable because it embraces
the ultimate issue to be decided by the trier of fact.
Rule 111. Opinion As To Sanity
A witness may state his/her opinion as to the sanity of a person when:
(a) The witness is an intimate acquaintance of the person whose sanity is in question;
(b) The witness was a subscribing witness to a writing, the validity of which is in dispute, signed
by the person whose sanity is in question and the opinion relates to the sanity of such person
as the time the writing was signed; or
(c) The witness is qualified under Rule 105 or 106 to testify in the form of an opinion.
Rule 112. Order for Blood Tests In Actions Involving Paternity
In any action in which paternity is a relevant fact, the court may upon its own initiative or upon
suggestion made by or on behalf of any person whose blood is involved, and shall upon motion of any
party to the action made at a time so as not to delay the proceedings unduly, order the mother, child, and
alleged father to submit to blood tests. If any party refuses to submit to such tests, the court may resolve
the question of paternity against such party or enforce its order if the rights of others and the interests of
justice so require.
Rule 113. Tests Made by Experts
Paternity tests shall be made by experts qualified as examiners of blood types who shall be appointed by
the court. The experts shall be called by the court as witnesses to testify to their findings and shall be
subject to cross-examination by the parties. Any party or person at whose suggestion the tests have been
ordered may demand that other experts, qualified as examiners of blood types, perform independent tests
under order of the court, the results of which may be offered in evidence. The number and qualifications
of such experts shall be determined by the court.
Rule 114. Compensation of Experts
The compensation of each expert witness appointed by the court shall be fixed at a reasonable amount. It
shall be paid as the court shall order. The court may order that it be paid by the parties in such
proportions and at such times that it shall prescribe, and that, after payment by the parties all or part or
none of it be taxed as costs in the action.
Rule 115. Determination of Paternity
If the court finds that the conclusions of all the experts, as disclosed by the evidence based upon the tests,
are that the alleged father is not the father of the child, the question of paternity shall be resolved
accordingly. If the experts disagree in their findings or conclusions, the question shall be submitted upon
all the evidence.
Rule 116. General Rule As To Privilege
Except as otherwise provided by statute;
(a) No person has a privilege to refuse to be a witness.
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(b) No person has a privilege to refuse to disclose any matter or to refuse to produce any writing,
object, or other thing.
(c) No person has a privilege that another shall not be a witness or shall not disclose any matter
or shall not produce any writing, object, or other thing.
Rule 117. Waiver of Privilege
(a) Except as otherwise provided in this Rule, the right of any person to claim a privilege
provided by these Rules (ie; lawyer-client privilege, privilege for confidential marital
communications, and physician-patient privilege) is waived with respect to a communication
protected by such privilege if any holder of the privilege, without coercion, has disclosed a
significant part of the communication or has consented to such disclosure a significant part of
the communication or has consented to such disclosure a significant part of the
communication or has consented to such disclosure made by anyone. Consent to disclosure is
manifested by any statement or other conduct of the holder of the privilege indicating his/her
consent to the disclosure, including his/her failure to claim the privilege in any proceeding in
which he/she has the legal standing and opportunity to claim the privilege.
(b) Where two or more persons are joint holders of a privilege provided by these rules, a waiver
of the right of a particular joint holder of the privilege to claim the privilege does not affect
the right of another joint holder to claim the privilege. In the case of the privilege for
confidential marital communications, a waiver of the right of one spouse to claim the
privilege does not affect the right of the other spouse to claim the privilege.
(c) A disclosure that is itself privileged is not a waiver of any privilege.
(d) A disclosure in confidence of a communication that is protected by a lawyer-client privilege
or physician-patient privilege, when such disclosure is reasonably necessary for the
accomplishment of the purpose for which the lawyer or physician was consulted, is not a
waiver of the privilege.
Rule 118. Comment On, and Inferences From, Exercise of Privilege
If in the instant proceeding or on a prior occasion a privilege is or was exercised not to testify with respect
to any matter, or to refuse to disclose or to prevent another from disclosing nay matter, neither the
presiding Judge nor counsel may comment thereon, no presumption shall arise because of the exercise of
the privilege, and the trier of fact may not draw any inference there from as to the credibility of the
witness or as to any matter at issue in the proceeding.
Rule 119. Disclosure of Privileged Information in Ruling on Claim of Privilege
Subject to subdivision (b), the presiding Judge may not require disclosure of information claimed to be
privileged under this chapter in order to rule on the claim of privilege.
Rule 120. Presumption That Certain Communications are Confidential
Whenever a privilege is claimed on the ground that the matter sought to be disclosed is a communication
made in confidence in the course of the lawyer-client, physician-patient, or husband-wife relationship, the
communication is presumed to have been made in confidence and the opponent of the claim of privilege
has the burden of proof to establish that the communication was not confidential.
Rule 121. Effect of Error in Overruling Claim of Privilege
A party may predicate error on a ruling disallowing a claim of privilege only if he/she is the holder of the
privilege, except that party may predicate error on a ruling disallowing a claim of privilege by his/her
spouse.
Rule 122. Admissibility Where Disclosure Erroneously Compelled
21
Evidence of a statement or other disclosure of privileged information is inadmissible against a holder of
the privilege if:
(a) A person authorized to claim the privilege claimed it but nevertheless disclosure erroneously
was required to be made; or
(b) The presiding Judge did not exclude the privileged information as required by these Rules.
Rule 123. Privilege Against Self-Incrimination
To the extent that such privilege exists under the Constitution of the United States or Tribal Law, a person
has a privilege to refuse to disclose any matter that may tend to incriminate him/her.
Rule 124. Confidential Communication Between Client and Lawyer/Advocate.
As used in this article, “confidential communication between client and lawyer” means information
transmitted between a client and his lawyer in the course of that relationship and in confidence by a
means which, so far as the client is aware, discloses the information to no third persons other than those
who are present to further the interest of the client in the consultation or those to whom disclosure is
reasonably necessary for the transmission of the information or the accomplishment of the purpose for
which the lawyer is consulted, and includes advice given by the lawyer in the course of that relationship.
As used herein the term lawyer means a person authorized to practice law by any Tribe, State or nation
and includes Tribal Court Advocates.
Rule 125. Lawyer-Client Privilege
Except as otherwise provided in these Rules, the client, whether or not a party, has a privilege to refuse to
disclose, and to prevent another from disclosing, a confidential communication between client and lawyer
if the privilege is claimed by;
(a) The holder of the privilege;
(b) A person who is authorized to claim the privilege by the holder of the privilege; or
(c) The person who was the lawyer at the time of the confidential communication, but such
person may not claim the privilege if there is no holder of the privilege in existence or if he is
otherwise instructed by a person authorized to permit disclosure.
Rule 126. When Lawyer Required to Claim Privilege
The lawyer who received or made a communication subject to the privilege under this chapter shall claim
the privilege whenever he/she is present when the communication is sought to be disclosed and is
authorized to claim the privilege under subdivision (c) of Rule 125.
Rule 127. Exception: Crime or Fraud
There is no privilege under this chapter if the services of the lawyer were sought or obtained to enable or
aid anyone to commit or plan to commit a crime or a fraud.
Rule 128. Privilege Not to Testify Against Spouse
Except as otherwise provided by Tribal Law, a married person whose spouse is a party to a proceeding
has a privilege not to be called as a witness by an adverse party to that proceeding or testify against
his/her spouse without the prior express consent of the spouse having the privilege under this Rule.
Rule 129. When Privilege Not Applicable
A married person does not have a privilege under this chapter in;
(a) A proceeding brought by or on behalf of one spouse against the other spouse
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(b) A proceeding to commit or otherwise place his/her spouse or his/her spouse’s property, or
both, under the control of another because of the spouse’s alleged mental or physical
condition.
(c) A proceeding brought by or on behalf of a spouse to establish his/her competence.
(d) A proceeding under the Tribes Child Welfare Ordinance.
Rule 130. Waiver of Privilege
(a) Unless erroneously compelled to do so, a married person who testifies in a proceeding to
which his/her spouse is a party, or who testifies against his/her spouse in any proceeding,
does not have a privilege under this chapter in the proceeding in which such testimony is
given.
(b) There is no privilege under this chapter in any proceeding brought or defended by a married
person for the immediate benefit of his/her spouse or of himself/herself and his/her spouse.
Rule 131. Confidential Communication Between Patient and Physician
As used in this chapter, “confidential communication between patient and physician” means information
including information obtained by an examination of the patient, transmitted between a patient and his/her
physician in the course of that relationship and in confidence by a means which, so far as the patient is
aware, discloses the information to no third persons other than those who are present to further the interest
of the patient in the consultation or those to whom disclosure is reasonably necessary for the transmission
of the information or the accomplishment of the purpose for which the physician is consulted, and
includes advice given by the physician in the course of the relationship. As used herein the term
physician means a person authorized by any state or nation to practice medicine.
Rule 132. Holder of the Privilege
As used in this chapter, “holder of the privilege” means;
(a) The patient, client, spouse when he/she has no guarding or conservator.
(b) A guardian or conservator of the patient, client or spouse when the patient, client or spouse
has a guardian or conservator.
(c) The personal representative of the patient, client or spouse if the patient, client or spouse is
dead.
Rule 133. Physician-Patient Privilege
Except as otherwise provided in this chapter, the patient, whether or not a party, has a privilege to refuse
to disclose, and to prevent another from disclosing, a confidential communication between patient and
physician if the privilege is claimed by;
(a) The holder of the privilege;
(b) A person who is authorized to claim the privilege by the holder of the privilege; or
(c) The person who was the physician at the time of the confidential communication, but such
person may not claim the privilege if there is not holder of the privilege in existence or if
he/she is otherwise instructed by a person authorized to permit disclosure.
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Rule 134. When Physician Required to Claim Privilege.
The physician who received or made a communication subject to the privilege under this chapter shall
claim the privilege whenever he/she is present when the communication is sought to be disclosed and is
authorized to claim the privilege under Rule 133 (c).
Chapter 6
Evidence Affected or Excluded by Extrinsic Policies
Rule:
135
136
137
138
Manner of Proof of Character
Evidence of Character to Prove Conduct
Character Trait for Care of Skill
Habit or Custom to Prove Specific Behavior
Rule 135. Manner of Proof of Character
Except as otherwise provide by Tribal Law or these Rules, any otherwise admissible evidence (including
evidence in the form of an opinion, evidence of reputation, and evidence of specific instances of such
person’s conduct) is admissible to prove a person’s character or a trait of his/her character.
Rule 136. Evidence of Character to Prove Conduct
(a) Except as provided in this Rule, evidence of a person’s character or a trait of his/her character
(whether in the form of an opinion, evidence of reputation, or evidence or specific instances
of his/her conduct) is inadmissible when offered to prove his/her conduct on a specified
occasion.
(b) Nothing in this Rule prohibits the admission of evidence that a person committed a crime,
civil wrong, or other act when relevant to prove some fact (such as motive, opportunity,
intent, preparation, plan, knowledge, identity, or absence of mistake or accident) other than
his/her disposition to commit such acts.
(c) Nothing in this Rule affects the admissibility of evidence offered to support or attack the
credibility of a witness.
Rule 137. Character Trait for Care or Skill
Evidence of a trait of a person’s character with respect to care or skill is inadmissible to prove the quality
of his/her conduct on a specified occasion.
Rule 138. Habit or Custom to Prove Specific Behavior
Any otherwise admissible evidence of habit or custom is admissible to prove conduct on a specified
occasion in conformity with the habit or custom.
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Chapter 7
Hearsay Evidence
Rule:
139
140
141
142
143
144
Definitions
Hearsay Rule
Hearsay Exceptions; Availability of Declarant Immaterial
Hearsay Exceptions; Declarant Unavailable
Traditional Oral Histories
Attacking and Supporting Credibility of Declarant
Rule 139. Definitions
The following definitions apply under this chapter;
(a) Statement.
A “statement” is;
(1) an oral or written assertion or
(2) non-verbal conduct of a person, if it is intended by the person as an assertion.
(b) Declarant.
A “delcarant” is a person who makes a statement.
(c) Hearsay.
“Hearsay” is an out-of-court statement offered to prove the truth of the matter asserted.
(d) Statements which are not hearsay. A statement is not hearsay if;
(1) Prior Statement of Witness
The declarant testifies at the trial or hearing and is subject to cross-examination
concerning the statement, and the statement is;
(A) inconsistent with the declarants testimony, and was given under oath subject to the
penalty of perjury at a trial, hearing, or other proceeding, or in deposition, or
(B) consistent with the declarants testimony and is offered to rebut an express or implied
charge against the declarant or recent fabrication or improper influence or motive, or
(C) one of indentification of a person made after perceiving the person; or
(2) Admission by Party-Opponent
The statement is offered against a party and is;
(A) the party’s own statement in either an individual or representative capacity or
(B) a statement of which the party has manifested an adoption or belief in its truth, or
(C) a statement by a person authorized by the party to make a statement concerning the
subject, or
(D) a statement by the party’s agent or servant concerning a matter within the scope of
the agency or employment, made during the existence of the relationship, or
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(E) a statement by a co-conspirator of a party during the course and in furtherance of the
conspiracy.
Rule 140. Hearsay Rule
Hearsay is not admissible except as provided by these Rules.
Rule 141. Hearsay Exceptions; Availability of Declarant Immaterial.
The following are admissible, even though the declarant is available as a witness;
(a) Present Sense Impression
A statement describing or explaining an event or condition made while the declarant was
perceiving the event or condition, or immediately thereafter.
(b) Excited Utterance
A statement relating to a startling event or condition made while the declarant was under the
stress of excitement caused by the event or condition
(c) Then Existing Mental, Emotional, or Physical Condition
A statement of the declarants then existing state of mind, emotion, sensation, or physical
condition (such as intent, plan, motive, design, mental feeling, pain, and bodily health), but
not including a statement of memory or belief to prove the fact remembered or believed
unless it relates to the execution, revocation, identification, or terms of declarants will.
(d) Statements for Purposes of Medical Diagnosis or Treatment
Statements made for purposes of medical diagnoses or treatment and describing medical
history, or past or present symptoms, pain, or sensations, or the inception or general character
of the cause or external source thereof insofar as reasonably pertinent to diagnosis or
treatment.
(e) Recorded Recollection
A memorandum or record concerning a matter about which a witness once had knowledge but
now has insufficient recollection to enable the witness to testify fully and accurately, shown
to have been made or adopted by the witness when the matter was fresh in the witness’s
memory and to reflect that knowledge correctly. If admitted, the memorandum or record may
be read into evidence but may not itself be received as an exhibit unless offered by an adverse
party.
(f) Records of Regularly Conducted Activity
A memorandum, report, record, or data compilation, in any form, of acts, events, conditions,
opinions, or diagnoses, made at or near the time by, or from information transmitted by, a
person with knowledge, if kept in the course of a regularly conducted business activity, and if
it was the regular practice of that business activity to make the memorandum, report, record,
or data compilation, all as shown by the testimony of the custodian or other qualified witness,
unless the source of information or the method of circumstances of preparation indicate lack
of trustworthiness. The term “business” as used in this paragraph includes business,
institution, association, profession, occupation, and calling of every kind, whether or not
conducted for profit.
(g) Absence of Entry in Records Kept in Accordance with the Provisions of Paragraph (6).
Evidence that a matter is not included in the memoranda reports, records, or data
compilations, in any form, kept in accordance with the provisions of paragraph (6), to prove
the non-occurrence or non-existence of the matter, if the matter was a kind of which a
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memorandum, report, record, or data compilation was regularly made and preserved, unless
the sources of information or other circumstances indicate lack of trustworthiness.
(h) Public Records and Reports
Records, reports, statements, or data compilations, in any form, of public offices or agencies,
setting forth
(A) the activities of the office or agency, or
(B) matters observed pursuant to duty imposed by law as to which matters there was a
duty to report, excluding, however, in criminal cases matters observed by police
officers and other law enforcement personnel, or
(C) in civil actions and proceedings factual findings resulting from an investigation made
pursuant to authority granted by law, unless the sources of information or other
circumstances indicated lack of trustworthiness.
(i) Records of Vital Statistics
Records of data compilations, in any form, of births, fetal deaths, deaths, or marriages, if the
report thereof was made to a public office pursuant to the requirements of law.
(j) Absence of Public Record of Entry
To prove the absence of a record, report, statement, or data compilation, in any form, or the
non-occurrence of non-existence of a matter of which a record, report, statement, or data
compilation, in any form, was regularly made and preserved by a public office or agency,
evidence in the form of a certification in accordance with these rules, or testimony, that
diligent search failed to disclose the record, report, statement, or data compilation, or entry.
(k) Records of Religious Organizations
Statements of births, marriages, divorces, deaths, legitimacy, ancestry, relationship by blood
or marriage, or other similar facts or personal or family history, contained in a regularly kept
record of a religious organization.
(l) Marriage, Baptismal, and Similar Certificates
Statements of fact contained in a certificate that the maker performed a marriage or other
ceremony or administered a sacrament, made by a clergyman, public official, or other person
authorized by the rules or practices of a religious organization or by law to perform the act
certified, and purporting to have been issued at the time of the act or within a reasonable time
thereafter.
(m) Family Records
Statements of fact concerning personal or family history contained in family Bibles,
genealogies, charts, engravings on rings, inscriptions on family portraits, engravings on urns,
crypts, or tombstones, or the like.
(n) Records of Documents Affecting an Interest in Property
The record of a document purporting to establish or affect an interest in property, as proof of
the content of the original recorded document and its execution and delivery by each person
by whom it purports to have been executed, if the record is a record of a public office and an
applicable statute authorizes the recording of documents of that kind in that office.
(o) Statements in Documents Affecting an Interest in Property
A statement contained in a document purporting to establish or affect an interest in property if
the matter stated was relevant to the purpose of the document, unless dealings with the
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property since the document was made have been inconsistent with the truth of the statement
or the purport of the document.
(p) Statements in Ancient Documents
Statements in a document in existence twenty years or more and the authenticity of which is
established.
(q) Market Reports, Commercial Publications
Market quotations, tabulations, lists, directories, or other published compilations, generally
used and relied upon by the public or by persons in particular occupations.
(r) Learned Treatises
To the extent called to the attention of an expert witness upon cross-examination or relied
upon by the expert witness in direct examination, statements contained in published treatises,
periodicals, or pamphlets on a subject of history, medicine, or other science or art, established
as reliable authority by the testimony or admission of the witness or by other expert testimony
or by judicial notice. If admitted, the statements may be read into evidence but may not be
received as exhibits.
(s) Reputation Concerning Personal or Family History
Reputation among members of a person’s family by blood, adoption, or marriage, or among a
person’s associates, or in the community, concerning a person’s birth, adoption, marriage,
divorce, death, legitimacy, relationship by blood, adoption, or marriage, ancestry, or other
similar fact of personal or family history.
(t) Reputation Concerning Boundaries or General History
Reputation in a community arising before the controversy, as to boundaries of or customs
affecting lands in the community, and reputation as to events of general history important to
the Tribe, community or State or nation in which located.
(u) Reputation as to Character
Reputation of a person’s character among associates or in the community.
(v) Judgment of Previous Conviction
Evidence of a final judgment, entered after trial or upon a plea of guilty (but not upon a plea
of nolo contendere), adjuding a person guilty of a crime punishable by death or imprisonment
in excess of one year, to prove any fact essential to sustain the judgment, but not including,
when offered by the Government in a criminal prosecution for purposes other than
impeachment, judgments against persons other than the accused. The pendency of an appeal
may be shown but does not affect admissibility.
(w) Judgment as to Personal, Family or General History, or Boundaries
Judgments as proof of matters of personal, family or general history, or boundaries, essential
to the judgment if the same would be provable by evidence or reputation.
(x) Other Exceptions
A statement not specifically covered by any of the foregoing exceptions but having
equivalent circumstantial guarantees of trustworthiness, if the court determines that
(A) the statement is offered as evidence of a material fact;
(B) the statement is more probative on the point for which it is offered than any other
evidence which the proponent can procure through reasonable efforts; and
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(C) the general purposes of these Rules and the interests of justice will be best be served
by admission of the statement into evidence. However, a statement may not be
admitted under this exception unless the proponent of it makes known to the adverse
party sufficiently in advance of the trial or hearing to provide the adverse party with a
fair opportunity to prepare to meet it, the proponent’s intention to offer the statement
and the particulars of it, including the name and address of the declarant.
Rule 142. Hearsay Exceptions; Declarant Unavailable.
(a) Definition of Unavailablilty
“Unavailability as a witness” includes situations in which the declarant:
(1) is exempted by ruling of the court on the ground of privilege from testifying concerning the
subject matter of the declarants statement; or
(2) persists in refusing to testify concerning the subject matter of the declarants statement despite
an order of the court to do so; or
(3) testifies to a lack of memory of the subject matter of the declarants statement; or
(4) is unable to be present or to testify at the hearing because of death or then existing physical or
mental illness or infirmity; or
(5) is absent from the hearing and the proponent of a statement has been unable to procure the
declarants attendance (or in the case of a hearsay exception under subdivision (b) (2), (3), or
(4), the declarants attendance or testimony) by process or other reasonable means.
A declarant is not unavailable as a witness if exemption, refusal, claim of lack of memory,
inability, or absence is due to the procurement of wrongdoing of the proponent of a statement
for the purpose of preventing the witness from attending or testifying.
(b) Hearsay Exceptions
The following are not excluded by the hearsay rule if the declarant is unavailable as a witness:
(1) Former Testimony
Testimony given as a witness at another hearing of the same or a different proceeding, or in a
deposition taken in compliance with law in the course of the same or another proceeding, if
the party against whom the testimony is now offered, or, in a civil action or proceeding, a
predecessor in interest, had an opportunity and similar motive to develop the testimony by
direct, cross, or redirect examination.
(2) Statement Under Belief or Impending Death
In a civil action or proceeding, a statement made by a declarant while believing that the
declarants death was imminent, concerning the cause or circumstances of what the declarant
believed to be impending death.
(3) Statement Against Interest
A statement which was at the time of its making so far contrary to the declarants pecuniary
or propriety interest, or so far tended to subject the declarant to civil or criminal liability, or to
render invalid a claim by the declarant against another, that a reasonable person in the
declarants position would not have made the statement unless believing it to be true. A
statement tending to expose the declarant to criminal liability and offered to exculpate the
accused is not admissible unless corroborating circumstances clearly indicate the truthworthiness of the statement.
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(4) Statement of Personal or Family History
(a) A statement concerning the declarants own birth, adoption, marriage, divorce,
legitimacy, relationship by blood, adoption, or marriage, ancestry, or other similar
fact of personal or family history, even though declarant had no means of acquiring
personal knowledge of the matter stated; or
(b) a statement concerning the foregoing matters, and death also, of another person, if the
declarant was related to the other by blood, adoption, or marriage or was so intimately
associated with the other’s family as to be likely to have accurate information
concerning the matter declared.
(5) Other Exceptions
A statement not specifically covered by any of the foregoing exceptions but having equivalent
circumstantial guarantees of trustworthiness, if the court determines that
(a) the statement is offered as evidence of a material fact;
(b) the statement is more probative on the point for which it is offered than any other
evidence which the proponent can procure through reasonable efforts; and
(c) the general purposes of these Rules and the interests of justice will best be served by
admission of the statement into evidence. However, a statement may not be admitted
under this exception unless the proponent of it makes known to the adverse party
sufficiently in advance of the trial or hearing to provide the adverse party with a fair
opportunity to prepare to meet it, the proponent’s intention to offer the statement and
the particulars of it, including the name and address of the declarant.
Rule 143. Traditional Oral Histories
In the event where the identity of an individual or an activity performed by an individual is sought to be
proved by the testimony of one who knows the oral traditional histories of the Tribe, such testimony shall
be considered only if corroborating evidence with the person’s knowledge of the oral history is proved to
be the satisfaction of the court. The court may take into consideration the following criteria which
include but are not limited to; age of witness, the witness’s relationship to the parties, knowledge by
others of the witness’s knowledge, the witness’s interest in the outcome of the action.
Rule 144. Attacking and Supporting Credibility of Declarant
When a hearsay statement has been admitted in evidence, the credibility of the declarant may be attacked,
and if attacked may be supported, by any evidence which would be admissible for those purposes if the
declarant had testified as a witness. Evidence of a statement or conduct by the declarants hearsay
statement, is not subject to any requirement that the declarant may have been afforded an opportunity to
deny or explain. If the party against whom a hearsay statement has been admitted calls the declarant as a
witness, the party is entitled to examine the declarant on the statement as if under cross-examination.
Chapter 8
Writings
Rule:
145
146
Requirement of Authentication or Identification
Self-Authentication
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147
148
149
150
151
152
153
154
Definitions
Requirement of Original
Admissibility of Duplicates
Admissibility of Other Evidence of Contents
Public Records
Summaries
Testimony or Written Admission of Party
Functions of Court and/or Jury
Rule 145. Requirement of Authentication or Identification
(a) General Provision.
The requirement of authentication or identification as a condition precedent to admissibility is
satisfied by evidence sufficient to support a finding that the matter in question is what its
proponent claims.
(b) Illustrations
By the way of illustration only, and not by way of limitation, the following are examples of
authentication or identification conforming with the requirements of this rule;
(1) Testimony of Witness with Knowledge
Testimony that a matter is what it is claimed to be
(2) Non-expert Opinion on Handwriting
Non-expert opinion as to the genuineness of handwriting, based upon familiarity not
acquired for purposes of the litigation.
(3) Comparison by Trier or Expert Witness
Comparison by the trier of fact or by expert witnesses with specimens which have been
authenticated.
(4) Distinctive Characteristics and the Like
Appearance, contents, substance, internal patterns, or other distinctive characteristics,
taken in conjunction with circumstances.
(5) Voice Identification
Identification of a voice, whether heard firsthand or through mechanical or electronic
transmission or recording, by opinion based upon hearing the voice at any time under
circumstances connecting it with the alleged speaker.
(6) Telephone Conversations
Telephone conversations, by evidence that a call was made to the number assigned at
the time by the telephone company to a particular person or business, if
(a) in the case of a person, circumstances, including self-identification, show the
person answering to be the one called, or
(b) in the case of a business, the call be made to a place of business and the
conversation related to the business reasonably transacted over the telephone.
(7) Public Records or Reports
Evidence that a writing authorized by law to be recorded or filed and in fact recorded
or filed in a public office, or a purported public record, report, statement, or data
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compilation, in any form, is from the public office where items of this nature are
kept.
(8) Ancient Documents or Data Compilation
Evidence that a document or data compilation, in any form,
(b) is in such condition as to create no suspicion concerning its authenticity,
(c) was in a place where it, if authentic, would likely be, and
(d) has been in existence 20 years or more at the time it is offered.
(9) Process or System
Evidence describing a process or system used to produce a result and showing that the
process or system produces an accurate result.
(10)Methods Provided by Statute or Rule
Any method of authentication or identification provided by Act of Congress, Tribal
Law or by these Rules.
Rule 146. Self-Authentication
Extrinsic evidence of authenticity as a condition precedent to admissibility is not required with respect to
the following;
(a) Domestic Public Documents Under Seal
A document bearing a seal purporting to be that of the United States, or of any State, any
Indian Tribal Government, district, Commonwealth, territory, or insular possession thereof,
or the Panama Canal Zone, or the Trust Territory of the Pacific Islands, or of a public entity,
subdivision, department, officer, or agency thereof, and a signature purporting to be an
attestation or execution.
(b) Domestic Public Documents Not Under Seal
A document purporting to bear the signature in the official capacity of an officer or employee
of any public entity included in paragraph (1) hereof, having no seal, if a public officer
having a seal and having official duties in the district or political subdivision of the officer or
employee certifies under seal that the signer has the official capacity and that the signature is
genuine.
(c) Certified Copies of Public Records
A copy of an official record or report or entry therein, or of a document authorized by law to
be recorded or filed and actually recorded or filed in a public office, including data
compilations in any form, certified as correct by the custodian or other person authorized to
make the certification, by certificate complying with paragraph (1), (2), or (3) of this rule or
complying with any Act of Congress, Tribal Law, these Rules, or rule prescribed by the
Supreme Court pursuant to statutory authority.
(d) Official Publications
Books, pamphlets, or other publications purporting to be issued by public authority
(e) Newspapers and Periodicals
Printed materials purporting to be newspapers and periodicals
(f) Trade Inscriptions and the Like
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Inscriptions, signs, tags, or labels purporting to have been affixed in the course of business
and indicating ownership, control, or origin.
(g) Acknowledged Documents
Documents accompanied by a certificate of acknowledgment executed in the manner
provided by law by a notary public or other officer authorized by law to make
acknowledgments.
(h) Commercial Paper and Related Documents
Commercial paper, signatures thereon, and documents relating thereto to the extent provided
by general commercial law.
(i) Presumptions Under Acts of Congress
Any signature, document or other matter declared by Act of Congress to be presumptively or
prima facie genuine or authentic.
Rule 147. Definitions
For purposes of this chapter, the following definitions are applicable;
(a) Writings and Recordings
“Writings and recordings” consist of letter, words, or numbers, or their equivalent, set down
by handwriting, typewriting, printing, Photostatting, photographing, magnetic impulse,
mechanical or electronic recording, or other form of data compilation.
(b) Photographs
“Photographs” include still photographs, x-ray films, video tapes, and motion pictures
(c) Original
An “original” of a writing or recording is the writing or recording itself or any counterpart
intended to have the same effect by a person executing or issuing it. An “original” of a
photograph includes the negative or any print therefrom. If data are stored in a computer or
similar device, any printout or other output readable by sight, shown to reflect the data
accurately, is an “original”.
(d) Duplicate
A “duplicate” is a counterpart produced by the same impression as the original, or from the
same matrix, or by means of photography, including enlargements and miniatures, or by other
equivalent techniques which accurately reproduces the original.
Rule 148. Requirement of Original
To prove the content of a writing recording, or photograph, the original writing, recording, or photograph
is required, except as otherwise provided in these Rules or by Tribal Law.
Rule 149. Admissibility of Duplicates
A duplicate is admissible to the same extent as an original unless;
(1) a genuine question is raised as to the authenticity of the original, or
(2) in the circumstances it would be unfair to admit the duplicate in lieu of the
original.
Rule 150. Admissibility of Other Evidence of Contents
The original is not required, and other evidence of the contents of a writing, recording, or photograph is
admissible if;
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(a) Originals Lost or Destroyed
All originals are lost or have been destroyed, unless the proponent lost or destroyed them in
bad faith; or
(b) Original Not Obtainable
No original can be obtained by any available judicial process or procedure; or
(c) Original in Possession of Opponent
At a time when an original was under the control of the party against whom offered, that party
was put on notice, by the pleadings or otherwise, that the contents would be a subject of proof
at the hearing, and that party does not produce the original at the hearing; or
(d) Collateral Matters
The writing, recording, photograph is not closely related to a controlling issue
Rule 151. Public Records
The contents of an official record, or of a document authorized to be recorded or filed an actually
recorded or filed, including data compilations in any form, if otherwise admissible, may be proved by
copy, certified as correct in accordance with these Rules or testified to be correct by a witness who has
compared it with the original. If a copy which complies with the foregoing cannot be obtained by the
exercise of reasonable diligence, then other evidence of the contents may be given.
Rule 152. Summaries
The contents of voluminous writings, recordings, or photographs which cannot conveniently be examined
in court may be presented in the form of a chart, summary, or calculation. The originals, or duplicates,
shall be made available for examination or copying, or both, by other parties at a reasonable time and
place. The court may order that they be produced in court.
Rule 153. Testimony or Written Admission of Party
Contents of writings, recordings, or photographs may be proved by the testimony or deposition of the
party against whom offered or by the party’s written admission, without accounting for the nonproduction of the original.
Rule 154. Functions of Court and/or Jury
When the admissibility of other evidence of contents of writings, recordings, or photographs under these
Rules depends upon the fulfillment of a condition of fact, the question whether the condition has been
fulfilled is ordinarily for the court to determine in accordance with the provisions of Rule 150. However,
when an issue is raised,
(a) whether the asserted writing ever existed, or
(b) whether another writing, recording, or photograph produced at the trial is the original, or
(c) whether other evidence of contents correctly reflects the contents, the issue is for the trier of
fact to determine as in the case of other issues of fact.
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ORDER
These rules shall take effect and govern all members or actions of members in all proceedings in the
Tribal Court on or after April 1st, 2007.
/s/ Lester J. Marson
Chief Judge of the Tribal Court
ATTESTED:
/s/ Elizabeth J. Jackson
Clerk of the Tribal Court
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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.