The U.S. Nuclear Weapons Complex: Overview of Department of Energy Sites

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The U.S. Nuclear Weapons Complex:

Overview of Department of Energy Sites

Updated March 31, 2021

Congressional Research Service

https://crsreports.congress.gov

R45306

SUMMARY

The U.S. Nuclear Weapons Complex:

Overview of Department of Energy Sites

Responsibility for U.S. nuclear weapons resides in both the Department of Defense

(DOD) and the Department of Energy (DOE). DOD develops, deploys, and operates the

missiles and aircraft that deliver nuclear warheads. It also generates the military

requirements for the warheads carried on those platforms. DOE, and its semiautonomous

National Nuclear Security Administration (NNSA), oversee the research, development,

testing, and acquisition programs that produce, maintain, and sustain the nuclear

warheads.

R45306

March 31, 2021

Amy F. Woolf

Specialist in Nuclear

Weapons Policy

James D. Werner

Section Research Manager

To achieve these objectives, the facilities that constitute the nuclear weapons complex

produce nuclear materials, fabricate nuclear and nonnuclear components, assemble and disassemble nuclear

warheads, conduct scientific research and analysis to maintain confidence in the reliability of existing warheads,

integrate components with nuclear weapons delivery vehicles, and conduct support operations.

The Trump Administration raised concerns about the aging infrastructure of facilities in the nuclear weapons

complex. The Obama Administration had proposed, and Congress had funded, budget increases for these facilities

during the 2010s. Nevertheless, the Trump Administration argued, in the 2018 Nuclear Posture Review, that “the

United States has not pursued the investments needed to ensure that the infrastructure has the capacity to not only

maintain the current nuclear stockpile but also to respond to unforeseen technical or geopolitical developments.”

The Trump Administration then proposed, and Congress appropriated, significant additional increases in funding

for the nuclear weapons complex. The Biden Administration is likely to review this funding before releasing its

first budget in mid-2021.

The nuclear weapons complex—what NNSA currently refers to as the Nuclear Security Enterprise—consists

primarily of nine government-owned, contractor-operated sites in seven states, and a Tennessee Valley Authority

(TVA) nuclear reactor used to produce tritium for nuclear weapons. The complex began with the establishment of

the Manhattan Engineer District in 1942, then grew in size and complexity during the Cold War, before evolving

into the current configuration during the 1990s.

Facilities at the current nine sites include three laboratories, five component fabrication/materials production

plants, one assembly and disassembly site, a geologic waste repository, and one testing facility that now conducts

research but was previously the location for U.S. underground nuclear tests. This report summarizes the

operations at each of these sites.

As Congress conducts oversight of DOE’s and NNSA’s management, operations, and programs, and as it

authorizes and appropriates funds for the Nuclear Security Enterprise, it may address a wide range of issues

related to the nuclear weapons complex. These include questions about organization and management at NNSA,

infrastructure recapitalization, plutonium pit production, and concerns about access to necessary supplies of

tritium.

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The U.S. Nuclear Weapons Complex: Overview of Department of Energy Sites

Contents

Introduction ..................................................................................................................................... 1

Background ..................................................................................................................................... 5

Origins and Organization of the Nuclear Weapons Enterprise .................................................. 6

The Nuclear Weapons Complex ................................................................................................ 8

The Current Nuclear Weapons Complex ........................................................................................11

National Security Laboratories................................................................................................ 12

Los Alamos National Laboratory ...................................................................................... 13

Lawrence Livermore National Laboratory ....................................................................... 14

Sandia National Laboratories ............................................................................................ 15

Testing and Research ............................................................................................................... 16

Nevada National Security Site .......................................................................................... 16

Production ............................................................................................................................... 18

Kansas City National Security Campus ............................................................................ 18

Savannah River Site (SRS) ............................................................................................... 19

Pantex Plant ...................................................................................................................... 21

Y-12 National Security Complex ...................................................................................... 22

Tennessee Valley Authority’s Watts Barr Reactor (TVA) ................................................. 23

Support .................................................................................................................................... 23

Waste Isolation Pilot Plant (WIPP) ................................................................................... 23

Issues for Congress ........................................................................................................................ 25

The Defense Nuclear Facilities Safety Board ......................................................................... 25

Organization and Management at NNSA ................................................................................ 26

Infrastructure Recapitalization ................................................................................................ 28

Pit Production .......................................................................................................................... 29

Tritium Production .................................................................................................................. 31

Figures

Figure 1. NNSA Nuclear Security Enterprise .................................................................................. 2

Figure 2. Funding for NNSA Nuclear Weapons Activities .............................................................. 3

Figure A-1. U.S. Nuclear Weapons Stockpile: 1945-2014 ............................................................ 33

Tables

Table 1. U.S. Nuclear Weapons Complex ......................................................................................11

Table 2. NNSA Funding for Infrastructure and Operations ........................................................... 29

Table A-1. Current U.S. Nuclear Weapons and Associated Delivery Systems .............................. 33

Table B-1. U.S. Nuclear Weapons Tests: 1945-1992..................................................................... 34

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The U.S. Nuclear Weapons Complex: Overview of Department of Energy Sites

Appendixes

Appendix A. U.S. Nuclear Stockpile ............................................................................................. 33

Appendix B. U.S. Nuclear Testing ................................................................................................ 34

Contacts

Author Information........................................................................................................................ 35

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The U.S. Nuclear Weapons Complex: Overview of Department of Energy Sites

Introduction

The U.S. nuclear weapons complex, which the Department of Energy (DOE) refers to as the

Nuclear Security Enterprise,1 is the current incarnation of an evolving infrastructure designed to

meet the requirements mandated by the Atomic Energy Act2 to “ensure ... the [U.S. nuclear]

stockpile is safe, secure, and reliable to perform [as intended] as the Nation’s nuclear deterrent.”3

These requirements include

production of nuclear materials;

fabrication of nuclear components;

fabrication of nonnuclear components;

assembly and disassembly of nuclear warheads;

integration of components with nuclear weapons delivery vehicles; and

support operations.

Some of the functions within this complex have changed over time. The United States no longer

produces highly enriched uranium or plutonium for use in nuclear weapons, although DOE

continues to reuse materials removed from retired weapons. In addition, although the United

States instituted a moratorium on explosive nuclear testing in 1992, several of the facilities in the

complex now conduct science-based research and testing in support of the stockpile stewardship

program.

The sites in this complex, and their locations within the United States, appear in Figure 1. The

functions at each site are displayed in Table 1.

Responsibility for U.S. nuclear weapons resides in both the Department of Defense (DOD) and

the DOE. DOD develops, deploys, and operates the missiles, submarines, and aircraft that deliver

nuclear warheads. It also generates the military requirements for the warheads carried on those

platforms.4 This report, however, focuses on the facilities managed by the DOE and its

semiautonomous National Nuclear Security Administration (NNSA). NNSA oversees the

research, development, test, and acquisition programs that produce, maintain, and sustain the

nuclear warheads. DOE is responsible for storing and securing the warheads that are not deployed

with DOD delivery systems, securing special nuclear materials, and dismantling warheads that

have been retired and removed from the stockpile.

The current nuclear weapons complex (i.e., the major facilities within the Nuclear Security

Enterprise that are used to meet the requirements for maintaining the nuclear weapons stockpile)

consists of nine government-owned, contractor-operated sites in seven states, and a Tennessee

Valley Authority (TVA) nuclear reactor used to produce tritium for nuclear weapons. Facilities at

these sites include three laboratories, five component fabrication/materials production plants, one

1 This report uses the phrase nuclear weapons complex interchangeably with Nuclear Security Enterprise. While both

terms essentially refer to the same set of sites and facilities, NNSA has adopted the phrase Nuclear Security Enterprise

to indicate that, while these facilities support the U.S. nuclear weapons program, many also support U.S.

nonproliferation research and other national security goals.

2 42 USC 2021(b).

3 Office of the Deputy Assistant Secretary of Defense for Nuclear Matters. Nuclear Matters Handbook, 2016,

https://www.acq.osd.mil/ncbdp/nm/nmhb/chapters/chapter_5.htm.

4 For a description of these programs, see CRS Report RL33640, U.S. Strategic Nuclear Forces: Background,

Developments, and Issues, by Amy F. Woolf.

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The U.S. Nuclear Weapons Complex: Overview of Department of Energy Sites

assembly and disassembly site, a geologic waste repository, and one testing facility that now

conducts research but was previously the location for U.S. underground nuclear tests.

Figure 1. NNSA Nuclear Security Enterprise

Source: Office of the Deputy Assistant Secretary of Defense for Nuclear Matters, Nuclear Matters Handbook,

2016.

Notes: This map does not include two facilities that are relevant to meeting the current nuclear warhead

requirements: the Tennessee Valley Authority Watts Bar reactor, used for tritium production, and the Waste

Isolation Pilot Plant in New Mexico, used for managing plutonium waste generated during ongoing nuclear

warhead stockpile support operations. The map also does not include Alaska and Hawaii, as neither houses a

facility in the Nuclear Security Enterprise.

The 2018 Nuclear Posture Review (NPR), prepared by DOD and released in early February 2018,

noted that

Over the past several decades, the U.S. nuclear weapons infrastructure has suffered the

effects of aging and underfunding. Over half of NNSA’s infrastructure is over 40 years old,

and a quarter dates back to the Manhattan Project era.5

In addition, the 2018 NPR noted that each of the Nuclear Posture Reviews completed since the

end of the Cold War (in 1994, 2001, and 2010) had “highlighted the need to maintain a modern

nuclear weapons infrastructure.” However, it argued that the United States had not pursued the

investments needed to ensure that the infrastructure could maintain the current nuclear stockpile

5 Department of Defense, Nuclear Posture Review, Washington, DC, February 2, 2018, p. 61,

https://media.defense.gov/2018/Feb/02/2001872886/-1/-1/1/2018-NUCLEAR-POSTURE-REVIEW-FINALREPORT.PDF.

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The U.S. Nuclear Weapons Complex: Overview of Department of Energy Sites

as well as respond to unforeseen technical or geopolitical developments6 by providing the United

States with sufficient capacity to sustain and replace its nuclear forces.

After declining during the first two decades after the Cold War, funding for nuclear weapons

activities at NNSA has increased steadily over the past decade.7 In a 2010 editorial, then-Vice

President Biden noted that U.S. nuclear laboratories and facilities had been “underfunded and

undervalued” for more than a decade.8 He stated that President Obama’s budget request for

FY2011 would include “$7 billion for maintaining our nuclear-weapons stockpile and complex,

and for related efforts,” an amount that was $600 million more than Congress appropriated for

FY2010.9 He also stated that the Administration would “boost funding for these important

activities by more than $5 billion” over the next five years.10 Figure 2 displays the projected and

actual funding levels for NNSA through 2021.

Figure 2. Funding for NNSA Nuclear Weapons Activities

Requested and Appropriated, FY2011-FY2021 (billions of current dollars)

18

16

November 2010

projection (1251

Report)

14

12

Budget Request

10

8

Appropriations

6

4

2

0

FY11 FY12 FY13 FY14 FY15 FY16 FY17 FY18 FY19 FY20 FY21

Sources: NNSA budget requests, congressional appropriations reports, CRS estimates.

While the passage of the Budget Control Act in 2011 slowed the increases in NNSA budgets,

appropriations for NNSA’s weapons activities have grown in each of the subsequent years,

reaching $9.25 billion in FY2017, the last year of the Obama Administration. The Trump

Administration, in its budget for FY2018, requested an additional $1 billion for NNSA weapons

activities over the level appropriated in FY2017. The Trump Administration’s budget for FY2019

continued to fund increases in NNSA’s weapons activities, requesting $11.02 billion, an increase

of nearly $400 million over the funding enacted in FY2018. The FY2020 budget requested $12.4

billion for NNSA’s weapons activities accounts, an increase of $1.3 billion (12%) over the

6 Ibid., p. 61.

7 For details on the programs funded through the Nuclear Weapons Activities, and recent appropriations activities, see

CRS Report R44442, Energy and Water Development Appropriations: Nuclear Weapons Activities, by Amy F. Woolf.

8 Joe Biden, “The President’s Nuclear Vision,” Wall Street Journal, January 29, 2010.

9 Ibid.

10 Ibid.

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funding enacted in 2019. Congress appropriated $12.5 billion in the Further Consolidated

Appropriations Act, 2020 (P.L. 116-94). The FY2021 budget request sought $15.6 billion for

weapons activities within a total of $19.8 billion for NNSA. This amounted to a 25% increase in

funding for weapons activities, and an 18% increase in funding for NNSA over the amount

appropriated in FY2020. Congress appropriated $15.3 billion for weapons activities in P.L. 116260, the Consolidated Appropriations Act for 2021. These amounts do not include site overhead

costs (e.g., site security, maintenance, administration) paid through the Environmental

Management (EM) program funding for certain sites (e.g., the Savannah River Site, where EM

accounts provided 60% of the site budget, and 90% of site operations funding).

These funding increases have sought to address ongoing concerns about the aging facilities in the

nuclear weapons infrastructure. In testimony before the Senate Armed Services Committee in

2016, General Frank G. Klotz, who was then the Administrator of NNSA, noted that “the age and

condition of NNSA’s infrastructure will, if not addressed, put the mission, the safety of our

workers, the public, and the environment at risk.”11 At a hearing held by the Strategic Forces

Subcommittee of the House Armed Services Committee, General Klotz noted that the resources

available to maintain NNSA’s infrastructure “have historically not kept pace with growing

needs.” Further, press reports indicate that, in late 2015, then-Secretary of Energy Ernest Moniz

requested a $5.2 billion increase in the planned budget for NNSA between FY2018 and FY2021

to address “programmatic gaps.” He noted, in a letter described in the Wall Street Journal, that “a

majority of NNSA’s facilities and systems are well beyond end-of-life” and that “infrastructure

problems such as falling ceilings are increasing in frequency and severity.”12

Lisa E. Gordon-Hagerty, the NNSA Administrator from 2018 through late 2020, echoed the

concerns raised by General Klotz during her testimony before the Strategic Forces Subcommittee

of the House Armed Services Committee in March 2018.13 She stated that NNSA’s FY2019

budget request of $3 billion for Infrastructure and Operations represented a 7% increase over the

FY2018 request. She asserted that this funding would support both NNSA’s deferred

maintenance problem in existing facilities and its need to construct new facilities, including the

Uranium Processing Facility at Oak Ridge, TN, and

the Chemistry and Metallurgy Research

Plutonium pits are a critical core component of

Replacement (CMRR) project at Los Alamos

modern nuclear weapons. The nuclear fission

National Laboratory in New Mexico.

energy produced when the pit is compressed

by explosives initiates the process that

In May 2018, NNSA announced that it was

produces the much larger fusion reaction.

recommending a strategy to achieve the goal of

NNSA has argued that the United States needs

to produce at least 80 pits per year in order to

producing 80 nuclear pits per year, which would

replace aging pits in the U.S. stockpile over the

both maximize pit production at Los Alamos within

next 50 years.

the CMRR project and repurpose the Mixed Oxide

(MOX) Fuel Fabrication Facility at the Savannah

River Site in South Carolina. NNSA argued that “this two-prong approach—with at least 50 pits

per year produced at Savannah River and at least 30 pits per year at Los Alamos—is the best way

11 U.S. Congress, Senate Armed Services, Strategic Forces, Department of Energy Atomic Energy Defense Activities

and Programs, Hearing, 114th Cong., 2nd sess., February 23, 2016, Statement of Lt. Gen. Frank G. Klotz, USAF (Ret),

p. 5.

12 “Mr. Moniz’s Nuclear Warning,” Wall Street Journal, January 12, 2016, https://www.wsj.com/articles/mr-monizsnuclear-warning-1452644053.

13 U.S. Congress, House Armed Services, Strategic Forces, Fiscal Year 2019 Budget Request for Nuclear Forces and

Atomic Energy Defense Activities, Hearing, 115th Cong., 2nd sess., March 22, 2018. Statement of Lisa Gordon Hagerty,

p. 6.

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The U.S. Nuclear Weapons Complex: Overview of Department of Energy Sites

to manage the cost, schedule, and risk of such a vital undertaking.”14 Some studies, however, have

questioned the feasibility of this approach. For example, the Institute for Defense Analyses

determined, in studies mandated by Senate Armed Services Committee, concluded that it wold be

possible for NNSA to eventually produce 80 pits per year with its two-site strategy, but that it

would be “extremely challenging” to do so. IDA also found that none of the options considered

by NNSA could be expected to produce 80 pits per year by 2030.15

As funding for NNSA continues to rise, interest has grown in U.S. nuclear policy, in general, and

in the facilities and programs managed by NNSA, in particular. This report provides details about

each of the sites within the complex.16 It begins with a brief history of the nuclear weapons

complex and then reviews current issues that Congress may address during the annual

authorizations and appropriations process.

Background

Interest in the development of nuclear weapons was evident in discussions among academic

scientists and federal officials shortly before the United States entered World War II. The nuclear

weapons program, in an effort known as the Manhattan Project, began in 1942.17 Many of the

sites and facilities established early in the program to support the design, development, and

production of the first nuclear weapons remain in operation today as a part of the DOE nuclear

security enterprise.

The end of the Cold War saw numerous changes to the nuclear enterprise. The number of sites

involved in nuclear warhead production declined, as the United States reduced the number of

warheads in the stockpile while maintaining the capability to sustain the remaining nuclear

weapons. In addition, the focus of the work shifted away from weapons research, development,

and production—the core mission during the Cold War—toward a science-based stockpile

stewardship program designed to enable the United States to sustain and maintain its warheads

without conducting explosive nuclear testing.

The enterprise has also increased its focus on research into technologies and processes that can

prevent, counter, and respond to threats of nuclear proliferation while addressing the degradation

remaining from the environmental contamination and waste generated during the Cold War. 18

These goals are not addressed in this report.

14 Ellen M. Lord and Lisa Gordon-Hagerty, Recapitalization of Plutonium Pit Production, National Nuclear Security

Administration, Joint Statement, Washington, DC, May 10, 2018, https://www.energy.gov/nnsa/articles/jointstatement-ellen-m-lord-and-lisa-e-gordon-hagerty-recapitalization-plutonium-pit.

15 Institute for Defense Analyses, Independent Assessment of the Two-Site Pit; Production Decision, IDA Document

NS D-10711 (2019)

16 This report addresses only the major sites currently used for nuclear weapons production and funded largely through

the NNSA’s Weapons Activities account. Several other DOE facilities, including many of its other 14 national

laboratories (https://science.energy.gov/laboratories/), receive funding from NNSA that supports nonproliferation and

other national security programs, but are not considered by NNSA to be a part of the nuclear security enterprise.

17 “The Manhattan Engineer District (MED) was established, effective August 16, 1942, by Office of the Chief of

Engineers General Order 33, dated August 13, 1942 …. Development of Substitute Materials.” War Department, Office

of the Chief of Engineers, Manhattan Engineer District, August 16, 1942-August 15,1947, Organization Authority

Record, https://catalog.archives.gov/id/10510246; and Fowle, Barry W., ed. Builders and Fighters: U. S. Army

Engineers in World War II, Fort Belvoir, VA: Office of History, U. S. Army Corps of Engineers, 1992, p. 147.

18 U.S. Department of Energy, National Nuclear Security Administration, Comments on the Final Report of the

Congressional Advisory Panel on the Governance of the Nuclear Security Enterprise, Report to Congress, Washington,

DC, May 2015, p. 3.

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The U.S. Nuclear Weapons Complex: Overview of Department of Energy Sites

Origins and Organization of the Nuclear Weapons Enterprise

In August 1939, Albert Einstein signed a letter to President Franklin Roosevelt to inform him that

recent scientific research conducted at U.S. universities indicated that large amounts of power

could be produced by a chain reaction using uranium and that, by harnessing this power, the

construction of “extremely powerful bombs” was conceivable. The letter urged the U.S.

government to support research in this area, in part, because the German government was doing

so.

President Roosevelt responded to Einstein in October 1939, and informed him that he had set up a

committee to study uranium. The President’s Advisory Committee on Uranium first met in

October 1939, and recommended that the government fund limited research into uranium.19 The

effort expanded in 1940, after the German invasion of Poland, when President Roosevelt

reorganized the Uranium Committee into a scientific body known as the National Defense

Research Committee. Over the next few years, this organization supported funding for scientists

who were exploring alternative processes that would produce the fissionable materials needed for

a nuclear bomb.

By mid-1942, with research proceeding on several

different processes, the committee decided that it

was time to advance to the pilot plant stage and to

full-production planning for the atomic bomb. In

June 1942, President Roosevelt approved a plan

giving the Army Corps of Engineers the

responsibility for producing an atomic weapon

before the end of the war, and the Army established

the Manhattan Engineer District (MED).

With Brigadier General Leslie R. Groves in charge,

the Manhattan Engineer District joined major

industrial partners with scientists and academia to

research, develop, and produce an atomic bomb.20

The Army owned and managed the MED from

1942 through 1946.

Nuclear explosions are produced by initiating and

sustaining nuclear chain reactions in highly

compressed material that can undergo both

fission and fusion.

“Little Boy”—the nuclear weapon used against

Hiroshima in 1945—was a “gun-type” weapon

that initiated fission by shooting a hollow

uranium-235 cylinder at a target “plug” of the

same material.

Most existing U.S. nuclear weapons use a nuclear

package with two assemblies: the “primary,"

which is used as the initial source of energy, and

the “secondary,” which provides additional

explosive power. The primary contains a central

core, called the “pit,” typically composed of

plutonium-239 and/or highly enriched uranium

(HEU) and other materials. Plutonium-239 and

HEU are fissile materials, capable of sustaining a

chain reaction. HEU contains large fractions of

uranium-235. The pit is surrounded by a layer of

high explosive.

Source: U.S. Department of Energy, Linking

Legacies: Connecting the Cold War Nuclear

Weapons Production Processes to Their

Environmental Consequences, DOE/EM-0319,

January 1997, p. 13.

After World War II, the Atomic Energy Act of 1946

established a policy to develop atomic energy for

military and peaceful purposes. The act established

the Atomic Energy Commission (AEC), an

independent civilian agency, and moved the

weapons program from the Army to the AEC. The

act stipulated that, with certain exceptions, a

civilian agency “shall be the exclusive owner of all

facilities for the production of fissionable material,” including “all materials, facilities,

19 F.G. Gosling, The Manhattan Project: Making the Atomic Bomb, U.S. Department of Energy, Washington, DC,

January 2010, p. 6, http://energy.gov/sites/prod/files/Manhattan_Project_2010.pdf.

20 U.S. Department of Energy, Linking Legacies: Connecting the Cold War Nuclear Weapons Production Processes to

Their Environmental Consequences, DOE/EM-0319, January 1997.

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The U.S. Nuclear Weapons Complex: Overview of Department of Energy Sites

equipment, items, and property related to atomic energy research”; this placed nuclear energy, and

the U.S. nuclear weapons program, firmly under civilian control.21

The decision on whether to place nuclear energy under civilian or military control was bitterly

contentious in 1946.22 Some feared that military control would impede or prevent the

development of atomic energy for peaceful purposes, would impede the free international

exchange of information on the basic science of atomic energy, would stifle independent inquiry,

and would impede efforts to have international control of atomic energy. The armed services and

some Members of Congress, however, were concerned about the need to preserve secrecy and to

ensure the responsiveness of the nuclear weapons program to the needs of the services. Those

concerns were raised as arguments for continued military control over nuclear energy.

The Atomic Energy Act (42 U.S.C. 2121(b)) institutionalized civilian control. It authorized the

AEC to conduct research and development on the military applications of nuclear energy and to

produce nuclear weapons and their components, but “only to the extent that the express consent

and direction of the President of the United States has been obtained.” The act gave the President

further control:

The President from time to time may direct the Commission (1) to deliver such quantities

of fissionable materials or weapons to the armed forces for such use as he deems necessary

in the interest of national defense or (2) to authorize the armed forces to manufacture,

produce, or acquire any equipment or device utilizing fissionable material or atomic energy

as a military weapon.23

The act also established a Military Liaison Committee and directed the AEC to “to coordinate

nuclear defense activities between the War and Navy Departments and the AEC."24 The council

was expected to “advise and consult with the Committee on all atomic energy matters which the

Committee deems to relate to military applications.”

In the early years, civilian control extended to custodianship over operational nuclear weapons.

With early weapon designs, the fissile core of the weapon was separated from the rest of the

weapon to address safety concerns; AEC personnel maintained custody of the cores. This practice

continued until the mid-1950s, when integrated warheads were designed, produced, and turned

over to DOD.25

In the Energy Reorganization Act of 1974 (P.L. 93-438), Congress dissolved the AEC and created

the Nuclear Regulatory Commission and the Energy Research and Development Administration

(ERDA).26 ERDA became the lead agency in the energy R&D program and the repository of the

21 42 U.S.C. 2161. Also see Kevin O'Neill, “Building the Bomb,” in Atomic Audit, ed. Stephen I. Schwartz

(Washington, DC: Brookings Institution Press, 1998), p. 61.

22 This, and several subsequent paragraphs, are drawn from CRS Report 95-1162F, Nuclear Weapons Complex

Facilities: Background and Profiles, by Jonathan Medalia, William Boseman, and Mark Holt (available to

congressional clients upon request from the author of this report).

23 42 U.S.C. 2121(b).

24 The MLC was the forerunner of the Nuclear Weapons Council, which is a “DoD-DOE activity responsible for

facilitating cooperation and coordination, reaching consensus, and establishing priorities between the two Departments

as they fulfill their dual-agency responsibilities for U.S. nuclear weapons stockpile management.” See Office of the

Deputy Assistant Secretary of Defense for Nuclear Matters, Nuclear Matters Handbook 2016, Washington, DC,

Appendix A, https://www.acq.osd.mil/ncbdp/nm/NMHB/chapters/Appendix_A.htm.

25 Thomas Cochran, William Arkin, and Milton Hoenig, Nuclear Weapons Databook: Volume I, U.S. Nuclear Forces

and Capabilities, Cambridge, MA, Ballinger, 1984, p. 6, note 13.

26 This legislation was, in large part, a response to the energy crisis of 1973 and an effort to “assure the coordinated and

effective development of all energy sources” by bringing together “Federal activities relating to research and

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The U.S. Nuclear Weapons Complex: Overview of Department of Energy Sites

weapons program.27 That program was moved again by the Department of Energy Organization

Act of 1977, which dissolved ERDA and created the Department of Energy.

Congress, in passing the National Defense Authorization Act for Fiscal Year 2000 (P.L. 106-65,

Title XXXII), established the National Nuclear Security Administration (NNSA). NNSA is a

semiautonomous agency operating within DOE. According to NNSA, its mission, among other

things, is to maintain and enhance “the safety, security, and effectiveness of the U.S. nuclear

weapons stockpile without nuclear explosive testing”; work to “reduce the global danger from

weapons of mass destruction”; provide the U.S. Navy “with safe and effective nuclear

propulsion”; and respond to “nuclear and radiological emergencies in the U.S. and abroad.”28

The Nuclear Weapons Complex

The eight sites that NNSA identifies as composing the current U.S. Nuclear Security Enterprise

reflect the most recent in a series of expansions and contractions in the structure of the nuclear

weapons complex for carrying out the functions required to maintain the nuclear weapons

stockpile. Generally, the enterprise has been structured and operated in three phases. Although the

locations of the facilities have changed, the essential functions have mostly remained the same

because warhead designs have largely remained the same.

First, during the 1940s, the Manhattan

Hanford

Project included three well-known primary

Hanford produced the first plutonium for U.S. nuclear

“government-owned, contractor-operated”

weapons during World War II and eventually made most

(GOCO) facilities that were used during

of the plutonium for tens of thousands of weapons

World War II and immediately afterward.

produced by the United States during the Cold War.

These included the laboratory at Los

Nine plutonium production reactors eventually operated

at Hanford, and large processing facilities were built to

Alamos, NM (called Site Y in World War II,

chemically separate the plutonium from other elements

now Los Alamos National Laboratory),

produced in the reactors. Plutonium production at

which designed nuclear weapons; the

Hanford ended in the mid-1980s, and the reactors were

Hanford Engineering Works (later known as

shut down by 1987. The United States no longer

produces plutonium for nuclear weapons. Hanford

the Hanford Reservation or Hanford Site)

remains severely contaminated with nuclear and chemical

near Richland, WA, which produced

wastes, and remedial action and waste management

plutonium; and three major sites at Oak

operations are expected to continue through 2060, with

Ridge, TN, which produced uranium

an estimated life-cost of over $100 billion, to be followed

enriched in the fissile isotope 235.29 The

by indefinite long-term stewardship.

nuclear weapons complex also incorporated

hundreds of smaller “contractor-owned, contractor-operated” (COCO) facilities that allowed for

rapid increases in production in the early years of the nuclear weapons program.30 In some cases,

development on the various sources of energy, to increase the efficiency and reliability in the use of energy, and to

carry out the performance of other functions, including but not limited to the Atomic Energy Commission’s military

and production activities and its general basic research activities.” See P.L. 93-438.

27 U.S. Congress, Office of Technology Assessment, An Analysis of the ERDA Plan and Program, Washington, DC,

U.S. Government. Printing Office, October 1975, p. vii, 311.

28 National Nuclear Security Administration (NNSA), “About NNSA,” https://www.energy.gov/nnsa/about-nnsa.

29 Natural uranium from the earth consists of more than 99% uranium 238 and less than 1% uranium 235. Natural

uranium is this same 0.07% U-235 before it is removed from the earth. For certain key nuclear weapons components,

uranium typically is enriched to more than 90% U-235. Uranium enriched to greater than 20% uranium-235 is called

highly enriched uranium. The enrichment process leaves large quantities of uranium with almost all U-235 removed,

called depleted uranium.

30 See https://www.energy.gov/lm/sites/lm-sites/considered-sites. Also, many of the sites used in support of nuclear

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these facilities performed nonnuclear materials production and fabrication operations; in other

cases, they performed operations with radioactive materials alongside ongoing nonnuclear

civilian operations.

In the second phase, during the early 1950s, the Atomic Energy Commission consolidated many

of these functions into a smaller number of larger GOCO facilities constructed throughout the

United States. This consolidation reduced the AEC’s reliance on the smaller COCO facilities and

was expected to result in economies of scale at a time when overall production increased

dramatically to meet the need of the Cold War stockpile buildup. Many facilities performed

multiple functions. To provide sufficient capacity to meet the needs of the expanding stockpile,

some operations were performed at multiple facilities. By late 1952, the AEC had several new

production plants planned or under construction, and it was expanding existing plants. These

included plants at Savannah River, SC; Oak Ridge, TN; Hanford, WA; Fernald and Miamisburg,

OH; Rocky Flats, CO; Largo, FL; Albuquerque, NM; and Kansas City, MO.

The third phase of the U.S. nuclear weapons complex coincided roughly with the end of the Cold

War. With President George H. W. Bush’s 1991 decision to withdraw most nonstrategic nuclear

weapons from deployment, the cancellation of several ongoing warhead programs, and the

signing of arms control agreements that limited the numbers of deployed nuclear forces, the need

for new nuclear warheads diminished and the number of warheads in the U.S. nuclear stockpile

began to decline sharply.31 In addition, in 1992, Congress enacted a moratorium on U.S. nuclear

weapons testing when it attached the Hatfield-Exon-Mitchell amendment to the 1993 Energy and

Water Development Appropriations Act.32 President George H. W. Bush signed the bill into law

(P.L. 102-377) and President Clinton extended the moratorium three times before signing the

Comprehensive Nuclear Test Ban Treaty (CTBT) in 1996.33 Although the Senate declined to

consent to ratification of the CTBT in 1999, the United States has not conducted any explosive

nuclear tests since September 1992, before the moratorium entered into force.34 The United States

also has not designed and produced a new nuclear warhead since production of the W88 warhead

ended in 1992.35

weapons production operations during this period have been analyzed as part of the petition evaluation process for the

Energy Employees Occupational Illness Compensation Program Act (42 U.S.C. 7384 et seq.) See https://www.dol.gov/

owcp/energy/ and https://www.cdc.gov/niosh/ocas/ocaseeoi.html and https://ehss.energy.gov/Search/Facility/

findfacility.aspx.

31 See Appendix A.

32The United States conducted 1,054 nuclear weapons test explosions between 1945 and 1992. See Appendix B and

U.S. Department of Energy, National Nuclear Security Administration Nevada Field Office, United States Nuclear

Tests: July 1945 through September 1992, Las Vegas, NV, September 2015, p. xv, https://www.nnss.gov/docs/

docs_LibraryPublications/DOE_NV-209_Rev16.pdf.

33 This amendment banned testing before July 1, 1993; set conditions on a resumption of testing; and then banned

testing after September 1996 unless another nation tested.

34 For details on the CTBT and the Senate debate on its ratification, see CRS Report RL33548, Comprehensive

Nuclear-Test-Ban Treaty: Background and Current Developments, by Mary Beth D. Nikitin.

35 The United States has maintained its warheads through life extension programs and warhead alterations, rather than

by designing and producing new warheads. In FY2021, NNSA requested funding for a “concept assessment” for the

W93 sea-based warhead. While DOD officials indicated that this warhead is not a life-extension of a previous program,

they referred to it as a “new program” not a “new warhead.” See Aaron Mehta, "Inside America’s newly revealed

nuclear ballistic missile warhead of the future," Defense News, February 24, 2020.

https://www.defensenews.com/smr/nuclear-arsenal/2020/02/24/inside-americas-newly-revealed-nuclear-ballisticmissile-warhead-of-thefuture/?utm_source=Sailthru&utm_medium=email&utm_campaign=EBB%2002.25.20&utm_term=Editorial%20%20Early%20Bird%20Brief.

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Regulatory challenges, costs and concerns regarding environmental, safety, and health issues at

existing nuclear weapons facilities, along with reductions in the size of the stockpile and growing

public scrutiny, prompted a significant reduction in the number of facilities producing nuclear

warheads and associated nuclear materials.36 By the mid-1990s, the number of sites working to

maintain U.S. nuclear weapons had declined to the current nine sites, and a TVA reactor, in seven

states. The remaining facilities not only continued to operate, but they often sought budget

increases to address urgent safety and environmental issues and to repair and replace aging

infrastructure. With the heightened focus on environmental and health issues, in FY1995, for the

first time, the DOE budget for Environmental Management exceeded DOE’s budget for nuclear

weapons production.

When these nuclear weapons operations shut down, there was typically no clear plan in place for

follow-up operations. Perhaps most significantly, the Rocky Flats Plant in Colorado ceased

plutonium production operations in June 1989 without clear plans to restore pit capacity

elsewhere. In addition, when operations ceased at Hanford, Rocky Flats, and the Savannah River

Site, significant amounts of special nuclear materials were in the midst of processing activities,

which posed significant safeguards, security, and safety challenges. When DOE’s efforts to restart

the K-reactor at the Savannah River Site failed and caused tritium contamination in the Savannah

River in 1991,37 a new tritium

Rocky Flats

productions capacity had to be

During the Cold War, the Rocky Flats Plant, located about 16

developed using commercial power

miles northwest of Denver, CO, produced plutonium pits and

reactors.38

other components for the primary stage of nuclear warheads,

along with associated chemical processing of plutonium scraps

Over time, DOE developed the capacity

for reuse. It produced around 1,000 pits per year and supplied

at alternative facilities to meet most of

most of the pits used in U.S. nuclear weapons. In June 1989,

the stockpile needs. For example, new

the FBI executed a search warrant (widely reported as a law

nonnuclear hydrodynamic testing

enforcement “raid”) at the site, based on evidence of violations

facilities were constructed at Los

of environmental laws. DOE halted plutonium pit production

operations at Rocky Flats in December 1989 largely because of

Alamos and Livermore National

a lack of waste storage capacity. Without Rocky Flats, the

Laboratories. The Tennessee Valley

United States does not have an industrial-scale capability to

Authority nuclear power reactors

manufacture new plutonium pits. Los Alamos Laboratory has

provided tritium production capacity.

the ability to fabricate small numbers of pits, and Rocky Flats’

responsibilities for nonnuclear primary components have been

Further, in the absence of nuclear

transferred to Y-12 and Kansas City.

weapons testing, the United States has

adopted a science-based program to

maintain and sustain confidence in the reliability of the U.S. nuclear stockpile. This program,

established in the National Defense Authorization Act for Fiscal Year 1994 (P.L. 103-160) and

amended by the National Defense Authorization Act for Fiscal Year 2010 (P.L. 111-84, §3111), is

designed to ensure “that the nuclear weapons stockpile is safe, secure, and reliable without the

use of underground nuclear weapons testing.” However, as discussed below, plutonium pit

capacity at LANL has not been able to keep pace with NNSA’s stated needs for the stockpile.

36 William Lanouette, Tritium and the Times: How the Nuclear Weapons-Production Scandal Became a National Story,

Harvard JFK School, Shorenstein Center, May 1990, https://shorensteincenter.org/wp-content/uploads/2012/03/

r01_lanouette.pdf?x78124.

37 Hamby, D.D., et al, Emergency Response Monitoring Activities and Environmental Impact of the K-Reactor

Aqueous Tritium Release of December 1991, WSRC-92-186, February 1992.

38 U.S. Department of Energy, Consolidated Record of Decision for Tritium Supply and Recycling, 64 Federal Register

26369, May 14, 1999.

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Table 1. U.S. Nuclear Weapons Complex

Sites and Functions

Materials

Production

Research,

Development

and Testing

Component

Fabrication

Assembly and

Disassembly

Current Sites

Livermore National

Lab

x

Los Alamos National

Lab

x

x

Sandia National Lab

x

x

Pantex Plant

x

Oak Ridge Y-12

x

Savannah River Site

x

x

Kansas City National

Security Complex

x

Nevada National

Security Site

x

Supporting Sites

TVA Watts Bar 1 & 2

WIPP

x

a

a

a

a

Source: National Nuclear Security Administration, Fiscal Year 2018 Stockpile Stewardship and Management Plan,

November 2017.

a. WIPP does not perform these operations, but it plays a vital role in the disposal of transuranic waste

generated by facilities and operations performing these functions, thereby ensuring compliance with AEA

and other legal obligations and allowing continued operations at these sites.

The Current Nuclear Weapons Complex

The current nuclear weapons complex, which NNSA refers to as the Nuclear Security Enterprise,

includes “NNSA Headquarters (located in Washington, DC; Germantown, MD; and Albuquerque,

NM), the NNSA field offices, the three national security laboratories (two of which also have

production missions), the four nuclear weapons production facilities, and the Nevada National

Security Site.”39 Two other facilities are essential for maintaining the stockpile: (1) the TVA’s

Watts Barr nuclear power reactor in Tennessee, which produces tritium, a relatively short-lived

nuclear material vital to modern nuclear warheads, and (2) the WIPP site in New Mexico, which

is used to manage, isolate, and store plutonium-bearing wastes from the warhead operations at

other sites.40 The site descriptions that follow do not describe the headquarters or field offices, but

focus instead on the laboratories, testing, production, and support facilities more commonly

known as the nuclear weapons infrastructure. The sites are largely government-owned,

contractor-operated facilities.41

39 U.S. Department of Energy, National Nuclear Security Administration, Fiscal Year 2018 Stockpile Stewardship and

Management Plan, Report to Congress, Washington, DC, November 2017, pp. 1-6, https://www.energy.gov/sites/prod/

files/2017/11/f46/fy18ssmp_final_november_2017%5B1%5D_0.pdf.

40 WIPP also manages and stores waste shipped from other DOE sites, as a part of the Environmental Support mission.

41 For a description of this arrangement, see Sandia National Laboratories, Government Owned/Contractor Operated

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The U.S. Nuclear Weapons Complex: Overview of Department of Energy Sites

According to NNSA, the primary mission of national security laboratories “is to develop and

sustain nuclear weapons design, simulation, modeling, and experimental capabilities and

competencies to ensure confidence in the stockpile without nuclear explosive testing.” The

laboratories also “engage in long-term research, development, test, and evaluation (RDT&E)

activities” for the nuclear weapons mission, as well as “apply science, engineering, and

technology to solve other national challenges.”42

Five production facilities produce and assemble materials and components for nuclear weapons.

Some weapon components must be replaced on a regular basis (e.g., tritium produced by TVA

reactors and processed at Savannah River Site), while others are produced on an as-needed basis,

as part of the program to extend the life of the nuclear arsenal. Two of the facilities—the Pantex

Plant near Amarillo, TX, and Y-12 in Oak Ridge, TN—are also responsible for dismantling

retired weapons and storing most of the plutonium and highly enriched uranium that exists

outside of weapons.

The Nevada National Security Site near Las Vegas, formerly a test site, no longer conducts

nuclear explosive tests, but it still maintains several facilities needed for other types of testing

critical to the stockpile stewardship program. The site also maintains the capability to resume

nuclear explosive testing in a two- to three-year time frame, if ordered to do so by the President.

The Waste Isolation Pilot Plant (WIPP) in New Mexico manages plutonium-contaminated

(transuranic) waste produced by nuclear weapons facilities, such as Los Alamos National

Laboratory, Savannah River Site, and Pantex. Without WIPP, nuclear warhead operations

generating plutonium-contaminated waste would be restricted because of the limited quantity of

such waste that can be stored onsite.43 WIPP’s strategic plan prioritizes the management of newly

generated wastes from ongoing nuclear warhead missions.

National Security Laboratories

NNSA operates three national security laboratories whose primary mission is to “develop and

sustain nuclear weapons design, simulation, modeling, and experimental capabilities and

competencies.”44 Historically, two of the three laboratories—Los Alamos and Livermore—were

responsible for the design of all U.S. nuclear weapons. Specifically, they designed the physics

package, which is the integrated nuclear warhead. The warhead includes the primary (plutonium

pit and related initiators, high explosive lenses, reflectors), the secondary (consisting largely of

lithium deuteride and a booster gas canister), and the supporting case surrounding these

components. Today, all three laboratories are engaged in activities that help “ensure confidence in

the stockpile without nuclear explosive testing.” According to NNSA, the laboratories also “apply

science, engineering, and technology to solve other national challenges.”45 For decades, the

Heritage, Fact Sheet. https://www.sandia.gov/about/history/goco.html.

42 National Nuclear Security Administration, Fiscal Year 2018 Stockpile Stewardship and Management Plan, p. 1-6,

https://www.energy.gov/sites/prod/files/2017/11/f46/fy18ssmp_final_november_2017%5B1%5D_0.pdf.

43 U.S. Department of Energy, WIPP Strategic Plan Operations Through 2050, 15-GM.14, Rev. 0, June 17, 2016.

44 U.S. Department of Energy, National Nuclear Security Administration, Fiscal Year 2018 Stockpile Stewardship and

Management Plan, Report to Congress, Washington, DC, November, 2017, p. 1-6. https://www.energy.gov/sites/prod/

files/2017/11/f46/fy18ssmp_final_november_2017%5B1%5D_0.pdf.

45 U.S. Department of Energy, National Nuclear Security Administration, Fiscal Year 2018 Stockpile Stewardship and

Management Plan, Report to Congress, Washington, DC, November, 2017, p. 1-6. https://www.energy.gov/sites/prod/

files/2017/11/f46/fy18ssmp_final_november_2017%5B1%5D_0.pdf.

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Livermore and Los Alamos labs were run as nonprofit entities managed by the University of

California. Since 2006, each has been managed by a for-profit limited liability company.

Los Alamos National Laboratory

Los Alamos National Laboratory (LANL), known as the birthplace of the U.S. nuclear weapons

program, was established in 1943 as part of the Manhattan Project.46 The laboratory is located on

approximately 34.7 square miles in northern New Mexico, about 35 miles from Santa Fe.

According to NNSA, Los Alamos “is a design laboratory responsible for the safety and reliability

of the nuclear explosives package in nuclear weapons.”47 Although it shares warhead design

responsibilities with Livermore National Laboratory, Los Alamos is solely responsible for the

nuclear design and engineering of the B61, W76, W78, and W88 warheads. It also manages the

life extension and alteration programs affecting the W76 warhead, the B61-12 bomb, and the

W88 warhead.48 These programs replace aging components in existing warheads with “newly

manufactured and sometimes modernized components.”49

In addition to its work on nuclear warheads design and life extension, Los Alamos develops and

sustains “design, simulation, modeling, and experimental capabilities and competencies to ensure

stockpile confidence without nuclear testing.”50 It conducts regular evaluations of warheads, with

its surveillance data and experimental and computational simulations informing annual

assessments of the nuclear stockpile. According to NNSA, it “possesses unique capabilities in

neutron scattering, enhanced surveillance, radiography, and plutonium science and engineering.”

Los Alamos has the unique capability within the weapons complex for plutonium processing and

fabrication. It maintains the capability to work with special nuclear materials—plutonium and

highly enriched uranium—and maintains the capability to produce limited numbers of plutonium

pits (the explosive cores of nuclear weapons). Although it maintains the capacity to produce up to

30 pits per year, it has rarely succeeded in producing more than 10-15 per year, as a result of

safety and operational concerns. In 2013, safety issues led to a shutdown at the PF-4 building at

Los Alamos, and it has not produced any operational pits since that time.51

Over the years, Los Alamos has faced a number of questions about its safety culture, with

numerous incidents that could have caused significant problems, including “criticality”

episodes.52 The lab sits on a seismic fault, leading to concerns that an earthquake, and subsequent

46 Union of Concerned Scientists, Los Alamos National Laboratory, Fact Sheet, October 2013, p. 1,

https://www.ucsusa.org/sites/default/files/legacy/assets/documents/nwgs/nuclear-weapons-complex/los-alamos-factsheet.pdf.

47 https://www.energy.gov/nnsa/locations.

48 NNSA, Fiscal Year 2018 Stockpile Stewardship and Management Plan, p. 1-7, https://www.energy.gov/sites/prod/

files/2017/11/f46/fy18ssmp_final_november_2017%5B1%5D_0.pdf.

49 Union of Concerned Scientists, Los Alamos National Laboratory, Fact Sheet, October 2013, p. 1,

https://www.ucsusa.org/sites/default/files/legacy/assets/documents/nwgs/nuclear-weapons-complex/los-alamos-factsheet.pdf.

50 NNSA, Fiscal Year 2018 Stockpile Stewardship and Management Plan, p. 1-7, https://www.energy.gov/sites/prod/

files/2017/11/f46/fy18ssmp_final_november_2017%5B1%5D_0.pdf.

51 R. Jeffrey Smith and Patrick Malone, Safety Problems at a Los Alamos Laboratory Delay U.S. Nuclear Warhead

Testing and Production, Center for Public Integrity, Washington, DC, June 20, 2017, https://apps.publicintegrity.org/

nuclear-negligence/delayed-warheads/.

52 The Defense Nuclear Facilities Safety Board (DNFSB) has identified numerous defects related to Seismic Safety.

See DNFSB, Technical Report 39: Opportunities for Risk Reduction at the Los Alamos National Laboratory Plutonium

Facility through the Minimization of Material-at-Risk, September 21, 2015. More recently, the DNFSB found that

these seismic risks may pose long-term concerns with criticality safety and fire suppression in plutonium facilities. See

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The U.S. Nuclear Weapons Complex: Overview of Department of Energy Sites

damage to or fire in the facilities, could lead to the release of radiation, although this has not

happened since its inception.

Los Alamos National Laboratory currently employs about 12,700 people. In FY2020, it had an

operating budget of $2.58 billion, with $1.95 billion (76%) allocated to nuclear weapons

activities.53 The request for FY2021 was $3.43 billion, with $2.91 (85%) billion allocated to

weapons activities.54

In 2006, NNSA awarded the management and operations contract for LANL to Los Alamos

National Security (LANS)—a Limited Liability company (LLC) comprising the University of

California; Bechtel National, Inc.; the Babcock & Wilcox company; and URS Corporation. The

contract with this LLC is due to expire on September 30, 2018, but was extended to allow for a

four-month transition period to a new contractor, Triad National Security.55 NNSA announced, on

June 8, 2018, that it had awarded the management and operating contract for LANL to this new

LLC, which consists of Battelle Memorial Institute, the Regents of the University of California,

and the Regents of Texas A&M University.

Lawrence Livermore National Laboratory

Lawrence Livermore National Laboratory (LLNL) was established in 1952, as a companion and

sometime competitor to Los Alamos National Laboratory in the research and development of

nuclear weapons. The laboratory’s main facilities are on a 1.3-square-mile site in Livermore, CA,

about 45 miles east of San Francisco; a second site, known as Site 300, is located about 15 miles

east of Livermore and is used for testing nonnuclear explosives.

Livermore designed the first nuclear warhead for a U.S. submarine-launched ballistic missile and

the first warheads for multiple independently targeted reentry vehicles (MIRVs). Within the active

stockpile, it is solely responsible for nuclear design activities for the B83 bomb, W80 warhead,

and W87 warhead. It is also responsible for the life extension program for the W80-4 cruise

missile warhead and for the development of the first interoperable warhead (IW1).56

As is the case with Los Alamos National Laboratory, Livermore develops and sustains design,

simulation, modeling, and experimental capabilities and competencies to ensure stockpile

confidence without nuclear testing.57 It conducts regular evaluations of warheads, with its

surveillance data and experimental and computational simulations informing annual assessments

of the nuclear stockpile. According to NNSA, Livermore’s “core capabilities include high

performance computing, high energy density physics, plutonium research and development,

hydrodynamic and weapons engineering environmental tests, advanced manufacturing and

materials science, and tritium target development and fabrication.”58

https://www.dnfsb.gov/sites/default/files/document/3590/ltr_201713_32311.pdf.

53 http://www.lanl.gov/about/facts-figures/budget.php.

54 Department of Energy, FY 2021 Congressional Budget Request; Laboratory Tables Preliminary, DOE/CF-0168

(February 2020), at page 42.

55 https://www.lanl.gov/about/leadership-governance/index.php.

56 Testimony Before the Strategic Forces Subcommittee Committee on Armed Services U.S. House of Representatives

Fiscal Year 2016 Budget Request for Nuclear Forces Witness Statement of Dr. Arthur T. Hopkins, Principal Deputy

Assistant Secretary of Defense for Nuclear, Chemical, and Biological Defense Programs April 15, 2015.

57

LLNL, “Stockpile Stewardship at 20 Years,” Science and Technology Review, July 2015.

58 National Nuclear Security Administration, Fiscal Year 2018 Stockpile Stewardship and Management Plan,

November 2017, p. 1-6.

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Livermore is also home to the National Ignition Facility (NIF), “the world’s largest and highestenergy laser.” According to NNSA, NIF “is designed to perform experimental studies of fusion

ignition and thermonuclear burn, the phenomenon that powers the sun, the stars, and modern

nuclear weapons.”59 As part of NNSA’s Stockpile Stewardship program, NIF is intended to

“enable researchers to gain fundamental understanding of extreme temperatures, pressures and

densities—knowledge that helps ensure the current and future nuclear stockpile is safe and

reliable.” During its construction, NIF faced significant delays and cost overruns. Although NIF

allows for significant scientific research, it has not yet reached “ignition,” the sustained, highenergy-yield nuclear fusion reaction present in a nuclear weapon.60 Some in DOE have

questioned whether it can ever achieve this goal.61

Livermore National Laboratory employs approximately 7,400 people. In FY2020, it had an

operating budget of $1.89 billion, with $1.59 billion (84%) allocated to nuclear weapons

activities.62 The FY2021 budget request of $2.02 billion included $1.79 billion (89%) for nuclear

weapons activities at Livermore National Laboratory.63

Livermore National Laboratory is managed and operated by the Lawrence Livermore National

Security, LLC. This LLC, which took over management in 2007, includes Bechtel National,

University of California, Babcock & Wilcox, the Washington Division of URS Corporation, and

Battelle.

Sandia National Laboratories

Sandia National Laboratories (SNL) was established in 1949 to conduct the nonnuclear

engineering development associated with nuclear weapons. Its primary location, including its

executive management offices and larger laboratory complex, is located in Albuquerque, NM.

SNL has a principal laboratory in Livermore, CA, immediately south of the Lawrence Livermore

Lab. Sandia operates at a number of other locations, as well, including the Tonopah Test Range

(TTR) between Reno and Las Vegas, NV; the Weapons Evaluation Test Laboratory (WETL) at

Pantex Plant near Amarillo, TX; and five additional sites around the country.64

While Los Alamos and Livermore National Laboratories design the nuclear explosive packages

for U.S. nuclear weapons, Sandia designs, develops, and tests the nonnuclear components that are

required to arm, fuze, and fire a weapon to military specifications. Sandia is also responsible for

the systems integration of U.S. nuclear weapons, including integration with DOD’s nuclearcapable delivery vehicles. In addition, Sandia participates in the warhead life extension programs,

as it is responsible for the nonnuclear components of each weapon. It also manufactures some

specialized components, like neutron generators, and maintains a backup capability to produce

batteries and high-explosive components. In addition, similar to LLNL and LANL, Sandia

contributes to the annual stockpile assessment process, providing annual safety, security, and

59 https://lasers.llnl.gov/news/papers-presentations.

60 National Nuclear Security Administration, Office of Defense Programs, 2015 Review of the Inertial Confinement

Fusion and High Energy Density Science Portfolio: Volume I, Washington, DC, March 2016, p. 8,

http://www.firefusionpower.org/ICF_HED_Review_Report_2015_Update.pdf.

61 David Kramer, “NIF May Never Ignite, DOE Admits,” June 17, 2016, https://physicstoday.scitation.org/do/10.1063/

PT.5.1076/full/.

62 https://www.llnl.gov/about.

63 Department of Energy, FY 2021 Congressional Budget Request; Laboratory Tables Preliminary, DOE/CF-0168

(February 2020), at page 37.

64 http://www.sandia.gov/locations/index.html.

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reliability assessments of the nonnuclear components in U.S. nuclear weapons. It operates a

number of specialized test facilities, including the Z machine, which Sandia identifies as “the

world’s most powerful and efficient laboratory radiation source. It uses high magnetic fields

associated with high electrical currents to produce high temperatures, high pressures, and

powerful X-rays for research in high energy density science.” According to information provided

by Sandia, Z allows scientists to study materials under conditions similar to those produced by the

detonation of a nuclear weapon, and it produces key data used to validate physics models in

computer simulations.65

Sandia National Laboratories employs approximately 14,500 people. Sandia’s budget, in FY2020,

totaled $3.92 billion.66 Within this FY2020 total, $2.52 billion was provided by NNSA, and $2.06

billion (82%) was allocated to nuclear weapons activities. The FY2021 DOE budget request of

$2.8 billion included $2.4 billion for weapons activities at Sandia.67

Sandia National Laboratories was managed by Sandia Corporation from 1949 to 2017. Originally

a wholly owned subsidiary of Western Electric, Sandia Corporation was a Lockheed Martin

company from 1993 to 2017. Since 2017, it has been managed and operated by National

Technology and Engineering Solutions of Sandia, LLC, a wholly owned subsidiary of Honeywell

International, Inc.

Testing and Research

Nevada National Security Site

The Nevada National Security Site (NSSS) is located about 65 miles northwest of Las Vegas, on a

1,300-square-mile tract surrounded by the federally owned Nevada Test and Training Range. In

total, it sits on an unpopulated area of more than 5,400 square miles, nearly the size of the state of

Connecticut.68 Its remote location and large size were important factors when, in 1950, the

Atomic Energy Commission concluded that the Las Vegas Bombing and Gunnery Range in

Nevada satisfied nearly all of the established criteria for a continental proving ground for U.S.

nuclear weapons tests.69 In 1955, the name changed from the Nevada Proving Grounds to the

Nevada Test Site (NTS). In 2010, the name changed again, to the Nevada National Security Site,

to better reflect the evolving mission of the site in an era when the United States no longer

conducts explosive nuclear tests.70

65 http://www.sandia.gov/z-machine/index.html.

66 https://www.sandia.gov/about/facts_figures/index.html

67 Department of Energy, FY 2021 Congressional Budget Request; Laboratory Tables Preliminary, DOE/CF-0168

(February 2020), at page 82.

68 Union of Concerned Scientists, Nevada National Security Site, October 2013, https://www.ucsusa.org/sites/default/

files/legacy/assets/documents/nwgs/nuclear-weapons-complex/nevada-national-security-fact-sheet.pdf.

69 Prior to establishing the test site at the Nevada Proving Ground, the United States had conducted tests in seven other

states and other locations in Colorado (including the first nuclear explosion, the Trinity Test, near Alamagordo, NM). It

also conducted three atmospheric tests in the South Atlantic and 106 tests in the South Pacific (primarily at Bikini

Atoll, Christmas Island, Enewetak Atoll, and Johnston Island). See U.S. Department of Energy, National Nuclear

Security Administration Nevada Field Office, United States Nuclear Tests: July 1945 through September 1992, Las

Vegas, NV, September 2015, p. xv, https://www.nnss.gov/docs/docs_LibraryPublications/DOE_NV-209_Rev16.pdf.

70 https://www.nnss.gov/pages/about.html.

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The United States conducted its first atmospheric nuclear test at the NTS on January 27, 1951,

and conducted 100 atmospheric tests at the

site through July 1962. Atmospheric testing

Nuclear Weapons Tests

ended in 1963, after the United States signed

The United States conducted 1,054 nuclear weapons

the Limited Test Ban Treaty, but underground

test explosions between 1945 and 1992 underground,

above ground, above and below the ocean, in the

nuclear testing continued at the site through

atmosphere, and in space. Twenty-four of these tests

1992. The United States conducted 828

were in cooperation with the United Kingdom (see

underground tests at the NTS, with the last

Appendix B). The 1963 Limited Test Ban Treaty

occurring on September 23, 1992. The United prohibited all but underground nuclear tests. These

were the primary means by which the United States

States has not conducted any explosive

both determined whether its nuclear weapons designs

testing since that time because Congress

would work and confirmed that the weapons remained

passed, and President George H. W. Bush

reliable and effective as they aged.

signed, a moratorium on nuclear testing.

In early 1995, the Clinton Administration announced it would extend the moratorium until the

Comprehensive Test Ban Treaty (CTBT) entered into force, assuming it was signed by September

30, 1996.71 The United States signed the CTBT in 1996, but the Senate did not give its advice and

consent to ratification in 1999. Nevertheless, each subsequent Administration has reaffirmed the

U.S. commitment to abide by a moratorium on nuclear testing. The Trump Administration

reaffirmed this position in the 2018 Nuclear Posture Review, stating that “the United States will

not seek Senate ratification of the Comprehensive Nuclear Test Ban Treaty, but will continue to

observe a nuclear test moratorium that began in 1992.”72 In spite of this support for the

moratorium, however, press reports from May 2020 indicate that the Trump Administration

discussed possibly conducting an explosive test to convince Russia and China to accommodate

U.S. demands in arms control negotiations.73

The United States now maintains confidence in the safety and reliability of its nuclear stockpile

through science-based stockpile stewardship, but it maintains the ability to resume underground

nuclear testing, “if required, for the safety and effectiveness of the Nation’s stockpile, or if

otherwise directed by the President.”74 According to NNSA, the amount of time it would take to

prepare for and conduct a test would depend on the details of the test, and any test “would be

conducted only when the President has declared a national emergency … and only after any

necessary waiver of applicable statutory and regulatory restrictions.” NNSA estimates that it

could conduct a simple test within 6 to 10 months and a fully instrumented test to address

stockpile needs within 24-36 months of a decision to proceed.75

Since the cessation of underground testing in 1992, the nuclear weapons mission at NNNS “has

evolved to include subcritical experiments and other Stockpile Stewardship Programs designed to

71 For details, see CRS Report RL33548, Comprehensive Nuclear-Test-Ban Treaty: Background and Current

Developments, by Mary Beth D. Nikitin.

72 Department of Defense, Nuclear Posture Review, Report, Washington, DC, February 2, 2018, p. 63,

https://media.defense.gov/2018/Feb/02/2001872886/-1/-1/1/2018-NUCLEAR-POSTURE-REVIEW-FINALREPORT.PDF.

73 John Hudson and Paul Sonne, "Trump administration discussed conducting first U.S. nuclear test in decades,"

Washington Post, May 22, 2020. https://www.washingtonpost.com/national-security/trump-administration-discussedconducting-first-us-nuclear-test-in-decades/2020/05/22/a805c904-9c5b-11ea-b60c3be060a4f8e1_story.html?utm_campaign=EBB%2005.26.20&utm_medium=email&utm_source=Sailthru

74 U.S. Department of Energy, National Nuclear Security Administration, FY 2018 Stockpile Stewardship and

Management Plan, Report to Congress, Washington, DC, November 2017, pp. 3-26, https://www.energy.gov/sites/

prod/files/2017/11/f46/fy18ssmp_final_november_2017%5B1%5D_0.pdf.

75 Ibid., pp. 3-26.

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ensure the Nation’s remaining nuclear weapons remains safe, secure, and effective without fullscale nuclear testing.”76 These include nuclear and nonnuclear experiments essential to

maintaining the stockpile. According to NNSA, the site is not only the primary location where

experiments using radiological and other high-hazard materials can occur, but is also the only

location where “highly enriched-driven plutonium experiments” can be conducted.

The Nevada National Security Site employs approximately 1,900 people. Its budget in FY2020

was $510 million and included $357 million (70%) for nuclear weapons activities; the budget

request for FY2021 was $744 million, of which $588 million (79%) was allocated to nuclear

weapons activities.

The Nevada National Security Site is managed and operated by Mission Support and Test

Services, LLC MSTS). The company is a limited liability company consisting of Honeywell

International Inc., Jacobs Engineering Group Inc., and HII Nuclear, Inc.

Production

Kansas City National Security Campus

The original facility known as the Kansas City Plant provided aircraft engines for Navy fighters

in World War II; it began producing nonnuclear components for nuclear weapons in 1949.

Originally located at the Bannister Federal Complex, in Kansas City, MO, the facility moved in

2013 to the new Kansas City National Security Campus (NSC), about eight miles south of the

original facility, with the relocation completed in mid-2014. According to NNSA, it invested in

the new site because aging facilities and increasing maintenance and operations costs impeded

operations at the old site.77

The Kansas City NSC is responsible for the procurement and manufacturing of nonnuclear

mechanical, electronic, and engineered material components for nuclear weapons. While some of

these components are produced at Los Alamos National Laboratories, about 85% are produced at

Kansas City. According to NNSA, the NSC is also responsible for evaluating and testing

nonnuclear weapon components.78

The Kansas City NSC employs approximately 4,100 people. Its budget for FY2020 of $1.01

billion included $957.6 million (95%) for nuclear weapons activities. The budget request for

FY2021 was $1.2 billion, with $1.13 billion (94.6 %) allocated to weapons activities.79

The Kansas City NSC is managed and operated by Honeywell Federal Manufacturing &

Technologies, LLC. The contract was renewed in 2015.

76 https://www.nnss.gov/pages/about.html.

77 NNSA, Fiscal Year 2018 Stockpile Stewardship and Management Plan, p. 1-9, https://www.energy.gov/sites/prod/

files/2017/11/f46/fy18ssmp_final_november_2017%5B1%5D_0.pdf. See also Union of Concerned Scientists, Kansas

City Plant, Fact Sheet, October 2013, https://www.ucsusa.org/sites/default/files/legacy/assets/documents/nwgs/nuclearweapons-complex/kansas-city-plant-fact-sheet.pdf.

78 NNSA, Fiscal Year 2018 Stockpile Stewardship and Management Plan, p. 1-9, https://www.energy.gov/sites/prod/

files/2017/11/f46/fy18ssmp_final_november_2017%5B1%5D_0.pdf.

79 Department of Energy, FY 2021 Congressional Budget Request; Laboratory Tables Preliminary, DOE/CF-0168

(February 2020), page 32.

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Savannah River Site (SRS)

The 310-square-mile Savannah River Site is located near Aiken, SC, along the Savannah River,

which forms the state’s border with Georgia. It was constructed during the early 1950s to produce

the tritium and plutonium-239 to be used for U.S. nuclear weapons.80 Five reactors operated at the

site from 1953 to 1988 to produce these materials.81 The site also operated a number of support

facilities, including two chemical separations reprocessing plants, a heavy-water extraction plant,

a nuclear fuel and target fabrication facility, a tritium extraction facility, and waste management

facilities.82

Although DOE hoped to resume reactor operations at SRS, this did not happen. During a test run

of the K-reactor in “late December 1991, a leak in one of the … heat exchangers released 150

pounds of tritiated water into the Savannah River, …[and] public utilities downstream from the

Site closed their intake valves until the contaminated water had passed.” After a brief start-up in

1992, DOE announced a permanent shutdown in 1993.83

During the 1980s, work at SRS began to shift from the production of nuclear materials to waste

management and environmental remediation, including operation of the Defense Waste

Processing Facility to encapsulate part of the 37 million gallons of radioactive liquid waste stored

in 49 underground tanks. As a result of this shift in emphasis, the Department of Energy’s Office

of Environmental Management is the landlord at the SRS; NNSA is a tenant. The tritium

organization within the Savannah River Tritium Enterprise (SRTE) performs most of the weapons

activities at the site.

SRS no longer operates its nuclear reactors, and, therefore, no longer produces tritium. It does,

however, recycle tritium from dismantled warheads. It also extracts tritium from tritiumproducing burnable absorber rods irradiated in the Tennessee Valley Authority’s (TVA’s) Watts

Barr commercial power reactors 1 and 2 in Tennessee.84 DOD sends depleted tritium reservoirs to

the SRS, where they are emptied and refilled with a mixture of tritium and deuterium gases. SRS

then sends the refilled reservoirs back to DOD. SRS is the only facility in the nuclear security

enterprise that has the capability to extract, recycle, purify, and reload tritium.85

80 Tritium is a radioactive form of hydrogen needed to boost the yield of nuclear weapons. Because it has a half-life of

12.4 years and degrades at a rate of 5.5% per year, the tritium in nuclear weapons must be replenished regularly.

81 DOE restarted the K-reactor briefly in 1991 after several years of upgrade investments. After tritium contamination

was discovered in the Savannah River and downstream drinking water sources, however, the reactor was again

shutdown, never to restart. Hamby, D.D., et al, Emergency Response Monitoring Activities and Environmental Impact

of the K-Reactor Aqueous Tritium Release of December 1991, WSRC-92-186, February 1992.

82 https://www.srs.gov/general/about/history1.htm.

83See DOE, Savannah River Site at Fifty, Stewardship and Legacy, 2003, p. 518, https://www.srs.gov/general/about/

50anniv/Chapter%2020.pdf. DOE had initially decided to operate all three remaining reactors (see Record of Decision;

Continued Operation of K, L, and P Reactors, Savannah River Site, Aiken, SC. February 11, 1991, 56 Federal Register

5584), but newly confirmed Secretary Hazel R. O’Leary decided to cease operations at the final reactor (i.e., K) on

September 24, 1993.

84 Tennessee Valley Authority, Production of Tritium in Commercial Light Water Reactors, Record of Decision, 82

Federal Register 16653 (April 5, 2017). The TVA intends to a second reactor at Watts Bar (WBN2) for tritium

production in FY2021 for the first time. See Department of Energy, FY 2021 Congressional Budget Request; Volume

1: National Nuclear Security Administration; Federal Salaries and Expenses; Federal Salaries and Expenses; Weapons

Activities; Defense Nuclear Nonproliferation; Naval Reactors, DOE/CF-0161, page 178, March 2019.

85 See Savannah River Tritium Enterprise, February 2013 - 11PA00218, at https://www.srs.gov/general/news/

factsheets/tritium_esrs.pdf.

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SRS also provides interim storage for much of the excess plutonium in the United States and

maintains responsibility for the surplus plutonium disposition program, although this effort is in

flux. Under this program, the DOE planned to blend surplus plutonium removed from U.S.

nuclear weapons with uranium to make mixed oxide (MOX) fuel for commercial nuclear reactors.

DOE had proposed conducting the fuel fabrication operations at a new Mixed Oxide Fuel

Fabrication Facility (MFFF) at the SRS. Although construction on the MFFF began in 2007, the

program faced delays and escalating costs. Because of the cost increases, the Obama

Administration slowed the project in FY2013 and FY2014 to consider “alternative plutonium

disposition strategies.” The original plutonium disposition plan developed in the Clinton

Administration had similarly involved alternatives to MOX for plutonium disposition.86

The Trump Administration, in its FY2018 request to Congress, supported the proposal to

“terminate the MOX project and pursue the dilute and dispose strategy as an alternative.”87 Under

this strategy, DOE would dilute the surplus plutonium with other materials and dispose of it in the

WIPP facility in New Mexico.88 Per a congressional mandate,89 the National Academy of

Sciences reviewed DOE’s dilute and dispose plutonium strategy and concluded, inter alia, that

DOE’s “plans to dilute and dispose at least 34 MT of surplus plutonium provide a technically

viable disposition alternative to the MOX plan, provided that implementation challenges and

system vulnerabilities that currently exist within the plan are resolved.”90

In May 2018, NNSA announced that it planned to “repurpose the Mixed Oxide Fuel Fabrication

Facility at the Savannah River Site in South Carolina to produce plutonium pits while also

maximizing pit production activities at Los Alamos National Laboratory in New Mexico.”91 This

would support NNSA’s decision to pursue a new approach for plutonium pit production to meet

the requirement of producing a minimum of 80 pits per year by 2030, as outlined in the 2018

Nuclear Posture Review. NNSA expects the “repurposed” the MOX Fuel Fabrication Facility to

produce at least 50 pits per year by 2030, while Los Alamos would produce “no fewer than 30

pits per year” in the same time frame.92 NNSA’s budget request for FY2020 requested $420

86 U.S. Department of Energy, Record of Decision for the Storage and Disposition of Weapons-Usable Fissile Materials

Final Programmatic Environmental Impact Statement, 62 Federal Register 3013 (January 21, 1997).

87 For details on the MOX program, see CRS Report R43125, Mixed-Oxide Fuel Fabrication Plant and Plutonium

Disposition: Management and Policy Issues, by Mark Holt and Mary Beth D. Nikitin.

88 As it had in the FY2018 National Defense Authorization Act (P.L. 115-91), Congress mandated in the FY2019

NDAA (P.L. 115-232) that the Secretary of Energy continue to “carry out construction and project support activities

relating to the MOX facility,” but it again authorized the Secretary of Energy to waive this requirement if the Secretary

meets a number of requirements stated in the FY2018 NDAA. See John S. McCain National Defense Authorization Act

for Fiscal Year 2019, P.L. 115-232, §3119. Also, see Conference Report to Accompany H.R. 5515; H.Rept. 115-874;

Pages 658 and 1119. July 15, 2018, https://www.congress.gov/bill/115th-congress/house-bill/5515/actions.

89 U.S. Congress, House Committee on Appropriations, Subcommittee on Energy and Water Development, Energy and

Water Development Appropriations Bill, 2017, 114th Congress, 2nd sess., H.Rept. 114-532, April 26, 2016

(Washington, DC: GPO, 2016), pp.114-115.)

90 National Academies of Sciences, Engineering, and Medicine 2020. Review of the Department of Energy's Plans for

Disposal of Surplus Plutonium in the Waste Isolation Pilot Plant. Washington, DC: The National Academies Press.

https://doi.org/10.17226/25593.

91 U.S. Department of Energy, National Nuclear Security Administration, Joint Statement from Ellen M. Lord and Lisa

E. Gordon-Hagerty on Recapitalization of Plutonium Pit Production, Washington, DC, March 10, 2018,

https://www.energy.gov/nnsa/articles/joint-statement-ellen-m-lord-and-lisa-e-gordon-hagerty-recapitalizationplutonium-pit.

92 U.S. Department of Energy, National Nuclear Security Administration, Plutonium Pit Production, Fact Sheet,

Washington, DC, April 2019, https://www.energy.gov/sites/prod/files/2019/05/f62/2019-05-13-FACTSHEETplutonium-pits.pdf.

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million to support design activities at Savannah River and begin the modifications needed to

produce the required 50 pits per year by 2030. While Congress approved the requested amount in

the Further Consolidated Appropriations Act, 2020 (P.L. 116-94), it mandated, among other

things, that the Department of Energy provide the Appropriations Committee with quarterly

briefings status of the projects in this area. In its budget request for FY2021, NNSA sought 441.9

million for plutonium activities at Savannah River, with $200 million allocated to Plutonium

Modernization and $241.9 million allocated to Plutonium Processing. These programs support

efforts to plan for operations at the new pit facility, to work on its design, its site and facility

preparation, and to begin long lead procurement.

In addition to the activities described above, the SRS stores, processes, and eliminates radioactive

wastes left over from the production of nuclear materials. DOE’s Environmental Management

Program is pursuing extensive environmental remediation, waste management, and facility

decommissioning at the SRS. DOE expects this process to be complete by 2065, at a total lifecycle cost of $97-$115 billion..93

The Savannah River Site employs approximately 11,200 people. Most are employed on

environmental clean-up projects; fewer than 1,500 of SRS’s employees work in the tritium

extraction program. The SRS budget for FY 2020 was $2.41 billion, of which $753 million (31%)

was weapons related. Approximately 60% of the SRS budget for FY2020 was appropriated for

Environmental Management activities. The FY2021 budget request for SRS was $2.62 billion, of

which $867 million (33%) was for weapons activities.94

During the Cold War, the SRS was managed and operated by the DuPont Corporation. Currently,

it is managed and operated by Savannah River Nuclear Solutions, LLC, a partnership including

Fluor Daniel, Newport News Nuclear, and Honeywell.

Pantex Plant

The Pantex Plant is located on a 25-square-mile site 17 miles northwest of Amarillo, TX, in a

region referred to as the Texas panhandle. During World War II, it served as an Army munitions

plant, responsible for assembling artillery shells and bombs. It closed after the war, but reopened

in 1951 “as a facility to handle nuclear weapons, high explosives, and nonnuclear component

assembly operations.”95 Since 1975, it has been the only facility in the United States where

nuclear weapons are assembled and disassembled. During the Cold War, Pantex would return the

components of nuclear weapons to either Rocky Flats (plutonium primaries) or the Y-12 plant

(uranium secondaries) after dismantling the warheads. Because Rocky Flats closed in 1992,

Pantex now stores thousands of excess plutonium pits.

Because the United States no longer produces new nuclear warheads, the mission at Pantex has

shifted from assembling nuclear weapons to refurbishing existing warheads, as a part of the Life

Extension programs, and disassembling retired weapons. Pantex is also responsible for the

development, testing, and fabrication of high-explosive components.

93 DOE, FY2019 Budget Request DOE/CF-0142 (March 2018), vol. 5, p. 110.

94 Department of Energy, FY 2021 Congressional Budget Request; Laboratory Tables Preliminary, DOE/CF-0168

(February 2020) at page 87. Excludes Savannah River Laboratories, Savannah River Operations Office and Savannah

River Site Office.

95 Union of Concerned Scientists, Pantex Plant, Fact Sheet, October 2013.

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According to NNSA, Pantex has 3,266 employees.96 The Pantex budget for FY2020 was $885

million, of which $879 million (99.3%) was directed to weapons activties. NNSA requested a

budget of $1 billion for Pantex for FY2021, with $992 million (99.1%) allocated to the weapons

activity account.97

Pantex is managed and operated by Consolidated Nuclear Security, LLC, a corporate subsidiary

of Bechtel National, Lockheed Martin Services, ATK Launch Systems, and SOC, LLC.

Y-12 National Security Complex

The Y-12 National Security Complex is located on a 5.3-square-mile site in the Oak Ridge

Reservation, about 20 miles west of Knoxville, TN. As part of the original Manhattan Project, Y12 was built in 1943 to enrich uranium in the isotope U-235. It produced the uranium used in the

“Little Boy” bomb dropped on Hiroshima in 1945. In addition to the Y-12 site, DOE also operates

the Oak Ridge National Laboratory (known as “X-10”) about 10 miles southwest of Y-12. During

the Cold War, the facility included a third site, known as K-25, which was responsible for

enriching uranium through a gaseous diffusion process.

The Y-12 site continues to manufacture nuclear weapons components from uranium and lithium.

It manufactures all U.S. nuclear weapons

secondaries, canned subassemblies (CSAs), and

U.S. nuclear weapons have two stages: a primary

(the plutonium pit) and a secondary. The secondary

radiation cases, and it is the only source for

contains highly enriched uranium and is contained

enriched uranium components for nuclear

within a canned subassembly. A uranium-lined

weapons. It also contributes to life extension

radiation case encloses both the primary and canned

programs by producing refurbished, replaced,

subassembly.

and upgraded weapon components. In addition,

Y-12 serves as the main storage facility for highly enriched uranium; conducts dismantlement,

storage, and disposition of highly enriched uranium; and supplies highly enriched uranium used

in naval reactors.98

NNSA is currently building a new Uranium Processing Facility (UPF) at Y-12. Intended to

replace aging infrastructure at Y-12, this facility is projected to be completed by 2025 and to cost

$6.5 billion. However, as is the case with many NNSA construction projects, the facility has

experienced delays and increases in its expected costs. When completed, the facility is expected

to be capable of producing 50-80 canned secondaries per year.99

96 U.S. Department of Energy, National Nuclear Security Administration, Fiscal Year 2020 Stockpile Stewardship and

Management Plan, Report to Congress, Washington, DC, July 2019, p. D-50, https://www.energy.gov/sites/prod/files/

2019/08/f65/FY2020__SSMP.pdf.

97 Department of Energy, FY 2021 Congressional Budget Request; Laboratory Tables Preliminary, DOE/CF-0168

(February 2020) at page 75.

98 U.S. Department of Energy, National Nuclear Security Administration, Fiscal Year 2020 Stockpile Stewardship and

Management Plan, Report to Congress, Washington, DC, July 2019, p. D-70, https://www.energy.gov/sites/prod/files/

2019/08/f65/FY2020__SSMP.pdf.

99 The original 2004 estimate expected costs of between $600 million and $1.1 billion. Costs escalated, in part, because

NNSA had to redesign the facility after discovering, in October 2012, that not all the necessary equipment would fit in

the planned building. Union of Concerned Scientists, Y-12 National Security Complex, Fact Sheet, 2013,

https://www.ucsusa.org/sites/default/files/legacy/assets/documents/nwgs/nuclear-weapons-complex/y-12-complex-factsheet.pdf.

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The Y-12 National Security Complex employs approximately 4,632 people. The Y-12 budget was

$1.89 billion in FY2020, of which $1.84 billion was related to weapons activities.100 NNSA has

requested $2.24 billion for Y-12 in its budget for FY2021, of which about $750 million was

allocated to the UPF project.

The Y-12 National Security Complex is managed and operated by Consolidated Nuclear Security,

LLC, which is a corporate subsidiary of Bechtel National, Lockheed Martin Services, ATK

Launch Systems, and SOC, LLC.

Tennessee Valley Authority’s Watts Barr Reactor (TVA)

As noted above, when the last of the reactors at the Savannah River Site ceased operations in the

early 1990s, DOE lost the capacity to produce tritium within the nuclear weapons complex. It can

still recycle tritium from dismantled warheads at SRS; according to NNSA, the process of

recovering and recycling tritium provides the majority of the inventory needed to meet current

requirements. This will be insufficient to maintain the stockpile in the future, as current stocks of

tritium continue to degrade. As a result, since 2003, NNSA has been producing tritium by

irradiating Tritium-Producing Burnable Absorber Rods (TPBARs) in the Watts Bar Unit 1

(WBN1) nuclear power reactor owned by the Tennessee Valley Authority (TVA).101 In addition to

producing tritium, this reactor burns domestically produced low-enriched uranium and produces

electricity for domestic use.

NNSA has been extracting tritium from the TPBARs since FY2007. According to NNSA

estimates, Watts Barr will need to produce 2,800 grams of tritium over two 18-month reactor

cycles by 2025 to meet the needs of the stockpile. The TVA had previously relied on WBN1, and

intends to use its unit #2 (WBN2) for tritium production. In its FY2021 budget request DOE

indicated it intended to “[c]ontinue irradiation of 1,792 TPBARs in WBN1 and commence

irradiation of 960 TPBARs in WBN2.”102 The TVA announced it intent to begin using its Watts

Bar 2 reactor for the first time for tritium production after it resumes operations from a routine

refueling outage that started in October 2020.103

Support

Waste Isolation Pilot Plant (WIPP)

The Waste Isolation Pilot Plant is located on a 10,240-acre site near Carlsbad, NM. It serves as

the disposal facility for plutonium-contaminated transuranic waste from nuclear weapons

production facilities, and is the world’s only operating geologic repository for nuclear waste.

Transuranic waste can be dangerously radioactive for thousands of years. The waste shipped to

WIPP is stored in specialized casks and placed in caverns excavated from thick salt beds 2,150

100 Department of Energy, FY 2021 Congressional Budget Request; Laboratory Tables Preliminary, DOE/CF-0168

(February 2020), at page 112. Excludes Y-12 Site Office, Oak Ridge Operations Office and Oak Ridge National

Laboratory.

101 Tritium is produced by irradiating lithium-aluminate pellets with neutrons. TPBARs are similar in dimension to

reactor fuel rods; with irradiation, the tritium is produced and captured on getters.

102 Department of Energy, FY 2021 Congressional Budget Request; Volume 1: National Nuclear Security

Administration; Federal Salaries and Expenses; Federal Salaries and Expenses; Weapons Activities; Defense Nuclear

Nonproliferation; Naval Reactors, DOE/CF-0161, February 2020 at page 178.

103 Exchange Publications, Watts Bar 2 to Start Weapons Tritium Production When Current Refueling Outage Wraps,

November 17, 2020.

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feet below the earth’s surface. The salt beds are used for this purpose because they are free of

flowing water, easily excavated, impermeable, and geologically stable.104

The first shipment of such transuranic waste arrived at WIPP from Los Alamos in 1999.

Subsequently, substantial quantities of waste have been moved there from Livermore, Rocky

Flats, Savannah River, Hanford, Idaho National Laboratory, and other DOE sites. While NNSA

does not currently list WIPP as a part of the National Security Enterprise, it serves a vital role as

the sole disposal site for transuranic waste generated by nuclear weapons facilities and is

therefore essential to ongoing operations across the weapons complex.

WIPP missions include: (1) disposal of TRU waste generated by ongoing nuclear weapons

production activities; (2) disposal of TRU waste generated during “cleanup” operations by DOE’s

Environmental Management program, and (3) disposition of plutonium declared “surplus” from

stockpile needs. Among DOE management challenges is balancing these missions with limited

resources, especially WIPP disposal capacity.105 NNSA has faced long-standing questions about

whether WIPP will be able to meet the future needs of the nuclear security enterprise. Projected

WIPP capacity decreased as a result of operational incidents, including disposal rooms

contaminated with radioactivity after an incident in 2014 that remain off limits,106 and ceilings in

some rooms collapsing sooner than expected. The Government Accountability Office (GAO)

reported that WIPP did not have sufficient space to dispose of all defense TRU waste,107 and that

“DOE does not have assurance that WIPP’s planned additional physical space will be constructed

before existing space is full, which would result in a potential interruption to disposal

operations.”108

WIPP capacity was also affected when the State of New Mexico, in December 2018, approved a

permit modification request adjusting the volume capacity calculations that effectively increases

the amount of potential waste disposal.109 In 2020, a report of the National Academies of

Sciences, Engineering, and Medicine found that even with the changed volume capacity

calculation, WIPP’s legal volume capacity would likely be exceeded by existing disposal

demands.110

Various stakeholders continue to seek a greater share of limited WIPP capacity, requiring DOE to

deconflict allocation. For example, elected state officials and other stakeholders near the Los

Alamos site have expressed concern about the sufficiency of DOE’s plans to dispose of 30

104 http://wipp.energy.gov/geologic-disposal-safety-case.asp [URL-only footnotes are discouraged under CRS policy].

105 WIPP capacity of defined primarily by statutory limits establish by the WIPP Land Withdrawal Act (P.L. 102-579,

as amended)

106 In 2014, an underground vehicle fire and an incident where a drum storing plutonium waste burst open, releasing

radiation, led to the closure of WIPP for three years. See DOE, Accident Investigation Report: Phase 1 Radiological

Release Event at the Waste Isolation Pilot Plant on February 14, 2014 (April 2014); also see https://www.epa.gov/

radiation/2014-radiological-event-wipp.

107 GAO, Plutonium Disposition: Proposed Dilute and Dispose Approach Highlights Need for More Work at the Waste

Isolation Pilot Plan, GAO-17-390, September 2017, https://www.gao.gov/products/gao-17-390.

108 GAO, Nuclear Waste Disposal: Better Planning Needed to Avoid Potential Disruptions at Waste Isolation Pilot

Plant, GAO-21-48, November 2020, https://www.gao.gov/products/gao-21-48

109 State Of New Mexico, Secretary of Environment, In The Matter Of The Hazardous Waste Bureau Class 3

Clarification of TRU Mixed Waste Disposal No. Hwb 18-19 (P) Volume Reporting Permit Modification to the WIPP

Hazardous Waste Facility Permit Secretary's Order Approving Draft Permit, December 21, 2018. See at

https://www.env.nm.gov/wp-content/uploads/sites/12/2016/05/HWB-18-19-P-Secretarys-Order-Approving-DraftPermit.pdf.

110 https://www.nap.edu/catalog/25593/review-of-the-department-of-energys-plans-for-disposal-of-surplus-plutoniumin-the-waste-isolation-pilot-plant. [URL-only citations discouraged.]

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shipments111 of TRU waste from Los Alamos to support weapons activities and remedial action

milestones.112 The State of Idaho and DOE agreed in 2019 to modify a 1995 Settlement

Agreement that obligates DOE to provide 55% of “all transuranic waste shipments received at

WIPP for [Idaho National Laboratory (INL)] transuranic waste, including retrieved buried waste,

each year until shipments from INL are complete” in exchange for allowing a one-time shipment

to INL of spent nuclear fuel.113

The WIPP budget from the FY2020 appropriations was $400 million. The FY2021

budget request included $388 million for WIPP,114 and $413 million was enacted.115

Issues for Congress116

As Congress conducts oversight of DOE’s and NNSA’s management, operations, and programs,

and as it authorizes and appropriates funds for the Nuclear Security Enterprise, it may address a

wide range of issues that have been of concern, and contentious, some for years. This section

reviews five topics that Congress has addressed in hearings and legislation relating to the nuclear

weapons complex and NNSA: (1) the Defense Nuclear Facilities Safety Board, (2) organization

and management at NNSA, (3) infrastructure recapitalization, (4) plutonium pit production, and

(5) concerns about access to necessary supplies of tritium.

The Defense Nuclear Facilities Safety Board

The Department of Energy has recently altered the authorities of the Defense Nuclear Facilities

Safety Board, which, according to press reports, could affect public and congressional access to

information about incidents at the facilities in the nuclear security enterprise.117

Congress created the Defense Nuclear Facilities Safety Board (DNFSB) in 1988, as an

independent oversight organization to provide advice and recommendations to the Secretary of

Energy regarding public health and safety at the defense nuclear facilities managed by the

111 DOE, EM CY21 Mission and Priorities,

https://www.energy.gov/sites/prod/files/2021/03/f83/EM%20CY21%20Priorities%20One%20Page%20Final%203.3.pd

f

112 Susan Montoya Bryan, “New Mexico demands more of US when addressing nuclear waste,” Sante Fe New

Mexican, March 16, 2021.

113 White, William (DOE), Rita Baranwal (DOE, Brad Little (Govenor of Idaho) and Lawrence Wasden (Attorney

General of Idaho), Supplemental Agreement Concerning Conditional Waiver of Sections D.2.E and K.1 OF 1995

Settlement Agreement, 6 November 2019. See at https://gov.idaho.gov/wp-content/uploads/sites/74/2019/11/doe-inl2019-supplemental-agreement-signed.pdf

114 Department of Energy, FY 2021 Congressional Budget Request; Laboratory Tables Preliminary, DOE/CF-0168

(February 2020) at page 109.

115 Explanatory Statement Submitted by Mrs. Lowey, Chairwoman Of The House Committee On Appropriations,

Regarding the House Amendment To The Senate Amendment To H.R. 133, Consolidated Appropriations Act, 2021, of

the Consolidated Appropriations Act, 2021; Congressional Record, Vol. 155; No. 218; December 21, 2020; page 102 at

https://www.congress.gov/116/crec/2020/12/21/CREC-2020-12-21.pdf-bk4.

116 Issues related to waste management (e.g., plutonium disposition), environmental contamination and safety

challenges within the nuclear weapons complex, associated costs (now expected to exceed $400 billion), and safety

limitations to operations are outside the purview of this report and therefore not addressed in this section.

117 Patrick Malone, The Trump Administration Reins in a Nuclear Weapons Safety Watchdog, Center for Public

Integrity, Washington, DC, August 30, 2018, https://www.publicintegrity.org/2018/08/30/22191/trump-administrationreins-nuclear-weapons-safety-watchdog.

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Department of Energy.118 According to the DNFSB, its mission is “to inform the Secretary, in the

role of the Secretary as operator and regulator of the defense nuclear facilities of the Department

of Energy, in providing adequate protection of public health and safety at such defense nuclear

facilities.”

Historically, the board has had access to the all the sites in the nuclear weapons complexes “to

assess accidents or safety concerns that could pose a grave risk to workers and the public.”

However, according to recent press reports, DOE issued a new order in May 2018 that “outlines

new limits on the Defense Nuclear Facilities Safety Board—including preventing the board from

accessing sensitive information and imposing additional legal hurdles on board staff.”119 Critics

of this order argue that it is an effort to limit transparency and weaken the board’s ability to

conduct oversight; this recent action follows reports, from 2017, indicating that the chairman of

the board had recommended “downsizing or abolishing the group,” a position supported by some

of the contractors managing sites within the nuclear weapons complex.120

Organization and Management at NNSA

As noted earlier, responsibility for the nuclear weapons program has moved, over the years, from

the Army, to the Atomic Energy Commission, to the Energy Research and Development

Administration, and then to the Department of Energy in 1977. In 2000, Congress established the

semiautonomous National Nuclear Security Administration as part of DOE to manage both the

nuclear weapons complex and nonproliferation activities. The NNSA has also sometimes

included the Office of Environmental Management. These reorganizations stem, in part, from

long-standing concerns about the management of the nuclear weapons complex. Many reports

and legislative provisions have been written over the past several decades to address this issue.121

In the National Defense Authorization Act for Fiscal Year 2013 (P.L. 112-239), Congress

established the Congressional Advisory Panel on the Governance of the Nuclear Security

Enterprise and directed the panel to make recommendations on “the most appropriate governance

structure, mission, and management of the nuclear security enterprise.” In its report to Congress,

the panel stated the following:

The panel finds that the existing governance structures and many of the practices of the

enterprise are inefficient and ineffective, thereby putting the entire enterprise at risk over

the long term. These problems have not occurred overnight; they are the result of decades

118 For details on the history of the Defense Nuclear Facilities Board, see U.S. Library of Congress, Defense Nuclear

Facilities Board: The First Twenty Years, prepared by the Federal Research Division, Library of Congress, September

2009, https://www.dnfsb.gov/sites/default/files/page/DNFSB%20Twenty%20Year%20Report.pdf.

119 Rebecca Moss, “Trump Administration Neuters Nuclear Safety Board,” Santa Fe New Mexican, July 22, 2018,

https://www.propublica.org/article/nuclear-safety-board-information-access-trump-administration.

120 Patrick Malone and R. Jeffrey Smith, “GOP chair of nuclear safety agency secretly urges Trump to abolish it,” The

Center for Public Integrity, October 19, 2017, https://www.publicintegrity.org/2017/10/19/21217/gop-chair-nuclearsafety-agency-secretly-urges-trump-abolish-it.

121 See, for example, U.S. Department of Energy, Audit Report on “Management of the Nuclear,” Washington, DC..,

September 2000, https://www.energy.gov/sites/prod/files/igprod/documents/CalendarYear2000/ig-0484.pdf;

Department of Defense, Report of the Defense Science Board Task Force on Nuclear Capabilities, Report Summary,

Washington, DC, December, 2006, https://www.defense.gov/Portals/1/features/defenseReviews/NPR/

DSB_Nuclear_Capabilities_Foster_Welch.pdf; and William J. Perry, Chairman and James R. Schlesinger, Vice

Chairman. America’s Strategic Posture—The Final Report of the Congressional Commission on the Strategic Posture

of the United States, Washington, DC, 2009, https://www.usip.org/sites/default/files/

America's_Strategic_Posture_Auth_Ed.pdf; and GAO, High-Risk Series: Progress on Many High-Risk Areas, While

Substantial Efforts Needed on Others GAO-17-317 (February 15, 2017).

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of neglect. This is in spite of the efforts of many capable and dedicated people who must

nonetheless function within the confines of a dysfunctional system.…

One unmistakable conclusion is that NNSA governance reform, at least as it has been

implemented, has failed to provide the effective, mission-focused enterprise that Congress

intended.122

The panel’s recommendations included

strengthening presidential guidance and oversight of the nuclear enterprise;

establishing new congressional mechanisms for leadership and oversight of the

enterprise;

replacing NNSA with a new Office of Nuclear Security within DOE, renamed to

the Department of Energy and Nuclear Security, with the Secretary responsible

for the mission; and

building a culture of performance, accountability, and credibility.

NNSA, in its review of the report, supported many of the suggested changes in management and

contracting within NNSA, but it did not support the proposed changes in the name and structure

of the organization or its leadership.

Congress has recently expressed continuing concerns with NNSA’s organization and

management, and has noted its lack of progress in implementing many of the recommendations

from the 2014 report. For example, the Senate version of the FY2019 Defense Authorization Bill

sought to address these issues by clarifying the roles and authorities of the National Nuclear

Security Administration in a way that would provide NNSA with greater authority to act without

oversight from the Department of Energy. The Senate Armed Services Committee, in its report on

the Senate version of the legislation, (S.Rept. 115-262) states that “delays and cost overruns in the

NNSA’s weapons programs and recent disagreements about major programs associated with

weapons activities evince the tensions inherent in the current organizational structure.” Therefore,

according to the committee report, the legislation would “implement a number of

recommendations of the Augustine-Mies panel and other studies” by making “the Administrator

of the NNSA responsible for a number of duties currently assigned to the Secretary of Energy,

clarify the lines of authority at the DOE to emphasize the role of Administrator, and expand the

remit and authority of the Administrator in statute.”123

The conference report on the FY2019 Defense Authorization Act (H.R. 5515) struck the Senate

language from the final bill. However, the conferees did review the long-standing congressional

concerns with NNSA management and highlighted several of the reports that called for change in

NNSA’s organization and management procedures. The report noted that “almost 4 years have

elapsed since the Augustine-Mies Panel made its recommendations, and almost 6 years have

elapsed since the 2013 statement of managers described the nuclear security enterprise as

broken.”

122 Congressional Advisory Panel on the Governance of the Nuclear Security Enterprise. See Hearing before the

Subcommittee on Strategic Forces of the Committee on Armed Services House of Representatives, 113-94; Hearing

Held (March 26, 2014), at https://www.gpo.gov/fdsys/pkg/CHRG-113hhrg87857/pdf/CHRG-113hhrg87857.pdf.

123 For more details on this provision, see Matthew Daly, “Defense bill would curb Cabinet control of nuclear agency,”

Military Times, July 23, 2018, https://www.militarytimes.com/news/pentagon-congress/2018/07/22/defense-bill-wouldcurb-cabinet-control-of-nuclear-agency/?utm_source=Sailthru&utm_medium=email&utm_campaign=

ebb%2023.07.18&utm_term=Editorial%20-%20Early%20Bird%20Brief.

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The conferees then argued that “continued cost overruns on major projects, critical capital

acquisition decisions mired in dispute, ongoing safety and security concerns, and delayed

infrastructure modernization projects indicate that significant progress has not been made.” They

concluded by noting that they expected “appropriate levels of engagement by the Secretary of

Energy, the Deputy Secretary of Energy, and the Administrator for Nuclear Security with the

committees of jurisdiction on priority atomic energy defense programs to ensure that the NNSA

meets the military requirements set by the Department of Defense while making efficient and

responsible use of taxpayer dollars.”124

Infrastructure Recapitalization

As mentioned earlier, the 2018 Nuclear Posture Review noted that “the U.S. nuclear weapons

infrastructure has suffered the effects of aging and underfunding” over the past several decades.

NNSA’s administrators have testified to Congress about the backlog in deferred maintenance, and

about the need to invest promptly to replace aging facilities so that the United States can maintain

a “safe, secure, and effective” nuclear arsenal. There is little question that Congress, at this point,

understands and generally supports the need for attention to this problem, but questions remain

about whether NNSA has placed a high enough priority on this effort in its budget proposals and

program management.

NNSA’s recapitalization projects are funded through its budget for Infrastructure and Operations

(I&O). The budget for this activity has shown steady growth over the past few years, with

Congress often adding funds above the budget request. For example, NNSA requested nearly a

20% increase in funding for I&O funding between FY2016 and FY2017, and Congress further

increased this amount by $86.4 million. NNSA did not request an increase in I&O funding for

FY2018, but Congress provided $3,117.8 million in the Consolidated Appropriations Act, 2018

(P.L. 115-141), an increase of more than 10% and more than triple the increase from FY2016 to

FY2017. NNSA requested $3,002.7 million for this program area in FY2019 and Congress

approved $3087.9 million. The House report (H.Rept. 115-697) had specifically raised concerns

that NNSA was “undercutting the investments needed to address the entirety of its aging

infrastructure problems and to build a nuclear weapons workforce that possesses the skills and

knowledge needed to design, develop, test, and manufacture warheads” to “pay for the projected

costs of its major nuclear modernization programs.”

NNSA requested $3,208.4 million for Infrastructure and Operations in its FY2020 budget.

Although the Senate increased this request, the House had reduced it to $2990.3 million.

Congress, in the Further Consolidated Appropriations Act, 2020 (P.L. 116-94), provided $3,151.4

million.

Within the I&O budget, funding for recapitalization, the program that NNSA claims is key to

arresting the declining state of NNSA infrastructure, has shown mixed results. NNSA requested

$667.3 million for recapitalization in FY2017, an increase of almost 90% over the appropriated

level of $352.5 million in FY2016. In the Consolidated Appropriations Act of 2017, Congress

provided $743.1 million, but NNSA requested only $427.3 million in FY2018. Budget documents

note that this reduction reflected the completion of the work at the Bannister Federal Complex in

Kansas City. Congress, however, provided $612.6 million for this program area, noting it had

included “funds above the budget request to address the NNSA’s high-risk excess facilities and

deferred maintenance.” NNSA requested $540.7 million in FY2019. The House recommended

124 H.Rept. 115-874, John S. McCain National Defense Authorization Act for Fiscal Year 2019, Conference Report to

Accompany H.R. 5515.

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$612.6 million, to restore funding to the FY2018 level, but the Senate reduced the request to $425

million. In its Conference Report, Congress approved $559 million.

NNSA requested $583 million for Recapitalization in its FY2020 budget. The House Energy and

Water Development Appropriations Committee (H.Rept. 116-83) recommended $556.7 million.

The Senate Energy and Water Development Appropriations Committee (S. 2470, S.Rept. 116102) approved $600 million. Congress provided $583 million in the Further Consolidated

Appropriations Act, 2020 (P.L. 116-94).

Table 2. NNSA Funding for Infrastructure and Operations

Millions of Dollars

FY2016

FY2017

FY2018

FY2019

FY2020

Budget

Requesta

$2,126.2

$2,722

$2,808

$3,003

$3,208.4

Enacted

$2,279

$2,808

$3,118

$3087.9

$2990.3 (House)

$3319.4 (Senate)

$3151.4

(Conference)

Budget

Request

$257.7

$667.3

$427.3

$540.7

$583

Enacted

$352.5

$743.1

$612.6

$559

$556.7 (House)

$600 (Senate)

$583

(Conference)

Infrastructure

and Operations

(I&O)

Recapitalization

(within I&O)

Sources: NNSA Budget Documents, congressional appropriations reports.

a. In FY2016, Congress combined parts of the Readiness in Technical Base and Facilities budget line with the

Infrastructure and Safety budget line to form I&O. The budget request on this table represents the

equivalent of what would be included in the I&O budget line in future years.

Pit Production

On May 10, 2018, NNSA announced that the Nuclear Weapons Council (NWC) had approved its

plan to meet the requirement of producing a minimum of 80 plutonium pits per year by

repurposing “the Mixed Oxide Fuel Fabrication Facility at the Savannah River Site in South

Carolina to produce plutonium pits while also maximizing pit production activities at Los Alamos

National Laboratory in New Mexico.” According to NNSA, this alternative would provide

capacity for “at least 50 pits per year produced at Savannah River and at least 30 pits per year at

Los Alamos.” NNSA claimed that this approach “is the best way to manage the cost, schedule,

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and risk of such a vital undertaking” and “represents a resilient and responsive option to meet

Department of Defense (DOD) requirements.”125

The United States has sought to establish a significant and reliable pit production capability in the

years since the Rocky Flats plant ceased plutonium operations. In 2014, CRS found many

projects had been proposed over the years, but none had been successfully completed. Moreover,

key parameters, such as cost, schedule, proposed facility site, and capacity, had changed from one

proposal to the next.126

Currently, the United States has the capacity to produce small numbers of pits in the PF-4

building at Los Alamos National Laboratory. The facilities needed to support this effort at Los

Alamos are aging, with one particular building, the Chemistry and Metallurgy Research Facility

(CMR), dating from the early 1950s. The facilities at Los Alamos have been unable to produce

anywhere near the requisite 15-30 pits per year, and it ceased operations entirely in 2013,

following a safety lapse. It has slowly begun to restore its production capability, producing one

demonstration pit in recent years.

The Obama Administration proposed a plan to replace the aging CMR with a new Chemistry and

Metallurgy Research Replacement Facility (CMRR) to expand the capacity for pit production at

Los Alamos to 30-50 pits per year. However, escalating cost estimates and budget reductions led

first to a delay and then to the cancellation of the CMRR. Instead, NNSA planned to expand

capacity at Los Alamos by constructing smaller buildings, known as modules, both to control

costs and to expand the facilities in a timely manner. This plan remains in place, but it has been

joined by a plan to repurpose the MFFF facility at Savannah River to expand capacity from 30-50

pits per year to a minimum of 80 pits per year.

As Congress reviews the Administration’s plan for pit production, it may address a number of

questions, including

the expected total cost of the plan, along with the relative cost of repurposing

MFFF for pit production as compared with the construction of new modules at

Los Alamos;

the rationale for ramping up pit production by 2030, when many experts argue

that existing pits could remain effective for more than 80 years; and

whether the plan will, as NNSA claims, improve “the resiliency, flexibility, and

redundancy of our Nuclear Security Enterprise by not relying on a single

production site.”127

Congress may also address the question of why the United States needs to produce a minimum of

80 pits per year. DOD and the NNSA argue that the United States will need new pits to support

some warhead life extension programs (LEPs) and to replace pits in weapons as they age.

125 U.S. Department of Energy, National Nuclear Security Administration, Joint Statement from Ellen M. Lord and Lisa

E. Gordon-Hagerty on Recapitalization of Plutonium Pit Production, Washington, DC, May 10, 2018,

https://www.energy.gov/nnsa/articles/joint-statement-ellen-m-lord-and-lisa-e-gordon-hagerty-recapitalizationplutonium-pit.

126 CRS Report R43406, U.S. Nuclear Weapon “Pit” Production Options for Congress, by Jonathan E. Medalia, p. 18

(available to congressional clients upon request from the author of this report).

127 U.S. Department of Energy, National Nuclear Security Administration, Joint Statement from Ellen M. Lord and Lisa

E. Gordon-Hagerty on Recapitalization of Plutonium Pit Production, Washington, DC, May 10, 2018,

https://www.energy.gov/nnsa/articles/joint-statement-ellen-m-lord-and-lisa-e-gordon-hagerty-recapitalizationplutonium-pit.

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However, the pit production capacity that NNSA has considered necessary has varied greatly.

During the George W. Bush Administration, NNSA sought to construct a modern pit facility with

the capacity to produce from 125 to 450 pits per year in single-shift operation.128 In 2005,

Congress rejected the Modern Pit Facility, viewing this capacity as excessive.

During the Obama Administration, the Nuclear Weapons Council determined that, to meet the

likely demands of future LEPs, NNSA would need a pit production capacity of 50 to 80 pits per

year. In testimony before the Senate Armed Services Committee in April 2013, Andrew Weber,

then the Assistant Secretary of Defense for Nuclear, Chemical, and Biological Defense Programs,

stated that “there is no daylight between the Department of Energy and the Department of

Defense on the need for both a near-term pit production capacity of 10 to 20 and then 30 by 2021,

and then in the longer term for a pit production capacity of 50 to 80 per year.”129 But, as noted

above, the Nuclear Weapons Council has now certified that NNSA needs to produce a minimum

of 80 pits per year by 2030. Neither the NPR nor NNSA’s recent announcement indicates why the

goal has increased.

Congress sought some of the information needed to answer these questions in the National

Defense Authorization Act for Fiscal Year 2019 (H.R. 5515). In Section 3120, Congress mandated

that DOD seek an independent assessment of NNSA’s preferred plutonium strategy from a

federally funded research and development center (FFRDC). It also mandated that NNSA submit

a report to Congress that detailed a plan to produce 30 pits per year at Los Alamos National

Laboratory by 2026 and a detailed plan for designing and carrying out production of plutonium

pits 31-80 at Los Alamos National Laboratory, in case the repurposed MFFF facility at Savannah

River was not operational and producing pits by 2030.

The legislation also mandated that the Chairman of the Nuclear Weapons Council and the NNSA

Administrator brief Congress on the implementation plan for the plutonium strategy, and that the

Chairman certify, annually through 2025, that the plutonium pit production plan is on track to

meet the military requirement of 80 pits per year by 2030. The final version of the bill did not,

however, include two reporting requirements that were included in the House version of the bill.

One requested a report on the rationale for the Nuclear Posture Review’s change in the annual

plutonium pit requirement from 30-50 pits to “at least 80 pits” from a previous requirement of

“50-80 pits,” and the second requested a study on the potential to reuse existing plutonium pits.

Tritium Production

Tritium, a radioactive form of hydrogen, is used to boost the yield (the amount of energy released

upon detonation) of nuclear weapons. Because it has a half-life of 12.4 years and degrades at a

rate of 5.5% per year, the tritium in nuclear weapons must be replenished regularly. As noted

above, the U.S. nuclear weapons program currently uses tritium produced at the TVA Watts Bar

reactor and processed at the SRS. To meet the demand for tritium in the weapons program in the

future, DOE is seeking to add tritium production to a second reactor at Watts Barr.

Long-standing U.S. policy has sought to separate domestic nuclear power plants from the U.S.

nuclear weapons program—this is not only an element of U.S. nuclear nonproliferation policy but

128 U.S. Department of Energy, National Nuclear Security Administration, “Site Alternatives: Modem Pit Facility,”

October 2002, p. 2-27.

129 Testimony of Andrew Weber, Assistant Secretary of Defense for Nuclear, Chemical, and Biological Defense

Programs, in U.S. Congress, Senate Committee on Armed Services, Subcommittee on Strategic Forces, Hearing to

Receive Testimony on Nuclear Forces and Policies in Review of the Defense Authorization Request for Fiscal Year

2014 and the Future Years Defense Program, April 17, 2013, p. 15.

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also a result of foreign “peaceful-use obligations” that constrain the use of foreign-origin nuclear

materials.130 This issue became a concern when DOE decided to use the Watts Bar reactor to

produce tritium for nuclear weapons, as the reactor also produces electricity for the domestic

market. As a result, the reactor is required to burn U.S.-origin low-enriched uranium.

The United States, however, no longer has the capacity to enrich uranium for use in nuclear

power plants. The last U.S. enrichment facility, a gaseous diffusion plant in Paducah, KY, closed

in 2013. With two reactors operating to produce tritium for nuclear weapons, NNSA expects that

hat existing stocks of U.S.-origin low-enriched uranium will begin to run out in the mid-2020s.

NNSA is currently examining plans to extend the stockpile until around 2030.131 NNSA has not

yet articulated a strategy to acquire the fuel needed to produce tritium in the long term. Options

for acquiring low-enriched uranium could include building a new centrifuge plant inside the

United States, at the possible cost of billions of dollars over more than 10 years; blending down

highly enriched uranium, at the risk of depleting stocks needed to fuel naval nuclear reactors; and

using foreign-origin low-enriched uranium, with potential implications for U.S. nonproliferation

policy.132

130 U.S. Department of Energy, Tritium and Enriched Uranium Management Plan through 2060, Report to Congress,

Washington, DC, October 6, 2015, p. 11, http://fissilematerials.org/library/doe15b.pdf.

131 U.S. Government Accountability Office, NNSA Should Clarify Long-Term Uranium Enrichment Mission Needs and

Improve Technology Cost Estimates, GAO-18-126, February 2018, https://www.gao.gov/assets/700/690143.pdf. See,

also, https://www.tva.gov/Environment/Environmental-Stewardship/Environmental-Reviews/Production-of-Tritium-ina-Commercial-Light-Water-Reactor; https://www.energy.gov/nepa/eis-0161-tritium-supply-and-recycling.

132 Franklin C. Miller and John R. Harvey, “Commentary: The looming Crisis for US Tritium Production,” Defense

News, March 6, 2017, https://www.defensenews.com/opinion/commentary/2017/03/06/commentary-the-loomingcrisis-for-us-tritium-production/.

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Appendix A. U.S. Nuclear Stockpile

Figure A-1. U.S. Nuclear Weapons Stockpile: 1945-2014

Source: U.S. State Department, Fact Sheet, April 27, 2015. https://20092017.state.gov/t/isn/npt/statements/241165.htm

Table A-1. Current U.S. Nuclear Weapons and Associated Delivery Systems

Warhead Type

Delivery System

Design Laboratory

Service

W78 reentry vehicle

warhead

Minuteman III ICBM

LANL/SNL

Air Force

W87 reentry vehicle

warhead

Minuteman III ICBM

LLNL/SNL

Air Force

W76-0/1 reentry body

warhead

Trident D-5 SLBM

LANL/SNL

Navy

W88 reentry body

warhead

Trident D-5 SLBM

LANL/SNL

Navy

B61‐3/4/10 Non‐

strategic bomb

F-15, F-16

LANL/SNL

U.S. Air Force

Select NATO Forces

B61-7 strategic bomb

B-52 and B-2 bombers

LANL/SNL

Air Force

B61-11 strategic bomb

B-2 bomber

LANL/SNL

Air Force

B83-1 strategic bomb

B-52 and B-2 bombers

LLNL/SNL

Air Force

W80‐1 Air‐launched

cruise missile warhead

B-52 bomber

LLNL/SNL

Air Force

Source: National Nuclear Security Administration, Fiscal Year 2018 Stockpile Stewardship and Management Plan,

November 2017, p. 1-3.

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Appendix B. U.S. Nuclear Testing

Table B-1. U.S. Nuclear Weapons Tests: 1945-1992

By Location of Test

Location

U.S.

U.S. and U.K.

1,026

28

Total South Atlantic

3

0

Total Pacific

106

0

Bikini Atoll

23

0

Christmas Island

24

0

Enewetak Atoll

43

0

Johnston Island

12

0

Other

4

0

Other (within U.S.)

13

4

Near Alamagordo, NM

1

0

Amchitka Island, AK

3

0

Near Carlsbad, NM

1

0

Central Nevada

1

0

Near Fallon, NV

1

0

Near Farmington, NM

1

0

Near Parachute, CO

1

0

Near Hattiesburg, MI

2

0

Nevada Test and Training Range

1

4

Near Meeker, CO

1

0

Nevada National Security Site

904

24

Atmospheric

100

0

Underground

804

24

Total

Source: U.S. Department of Energy, NNSA Nevada Field Office, United States Nuclear Tests: July 1945 through

September 1992. DOE/NV-209-Rev 16, September 2015.

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Author Information

Amy F. Woolf

Specialist in Nuclear Weapons Policy

James D. Werner

Section Research Manager

Disclaimer

This document was prepared by the Congressional Research Service (CRS). CRS serves as nonpartisan

shared staff to congressional committees and Members of Congress. It operates solely at the behest of and

under the direction of Congress. Information in a CRS Report should not be relied upon for purposes other

than public understanding of information that has been provided by CRS to Members of Congress in

connection with CRS’s institutional role. CRS Reports, as a work of the United States Government, are not

subject to copyright protection in the United States. Any CRS Report may be reproduced and distributed in

its entirety without permission from CRS. However, as a CRS Report may include copyrighted images or

material from a third party, you may need to obtain the permission of the copyright holder if you wish to

copy or otherwise use copyrighted material.

Congressional Research Service

R45306 · VERSION 5 · UPDATED

35

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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