The September 11, 2001 Terrorist Attacks: Reauthorization of Health and Injury Compensation Programs
Congressional research reportMay 13, 2015
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May 13, 2015
The September 11, 2001 Terrorist Attacks:
Reauthorization of Health and Injury Compensation Programs
Background
The September 11, 2001, terrorist attacks claimed nearly
3,000 lives that day, at the World Trade Center (WTC) in
New York City, the Pentagon, and a field in Shanksville,
Pennsylvania. Rescue, recovery, and clean-up operations
took more than a year and involved thousands of workers.
Figure 1. New York City Firefighters at WTC Site
September 14, 2001
WTCHP authority sunsets at the end of FY2015. However,
annual funding caps have not been met, and unexpended
funds may be carried into FY2016. Compensation under the
reopened VCF is available for applications filed by October
3, 2016. Awards under the reopened VCF are capped at
$2.775 billion in total. As of March 31, 2015, about $1
billion in total had been awarded.
The WTC Health Program (WTCHP)
The WTCHP consists of the following:
Medical services for responders and survivors, including
(1) periodic medical monitoring for responders; (2)
initial health evaluation for survivors and medical
monitoring if indicated; and (3) medically necessary
treatment for WTC-related health conditions, including
mental health conditions, for responders and survivors.
Caps on new enrollments (responders and survivors)
after enactment, and “grandfathering” of enrollees in the
original CDC program. (See Table 1.)
A network of Clinical Centers of Excellence and Data
Source: Federal Emergency Management Agency (FEMA) Multimedia
Library, http://www.fema.gov/media-library.
Shortly after the attacks Congress established the
September 11th Victim Compensation Fund (VCF, P.L.
107-42, Title IV) to compensate families of those who died
in the attacks, and survivors who suffered disabling injury
during or in the immediate aftermath of the attacks.
Over time it became apparent that some people who worked
at the WTC site, or who lived or worked near it, had
become ill, possibly as a result of exposure to toxins and
other hazards in the aftermath of the attack. Starting in
2004, the Centers for Disease Control and Prevention
(CDC) provided grants to a group of occupational medicine
clinics in the New York City area to provide care for WTC
responders for these exposure-related illnesses.
In 2011 Congress passed the James Zadroga 9/11 Health
and Compensation Act (the Zadroga Act, P.L. 111-347). It
replaced the CDC grant program with the World Trade
Center Health Program (WTCHP). Through a mandatory
funding mechanism, the WTCHP funds a program of health
services for responders at the three crash sites, as well as for
residents and others in the vicinity of the WTC site (called
“survivors”), for health conditions related to exposures
from the attacks and the response. The Zadroga Act also
reopened the VCF to provide compensation for lost wages
and other economic losses experienced by these responders
and survivors.
Centers to provide medical services, develop treatment
protocols, and conduct research (among other activities),
and a nationwide program for responders and survivors
who live outside the New York City area.
A Scientific/Technical Advisory Committee, data
analysis, research, outreach to eligible individuals,
quality assurance, continued support for the WTC
Health Registry (a roster of people directly exposed to
the WTC site), and other specified activities.
A list of conditions that may be presumed to be related
to exposures after the attacks (depending on individual
circumstances), and procedures to list new conditions.
As enacted the list did not include any types of cancer,
but a number of types of cancer were subsequently listed
administratively. (See 42 C.F.R. §88.1 for current list.)
Payment for medical services provided to enrollees, less
any payments available from workers’ compensation,
private health insurance, Medicaid, or the Children’s
Health Insurance Program (CHIP). The WTCHP
assumes all applicable costs for Medicare beneficiaries.
As of 2014, all enrollees must have health insurance
coverage pursuant to the Affordable Care Act (P.L. 111148, as amended).
Mandatory funding, with annual and aggregate federal
spending caps, from the last quarter of FY2011 through
FY2015, and a 10% matching requirement for New
York City. If spending caps are not met, unexpended
funds may be carried into FY2016. (See Table 2.)
https://crsreports.congress.gov
The September 11, 2001 Terrorist Attacks:
Reauthorization of Health and Injury Compensation Programs
Administration of most program functions by the
Director of the CDC National Institute of Occupational
Safety and Health (NIOSH). The Centers for Medicare
& Medicaid Services (CMS) disburses payments to
providers. (See 76 Fed. Reg. 31337.)
Survivors
in NYC
Nationwide
Enrollees
“Grandfathered”
50,693
4,697
5,654 61,044
Enrolled since July 1, 2011
4,449
3,152
2,307
Enrollees
Cap on new enrollees
(25,000)
Total enrollees
55,142
(25,000) Notea
7,849
Total
Responders
in NYC
Table 1. WTCHP Enrollment Data
As of December 31, 2014
9,908
—
7,961 70,952
Source: Prepared by CRS from WTCHP statistics at
http://www.cdc.gov/wtc/reports.html.
a.
Nationwide enrollees may be either responders or survivors.
Table 2. WTCHP Funding: Federal Contribution
(dollars in millions)
FY11
FY12
FY13
FY15
Total,
FY11FY15
FY16
382.0
431.0
1,556.0b
NAc
235.7d
243.4d
968.3b
267.7e
FY14
Authorized amounts
71.0a
318.0
354.0
Program expenditures
71.0a
187.6
230.7d
Source: Prepared by CRS from CDC congressional budget
justifications, http://www.cdc.gov/fmo/.
Notes: Amounts for FY2012 through FY2016 reflect a CDC budget
realignment and are comparable. The FY2011 amount is not
comparable to amounts for subsequent fiscal years.
a.
b.
c.
d.
e.
Final quarter of FY2011.
Because the statutory cap of $1.556 billion was not reached in
FY2015, unexpended funds may be carried into FY2016.
Not applicable. Funding authority sunsets when the statutory
cap of $1.556 billion is reached or at the end of FY2016,
whichever is sooner. (Public Health Service Act Sec. 3351)
Amounts reflect sequestration of mandatory funds.
Estimated amount for FY2016 is less than the unexpended
amount that could be carried over.
The Victim Compensation Fund
The VCF, as originally enacted, provided compensation for
physical injuries or death during or immediately following
the attacks, as an alternative to litigation. The original
program, which was not capped, stopped accepting claims
in December 2003.
As reopened by the Zadroga Act, the VCF will accept
claims through October 3, 2016, to compensate for prior
and future economic losses, and certain noneconomic
losses, resulting from physical illness, injury, or death
caused by exposures at sites of the attack over specified
periods of time. The reopened VCF, which is capped at
$2.775 billion, often uses the same definitions for eligibility
and the same list of presumptive WTC-related health
conditions as provided in law or regulation for the WTCHP.
(See the VCF final rule, 76 Red. Reg. 54112.)
As of March 31, 2015, the reopened VCF had received
11,771 actionable eligibility claims (i.e., claims having
adequate information) and had approved 10,549 (89.6%) of
them. Among eligible claimants, the VCF had received
5,881 actionable compensation claims, and had made
compensation decisions for 4,415 (75.1%) of them.
(Remaining compensation claims were pending. The VCF
had not denied compensation to any eligible claimant.) The
total value of compensation at that time was about $1.058
billion. Most of that amount ($973 million, or 92%) was
awarded to 3,775 responders to the WTC site. (See
http://www.vcf.gov/newsandreports.html.)
Reauthorization Bills
In April 2015, substantively identical bills (S. 928 and H.R.
1786) were introduced in each chamber to reauthorize the
Zadroga Act. The bills would, among other things,
permanently reauthorize the WTCHP in the amount of $431
million for FY2015, with amounts for subsequent years
indexed to medical inflation.
In addition, the bills would remove the statute of limitations
on filing claims under the VCF, and eliminate the cap on
total program payments.
Finally, the bills would exempt both the WTCHP and the
VCF from any sequestration ordered pursuant to the
Balanced Budget and Emergency Deficit Control Act of
1985(Title II of P.L. 99-177).
For More Information
CRS Report R41292, Comparison of the World Trade
Center Medical Monitoring and Treatment Program and
the World Trade Center Health Program Created by Title I
of P.L. 111-347, the James Zadroga 9/11 Health and
Compensation Act of 2010
WTCHP website: http://www.cdc.gov/wtc/index.html
WTC Health Registry website: http://www.nyc.gov/html/
doh/wtc/html/registry/registry.shtml
WTCHP regulations: 42 C.F.R. Part 88
VCF website: http://www.vcf.gov/
VCF regulations: 28 C.F.R. Part 104
Sarah A. Lister, Specialist in Public Health and
Epidemiology
https://crsreports.congress.gov
IF10227
The September 11, 2001 Terrorist Attacks:
Reauthorization of Health and Injury Compensation Programs
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