Petitioners Brief — Johnson v. Mississippi
Supreme Court brief1975
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MICHAEL RODAK, J.,
IN THE
Supreme Court of the United States
OCTOBER TERM, 1974
No. 73-1531
ALBERT JOHNSON, REV. EDDIE McBRIDE, JOHN
FERGUSON, CHARLES CHIPLIN, ISSAC REMBERT,
and JAMES ODELL DIXON,
versus Be
STATE OF MISSISSIPPI, et al.,
Respondents.
On Writ of Certiorari to the United States Court of
Appeals for the Fifth Circuit
BRIEF FOR PETITIONERS
Of Counsel:
JAMES E. WINFIELD
P. O. Box 1448
Vicksburg, Mississippi 39180
é “ eas
TABLE OF CONTENTS
Page
OPINIONS BELOW cscs ocsesdvcctsedesdavwncesease: 1
JURISDICTION scenes enivetse es teibceesscersesess 2
QUESTION PRESENTED ......................... 2
STATUTORY PROVISIONS INVOLVED .......... Z
STATEMENT OF THE CASE ...................... 7
raed Wi) 8 7
B. Judicial Proceedings ........................ 15
PSU des ecaee oe eerwee ans oeyacseeveeures 19
Summary of Argument ....................00000: 19
I. Georgia v. Rachel, 384 U.S. 780 (1966),
Allows Removal Under Any Federal
Law Providing for Specific Civil Rights
Stated in Terms of Racial Equality
Which Forbids Harassing Prosecutions...... 19
II. Section 245(b) is a ‘““Law Providing for
. Equal Civil Rights” Within the
Meaning of the Civil Rights Removal
DUAUING 5 occu case ceseces oe vewee ss canaeencus 24
III. Petitioners By These Arrests and
Prosecutions are “Denied [and] Cannot
Enforce” in State Court Their Rights
Secured by 18 U.S.C. Section 245(b) ......... 31
A. By Prohibiting Official Interference
with Civil Rights Protest Activity,
Section 245(b) Provides for a Right
Not to be Arrested or Prosecuted for
Protected Activity ..................0.00. 31
EET ES ACES IS PT ee
ii
TABLE OF CONTENTS (Continued)
Page
B. Removal is Necessary to Protect
Section 245(b) Rights of Civil Rights
Protest From Denial by State
Criminal Process ..................005- 36
IV. The Judgment Below Should be Revers-
ed and the Case Remanded to the Court
OE POG novice cha cde ceceuees ceeeian ste’ 40
CONCLUSION ...............000 ee eee qe 44
TABLE OF AUTHORITIES
Cases: Page
City of Greenwood v. Peacock, 384 U.S. 808
(1966) ...... cece cee cece cee eee 19,22-23 and passim
Cole. v. Ralph, 252 U.S. 286 (1920) .................. 43
Concerned Citizens of Vicksburg v. Sills, Civil
No. 72W-18(N) (S.D. Miss. filed May 24, 1972)...... 16
Cox v. Louisiana, 379 U.S. 536 (1965) .............. 43
Edwards v. South Carolina, 372 U.S. 229 (1963) ...... 43
Georgia v. Rachel, 384 U.S. 780 (1966) ........ 19,21-22
and passim
Gibson v. Mississippi, 162 U.S. 565 (1896) .......... 30
Hamm v. City of Rock Hill, 379 U.S.306 (1964)... 33,34
Kentucky v. Powers, 201 U.S. 1 (1906) .............. 36
Keyes v. School District No. 1, 413 U.S. 189
Gh y | a eee re 43
Mashburn v. Daniel, Civil No. 73J-138(R) (S.D.
Miss. Aug. 20, 1973) .......0 00. cc eee eee eee e ees B4
STILL ND SAIN NIE AT AE MOI LSS AEE NOL I HAE) Sy AIRES TOE ME Ie Rt tp IF
cde SGM
ili
TABLE OF AUTHORITIES (Continued)
Cases: | Page
NAACP v. Thompson, 357 F.2d 831 (5th Cir.
1966), cert. denied, 385 U.S. 820 (1967) ........... 38
Neal v. Delaware, 103 U.S. 370 (1881) .............. 30
North Carolina v. Hawkins, 365 F.2d 559 (4th
Cir. 1966), cert. denied, 385 U.S. 949 (1966). ...... 34
Perkins v. Mississippi, 455 F.2d 7, aff'd on
rehearing en banc, 470 F.2d 1371 (5th Cir.
1972) 00. c cc cece ccc cc cccccccccccccccccccce 17,29,30,34
Strauder'v. West Virginia, 100 U.S. 303 ( 1880) ...... 36
Thompson v. Brown, 434 F.2d 1092 (5th Cir.
ROTO) ran cd arene einnesnonesvédetesenuddsseiecncas 34
United States v. Brims, 272 U.S. 549 (1926) ........ 43
Virginia v. Rives, 100 U.S. 313 (1880) ........... 30,36
Walker v. Georgia, 417 F.2d 1 (5th Cir. 1969) . ... 23,40
Whatley v. City of Vidalia, 399 F.2d 521 (5th Cir.
OS) re 22,34
Statutes:
18 United States Code
§ 241 oo... .. eee, qepavueeuss bets eineases cease. 26
GMD ccc cc ccc ecco nsccvectcvccecccccceccceees 26
a en ee 30
iv
TABLE OF AUTHORITIES (Continued)
Page
28 United States Code
2 et ee re oe rn 2
DUES 66550 kde desc edeceniecierocsenesxss passim
ee eebeveeeueasvssxaece 2
‘42 United States Code
| ee ye er eee ee 22
8 ere
DN ook ns sh icenseinesds ie betncceneesaees 22,34
Ne sino 5 640 usd ¥en sok Kendeakeasskeucexss 22
2) ee ue eee Resa dedeuseesdedeevas 22,29
RN 6 xd 549 4 0 o0 0b 0055500 He Ce uens sous esbauees 16
NE co ke keuncny chews eeuesas ened bateseocaens 21,25
Be eee 33,34
Georgia Code Annotated § 26-3005 (Supp. 1965)...... 21
Mississippi Code Annotated
OTA TNe 65.60% on cnt ohn cke 0s 05sdse10denssai 6,8
§ 97-1-1(f) (1972) . 0... cece ccc cece eee eee enees 11,33
BOTT AG IIT occ xrvnscsnevcsevextdieccrievarico ll
Be Es oy : a ee rr 8,11
§ 97-23-85 (1972) .... cece ccc cece cece cette eeeeees 8,11
Civil Rights Act of April 9, 1866, ch. 31, 14 Stat.
DF edo s5 ons ue es 00s ce h bad sa ede Kaa ed areas 29
Act of March 1, 1875, ch. 114, 18 Stat. (Pt..3)336...... 30
Legislative History
H.R. Rep. No. 473, 90th Cong., Ist Sess. (1967) .25-27,32
-S. Rep. No. 721, 90th Cong., Ist Sess. (1967) ...25-27,32
TABLE OF AUTHORITIES (Continued)
Legislative History (Con’t): Page
113 Cong. Rec. (1967) ............. 00. c cee eee es : 28,32
114 Cong. Rec. (1968) .........0cccceeeeee eee 26,27,28
Other Authorities:
Rule 52(a), Federal Rules of Civil Procedure ..... 11,43
A. Amsterdam, Criminal Prosecutions Affect-
ing Federally Guaranteed Civil Rights:
Federal Removal and Habeas Corpus
Jurisdiction to Abort State Court Trial, 113
U. Pa. L. Rev. 793 (1965) ...............00000 eee 36
Comment, Civil Rights Removal Under 28
U.S.C. § 1443(1): One Hundred Years of In-
utility, 21 Am. U. L. Rev. 375 (1972) .............. 34
Comment, Removal of State Criminal
Prosecutions To Federal Court Under 42
U.S.C. § 1443, 64 J. Crim. Law 76 (1973) ......... 34
Note, Federal Jurisdiction: The Civil Rights
Removal Statute Revisited, 1967 Duke L. J.
ROP oon 6 cebu nduineesceseeessscadeesnseusanecca 30,34
IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1974
No. 73-1531
ALBERT JOHNSON, REV. EDDIE McBRIDE, JOHN
FERGUSON, CHARLES CHIPLIN, ISSAC REMBERT,
and JAMES ODELL DIXON,
Petitioners,
versus
STATE OF MISSISSIPPI, et al.,
Respondents.
_
On Writ of Certiorari to the United States Court of
Appeals for the Fifth Circuit
BRIEF FOR PETITIONERS
OPINION BELOW
The opinion of the Court of Appeals for the Fifth Circuit
is reported at 488 F.2d 284, and is reproduced in Appendix
6b of the Petition (pp. 6a-13a). The order of the Court of
Appeals denying petitioners’ petition for rehearing and
rehearing en banc and the dissenting opinion of Chief
ete ame sir ta ct etd ARAL PARP i wl SB
2
Judge John R. Brown joined by four other judges is
reported at 491 F.2d 94, and is reproduced in Appendix A
‘of the Petition (pp. la-5a).
JURISDICTION
The Court of Appeals entered judgment on January 14,
1974 and denied rehearing en banc on March 15, 1974.!
The petition for writ of certiorari was filed April 12, 1974
and was granted on October 21, 1974. This Court’s jur-
isdiction is invoked pursuant to 28 U.S.C. § 1254(1) and 28
U.S.C. § 1447(d).
QUESTION PRESENTED
Whether under Georgia v. Rachel, 384 U.S. 780 (1966),
petitioners may remove the criminal prosecutions
against them to Federal court pursuant to the civil rights
removal statute, 28 U.S.C. § 1443(1), to protect their exer-
cise of rights specifically protected from official in-
terference by Title I of the Civil Rights Act of 1968, 18
U.S.C. § 245(b).
STATUTORY PROVISIONS INVOLVED
1. 28 U.S.C. § 1443(1) provides in relevant part:
§ 1443. Civil rights cases
Any of the following civil actions or criminal
prosecutions, commenced in a State Court may
1 By order of Circuit Judge Dyer entered April 1, 1974, the mandate
of the Court of Appeals was stayed pending final disposition by this
Court.
be removed by the defendant to the district court
of the United States for the district and division
embracing the place wherein it is pending:
(1) Against any person who is denied or can-
not enforce in the courts of such State a right un-
der any law providing for the equal civil rights of
citizens of the United States, or of all persons
within the jurisdiction thereof; . . .
* * *
2. 18U.S.C. § 245(b)(§ 101(a) of the Civil Rights Act of
April 11, 1968) provides in relevant part:
§ 245. Federally protected activities
* * *
(b) Whoever, whether or not acting under color
of law, by force or threat of force willfully injures,
intimidates or interferes with, or attempts to in-
jure, intimidate or interfere with —
(1) any person because he is or has been, or in
order to intimidate such person or any other
person or class of persons from —
* * *
(B) participating in or enjoying any bene-
fit, service, privilege, program, facility,
CmCtCtCt”™:™~™””™CT””STCSSS ee ee ee
(2)
(E)
or activity provided or administered by
the United States;
participating in or enjoying the bene-
fits of any program or activity receiv-
ing Federal financial assistance; or
any person because of his race [or] color,.. .
and because he is or has been —
(B)
(C)
(F)
participating in or enjoying any bene-
fit, service, privilege, program, facility
or activity provided or administered by
any State or subdivision thereof;
applying for or enjoying employment,
or any perquisite thereof, by any
private employer or any agency of any
State or subdivision thereof, or joining
or using the services or advantages of
any labor organization, hiring hall, or
employment agency;
* * *
enjoying the goods, services, facilities,
privileges, advantages, or accom-
modations of any inn, hotel, motel, or
other establishment which provides
5
lodging to transient guest, or of any
restaurant, cafeteria, lunchroom,
lunch counter, soda fountain or other
facility which serves the public and
which is principally engaged in selling
food or beverages for consumption on
the premises, or of any gasoline sta-
tion, or of any motion picture house,
theater, concert hall, sports arena,
stadium, or any other place of exhibi-
tion or entertainment which serves the
public and (i) which is located within
the premises of any of the aforesaid es-
tablishments or within the premises of
which is physically located any of the
aforesaid establishments, and (ii)
which holds itself out as serving
patrons of such establishments; or
(4) Any person because he is or has been, or in
order to intimidate such person or any other
person or any class of persons from —
(A) participating, without discrimination
on account of race [or] color,. . .in any
of the benefits or activities described in
subparagraphs (1)(A) through (1)(E) or
subparagraphs (2)(A) through (2) F); or
(B) affording another person or class of
persons opportunity or protection to so
participate; or
aes le |
EERE ERS
NASAL LN TNT ITY IN TER RENN HRMS
Fadia Si
Beeerrersccnics
Brae rte
6
(5) any citizen because he is or has been, or in
order to intimidate such citizen or any other
citizen from lawfully aiding or encouraging
other persons to participate, without dis-
crimination on account of race [or]color.. .
in any of the benefits or activities described
in subparagraphs (1)(A) through (1)(E) or
subparagraphs (2)(A) through (2)(F), or par-
ticipating lawfully in speech or peaceful
assembly opposing any denial of the oppor-
tunity to so participate — shall be fined not
more than $1,000, or imprisoned not more
than one year, or both; and if bodily injury
results shall be fined not more than $10,000;
oe lmonmoned aoe
both; and if death results shall be subject to
imprisonment for any term of years or for
life.
* * *
3. Miss. Code Ann. §97-1-1 (1972) (conspiracy)
provides in relevant part:
If two (2) or more persons conspire either:
* * *
(f) To commit any act injurious to the public
health, to public morals, trade or commerce,
or for the perversion or obstruction of justice,
or of the due administration of the laws;
* * *
such persons, and each of them, shall be guilty of
a felony and upon conviction shall be fined not
less than five hundred dollars ($500.00) nor more
than five thousand dollars ($5,000.00) or shall be
7
imprisoned not less than one (1) year nor more
than five (5) years or both.
Provided, that where the crime conspired to be
committed is a misdemeanor, then upon convic-
tion said crime shall be punished as a mis-
demeanor as provided by law.
STATEMENT OF THE CASE
A. The Facts.
Through picketing, protest marches, demonstrations, a
selective buying campaign, and mass meetings
petitioners sought peacefully to eliminate racial discrim-
ination in public and private employment, law enforce-
ment, the administration of justice, and governmental
services and to publicize the grievances of the Black
citizens of Vicksburg, Mississippi. Petitioners, with other
residents of the Black Vicksburg community, were
thereupon arrested in May, 1972, while participating law-
fully in such speech and peaceful assembly.
Prior to the picketing and demonstrations, the
grievances and demands of the Black community were
discussed with the city officials and merchants (App. 52,
54-55, 57, 68, 93-94).2 When the grievances were not satis-
fied, petitioners helped organize and participated in(l)a
primary economic boycott, or selective buying campaign.
- of the local white-owned businesses publicized by word-
2 The abbreviation “App.” refers to pages of the printed Appendix..
the abbreviation “Tr.” refers to pages of the Trial Transcript of
testimony taken at the remand hearing, and the abbreviation “R.” re-
fers to pages of the Record on appeal, which includes the pleadings.
~
| eae
MORNE Ie Ried BeAr
Bree caus Sta neal
sR PORE NAOT i ALT Ae FA EEL SLO LH Os
8
of-mouth and picketing for the purpose of gaining equal
treatment and equal employment opportunities in those
businesses (R. 5, App. 22, 49, 53, 56, 58-59, 66-67, 69, 91),
and (2) peaceful picketing, leafleting, protest marches,
and mass meetings protesting and seeking an end to
racial discrimination in employment and services in city
and county government and governmental agencies (R. 5,
App. 22, 31-32, 37-38, 49-50, 53, 56, 64, 66-67, 69, 91).
” The picketing, leafleting, and selective buying cam-
paign began in late March, 1972, and continued until ear-
ly May. Groups of demonstrators and their leaders were
arrested en masse on May 2, May 13, and May 14 (App. 3-
17). A total of 49 demonstrators were forcibly arrested by
armed Vicksburg police, jailed, and charged not with any
threatening or violent conduct, but with the vague charge
of conspiracy to commit “‘acts injurious to trade or com-
merce” pursuant to the Mississippi general conspiracy
statute, Miss. Code Ann. § 97-1-1 (1972) (formerly Miss.
Code Ann. § 2056(6) (1956 Recomp., Supp. 1972) ).* After
their arrests, petitioners initially were held in jail on ex-
cessive bail of $5,000 (R. 6, 27), which was equal to the
3 Atthe remand hearing inthe District Court, the State asserted that
all the demonstrators arrested on May 2, 13, and 14
“are presently charged under Section 2056 of the Mississippi
Code [now § 97-1-1] which is a general conspiracy statute con-
taining a number of subparagraphs. The subparagraph used
in this particular instance is where it is declared to be a crime
to enter into a conspiracy harmful to trade or commerce.” App.
30.
The arrest affidavits (App. 3-17) tracked the language of that statute.
However, the trial court, and then on appeal the State, abandoned that
claim; and contrary to the language of the arrest affidavits the trial
court held, and the State represented to the Fifth Circuit, that the
arrests were instead predicated on Miss. Code Ann. § 97-23-85 (1972)
(secondary boycott) and § 97-23-83 (1972) (threats and coercion). The
record in the trial court is devoid of any direct evidence that any of the
petitioners committed any unlawful acts under these statutes. See pp.
10-13, infra.
maximum fine under the statute, forcing some to spend
two days in jail while bail was being raised (App. 34, 64-
65). Subsequently, bail was reduced categorically to
$1,000 for those over 60 years of age and $1,500 for those
under 60 years of age (R. 6, 27).
The testimony taken at the remand hearing shows that
the arrests were made in bad faith without hope of ul-
timate success for the purpose of harassing petitioners in
the peaceful exercise of their right to protest racial dis-
crimination. Most of the demonstrators, including
several of-the petitioners, were arrested while picketing
and carrying signs protesting racial discrimination (App.
56), and the remainder were arrested because of their par-
ticipation in the civil rights protest activities.
For example, petitioner Rev. Charles Chiplin was
arrested both on May 2 and on May 13 while walking with
a picket sign and protesting racial discrimination in hir-
ing and in the administration of justice (App. 90-91):
“On May 2 I was walking up Washington Street
with a picket sign, and an officer stopped me and
said, ‘You are under arrest.’ ” (App. 90)
Bennie Young was arrested with a group of about 30 other
demonstrators on May 13 after he had carried a picket
sign for about a block and a half from the assembly point
protesting racial discrimination in city government
employment and law enforcement (App. 31-33, 37-38).
Petitioners Rembert and Dixon were arrested with a
group of 17 demonstrators and protest leaders on May 2
(App. 4, 23), and petitioner Dixon was arrested again with
a group of demonstrators on May 13 (App. 5, 23).
sat ihe CAE i ht 0 nb I aa TOE le oe co een shuts Sn Newate 2 toes
Se Oe
10
Petitioner Albert Johnson, who was arrested for his
participation in the picketing on May 2 (App. 4, 23), and
May 13 (App. 13, 24), was arrested again on May 21 for in-
timidating and coercing on the complaint of one James
Sturgis (R. 34). Mr. Sturgis did not testify at the remand
hearing; and Chief Brown, who was not present when the
alleged incident occurred, could only testify that he had
received a complaint from Mr. Sturgis (App. 109). Eddie
Thomas, who testified as a witness for the petitioners,
was present when the alleged incident took place and in-
dicated that no threats or intimidation on Johnson’s part
had occurred (App. 70-73).
Petitioners Rev. Eddie McBride and John Ferguson,
two of the leaders of the civil rights protest activity (App.
53, 57), were arrested directly after the May 2 picketing
(App. 52), and petitioner McBride was arrested again on
- May 13 while picketing (App. 52) on four identical con-
spiracy charges (App. 11, 14-16), all because of their par-
ticipation in the demonstrations (App. 126). While
petitioner Ferguson was being booked he heard the Chief
of Police state that “anybody on the street with a picket
sign would be arrested” (App. 51).
The petitioners and their witnesses testified at the re-
mand hearing that the demonstrators had been carefully
and repeatedly instructed to picket peacefully and not to
interfere unlawfully with any shoppers (App. 33-34, 53-54,
76, 86, 91, 100, 102), and that there was no violence, no
threats or intimidation, and no forcible or threatening ef-
' forts by the demonstrators to keep customers out of stores
(App. 33-34, 38, 53-56, 60-61, 67-68, 74-76, 88, 90-96, 102).
11
The. arrest affidavits themselves (App. 3-17) all are
boiler plate and fail to state any underlying facts to sup-
port the arrests. Chief Brown, the only witness for the
State, executed the arrest affidavits which resulted in the
arrests but did not personally observe the commission of
any offense (App. 122, 125, 131, 134). No merchant or
shopper testified that any of the demonstrators had in-
terfered with trade or commerce.
At the remand hearing, the State contended only that
the petitioners were arrested for conspiracy in restraint of
trade (App. 30) under present Miss. Code Ann. § 97-1-1(f)
(1972). However, District Judge Harold Cox himself ex
mero motu changed the charges (App. 132-33) and in-
voked a series of amendments and enactments passed by
the Mississippi Legislature in 1966 and 1968 in response
to civil rights protest and boycott activity, including
_ State statutes punishing secondary boycotts (Pet., App.
D, p. 17a),* use of boycott to accomplish an unlawful pur-
pose (Pet., App. D., pp. 17a-18a, n. 3),5 and threats and
coercion (Pet., App. D, p. 18a, n. 4).6
However, the findings of the trial court that petitioners
were arrested for unprotected activity are clearly
erroneous. Rule 52(a), F.R. Civ. P. The testimony is clear
4 Miss. Code Ann. § 97-23-85 (1972), formerly Miss. Code Ann.
§ 2059.3 (1956 Recomp.) (Supp. 1972).
5 Miss. Code Ann. § 97-7-19 (1972), formerly Miss. Code Ann.
§ 2059.2 (1956 Recomp.) (Supp. 1972).
6 Miss. Code Ann. § 97-23-83 (1972), formerly Miss. Code Ann.
§ 2384.5 (1956 Recomp.) (Supp. 1972).
af
T : ne. witte A OEE RR LPIE BIL PD eet I LOPE Ha Ne Atta
12
{ — and uncontradicted’ — that the boycott activity
against the merchants was not to create “an economic in-
. jury to these merchants with whom they actually had no
4 quarrel” (Pet., App. D, p. 17a), but rather was a protest
. against their discriminatory employment practices, a
goal specifically protected by § 245(b)(2)(C):
a
“Q. Which white merchant did you have a par-
ticular complaint about, any specific com-
plaint about?
A. It wasn’t specific, it was collectively. I felt
that the: all could aid in giving better aid
more jobs to black people.
” * *
The things that the black people of
Vicksburg are asking for are in conjunc-
tion, basically in conjunction with both the
city officials and the merchants; the ac-
tivities of the merchants in not allowing
more black people to work other than
janitorial positions are uncalled for
because there are sales people and
managerial type people in Vicksburg who
are qualified and able to do a good job.
Basically, I think it’s good business for ~
businessmen to hire black people.” App. 58,
66-67 (Ferguson testimony).
Sik pe MRR Sw lk Wen AEA nea RARE ey Dak DEAT
i 7 The District Court apparently relied upon a March 23, 1972, letter
; from the “Black Concerned Citizens of Vicksburg” to the Vicksburg
Chamber of.Commerce for a statement of the protesters’ demands
(Pet., App. D, p. 16a). However, from the text of the leiter (App. 135-36)
itis clear that those demands were stated only as a condition precedent
to future meetings, not as the goals of the protest activity, which were
stated in the oral testimony.
mess Din OO hg bibs REM Ret Pht Vie
13
Although Vicksburg Police Chief Marion R. Brown, at
whose direction all the arrests were made, testified that
there had been interference with and harassment of
shoppers by unnamed and unknown persons, a close
reading of his testimony reveals that his notion of in-
terference consisted primarily of free speech activity in-
forming shoppers of the boycott (App. 112-14). He testi-
fied that he had received some complaints from Blacks of
anonymous threatening telephone calls, but the unlawful
activities of others cannot provide a basis for the su ppres-
sion of protected free speech activity. Chief Brown had no
information that any of the petitioners had engaged in
any unlawful activities:
“Q. My question would be this then, Chief
Brown, do you have any information as to
Particularly the petitioners that are
charged committing any of the [unlawful]
acts, if in fact these acts occurred?
A. No, I don’t know.” App. 124.
The sole and exclusive basis for these arrests was
petitioners’ civil rights protest activities:
“BY THE COURT:
Do you know what he [petitioner F erguson] was
arrested for and accused with?
8 When asked what the picketers were doing prior to their arrests.
Police Chief Brown testified that they would .
Pilitcietcisesminarsesiiccec:
14
BY THE WITNESS [Chief Brown]:
He was arrested, I believe, on May 2, with the
first group that was arrested. He has actually
participated in the boycott, and in fact, at the be-
ginning he was very actively participating in it.
* * .
BY MR. WINFIELD:
Q. Do you not know of any intimidation that
Mr. Ferguson —
A. The only thing I’ve seen him, I’ve seen him
actually carry a picket sign, I’ve seen him
stopping people on the street and talking to
them.
Was that unlawful?
No, there’s nothing unlawful about stop-
ping a person and talking.” App. 126.
Po
. These arrests broke the back of the civil rights protest
movement and ended the picketing (App. 96). When asked
by the District Judge whether picketing was continuing,
petitioner John Ferguson responded:
“No, it isn’t going on now for the simple reason
that if anyone gets on the street with a picket sign
they will be charged with criminal conspiracy,
and the bail is astronomical.” (App. 50)
While petitioners’ appeal was pending, and after the
picketing had been successfully halted, the charges
against the original 49 petitioners were presented to the
Warren County grand jury, and the grand jury returned
15
no triie bills against 43 of the 49 arrested demonstrators
(App. 140-41). All charges against the 43 protesters have
been dropped (id.). However, the six leaders and principal
activists of the protest movement (App. 36-37, 49, 90), who
are the petitioners here, were indicted for conspiracy to
restrain trade and commerce (App. 142-43).
B. Judicial Proceedings.
The 49 arrested demonstrators filed their verified peti-
tion for removal on May 25, 1972 (R. 1-25), andan amend-
ed petition on June 1, 1972 (App. 19-28), removing the
criminal prosecutions against them from the City Court
of Vicksburg and the County Court of Warren County to
the United States District Court for the Southern District
of Mississippi pursuant to the civil rights removal stat-
ute, 28 U.S.C. § 1443. The petitioners asked that the
removal be sustained and the charges against them dis-
missed. In their petition, the demonstrators alleged that
all their civil rights protest activity was conducted in a .
“lawful and peaceful manner” (App. 22) and “in the exer-
cise of rights guaranteed to petitioners by Title I of the
Civil Rights Act of 1968, 18 U.S.C. 245” (App. 25). They
alleged that the charges against them “have no basisin
fact” and were brought
“solely and exclusively for the purpose and effect
of depriving petitioners of their Federally
protected rights, including by force or threat of
force, punishing, injuring, intimidating, and in-
terfering, or attempting to punish, injure, in-
timidate, and interfere . . . with petitioners, and
the class of persons participating in the Warren
County boycott and demonstrations, for the exer-
0 az
asia
mentee Cee ae a
She Sechek NS
PTE Lis IME RAR A ED
re _—_—_ Send OLAS WEIS (6 ORT EN Be IE IS eae lal Alta PO ly Sahel OTE ‘ ~~ al pn rte si ate ich <ts om
a]
16
cise of their rights peacefully to protest discrim-
ination and to conduct and publicize a boycott
which seeks to remedy the denial of equal civil
rights ... which activities are protected by 18
U.S.C. § 245.” App. 25-26.
Petitioners alleged that as a result of the arrests and state
criminal prosecutions they “are denied and cannot en-
force their rights asserted under 18 U.S.C. 245” in the
courts of the state “because that statute protects those
who are arrested for exercising the rights. . . conferred by
that statute, not only from conviction in state courts, but
also from prosecution in those courts.’’? App. 26.
After an evidentiary hearing on the State’s motion to
remand the prosecutions, District Judge Harold Cox
remanded the cases back to the state court on January 4,
1973 (Pet., Appendix D, pp. 15a-25a; App. 137) on the
ground that petitioners “were not engaged at the time in
the discharge, or performance of any federally protected
right or activity. * * * This petition does not in any wise or
to any extent involve the exercise by these petitioners of
any federally protected right such as public accommoda-
tion, peaceful picket and the like[ footnote omitted].” Pet.,
App. D, p. 19a. On appeal, the Fifth Circuit affirmed the
District Court’s remand order based solely on its inter-
pretation of the removal statute. 488 F.2d 284 (5th Cir.
1974). The Court of Appeals held that petitioners had a
9 Simultaneously, the petitioners also filed a complaint pursuant to
42 U.S.C. § 1983 seeking injunctive relief against the arrests and
prosecutions in a companion action, Concerned Citizens of Vicksburg
v. Sills, Civil No. 72W-18(N)(S.D. Miss. filed May 24, 1972), but the Dis-
trict Court denied temporary injunctive relief which would have held
the prosecutions in status quo pending a final hearing on the merits
(Order of May 26, 1972). A final hearing in that action has not yet been
held, and is not part of this appeal.
}
17
right to engage in free speech and picketing activity,
which was protected from official interference by 18
U.S.C. § 245(b), and that § 245 “clearly deals with equal
civil rights” (488 F.2d at 286). But the Court of Appeals
ruled that-removal of criminal prosecutions was preclud-
ed as a matter of law here because § 245(b), as a criminal
statute, is-not-a statute “providing” for the equal civil
rights of citizens within the meaning of the civil rights
removal statute, 28 U.S.C. § 1443(1). In essence, the Court
of Appeals held that removal under § 1443(1) can be
predicated only on Congressional enactments explicitly
providing civil sanctions because a criminal statute,
regardless of its express provisions and Congressional in-
tent, has not “created a new legal right” and therefore
cannot bea law which “provides for. . . equal civil rights”
(488 F.2d at 287, emphasis in original).'°
After the adverse panel decision, petitioners’ petition
for rehearing en banc was denied by a 10-5 vote of the full
court. 491 F.2d 94 (5th Cir. 1974) (en banc). Chief Judge
John R. Brown, joined by four other judges of the Fifth
Circuit, dissented from the denial of the rehearing en
banc on the grounds that the issue was “of recurring
transcendent importance” and the panel’s decision “is
doubtful if not erroneous” (491 F.2d at 94). Adhering to his
prior dissents in Perkins v. Mississippi, 455 F.2d 7, 11-61,
on rehearing en banc, 470 F.2d 1371, 1371-73 (5th Cir.
1972), Chief Judge Brown maintained that the obvious
10 Because the Fifth Circuit determined that petitioners were not en-
titled to removal as a matter of law, review in this Court should pro-
ceed on the assumption that petitioners’ activity falls entirely within
18 U.S.C. § 245(b). If this Court reverses the legal conclusion of the
Fifth Circuit, then this Court may make an independent examination
of the record to determine whether petitioners’ activities come within
the protections of § 245(b) or remand the case to the Court of Appeals
for review of the factual contentions. See Argument IV, infra.
nan te, hoa Meee a Te ae OA nL te Pee SULT OME ect OR ee DS hb Toe
toortcts
18
Congressional purpose behind 18 U.S.C. § 245 (prevent-
ing unwarranted interference with civil rights protest ac-
tivity) and the broad scope of its prohibition (against
attempted injury, intimidation or interference by force or
threat of force) make it “a law providing for equal civil
rights, satisfying the requirements of the civil rights
removal statute’ (491 F.2d at 94-95) (emphasis in
original). ‘
“It is my opinion that the panel improperly
concluded that § 245 is not a law providing for
the equal civil rights of citizens within the mean-
ing of the removal statute. The restrictive inter-
pretation applied to § 245 refuses appellants
their ‘right’ to peacefully protest racial discrim-
ination free from the harassment of bad-faith
prosecutions inspired by their activities.
* * *
“The foreboding result which excludes § 245
from the ambit of removal establishes a prece-
dent which will prevent the federal courts from
granting relief in future cases of spurious
criminal prosecutions against persons
protesting racial discrimination. Even worse,
this ruling, if it is allowed to stand, leaves a large
group of potential victims without effective per-
sonal redress for acts which run the gamut of
crass, undisguised racial discrimination | foot-
note omitted].” (Id.)
19
ARGUMENT
Summary of Argument
The principles, established in Rachel and Peacock con-
trol this Court’s review of the legal question of statutory
construction of whether Title I of the 1968 Civil Rights
Act, 18 U.S.C. § 245(b), is a law which provides for equal
civil rights stated in terms of racial equality and which
protects petitioners even from state court prosecution for
the exercise of rights secured by the statute. The Court of
Appeals held that Section 245(b) could not qualify as such
a law, within the meaning of the civil rights removal stat-
ute, 28 U.S.C. §1443(1), because as a criminal statute it
was nota law which provides for equal civil rights. Such a
distinction between civil and criminal statutes, however,
is contrary to the intent of Congress and the prior
decisions of this Court. And an analysis of the legislative
intent and meaning of Section 245(b) shows that its
protections, including from harassing state court
prosecutions, are at least as broad as those provided by
the civil rights statute successfully invoked in Rachel.
Therefore, removal based on Section 245(b) is ap-
propriate.
I. Georgia v. Rachel, 384 U.S. 780 (1966),
Allows Removal Under Any Federal
Law Providing For Specific Civil Rights
Stated In Terms Of Racial Equality
Which Forbids Harassing Prosecutions.
In the companion cases of Georgia v. Rachel, 384 U.S.
780 (1966) [hereafter Rachel], and City of Greenwood v.
Peacock, 384 U.S. 808 (1966) [hereafter Peacock], this
See TF Pen eee
Be ae
20
Court established the meaning and scope of civil rights
removal under 28 U.S.C. § 1443(1). In an exhaustive
analysis of the history of civil rights removal legislation
and litigation, this Court established the principles
which control the decision on removal in this case. To suc-
ceed here, defendants petitioning for removal of their
state criminal prosecutions to federal court need only
show that:
1. The right upon which they rely isa “right un-
der any law providing for ... equal civil
rightts,” 28 U.S.C. § 1443(1), “stated in terms
of racial equality.”’ Rachel, 384 U.S. at 792;
see also Peacock, 384 U.S. at 825; and
2. “Mee pendency of [state court criminal]
prosecution enables the federal court to make
the clear prediction that the defendants will
be ‘dlenied or cannot enforce in the courts of
[the] State’ [28 U.S.C. § 1443(1)]” the
protected right. Rachel, 384 U.S. at 805;
Peacock, 384 U.S. at 826-828."!
11 In Rachel, asin this case (see Argument III, infra), such a “‘predic-
tion” is a certainty because the rights protected by statute include the
right, to be free from any state court prosecution:
‘In these ctircumstances .. . the burden of having to defend
the prosecuitions is itself the denial of a right explicitly con-
ferred by the [statute.]"” (384 U.S. at 805)
Therefore, in this case this Court need not determine in what other
situations “it can be clearly predicted by reason of the operation of a
pervasive and explicit state or federal law that those rights will in-
evitably be deniied by the very act of bringing the defendant to trial in
the state court.” Peacock, 384 U.S. at 82.
21
In Rachel civil rights demonstrators were arrested for
criminal trespass!” allegedly for seeking nondiscrimina-
tory service at restaurants prohibited from racial dis-
crimination by Title II of the Civil Rights Act of 1964, 42
U.S.C. § 2000a, and their removal petitions were sus-
tained by a unanimous Court. First, Title II of the Act, by
“conferring a specific right of racial equality,” qualified
as a “law providing for . . . equal civil rights” within the
meaning of § 1443(1). 384 U.S. at 793-94. Second, because
§ 203(c) of that Act prohibited any “attempt to punish”
persons for exercising Title II rights, petitioners were
immunized against state prosecutions for protected
conduct —
“any proceedings in the courts of the State will
constitute a denial of the rights conferred by the
Civil Rights Act of 1964 * * * It is no answer in
these circumstances that the defendants might
eventually prevail in the state court [footnote
omitted]. The burden of having to defend the
prosecutions is itself the denial of a right explicit-
ly conferred by the Civil Rights Act of 1964 * * *.”
384 U.S. at 804-05.
No showing was required either (a) that the Georgia crim-
inal trespass statute was unconstitutional or in conflict
with the Federal Act on its face (384 U.S. at 805), or (b)
that the Georgia courts would not recognize petitioners’
Federal claims that the statute was invalid as applied
(id.). By forbiding any ‘‘attempt to punish” persons for
12 “It shall be unlawful for any person, who is on the premises of
another, to refuse and fail to leave said premises when requested to do
so by the owner or any person in charge of said premises or the agent or
employee of such owner or other such per rson in charge. * * *° Ga. Code
Ann. § 26-3005 (Supp. 1965).
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eG Wied enti kee Gh
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22
protected activity (384 U.S. at 793), § 203(c) of the Act
“prohibits prosecution” (id.), and therefore provides per-
sons a right “not even to be brought to trial on these
charges in the [state]. . . courts” (id. at 794).
By contrast, in Peacock removal of assorted prosecu-
tions allegedly for picketing and demonstrating in sup-
port of voter registration activity was denied. First, the
constitutional provisions invoked by petitioners, includ-
ing the First Amendment, “clearly cannot qualify under
the statutory definition as rights under laws providing
for ‘equal civil rights’ ” (384 U.S. at 825) stated in terms of
racial equality. Second, although petitioners did invoke
two equal civil rights laws — 42 U.S.C. §§ 1971 and 1981
— their protest activity in support of voter registration (as
opposed to voting itself) did not come within the protec-
tion of either statute,’’ and their conduct was not
protected by a Federal equal rights statute which
“confers immunity from state prosecution on such
charges” (384 U.S. at 827).!+
13 42 U.S.C. § 1971(b) only protected from official interference the
right of persons ‘‘to vote or to vote as he may choose” (Peacock, 384
U.S. at 811, n. 3), and did not cover voter registration activity. Subse-
quent to the removals in Peacock, Congress enacted § 11(b) of the
Voting Rights Act of 1965, 42 U.S.C. § 1973i(b), which specifically
prohibits official interference with “urging or aiding any person to
vote or attempt to vote.” “Vote” is defined specifically to include voter
registration activity, 42 U.S.C. § 1973/(c)1). Remova! of spurious and
pretextual state prosecutions to intimidate persons. engaged in
protected voter registration activity subsequently has been sustained.
Whatley v. City of Vidalia, 399 F.2d 521 (5th Cir. 1968).
14 The constitutional provisions invoked by petitioners in Peacock
were held to provide an ultimate defense against conviction for
Federally protected activity, but none of them specifically applicable
to petitioners granted an express Federal statutory right to be free of
arrest and prosecution for their conduct. Peacock, 384 U.S. at 827-31.
The Court held that removal cannot be predicated upon a right not to
be convicted: rights which ordinarily are asserted as defenses in a
state court prosecution and which, if not honored in state court. can be
vindicated by appeal to the Supreme Court or by Federal habeas cor-
pus (384 U.S. at 829).
of
Thus, under Rachel and Peacock removal turns upon
whether the Federal law invoked by petitioners provides
for the right not to be prosecuted because of protected ac-
tivity (Rachel) or merely provides an ultimate defense
against conviction for that activity (Peacock). Civil
rights removal is not restricted exclusively to trespass
prosecutions for the exercise of rights protected by Title II
of the Civil Rights Act of 1964. Cf. Walker v. Georgia, 417
F.2d 1, 5 (5th Cir. 1969) (Tuttle, J.). Removal is justified
under “any law” (§ 1443(1) ) — which includes “both ex-
isting and future statutes” (Rachel, 384 U.S. at 790) —
which provides for “specific civil rights stated in terms of
racial equality” (Rachel, 384 U.S. at 792) when those
rights “will inevitably be denied by the very act of bring-
ing the defendant to trial in the state court” (Peacock, 384
U.S. at 828).'° .
In 1968 Congress enacted Title I of the Civil Rights Act
of 1968, codified as 18 U.S.C. § 245. Section 245(b)(5)
protects against official interference persons ‘“‘par-
ticipating lawfully in speech or peaceful assembly op-
posing any denial of the opportunity” to enjoy the listed
benefits and activities free from racial discrimination. In
the following Argument we will show that the re-
quirements for civil rights removal pursuant to 28 U.S.C.
§1443(1) set out in Rachel and Peacock are squarely met,
and that this case is not rationally distinguishable from
Rachel. First, as the Court of Appeals recognized, § 245(b)
“clearly deals with equal civil rights” (488 F.2d at 246)
stated in terms of racial equality. Second, as the Court of
15 The generic phrase of § 1443(1) remains “open-ended,” Rachel,
384 U.S. at 789: “A precise definition of the limitations of the phrase
‘any law providing for. . . equal civil rights’ in § 1443(1) is not a mat:
ter we need pursue to a conclusion * * *” Peacock, 384 U.S. at 825.
es "
24 |
Appeals also noted, § 245(b) ‘forbids certain forms of
harassment such as the bringing of spurious criminal
charges” (id. at 287). By forbidding “attempts to. . . in-
timidate or interfere with” protected activity, § 245(b) in
language functionally identical to that relied upon in
Rachel provides for a right not to be arrested or prosecut-
ed for activity protected by the statute, including the
petitioners’ civil rights protest activity. Thus, petitioners
are “denied or cannot enforce” within the meaning of
§ 1443(1) their § 245(b) right to be free of state interference
“by the very act of bringing [them] to trial in the state
court.”
II. Section 245(b) Is A ‘Law Providing For
. Equal Civil Rights’ Within The
Meaning Of The Civil Rights Removal
Statute.
18 U.S.C. § 245(b), by its language and purpose, clearly
qualifies under the Rachel definition of a “law providing
for. . . equal civil rights” a8 a Federal law “providing for .
specific civil rights stated in terms of racial equality” (384
U.S. at 792). First, as the Fifth Circuit correctly noted,
§ 245(b) “clearly deals with equal civil rights” (488 F.2d at
286). The statute prohibits any person, whei:ier or not act-
ing under color of law, from interfering with any other
person “because of his race [or] color” and because of his
participation in the benefits and activities listed in sub-
paragraphs (2) (A) through (F) in a racially nondiscrim-
inatory fashion. In subparagraph (5), the statute also
prohibits interference with
“any citizen because he is or has been, or in order
to intimidate such citizen or any other citizen
25
_ from lawfully aiding or encouraging other per-
sons to participate, without discrimination on ac-
count of race|or|color. . .in any of the benefits or
activities described in subparagraphs (1) (A)
through (1) (E) or subparagraphs (2) (A) through
(2) (F), or participating lawfully in speech or
peaceful assembly opposing any denial of the op-
portunity to so participate —” (Emphasis added.)
The purpose of the statute is to prohibit and deter racially-
motivated interference with the enjoyment of the
specified benefits and activities, and further to protect
against racially-motivated interference those’ who
engage in speech and peaceful assembly opposing any
denial of the opportunity to so participate. S. Rep. No. 721,
90th Cong., Ist Sess., pp. 3-6 (1967); H.R. Rep. No. 473,
90th Cong., Ist Sess., pp. 3-7 (1967).
This statute is almost identical to Title II of the Civil
Rights Act of 1964, 42 U.S.C. § 2000a et seq., successfully
invoked in Rachel, because it — like Title II — prohibits
interference with persons exercising their right of equal
access to places of public accommodations. See
§ 245(b)(2)(F). The statute protects the exercise of rights
secured by pre-existing Federal civil rights legislation,
e.g., the Civil Rights Act of 1964 and the Voting Rights
Act of 1965; but it also creates new equal civil rights by go-
ing beyond the coverage of Titles II (public accom-
modations) and VII (employment) of the Civil Rights Act
of 1964, see S. Rep. 721, 90th Cong., Ist Sess., pp. 6-7
(1967); H.R. Rep. No. 473, 90th Cong., Ist Sess., p.5 (1967).
For the first time, the statute protects persons not only
“participating” in the exercise of equal civil rights, but
_also protects persons “affording another person or class
Pee ae eS Bis as
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ee. eee ee hee eee ae ee Bat, OT Ewen me chi. orc eae 4
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26
of persons opportunity or protection to so participate”’
(§ 245(b)(4)(B) ); persons “encouraging other persons to
participate’; and persons “participating lawfully in
speech or peaceful assembly opposing any denial of the
opportunity to so participate” (§ 245(b)(5) ).
Second, the above-quoted language and the legislative
history of the statute clearly reveal that by enacting this
statute Congress intended to impose on state officials and
private persons a duty not to interfere with peaceful civil
rights protest activities opposing discriminatory denial
of the listed benefits and activities, and to provide a cor-
relative right on the part of civil rights demonstrators to
be free of such interference. The President and Congress
were concerned that existing legislation — particularly
18 U.S.C. §§ 241 and 242 — was inadequate because it
failed to specify in clear and precise terms what conduct
was prohibited, because of problems of proof encountered
in enforcing existing statutes (conspiracy, specific in-
tent), and because it appeared that state and local
authorities were slow, unwilling, or unable to act effec-
tively to remedy forcible interference with peaceful civil
rights activity. 114 Cong. Rec. 820 (1968) (civil rights
message of President Lyndon B. Johnson); S. Rep. 721,
90th Cong. Ist Sess., pp. 4-6 (1967); H.R. Rep. No. 473, 90th
Cong., 1st Sess., pp. 3-7 (1967). The Congressional pur-
pose of the new legislation was to provide additional and
specific protections against racially-motivated in-
terference with civil rights, particularly to civil rights
demonstrators opposing racial discrimination:
“The bill would protect persons who urge or aid
participation in the protected activities, as well
as those who engage in speech or peaceful
27
assembly opposing denial of the opportunity to
so participate.” S. Rep. No. 721, 90th Cong., Ist
Sess., p. 4 (1967) (emphasis added). See also, H.R.
Rep. 473, 90th Cong., Ist Sess., p. 3 (1967).
Fina..y, the legislative history makes clear that the
statute was designed to provide a right to be free of
proscribed interference ‘‘by deterring and punishing forc-
ible interference with the exercise of Federal rights.” (S.
Rep. 721, 90th Cong., Ist Sess., p. 6 (1967) (emphasis
added) ):
“The bill before us would provide Federal protec-
tion, wherever needed, when specific rights are
violated. This bill clearly spells out exactly what
those rights are.” 114 Cong. Rec. 669 (1968)
(remarks of Senator Scott) (emphasis added).
“In essence it protects the rights granted by the
Civil Rights Act of 1964 and 1965 and, more fun-
damentally, by the Constitution itself. Those
rights must not be frustrated. They must not be
made the prey of violence or intimidation.” 114
Cong. Rec. 3806 (1968) (remarks of Senator
Mansfield) (emphasis added). ~
“This bill will protect men of all races who seek to
exercise and to afford others the federal rights
which Congress has affirmed during the past
decade — men who would follow the road of
dignity and peace on which Dr. Martin Luther
King marched.” 114 Cong. Rec. 9570 (1968)
(remarks of Rep. Rosenthal) (emphasis added).
BR Biase PEON LIES HIN
“The bill also protects the right of every citizen to
.enjoy and partake of public expression in free -
speech .. .” 113 Cong. Ret. 22671 (1967) (remarks
of Rep. Madden) (emphasis added).
“We must guarantee each individual and group
their constitutional rights of freedom of speech
and assembly. Due protection of law must be af-
forded every individual or group to peacefully
assembly, to speak and to protest.” 113 Cong.
Rec. 22772 (1967) (remarks of Rep. Esch)
(emphasis added).
The Court of Appeals, therefore, erred when it held that
removal was precluded because “§ 245 is exclusively a
criminal statute” and “confers no rights whatsoever”
(488 F.2d at 287). The Court below cites no authority for its
unique view that rights are “provided” orfly by statutes
imposing civil sanctions and not by statutes providing
criminal sanctions. Certainly there is no support in
Rachel or Peacock for such a distinction:
“That these federally protected rights are set
forth in terms of prohibition against their in-
terference, and that criminal sanctions are im-
posed for their violation, does not take them out
of the Rachel rationale since they are
nevertheless contained in a “law providing for
specific civil rights stated in terms of racial
equality.” There is nothing in the Supreme
Court’s opinion in Rachel to indicate any limita-
tion or restriction on removal because the law is
accompanied by criminal penalties rather than
Aime RES he AORN OE Ras NN
29
civil remedies.” Perkins v. Mississippi, 470 F.2d
1371, 1373 (5th Cir. 1972) (en banc) (Ainsworth,
J., dissenting).
Such a holding is contrary to the express language of
§ 245(b) and the clear intent of Congress.
Nor does the court below cite any other authority —
statutory, natural law, or divine — for its view that crim-
inal statutes cannot “provide” rights within the meaning
of the removal statute. In contrast, in several significant
instances, this Court has allowed civil rights removal to
protect rights secured by statutes.which provided crim-
inal penalties for their violation. Yet, the Court of
Appeals rejected removal to protect § 245 rights for the
reason that there was no comparison betweefi § 245 and
the “model” of the Civil Rights Act of 1866 cited by this
Court in Georgia v. Rachel, supra (488 F.2d at 287). In so
doing the Fifth Circuit completely overlooked the fact
that Section 2 of the 1866 Act provided criminal penalties
for its violation. Civil Rights Act of April 9, 1966, ch. 31,
§ 2, 14 Stat. 27.'° Further, this Court indicated in the
earliest removal cases that rights provided by an ex-
16 The Civil Rights Act of April 9, 1966, of which present § 1443 is a
“direct descendant” (Rachel, 384 U.S. at 786), in Section 1 (now includ-
ed in 42 U.S.C. § 1981) secured for all citizens “of every race and color”
the same rights as are “enjoyed by white citizens,” including the right
“to full and equal benefit of all laws and proceedings for the security of
persons and property” and “shall be subject to like punishment, pains,
penalties, and to none other.” 14 Stat. 27. Section 2 provided maximum
criminal penalties of $1,000 or ane year imprisonment. or both, for any
deprivation under color of law of the rights secured/by the Act..Id. Sec-
tion 3, the removal section, provided for removal to Federal court by
“persons who are denied or cannot enforce . . . the rights secured to
them by the first section of this act . . .” Id. In Rachel this Court held
that in enacting present § 1443, Congress intended to include any law
“comparable in nature to the Civil Rights Act of 1866” (384 US. at 790)
and that “the model for the phrase ‘any law providing for . . . equal
civil rights’... was the Civil Rights Act of 1866" (id. at 791).
oe
SS ER PS ERE OEE tS inh Ae! bhi BOR PDANGSS
30
clusively criminal statute punishing racial discrimina-
tion in jury selection, Act of March 1, 1875, ch. 114,§ 4,18
Stat. (Pt. 3) 336, now codified as 18 U.S.C. § 243 (and
therefore, at least in the United States Code, a companion
statute to the one invoked here), if denied by conflicting
state law could be protected by § 1443 removal of crim-
inal prosecutions. Gibson v. Mississippi, 162 U.S. 565, 580
(1896); Neal v. Delaware, 103 U.S. 370, 385-86 (1881);
Virginia v. Rives, 100 U.S. 313, 321 (1880). See Note,
Federal Jurisdiction: The Civil Rights Removal Statute
Revisited, 1967 Duke L.J. 136, 154, n. 90.
None of the civil rights statutes for which removal has
been allowed expressly stipulate removal as a remedy.
The language of the removal statute is generic, and
removal is to be allowed to protect rights secured by any
Federal statute “providing for ... equal civil rights.”
Clearly Section 245 is, therefore, comparable in every
respect to other statutes — criminal and civil — which
this Court has previously held “provide” equal civil
rights:
'“In both its purpose (preventing unwarranted in-
terference with the exercise of Federally
protected equal civil rights).and the scope of its
prohibition (against attempted injury, intimida-
tion or interference by force or threat of force)
§ 245(b) is indistinguishable from the relevant
provisions of the 1964 Civil Rights Act held suf-
ficient to support removal jurisdiction in
Rachel.” Perkins v. Mississippi, 455 F.2d 7, 42-43
(5th Cir. 1972) (Brown, C.J., dissenting).
31
The Court below erred when it excluded “exclusively
criminal” statutes from the coverage of 28 U.S.C.
§ 1443(1) as a matter of law.
Ill. Petitioners By These Arrests And
Prosecutions Are ‘‘Denied [And] Can-
not Enforce” In State Court Their
Rights Secured By 18 U.S.C. Section
245(b).
A. By Prohibiting Official In-
terference with Civil Rights
Protest Activity, Section 245(b)
Provides for a Right Not to be
Arrested or Prosecuted for
Protected Activity.
18 U.S.C. § 245(b) by its express terms secures to
petitioners more than the right eventually to prevail in
state court; it specifically by its terms protects persons ex-
ercising rights under that statute from anyone who
“whether or not acting under color of law, by
force or threat of force willfully injures, in-
timidates or interferes with, or attempts to injure,
intimidate or interfere with —
the exercise of secured rights. The broad language chosen
by Congress, “by force or threat of force,” covers any
threatening conduct designed to interfere with protected
rights or to punish victims for their exercise of protected
rights. The phrase “whether or not acting under color of
law” specifically includes law enforcement and judicial
officers. The Committee reports indicate that the bill
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32
“would prohibit forcible interference ... by public of-
ficers,’ S. Rep. 721, 90th Cong., lst Sess., p. 6 (1967); H.R.
Rep. 473, 90th Cong., Ist Sess., p. 3(1967). Thus, the broad
prohibitions of the statute precisely cover the forcible
arrests of the petitioners here and attempts to punish
them for their peaceful exercise of protected civil rights
protest activity:
“Obviously, then, the bill directs itself to in-
hibiting, to constraining, to controlling, to
prohibiting, the willful exercise of improper
authority or unlawful authority or excessive
authority on the part of local law enforcement of-
ficials, many of whom are charged with carrying
out and protecting the very provisions of this
bill.”” 1138 Cong. Rec. 22758 (1967) (remarks of
Rep. Wright).!*
The Court of Appeals conceded in its opinion that this
prohibition against even attempted injury, intimidation
or interference by force or threat of force was sufficiently
broad to forbid ‘“‘certain forms of harassment such as the
bringing of spurious criminal charges” (488 F.2d at 287).
Like the statute invoked in Rachel, the equal civil rights
statute invoked here oth (1) protects petitioners’ Federal
‘right to engage in conduct, for example, picketing and
persuading shoppers not to patronize discriminatory
merchants, and (2) provides the further statutory Federal
right that state officials should not even attempt to arrest
or prosecute petitioners, or otherwise forcibly intimidate
or interfere with them, because of their protected conduct.
17 “The bill... prohibits public interference of any of the specified
activities by individuals acting alone, as well as by police officers act-
ing under color of law.” 113 Cong. Rec. 22671 (1967) (remarks of Rep.
Madden). ;
: Binh ROO PEALE ANE ate ABEL ACCT APB ONO LDA OBE ea ot
33
The vague and overbroad provisions of Miss. Code
Ann. § 97-1-1(f) (1972) under which the demonstrators
were arrested, which generally punish a conspiracy “to
commit any act injurious ... to public morals, trade or
commerce,” were interpreted by the arresting officer to
proscribe this Federally protected activity. This createda
conflict between the explicit protections of the Federal
equal rights statute and state law. Thus, § 245(b), like the
1964 Civil Rights Act invoked in Georgia v. Rachel,
supra, substitutes a Federal right for a state crime, cf.
Rachel, 384 U.S. at 805-05; Hamm v. City of Rock Hill, 379
U.S. 306, 314 (1964), and immunizes petitioners’ conduct
not only from conviction, but also from prosecution in
state court.
Although the statute in Rachel specifically provided
that “No person shall... punish or attempt to punish”
any person for exercising rights under that statute
(§ 2000a-2(c) ), § 245(b) by prohibiting official or private
acts or attempts to “injure, intimidate, or interfere” with
civil rights protest rights employs a more general prohibi-
tion against any attempted injury, intimidation, or in-
terference. This more general prohibition includes the for-
cible arrests, incarceration and state prosecution in this
case, by any person “whether or not acting under color of
law.” Literal comparison of the two provisions therefore
suggests that § 245(b) is a more, not less sweeping
prohibition of official acts of harassment against equal
civil rights than the limited proscription of § 2000a-2(c).
“Attempts to punish” are only one of many means of in-
juring, intimidating, or interfering. As noted by C hief
Judge John R. Brown of the Fifth Circuit:
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“Compare the language of § 245(b) with 42
U.S.C.A. § 2000a-2(c), the statute utilized as a
vehicle for removal in Rachel. Since ‘injury, in-
timidation or interference’ by ‘force or threat of
force’ is at least the linguistic equivalent of
‘punish,’ § 245(b) must likewise provide an iden-
tical basis for removal, since ‘on its face, this lan-
guage prohibits prosecution’ for the exercise or
attempted exercise of equal civil rights. Hamm v.
City of Rock Hill, 1964, 379 U.S. 306, 311,85S.Ct.
384, 389, 13 L.Ed.2d 300, 304.” Perkins v. Missis-
sippi, 455 F.2d at 39, n. 71 (dissent).
See, Comment, Removal of State Criminal Prosecutions
to Federal Court Under 42 U.S.C. § 1443, 64 J. Crim. Law
76, 86 (1973). Cf. Whatley v. City of Vidalia, 399 F.2d 521,
525-26 (5th Cir. 1968); North Carolina v. Hawkins, 365
F.2d 559, 562 (4th Cir. 1966) (Sobeloff, J., concurring), cert.
denied, 385, U.S. 949 (1966) (42 U.S.C. §§ 1971(a) and |
1973i(b) ).!8
As 18 U.S.C. § 245(b) forbids “attempts to injure, in-
timidate or interfere with” protected activity, the statute
invoked here provides for a Federal statutory right not
18 In considering similar language found in § 11(b) of the Voting
Rights Act of 1965, 42 U.S.C. § 1973i(b), which prohibits any “attempt
to intimidate, threaten, or coerce’ any person exercising protected
voting rights, commentators have suggested that “no satisfactory dis-
tinction for removal purposes can be drawn between a denial
predicated upon the ‘intimidate’ phraseology of that section and the
‘attempt to punish’ language of the 1964 Civil Rights Act.” Note,
Federal Jurisdiction: The Civil Rights Removal Statute Revisited,
1967 Duke L.J. 136, 185; cf. Comment, Civil Rights Removal Under 28
U.S.C. § 1443 (1): One Hundred Years of Inutility, 21 Am. U. L. Rev.
375, 393-94 (1972). This view has been adopted by the Fifth Circuit,
Whatley v. City of Vidalia, supra; Thompson v. Brown, 434 F.2d 1092
(5th Cir. 1970); also, Mashburn v. Daniel, Civil No. 73J-138(R) (S.D.
Miss. Aug. 20, 1973).
a
even to be prosecuted in the Mississippi courts. The
provisions of the Federal equal rights statute invoked by
petitioners here therefore make Rachel controlling, and
Peacock distinguishable, since the absence of any such
language was critical to the denial of removal in Peacock
(483 U.S. at 827, n. 25). Because § 245(b) prohibits
attempts to intimidate and interfere with protected
rights, under Rachel “any proceedings in the courts of the
State will constitute a denial of the rights” (384 U.S. at
804, emphasis in original) conferred by the act:
“the mere pendency of the prosecutions enables
the federal court to make the clear prediction that
the defendants will be ‘denied or cannot enforce
in the courts of [the] state’ the right to be free”
(Rachel, 384 U.S. at 805)
of any “attempts to injure, intimidate or interfere with”
any person “participating lawfully in speech or peaceful
assembly opposing any denial of the opportunity to. . .
participate” in protected benefits and activities.
Compelled by Rachel, this holding limits the
applicability of removal to the narrow class of cases of
baseless arrests and prosecutions for racial protest dem-
onstrations opposing the denial] of equal enjoyment of
those benefits and activities specified in the statute, and
would not disrupt the bulk of legitimate state criminal
litigation. This limited preemptive Federal protection is
necessary and justified both because of the special
prominance of the rights asserted and because of their ex-
treme vulnerability in the face of mass arrests and
prosecutions. This limited right of removal is required
because Congress so provided in enacting Section 245(b)
and 28 U.S.C. § 1443(1).
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B. Removal is Necessary to Protect
Section 245(b) Rights of Civil
Rights Protest From Denial by
State Criminal Process.
The Federal substantive guarantees of equal civil
rights, unlike the trial procedure rights protected in the
Strauder-Rives-Powers line of removal cases,'? are prin-
cipally aimed at prohibiting the states from repression of
certain kinds of protected conduct. As the legislative
history of § 245(b) makes clear, its purpose was im-
mediately to allow and to liberate from state and private
inhibition and deterrence the conduct it was designed to
protect. It certainly was not meant merely to restrict the
forms through which state procedure may abut at judg-
ment. Normally, Federal trial protection rights may ade-
quately be recognized upon reversal of tainted convic-
tions. But the very maintenance, the mere pendency, of
state criminal proceedings directed i abridgment of
substantively protected conduct h s nique repressive
force that precedes and is entirely independent of the
final judgment. Rachel, 384 U.S. at 805.2"
Congress in enacting the Civil Rights Act of 1968 clear-
ly was aware of the repressive force of mass arrests and
detention of civil rights demonstrators upon the exercise
of the substantive right to protest racial discrimination.
Subparagraph (5) of § 245(b) not only protects against in-
terference with persons protesting racial discrimination,
19 Strauder v. West Virginia, 100 U.S. 303 (1880); Virginia v. Rives,
100 U.S. 313 (1880); Kentucky v. Powers, 201 U.S. 1 (1906). See Rachel,
384 U.S. at 797-804.
20 See also, A. Amsterdam, Criminal Prosecutions Affecting
Federally Guaranteed Civil Rights: Federal Removal and Habeas Cor.
pus Jurisdiction to Abort State Court Trial, 113 U. Pa. L. Rev. 793, 461
ff. (1965).
+ nee so J AeA ALTE atid A Nae ‘aiirtin
37
but also protects against interference “in order to in-
timidate such citizen or any other citizen” (emphasis add-
ed) from lawfully protesting racial abridgment of the
listed benefits and activities. Thus the statute, by its ex-
press terms, prohibits interference designed to have a
“chilling effect” on the free exercise by persons other than
the immediate victims of the right of racial protest, thus
requiring anticipatory Federal relief.
Indeed, abrogation of the right to protest racial dis-
crimination by arrest and incarceration of the dem-
-onstrators goes beyond the denial of protest rights: by cut-
ting off those opposing racial discrimination, the state of-
ficials make possible a perpetuation of the invidious and
humiliating discrimination which was the object of the
protest activity. The victims of the arrests thus are mul-
tiplied: the demonstrators, their rights of racial protest,
and the equal opportunities which they seek not only for
themselves, but for all others similarly situated. In pass-
ing Section 245(b) Congress intended otherwise.
If by the arrests and prosecutions, others are deterred
from exercising the substantive rights granted by the
statute — as here — then these rights are initially denied
by the first stage o é€-state criminal proceeding.
Meaningful correction by an appellate court is therefore
virtually impossible. It defeats the purposes of the Section
245(b) and the removal statute to conceive the Federal
statutory right to conduct and participate in a racial
protest demonstration merely as a right to a favorable
judgment at the conclusion of the state prosecution — or
appeal from a conviction — for demonstrating. This does
not protect petitioners and persons associated with them
from the harassment and intimidation by the local law
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38
enforcement agencies which is proscribed by the statute.
It does not protect them from arrest en masse on frivolous
or unfounded charges. It does not protect them from con-
tinued arrest and incarceration until bond can be made
for their release. It does not protect them from the long
delays attendant upon trial, whether individually or
collectively. It does not protect them from often expensive
litigation or appeals until their nights are finaily vin-
dicated. It does not protect them or “any other citizen”
from being frightened away from the lawful assertion of
their rights and lawful protest against the continued de-
nial of them. Cf. NAACP v. Thompson, 357 F.2d 831, 838
(5th Cir. 1966), cert. denied, 385 U.S. 820 (1967).
These considerations were evident in Rachel when the
Court held:
“Tt is no answer in these circumstances that the
defendants might eventually prevail in the state
court [footnote omitted]. The burden of having to
defend the prosecutions is itself the denial of a
right explicitly conferred by the Civil Rights Act
of. 1964. * * *” (384 U.S. at 8085).
But regardless of these other considerations affecting
removal under § 245(b); the same result obtained in
Rachel is required here because Congress in § 245(b) has
expressly provided a right not to be arrested and
prosecuted for protected activity. Under Rachel this right ©
not to be prosecuted is controlling for removal. Any
Federal equal civil rights statute which confers such a
right not to be prosecuted thereby provides for — and is a
“law providing for’ — the relevant right which supports
39
removability. Because of its proscriptions against official
harassment and intimidation, § 245(b) must be held to be
such a law, unless Rachel is to be overruled.
This protection of the right not even to be prosecuted in
state court, enforced by the Court in Rachel and com-
pelled here, scrupulously avoids turning removal upon
any notion that disparages the state judiciary or implies
- that they will not act to protect preemptive Federal rights.
Petitioners here are not contending that removal is re-
quired simply because the charges against them are false,
or that they are unable to obtain a fair trial in state court
(cf. Peacock, 384 U.S. at 827). Neither does the interpreta-
tion urged by petitioners require or permit “the judges of
the federal courts to put their brethern of the state
judiciary on trial” (Peacock, 384 U.S. at 828), since it is
clear that by operation of § 245(b) petitioners’ Federal
rights “will inevitably be denied by the very act of bring-
ing [them] to trial in the state court” (id.). Indeed, because
removal occurs prior to the state court judgment, this
removal procedure puts less strain on relations with the
state judiciary than post-judgment review, such as by
appeal to this Court or by Federal habeas corpus, which
does require Federal judges to sit in judgment of their
state brethern in reversing or modifying a state court
judgment. .
Since the whole theory of removal under Rachel and
Peacock depends upon whether an individual has a right
“not even to be brought to trialon. . .charges,” the test of
“providing for” is whether the Federal civil rights law in-
voked provides for a right not to be prosecuted. If it does,
then any proceedings in the courts of the state will con-
stitute a denial of the right conferred, and the mere
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40
pendency of the prosecutions enables the Federal court to
predict under § 1443(1) that the defendants will be “de-
~~ nied or cannot enforce” their right in state court. This is
precisely what § 245(b) does provide.
IV. The Judgment Below Should Be Re-
versed And The Case Remanded To
The Court Of Appeals.
As set forth in Arguments II and III, removal of state
criminal prosecutions based on Section 245(b) is ap-
propriate, contrary to the conclusion of the court below.
Therefore, upon a petition alleging factual circum-
stances covered by Section 245(b), an evidentiary hearing
is required in Federal District Court to determine;~as a
matter of fact, whether the conduct which is the subject of
the state criminal prosecution is protected under Section
.245(b). Rachel, 384 U.S. at 805-06. If so, the state criminal
prosecution must be dismissed; if not, the case must be
remanded to the state court for trial. Id. As stated by
Judge Tuttle for the Fifth Circuit in another case, this fac-
tual determination turns on
“what the movant was actually doing with:
respect to the exercise of his statutory federally
protected right, as determined in a hearing for re-
mand,... and not the characterization given to
the conduct in question by a state prosecutor.”
Walker v. Georgia, 417 F.2d 1, 5 (Sth Cir. 1969)
(emphasis ih original).
As set forth in the Statement of the Case, Facts, supra,
what petitidners were actually duing here was exercising
—
41
their Section 245(b) rights by attempting to participate
(§ 245(b)(4) ), encouraging others to participate
(§ 245(b)(5) ), and through lawful speech and peaceful
assembly opposing discriminatory denials of the oppor-
tunity to participate (id.) in the specified benefits and ac-
tivities of the statute free of racial discrimination. The
goals of petitioners’ protest activities fit precisely within
the protections of Section 245(b):
“To find ways to get more jobs for black people
[§ 245(b)(2)(C)], to try to get black people on Civil
Service [id.], jobs on the board of education {id.],
to see what could be done for needy families that
should be on Welfare or Social Security
[§ 245(b)(1)(B) and (E), and (2)(B)], housing {id.],
the whole public service that should be rendered
by the city [§ 245(b)(2)(B)].
* ” ”
~ We were just coordinating the activities that the
people of Concerned Citizens of Vicksburg were
concerned about. As I said, they wanted to know
about welfare, they wanted to know about Social
Security. They thought that a lot of people who
were eligible weren’t receiving it. They wanted to
know about housing, and they felt that a lot of
people needed that. So our main involvement was .-
to find ways of channels or avenues that more
people could get these jobs, they could get better
housing, to try and get more people on welfare,
those who were eligible.” App. 49-50 (Ferguson
testimony).
sand
ORES Tit SEES
42 «
“The things that the black people of Vicksburg
are asking for are in conjunction, basically in
_ conjunction with both the city officials and the
merchants; the activities of the merchants in not
allowing more black people to work other than
janitorial positions are uncalled for because
there are sales people and managerial type peo-
ple in Vicksburg who are qualified and able todo
ha good job [§ 245(b)(2)(C)]. Basically, I think it’s
y good business for businessmen to hire black peo-
“ple, In conjunction with the city, there are very
few, two or three [Blacks] at the most, employed
with the city; and yet black people in Vicksburg
compiles more than 46 percent of the population,
and there are no black people other than janitors
working in City Hall. I understand recently they
might have had a clerk that has recently been
hired, but there are no black people/in the Civil
Service force, there aren’t any black peopleon the
housing authority boards, at least there aren’t
any in decision making jobs [§ 245(b)(2)(C)].”
App. 67 (Ferguson testimony).
_ In the face of the overwhelming evidence that
petitioners’ activities and goals came directly within the
protections of § 245(b), and that their protest activities
were peaceful, the District Court held that petitioners’ ac-
tivities were not protected (Petition, App. D, p. 19a). In-
sofar as this holding is based on findings of fact adverse
to petitioners,” we submit that they are plainly in error.
21 Some of the findings of the District Court, however, clearly are
tainted by its erroneous view of the law. First, the District Court goes
beyond merely accepting the state prosecutor's characterization of
petitioners’ conduct (App. 30) by suggesting, sua sponte, that the
petitioners’ conduct fell under state criminal statutes diffgent than
the one charged by the state prosecutor (Pet., App. D, pp. 1 7a-1 8a, 20a).
43
On appeal to the Fifth Circuit, petitioners contended
that the District Court’s adverse findings of fact were
“clearly erroneous.” Rule 52(a), F.R. Civ. P. Although the
Court of Appeals in its opinion may have concluded that
petitioners’ conduct was wholly within the protections of
Section 245(b) — “At the outset, we note that there is no
question of appellants’ right to engage in peaceful
picketing” (488 F.2d at 286) — the court below did not
review the factual issue. The appeals court instead
limited iis decision to the legal conclusion that Section
245(b) as a criminal statute could never support removal.
488 F.2d at 287. In such circumstances, given that fun-
damental rights are at stake, this Court may “make an in-
dependent examination of the whole record” to determine
whether petitioners’ activities were within Section 245( b),
Edwards v. South Carolina, 372 U.S. 229, 235 ( 1963); Cox
v. Louisiana, 379 U.S. 536, 545 (1965); or it may remand
this case to the Court of Appeals to review the factual
issue free of legal error, cf. United States v. Brims, 272
U.S. 549, 553 (1926); Cole v. Ralph, 252 U.S. 286, 289-90
(1920).** Petitionersare confident that such review by this
Court, or by the Court of Appeals, will show that
petitioners’ conduct is protected activity under Section
245(b), and therefore that the remand order of the District
Court should be vacated and the state court charges dis-
missed.
Footnote 21 (Con’t) :
Second, the more narrowly the District Court erroneously construed
the nights protected under § 245(b), the greater the permissible area of
potential criminal conduct. Thus, it is understandable, but not legally
justifiable, how the District Court could proceed on the theory that
protected civil rights protest demonstrations against official discrim-
ination and boycott activity designed to gain equal employment op-
portunities could somehow constitute a “restraint of trade.’
22 This independent review of the facts is particularly appropriate
here where the Court of Appeals has not reviewed the facts. Therefore.
the usual “two court” rule — Keyes v. School District No. 1, 413 U.S.
189, 198, n. 9 (1973) — is not binding on this Court.
Bereereenper ys manensaecne GARSON I
44
CONCLUSION
For the foregoing reasons, and on the basis of the
authorities cited, the Judgment of the Court of Appeals
should be reversed and the case remanded to the Fifth Cir-
cuit either for review of the factual contentions of the par-
ties or to vacate the remand order and dismiss the state
criminal charges.
Respectfully submitted,
FRANK R. PARKER
Lawyers’ Committee for
Civil Rights Under Law
233 North Farish Street
Jackson, Mississippi 39201
J. HAROLD FLANNERY
PAUL R. DIMOND
Lawyers’ Committee for
Civil Rights Under Law
733 Fifteenth Street, N.W.
Suite 520
Washington, D. C. 20005
Attorneys for Petitioners
Of Counsel:
JAMES E. WINFIELD
P. O. Box 1448
Vicksburg, Mississippi 39180
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