Amicus Curiae Brief — Lemon v. Kurtzman
Supreme Court brief1971
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(i)
TABLE OF CONTENTS
Page
INTRODUCTORY STATEMENT .................. l
INTERESTS OF THE AMICI CURIAE AND THEIR
Rs ey 2
m pemermrcation Of the Amici ...........ccccees
B. The Concern of the Amici and Their Position on
I ee x a wg ue Blac e & 6
THE BASIC QUESTION PRESENTED .............. 6
SUMMARY OF ARGUMENT ...................
ISS ee ee 12
I. The Financial Problems of the Nonpublic Schools
I i ae 12
Il. The Pennsylvania Statute Is an Effective Coordina-
tion of Parental and State Rights in the Secular Ed-
EEE AT Ae ee 18
Il. The Pennsylvania Statute Is an Important Enhence-
ment of Academic Freedom ..................... 22
IV. The Pennsylvania Statute Satisfies the Schempp
Test and Is in Accord with Both the Result and Ra-
REE ala Sgr AAS I aA ae 29
YEE gg I 40
TABLE OF CITATIONS
Cases:
Abrams v. United States, 250 U.S. 616, 630 (1919). ...... 23
Board of Education v. Allen, 392 U.S. 236, 247-48,
i a passim
Brown v. Board of Education, 347 U.S. 483, 493,
SDR BS SE ailates eS ae ee 24
Cochran v. Louisiana State Bd. of Education, 281 USS.
ee ees LN sain S64 0a eu Oe es 18
DiCenso v. Robinson, et al., ____ F. Supp. (D.
a ee ea a eee aw duo 84 oe Cees 30
Engel v. Vitale, 370 U.S. 421 (1962)...............-0-. 27
(ii)
Epperson v. State of Arkansas, 393 U.S. 97 (1968)
Everson v. Board of Education, 330 U.S. 1 (1947)
Paee t, Game, BES TAB GP GA osc cere ccesseses
Illinois ex rel. McCollum v. Board of Education, 333 U.S.
EE hee sabia ce Ges edn h Che us eeees
Keyishian v. Board of Regents, 385 U.S. 589, 603,
2, ee err eo re eee 9, 19,
Maryland and Virginia Eldership of the Churches of God
v. Church of God at Sharpsburg, Inc., 396 U.S. 367,
IEEE. Savbedereuecversedeecerervess
Meyer v. State of Nebraska, 262 U.S. 390, 399-400
BEB ee ae eee PS eee
Northern Securities Co. v. United States, 193 U.S. 197,
BPE CEPEE. H ac ee ee cteReeereeecerserecoreense
Pickering v. Board of Education, 391 U.S. 563 (1968)
Pierce v. Society of Sisters and Pierce v. Hill Military
SE Bae ae COO GUPEED tcc tveveniveverdss
Presbyterian Church in the United States v. Mary Elizabeth
Blue Hull Memorial Church, 393 U.S. 440 (1969) ........
Quick Bear v. Leupp, 210 U.S. 50 (1908) ..............
School District of Abington Township, Pennsylvania, et
al. v. Schempp, et al., 374 U.S. 203, 222 (1963) ......
Shelton v. Tucker, 364 U.S. 479 (1960)... ........0045.
Simmons v. United States, 390 U.S. 377, 393-94 (1968)
Slochower v. Board of Higher Education, 350 U.S. 551
Cee =. Fe tee er renee o68 Cs OOF bien ¢ $F ores vives
Sweezy v. New Hampshire, 354 U.S. 234(1957) ..........
Tinker v. Des Moines Ind. Comm. School District, 393
ee ee SS bobs kd be ba VOCS eeeen drt sa¥ieess
United States v. Jackson, 390 U.S. 570, 581-82 (1968) a
United States v. Ohio Oil Co., 234 U.S. 548, 575 (1914)......
United States v. Raines, 362 US. 17 (1960) ............
Walz v. Tax Commission, 397 U.S. 664 (1970) ..........
West Virginia State Bd. of Education v. Barnette, 319
CE. Ge Cite w vecsvcscefescecvsvivsesteens
23, 24
(iii)
11) wnirehill v. Elkins, 389 US. 54 (1967) ..... 20.0000 eee: 24
| wieman v. Updegraff, 344 U.S. 183 (1952)... ..- ++ +++ ee: 24
: Constitutional and Statutory Provisions:
+ | College Housing Amendments of 1955, 12 U.S.C$1749 .... 20
Comm. Non-public School Secular Education Act (Public
4 BEE ccs cievcavvesnctuansecsanesoeres 21
Economic Opportunity Act of 1964, 42 U.S.C. §§ 2701 ff . .
Education Professions Development Act of 1967, 20
4p Tn 8) 0 ee 20
Educational Television Act of 1962, 47 U.S.C. § §390ff ... 20
M Elementary and Secondary Education Act of 1965, 20
“Tl 2: | ae et ee ee 20
8} Federal Property and Administrative Services Act (Sur-
M4 plus Property) of 1949, as amended, P.L. 78-457,
PEE: ccvccuataevesdscereevereevveceu’ 20
§ | Higher Education Act of 1965, 20 U.S.C.§§403 ff. ...... 20
Higher Education Facilities Act of 1963, 20 USC.
Ml So f a rere ri te te. ts 20
28} Library Services and Construction Act Amendments of
1967, 20 U.S.C. §§ 355, 358 ©... 6. eee ee eee eee 20
im 1 Louisiana Secular Educational Services Act, Act 223,
uM Se ee, SED occ cero rereeeeveseeerceveves 21
19 | Manpower Development and Training Act of 1962, 42
Se ENED Oleg ones bse cteteecendewereerers 20
v4 | Michigan Teachers Salary Supplement Act, Mich. Stat. Ann.
. 0 ES re ee ee eS re ee 21
; National Defense Education Act of 1958, 20 U.S.C.
" ie Le ae dugg UCR s eeeere seer re ewe 20
9 National Foundation on the Arts and Humanities Act
of 1965, 20 US.C. § § 784 ff. 2.2... eee ee eee ees 20
38] National School Lunch Act of 1946, 42 U.S.C. § §
38 ES ar ee er a ee eee 20
sim | National Science Foundation Act of 1950, 42 U.S.C.
Pe. Lo asenenedeesaeeetseheseeer eaves 20
24 New York Mandated Services Act, Laws of 1970, ch. 138.... 21
(iv)
Ohio Supplementary Education Services Act (Ohio Rev. Code
DP IES Rinks hs ckeeianssades cc. ss...
Pennsylvania Non-Public Elementary and Secondary School
Act, No. 109, June 19, 1968; 24 P.S. (Purdon), Sec. 5601
sa pleh AE LET EEE CoP eae Passin
R. I. Teachers Salary Supp. Act. (R. I. Gen. Laws Ann.
ety ee ata Pee
Supplementary Education Services Act (Ohio Rev. Code
wiser Mloag COLLET ee ?
United States Constitution:
sophie gen ssyocpeag RP ET COSCO TCR ne passin
Fourteenth Amendment ......................__ Passim
Miscellaneous:
Brief of the Solicitor General in Quick Bear vy. Leupp
Mein ie SE Te RTT ERE TON ee ie a 28, 9
Catalog of Federal Domestic Assistance (OEO, Jan. 1969)....
Catholic Education Today: An Overview, Office of Pub-
lic Information, NCEA og ba SE i ae 16
The Catholic Schools in Action (conducted by the Univer-
enhusdasenaerive rine ee eae §
The Education of Catholic Americans (conducted by the |
National Statistical Research Center of the University
OF haved vaicveiceiescsiess...... §
: Estimates of School Statistics 1969-70, NCEA ( ied a's 16
; Estimates of School Statistics 1969-70, copyright 1969
by the National Education GUNS Gk Sok kbs oc, 16
ce Se aed
, a
IN THE SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1970
OSSim
y) No. 89
% ALTON J. LEMON, et al.,
Appellants,
sim V.
sim DAVID H. KURTZMAN, as Superintendent of Public
Instruction of the Commonwealth of
Pennsylvania, et al.,
Appellees.
29
. BRIEF FOR
THE NATIONAL CATHOLIC EDUCATIONAL ASSOCIATION,
I6 THE NATIONAL ASSOCIATION OF EPISCOPAL SCHOOLS,
THE NATIONAL UNION OF CHRISTIAN SCHOOLS, THE
j NATIONAL CONFERENCE OF YESHIVA PRINCIPALS, AND
THE LUTHERAN EDUCATION ASSOCIATION, AMICI CURIAE
INTRODUCTORY STATEMENT
The relevant facts, the statute involved, the applicable
16 provisions of the First and Fourteenth Amendments, the
questions presented on the appeal and the opinion of the
court below are all set out in the respective briefs and
appendices filed by the opposing parties.' These amici
accept them for purposes of their own brief. Appellants
and appellees have given their written consents to the sub-
mission of this amici curiae brief.
'The opinion of the three-judge court is officially reported in 310
F.Supp. 35 (E.D. Pa., 1969).
i ad ee ta a RT eae FORA eR LIES RAMS CLL PRY II EMER EMER H AMM LOC AING LPR RE
»
-
INTERESTS OF THE AMICL CURIAE AND
THEIR POSITION ON THE ISSUES i |
A. Identification of the Amici. The five amici curiae jp)
whose behalf this brief is submitted are nonprofit educy |’
tional associations. They represent some 6,000,000 children
enrolled in more than 14,000 schools which are served by |
nearly 250,000 teachers and staff. All five associations an fa
dedicated to fostering and protecting the principles and ideak
ot American education, improving the quality of that educa |”
tion and preserving its accessibility to and influence on th Li
youth of the Nation, ta
rhe National Catholic Educational Association (NCEA) is —
a voluntary organization founded in 1904. It is the Oldest )
’ and largest’ professional organization of Catholic educators
j in the United States. NCEA) serves 5,500,000 students”
; 206,000 educators and over 14,000 institutions, at all level |
; and in all areas of Catholic education. NCEA is governed
4 by a Board of Directors, six of the members of which ar
4 elected by a Body of Delegates, composed of 15 represents
4 tives of each of the six existing departments of NCEA. The
4 Delegates also elect the officers of the Organization, Nine
members of the Board of Directors are elected by the two
4 present divisions of NCEA, that of Higher Education ani
' that of Fundamental Education.
a
|
—
The National Association of Episcopal Schools is a non }
profit organization chartered in the State of New York
Membership in the Association is voluntary. Member schook
ure Episcopal schools owned or Operated by, or under the
jurisdiction of, a cathedral, dioceses, religious community or |
other recognized Episcopal organizations. Associate meny }
bership may be granted to schools which are not chur
related but sympathetic to the aims and purposes of the
Association.
The National Union of Christian Schools (NUCS) is a nop-
profit educational association chartered in Michigan. It has |
been in existence for more than half a century. Almos |
3
- 300 schools located in 26 states, as well as in Canada and
- Mexico, are affiliated with NUCS. Forty-two of the schools
are high schools, Over 60,000 pupils attend schools affili-
ated with NUCS, and the total number of teachers and
administrators on the staffs of these schools exceeds 2,700.
Schools affiliated with NUCS are owned by associations
of parents. They are operated on the principle that the
parents have a primary responsibility for the education of
their children.
The National Conference of Yeshiva Principals is the only
national professionai organization of principals of Yeshiva
Hebrew day schools in the United States. The Conference
is made up of the principals of 405 schools in 165 com-
munities located in 30 states. These schools have an enroll-
ment of some 80,000 students. The Conference is governed
by a Board of Directors consisting of 18 members who
are elected biannually at the national convention of the
Conference.
The Lutheran Education Association (LEA), a voluntary
organization, was founded 27 years ago to support Christian
education and to serve the Christian educator. LEA is the
only professional organization for educators in the Lutheran
elementary and secondary schools. LEA serves 174,931
students, 1,271 institutions, and 7,704 educators in 43
states. The active membership of LEA numbers 2,714 and
is composed of ministers of education, pastors and laymen.
The Association is governed by nine board members, seven
of these are elected by the total membership and two are
on the board as representatives of specialized departments
directors of Christian education and principals of Lutheran
elementary schools.
B. The Concern of the Amici and Their Position on the
Issues Raised. The amici are aware that it is their associa-
tion with their respective religious organizations which lies
at the heart of appellants’ challenge to the eligibility of
nearly 550,000 school children attending nonpublic schools
in Pennsylvania to benefit from the program enacted by the
8 MEER EE SRSA ILS ONG FS LT GL YT BARE AOI Fe: EE
Best ae atin it canes
4
State of Pennsylvania for the common welfare of the entin |
State by purchasing limited secular educational services per
formed in such schools, as provided for in the Pennsy}
vania Non-Public Elementary and Secondary School Act of
1968.2
The schools which these Pennsylvania school Children
attend are of the type represented by the amici. Appellant
would have the Court accept the false notion that such
schools are merely a type of Sunday School, primarily
teaching religion, or at best, are mere catechetical instru.
ments of various religious denominations with their secular
education functions serving as a thin disguise for missionary
Or apostolic purposes. It is the interest of these amici firy
to defend themselves and the students who attend thei:
schools against this erroneous constitutional caricature.
Secondly, and of equal imperativeness, they wish to
report to the Court the national concern, experienced not
only in Pennsylvania but throughout a majority of the
States, over the continuing curtailment in the secular educa:
tional services offered by nonpublic schools due to the
declining financial circumstances in which a great many of
the nonpublic elementary and secondary schools now find
themselves. This decline, in turn, is caused by the rapidly
rising costs of education and the inability of such schook
to obtain exclusively from private sources the amount of
Operating funds required if they are to continue to sere
the public as an essential part of the American com §
munity of schools.
In pursuing these Objectives the amici see no need to
belabor two fundamental and extremely relevant proposi-
tions of ultimate fact made by the appellees in this case
and previously accepted and applied by the Court, most
recently in Board of Education y. Allen, 392 U.S. 236
(1968). These are: (1) that religious-related schools of the
type for whom these amici speak “play a significant and
valuable role in raising national levels of knowledge, compe-
7Act of June 19, 1968, No. 109; 24 P.S. (Purdon), Sec. 5601, ¢
seq.
re Eile il FOL When 6, ea
— ef ef. oe ok ak oe oe ee | | ee ee oe ae
~~ oo.
weewaeazars Besa “2s ws @ Be cl:
5
tence and experience’’; and (2) that such “schools are per-
| forming, in addition to their sectarian function, the task of
’ gcular education.” 392 U'S., at 247.3
It is to the relief of the pressing problem of preserving
"the quality secular educational services the private schools
- carry on that the legislatures of a number of States, includ-
ing Pennsylvania, have recently addressed themselves. Vari-
ous statutory programs have been proposed, and some
enacted, for the purpose of assisting nonpublic secular edu-
cation, including the nonpublic secular education offered at
the religious-related school.4 These programs are aimed at
preserving and improving secular education, not at aiding
churches or establishing religions. This case involves the
constitutionality of one such program, that adopted by
Pennsylvania. There, limited assistance to nonpublic secular
education is provided through agreements for the purchase
of secular educational services entered into between the
schools and the State.
1 Ete iA I ER Hee eb. cali“
Recent reliable studies, The Catholic Schools in Action (con-
ducted by the University of Notre Dame) and The Education of
Catholic Americans (conducted by the National Statistical Research
Center of the University of Chicago), fairly report the grade or qual-
ity of the “secular education” provided by nonpublic religious schools
“to their students.” 392 U.S. at 247. For example, these studies
show that over 80% of the students in Catholic elementary and
secondary schools achieved “scores at or above the national norms.”
Moreover, both studies also concluded that the education offered at
such schools also compiled impressive records in educating their
students in other crucial areas, such as citizenship, moral and spiritual
values, family relationships, parental involvement and_post-school
activities and achievements. There is every reason to believe that
similar impressive secular educational achievements also obtain for the
nonpublic schools affiliated with other religious denominations. In all
respects, then, it would appear that the performance of the religious-
telated nonpublic schools justifies the observations of Mr. Justice
White, speaking for the Court in the Allen case, concerning the qual-
ity of the secular education offered and received in such schools.
392 ULS., at 247-48.
See note 15 infra.
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BSA se NAIL, i Vest Wide tela eRe AT aims SU KS jen.
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It is the position of these amici that: (1) the financiy
problems of the nonpublic school are public Problem;
about which the Pennsylvania legislature, and those in Other
States, are legitimately concerned; (2) the Pennsylvanis |
statute represents an effective and constitutional coor.
nation of parental and State rights; (3) the Statutory
program of limited state assistance to secular education
services performed by the private schools is an enhance.
ment of academic freedom which comports fully with oy
constitutional and academic traditions; and (4) the Purpose
and primary effect of the Act are the assisting of seculy
activities, not religious activities; and the Act does not
involve any “excessive governmental entanglement” in rej.
gion or religious activities.
THE BASIC QUESTION PRESENTED
The appellants attempt to present a number of questions
for the Court to decide in this case. Some of these issue
relate to the standing to sue on the part of several of the
appellants. Another question deals with whether the court
below properly dismissed the complaint for failure to state
a claim upon which relief could be granted. On the sub.
stantive side, appellants would have the Court determine
questions of equal protection and free exercise, as well a
resolve the establishment issue. It is solely the last issue
which appears to these amici to be determinative, at least
so far as their own precise interests as private educators ar
concerned.$
However, the amici are aware that an Equal Protection
Clause issue has been raised in this case. As educators,
5 Moreover, the other issues, both jurisdictional and substantive, ar
adequately treated in the briefs filed by the appellees. These amici
concur in their exposition by the appellees.
; 7
cial | gmici are convinced that enforced segregation is an aca-
ms demic evil. Amici neither encourage nor tolerate such seg-
her é regation in their member schools. Any school that is de
na | jure segregated should be ineligible for government funds.
| Schools that are de facto segregated should, as a condition
| of eligibility for governmental assistance, make good faith
Ml} efforts to remedy the situation and, where their own finan-
} cial resources do not suffice, should receive governmental
ur assistance for this purpose.
o As these amici see it, the basic issue which the Court is
. asked to decide on the merits is whether the Pennsylvania
“ statute which authorizes the State to purchase certain
limited secular educational services performed in Pennsyl-
vania’s nonpublic schools—schools which comply with the
state compulsory attendance law—violates the Establishment
of Religion Clause of the First Amendment, as made
applicable to the States through the Fourteenth Amendment
n§ to the Constitution of the United States. For the reasons
“sf they now state, the amici believe that that question should
f be answered in the negative and that the decision of
tf the court below on this issue should be affirmed.
SUMMARY OF ARGUMENT
I.
The continuing and intensifying financial crisis which
now afflicts private education in this Country raises serious
doubts as to whether the nonpublic schools can continue
doing their ‘acceptable job of providing secular education
to their students.”” 392 U.S., at 247. Left unattended, the
financial predicament of the nonpublic schools will generate
a public educational crisis. If Pennsylvania does not provide
some financial assistance to help keep nonpublic schools
functioning at quality secular levels, Pennsylvania will have
'o provide—at enormously greater cost—public schools for
most of the children now in church-related schools.
REL LOTTA SELES BILE RTI AND TRIER Al . si
SOE Or a PPO Ee
oi alc AR RO ST ai Ns li hte is au
SEL Aa SE RRO a
eae Tae
po a
More, however, than money is at issue. If Pennsylvani,
does not channel its educational benefits through public |
and nonpublic institutions in a time of rapidly increasing |
costs, Pennsylvania will not reap the benefits of a Pluralistic
educational structure in a pluralistic society.
The expanding dimensions of the serious financial CTisis
which confronts the private, religious-related schools are
attributable to causes that are not difficult to identify
Moreover, the inflationary rise in the costs of education
have special manifestations in the private school sector,
especially in respect to the religious-related private schools,
Together, these causes have produced a significant decline }
in the number of religious-related private schools, especially
on the elementary school level.
The administrators of the nonpublic schools, supported
by a strong, continuous demand throughout the Country
for the preservation of these schools, have employed many
measures in an effort to deal with their burgeoning budgets
Despite these efforts, the financial crisis of the nonpublic
schools, and especially that of the religious-related school,
continues unabated. It is that pressing public problem at
which the Pennsylvania Act is directed. The justifiable
concern of the public’s legislative representatives in amelio-
rating the public dimensions of the problem is not Open
to argument.
Il,
The Pennsylvania statute is in obvious harmony with the
basic propositions of constitutional law which this Court
has established in the field of child education. The Act
effectively coordinates parental and State rights in the
secular education of school children. State standards of
secular academic exposure and achievement are set: State
funds are provided to meet part of the cost of secular
education; and parents are free to select either public schools
Or private schools for the education of their children.
anig
'
itt a
9
The appellants, and their supporting amici, urge the
destruction of this coordination of parental and State rights
by asking the Court to hold that the exercise of a parent’s
constitutional right to send his child to a secularly qualified
teligious-related school forfeits another constitutional right
he possesses, i.e., participation in general benefits of a secu-
lar character which the State has decided to accord its
- citizens. Such a doctrine of forfeiture is without foundation
in our constitutional and academic traditions.
These amici do not argue that Pennsylvania, or any other
State, is under a constitutional obligation to enact a statute
of the type before the Court. They argue only that Pennsyl-
vania has the right to do so in order to achieve its goals of
high quality secular education for all school children and
in order to achieve more effective coordination of parental
and state rights in the secular education of school children.
Since World War II, with the tremendous demand for
equalization and improvement of secular educational oppor-
tunities, the Federal and many State governments have
embarked upon a policy of providing secular educational
assistance for all children in secularly qualified schools.
There is nothing in American constitutional law that requires
States to channel all their educational programs through
public schools. Both States and parents are entitled to
something better than an “all or nothing” choice.
Moreover, the Pennsylvania program lends strong support
to one of the most fundamental values in American consti-
tutional law: the free exchange of ideas in the marketplace,
and especially in the academic marketplace. “The vigilant
protection of constitutional freedoms is nowhere more vital
than in the community of American schools.” Shelton v.
Tucker, 364 U.S., at 487. “The classroom is peculiarly the
‘marketplace of ideas’.”’ Keyishian v. Board of Regents, 385
US., at 603.
RELEASE SY EEE IMO BLT RRS ENTRANT A :
ea i FOE Oe ee ee
AER e PRE Gd bi
pe age
De Rane ee
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ee ee
._ -
This Court long ago recognized the critical role that the |
nonpublic schools of America play in the preservation and
development of academic freedom. When, in 1925, Oregon
would have destroyed the nonpublic school system in that }
State, this Court unanimously affirmed the importance of
educational diversity in this country. There can be no tny
freedom where there is no real diversity.
Without nonpublic schools, and without quality secula
education in those schools, the Nation would be enormously
poorer in its educational resources and therefore in the
dynamism of its marketplace of truth. Public schools make
an enormous and indispensable contribution to the Nation,
but in recent years it has become apparent that many public
public school systems suffer seriously from political pres-
sures and bureaucracy. Moreover, the Constitution IMposes
a severe limitation upon the capacity of the public schook
to deal with the central religious values of human life.
Nonpublic schools, with their greater Capacity for inno
vation and experimentation, and with their freedom to
explore the intellectual and moral dimensions of religion,
provide an indispensable supplement to public institutions
Together with public institutions, they form the “American
community of schools.” By providing carefully limited
assistance to preserve and improve secular education in
nonpublic schools, the Pennsylvania statute has not only
avoided any establishment of religion; it has actually en-
hanced academic freedom in America.
IV.
The appellants and their supporting amici read this Court's
decision in Walz vy. Tax Commission, 397 U.S. 664 (1970),
to have displaced the secular purpose and primary effect test
which this Court first enunciated in Abington School District
v. Schempp, 374 U.S. 203, 222 (1963), and first applied in
Board of Education v. Allen, supra. To the contrary, careful
analysis of the majority opinion in Walz establishes that:
'
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2
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11
(1) the Court in Walz did not displace the Schempp test as
a primary guide for determining the boundary between
permissible government involvement with secular activities
and impermissible government involvement with religious
activities; (2) the purpose and effect analysis was applied
- and found to have been satisfied in Walz; (3) this Court’s
decision in Board of Education v, Allen, supra, was expressly
approved by the majority in Walz; (4) the majority in Walz
found that houses of religious worship are the legitimate
beneficiaries of an affirmative policy of the State that con-
siders them ‘‘as beneficial and stabilizing influences in
- community life,” despite the fact that it was not the secular
activities of religious organizations which furnished the
justification for the tax exemption at issue; and (5) language
in Walz, in which the appellants and their supporting amici
purport to take comfort, clearly referred to hypothetical
government subsidies to religious activities—not to secular
activities of the type for the assistance of which the Pennsyl-
vania statute now before this Court was enacted.
In the view of these amici, what the Walz case did was to
combine two doctrines that the Court had clearly enunciated
in the past: the “secular purpose and primary effect” test
of Schempp and the no excessive involvement guide. How-
ever awkward its application in the tax exemption area, the
Schempp test clearly remains the formula for determining
the constitutionality of a statute, such as Pennsylvania’s,
enacted in order to assist or improve secular education.
That test thus remains as the primary guide or mechanism
with the assistance of which the Court must traverse the
“tight rope” of which the majority spoke in Walz, 397
US., at 672.
Analysis of the Pennsylvania statute shows no support
for appellants’ contention that the implementing adminis-
trative provisions of the Pennsylvania Act, under which the
State supervises the use of its appropriated funds, constitute
a excessive governmental “involvement” or “entanglement”
with religion. A host of Federal and State programs, includ-
st Mg aban On Aol Ab His SR Saas
i
ing the New York textbook program which was upheld by |
this Court in Board of Education v. Allen, establishes tha
normal administrative prudence in Overseeing a State program
which involves expenditures of public funds does not cop.
stitute excessive State involvement with religious activities
As to the danger of “divisiveness” or “fragmentation” to
which appellants and their supporting amici point with
alarm, there are two answers. First, for a number of years
there have been in existence many Federal and State pro
grams which have provided financial aid to the secular
activities of religious institutions without generating the
religious divisiveness about which our adversaries purport
to be upset. Secondly, if the future does witness an increay
in the amount or intensity of requests for financial assistance
to the schools of various religious sects, the Pennsylvania
legislature will be there to deal with such pressures, should
they arise. Moreover, three years of operation under the
Pennsylvania statute have not witnessed any emergence of
the “fragmentation” and “divisiveness” which the appellants
fear. Should such disturbing tendencies manifest themselves
in the future, they ‘“‘can be dealt with ‘while this Cour
sits.’” 397 U.S., at 678.
ARGUMENT
I
THE FINANCIAL PROBLEMS OF THE NONPUBLIC
SCHOOLS ARE PUBLIC PROBLEMS
The continuing and intensifying financial crisis which
now afflicts private education in this Country raises serious
doubt as to whether those schools can continue to properly
perform their “task of secular education.” 392 U.S., at
247. That crisis weighs especially heavily on the religious
related, nonpublic school. These schools, for the most part,
educate the children not of the affluent, but of the lower
and middle income classes of parents. The tuition which
such schools can charge has a definite and restricted maxi-
OR: hai
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13
—s
mum level regulated by the modest financial means of
lat the parents from whom such schools draw the great bulk
of their students. As their financial predicament worsens,
these schools will be required to curtail, and in some cases,
to terminate, their secular educational operations, or else
secure some form of public financial assistance if they are
to continue doing their “acceptable job of providing secular
education to their students.” /bid. (Emphasis supplied.)
er? 8
What is constitutionally important about the financial
problems of the parochial schools is that these problems,
left unattended, generate a public educational crisis. Penn-
sylvania, it is true, has no stake in the churches that
sponsor these schools, but Pennsylvania has an enormous
stake in the children that attend them and the parents who
freely choose the schools for their children’s education.
Pennsylvania cannot compel anyone to go to church, but
it can and does compel attendance at secularly qualified
schools.
aia oe oe te i we oe | Oe lg
If Pennsylvania does not provide some financial assistance
to help keep nonpublic schools functioning at quality
secular levels, Pennsylvania will have to provide—at enor-
mously greater cost—public schools for most of the children
now in church-related schools. By itself, of course, saving
money is not a complete constitutional justification for
anything. But it must be remembered that for over a
hundred years many parents and churches in Pennsylvania
have been saving the State money, by providing the secular
education of a large percentage of the school children
without any tax cost. These parents and churches never
were, and are not now, under any legal obligation to con-
tinue this saving to the State. As the parents and churches
find it more and more difficult to continue their public
contributions at the former level, the State must think seri-
ously about how to provide financially for the educational
obligation it has always had but only now is being called
upon to meet. The financial problems of the nonpublic
schools are financial problems for the States, because the
AFP LOR EE TIE TEAS ERIE ME LEE I EIGER BREA NY Ee Be EROS
14
nonpublic schools have been doing a job that the Sta
must do if the nonpublic schools stop doing it. The Penns
vania Act is that state’s recognition of, and response to,
own State problem.
More, however, than money is at issue. If Pennsylva
does not channel its educational benefits through b
public and nonpublic institutions in a time of rapi
increasing costs, Pennsylvania will not reap the benefits
a pluralistic educational structure in a pluralistic socie
This Court has said that Parents have the right to choos
competent nonpublic school for the education of th
children, and that States have the right to enact compt
sory education laws with reasonable standards of academ
exposure and achievement. If both parents and States ha
these rights, then the States must also have the right |
choose a pluralistic structure for their secular education
programs. Again, the statute represents a practical dete
mination by Pennsylvania for the preservation of th
cherished pluralism which furnishes one of the great bi
warks of America’s unique democracy.
The expanding dimensions of the serious financial cris
which confronts the private religious-related schools ar
attributable to causes that are not difficult to identify. Pr
mary in its impact, of course, is the precipitous in flationan
rise, especially over the last ten years, in the operating cost
necessarily incurred in producing the high quality of secula
education, both public and private, which American parent:
demand for their children. However, this inflationary spira
has special manifestations and is accentuated by uniquely
contributing factors in the private school sector, especially
in respect to the religious-related private schools.® In that
©Nationally, 12% of all American school children attend nonpublic
schools. Approximately 90% of these children attend schools affiliated
with religious organizations. In the State of Pennsylvania 20% of the
school children attend nonpublic schools. In the Pittsburgh metro-
politan area 29% of the school children attend nonpublic schools. In
the Philadelphia metropolitan area 34% attend nonpublic schools. For
further statistics see Brief for Appellee Schools, pp. 11 and $-13.
15
States area, teachers’ salaries and related administrative costs
ennsy doubled in the ten-year period from 1958 to 1968. Since
to, its; 1968 they have continued to climb at an even higher rate
of acceleration. Such increases have had a special impact
on the budgets of private schools where, on the average,
Wye 10% of the school budget is consumed by operating costs.
call Many of the religious-related schools, especially the great
‘fits of | majority of Catholic elementary and secondary schools,
ociety, | have had their budgetary problems compounded by another,
loose; | quite singular phenomenon in recent years. During the
their same period when teachers’ salaries were rising and classes
were being decreased in size in order to provide better edu-
ompul- ; _
ademic | cation, the ratio of religious volunteers to lay teachers
shave | experienced a rapid and severe change. Ten years ago
ght to three-fourths (3/4) of the teachers in the Catholic school
tion | systems of the Country were religious personnel and only
deter. one-fourth (1/4) were laymen. Last year, however, approx-
f the | imately 45% of those teachers were lay persons. Unofficial
it bul | Statistics, not yet finally confirmed, indicate that in the
school year of 1970-71 just about 50% of the teachers in
the Catholic elementary and secondary schools will be lay
teachers. Most religious volunteers receive only minimal
financial compensation, whereas lay teachers must be paid
a salary sufficient for them to support their families and
themselves.? It is true that these lay teachers, on the aver-
age, are receiving compensation for their services which is
somewhat below their public school counterparts. Never-
theless, religious-related schools are under a moral obliga-
tion to pay their teachers and administrative staff what
basic social justice commands. ‘As a consequence, a nearly
100% increase in the number of lay teachers in the Catholic
elementary and secondary schools of the Country during
the last ten years has placed a tremendous strain on the
ability of such schools to continue to provide the secular
"Surely, the decline in the number of persons willing to work for
practically nothing is not an exclusively religious phenomenon in
America; nor is it a constitutional bar to the States’ Starting to pay
for what they were always obligated.
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16
education which, for so long, they have offered to a Signifi.
cant portion of America’s youth. 4
In the light of these Statistics, it is not surprising that the
total number of religious-related private schools and th |
number of students attending them, especially on the eke.
mentary school level, have declined significantly in each of
the last five years.8 Moreover, when private school enroll
ment decreases, there is usually a corresponding Pro tanto
increase, or nearly so, in public school attendance, along
with an increase in public school expenditures required tc
accommodate the influx of new students into already finap.
cially overburdened public school systems. In New York
for example, from 1965 to 1970 Catholic school enrollmen:
decreased by a total of 90,726 pupils, of which more than
a third (32,202) occurred in the 1969-70 school year, Aj
present, New York annually expends $1,134 per pupil ir
educating its children in the schools of the State. The
profound financial impact of any substantial transfer oj
pupils formerly attending Catholic schools upon the New
York public school system, especially in its large urba
areas which already labor under a heavy financial and edv-
cational load, is obvious.9
Yet, administrators of the nonpublic schools, supported
by a strong, continuous demand throughout the County
for the preservation of these schools, have not given up the
struggle in the face of the growing financial crisis which ha
been visited upon their schools. They have employed many
measures in an effort to deal with their burgeoning budgets
8For instance, in 1965 there were 10,879 Catholic elementan
schools in the United States, at which 4,492,107 pupils were in
attendance. In 1969 the number of elementary schools was 10,338
and 3,902,487 pupils attended those schools. Catholic Education
Today: An Overview, Office of Public Information, NCEA (1969).
Estimates of School Statistics 1969-70, NCEA (1970); Estimates
of School Statistics 1969-70, copyrighted 1969 by the National Edu
cation Association. The increase attributable to the enrollment in
New York public schools in 1969-70 of students who formerly
attended Catholic schools has been estimated to be over one hundred
million dollars ($100,000,000) for the 1969-70 school year. Ibid.
auntie wines
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17
: They have raised tuition to the limits of the parents’ ability
to pay, an ability that has definite marked limitations,
which, in the majority of cases, have now been reached.
They have consolidated and eliminated grades. They have
reduced non-essential activities to a minimum. They have
solicited the private sector for contributions. They have
sought, and in some instances have received, some assist-
ance under Federal and State aid programs. Finally, and
most unfortunately, in some cases, and with increasing fre-
quency, nonpublic schools have been closed.
Very few nonpublic schools have been able to maintain a
balance between tuition income and the rising costs of edu-
cation. Religious-related nonpublic schools almost without
exception receive financial support in very large measure
from the church congregations. In some cases tuition
charges represent only a nominal portion of the entire costs
of school operations. Unfortunately, the ability of the rep-
resentative churches to continue to finance schools solely
on the basis of tuition and contributions is now subject to
serious challenge. It is clear that the parents of students
who attend such schools are already overburdened with
tuition and other obligations. Many cannot afford even the
level of tuition that is now charged, much less being able
to meet the tuition that would have to be charged if the
schools were to be placed on a “tuition equals expenses”
basis.
This, then, is the pressing public problem at which the
Pennsylvania Act is directed. Its dimensions are large; and
the justifiable concern of the public’s legislative representa-
tives in ameliorating it is not open to argument. Amici
next show in the remaining portions of their brief that the
means chosen by the legislature to solve this public problem
coordinate the rights of parents and State, enhance aca-
demic freedom, and are in accord with the prior controlling
decisions of this Court in the field of State and Church
constitutional law.
.
_ PE OROE TROL ASRS AAMT LY MERITS eS 8 ERED IA LAO RNIN LEE OLS RIE IR” IBS RE TRG EIS, PRAT
Se en a a a Be datas aa Se
18
ll
THE PENNSYLVANIA STATUTE IS AN EFFECTIVE
COORDINATION OF PARENTAL AND STATE RIGHTS
IN THE SECULAR EDUCATION OF CHILDREN.
Numerous decisions of this Court have established three :
basic propositions of constitutional law:
(1) States have the right to enact compulsory education
laws that set reasonable standards for the secular education
of all children of school age; !0
(2) States have the right to spend public funds for the
secular education of all school children;!! and
(3) Parents have the right to select private nonsectarian
or religiously affiliated schools that meet the secular stand.
ards of the compulsory education laws, !2
The Pennsylvania statute now before this Court is obvi-
ously in harmony with these three basic Propositions. The
Statute effectively coordinates parental and State: rights in
the secular education of school children. State standards of
secular academic €xposure and achievement are set; State
funds are provided to meet part of the cost of secular educa
tion; and parents are left free to select either public schools
or private schools for the education of their children.
Appellants would destroy this coordination of Parental
and State rights by having the Court hold that the exercise
of one constitutional right (sending a child to a secularly
qualified parochial school) forfeits another constitutional
"Meyer v. State of Nebraska, 262 U.S. 390 (1923): Epperson vy.
State of Arkansas, 393 US. 97 (1968); Tinker v. Des Moines Ind.
Comm. School District, 393 U.S. 503 (1969).
"Cochran v. Louisiana State Bd. of Education, 281 U.S. 370
(1930); Everson v. Board of Education, 330 U.S. | (1947); Board of
Education v. Allen, 392 U.S. 236 (1968)
'? Pierce v. Society of Sisters and Pierce v. Hill Military Academy,
268 U.S. 510 (1925).
poss Tika B = fi
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19
right (participation in general benefits of a secular character
that the State has decided to accord its citizens). Such a
doctrine of forfeiture, however, is without foundation in
our constitutional and academic traditions. Indeed, in
recent years, this Court has made it quite clear that the
States and the Federal Government cannot condition the
exercise Of one constitutional right upon the surrender of
another. !?
Appellants, of course, contend that a constitutional right
to do something is not a constitutional right to do it at
public expense. This argument misses the point. First of
all, although one is free to worship or not as he judges right
in his own conscience, one is not free to send or not send
his child to school. The State has the right to compel school
attendance, and therefore the State has the right to facilitate
school attendance. Since the State cannot mandate attend-
ance for all children at public schools, the State must have
the right to facilitate attendance by children, for secular
educational purposes, at both public and nonpublic schools.
Secondly, amici are not arguing that the State of Pennsyl-
vania, Or any other State, is under a constitutional obliga-
tion to enact the present statute. Amici are arguing only
that the State of Pennsylvania has the right to do so in order
to achieve its goals of high-quality secular education for all
school children and in order to achieve a more effective
coordination of parental and State rights in the secular
education of school children.
The Pennsylvania statute is typical of a trend that has
developed at both the Federal and State level since World
See, for example, Simmons v. United States, 390 U.S. 377,
393-94 (1968) and United States vy. Jackson, 390 U.S. 570, 581-82
(1968). See also Keyishian v. Board of Regents, 385 U.S. 589, 605-6
(1967) for a definitive exposition of the doctrine that eligibility for
participation in governmental “privileges” cannot be conditioned upon
the surrender of constitutional rights.
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20
War II and especially during the last decade.
The Federai
Government has enacted a number of statutes Providing
assistance for secular education in both public and nonpublic
nts have followed suits |
schools,'* and many State governme
'*Among the most important Federal
assistance at the elementary and secondary level are the following:
National School Lunch Act of 1946, 42
Property and Administrative Services Act
as amended, P.L. 78-457, P.L. 81-152; National Defense Education
Act of 1958, 20 U.S.C. §§ 15 ff.; Manpower Development an¢
Training Act of 1962, 42 U.S.C. §§ 257]
Act of 1962, 47 U.S.C. §§ 390 ff.;
cation Act of 1965, 20 U.S.C. §§ 236 ff.
On the collegiate and university level,
evinced the same legislative judgment that secular educational assist.
and nonpublic institutions.
ance should be provided to both public
The following statutes are particularly noteworthy: National Science
Foundation Act of 1950, 42 U.S.C. §§
Amendments of 1955, 12 U.S.C. § 1749;
Act of 1963, 20 U.S.C. §§ 701 ff.; Higher
U.S.C. §§ 403 ff.; National Foundation o
Economic Opportunity Act of
1964, 42 U.S.C. §§ 2701 ff.; and the Elementary and Secondary Ei.
programs providing seculx
U.S.C. §§ 1651 ff.; Federal
(Surplus Property) of 1949,
ff.; Educational Television
Congress has repeatedly
1861 ff.; College Housing
Higher Education Facilities
Education Act of 1965, 2
n the Arts and Humanities
Act of 1965, 20 U.S.C. §§ 784 ff.; Education Professions
Develop-
a b
ment Act of 1967, 20 U.S.C. §§ 1091 ff.; Library Services and Con-
struction Amendments of 1967, 20 U.S.C. §§ 355, 358.
For a comprehensive list of Federal educational programs currently
in force, see the index in Catalog of Federal Domestic Assistance
(OEO; Jan. 1969) s.v. “Education” and “Educational .. .”
'STwenty-three States currently provide transportation services for
children attending secularly qualified nonpublic schools: California,
Connecticut, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maine,
Maryland, Massachusetts, Michigan, Minnesota, New Hampshire, New
Hampshire, New Jersey, New Mexico, New York, North Dakota,
Ohio, Oregon, Pennsylvania, Rhode Island, and West Virginia. Other
areas in which the States have extended assistance to both public and
nonpublic schools include health services (e.g., Connecticut, New
Hampshire, New York and Pennsylvania), textbooks (Connecticut,
Indiana, Louisiana, Michigan, Mississippi, New Mexico, New York,
Ohio, and Rhode Island), and driver education (Connecticut, Ohio,
and Pennsylvania).
Far more important, however, than statutes dealing with transpor-
tation, textbooks, health services, and driver education are the State
. . _ Se eae ea ee Re oes
SR ERIE NN MRE Bam rNR eR A erate
PRINS A”
a
21
| This trend represents a definite evolution in American
educational policy. Prior to the Civil War, there were no
public schools to speak of and such public assistance as was
given to education was channeled through private organi-
zations. With the rise of the public school movement after
the Civil War, valid economic, administrative and other
policy considerations led most States to channel educational
benefits only through public schools (although tax exemp-
tions and certain public services were maintained for non-
public schools). Now, in the modern period, with the
tremendous demand for equalization and improvement of
secular educational opportunities, the Federal and many
State governments have embarked upon a policy of providing
secular educational assistance for all children in secularly
qualified schools.
Appellants seek to prevent this legislative choice of
educational policy on strictly religious grounds. In the
process they destroy parental and State rights that do not
depend upon religion for their existence.
en dtc Rio ag
programs that, like Pennsylvania’s in the instant case, demonstrate the
gravity of the State legislative judgments that assistance to secular
education in nonpublic as well as public schools is both necessary
and desirable. Pennsylvania enacted its statute in 1968. In 1969,
Connecticut and Rhode Island enacted, respectively, the Non-Public
School Secular Education Act (Public Act 791) and the Teachers
Salary Supplement Act (R.I. Gen. Laws Ann. § 15-51-3). In the same
year, Ohio enacted the Supplementary Education Services Act (Ohio
Rev. Code § 3317.06(H). In 1970, three more States with large
numbers of children in nonpublic schools passed basic assistance legis-
lation: Louisiana, Michigan and New York (Louisiana Secular Educa-
tional Services Act, Act 223, 1970 Rev. Stat.: Michigan Teachers
Salary Supplement Act, Mich. Stat. Ann. § 15.1919; and New York
Mandated Services Act, Laws of 1970, ch. 138).
The trend is clear: the State legislatures know that a public educa-
tional problem exists and that something must be done about it. To
see in this mass of legislative activity, as some of the appellants and
other amici do, nothing more than a thinly veiled attempt to estab-
lish religion (Roman Catholic or otherwise) is, to say the least, politi-
cally and educationally myopic.
L
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22
There is nothing in American constitutional law that
requires States to channel all their educational programs
through public schools. Both States and parents are entitled
to something better than an “all or nothing” choice. What-
ever restrictions the No Establishment and Free Exercise
Clauses impose on State action in the educational area, they
do not canonize the public school as the only constitutional
instrumentality of secular education.
States are free to make public schools available to all
those who desire a public school type of education. The
States are also free to devise alternative and limited forms
of secular educational assistance for those who find the
public school system too narrow or too broad, too orthodox
or unorthodox a structure and atmosphere for the kind of
upbringing they have chosen for their children. In devising
these alternatives to the public school system, States must,
of course, comply with the Fourteenth Amendment and
other relevant sections of the Federal Constitution. That
such compliance is possible has already been demonstrated
by the decisions of this Court in Everson v. Board of Educa-
tion, supra, and Board of Education y. Allen, supra. That
such compliance is also present in the Pennsylvania statute
now before this Court will be evident from an analysis of it
in the light of Abington School District vy. Schempp, 374
U.S. 203 (1963) and Walz v. Tax Commission, 397 U.S. 664
(1970), infra, pp. 29-39.
THE PENNSYLVANIA STATUTE IS AN IMPORTANT
ENHANCEMENT OF ACADEMIC FREEDOM
Before proceeding, however, to the Schempp and Walz
analysis, amici wish to emphasize another important, but
perhaps less immediately apparent, facet of the Pennsylvania
statute. In addition to coordinating the rights of parents
and of the States, the Pennsylvania program lends strong
support to one of the most fundamental values in American
constitutional law: the free exchange of ideas in the market-
place, and especially in the academic marketplace.
NOTE LI NG PALA ROAM LT IIT OIL EINE IES ON EATEN IONE EOS IBS Bie
, 23
Mr. Justice Holmes first judicially formulated this trans-
cendent value in his famous dissent in Abrams v, United
| States:
| But when men have realized that time has upset
. many fighting faiths, they may come to believe even
more than they believe the very foundations of theii
own conduct that the ultimate good desired is beter
reached by free trade in ideas—that the best test of
truth is the power of the thought to get itself
accepted in the competition of the market, and that
truth is the only ground upon which their wishes
safely can be carried out. That at any rate is the
theory of our Constitution. '®
During the fifty years since Holmes penned his memorable
dissent, this Court has fully adopted the marketplace prin-
ciple and has made it the basis of scores of landmark cases
dealing with freedom of thought and of speech, freedom of
association, and freedom of religion. In no area, however,
has the Court been more insistent on the application of this
principle than in the area of academic freedom. As the
Court said quite recently in Keyishian v. Board of Regents:
Our Nation is deeply committed to safeguarding
academic freedom, which is of transcendent value
to all of us and not merely to the teachers concerned.
That freedom is therefore a special concern of the
First Amendment, which does not tolerate laws that
cast a pall of orthodoxy over the classroom. “The
vigilant protection of constitutional freedoms is no-
where more vital than in the community of American
schools.” Shelton v. Tucker, 364 U.S., at 487. The
classroom is peculiarly the “marketplace of ideas.’
In recent years this Court has relied increasingly upon the
First Amendment as the guarantee of academic freedom. It
is worth noting, however, that even before the First Amend-
ment was applied to the States through the Fourteenth, this
'©250 U.S. 616, 630 (1919).
71385 U.S., at 603.
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24
Court declared that the Fourteenth, of and by itself, pro.
tected academic freedom. As Mr. Justice McReynolds ey.
plained for the Court in one of the first cases applying the
Fourteenth Amendment to educational legislation, the word
“liberty” in the Due Process Clause includes a wide rang
of freedoms, including the right to teach and learn.'® “Tp,
American people,” he said, “have always regarded education
and acquisition of knowledge as matters of supreme impor.
tance which should be diligently promoted.”'® The same
fundamental Proposition has been emphasized repeatedly
by this Court in First and Fourteenth Amendment Cases
in the last two decades. 2°
It is settled, then, that the free exchange of ideas js
essential to the vitality of the Nation, and that academic
freedom is essential to the free exchange of ideas. On the
strength of these propositions, this Court has defended ac.
demic freedom “in the community of American schools,”
both in the colleges and universities?! and in high schools
and grammar schools.??_ It does not matter whether these
institutions be public or private: teachers and administrators,
parents and students enjoy that freedom to learn and to
teach without which America cannot survive as a free nation,
'8Meyer v. Nebraska, 262 US. 390, 399-400 (1923).
"ld. at 400.
?°See, for example, Brown v. Board of Education, 347 U.S. 483,
493 (1954); Board of Education vy. Allen, 392 U.S. 236, 247-48
(1968).
21 Wieman vy. Updegraff, 344 U.S. 183 (1952); Slochower v. Board
of Higher Education, 350 U.S. 551 (1956); Sweezy v. New Hamp-
Shire, 354 U.S. 234 ( 1957); Keyishian vy. Board of Regents, 385 US.
589 (1967); Whitehill v. Elkins, 389 U.S. 54 (1967).
?2 Meyer v. Nebraska, 262 U.S. 390 (1923); West Virginia State Bd
of Education vy. Barnette, 319 U.S. 624 (1943); Shelton v. Tucker,
364 U.S. 479 (1960); Pickering v. Board of Education, 391 U.S. 563
(1968); Epperson vy. Arkansas, 393 U.S. 97 (1968); Tinker v. Des
Moines Ind. Comm. School Dist., 393 U.S. 503 (1969).
eros ASIN LI COTS LI PTI NES BF
“ PR
25
Moreover, this Court has long since recognized that the
nonpublic schools of America play a critical role in the
preservation and development of academic freedom. There
can be no true freedom where there is no real diversity. In
1925, confronted with a statute that, in the name of pro-
moting American unity, would have destroyed the nonpublic
schools, this Court said:
The fundamental theory of liberty upon which all
governments in this Union repose excludes any
general power of the state to standardize its chil-
dren by forcing them to accept instruction from
public teachers only. The child is not the mere
creature of the state; those who nurture him and
direct his destiny have the right, coupled with the
high duty, to recognize and prepare him for addi-
tional obligations.?3
In Board of Education vy, Allen, Mr. Justice White, speak-
ing for the Court, advanced two “corollaries” of the Pierce
decision: the right of the States to regulate secular education
in the nonpublic schools, and the right of the States to
facilitate such education through carefully limited programs
of secular assistance.* It is time now for the Court to
reaffirm unmistakably the harmony of the Pierce-Hill deci-
sion and its corollaries with the highest traditions of
American academic freedom. The Pennsylvania statute, as
an implementation of one of those corollaries, is not only
not an establishment of religion; it is an important enhance-
ment of academic freedom.
Without nonpublic schools, and without quality secular
education in those schools, the Nation would be enormously
poorer in its educational resources and therefore in the
Pierce v. Society of Sisters and Pierce v. Hill Military Academy,
268 U.S. 510, 535 (1925). As many commentators have pointed out,
the reasoning of this decision rests solidly on Fourteenth Amendment
parental and educational rights, not on the free exercise of religion.
24392 U.S., at 246-247.
PLEM OMG ALES LEONE LY PIG PAA tnt aes PELOSI IIE LOLI, SONG Fic
26
dynamism of its marketplace of truth. This is immediately _
apparent at the college and university level: Take away the
great private colleges and universities like Harvard, Columbia,
Notre Dame and Southern Methodist, and you have impov.
erished the Nation. Although perhaps less obvious at the
grammar and high school level, it will not take much reflec.
tion to perceive that a similar impoverishment would Occur
if the nonpublic elementary and secondary schools of the
country were to substantially dwindle in variety and numbe
or to degenerate in the quality of their secular education, |
What is it that has kept American private educational
institutions alive, especially at the elementary and secondary |
level? It is, in part, the conviction that the study of religion
and the formation of religious habits are indispensable parts
of any sound educational process. But it is also, and very
importantly so, the conviction that public schools, precisely
because they are governmental schools, Operate under cer.
tain unavoidable academic liabilities, especially the constant |
pressure of the currently dominant political opinion and the
intrinsic tendency of any political organization towards
; bureaucracy.
oe Sows A.
} The reality of the danger from political pressures needs
: no demonstration to this Court. The increasing frequency
3 with which this Court has been called upon to decide ade
demic freedom cases is well known to all its members. [f
there were no serious and pernicious political pressures, the
decisions from Meyer to Tinker would never have been
rendered, 75
Par ares avd
: The danger from bureaucracy is no less real. Public
schools are governmental schools, and governments are-or
become—bureaucracies. As already noted, States have the |
right to set reasonable secular standards for all schook.—
public and nonpublic; but States have to operate public} 4
schools, and the volume of public school legislation grows
every year. This is an unavoidable price that Americans
OO eee
— eh ee
?5See citations in note 22, supra.
27
‘ willingly pay for the enormous benefits derived from the
_ public schools; but in recent years it has become apparent
that many public school systems suffer in their capacity
for originality, innovation and experimentation. Some prob-
lems drag on for years and years, not only because the .
political will to cure them is lacking, but because there is
not enough academic stamina to survive the red tape.
Nonpublic schools, of course, are no paradise. They too
suffer, all too frequently, from organizational tendencies
to bureaucracy and from conservatism. As a group, however,
al nonpublic schools, precisely because they are less subject to
ry | regulation than their public counterparts, have greater oppor-
m | tunities for experimentation and innovation. That is why
ts; nonpublic schools do not want total governmental assist-
ry | ance; for they are well aware that with more assistance
ly comes more regulation. Partial governmental assistance
-| makes it possible for nonpublic schools to maintain quality
nt secular education without losing their greater capacity for
| change and experimentation.
ds Nonpublic schools also provide a different frame of
intellectual and moral discourse than that permitted in the
js | public schools. As a result of this Court’s decisions in
y | McCollum, Engel and Schempp,”* it is evident that public
«| ‘schools can “teach about” religion, but that they may not
if} make religion an integral part of the school atmosphere and
«| Ofentation. This limitation on the capacity of the public
n | schools to relate to the central values of human life derives
from the First and Fourteenth Amendments, which forbid
the Federal and State governments to espouse any religion
in the public schools.
-Qar ge werirterrts
It is the conviction of many Americans that an educa-
tional system that does not take religion seriously on the
academic level is an educational system that has closed itself,
illinois ex rel. McCollum v. Board of Education, 333 U.S. 203
(1948); Engel vy. Vitale, 370 U.S. 421 (1962); School District y.
Shempp, 374 U.S. 203 (1963).
Se ee
§
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28
at least in substantial measure, to a vital dimension of human
experience and human truth. At the very least, a nation in
which such a system educates most of the youth needs ,
supplementary system to preserve its openness to the total
*
;
3
marketplace of human ideas. Anyone who takes that Mar
ketplace seriously knows that it must not become a govem.
ment store. Pennsylvania’s statute seeks to avoid thy
intellectual dead-end, without embroiling the State in reli
gious affairs or subsidizing religious formation, by a Carefully
designed program of secular assistance for quality secular
education.
There are some, of course, who would deny that church.
related schools provide secular education at all. For them,
secular education is not secular education when religion has
been added. They see religion, especially organized religion,
as an intransigent foe of academic freedom, of the human
search for truth, and of the very concept of a marketplace
of ideas.
Fortunately, this Court has already clearly rejected this
caricature of religion and the church-related school, |p
Board of Education y. Allen, supra, the dual function of
the secularly qualified church-related school was Clearly
perceived and defined.
A school is a school, not a church. A school does not
lose the character of a school by virtue of teaching moral
principles and religious beliefs. Certainly, denominational
schools and particular churches bear relations to one another,
But relationship and substantive identity are very different,
The point was well made over sixty years ago by the then
Solicitor General of the United States, Henry Martyn Hoyt,
in the argument he presented to the Court in Quick Bear ».
Leupp.*’ The Solicitor General said:
The Constitution provides that “Congress shall
make no law respecting an establishment of religion
or prohibiting the free exercise thereof.”’ A religious
27210 US. 50 (1908).
29
establishment, however, is not synonymous with an
establishment of religion. See Bradfield v. Roberts,
175 U.S. 291, upholding an appropriation for a
Roman Catholic hospital. A school, like a hospital,
is neither an establishment of religion nor a religious
establishment, although along with secular education
there might be, as there commonly is, instruction in
morality and religion, just as in a hospital there
would be religious ministrations. 28
Important, however, as nonpublic schools are to academic
freedom and the marketplace of ideas in the United States,
State programs that seek to preserve and improve the quality
of secular education in such schools must satisfy the require-
ments of the Fourteenth Amendment with respect to the
relationships that such programs create between Church and
State. Amici, accordingly, will conclude their argument by
showing that the Pennsylvania program is fully in accord
with Fourteenth Amendment requirements, as elaborated
by this Court in School District v. Schempp and Walz y,
Tax Commission.
IV
THE PENNSYLVANIA STATUTE SATISFIES THE
SCHEMPP TEST AND IS IN ACCORD WITH BOTH
THE RESULT AND RATIONALE IN WALZ.
This case was decided in the court below prior to the
announcement of the decision of this Court in Walz v. Tax
Commission, 397 U.S. 664 (1970), and the Court’s opinion
in Walz thus was not available to the lower court for
guidance in reaching its decision. The appellants now argue
that this Court’s decision in Walz argues against the constitu-
tionality of the Pennsylvania statute challenged in this
litigation.?? Several of the amici supporting the appellants
Brief of the Solicitor General, No. 569, October Term, 1907,
p. 74.
*Brief for Appeilants, pp. 17, 18, 42 and 43.
,
30
make the same contention.” And a three-judge federy
court for the District of Rhode Island. in holding unconsp.
tutional a statute which provided for the payment of stay
funds to teachers of secular subjects in nonpublic clementan
schools, appears to have adopted such a view of the Wal: |
decision. DiCenso v. Robinson, etal, P. Cape
(D. R.1., 1970).3" The contention that the Court's Ae cision
in Walz requires a finding of unconstitutionality in this Cae
is based on the assumption that in Walz this Court displaced
the test it enunciated in Abington School District
Schempp, 374 U.S. 203, 222 (1963), and followed in Board
of Education vy, Allen, supra, ie., “that to withstand the
strictures of the Establishment Clause there must be a Secular
legislative purpose and a primary effect that neither advances
nor inhibits religion.” As put in its strongest terms by one
of the amici curiae supporting the appellant, this argument
is that “the Schempp test has been superseded by Wal:”
this Court in the latter case “having studiously avoided
application of the Schempp test”, and having stated the
second half of that test not in terms of “effect’, but in
terms of “entanglement”.
With all respect to the appellants, Walz holds the very
opposite. It is our contention that: (1) the Court in
Walz did not displace the Schempp test as a primary guide
for determining the boundary between permissible gover:
ment involvement with secular activities and impermissible
government involvement with religious activities; (2) the
purpose and effect test, first enunciated by the Court in the
Schempp case, was found to have been satisfied in Walz.
(3) this Court’s decision in Board of Education y. Allen,
*°Brief of Protestants and Other Americans United for Separatior
of Church and State, Amicus Curiae, p. 18; Brief of the Americar
Association of School Administrators, et al., Amici Curiae, pp. 30-3”.
Brief of American Jewish Committee, er al., Amici Curiae, pp. 21-25
"On June 27, 1970, this Court stayed the Operative effect of the
lower court’s ruling in DiCenso.
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supra, was expressly approved by the majority in Walz:
(4) the majority in Walz found that houses of religious
worship are the legitimate beneficiaries of an affirmative
policy of the State that considers them ‘‘as beneficial and
stabilizing influences in community life’, despite the fact
that it was not the secular activities of religious organiza-
tions which furnished the justification for the tax exemp-
tion at issue; and (5) language in Walz in which the appellants
and their supporting amici purport to take comfort clearly
referred to hypothetical government subsidies to religious
activities-not to secular activities of the type for the
- assistance of which the Pennsylvania statute now before
this Court was enacted. Mr. Chief Justice Burger wrote
for the majority in Walz. Analysis of his opinion confirms
these conclusions concerning its construction and effect.
At the outset, the Chief Justice defines Establishment of
Religion, as understood by the framers of the First Amend-
ment, to connote “sponsorship, financial support and active
involvement of the sovereign in religious activity.”” (Emphasis
supplied.) 397 U.S., at 668. That definition squares with
the decisions which this Court has handed down in the
Church and State field. Thus, for example, prayers in the
public schools have been prohibited because that would be
' sponsoring religious activity. School District of Abington
Township v. Schempp, supra. Direct grants in support of
religious activity likewise would violate the First Amend-
ment. Everson v. Board of Education, 330 U.S., at 16-17:
see also Flast v. Cohen, 392 US. 83, 98, n. 17 (1968).
And state involvement in doctrinal religious disputes would
also be condemned as impermissible involvement of the
sovereign in religious activity. Maryland and Virginia Elder-
ship of the Churches of God v. Church of God at Sharpsburg,
Inc., 396 U.S. 367, 368-370 ( 1970) (Brennan, J. concurring).
In each instance, however, the government action offensive
to the First Amendment is action directed toward or involved
with “religious activity”.
32
After defining the government actions which are embraced
within the prohibitions of the Establishment Clause, the
majority in Walz make clear that the purpose of the Religion
Clauses of the First Amendment was “to state an Objective,
not to write a statute”. 397 U.S., at 668. The majority then
notes that what seemingly might appear to be “considerable
internal inconsistency in the opinions of the Court” in the
Church-State field “derives from what, in retrospect, may
have been too sweeping utterances on aspects of these clay.
ses that seemed clear in relation to the particular cases but
have limited meaning as general principles.”’ Among these, the
Court in Walz specifically singles out the “no aid” dicta
appearing in the majority opinion in Everson.*? 397 Us.
at 670.
At this point, the Chief Justice pauses to approve of the
results reached both in Everson and in Board of Education
v. Allen, supra. As to the bus transportation payments to
parents of children in religious-related schools which wer
upheld in Everson, the Walz opinion acknowledges that such
public programs ‘to pupils who receive religious instruction
‘aid’ that particular religion to maintain schools that plainly
tend to assure future adherents to a particular faith by having
control of their total education at an early age.” “Similarly,”
said the Chief Justice:
“
. making textbooks available to pupils in parochial
schools in common with public schools was surely
an ‘aid’ to the sponsoring churches because it relieved
those churches of an enormous aggregate cost for
those books. Supplying of costly teaching material
was not seen either as manifesting a legislative pur
pose to aid or as having a primary effect of aid
contravening the First Amendment [citing Board of
Education v. Allen].
In reaffirming the results which it had reached in Everson
and in Allen, the majority’s opinion in Walz acknowledges
32330 USS., at 15.
33397 U.S., at 671-72.
33
that there are “risks inherent in programs that bring about
administrative relationships between public education bodies
_ and church-sponsored schools, . . .” Nevertheless, the Court
; has “been able to chart a course that preserved the autonomy
_ and freedom of religious bodies while avoiding any semblance
_ of established religion.” The charting of this course, said
_ the Chief Justice, is a ‘* ‘tight rope’ and one we have success-
fully traversed.”” 397 U.S., at 672.
Up to this juncture, there is nothing in the majority
- opinion in Walz which can be construed as either a modifi-
cation or repudiation of the Schempp test or a disavowal
of the Allen holding in which the Schempp test was expressly
applied for the first time to a governmental program assisting
the secular education activities of a religious-related school
and where the state aid provided was of “an enormous
aggregate cost” and where also were involved administra-
tive procedures established in order to insure that New
York’s textbook program was carried out in accordance with
the statute.
The majority in Walz then concluded that the legislative
“purpose” of the New York property tax exemption con-
stituted “neither the advancement nor the inhibition of
religion; . . .” Specifically, they stated that houses of
worship fell within a broad class of Property owned by
nonprofit, quasi-public corporations and were entitled to
be the beneficiaries of ‘‘an affirmative Policy” of the State
of New York “that considers these groups as beneficial and
stabilizing influences in community life,...” 397 U.S. at
673. If a house of worship, which is concerned primarily, if
not in many cases exclusively, with the conduct of “religious
activities” may be the beneficiary of “‘an affirmative policy”
of the State, a fortiori a religious-related school which
performs secular educational services OF activities can also
qualify for state assistance that runs only to those secular
functions or activities, but not to the religious activities of
¥ Ibid.
34
either the school itself or the religious 8TOUP OF Organization
with which the school is affiliated.
Having found that the New York property tax €XeEmMption
law had its origins in a legislative Purpose that was secular
and not religious, the majority opinion next turns to the
question of the “effect” of the New York statute, a deter
mination in which the Court had to assure itself “that th |
end result—the effect—is not an excessive government
entanglement with religion.” 397 U.S., at 674. These amici
understand the Court’s decision in Walz of this issue Clearly
to have followed the purpose and effect analysis of the
Schempp test.
However, it is true that the Schempp test “‘is not easy to
apply”, as this Court frankly acknowledged in the Allen
case.** This is especially so in the case of tax exemptions
for religious property or activities. In that area, taxation
unavoidably “hurts” and exemption unavoidably “helps”
religion. In such circumstances, where the effects on
religion are immediate, substantial and necessarily either
helpful or hurtful, the guidelines provided by the Schempp
test are obviously more difficult to apply. Nevertheless, ;
majority of the Court in Walz was able to find that the
“effect” of the religious tax exemptions involved did not
constitute government sponsorship of religion within the
prohibitions of the Establishment Clause, since there was
no “excessive government entanglement” or “involvement
of the sovereign in religious activity.” The Walz emphasis on
avoiding such entanglement and involvements was clearly
foreshadowed in this Court’s pronouncements on the con-
stitutional guidelines for judicial settlement of church prop-
erty disputes. See Maryland and Virginia Eldership of the
Churches of God v. Church of God at Sharpsburg, Inc. , 3%
U.S., at 368-70 (Brennan, J. concurring); Presbyterian
Church in the United States v. Mary Elizabeth Blue Hull
Memorial Church, 393 US. 440 (1969), and cases cited
therein.
35392 U.S., at 243.
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In short, what the Walz case did was to combine two
- doctrines that the Court had clearly enunciated in the past:
‘the secular purpose and primary effect test of Schempp,
; and the no excessive involvement guide.
be
°
3
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Whatever the difficulties of applying the Schempp test
to religious tax exemptions, that difficulty is not present
fin the instant case. Indeed, it is reasonable to assume, we
| - believe, that the Schempp test was specially designed to
| = govern situations, such as that now before the Court for
_ review, in which the government asserts a secular justification
: : for affirmative public activities and expenditures affecting
teligious-related institutions, such as schools and hospitals.
As such, the test serves well in drawing a clean line between
forbidden use by government of religious means for secular
ends and permissible use by government of secular means,
to take this case, for the improvement of secular education
of all school children, regardless of the secular or the religio-
secular character of the school they attend. Thus, it is fair
to say that the Schempp test, whose application in the
religious tax exemption area is somewhat awkward, clearly
remains the formula for determining the constitutionality
of a statute, such as Pennsylvania’s, enacted in order to
assist Or improve secular education. In the field of public
_ expenditures, the Schempp test is the primary guide or
' mechanism with the assistance of which the Court has
_ walked, and shall continue to traverse, the “tight rope”
of which the Chief Justice spoke in Walz.
However, the appellants and their supporting amici cite
a language in the Walz opinion which, they claim, bolsters
their contention that the Pennsylvania statute is an “‘exces-
sve” and, therefore, unconstitutional “‘involveraent” with
religion under the Schempp, Walz or any other test of the
reach of the Establishment Clause. The language reads:
“Obviously a direct money subsidy would be a rela-
tionship pregnant with involvement and, as with
most governmental grant programs, could encom-
pass sustained and detailed administrative relation-
36
ships for enforcement of statutory or administrative
Standards, . . .”"%6
The language on which they rely cannot carry the argument |
in whose cause it is offered. The words occur ina pay
graph in which the majority opinion is comparing the grant
of “tax exemptions to churches”, as opposed to taxing
churches or granting subsidies to churches or religious activi
ties.*7 There is no dispute that the government would &
barred by the First Amendment from subsidizing churche
qua churches, for it then would be either sponsoring, sup z
porting, or involved with, “religious activity”. 397 US. x
668. As Mr. Justice Brennan stated it in his concurring |
opinion in Walz: ‘General subsidies of religious activities |
would, of course, constitute impermissible state involvement
with religion.”°® And in his concurring opinion Mr. Justic
Harlan also adverted to the distinction between secular and
religious activities, saying:
“To the extent that religious institutions sponsor
the secular activities that this legislation is designed
to promote, it is consistent with neutrality to gran
them an exemption just as other organizations é-
voting resources to these projects receive exemp
tions.” (Emphasis supplied). °°
Thus, these amici read the Walz decision as (1) preserving
the fundamental distinction between affirmative programs oi §
governmental aid which are directed toward assisting secular
activities and those which aid, or involve the government
with, religious activities, and (2) also preserving the Schemp
~ test as the primary formula or guide for determining on which
side of the constitutional line a particular statute or goven-
mental programs falls. However, the appellants and thei
36397 U.S., at 675.
37Emphasis supplied.
38397 U.S., at 690.
39397 US., at 697.
_— ~~
upporting amici make the further argument that even if its
yurpose and primary effect were to aid secular education,
he Pennsylvania statute still must fail because it requires
excessive” governmental “involvement” or “entanglement”
n religion, arising out of the administrative provisions of the
tatute under which the State government polices or super-
ises the manner in which its appropriated funds are dealt
yith under the purchase of services program.
37
Surely, it is not unusual for the government in sponsoring
rograms in which private organizations, including religious-
slated schools or hospitals, for example, participate, to
wake provision for statutory and administrative standards
nat must be observed for the protection of the state and
s taxpayers. In Board of Education y. Allen, for instance,
re Court was aware that there were implementing proced-
res governing the distribution of state purchased textbooks
) pupils in nonpublic, including religious-related, schools.“®
here was no suggestion in this Court’s opinion in Board of
jucation v. Allen that normal administrative prudence in
erseeing a state program involving expenditure of public
nds results in unconstitutionally involving the State of
ew York with any religious activities of the parochial
hools of the State or of the religious organizations with
ich those schools were affiliated. So, too, here, the State
Pennsylvania cannot be held to have involved itself ex-
sively with any religious activities, either of the nonpublic
hools or of the churches with which they are affiliated.*!
Finally, it is appellants’ concern, and that of their sup-
ting amici, that in the future the Pennsylvania statute
y invite bitter competition on the part of religious sects
secure the type of assistance provided by the statute and
t this in turn will lead to the “fragmentation” of the
92 US., at 244, n.6.
foreover, it should be noted that, apart from Act 109, Pennsylvania
enacted extensive regulations of secular education in its nonpublic
bols. See Brief for Appellee Schools, pp. S. 35-42.
a
38
American body politic which the Religion Clauses of th
First Amendment were designed to prevent. There
two answers to that contention. First, as the appellees hay
pointed out in their brief,4? for many years there has bee
in existence a great number of Federal** and State Prograr
which have provided: financial aid to the secular activitie
of religious institutions, such as schools, hospitals, Orphan
ages, homes for the aged, efc. Yet, there has not Occurre;
in this Nation the religious divisiveness which the appellant
Claim they fear.
Secondly, if the future does Produce an increase in th;
amount or in the intensity of supplications from varioy
religious sects that wish either to expand their presen
schools or to establish new school systems, the Pennsylvania
legislature will be there to deal with such pressures should
they arise. The argument that programs of governmental
assistance clearly within a legislature’s power to approve
must be set aside because the future may witness pressure
from religious groups to expand the scope or increase the
amount of such programs is not one of constitutional law,
whatever its status as in terrorem rhetoric. [A ]larms, how-
ever, are not arguments”, United States vy. Ohio Oil Co., 234
U.S. 548, 575 (1914): and to “‘push propositions to the ex-
tremes to which they .. . [might theoretically] lead is often
an unsafe guide” in constitutional adjudication. Northem
Securities Co. v. United States, 193 US. 197, 397 (1904):
United States y. Raines, 362 US. 17, 21 (1960). Despite
the passage of the Pennsylvania statute, the citizens and tax-
payers of the Commonwealth, through their elected repre-
sentatives, retain the power and the means to deal effectively
with any abuses in the form of Over-reaching on the part of
non-public schools which might occur in the future. More-
over, three years of operation under the statute have not
Brief for Appellee Schools, pp. 47-49.
**Some 84 such programs are listed in Supplement B attached to
the brief filed by the named school appellees in this case. The
Programs enacted since World War II are listed herein at n. 15, supra.
- sivene
39
: witnessed any emergence of the “fragmentation” and “divi-
ss” about which appellants purport to be alarmed.
Finally, should such disturbing tendencies manifest them-
selves in the future, they ‘“‘can be dealt with ‘while this Court
sits.” 397 US., at 678.
The appellants’ particular concerns on this point, therefore,
are merely that; they do not rise to the level of a constitu-
tional argument sufficient to denigrate the basic, and, we
erent eee
believe, undisputed propositions on which this case should
tum, ie.: (1) that non-public schools, including those af-
filiated with religious institutions, perform very valuable secu-
lar educational services; (2) that it is in the interests of the
citizens and taxpayers of Pennsylvania that these secular
services continue to be furnished by such schools; and (3)
that the statute which the Pennsylvania legislature has
enacted, both in purpose and in primary effect, is aimed at
insuring the continued performance of those secular edu-
cational services without any undue involvement of the State
with religious affairs.
For the reasons stated above, this Court’s opinion in
Walz v. Tax Commission, supra, in no way can be construed
to effect a repudiation of the Schempp test. Rather, it ap-
_ plied that test to the facts before it, reaffirmed Board of
4
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Education v. Allen, and thus preserved both the test and
its application in Allen as the basis for decision in future
cases, including this one. Applied here, amici respectfully
say, it sustains the constitutionality of the Pennsylvania act.
40
CONCLUSION
For the reasons stated in this brief, these amici urge thy
the Court affirm the decision of the court below.
Respectfully submitted,
CHARLES M. WHELAN
Fordham University
140 W. 62nd Street
New York, New York 10029
WILLIAM R. CONSEDINE
1312 Massachusetts Avenue
HARMON BURNS, JR. Washington, D.C. 20005
Of Counsel:
ARTHUR E. SUTHERLAND
Cambridge, Massachusetts
Washington, D.C.
ALFRED L. SCANLAN
SHEA & GARDNER 734 Fifteenth Street, N.W.
Washi L.
Washington, D.C. ashington, D.C. 20005
Attorneys for Amici Curiae
August 14, 1970
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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.