Opposition Brief — Akin v. Ashland Chemical Co.
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Boprema Court, Ua
FIEED
| wpR 1999 |
No. 98-1420 | @FFICE OF THE CLERK |
In The
Supreme Court of the United States
October Term, 1998
2
JAMES E. AKIN, et al.,
\
ASHLAND CHEMICAL COMPANY, et a! |
Resp nd ii |
”
On Petition For Writ Of Certiorari
To The United States Court Of Appeals
For The Tenth Circuit
¥
RESPONDENTS’ BRIEF IN OPPOSITION TO
PETITION FOR WRIT OF CERTIORARI
+ b
Mort (,. We H, Esq. Crype A. M hiM
WetcuH, Jones & Smoitn, P.¢ (Counsel of R
2601 Northwest KELLEY C. ( :
Expressway Crowe & D EVY
601 Oil Center West A Prort COR! :
Oklahoma City, Oklahoma 1800 Mid-America Tower i
73112 20 North Broadway 4
(405) 848-2000 Oklahoma City, Oklahom 5
73102 ;
(405) 235-7700
Counsel For Kespondent
April, 1999
QUESTION PRESENTED
Does the thirty-day time period for removal under 28
U.S.C. § 1446(b) begin to run upon defendant's receipt of
an initial pleading which admittedly gives, at most,
equivocal or ambiguous notice that plaintiff is seeking
relief over which a federal court would have subject
matter jurisdiction, or, as the court of appeals held herein,
only upon receipt of a pleading or other paper which
unambiguously gives notice of the right to remove?
As discussed below, the question presented by peti-
tioners, even as correctly formulated, cannot lead to a
change in result in this case, since the court of appeals
based the same decision on an independent ground ~ that
petitioners waived their objections to removal.
LIST OF PARTIES!
Ashland Chemical Company is a division of Ashland,
Inc. A list of the nonwholly owned subsidiaries of Ash-
land, Inc. is at Resp. App. 176.
Dow Chemical Company does not have a parent
company. A list of its nonwholly owned subsidiaries is at
Resp. App. 179.
McGean-Rohco, Inc. does not have a parent company.
Its nonwholly owned subsidiaries include: McGean-
Rohco Worldwide, Inc., McGean-Rohco Mexico S.A.,
McGean-Rohco Dinesh, Ltd., Alembic Insurance Com-
pany, Inova Plating, Ltd., Folke Stigen Fabricks, Kelly
McGean Investment Pte., Ltd., and McGean-Rohco Chem-
ical Corporation, Ltd.
| Petitioners failed to comply with Supreme Court Rule
14(1)(b), requiring that the names of all parties be listed,
however, a list of Petitioners can be found at Pet. App. A-21 and
the three Respondents are listed here.
lil
TABLE OF CONTENTS
Page
See MEER ED, Os os oak ca éd vows ae cevece. i
NN eso 7s o's Vesela sv cece ave een vee ii
REY OY SORE eso access Chavseisecceaces iii
SE TE, PUREE RPCMRE RES oo oc vac pc cnéccveccaciend Vv
OPINIONS AND ORDERS BY THE DISTRICT
COURTS AND COURTS OF APPEAL............ 1
ope a yy | ae Oe 1
A. Pre-Removal Proceeding In State Court...... 2
SB. ime Removal Proceedings.................... 3
C. Post-Removal Proceedings In Federal District
SECEDE RSS y hid Sex sess vecb bea S ec gees 8
is POMPNOTIOVAL AnrOal, . i... 5... cnc cceccc cscs 10
REASONS WHY THE PETITION FOR A WRIT OF
CERTIORARI SHOULD BE DENIED............. 15
A. Petitioners Waived Any Defect In Removal By
Suing Respondents In Federal Court After
Removal. Consequently, The Question Pre-
sented Is Hypothetical And The Petition
Requests An Advisory Opinion. ............. 16
B. The Issue Presented Requires Evaluation Of
I er a a cic as oy o's o:9.0 19
C. The Issue Presented Does Not Concern A Sig-
nificant Question Of Law.................... 20
D. Murphy Brothers, Inc. v. Michetti Pipe Stringing,
pe” ES ee ie en ee 21
AR SSI er a seep apae ae e 23
TABLE OF CONTENTS - Continued
Page
APPENDIX
Description Page No.
Plaintiffs’ Original Petition.............. Resp. App. 1
Plaintiffs’ Third Amended Original Peti-
COONS histone vise y ako oe poe y Oe LS See Resp. App. 14
INOTIRE OF AMNOVEE ux occess oc ccs 6c cs ede Resp. App. 31
Plaintiffs’ Motion to Remand............ Resp. App. 37
Fifth Circuit Order denying writ of mandamus -
MME SLC Piso e ava ccs Soles cast jane Resp. App. 52
Plaintiffs’ Fourth Amended Original Com-
PME Sides can sdeicecacaveces 4 abe ei Resp. App. 53
Complaint in Intervention .............. Resp. App. 98
Memorandum Opinion granting Motion for Sum-
mary Judgment - filed 12/13/96, Western Dis-
CHURE OF A TRAIOUNE 6 5 se cas ckvus cans Resp. App. 157
Brief of Appellants in Tenth Circuit
| A a CREE Sg Saha NH Resp. App. 163
V
TABLE OF AUTHORITIES
Page
Cases
Akin v. Ashland Chemical Co., 156 F.3d 1030 (10th
Sls. SEPM Mend ba ah ed Semen Cac ee passim
Akin v. Big Three Industries, Inc., 851 F.Supp. 819
EI A, SO dr ae oy A EE Ail Bis
Akin v. Big Three Industries, Inc., No. CIV-94-832-C
(W.D. Okla. Dec. 13, ga SE Tor Ye On Ce NE hapa ae 1
Barbara v. New York Stock Exchange, Inc., 99 F.3d 49
LONE We BPNOD Css sek vant pere tect LITE Pore 14
Bedell v. H.R.C., Ltd., 522 F.Supp. 732 (E.D. Ky.
stn fl ART ECT Tee POOP Ey ire wand mae ORG eeS Ah 12
Bernstein v. Lind-Waldock & Co., 738 F.2d 179 (7th
Bie das BERET REC TER CPOE eee Bs 14
Boyle v. United Technologies Corp., 487 U.S. 500
1 ae Pep ET Fie Serre Ty Po inn ker 5
Brough v. United Steel Workers of America, A.F.L.-
C.1.0., 437 F.2d 748 (1st Cir. 1971)................ 14
Burgio v. McDonnell Douglas, Inc., 747 F.Supp. 865
(NED. Thin SOMO ss Wana eas wea goes 10
Cades v. H&R Block, Inc., 43 F.3d 869 (4th Cir. 1994) ....14
Caterpillar, Inc. v. Lewis, 519 U.S. __, 117 S.Ct. 467,
OO Sea GOP CIID) Ea so oo cs ci ci ba ee 15, 18
Chapman v. Powermatic, Inc., 969 F.2d 160 (Sth Cir.
idaic, SRE CLE CR EP OPTI ete Ee EE 20, 21
Citizens Marine National Bank v. U. S. Department of
Commerce, 854 F.2d 223 7 aRk SOR? SO er re 14
Conway v. California Adult Authority, 396 U.S. 107
of TEPAE ROT OE CPOE ttt rk Ape Rone tae Bans er ar 16
Vi
TABLE OF AUTHORITIES - Continued
Page
Crocker v. Borden, Inc., 852 F.Supp. 1322 (E.D. La.
RPG) bk ke nw cede Mekal Cauwkcned dete tease teow eke 5
DeBry v. Transamerica Corp., 601 F.2d 480 (10th Cir.
EOTD) 0 .ds cWinne kids Bek) Ciao ey Ae ae 13
Duane v. Oklahoma Gas & Electric Co., 833 P.2d 284
(hia: 2992F ie sca eab ke eek ind Cees 10
Estate of Krasnow v. Texaco, Inc., 773 F.Supp. 806
(ED. VR. TT) 6 Aa ete a eee 12
Fain v. Biltmore Securities, Inc., 166 F.R.D. 39 (M.D.
Aig. THRO i 6s ci xke ea REA ee wee 12
Fung v. Abex Corp., 816 F.Supp. 569 (N.D. Cal.
EPUERs ciiuctedeas kee} és euwa catia ead eee é. 5
Guillory v. Ree’s Contract Service, Inc., 872 F.Supp.
S44 (SE) Wei. TIPE Si vice ce bec eee vod thee er cae 4
Herb v. Pitcairn, 324 U.S. 117 (1945)...............5- 16
Hodges v. United States, 368 U.S. 139 (1961).......... 17
Houston Oil Co. v. Goodrich, 245 U.S. 440 (1918) ..... 19
Johnson v. Odeco Oil & Gas Co., 864 F.2d 40 (5th Cir.
NWP) Sood cb ne hak ane cdwieeaeeiees tee es 14
Kidd v. Southwest Airlines Co., 891 F.2d 540 (5th Cir.
EOOOS eS 4 ect ee Ee a ee 14
McKnight v. Illinois Central Railroad, 967 F.Supp.
164 EE) £8. Boe ota sb vekec coco 12
Marker v. Universal Oil Products Co., 250 F.2d 603
C36 Cis, PROS) wae dow ois cele eee eee 10
Vii
TABLE OF AUTHORITIES - Continued
Page
Mater v. Holley, 200 F.2d 123 (oan: Clr. 2969) 353 os ps, 4
Mayberry v. Akron Rubber Machinery Corp., 483
F.Supp. 407 (N.D. Okla. Sp | aS Sipe GASES, cottages 10
Mesa v. California, 489 U.S. 12] hy Roe aN ase 5
Michetti Pipe Stringing, Inc. v. Murphy Brothers,
Inc., 125 F.3d 1396 (11th Cir. 1997), cert. granted,
— US. __, 119 S.Ct. 401, 142 L.Ed2d 326
Leiciies RARERI RI OP Le et oe Pee eos dan Pe 22
Mouton v. Sinclair Oil & Gas Co., 410 F.2d 717 (5th
Mee ee PATE Pe EID RIT 5s oa 4
Pack v. AC&S, Inc., 838 F.Supp. 1099 (D. Md. 1993),
reconsid. denied, 857 F.Supp. 26 (D. Md. ot Rai
Parker v. Main, 804 F.Supp. 284 (M.D. Ala. +’ 4 eee 4
Piccirillo v. State of New York, 400 U.S. 548 CEOP ED cas Be
Quadrini v. Sikorsky Aircraft Division, 425 F.Supp.
lk GS SSE | 6 Ieper tn eS RO gg OE 4, 10
Rogers v. Missouri Pacific Railroad Co., 352 U.S. 500
| ailt Bo PARES BEG CPE RR ee DUO NE Bl ty Dear Hig 19
Smith v. Butler, 366 U.S. HR ASTOR ee hua 17
Stewart & Co. v. Sadrakula, 309 U.S. 94 To, |) eae y
Stokes v. Adair, 265 F.2d 662 (4th Cir. 1959)........... 4
Tolion v. American Biodyne, Inc., 48 F.3d 937 (6th
yeas Rogshg! EGS Ce PEC ee oe ge a Me are 14
Vill
TABLE OF AUTHORITIES —- Continued
Page
Vasina v. Grumman Corp., 644 F.2d 112 (2d Cir.
SOEs ees BAS a Ow ae CE a ee avant 9
Vector Research, Inc. v. Howard & Howard Attorneys
PS, 76 Boe Boe tet GU Se eink kon bros es 14
Voelkel v. General Motors Corp., 846 F.Supp. 1468
(5). A; BISON Sci k es wi eee Cee eee eee et 10
Willingham v. Morgan, 395 U.S. 402 (1969) ............ 5
Winters v. Diamond Shamrock Chemical Corp., 901
F.Supp. 2I9S (G2. TOK. SIGE. os cians dc besa e ee eAas 5
Zacchini v. Scripts-Howard Broadcasting Co., 433
OS. S66 FAST 20: oot bah a ee ee Ce a 16
STATUTES AND OTHER AUTHORITY
U.S. Cet. OF 5 EBB Oh Se cee ta cnt aca wens 3
16 UR GST knw 06 cea se he sae eee o ake hae aes 9
20 Ue BE Ded 8 os eh Fy ek ieee 22
Be LI SOR Cah can cea gee ee Ceres ore bay oul ae ate 3
rs BBE toeae Gh: ae ery One gre ake eee myn iy 6
SD UA Oe AEE ov ek Ch Soak Ue dr kes bee Peel oe & oe
RO WS. eRe iis as ks ves kab ae sae eure 18
20 USS. © BOD ce cveies icin ee eee
Be SR BD haa Se PRE ESLER beaes y fie. Teo
OPINIONS AND ORDERS BY
THE DISTRICT COURTS AND COURTS OF APPEAL
Petitioners identify only the Officially reported opin-
ions of the United States District Court for the Eastern
District of Texas in Akin v. Big Three Industries, Inc., 851
F.Supp. 819 (E.D. Tex. 1994), and of the Tenth Circuit
Court of Appeals in Akin v. Ashland Chemical Co., 156 F.3d
1030 (10th Cir. 1998). The unreported opinion of the
United States District Court for the Western District of
Oklahoma, granting summary judgment for respondents,
is also relevant to a consideration of the petition, as
demonstrated below. See, Akin v. Big Three Industries, Inc.,
No. CIV-94-832-C (W. D. Okla. Dec. 13, 1996), Resp. App.
157-162. Petitioners also unsuccessfully sought a writ of
mandamus from the Fifth Circuit Court of Appeals to
review the order denying their motion to remand which
is reported in Akin v. Big Three Industries, Inc., 851 F.Supp.
819 (E.D. Tex. 1994). See, In re: James E. Akin, No. 94-40589,
(Sth Cir. July 28, 1994), Resp. App. 52.
¢
STATEMENT OF THE CASE
Petitioners omit significant portions of the case
which have a direct bearing upon the Court’s consider-
ation of whether to grant the petition for writ of cer-
tiorari. Consequently, this statement is offered, and
additional portions of the record included in the appen-
dix to this brief.
N
A. Pre-Removal Proceedings In State Court.
On November 13, 1992, 126 Oklahoma residents com-
menced this products liability damage action in a state
court in Beaumont, Texas, against 12 defendants, none of
which remained as parties when the Oklahoma federal
court granted summary judgment for respondents, dis-
missing the claims of petitioners on the merits. Resp.
App. 1-13 and 157, 161-162. By various amended state
court petitions the number of Texas state court plaintiffs,
all Oklahoma residents, increased to 177, with one addi-
tional defendant, United Technologies, Inc. Resp. App.
14-30. In each state court petition plaintiffs allege they
suffered physical and emotional injuries from their expo-
sure to toxic chemicals and metals “while working at
Tinker Air Force Base in Oklahoma City, Oklahoma.”
Resp. App. 22-23. Plaintiffs claim their exposures
occurred while they were working on jet engines manu-
factured by two original defendants, General Electric
Company (GE) and Pratt & Whitney Company, Inc. (and
its successor, United Technologies Corporation). Resp.
App. 22-23. According to the original plaintiffs, dust was
emitted from metal in the jet engines on which plaintiffs
worked with various cleaning chemicals. Resp. App. 23.
These chemicals were allegedly manufactured or sold by
various of the original 12 defendants. Resp. App. rae
While various legal theories are mentioned in the state
court petitions, in essence plaintiffs claimed the original
defendants were liable because they failed to warn of
dangers to the plaintiffs of exposure to the metals in the
jet engines and to chemicals used in the maintenance of
those engines. Resp. App. 23.
B. The Removal Proceedings.
On July 16, 1993, the state court plaintiffs served
responses to interrogatories propounded by GE, in which
each plaintiff stated his or her work duties referred to in
the state court petitions “were performed on base,” i.e.,
Tinker Air Force Base (TAFB). Akin v. Big Three Industries,
Inc., 851 F.Supp. at 821 (Pet. App. A-3). On August 13,
1993, within thirty days of receipt of the interrogatory
answers, GE filed a notice of removal in the United States
District Court for the Eastern District of Texas, Beaumont
Division, in which the other defendants joined. Id.; Resp.
App. 31-36.
,
The first ground for removal was that the plaintiffs’
claims arose under the Constitution and laws of the
United States because the interrogatory answers dis-
closed all plaintiffs were civilian employees of the
Department of Defense and they were asserting injuries
which occurred exclusively within the territorial bound-
aries of TAFB, while in the course of work performed by
the plaintiffs. Resp. App. 33-34. Accordingly, GE asserted
the case came within the court’s “federal enclave” juris-
diction under 28 U.S.C. § 1331, and hence was removable
pursuant to 28 U.S.C. § 1441.!
1 U.S. Const. art. I, § 8 cl. 17 gives Congress the power to
exercise “exclusive Legislation” over land, areas, and places
within the states acquired for federal purposes: “the Congress
shall have Power . . . to exercise exclusive Legislation in all
Cases whatsoever, .. . over all Places purchased by the Consent
of the Legislature of the State in which the Same shall be, for the
Erection of Forts, Magazines, Arsenals, dock-Yards and other
needful Buildings ...” By virtue of this constitutional provision
the federal district courts have original, although not exclusive,
:
The second ground for removal was the existence of a
colorable claim to a federal defense by GE to the claims of
the plaintiffs, based upon the fact that the interrogatory
answers affirmatively disclosed that the plaintiffs were
asserting they were injured while working as civilian
employees of the Air Force in the course of maintenance
of aircraft designed and manufactured by GE pursuant to
contracts between GE and the Secretary of Defense. Resp.
App. 34-35. GE asserted that these contracts included
detailed specifications imposed by the Air Force for the
design, manufacture, and maintenance of jet engines, and
that GE acted under the authority of an officer of the
United States in designing, manufacturing, and establish-
ing maintenance procedures for, the jet engines. Id. On
the basis of this record GE asserted a governmental con-
tractor defense to the claims of the plaintiffs, and a right
to remove the action, without regard to the existence of
an independent federal jurisdictional basis, as a person
subject matter jurisdiction over transitory tort actions which
arise upon or within a federal enclave. Mater v. Holley, 200 F.2d
123, 124-125 (5th Cir. 1952); Stokes v. Adair, 265 F.2d 662, 666-667
(4th Cir. 1959); Akin v. Ashland Chemical Co., 156 F.3d 1030, 1034
(10th Cir. 1998) (Pet. App. A-34-35); Parker v. Main, 804 F.Supp.
284, 286 (M.D. Ala. 1992); and Quadrini v. Sikorsky Aircraft
Division, 425 F.Supp. 81, 85 (D. Conn. 1977). Since the district
court has original federal question jurisdiction of such a case, it
is likewise removable pursuant to 28 U.S.C. § 1441. E.g., Mouton
v. Sinclair Oil & Gas Co., 410 F.2d 717, 718 (5th Cir. 1969); Fung v.
Abex Corp., 816 F.Supp. 569, 571 (N.D. Cal. 1992); and Guillory v.
Ree’s Contract Service, Inc., 872 F.Supp. 344, 345 (S.D. Miss. 1994).
7
b
acting under an officer of the United States within the
federal officer removal statute, 28 U.S.C. § 1442(a)(1). Id.2
The state court plaintiffs timely moved to remand.
Their primary argument was that the removal was
untimely because GE could have determined from the
original state court petition that grounds for removal
existed. Resp. App. 40-42. Secondly, they asserted that th
existence of concurrent jurisdiction of transitory tort
claims arising within a federal enclave precluded
removal. Resp. App. 42-44. Finally, they argued GE failed
to establish a colorable claim to the governmental con-
tractor defense which would support removal under 28
U.S.C. § 1442(a)(1). Resp. App. 45-49.
In Akin v. Big Three Industries, Inc., 851 F.Supp. 819
(E.D. Tex. 1994), (Pet. App. A-1-16) the motion to remand
was denied, and the case transferred, pursuant to 28
* GE's right to remove as a person acting under a federal
officer was based upon the existence of a “colorable defense”
under federal law, a necessary requirement for removal under
§ 1442(a)(1). See Willingham v. Morgan, 395 U.S. 402, 406-407
(1969) and Mesa v. California, 489 U.S. 121, 135-136 (1989). The
“colorable defense” was the governmental contractor immunity
or defense recognized in Boyle v. United Technologies Corp., 487
U.S. 500 (1988). A number of cases have recognized that the
existence of a colorable governmental contractor defense
justifies removal by a federal contractor under § 1442(a)(1). E.g.,
Fung v. Abex Corp., 816 F.Supp. 569, 571-572 (N.D. Cal. 1992);
Pack v. AC&S, Inc., 838 F.Supp. 1099, 1103 (D. Md. 1993),
reconsid. denied, 857 F.Supp. 26 (D. Md. 1994); Winters v. Diamond
Shamrock Chemical Corp., 901 F.Supp. 1195, 1199-1202 (E.D. Tex.
1995); and Crocker v. Borden, Inc., 852 F.Supp. 1322, 1325-1327
(E.D. La. 1994).
6
U.S.C. § 1404(a), to the United States District Court for
the Western District of Oklahoma.*
The court initially found a “compelling argument” to
exist for the application of principles of federal enclave
jurisdiction where injuries to federal employees are
alleged to have occurred on a federal military base while
the employees were performing maintenance on military
jet engines. 851 F.Supp. at 822 (Pet. App. A-4-5). Plain-
tiffs’ argument concerning the existence of concurrent
jurisdiction in the Texas state court for claims arising on a
federal enclave was rejected as “irrelevant” to the issue of
whether a federal question justifying removal was pre-
sented, since the concurrency of federal and state juris-
diction is the precise factor that makes the state court
case removable. Id., at fn. 1. (Pet. App. A-5 n. 1).
The court next found the case removable under
§ 1442(a)(1), after analysis of the elements of the federal
governmental contractor defense. 851 F.Supp. at 823-824
(Pet. App. A-5-9).
’ As Judge Cobb noted in granting the motion to transfer:
It is a rare case that more aptly illustrates the policies
driving § 1404. None of the plaintiffs resides in the
Eastern (or any other) District of Texas. All of the
alleged exposure occurred in Oklahoma City,
Oklahoma. The defendants allegedly delivered their
products to Tinker Air Force Base, located in
Oklahoma City. The plaintiffs are Oklahoma
residents. The only connections to Beaumont are
lawyers representing the parties.
851 F.Supp. at 826 (Pet. App. A-14).
EE UA FP EET OG EL GOI LOT OE IOI COLE OO GOED ELE LO, IDLE AE OP GOLD IE LID OGLE PERE NE PNT I OO LIE EE LE NL OD, PE eA ITN RN hi ND PR PE III Pe OI OLD I ETD PN
Finally, the court held the state court petition did not
state a removable case under the general removal statute
which would trigger the thirty-day time limit in 28 U.S.C.
§ 1446(b), because the allegations were susceptible of two
reasonable interpretations concerning whether the plain-
tiffs were claiming their injuries occurred exclusively
within the territorial limits of TAFB. 851 F.Supp. at 825
(Pet. App. A-11-12). The court concluded that only upon
receipt of plaintiffs’ interrogatory answers were “the
defendants without doubt provided notice that the case
was removable,” and that the interrogatory answers con-
Stitute “other papers” within the scope of § 1446(b). Id.
(Pet. App. A-12-13).
The court also held that the state court petition did
not reveal a case removable under § 1442(a)(1). One of the
essential elements for a colorable governmental contrac-
tor defense, the required “nexus between the acts [GE]
performed at the direction of the Secretary of the Air
Force and the present claim for relief,” 851 F.Supp. at 823
(Pet. App. A-8), was not apparent until GE received the
plaintiffs’ interrogatory answers. Id., at 825, n. 5. (Pet.
App. A-13 n. 5). The court then rejected a claim that
removal had been waived on the basis of the filing of a
motion for summary judgment by one of the original
defendants, Chemical Specialists and Development, Inc.,
because the basis to remove had not been disclosed by
plaintiffs’ interrogatories at the time the motion was filed
in state court, and hence no knowing waiver of the right
to remove could have been made at the time the motion
for summary judgment was filed. Id., (Pet. App. A-13-14).
The original plaintiffs sought a writ of mandamus
from the Fifth Circuit Court of Appeals to obtain review
of the order denying their motion to remand. The writ
was denied in an unpublished order on July 28, 1994.
Resp. App. 52. The original plaintiffs also sought recon-
sideration of the order denying their motion to remand
once the case was transferred to the United States District
Court for the Western District of Oklahoma, but this
motion was also denied on August 12, 1994. (Pet. App.
A-19-20).
C. Post-Removal Proceedings In Federal District
Court.
Then on October 3, 1994, the original plaintiffs filed,
voluntarily and with leave of court, a fourth amended
complaint, adding 85 new defendants, including the
respondents. Resp. App. 53-97. On December 7, 1994, 160
additional Oklahoma residents, who were present or for-
mer employees of the Air Force at TAFB, filed a com-
plaint in intervention which contained the same
allegations which were made in the fourth amended com-
plaint. Resp. App. 98-156.
After dismissals of most defendants pursuant to set-
tlement agreements or otherwise, the claims of the origi-
nal and intervening plaintiffs were eventually limited to
the respondents, none of which had been parties in the
Texas state court. As to respondents, petitioners claimed
that “they have central and peripheral nervous system
and other specified disorders as a result of exposure
through inhalation and dermal absorption of certain sub-
stances contained in products manufactured or supplied
by” respondents for use at TAFB. Resp. App. 157. The
alleged exposures occurred while the plaintiffs were
3
P
employed by the Air Force in aircraft maintenance posi-
tions in Building 3001 at TAFB. Id. Respondents were
alleged to be liable because they “breached their duty to
warn potential users [of their products] of the dangerous
propensities of these chemicals even though the chemi-
cals supplied were not improperly manufactured or con-
taminated.” Akin v. Ashland Chemical Co., 156 F.3d 1030,
1037 (10th Cir. 1998) (Pet. App. A-33).
After discovery, respondents moved for summary
judgment because the undisputed evidence established
that the Air Force, as the employer of petitioners, actually
knew or should have known of the potential hazards to
petitioners of exposure to the products which respon-
dents allegedly supplied to TAFB. Thus, as a matter of
law respondents did not owe petitioners or their
employer any duty to warn of such potential hazards.
Resp. App. 158. On December 13, 1996, the motion for
summary judgment was granted. The court found respon-
dents “have supplied a lengthy, detailed and well-sup-
ported list of undisputed facts which have not been
,
controverted by plaintiffs.” Resp. App. 158. The court
concluded respondents did not have a duty under Okla-
homa law to warn petitioners or their employer, the Air
Force, of dangers about which the Air Force either had
actual knowledge or about which it should have known.
Resp. App. 161.4 The “federalized” Oklahoma law
* Pursuant to 16 U.S.C. § 457 federal law is applicable to
this personal injury action arising on a federal enclave and
incorporates Oklahoma substantive law because the alleged
injuries occurred on a federal enclave surrounded by the state of
Oklahoma. Stewart & Co. v. Sandrakula, 309 U.S. 94, 100 (1940);
Vasina v. Grumman Corp., 644 F.2d 112, 116-117 (2d Cir. 1981);
10
recognizes the so-called “sophisticated or knowledgeable
purchaser” doctrine: a product seller is under no duty to
warn a purchaser of its products or the purchaser’s
employees of potential dangers associated with the use of
or exposure to the product which are actually known to
the purchaser or about which the purchaser should have
knowledge. Duane v. Oklahoma Gas & Electric Co., 833 P.2d
284, 286-287 (Okla. 1992); Marker v. Universal Oil Products
Co., 250 F.2d 603, 606-607 (10th Cir. 1957); and Mayberry v.
Akron Rubber Machinery Corp., 483 F.Supp. 407, 413 (N.D.
Okla. 1979). In granting summary judgment the district
court applied this law. Resp. App. 160-162.
D. Post-Removal Appeal.
Petitioners appealed to the Tenth Circuit Court of
Appeals, contending error in the denial of the motion to
remand filed by the original 126 plaintiffs. Petitioners
also asserted that a genuine issue of material fact existed
concerning the knowledge of the Air Force, as the
employer of petitioners, of the potential dangers of expo-
sure to the products of respondents. Resp. App. 168-170;
Akin v. Ashland Chemical Co., 156 F.3a at 1033 (Pet. App.
A-24). Petitioners sought to have the judgment for
respondents vacated on two grounds: that proceedings in
the district court were a nullity because removal was
improper even though respondents were not sued prior
to removal and many plaintiffs were also not parties to
Burgio v. McDonnell Douglas, Inc., 747 F.Supp. 865, 867 (E.D. N.Y.
1990); Voelkel v. General Motors Corp., 846 F.Supp. 1468, 1473 (D.
Kan. 1994); and Quadrini v. Sikorsky Aircraft Division, 425 F.Supp.
81, 84-88 (D. Conn. 1977).
11
the state court action; and that summary judgment was
inappropriate because of a disputed material fact.
Accordingly, petitioners requested the court of appeals to
remand the case against respondents to a Texas state
court in which respondents had never been sued, and in
which the 160 intervening plaintiffs had never chosen to
sue. See Resp. App. 167.
Noticeably absent from the appeal was any conten-
tion that substantive grounds for removal pursuant to 28
U.S.C. § 1441 or § 1442(a)(1) did not exist. Indeed, at the
heart of the removal argument on appeal was the asser-
tion that “the initial pleading [in state court] . . .
affirmatively revealed on its face grounds for removal
existed under either/both of GE’s asserted grounds for
federal jurisdiction: federal enclave and federal officer.”
Resp. App. 171. According to the petitioners, grounds for
removal were clear: “appellants assert that the Petition
was crystal clear on its removability.” Resp. App. 172.
The court of appeals rejected each ground of error,
and affirmed summary judgment. The court commenced
its discussion with an explicit determination that federal
enclave jurisdiction existed, noting that “[t]here is no
dispute that Tinker Air Force Base at Oklahoma City,
Oklahoma is such a federal enclave.” 156 F.3d at 1034
(Pet. App. A-25). The court then addressed the first
alleged defect in the removal, “that the removal petition
was defective in that all co-defendants did not consent
and join in the removal papers.” Id. Adopting what is the
unanimous view of other courts, the court held that
removal under § 1442(a)(1) does not require consent of
any defendant to removal by a federal officer or a person
acting under a federal officer. 156 F.3d at 1034-1035 (Pet.
12
App. A-26-27). A related argument, that one defendant
could not lawfully consent to removal “because it had
previously filed a motion for summary judgment in state
court, which motion was pending when removal was
granted,” was also rejected. 156 F.3d at 1036 (Pet. App.
A-30-31). The court concluded the moving defendant in
state court, Chemical Specialists, was not precluded from
consenting to removal “because actions in state court by
defendant Chemical Specialists in this case were taken
before it was unequivocally apparent that the case was
removable.” 156 F.3d at 1036 (Pet. App. A-30-31). Thus,
the court adopted the principle “that a defendant who
actively invokes the jurisdiction of the state court and
interposes a defense in that forum is not barred from the
right to remove in the absence of adequate notice of the
right to remove.” Id. (Pet. App. A-31).°
Next, the court addressed the argument that removal
was untimely because the initial pleading provided
defendants with all necessary information to ascertain
_removability. The court agreed with the conclusion of the
district court, in denying the motion to remand, “that the
5 Although the court of appeals did not cite the district
court’s opinion on this issue, the court of appeals agreed with
the reasoning of the district court. See Akin v. Big Three
Industries, Inc., 851 F.Supp. at 825-826 n. 5 (Pet. App. A-19). The
holding of both courts accords with the prevailing authority.
E.g., McKnight v. Illinois Central Railroad, 967 F.Supp. 182, 186
(E.D. La. 1997); Fain v. Biltmore Securities, Inc., 166 F.R.D. 39, 41
(M.D. Ala. 1996); Bedell v. H.R.C., Ltd., 522 F.Supp. 732, 738 (E.D.
Ky. 1981); and Estate of Krasnow v. Texaco, Inc., 773 F.Supp. 806,
809 (E.D. Va. 1991). Of course, whether Chemical Specialists did
or could consent was relevant only to removal under 28 U.S.C.
§ 1441 as § 1442(a)(1) does not require consent of all defendants.
2
*
a
=
13
initial pleading in this case was ambiguous in that it did
not provide unequivocal notice of the right to remove,
and the first clear notice of removability was given in
answer to an interrogatory.” 156 F.3d at 1035 (Pet. App.
A-29). Citing its own precedent, the court concluded that
28 U.S.C. § 1446(b) requires that the basis for remov-
ability “ ‘ought to be unequivocal’ ” and “ ‘should not be
ambiguous.’ ” 156 F.3d at 1035 (Pet. App. A-30), quoting
from DeBry v. Transamerica Corp., 601 F.2d 480, 489-490
(10th Cir. 1979). Thus, the court “requires clear and
unequivocal notice from the pleading itself, or a subse-
quent ‘other paper’ such as an answer to interrogatory.”
156 F.3d at 1036 (Pet. App. A-30).
Necessarily, the conclusion that removal was timely,
based upon GE’s receipt of an interrogatory answer,
resulted in the rejection of the argument of petitioners,
based upon some district court cases “to the effect that
where it is apparent that removal may be justified a duty
is imposed upon movants to investigate potential reasons
for removal.” 156 F.3d at 1035 n. 2 (Pet. App. A-27 n. 2)
(emphasis by the court). “We disagree with cases from
other jurisdictions which impose a duty to investigate
and determine removability where the initial pleading
indicates that the right to remove may exist.” 156 F.3d at
1036 (Pet. App. A-30) (emphasis by the court).
The court concluded its analysis of the removal issue
with a discussion of the effect of the voluntary amend-
ment of the complaint by the original plaintiffs and the
federal court intervenors to add respondents and others
as defendants in federal court after removal. Adopting
the unanimous view of other courts of appeal, the Tenth
Circuit held “that plaintiffs cannot voluntarily invoke,
14
and then disavow, federal jurisdiction.” 156 F.3d at 1036
(Pet. App. A-31). In so holding the court adopted the
reasoning and language of Bernstein v. Lind-Waldock &
Co., 738 F.2d 179 (7th Cir. 1984), in addressing the effect of
a voluntary amendment in federal court by a plaintiff
whose case was involuntarily removed to federal court:
“But once [plaintiff] decided to take advantage of
his involuntary presence in federal court to add a
federal claim to his complaint he was bound to
remain there. Otherwise he would be in a posi-
tion where if he won his case on there [sic] merits
in federal courts he could claim to have raised
the federal question in his amended complaint
voluntarily, and if he lost he could claim to have
raised it involuntarily and to be entitled to start
over in state court. He ‘cannot be permitted to
invoke the jurisdiction of the federal court, and
then disclaim it when he loses.’ ”
156 F.3d at 1037 (Pet. App. A-31-32), quoting from Berns-
tein, 738 F.2d at 185-186.°
© In support of this decision the court also cited Barbara v.
New York Stock Exchange, Inc., 99 F.3d 49, 56 (2d Cir. 1996); Tolton
v. American Biodyne, Inc., 48 F.3d 937, 941 n. 2 (6th Cir. 1995); and
Johnson v. Odeco Oil & Gas Co., 864 F.2d 40, 42 (5th Cir. 1989). In
support of the conclusion it reached, the court of appeals could
have but did not cite the following additional cases: Brough v.
United Steel Workers of America, A.F.L.-C.I.O., 437 F.2d 748,
749-750 (1st Cir. 1971); Cades v. H&R Block, Inc., 43 F.3d 869, 873
(4th Cir. 1994); Citizens Marine National Bank v. U. S. Department
of Commerce, 854 F.2d 223, 226 (7th Cir. 1988); Kidd v. Southwest
Airlines Co., 891 F.2d 540, 546-547 (5th Cir. 1990); and Vector
Research, Inc. v. Howard & Howard Attorneys P.C., 76 F.3d 692, 697
n. 3 (6th Cir. 1996).
Even if petitioners did not waive the alleged defects in the
removal procedure, the admitted and undisputed existence of
PO th Wie thle at OBER
15
Having rejected all arguments to undo the proceed-
ings in federal court against respondents who had never
been sued in state court, the court of appeals finally
addressed the merits of petitioners’ claims. The court
concluded that “[b]ecause of the wealth of research avail-
able, the ability of the Air Force to conduct studies, and
its extremely knowledgeable staff, we find that the Air
Force easily qualifies as a ‘knowledgeable purchaser’ that
should have known the risks involved with low-level
chemical exposure.” 156 F.3d at 1037 (Pet. App. A-35).
Thus, “[e]mployees of the Air Force are also deemed to
possess the necessary level of sophistication, so that
defendants had no duty to warn the Air Force or its
employees of the potential hazards.” Id.
¢
—-
REASONS WHY THE PETITION FOR
A WRIT OF CERTIORARI SHOULD BE DENIED
The only “compelling reason” offered by petitioners
for the Court’s consideration of the petition is couched in
the language of Supreme Court Rule 10(c): the tendered
issue “is an important question of federal law that has not
been, but should be settled by the court.” Pet. at 15. This
federal question jurisdiction for their claim against respondents
at the time judgment was rendered against respondents, would
have precluded petitioners’ attempt “[t]o wipe out the
adjudication post-judgment, and return to state court a case
now satisfying all federal jurisdictional requirements.”
Caterpillar, Inc. v. Lewis, 519 U.S. ome tae Ot. 467, 477, 136
L.Ed.2d 437, 452 (1996). Such an attempt “would impose an
exorbitant cost on our dual court system — a cost incompatible
with the fair and unprotracted administration of justice.” Id.
16
assertion is incorrect and the Court’s discretion should
not be exercised to consider the issue presented in the
petition because the question presented:
(1) is hypothetical and requests an advisory
opinion;
(2) cannot lead to a change in result since the
court of appeals based the same decision on
an independent ground which petitioners
do not challenge;
(3) invites the Court to engage in fact deter-
minations; and,
(4) has not been the subject of conflict in the
circuits and is not sufficiently important for
the Court’s review.
A. Petitioners Waived Any Defect In Removal By
Suing Respondents In Federal Court After
Removal. Consequently, The Question Presented Is
Hypothetical And The Petition Requests An Advi-
sory Opinion.
The first, and the most fundamental, reason the peti-
tion should be denied is that the issue of whether the
time to remove should run whenever the removing defen-
dant can be shown to possess information, not discover-
able from the initial pleading or a subsequent “other
paper,” that a case is removable, is purely hypothetical.
The Court does not, of course, sit to render advisory
opinions upon abstract propositions which will not affect
the outcome in any way. Herb v. Pitcairn, 324 U.S. 117,
125-126 (1945); Zacchini v. Scripts-Howard Broadcasting Co.,
433 U.S. 562, 566 (1977); Conway v. California Adult Author-
ity, 396 U.S. 107, 110 (1969); Hodges v. United States, 368
17
U.S. 139, 140 (1961); Smith v. Butler, 366 U.S. 161 (1961);
Piccirillo v. State of New York, 400 U.S. 548, 549 (1971).
The winding path the case has followed to this Court
was described earlier in detail, primarily to demonstrate
the hypothetical nature of the issue presented by the
petitioners, and the advisory opinion which they are
requesting in their petition. Regardless of the merits of
the petitioners’ argument concerning when the removal
time begins to run, resolution of the issue favorably to
petitioners would not alter the outcome of the case. The
court of appeals held, as has every other circuit to
address the issue, that the voluntary amendment of the
complaint in federal court to add new parties (or claims)
within the court’s original jurisdiction, after an allegedly
untimely removal, precluded the assertion of the untime-
liness of the removal (or the other alleged procedural
defects) once the petitioners failed on the merits of their
claim. (Pet. App. A-31-32). Petitioners have not chal-
lenged that holding, which is thus final and provides an
independently sufficient basis for the Tenth Circuit's
rejection of petitioners’ objections to removal. The propri-
ety of the Tenth Circuit's affirmance of the district court’s
denial of the motion to remand for untimely removal is
thus not challenged under the question presented; peti-
tioners raise only an abstract question, and certiorari
should consequently be denied.
Moreover, the adoption of such an argument on this
record would result in the respondents being sent to a
state court in which they were never sued, to defend a
case they won on the merits in a federal court where they
18
were sued, and to drag along 160 plaintiffs who inter-
vened in the federal court case but never chose to initiate
litigation in state court.
The hypothetical nature of the issue presented is also
apparent from a consideration of an alternative argument
advanced by respondents to support the appellate court’s
conclusion that petitioners waived defects in the removal.
In Caterpillar, Inc. v. Lewis, 519 U.S. __», 117 S.Ct. 467, 136
L.Ed.2d 437 (1996) the Court held that the absence of
complete diversity at the time of removal, to which the
plaintiff timely objected, did not invalidate the subse-
quent federal court judgment for the removing defendant
because complete diversity existed when the judgment
was rendered. The same “considerations of finality, effi-
ciency, and economy,” 117 S.Ct. at 476, that led the Court
to refuse to invalidate the judgment in Caterpillar, despite
Caterpillar’s failure to satisfy the requirement in 28 U.S.C.
§ 1441(a) “that the case be fit for federal adjudication at
the time the removal petition is filed,” 117 S.Ct. at 475,
are of equal application in this case. Federal question
jurisdiction existed when the judgment was rendered for
respondents. Thus, any alleged procedural defects in the
removal procedure, including untimeliness, or even a
lack of jurisdiction at the time of removal (which peti-
tioners do not assert here or before the court of appeals),
should not undo the judgment in a fully adjudicated
case.”
? Petitioners admitted below that federal question
jurisdiction existed when summary judgment was entered.
Resp. App. 171-174.
19
B. The Issue Presented Requires Evaluation Of Factual
Issues.
The second reason the petition should be denied is
that, at best, the question of what knowledge GE pos-
sessed concerning the removability of the case when it
received the initial pleading, excluding the pleading
itself, is inherently a factual issue. The Court has histori-
cally declined to exercise its discretion to consider argu-
ments that turn essentially on factual determinations.
Rogers v. Missouri Pacific Railroad Co., 352 U.S. 500, 537
(1957) (Justice Frankfurter dissenting); Houston Oil Co. v.
Goodrich, 245 U.S. 440 (1918).
The petition discloses the inherently factual nature of
the issue:
From the interrogatories propounded by GE, the
employee affidavit, counsel’s statements at the
hearing and the Third-Party Complaint, it is
clear that GE knew at the time the original peti-
tion was served on it in December, 1992, that the
case was removable under either the federal
enclave or federal agent jurisdiction.
Pet. at 11. Whether “it is clear that GE knew” that the case
was removable is, as this passage implicitly assumes, an
issue of fact, based upon inferences to be drawn from the
interrogatories submitted to the plaintiffs by GE, the affi-
davit of the GE employee submitted in connection with
the notice of removal, the statements of counsel for GE at
the hearing on the motion to remand, and the motivations
for the filing of a third party complaint by GE. Such
complicated questions of fact are not only historically
20
disfavored by this Court, the fact-intensive test peti-
tioners argue for would greatly magnify uncertainty
about when removal time begins to run where there is
now relative certainty based on the express language of
the removal statutes.
C. The Issue Presented Does Not Concern A Signifi-
cant Question Of Law.
Finally, the petition should be denied because the
issue is not sufficiently important for the Court’s discre-
tionary review. Petitioners do not assert a conflict in the
circuits on the issue presented because no court of
appeals has ever adopted their argument. The closest
appellate opinion, on the related and often uncertainly
pled issue of amount in controversy in a diversity case, is
Chapman v. Powermatic, Inc., 969 F.2d 160 (5th Cir. 1992).
There, the court stated:
We have found no circuit court opinions that
address whether a defendant is under a duty to
exercise due diligence in determining the
amount in controversy when the initial pleading
does not reveal such an amount, and the district
court opinions addressing this question are in
disagreement.
Id., at 162.
The Fifth Circuit went on to reject a “due diligence”
standard for determining the amount in controversy:
We . .. conclude that for the purposes of the first
paragraph of § 1446(b) the thirty day time
period in which a defendant must remove a case
starts to run from defendant’s receipt of the
21
initial pleading only when that pleading affir-
matively reveals on its face that the plaintiff is
seeking damages in excess of the minimum
jurisdictional amount of the federal court. We
adopt this rule because we conclude that it pro-
motes certainty and judicial efficiency by not
requiring courts to inquire into what a particu-
lar defendant may or may not subjectively
know. The rule . . . which Chapman proposes
that we adopt, in contrast, would needlessly
inject an uncertainty into a court’s inquiry as to
whether a defendant has timely removed a case,
and as a result would require courts to expend
needlessly their resources trying to determine
what the defendant knew at the time it received
the initial pleading and what the defendant
would have known had it exercised due dili-
gence.
969 F.2d at 163.
The petition for certiorari, by omission, acknowl-
edges that the issue presented has not precipitated any
debate at the appellate level. Moreover, none of the cases
cited in the petition address the issue of whether removal
in the technical federal enclave and federal officer areas
should be triggered by a defendant’s knowledge of its
internal activities.
D. Murphy Brothers, Inc. v. Michetti Pipe Stringing, Inc.
Distinguished.
The petitioners’ attempt to analogize this case to
Murphy Brothers, Inc. v. Michetti Pipe Stringing, Inc., No.
97-1909 (Sup. Ct. Oct. Term 1998) is unavailing. Certiorari
was granted in Murphy Brothers to determine whether the
22
Eleventh Circuit was correct in its adoption of the
“receipt rule” interpretation of the requirement in 28
U.S.C. § 1446(b) that notice of removal be filed “within
thirty days after receipt by the defendant through service
or otherwise of a copy of the initial pleading.” See, e.g.,
Brief of Petitioner at 10-11, in Murphy Brothers, Inc. v.
Michetti Pipe Stringing, Inc., No. 97-1909 (S.Ct. Dec. 22,
1998), 1998 WL 890115 at *6. This issue presumes the
initial pleading discloses a removable case. However, in
this case, petitioners do not rely, in this Court, upon the
allegations of the initial pleading to trigger removal, and
the courts below determined as a fact that the initial
pleading did not state a removable case. The issue in
Murphy Broth. -s is purely one of statutory construction,
whereas in this case the Court is asked to determine
whether various acts of GE establish, as a fact, that GE
possessed knowledge of the removability of the case
when GE was served with process and the state court
petition.
The issue in Murphy Brothers has also received signifi-_
cant attention at the circuit court level, whereas the only
appellate level opinion to consider an issue even
remotely related to the one tendered in this case, rejects
an argument similar to that made by petitioners. Finally,
and most importantly, the issue in Murphy Brothers was
clearly presented to the district court and then to the
court of appeals as a certified interlocutory order pur-
suant to 28 U.S.C. § 1292(b). See Michetti Pipe Stringing,
Inc. v. Murphy Brothers, Inc., 125 F.3d 1396, 1397 (11th Cir.
1997). Here, the court of appeals ruled the removal issue
was waived when the petitioners voluntarily sued
respondents in federal court after the allegedly untimely
23
removal. Consequently, there is only a peripheral sim-
ilarity between Murphy Brothers and this case, and Mur.
phy Brothers adds nothing to the reasoning process as to
whether certiorari should be granted here.
+
CONCLUSION
The petition should be denied because petitioners
waived all asserted errors in the determination of timeli-
ness of the removal when they voluntarily sued the
respondents in federal court after removal, and thereafter
lost the case against respondents on the merits, at a time
when federal jurisdiction admittedly existed. Thus, the
issue tendered in the petition is hypothetical and any
consideration of it would be purely advisory. The petition
should also be denied because the issue it tenders
requires a weighing of evidence concerning the state of
mind of a defendant and is not a significant issue which
warrants the Court’s time and consideration.
Respectfully submitted,
Mort G. WetcH Crype A. MuUCHMORE
Wetcn, Jones & SMITH Ketitey C. CALLAHAN
2601 Northwest Crowe & Dun tevy, A P.C.
Expressway 20 N. Broadway Avenue
601 Oil Center West 1800 Mid-America Tower
Oklahoma City, OK 73112 Oklahoma City, Oklahoma
(405) 848-2000 73102-8273
(405) 848-2029 (Facsimile) (405) 235-7700
Counsel for Respondent (405) 272-5221 (Facsimile)
McGean-Rohco, Inc. Counsel for Respondents
Ashland Chemical Company
and Dow Chemical Company
Resp. App. 1
CAUSE NO.
JAMES E. AKIN, RICHARD G.
ARELLANO, TERRI R.
ARMSTRONG, CHARLES L.
BALDWIN, ANNIE M. BARNES
FREDDIE BEVERS, TERRY D.
BLAIN, MARCIA BRANNOCK,
DELTON E. BROWN, TIMOTHY L.
CARAWAY, ELWOOD CLARK,
THOMAS W. CLARK, RICHARD
COTEY, CONNIE COTTRELL,
RONNIE D. COTTRELL, STEVEN
L. COY, HUGH CROW, VIRGIL
CRUMP, NATHAN D’AMICO,
EDDIE R. DANNA, JR., AUDREY
L. DAVIS, DONNA M. DAVIS,
LOUIS R. DICKINSON, OLLIE
DILLISHAW, JR., DANNY L.
DUNN, JENNY L. DUREN, BILL
R. DURINGTON, STEPHEN RAY
DUTY, LEON EALON, NOLA D.
ELLZEY, DEBRA M. EMERICH,
JANETTE K. FARLEY, PAUL
FIELDS, DAVID R. FREESE,
PATRICIA FROST, JON G.
GABBARD, LINDA D. GATEWOOD,§
CAROLINE L. GENZER, JEFFREY
A. GEORGE, MAX R. GLOVER,
WENDELL P. GOMEZ, JOHN C.
GOULD, PHYLLIS J. GOULD,
REGINA G. GRISSAM, DENORAH
L. HALL, PHYLLIS HALL, JOHN
PETER HANNER, KENNETH 0.
HART, MICHAEL HAWKINS,
EDGAR HOUSTON, VALENCIA
HOWELL, RALPH V. ICE, GARY P. §
MMM UN MM MM) WP) UN UM) ua) LH) Ww MMMM MM UM WM
LT
C
MMM MM MM WM wn
IN THE
DISTRICT
COURT OF
JEFFERSON
COUNTY,
TEXAS
____ JUDICIAL
DISTRICT
Resp. App. 2
IMPSON, ERIC L. JANOUSEK, §
JAMES DALE JONES, DAVID §
KEISER, CURT A. KINDER, BILLY §
B. KING, ALLAN LARSEN, LEORA §
LEWIS, LARRY D. LIDELL, §
ROBERT C. LOVE, WILLIE McNEAL, §
JACK L. MANNING, THOMAS §
MARSHALL, PAUL C. MEHAFFEY, §
RAMONA B. MELLINGER, DAVID §
L. MOORE, MICHAEL D. MOWLES, §
JEFFREY MURRAY, MELVIN E. §
NORTON, ZENEPHOR §
OVERSTREET, JAMES M. OWEN, §
TERRY W. OXLEY, RONALD K. §
PEOPLES, MICHAEL PHILLIPS, §
DARRYL A. PIERCE, MARIE L. 8
PLUMLEE, PHILLIP PLUMLEE, §
RICK REAMES, JACK D. RHODEN, §
OTHA L. RHODEN, WAYNE §
RICHARDSON, GEORGE ROBERTS, §
NORMA ROBERTS, CHARLON 5S. §
ROGERS, SANDRA ROLLAND, §
TERRY ROLLINGS, MARLYS RONE, §
JUDY A. ROWLAND, TONY E. 8
RUBLE, REATHA R. SCHLEGEL, 8
GLORIA SHELTON AS §
REPRESENTATIVE OF THE ESTATE 8
OF WILTON F. SHELTON, §
DECEASED, CHARLIE SHEPPARD, §8
HERMAN D. SIKES, WILLIAM D._ §
SLATTERY, MARK DAVID 8
SPOELSTRA, CLAYTON D. 8
STATSNY, MELISSA C. STATSNY, §
GAYLA S. STATON, VALERIE §
STEVENSON, ELLA S. STIVERS, S
MARTHA J. STOROZYSZYN, RICK 8
L. STUART, MIKE SULLIVAN,
ic
eae ON pea Ng eens rae
Resp. App. 3
ROBERT E. TEMPLIN, EMMETT
THOMAS, JR., TOMMY L. TILLEY,
BENJAMIN TINGLE, MARILYN J.
TRACEY, VERNON L. UNSELL,
RICARDO VALDEZ, LORETTA S.
VERNON, HELEN WALKER, GARY
WATSON, RANDY F. WIENS,
LEONARD WILLIAMS, MORTEN D.
WILLIAMS, PAUL J. WILLIAMS,
GLENDA WRIGHT, HERMAN
DALE WRIGHT, KENNETH L.
WRIGHT, RONNIE WRIGHT,
ALBERTA A. WYATT, JAMES D.
WYATT, AND JOHNNIE R. YORK
VS.
BIG THREE INDUSTRIES, INC.,
CHEMICAL SPECIALISTS &
DEVELOPMENT INC., E. I.
DUPONT de NEMOURS &
COMPANY, INC., GENERAL
ELECTRIC COMPANY, GTE
PRODUCTS CORP., HAYNES
INTERNATIONAL, INC., JESSOP
STEEL COMPANY, J. W. HARRIS
CO., INC., METALLURGICAL
TECHNOLOGIES INC., PRATT &
WHITNEY COMPANY, INC.,
THUNDERBIRD SALES COMPANY,
UNION CARBIDE CHEMICALS &
PLASTICS COMPANY, INC.
DMM LLP LL LP IP LP LN LN LN LN LP INL LN WL UN UN LI LP) IN LI IN UN UN I
PLAINTIFFS’ ORIGINAL PETITION
(Filed Nov. 13, 1992)
TO THE HONORABLE JUDGE OF SAID COURT:
COMES NOW, Plaintiffs, and files this their Original
Petition complaining of the actions of Defendants, and for
Resp. App. 4
cause of action would respectfully show unto the Court
as follows:
I.
Plaintiffs are residents of the State of Oklahoma.
II.
Defendant, Big Three Industries, Inc. is a Delaware
Corporation with its principal place of business in Texas
and may be served by serving its registered agent, Corpo-
rate Service Company, 100 Congress Avenue, Suite 1100,
Austin, Texas, 78701, by certified mail, return receipt
requested.
Defendant, Chemical Specialists & Development Inc.
is a Texas Corporation and may be served by serving its
registered agent, Steven R. Cooke, P. O. Box 687, Conroe,
Texas 77305, by certified mail, return receipt requested.
Defendant, E. I. DuPont de Nemours Company, Inc.
is a Delaware Corporation and may be served by serving
its registered agent, C. T. Corporation System, 350 North
St. Paul Street, Suite 2900, Dallas, Texas 75201, by certi-
fied mail, return receipt requested.
General Electric Company is a New York Corporation
and may be served by serving its registered agent, C. T.
Corporation System, 350 N. St. Paul Street, Suite 2900,
Dallas, Texas 75201, by certified mail, return receipt
requested.
Defendant, GTE Products Corp. is a Massachusetts
Corporation and may be served by serving its registered
Resp. App. 5
agent, C. T. Corporation System, 350 N. St. Paul Street,
Suite 2900, Dallas, Texas 75201, by certified mail, return
receipt requested.
Defendant, Haynes International, Inc. is a Delaware
Corporation and may be served by serving its registered
agent, C. T. Corporation System, 350 N. St. Paul Street,
Suite 2900, Dallas, Texas 75201, by certified mail, return
receipt requested.
Defendant, Jessop Steel Company is a Pennsylvania
Corporation and may be served by serving its registered
agent, Prentice Hall Corporation System, 400 N. St. Paul
Street, Dallas, Texas 75201, by certified mail, return
receipt requested.
Defendant, J. W. Harris Co., Inc is an Ohio Corpora-
tion and may be served by serving its registered agent, C.
T. Corporation System, 350 N. St. Paul Street, Suite 2900,
Dallas, Texas 75201, by certified mail, return receipt
requested.
Defendant, Metallurgical Technologies Inc. is a Texas
Corporation and may be served by serving its registered
agent, James B. Huddleston, 14436 Max Road, Pearland,
Texas 77581, by certified mail, return receipt requested.
Defendant, Pratt & Whitney Company Inc. is a for-
eign corporation doing business in the state of Texas.
Pratt & Whitney Company Inc. has not designated a
registered agent and as such may be served by serving
the Secretary of State by certified mail, return receipt
requested. The Secretary of State will forward the service
to Richard R. Burkhart, 1289 Blue Hills Ave., Bloomfield,
Resp. App. 6
Connecticut 06002, pursuant to Texas Civil Practice and
Remedies Code § 17,044,
Defendant, Thunderbird Sales Company is a foreign
corporation doing business in the State of Texaa, Thune
derbird Sales Company has not designated a registered
agent and as auch may be served by serving the Secretary
of State by certified mail, return receipt requested, The
Secretary of State will forward the service to William FB
Ritehie, PO, Box J0078, Oklahoma City, Oklahoma 79140,
pursuant to Texas Civil Practice and Remedies Code §
17,044,
Defendant, Union Carbide Chemicals & Plastics
Company, Inc, is a New York Corporation and may be
served by serving its registered agent, C. T. Corporation
System, 811 Dallas Avenue, Houston, Texas 77002, by
certified mail, return receipt requested.
Ill.
Venue is proper in Jefferson County, Texas pursuant
to § 15.037 of the Texas Civil Practices & Remedies Code
in that one or more of Defendants are foreign corpora-
tions with an agent or representative in Jefferson County,
Texas,
IV,
Plaintiffs are compelled to bring this action because
of the personal injuries and damages of Plaintiffa herein
tor toxic chemical exposure, Plaintiffa would show that
all Plaintiffs were exposed to hazardous chemicals,
a ee
Resp. App. 7
including, but not limited to cobalt, chrominum, cad>
mium, acetylene, ethanol and heptane while working for
the United States Air Force at Tinker Air Force Base in
Oklahoma City, Oklahoma, Plaintifta would show that
said chemicala were manufactured or provided by one or
more of the named Defendants, Plaintiffe would faethe
show that General Blectric Company and Pratt & Whitney
Company Ine, provided jet engines to Tinker Air Force
Kase which were worked on by the abovesreferenced
Plaintiffs, Bach Plaintiff listed above was exposed to the
dust and fumes of the jet engine and jet engine parts
These Plaintiffs worked on the jet engines by grinding,
reworking, and being generally exposed to the chemicals
produced by the jet engines and jet engine parts. The jet
engines emitted a significant amount of cobalt, chromium
and cadmium during the grinding, reworking and other-
wise modification of the engines, which were some of the
chemicals responsible for these Plaintiffs’ damages. Plain-
tiffs were also exposed to numerous other hazardous
chemicals while working at the air force base.
V.
Plaintiffs would show that each of the above-refer-
enced Plaintiffs have been employed at Tinker Air Force
Base and were exposed to significant amounts of chemi-
cals, Plaintiffs were exposed to the chemicals without any
warning of the true dangerous nature of said chemicals
and their potential for causing adverse health effects
upon humana exposed to them, particularly over a long
period of time, Plaintitfa would ahow that auch chemi
cala, named above, were designed, formulated, manulac
tured and distributed by the aboveenamed Defendants;
Resp. App. 8
and they violated the terms and provisions of Section
402a and 402b of the Restatement of Torts (2nd),
Vi
The Defendants alao breached the expressed and
implied warranties of fitness and merchantability with
reapect to said products in that the products were not fit
for the purpose intended) and in other reapects were such
that the Defendants were liable under principles and
concepts of strict product liability, The atoresaid condi:
tions, detects and breaches of warranty were a proximate
and/or producing cause of the injuries to all Plaintiffs,
Vil.
Plaintiffs would further show that said Defendants
were negligent in the manner in which they designed,
formulated, manufactured and marketed said chemicals
as well as the jet engines manufactured, designed and
formulated by General Electric Company and Pratt &
Whitney Company Inc.; and that they were further negli-
gent in the manner in which they failed to properly test
said chemicals and jet engines before placing them in the
hands of Tinker Air Force Base employees; they were
further negligent in failing to warn and instruct the indi-
viduals working at Tinker Air Force Base, Plaintiffs
herein, of the proper way to cope with said chemicals
and/or the proper way to protect one’s body against said
chemicals and/or the toxicity of said chemicals and/or
meana of preventing health effecta caused by those chem:
ieala and working around the chemicala; how to utilize
prophylactic gear) and how, in other respects, to either
¢
4
A
4
}
‘
hich PER iE AEN ae
Resp. App. 9
eliminate or reduce the hazards from exposure to said
chemicals, That such negligence was a proximate cause of
the exposure in question and the enauing damages.
Vill
By the negligent actions as described in paragraph
VI, these Defendants negligently inflicted mental diatters
on these Plaintiffs, Plaintiffs plead a cause of action for
negligent infliction of mental distress
IX,
Plaintiffs would further show that by reason of the
exposure of the Plaintiffs to such chemicals, they were
caused to suffer and sustain irreversible brain damage,
liver disease, tumors, and other damages to their body
and person.
X.
Plaintiffs would further plead a cause of action for
fear of brain disorders, cancer, and other diseases as a
result of the exposure to the above-referenced chemicals
XI,
Plaintiffs further sue all Defendants for the Phyatcal
pain and suffering that Plaintiffa have suffered aa a feaull
of the injuries they sustained, Additionally, Plainttts suc
for recovery of damages herein for physical pan and
suttering which they will endure for the remainder of
Resp. App. 10
their lives in an amount in excess of the minimum juris-
dictional limits of this Court.
XI,
Plaintiffs would show that they sustained mental
anguish of an almost incaleulable nature including the
obvious mental anguish which necessarily accompanies
any type of brain disorder, and fear of contracting brain
dinordera, cancer and other cdiveases as a result of thei
exposure to the aboverreferenced chemicals, Phaiatitts
alwo ave all Defendanta for the mental anguish they will
suffer for the remainder of their lives th an amount in
excess of the minimum jurisdictional limite of this Court
Accordingly, Plaintiffs will request that the jury consider
a sum of money which will reasonably compensate Plain-
tiffs for their damages resulting from the occurrence in
question as follows:
1) Physical pain which the Plaintiffs have suffered up
until the time of trial;
hm
~—
Mental anguish which the Plaintiffs have suffered up
until the time of trial;
3) Reasonable expenses for necessary medical and hos-
pital care received by Plaintiffs in the past for treat:
ment of theit injuries resulting from the occurrence in
question,
1) Loss of earnifigs whieh Plaintiffa have sustained up
until the Hime of trial
5) Physical typaipment wiieh Plaintiffa have autfered
up vntil the time of trial
6) Distigurement which Plaintifis have suffered up until
the time of trial
EEE
Resp. App. 11
XIII.
The jury will be asked to consider the following
elements of damages which Plaintiffs will sustain in the
future from the time of trial as a result of the incident
made the basis of this lawsuit, subject to Plaintiffs’ proof
by preponderance of the evidence
1) Physical pain and suffering whieh Plaintiffa wilh in
reasonable probability, sutter in the future
{) Mental anguish which Plaintiff Will, In reasonable
probability, auffer in the future
)) Reasonable expenses for necessary medical and hos
pital care whieh will, in reasonable medical proba
bility, be required by Plaintiffs in the future;
4) The loss reduction in earning capacity which Plain-
tiffs will, in reasonable probability, suffer in the
future;
5) The damages which result from the physical impair-
ment which Plaintiffs will continue to suffer in the
future and the inability to perform those tasks and
services which they ordinarily would perform in the
future;
6) The disfigurement whieh Plaintiffs will continue to
suffer in the future
XIV
Therefore, Plaintiffa will prove Upon trial of this
rane, they have sustained damages as a direct and PFONI
mate result of the negligence of Defendants herein and
or the violations of the applicable products liability laws
Resp. App. 12
were a producing and or proximate result of such dam-
ages and request that judgment be entered against all
Defendants in the amount proven at the time of trial.
XV,
Plaintitis would show that Defendants were aware of
the latent defects in their chemicals and jet engines.
Therefore, this conscious decision to permit the chemicals
and jet engines to be used by workers at Tinker Alp Poree
Hane without adequate warnings oF precautions const)
tutes a wanton, willful disregard for the rights of Plaine
tiffy whieh renders Defendants liable to Plaintiff for
exemplary damages, The amount of exemplary damages
is in excess of the minimum jurisdictional limits of this
Court.
XVI.
Plaintiffs further claim prejudgment interest at the
maximum rate allowed by law.
XVII.
Plaintiffs’ damages sought herein exceed the mini-
mum jurisdictional amounts necessary to place jurisdic:
tion on this Honorable Court and all damages sought
againat all Defendants,
WHEREPORE, PREMISES CONSIDERED, Plaintiffs
pray that Defendants be elted to appear and anawer
herein as the law directs, and that upon final hearing,
Plaintiffs have and recover judgment of and from the
Defendant, both jointly and severally, in the sum in
Resp. App. 13
excess of the minimum jurisdictional amounts of this
Court, in addition to costs of court, prejudgment and
post-judgment interest which may be authorized by law,
and the Plaintiffs have such other and further relief, both
general and special, at law and in equity, to which Plain-
tiffs may be justly entitled.
Respectfully submitted,
WELLER, WHEELUS & GREEN
550 Fannin, Suite 500
Beaumont, Texas 77701
(409) 838-0101
(409) 838-6780 (Fax)
BY /s/ Mitchell A. Toups
MITCHELL A. TOUPS
State Bar No. 20151600
B. ADAM TERRELL
State Bar No. 19790900
ATTORNEYS FOR PLAINTIFFS
JURY DEMAND
Plaintiff respectfully requests a trial by jury.
BY /s/ Mitchell A. Toups
MITCHELL A. TOUPS
Resp. App. 14
CAUSE NO. B 144,313
JAMES E. AKIN, RICHARD G.
ARELLANO, CHARLES L.
BALDWIN, ANNIE M. BARNES,
MARCIA BRANNOCK, DELTON
BROWN, GARY BURWELL,
TIMOTHY CARAWAY, THOMAS
W. CLARK, DAVID CLAUSEN,
RICHARD COTEY, CONNIE
COTTRELL, RONNIE D.
COTTRELL, STEVEN L. COY,
HUGH CROW, NATHAN
D’AMICO, EDDIE R. DANNA,
JR., DONNA M. DAVIS,
LEANDRA DEMOSS, ORVILLE
DESHIELDS, LOUIS R.
DICKINSON, OLLIE
DILLISHAW, JR., DANNY
DRISKILL, EDDIE DUCK, JR.,
DANNY DUNN, JENNY L.
DUREN, BILL R. DURINGTON,
DORIS BROWN DURLIN,
STEPHEN RAY DUTY, LEON
EALON, LARRY ELLIOTT,
DEBRA M. EMERICH, JANETTE
K. FARLEY, LLOYD FREED, JON
G. GABBARD, DEBRA HALL
GABBARD, LINDA D.
GATEWOOD, LANCE GILLEY,
MAX R. GLOVER, WENDELL
GLOVER, JAMES GOFF,
WENDELL GOMEZ, JOHN C.
GOULD, PHYLLIS J. GOULD,
REGINA G. GRISSAM,
KENNETH O. HART, MICHAEL
MMMM MMMMMMMMMMMOMMMOMMMMMMMmMMMmMm MMMM
IN THE
DISTRICT
COURT OF
JEFFERSON
COUNTY, TEXAS
Resp. App. 15
HAWKINS, EDGAR HOUSTON,
GERALD HOUSTON,
VALENCIA HOWELL, RALPH V.
ICE, RAY IRVAN, ERIC
LJANOUSEK, DAVID KEISER,
BILLY B. KING, LARRY D.
LIDELL, DAVID LOVE, ROBERT
C. LOVE, JIMMY LYNCH,
THOMAS MARSHALL, JAMES
MCLANE, MICHAEL D.
MOWLES, JEFFREY MURRAY,
MELVIN E. NORTON,
ZENEPHOR OVERSTREET,
JAMES M. OWEN, TERRY W.
OXLEY, RONALD K. PEOPLES,
MICHAEL PHILLIPS, LOUISE
PICKARD, MARIE L. PLUMLEE,
PHILLIP PLUMLEE, RICK
REAMES, SARAH REESE, JACK
D. RHODEN, OTHA L.
RHODEN, WAYNE
RICHARDSON, DOROTHY
RIMBOLD, TIJUANA
ROBINSON, ALINE ROCKWELL,
CHARLON S. ROGERS,
SANDRA ROLLAND, MARLYS
RONE, TONY E. RUBLE, MARY
SAYRE, REATHA R. SCHLEGEL,
GLORIA SHELTON AS
REPRESENTATIVE OF THE
ESTATE OF WILTON F.
SHELTON, DECEASED,
CHARLIE SHEPPARD, HERMAN
D. SIKES, TERRY SIMPSON,
60TH JUDICIAL
DISTRICT
!
PD DD Un UD an in UD an in un Un un en cn
§
§
§
8
§
§
§
S
§
§
§
§
8
Resp. App. 16
WILLIAM D. SLATTERY, LARRY
SMITH, KENNETH SNYDER,
JESS STANLEY, CLAYTON D.
STASTNY, MELISSA C.
STASTNY, GAYLE S. STATON,
MARTHA J. STOROZYSZYN,
RICK L. STUART, JAMES
SYKES, EMMETT THOMAS, JR.,
BENJAMIN TINGLE, MARILYN
J. TRACEY, GARY VESSELL,
HELEN WALKER, WILLIAM
WARD, NOREEN WELCH,
GEORGE WEST, RANDY F.
WIENS, LEONARD WILLIAMS,
MORTEN D. WILLIAMS, LINDA
WILLIS, GLENDA WRIGHT,
HERMAN DALE WRIGHT,
KENNETH L. WRIGHT, ALBERT
A. WYATT, JAMES D. WYATT,
JOHNNIE R. YORK,
LOIS AYERS, GARY BLEDSOE,
TERRY BRUNER, FLOYD
BURSELSON, CHRISTY
CANNON, MARK CHISHOLM,
BILLIE COCHRAN, DELORES
COLEY, VIRGIL W. CLARK,
JAMES CROOM, MARY
DODSON, SAUNDRA
DUNCAN, JIMMY EASTON,
DONALD FLATT, RANDELL
GREEN, JAMES HENDERSON,
DAVID HIGGINS, CATHY
KALER, DEBRA KELLOGG,
RUSSELL KINNEY, PHYLLIS
KNOTT, LANDY LANCASTER,
JERRY LUM,
MMMM MMNMMMMOMMMMMMMMMmMmMMmMm MMMM Mm MMMM MM WT UT MM
Resp. App. 17
JACK MCSWAIN, JAMES
MESSICK, DANIEL MOODY,
JACK OBLANDER, PATRICIA
ORR, DAVID PARRIS, HELEN
PAYNE, VIRGINIA PERRY,
WINFRED PLUNKETT, DEBRA
SANDERS, THOMAS SANDERS,
ORIN SHAW, PAUL STEIN,
ZEEFFIE SWANEGAN, ROBERT
L. SWARTZ, GEORGE THORPE,
LONNIE TRAMMEL, STANLEY
WALKUP, PEGGY WALTON,
CLINTON WILBURN, DANIEL
WILLIAMS, RICHARD
WILLIAMS, AND BARBARA
YOTT
DEBRA COY, DAVID DESELMS,
WILLIAM DUNLAP, MARILYN
GAITLYN, JIMMY GATEWOOD,
FRANCES HINDS, LAVEDA
MONTAGUE, FRED STOCKTON,
RONALD WILLIAMS, AND
ROSETTA WILLIAMS
VS.
BIG THREE INDUSTRIES, INC.,
CHEMICAL SPECIALISTS &
DEVELOPMENT INC., E. I.
DUPONT de NEMOURS &
COMPANY, INC., GENERAL
ELECTRIC COMPANY, GTE
PRODUCTS CORP., HAYNES
INTERNATIONAL, INC., JESSOP
STEEL COMPANY, J. W.
HARRIS CO., INC.,
METALLURGICAL
MMMM IN WM WM) UN UM UM UW WM MMM MMM UN) WH) uM) MMM MM MM MM WM) a
Resp. App. 18
TECHNOLOGIES INC., PRATT
& WHITNEY COMPANY, INC.,
THUNDERBIRD SALES
COMPANY, UNION CARBIDE
CHEMICALS & PLASTICS
COMPANY, INC., UNITED
TECHNOLOGIES
CORPORATION
MMMM MmMmMD
PLAINTIFFS’ THIRD AMENDED
ORIGINAL PETITION
TO THE HONORABLE JUDGE OF SAID COURT:
COMES NOW, Plaintiffs, and files this their Second
Amended Original Petition complaining of the actions of
Defendants, and for cause of action would respectfully
show unto the Court as follows:
I.
Plaintiffs are residents of the State of Oklahoma and
are as follows:
James Akin, Richard Arellano, Charles Baldwin,
Annie M. Barnes, Marcia Brannock, Delton Brown, Gary
Burwell, Timothy Caraway, Thomas W. Clark, David
Clausen, Richard Cotey, Connie Cottrell, Ronnie Cottrell,
Steven L. Coy, Hugh Crow, Nathan D’Amico, Eddie R.
Danna, Jr., Donna M. Davis, Leandra DeMoss, Orville
DeShields, Louis R. Dickinson, Ollie Dillishaw, Jr., Danny
Driskill, Eddie Duck, Jr., Danny Dunn, Jenny L. Duren,
Bill R. Durington, Doris Brown Durlin, Stephen Ray Duty,
Leon Ealon, Larry Elliott, Debra A. Emerich, Janette Far-
ley, Lloyd Freed, Jon G. Gabbard, Debra Hall Gabbard,
Linda D. Gatewood, Lance Gilley, Max R. Glover, Wendell
Resp. App. 19
Glover, James Goff, Wendell G: mez, John C. Gould,
Phyllis J. Gould, Regina Grissam, Kenneth O. Hart,
Michael Hawkins, Edgar Houston, Gerald Houston, Val-
encia Howell, Ralph V. Ice, Ray Irvan, Eric L. Janousek,
David Keiser, Billy B. King, Larry D. Liddell, David Love,
Robert C. Love, Jimmy Lynch, Thomas Marshall, James
McLane, Michael D. Mowles, Jeffrey Murray, Melvin E.
Norton, Zenephor Overstreet, James M. Owen, Terry W.
Oxley, Ronald K. Peoples, Michael Phillips, Louise Pick-
ard, Marie L. Plumlee, Phillip Plumlee, Rick Reames,
Saran Reese, Jack D. Rhoden, Otha Rhoden, Wayne Rich-
ardson, Dorothy Rimbold, Tijuana Robinson, Aline Rock-
well, Charlon S. Rogers, Sandra Rolland, Marlys Rone,
Tony E. Ruble, Mary Sayre, Reatha R. Schlegel, Gloria
Shelton as Representative of the Estate of Wilton F. Shel-
ton, Deceased, Charlie Sheppard, Herman D. Sikes, Terry
Simpson, William D. Slattery, Larry Smith, Kenneth
Snyder, Jess Stanley, Clayton D. Stastny, Melissa C.
Stastny, Gayla S. Staton, Martha J. Storozyszyn, Rick L.
Stuart, James Sykes, Emmett Thomas, Jr., Benjamin Tin-
gle, Marilyn J. Tracey, Gary Vessell, Helen Walker, Wil-
liam Ward, Noreen Welch, George West, Randy F. Wiens,
Leonard Williams, Morten D. Williams, Linda Willis,
Glenda Wright, Herman Dale Wright, Kenneth L. Wright,
Albert A. Wyatt, James D. Wyatt, Johnnie R. York, Lois
Ayers, Gary Bleldsoe, Terry Bruner, Floyd Burelson,
Christy Cannon, Mark Chisholm, Billie Cochran, Delores
Coley, Virgil W. Clark, James Croom, Mary Dodson, Saun-
dra Duncan, Jimmy Easton, Donald Flatt, Randell Green,
James Henderson, David Higgins, Cathy Kaler, Debra
Kellogg, Russell Kinney, Phyllis Knott, Landy Lancaster,
Jerry Lum, Jack McSwain, James Messick, Daniel Moody,
_
Resp. App. 20
Jack Obander, Patricis Orr, David Parris, Helen Payne,
Virginia Perry, Winfred Plunkett, Debra Sanders, Thomas
Sanders, Orin Shaw, Paul Stein, Zeefie Swanegan, Robert
L. Swartz, George Thorpe, Lonnie Trammell, Stanley
Walkup, Peggy Walton, Clinton Wilburn, Daniel Williams,
Richard Williams, Barbara Yott, Debra Coy, David
DeSelms, William Dunlap, Marilyn Gaitlyn, Jimmy Gate-
wood, Frances Hinds, Laveda Montague, Fred Stockton,
Ronald Williams and Rosetta Williams.
Il,
Defendant, Big Three Industries, Inc. is a Delaware
Corporation with its principal place of business in Texas
and has previously been served and is before this court
for all
Defendant, Chemical Specialists & Development Inc.
is a Texas Corporation and has previously been served
and is before this court for all purposes.
Defendant, E. I. DuPont de Nemours Company, Inc.
is a Delaware Corporation and has previously been
served and is before this court for all purposes.
General Electric Company is a New York Corporation
and has previously been served and is before this court
for all purposes.
Defendant, GTE Products Corp. is a Massachusetts
Corporation and has previously been served and is before
this court for all purposes.
Defendant, Haynes International, Inc. is a Delaware
Corporation and may be served with process by serving
Resp. App. 21
its registered agent C. T. Corporation System, 350 N. St.
Paul Street, Suite 2900, Dallas, TX, 75201,
Defendant, Jessop Steel Company is a Pennsylvania
Corporation and has previously been served and is before
this court for all purposes.
Defendant, J. W. Harris Co., Inc. is an Ohio Corpora-
tion and has previously been served and is before this
court for all purposes.
Defendant, Metallurgical Technologies Inc. is a Texas
Corporation and has previously been served and is before
this court for all purposes.
Defendant, Pratt & Whitney Company Ine. is a for-
eign corporation doing business in the state of Texas and
has previously been served and is before this court for all
purposes,
Defendant, Thunderbird Sales Company is a foreign
corporation doing business in the State of Texas and has
previously been served and is before this court for all
purposes.
Defendant, Union Carbide Chemicals & Plastics
Company, Inc. is a New York Corporation and has previ-
ously been served and is before this court for all pur-
poses.
Defendant, United Technologies Corporation is a for-
eign corporation doing business in the State of Texas and
has previously been served and is before this court for all
purposes.
Resp. App. 22
Pursuant to agreement with all defense counsel this
petition does not need to be reserved on the Defendants
even with the addition of the Plaintiffs hereto.
Venue is proper in Jefferson County, Texas pursuant
to § 15.037 of the Texas Civil Practices & Remedies Code
in that one or more Defendants are foreign corporations
with an agent or representative in Jefferson County,
Texas,
IV.
Plaintiffs are compelled to bring this action because
of the personal injuries and damages of Plaintiffs herein
for toxic chemical and metal exposure. Plaintiffs would
show that all Plaintiffs were exposed to hazardous chemi-
cals, including, but not limited to cobalt, cadmium and
chromium, as well as various solvents and other products
including acetylene, freon TF solvent, freon PCA, TRV
108, RTV 106, copper, iron, lanthanum, manganese,
molybdenum, nickel, silicon, vanadium, tungsten, Zir-
conium, yttrium, aluminum, titanium, boron, columbium,
tantalum, silver, zinc, tin, PWA1317, PWA1306, PWA1307
D, carbon, trichloromethane, ADH powder,
grizeldalloy-0001, AMS 4782, haynes 188, while working
at Tinker Air Force Base in Oklahoma City, Oklahoma.
Plaintiffs would show that said chemicals, solvents and
metals were manufactured or provided by one or more of
the named Defendants. Plaintiffs would further show that
General Electric Company, Pratt & Whitney Company
Inc., and United Technologies Corporation provided jet
» (ii eee,
a 2 ab held bed Rais Metals Me
Re Dee eee ee ee ee eS
Resp. App. 23
engines to Tinker Air Force Base which were Worked orn
and repaired by the above-referenced Plaintig. paow
Plaintiff listed above was exposed to the dus, solvents
and fumes of the jet engine and jet engine Parts These
Plaintiffs worked on the jet engines by grindin,, | tework-
ing, and being generally exposed to the met tals produced
by the jet engines and jet engine parts during 44), bpeta:
tion as well as the solvent and chemicals use 4 in thal
work. The jet engines emitted a significant
cobalt, chromium and cadmium during the
reworking and otherwise modification of the Ua ah),
Plaintiffs were also exposed to other hazardous } }\))\)\)) |
and solvents while working at the air force ba
SHHHHE Hi
PHA HIHe
V.
Plaintiff would show that each of the ab))\ i {i
enced Plaintiffs have been employed at Tinker \\\) TS
Base and were exposed to significant amounts \Y) Y)?"
cals, solvents and metals. Plaintiffs were expos” a
chemicals, solvents and metals without any ws &
the true dangerous nature of said chemicals, sol!" “™
metals and their potential for causing adver" health
effects upon humans exposed to them. Plaintif® ™ ould
show that such chemicals, named above, were /#*!8he4
formulated, manufactured and distributed by ti’ ahave
named Defendants; and they violated the terms “!\! Pi
visions of Section 402a and 402b of the Restat '{\"{\! (!
Torts (2nd).
,
5
~ m Be " " ve ex
- ‘ " 's " ’ m an "
‘ ' ‘
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17
i} tha iy 7 i | i} : oe ’ ’ }
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: + ' ‘i } — F 4 ere ia thet ti :
istrict the inal haual
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» : ey “~ 5 Ss cy /~ . .
. "
nESCTIDEG IN patagraph VIL, these Defendants negligent
| ted ments Wictroce + thon, | hitte | Nhitte
; sd ~iyos , arting bine wa jwoent inf] turye + tows
: Kits
; troce frintar t+ tnhaie « rp ives HH Uie jidtie
jon then Ty feaHand pre hidpd
|
Pye ty Hh) ) | Hyatt i i
} | Pye } | ; ! | 1]
1 } 1] ’ } 11 ’ ’
’ : ,\) ' : ’
’ ' ’ ’
\
“\ \ \ .
. y ih ’ . . .
Al
riaintit ruirther uae ill VMefendant rere tive r\ ; 7
' ’
Meattt afl | Litt Pitip that riaintift nave Mitte ia ii Litt
t thy eiihadis Lh \ Uotaified Vaaditi fiabh\ riaintith i
' ' i\ '\ i; LA ITI AS hel hii i LAbL\ ' Lich ’ | '
: ’ ’ i} Te : ,
ee a a re ~
Resp. App. 27
their damages resulting from the occurrence in question
as follow:
1) Physical pain which the Plaintiffs have suf-
fered up until the time of trial;
2) Mental anguish which the Plaintiffs have
suffered up until the time of trial;
3) Reasonable expenses for necessary medical
and hospital care received by Plaintiffs in
the past for treatment of their injuries
resulting from the occurrence in question;
4) Loss of earnings which Plaintiffs have sus-
tained up until the time of trial;
5) Physical impairment which Plaintiffs have
6)
suffered up until the time of trial;
Disfigurement which Plaintiffs have suf-
fered up until the time of trial.
XV.
The jury will be asked to consider the following
elements of damages which Plaintiffs will sustain in the
future from the time of trial as a result of the incident
made the basis of this lawsuit, subject to Plaintiffs’ proof
by preponderance of the evidence:
1)
2)
3)
Physical pain and suffering which Plaintiffs
will, in reasonable probability, suffer in the
future;
Mental anguish which Plaintiffs will, in rea-
sonable probability, suffer in the future;
Reasonable expenses for necessary medical
and hospital care which will, in reasonable
Resp. App. 28
medical probability, be required by Plaintiffs
in the future;
4) The loss reduction in earning capacity
which Plaintiffs will, in reasonable proba-
bility, suffer in the future;
5) The damages which result from the physical
impairment which Plaintiffs will continue to
suffer in the future and the inability to per-
form those tasks and services which they
ordinarily would perform in the future;
6) The disfigurement which Plaintiffs will con-
tinue to suffer in the future.
7) The reasonable expenses for medical mon-
itoring of all Plaintiffs for the remainder of
the Plaintiffs’ natural lives.
XVI.
Therefore, Plaintiffs will prove upon trial of this
cause, they have sustained damages as a direct and proxi-
mate result of the negligence and gross negligence of
Defendants herein and/or the violations of the applicable
products liability laws were a producing and or proxi-
mate result of such damages and request that judgment
be entered against all Defendants in the amount proven
at the time of trial.
XVII.
Plaintiffs would show that Defendants were aware of
the latent defects in their products. Therefore, this con-
scious decision to permit the products to be used by
ee
2
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Resp. App. 29
workers at Tinker Air Force Base without adequate warn-
ings or precautions constitutes a wanton, willful disre-
gard for the rights of Plaintiffs which renders Defendants
liable to Plaintiffs for exemplary damages. The amount of
exemplary damages is in excess of the minimum jurisdic-
tional limits of this Court.
XVIII.
Plaintiffs further claim prejudgment interest at the
maximum rate allowed by law.
XIX.
Plaintiffs’ damages sought herein exceed the mini-
mum jurisdictional amounts necessary to place jurisdic-
tion on this Honorable Court and all damages sought
against all Defendants.
WHEREFORE, PREMISES CONSIDERED, Plaintiffs
pray that Defendants be cited to appear and answer
herein as the law directs, and that upon final hearing,
Plaintiffs have and recover judgment of and from the
Defendant, both jointly and severally, in the sum in
excess of the minimum jurisdictional amounts of this
Court, in addition to costs of court, prejudgment and
post-judgment interest which may be authorized by law,
and the Plaintiffs have such other and further relief, both
Resp. App. 30
general and special, at law and in equity, to which Piain-
tiffs may be justly entitled.
Respectfully submitted,
WELLER & GREEN, L.L.P.
550 Fannin, Suite 500
Beaumont, Texas 77701
(409) 838-0101
(409) 838-6780 (Fax)
BY /s/ Mitchell A. Toups
MITCHELL A. TOUPS
State Bar No. 20151600
B. ADAM TERRELL
State Bar No. 19790900
ATTORNEYS FOR PLAINTIFFS
JURY DEMAND
Plaintiff respectfully requests a trial by jury.
BY /s/ Mitchell A. Toups
CERTIFICATE OF SERVICE
I hereby certify that a true and correct copy of the
above and foregoing instrument was delivered to all
counsel of record by regular and/or certified mail, return
receipt requested, on this the 6th day of August, 1993.
/s/ Mitchell A. Toups
MITCHELL A. TOUPS
edt ED IE AB cone LET GE PIN Ott Bie RE IR TUES nia
Resp. App. 31
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF TEXAS
BEAUMONT DIVISION
JAMES E. AKIN, ET AL., §
PLAINTIFFS, :
bi § CAUSENO. _
BIG THREE INDUSTRIES, INC. §
ET AL., §
DEFENDANTS. :
NOTICE OF REMOVAL
TO THE HONORABLE JUDGES OF THE UNITED
STATES DISTRICT COURT FOR THE EASTERN
DISTRICT OF TEXAS, BEAUMONT DIVISION:
PLEASE TAKE NOTICE that Defendant General Elec-
tric Company (“GE”), pursuant to 28 U.S.C. §§ 1441, 1442
and 1446 hereby file this Notice of Removal of this civil
action to the United States District Court for the Eastern
District of Texas from the District Court of Jefferson
County, Texas. This Court has original subject matter
jurisdiction under 28 U.S.C. § 1331 in that this action
arose “under the Constitution, laws or treaties of the
United States.” Jurisdiction may also be founded on 28
U.S.C. § 1442(a)(1) as the state court action was com-
menced against GE as a person acting under authority of
an officer of the United States. The basis for removal
follows.
Resp. App. 32
1.0 BACKGROUND
1.1 Plaintiffs served their Original Petition on GE on
December 28, 1992. The suit was brought in the District
Court of Jefferson County, Texas, 60th Judicial District,
Cause No. B-144,313 against GE and eleven other defen-
dants as follows: Big Three Industries, Inc., E.I. du Pont
de Nemours Company, Inc., Union Carbide Chemicals &
Plastics Company, Inc., Chemical Specialists & Develop-
ment Inc., GTE Products Corp., Haynes International,
Inc., Jessop Steel Company, J. W. Harris Co., Metallurgical
Technologies, Inc., and Thunderbird Sales Company. The
action is styled James E. Akin, et al. v. Big Three Industries,
Inc. et al. United Technologies Corporation was subse-
quently added as a defendant. A true and correct copy of
the Citation and Original Petition, the First Amended
Petition, the Second Amended Petition, and the Third
Amended Petition are attached hereto as Exhibits A, B, C
and D respectively, and constitute all process, pleading,
and orders served on GE in the action.
1.2 Defendants, including GE, received answers
from the Plaintiffs to the Defendants’ First Set of Inter-
rogatories on July 16, 1993. The information provided in
the interrogatories has enabled GE to ascertain that the
action is removable, and thus this Notice is being timely
filed within thirty (30) days after receiving the interroga-
tories, pursuant to 28 U.S.C. § 1446(b). Under § 1446(b),
where a case is not originally removable, “the time for
removal begins only after defendant receives a copy of a
pleading, motion, or other paper which shows that the
action has become removable. . . . Thus the defendant
does not have to speculate as to facts forming the basis
for removal.” Jong v. General Motors Corp., 359 F.Supp.
ne eT
Resp. App. 33
223, 226 (N.D. Calif. 1973). Further, answers to discovery
requests such as interrogatories may be “other papers”
under § 1446(b). See Bonnell v. Seaboard Air Line Railroad
Co., 202 F. Supp. 53, 54 (N.D. Fl. 1962) (holding that
depositions and requests for admissions in the state court
proceeding may be “other papers” for purposes of 28
U.S.C. § 1446(b)).
1.3 It would appear that the information disclosed
by Plaintiffs’ answers to interrogatories was also the first
demonstration of removability as to any of the other
twelve defendants. Within thirty days from service of the
answers, GE has obtained the consent of these defendants
pursuant to 28 U.S.C. § 1441(a). See Exhibit E, attached.
2.0 FEDERAL QUESTION JURISDICTION (§ 1331)
2.1 Plaintiffs’ answers to interrogatories disclosed
to the Defendants that all plaintiffs are civilian employees
of the Department of the Air Force, and that all their
duties were performed within the boundaries of Tinker
Air Force Base (“AFB”), Oklahoma City, Oklahoma. Plain-
tiffs’ have alleged injuries involving exposure to certain
chemicals. The interrogatories also identify the specific
chemicals involved.
2.2 Removal is proper under § 1441(a) on the basis
of a substantial federal question within the meaning of 28
U.S.C. § 1331. Personal injury sanctions arising form inci-
dents occurring on federal enclaves may support district
court jurisdiction under § 1331 and therefore arise under
the Constitution. See Willis v. Craig, 555 F.2d 724, 726 (9th
Cir. 1977); Mater v. Holey, 200 F.2d 123, 125 (5th Cir. 1952).
Resp. App. 34
2.3 Plaintiffs’ answers to interrogatories indicate
that exposures took place solely within the confines of
Tinker AFB. Such an Air Force base is a federal enclave
subject to federal statutory and common law, and federal
regulations.
3.0 SUITS AGAINST PERSONS ACTING UNDER OFFI-
CERS OF THE USS.
3.1 An additional basis for removal is founded on
28 U.S.C. § 1442(a)(1) as the state court action involves
GE-as a person acting under the authority of the Secretary
of the Air Force and his delegee, the contracting officer
on the jet engine contracts. The Plaintiffs’ answers to
interrogatories disclose the required nexus between the
claimed injuries and the establishment of the mainte-
nance procedures for military jet engines on the base at
Tinker AFB. The design, production, and maintenance of
jet engines was pursuant to contracts, each of which was
executed by an officer of the United States.
3.2 The Air Force included detailed design, produc-
tion and maintenance specifications as part of the con-
tracts. GE was at all times acting under the authority of
an officer of the United States in designing, manufactur-
ing and establishing maintenance procedures for all of
the jet engines identified in interrogatories as the ones to
which the plaintiffs claim exposure. As established by
Plaintiffs’ answers to interrogatories, maintenance on the
engines for which plaintiffs’ claim injury took place
entirely at Tinker AFB, a U.S. Military installation at
which the repair of jet engines is accomplished by per-
sons such as plaintiffs pursuant to contracts executed and
Resp. App. 35
orders given by officers of the United States Air Force.
Further, GE intends to raise the government contractor
defense established in the case of Boyle v. United States
Technologies Corp., 487 U.S. 500 (1988). GE has therefore
met the requirements for removal based on a suit against
a person acting under authority of a federal officer.
WHEREFORE, Defendant General Electric Company,
pursuant to these statutes and in conformance with the
requirements of 28 U.S.C. § 1446, removes this action for
trial to this Court on this 12th day of August 1993.
Respectfully submitted,
By /s/ Samuel E. Stubbs
Samuel E. Stubbs
State Bar No. 19434500
1301 McKinney, Suite 5100
Houston, Texas 77010-3095
Telephone: (713) 651-5151
Telecopier: (713) 651-5246
ATTORNEY-IN-CHARGE FOR
GENERAL ELECTRIC COMPANY
CERTIFICATE OF SERVICE
This Notice of Removal was served on the following
counsel of record in compliance with Rule 5 of the Fed-
eral Rules of Civil Procedure on August 12, 1993.
Hubert Oxford Kent M. Adams
Benckenstein, Oxford Adams, Coffey & Duesler
& Johnson P.O. Box 7505
P.O. Drawer 150 Beaumont, Texas 77726
Beaumont, Texas 77704
yd Ve ‘
ie
Resp. App. 36
Gerald L. Bracht
David P. Griffith
Mayor, Day, Caldwell
& Keeton
700 Louisiana, Suite 1900
Houston, Texas 77002
Bill Maynard
Bierne, Maynard &
Parsons
1300 Post Oak Blvd.
Suite 2400
Houston, Texas 77056
Gerald Flatten
Reinstra, Dowell &
Splatten
470 Orleans, Suite 1010
Beaumont, Texas 77701
Richard L. Josephson
Baker & Botts
910 Louisiana, 38th Floor
Houston, Texas 77002
Mitchell A. Toups
Weller, Wheelus & Green
550 Fannin, Suite 500
Beaumont, Texas 77701
Martin L. Mayo
Giessel, Stone, Barber
& Lyman
909 Fannin, Suite 2700
Houston, Texas 77010
Arthur R. Almquist
Mehaffy & Webber
500 Dallas, Suite 1200
Houston, Texas 77002
M. C. Carrington
Mehaffy & Webber
2615 Calder
Beaumont, Texas 77704
Donald F. Maierson
Kahn & Maierson
1914 N. Memorial Way
Houston, Texas 77007
James B. Huddleston
Metallurgical Technologies
14436 Max Road
Pearland, TX 77581
/s/ Samuel E. Stubbs
Samuel E. Stubbs
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Resp. App. 37
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF TEXAS
BEAUMONT DIVISION
JAMES E. AKIN, ET AL. §
8
i § C.A. NO.
BIG THREE INDUSTRIES, § 1:93CV82
INC., ET AL. §
8
PLAINTIFFS’ MOTION TO REMAND
TO THE HONORABLE JUDGE OF SAID COURT:
COMES NOW, Plaintiffs herein, and file this their
Motion to Remand, pursuant to 28 U.S.C. § 1447(c) and in
support thereof would respectfully show unto the Court
the following:
I.
Plaintiffs filed suit in the 60th Judicial District Court
of Jefferson County, Texas on or about November 13, 1992
alleging various acts, omission and wrongdoing of all
Defendants. Plaintiffs asserted claims in Texas state court
and based their right to recover damages against the
Defendants under Texas state law. The Plaintiffs did not
assert any cause of action under any federal statute or
federal common law. On or about August 12, 1993, Defen-
dants filed a Notice of Removal of the Plaintiffs’ state
court action over ten (10) months after the original filing
of the lawsuit in state court.
Resp. App. 38
I.
Federal jurisdiction is determined from the contents
of “Plaintiffs’ Complaint as it stands at the time the
Petition for Removal is filed and the case seeks entry into
the federal system.” 14A, Charles A. Wright and Arthur
R. Miller, Federal Practice and Procedure, Sec. 3722. See
also, Pullman Co. v. Jenkins, 305 U.S. 534, 83 L.Ed. 334, 59
S.Ct. 347, 349 (1939); Great Northern Ry. Co. v. Alexander,
245 U.S. 276, 38 S.Ct. 237 (1918); Henry Carter, 618 F.2d
1093, 1101 (Sth Cir. 1980) cert. denied 101 S.Ct. 1410;
Brown v. Southwestern Bell, 901 F.2d 1250, 1254 (5th Cir.
1990). The burden is upon the removing defendant to
establish that such removal is proper. Laughlin v. Pruden-
tial Ins. Co., 882 F.2d 187, 190 (5th Cir. 1989). All doubts
against removal must be resolved in favor of the party
seeking remand and against the party who removed the
case. Butler v. Polk, 592 F.2d 1293, 1296 (5th Cir. 1979).
The Supreme Court has established a principal to
restrict and limit the removal jurisdiction of the federal
courts. Shamrock Oil & Gas Corp. v. Sheets, 313 U.S. 100, 61
S.Ct. 868, 872 (1941). In Shamrock, Justice Stone stated for
the court:
Not only does the language of the Act of 1887
evidence the congressional purpose to restrict
the jurisdiction of the federal courts on removal,
but the policy of the successive acts of Congress
regulating the jurisdiction of federal courts is
one calling for the strict construction of such
legislation. The power reserved to the states
under the Constitution to provide the deter-
mination of controversies in their courts, may be
Resp. App. 39
restricted only by action of Congress in confor-
mity to the Judiciary Articles of the Constitu-
tion. “Due regard for the rightful independence
of the state government, which should actuate
federal courts, requires that they scrupulously
confine their own jurisdiction to the price limits
which the state has defined.”
Sheets, 313 U.S. 108-109. See also, Finn v. American Fire and
Casualty Company, 207 F.2d 113, 116 (5th Cir. 1953), cert.
denied 74 S.Ct. 476, Zbranek v. Hofheinz, 727 F.Supp. 324,
326 (D.C.Tex.1989).
Il.
Defendants agree that total diversity between the
parties does not exist in this case and argue that federal
question is the basis for removal. (Defendants’ Notice of
Removal p. 3). In fact, the presence of several in-state
Defendants in this case absolutely precludes removal on
the basis of diversity of citizenship. 28 U.S.C.A. 1441(b).
Therefore, Defendants’ misguided attempt to remove this
case from the state court in which it was properly filed is
based solely upon allegations of the existence of a “fed-
eral question.” (Defendants’ Notice of Removal p. 3).
IV.
Defendants’ allegations of the existence of a “federal
question” sufficient to justify this removal are confusing
and inconsistent at best. In fact, it appears as though
Defendants are uncertain about the merits of this removal
which is exemplified by the following statement in their
Notice of Removal:
Resp. App. 40
Personal injury actions from incidents occurring
on federal enclaves may support district court
jurisdiction under Section 1331 and therefore
arise under the Constitution.
Defendants’ Notice of Removal p. 3. Defendants further
state the case is removable because of the possibility of a
government contractor defense or federal officer jurisdic-
tion. Without a doubt, no federal question jurisdiction -
exists and this cause was improperly removed to this
Court.
V.
Defendants’ Removal is untimely pursuant to 28
U.S.C. § 1446(b). 28 U.S.C. § 1446(b) states the following:
The notice of removal of a civil action or pro-
ceeding shall be filed within thirty days after
the receipt by the defendant, through service or
otherwise, of a copy of the initial pleading set-
ting forth the claim for relief upon which such
action or proceeding is based.
Assuming only for the purposes of this paragraph that
Defendants’ misguided allegations in their Removal are
correct, then Defendants have a fatal jurisdictional error
in their removal proceedings. One basis for Defendants’
Notice of Removal is federal officer jurisdiction which
gives rise to a government contract immunity defense.
Defendants contend that their first knowledge that a gov-
ernment contractor defense was available was subsequent
to Plaintiffs’ Answers to Interrogatories. (See Defendants’
Notice of Removal p. 2). Defendants state that:
The information provided in the interrogatories
has enabled G.E. to ascertain that the action is
————
Resp. App. 41
removable, and thus this Notice is being timely
filed within thirty (30) days after receiving the
interrogatories, pursuant to 28 U.S.C. § 1446(b).
This statement is absolutely incorrect in light of the
Motion for Summary Judgment filed by Chemical Spe-
cialists & Development, Inc. on June 16, 1993 based on
government contractor immunity. (See Defendant, Chem-
ical Specialists & Development, Inc.’s Motion and Brief
for Summary Judgment attached here to as Exhibit “A”).
Apparently, one Defendant was able to ascertain the gov-
ernment contractor defense was available from the Plain-
tiffs’ Petition. Defendants’ Notice of Removal was not
even filed within 30 days of the date that another Defen-
dant filed a Motion for Summary Judgment based on
government contractor immunity.
Defendants further state that:
Plaintiffs’ Answers to Interrogatories indicate
that exposure took place solely within the con-
fines of Tinker Air Force Base. Such an air force
base is a federal enclave subject to federal statu-
tory and common law, and federal regulations.
(See Defendants’ Notice of Removal p. 3). Defendants
contend that Plaintiffs’ Responses to Interrogatories was
their first knowledge that Plaintiffs were exposed to
chemicals at Tinker Air Force Base when in reality, the
Plaintiffs’ Original Petition stated the following:
Plaintiffs would show that all Plaintiffs were
exposed to hazardous chemicals, including, but
not limited to cobalt, chromium, cadmium,
acetylene, ethanol and heptane while working
Resp. App. 42
for the United States Air Force at Tinker Air
Force Base in Oklahoma City, Oklahoma.
(Plaintiffs’ Original Petition p. 6).
Even if we were to assume that there is a federal
question, (ese Defendants have violated the provisions
of 28 U.S.C. §1446(b) in that they did not remove the case
within thirty days upon receipt of the Plaintiffs’ plead-
ings expressing the case is removable. The courts have
strictly construed this thirty day requirement, and if that
requirement is not met, removal is improper. Nolan v.
Boeing Co., 919 F.2d 1058 (5th Cir. 1990).
VI.
Plaintiffs strongly contend that Defendants’ Removal
of this lawsuit was untimely, but in the unlikely event
this Court determines the Removal was timely, Defen-
dants have no basis for federal jurisdiction. Defendants
cite only two cases that they contend “may” support
federal jurisdiction pursuant to Section 1331.
The United States Supreme Court in Ohio River Con-
tract Company v. Honorable Thomas R. Gordon, 244 U.S. 68,
37 S.Ct. 599, 61 L.Ed. 997 (1917), dealt with the identical
issue this Court faces. The plaintiff filed a lawsuit in state
court. Defendants alleged that jurisdiction was inap-
propriate in state court and that federal jurisdiction was
proper. The plaintiff was injured while working on a
United States government contract at a canal reservation
owned by the United States. The issue before the court
Was:
Resp. App. 43
Under these facts it was insisted the court was
without jurisdiction (a) because when the acci-
dent occurred the company and the plaintiff
were engaged in work under a contract with the
United States government; (b) because the cause
of action arose on land acquired by the United
States by purchase or condemnation with the
consent of the legislature of Kentucky, and
therefore, under article 1, §8, clause 17, of the
Constitution of the United States, the jurisdic-
tion of the Federal government was exclusive.
Id. at 600. The court held:
We at once put out of view the contention that
the [state] trial court was without jurisdiction
because the parties, at the time of the accident,
were engaged in work under a contract with the
United States government, since the want of
merit in the proposition has been previously
established. Gromer v. Standard Dredging Co., 224
U.S. 362, 371, 56 L.Ed. 801, 32 Sup. Ct. Rep. 499.
an action for personal injuries being in its nature
transitory and susceptible of being brought in
any jurisdiction in which the defendant may be
impleaded, there is no foundation for the con-
tention that the court had no jurisdiction over
the subject matter of the suit.
Id. at 601. Texas courts have also followed the United
States Supreme Court mandate that state courts have
jurisdiction over cases arising out of incidents on federal
enclaves. Red Top Cab Co. v. Capps, 270 S.W.2d 273
(Tex.Civ.App. — Austin 1954, writ ref’d n.re.); Day &
Zimmermann, Inc. v. Hatridge, 831 S.W.2d 65 (Tex.Civ.App.
Resp. App. 44
- Texarkana 1992, no writ). In Capps, an automobile acci-
dent occurred on a military base. Defendants questioned
the jurisdiction of the state court because the collision
occurred within Fort Hood, an area which the United
States government had exclusive jurisdiction. The court
held that since the action is transitory, state court jurisdic-
tion is proper. Additionally, in Hatridge, the court dealt
with the similar issue of whether or not state courts had
jurisdiction over actions arising on federal enclaves. The
court held:
State courts can have jurisdiction over an action
arising on federal enclave if the cause of action
is transitory. Red Top Cab Co. v. Capps, 270 S.W.2d
273 (Tex.Civ.App. — Austin 1954, writ ref’d
n.r.e.) Such actions can be maintained wherever
there is in personam jurisdiction over the par-
ties.
Hatridge, 831 S.W.2d at 68. It is apparent that we must
determine whether or not a personal injury action is
transitory. Capps clearly held that a personal injury law-
suit is transitory and a more recent decision, Lutheran
Broth. v. Kidder Peabody & Co., Inc., 829 S.W.2d 300
(Tex.App. — Texarkana 1992, writ granted without refer-
ence to merits) reiterated that same point. The court
stated, “[t]ort actions are transitory in nature and can be
instituted and tried in any court which has jurisdiction in
personam of the defendant.” Kidder, 829 S.W.2d at 307.
Since a transitory action which occurs on a federal
enclave shall be maintained in state court, Defendants’
Removal based on federal enclave jurisdiction is without
merit.
ee eee
Resp. App. 45
VIL.
Defendants further contend that removal is proper
based on the government contractor defense. (Defen-
dants’ Notice of Removal p. 4). As previously expressed,
a plaintiff is “master of his claim” and whether or not
removal is proper is based on the plaintiff’s assertions in
their pleadings. Unquestionably, “a defense that raises a
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federal question does not confer federal question jurisdic-
tion.” In re Digicon Marine, Inc., 966 F.2d 158, 160 (1992).
The Fifth Circuit has held:
The well pleaded complaint rule places even
further restrictions on a defendant's ability to
remove a case from state court. The rule pro-
vides that the plaintiff’s properly pleaded com-
plaint governs the jurisdictional determination,
and if, on its face, such a complaint contains no
issue of federal law, then there is no federal
questions jurisdiction. [Citation omitted]. The
fact that a federal defense may be raised to the
plaintiff’s action even if both sides concede that
the only real question at issue is created by a
federal defense — will not suffice to create fed-
eral question jurisdiction. [Citations omitted].
Thus, the general rule provides that a federal
defense to a state law claim does not create
removal jurisdiction.
Aaron v. National Union Fire Insurance Company of Pitts-
burgh, 876 F.2d 1157, 1160-61 (5th Cir. 1989). Undoubtedly,
Defendants recognize the fact that the government con-
tractor defense does not create federal jurisdiction. “The
preemptive force necessary to create removal jurisdiction
should only be held to exist when ‘Congress has clearly
Resp. App. 46
manifested in an intent to make causes of action... re-
movable to federal court’.” Aaron, 876 F.2d at 1163. Where
there is no clear manifestation of intent to create federal
jurisdiction, the prudent approach is to remand the case
to state court. Id.
Vil.
Defendants further contend that removal was proper
pursuant to 28 U.S.C. § 1442(a)(1) and that the Defen-
dants were acting under government officers as required
by that section. Defendants fail to meet the initial element
of the section because Defendants are not acting under a
federal officer but were acting under a federal agency.
One Defendant’s Motion for Summary Judgment clearly
states, “Chemical Specialists and Development, Inc., did
enter contracts with the government through the Defense
General Supply Center in Memphis, Tennessee, and the
General Services Administration Warehouse in Fort
Worth, Texas.” (see Chemical Specialists & Development,
Inc.'s Motion for Summary Judgment, P. 2, attached as
Exhibit “A”). These facts are further confirmed in an
affidavit from Steve Cook which is also attached to
Chemical Specialists & Development, Inc.’s Motion.
Defendants’ contracts are with federal agencies and not
with federal officers. Removal under Section 1442(a)(1) is
improper. The Supreme Court recently held that federal
agencies are not entitled to assert federal officer removal;
only a federal officer is.. International Primate Protection
League v. Administrators of the Tulane Educ. Fund, 498 U.S.
980, ___ 111 S.Ct. 1700, 1703, 114 L.Ed.2nd 134 (1991).
Therefore, a contractor acting under the United States
Department of the Air Force, an agency of the United
ee
PARR RE MS aes
NPIS RIN er RP AT
Resp. App. 47
States, is not entitled to rely on Section 1442(a)(1) as a
basis for removal jurisdiction. Bahrs v. Hughes Aircraft Co.,
795 F.Supp. 965 (D. Ariz., 1992).
Additionally, in order for a Defendant to be able to
remove pursuant to 28 U.S.C. § 1442(a)(1), they must be
an individual and not a corporation. Krangle v. Crown, 791
F.Supp. 1436 (S.D.Cal. 1992). There is conflicting author-
ity on whether or not a corporation may fall within 28
U.S.C. § 1442(a)(1). It is Plaintiffs’ contention that the
proper manner is to follow Krangle and determine that a
corporation does not fall within the applicable statute.
The most thorough and correct analysis on persons
acting under a federal officer is displayed in a agent
orange case entitled, Ryan v. Dow Chemical Co., 781
F.Supp. 934 (E.D.N.Y. 1992). This case involves the ques-
tion of whether or not a company could properly remove
the lawsuit based on 28 U.S.C. § 1442(a)(1). Plaintiffs filed
a lawsuit in Texas state court alleging various state law
causes of action. Plaintiffs were civilians in Vietnam dur-
ing the war and were contaminated by agent orange.
Plaintiffs sued various companies that were involved in
the manufacture and distribution of agent orange. Defen-
dants removed the case to federal court based upon 28
U.S.C. § 1442(a)(1) on the grounds that they were acting
under government orders when they supplied the alleged
defective agent orange.
The first requirement of Section 1442(a)(1) requires
that the defendants make a colorable claim to a federal
defense. Id. at 943. The only defense listed in Defendants’
Notice of Removal is the government contractor defense.
Additionally, the government contractor defense only
Resp. App. 48
allows a defendant who manufactures products at the
directions of the federal government to escape tort lia-
bility for harms caused by those products. Boyle v. United
States Technologies Corp., 487 U.S. 500 (1988), 108 S.Ct.
2510, 101 L.Ed.2nd 442, (1988). In this instance, no Defen-
dant manufactured products at the direction of the fed-
eral government, but manufactured products that were
subsequently purchased by the federal government; thus,
making the government contractor defense inapplicable.
In order for Defendants to have a colorable claim to a
federal defense, they must prove that they manufactured
the jet engines or chemicals at the direction of the federal
government. Boyle, 497 U.S. at 514. This means that no
G.E. jet engine was sold to anyone but the federal govern-
ment and that all jet engines were manufactured wholly
for the federal government. Obviously, this did not occur.
Additionally, as to the chemical Defendants in this law-
suit, they must prove that the chemical was made exclu-
sively for the government in order for the government
contractor defense to apply. In this instance, the Defen-
dants only federal defense is government contractor
indemnity and in Ryan, the court stated:
[T]he military contractor defense — which pro-
vides that a contractor must inform the govern-
ment of any dangerous consequences of using
its product of which the government does not
know - established not a defense but a federal
common law standard of care that must be met
to avoid liability. If defendants were relying
solely on the federal common law military con-
tractor “defense,” there would be a question as
ll
Resp. App. 49
to the existence of a colorable claim to a federal
defense required by Mesa.
Ryan 781 F.Supp. at 945.
The second element of Defendants’ Removal is that
there must be a person acting under an officer. We have
previously expressed that they are not acting under an
officer but acting under an agency and the second ele-
ment of Defendants’ Removal is not met. In order for a
company to be a person acting under an officer, Defen-
dants must show that all acts were performed pursuant to
an officer’s direct order or to comprehensive and detailed
regulations. C.F. Bakalkus v. Crossland Savings Bank, 781
F.Supp. 140, 144-145 (E.D.N.Y. 1991). The real question is
whether the Defendants are being sued because of actions
required by the government. Ryan, 781 F.Supp. at 945. If
Defendants simply produced a product and ultimately
sold it to the government, then the “federal nexus”
between the actions for which they are being sued and
the directives of federal officers is not met. Id. at 945.
Ryan ultimately held that the defendants had not met
their burden of establishing that they were acting under
federal officers sufficient to maintain jurisdiction of the
case pursuant to 28 U.S.C. § 1442(a)(1). The case was
properly remanded to Texas state court. Id. at 953.
IX.
Defendants removal is fundamentally defective
because defendants failed to comply with 28 U.S.C.
§1446(b). Without question, defendants had actual knowl-
edge sufficient to ascertain the Viability of removal at the
time of service of Plaintiffs’ Original Petition in State
Resp. App. 50
Court on November 13, 1992. Defendants Notice of
Removal was not filed until August 12, 1993. Defendants
failed to file the removal within 30 days of Plaintiffs’
Petition; therefore, Remand is proper.
Additionally, federal enclave jurisdiction is an insuf-
ficient ground to sustain a Notice of Removal and Defen-
dants evidence is insufficient to give rise to jurisdiction
pursuant to 28 U.S.C. §1442(a)(1). This cause of action
must be remanded to the 60th Judicial District Court of
Jefferson County, Texas pursuant to 28 U.S.C. §1447(c).
WHEREFORE, PREMISES CONSIDERED, Plain-
tiffs’ requests this matter be set for hearing, and that on
final hearing of this Motion, the Court grant Plaintiffs’
Motion to Remand pursuant to 28 U.S.C. §1447(c) and for
such other and further relief, as it may show itself justly
entitled to receive.
Respectfully submitted,
WELLER & GREEN, L.L.P.
P. O. BOX 350
BEAUMONT, TX 77704-0350
(409) 838-0101
(409) 832-8577 (FAX)
BY /s/ Mitchell A. Toups
MITCHELL A. TOUPS
STATE BAR NO. 20151600
B. ADAM TERRELL
STATE BAR NO. 19790900
ATTORNEYS FOR PLAINTIFFS
ee
Resp. App. 51
CERTIFICATE OF SERVICE
I hereby certify that a true and correct copy of the
above and foregoing instrument has been forwarded to
Plaintiff’s counsel of record, by Certified Mail, Return
Receipt Requested and/or by Hand-Delivery, and to all
known counsel of record by regular mail, on this the Ist
day of September, 1993.
/s/ Mitchell A. Toups
MITCHELL A. TOUPS
Resp. App. 52
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 94-40589
IN RE: JAMES E. AKIN, ET AL.,
Petitioners.
Petition for Writ of Mandamus to the United States
District Court for the
Eastern District of Texas
(Filed Jul. 28, 1994)
Before DAVIS, WIENER, and BARKSDALE, Circuit
Judges.
BY THE COURT:
IT IS ORDERED that the petition for writ of man-
damus is DENIED.
Resp. App. 53
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF OKLAHOMA
JAMES E. AKIN, RICHARD G.
ARELLANO, CHARLES L.
BALDWIN, ANNIE M. BARNES,
GARY BLEDSOE, MARCIA
BRANNOCK, DELTON BROWN,
GARY BURWELL, TIMOTHY
CARAWAY, THOMAS W.
CLARK, DAVID CLAUSEN,
RICHARD COTEY, CONNIE
COTTRELL, RONNIE D.
COTTRELL, STEVEN L. COY,
| HUGH CROW, NATHAN
: D’AMICO, EDDIE R. DANNA,
JR., DONNA M. DAVIS,
LEANDRA DEMOSS, ORVILLE
DESHIELDS, LOUIS R.
DICKINSON, OLLIE
DILLISHAW, JR., DANNY
DRISKILL, EDDIE DUCK, JR.,
DANNY DUNN, JENNY L.
DUREN, BILL R. DURINGTON,
DORIS BROWN DURLIN,
STEPHEN RAY DUTY, LEON
EALON, LARRY ELLIOTT,
DEBRA M. EMERICH, JANETTE
K. FARLEY, LLOYD FREED, JON
G. GABBARD, DEBRA HALL
GABBARD, LINDA D.
GATEWOOD, LANCE GILLEY,
Case No.
CIV-94-832-C
; MAX R. GLOVER, WENDELL
x GLOVER, JAMES GOFF,
2 WENDELL GOMEZ, JOHN C.
GOULD, PHYLLIS J. GOULD,
REGINA G. GRISSAM,
PAM AM IP LP EP PA MD LP OD a a a) a an a aE a aE aE ED
Resp. App. 54
KENNETH O. HART, MICHAEL
HAWKINS, EDGAR HOUSTON,
GERALD HOUSTON,
VALENCIA HOWELL, RALPH V.
ICE, RAY IRVAN, ERIC L.
JANOUSEK, DAVID KEISER,
BILLY B. KING, LARRY D.
LIDELL, DAVID LOVE, ROBERT
C. LOVE, JIMMY LYNCH,
THOMAS MARSHALL, JAMES
MCLANE, MICHAEL D.
MOWLES, JEFFREY MURRAY,
MELVIN E. NORTON,
ZENEPHOR OVERSTREET,
JAMES M. OWEN, TERRY W.
OXLEY, RONALD K. PEOPLES,
MICHAEL PHILLIPS, LOUISE
PICKARD, MARIE L. PLUMLEE,
if PHILLIP PLUMLEE, RICK
REAMES, SARAH REESE, JACK
D. RHODEN, OTHA L.
RHODEN, WAYNE
RICHARDSON, DOROTHY
RIMBOLD, TIJUANA
ROBINSON, ALINE ROCKWELL,
CHARLON 5S. ROGERS,
SANDRA ROLLAND, MARLYS
RONE, TONY E. RUBLE, MARY
SAYRE, REATHA R. SCHLEGEL,
GLORIA SHELTON AS
REPRESENTATIVE OF THE
ESTATE OF WILTON F.
SHELTON, DECEASED,
CHARLIE SHEPPARD, HERMAN
D. SIKES, TERRY SIMPSON,
WILLIAM D. SLATTERY, LARRY
MMNMNMNMMMDPMMMOMMMNMNMMMMMNMMMMMMMMMMMMMMMMMmMwmM
Resp. App. 55
SMITH, KENNETH SNYDER,
JESS STANLEY, CLAYTON D.
STASTNY, MELISSA C.
STASTNY, GAYLE S. STATON,
PAUL STEIN, MARTHA J.
STOROZYSZYN, RICK L.
STUART, JAMES SYKES,
EMMETT THOMAS, JR.,
BENJAMIN TINGLE, MARILYN
J. TRACEY, GARY VESSELL,
HELEN WALKER, WILLIAM
WARD, NOREEN WELCH,
GEORGE WEST, RANDY F.
WIENS, LEONARD WILLIAMS,
MORTEN D. WILLIAMS, LINDA
WILLIS, GLENDA WRIGHT,
HERMAN DALE WRIGHT,
KENNETH L. WRIGHT, ALBERT
A. WYATT, JAMES D. WYATT,
JOHNNIE R. YORK,
LOIS AYERS, TERRY BRUNER,
FLOYD BURELSON, CHRISTY
CANNON, MARK CHISHOLM,
BILLIE COCHRAN, DELORES
COLEY, VIRGIL W. CLARK,
JAMES CROOM, MARY
DODSON, SAUNDRA
DUNCAN, JIMMY EASTON,
DONALD FLATT, JAMES
HENDERSON, DAVID HIGGINS,
CATHY KALER, DEBRA
KELLOGG, RUSSELL KINNEY,
PHYLLIS KNOTT, LANDY
LANCASTER, JERRY LUM,
JACK MCSWAIN, JAMES
MESSICK, DANIEL MOODY,
OP DEP EP EPP LP LD LP EP ED DD EP PP a ns en en in en an a or
MINN IN NNN NH WM)
Resp. App. 56
JACK OBLANDER, PATRICIA
ORR, DAVID PARRIS, HELEN
PAYNE, VIRGINIA PERRY,
WINFRED PLUNKETT, DEBRA
SANDERS, THOMAS SANDERS,
ORIN SHAW, ZEEFFIE
SWANEGAN, GEORGE
THORPE, LONNIE TRAMMEL,
PEGGY WALTON, CLINTON
WILBURN, DANIEL WILLIAMS,
RICHARD WILLIAMS, AND
BARBARA YOTT
DEBRA COY, DAVID DESELMS,
WILLIAM DUNLAP, MARILYN
GAITLYN, JIMMY GATEWOOD,
FRANCES HINDS, LAVEDA
MONTAGUE, FRED STOCKTON,
RONALD WILLIAMS, AND
ROSETTA WILLIAMS
Plaintiffs
VS.
CHEMICAL SPECIALISTS &
DEVELOPMENT INC., E. L-
DUPONT de NEMOURS &
COMPANY, INC., GENERAL
ELECTRIC COMPANY, GTE
PRODUCTS CORP., HAYNES
INTERNATIONAL, INC., JESSOP
STEEL COMPANY, J. W.
HARRIS CO., INC.,
METALLURGICAL
TECHNOLOGIES INC., PRATT
& WHITNEY COMPANY, INC.,
THUNDERBIRD SALES
COMPANY, UNION CARBIDE
MMP ID MN IP LP IP LP TPA AD NM MM IN MN MM LN LP) LP) LN LP UN UN WO) LP) UO) UP UN) GN GN “>. UP. UN
Resp. App. 57
CHEMICALS & PLASTICS §
COMPANY, INC., UNITED §
TECHNOLOGIES §
CCRPORATION, ASHLAND §
CHEMICAL, ASHLANDOIL, §
KERR-MCGEE CHEMICAL * < e
SHELL OIL COMPANY, SPRAY. §
ON SYSTEMS, INC., SHERWIN- §
WILLIAMS, MAGNAFLUX §
CORPORATION, MCGEAN- §
ROHCO, INC., formerly known §
as MCGEAN CHEMICAL §
COMPANY, INC., CEE BEE §
CHEMICAL, A DIVISION OF §
MCGEAN-ROHCO, INC., CEE §
BEE CHEMICALS, INC., MET- §
L-CHEK COMPANY, OCTAGON §
PROCESS, INC., PLAZE, INC., §
ROYAL LUBRICANTS 8
COMPANY, INC., SOLVENTS & §
CHEMICALS, INC., STECO, 8
INC., TAPMATIC S
CORPORATION, THOMPSON & §
FORMBY, INC. L&F §
PRODUCTS, INC., MINWAX §
COMPANY, INC., TRUFLEX §
RUBBER PRODUCTS COMPANY, §
BREAK-FREE, INC., DETROIT 8
DIESEL-ALLISON CANADA 8
EAST, INC., LOCTITE §
CORPORATION, SOUTHWEST §
PETRO-CHEM, INC., W.M. §
BARR & CO., INC., THE DOW 8
CHEMICAL COMPANY, DOW 8
INDUSTRIAL SERVICE OF THE §
DOW CHEMICAL COMPANY, §
DOW DIVISION OF THE DOW
Resp. App. 58
CHEMICAL COMPANY,
BRAZOS OIL & GAS OF THE
DOW CHEMICAL COMPANY,
3M COMPANY, MINNESOTA
MINING AND
MANUFACTURING COMPANY,
VULCAN MATERIALS
COMPANY, MONSANTO
COMPANY, MALLINCKRODT
GROUP, INC., DIAMOND
SHAMROCK CORP., DIAMOND
SHAMROCK A/K/A
OCCIDENTAL ELECTRO-
CHEMICALS, INC., EL
DORADO CHEMICAL CO.,
AMCO CHEMICAL CORP.,
SOLVENT CHEMICAL
COMPANY, FISHER CHEMICAL,
ALLIED CORPORATION,
ALLIED-SINGAL, INC.,
ASBESCO, INC., NORTON
COMPANY, EXXON
CORPORATION, EXXON
CHEMICAL, CSD, INC., CHEM-
TRONICS, FEDERAL-MOGUL
CORPORATION, MOBIL OIL
CORPORATION, AMERON,
INC., SAFETY-KLEEN
CORPORATION, CSB, INC.,
DEVOE AND REYNOLDS
COMPANY, INC., BLAZER
EAST, INC., formerly known as
KOPPERS COMPANY, INC.,
SARAN PROTECTIVE
COATINGS CO., SEYMOUR OF
SYCAMORE, INC., AMJAY
CORPORATION, DEXTER
MMMM MMMMNMNMMMMMMMMMMmMMMMM MMMM WP MM MM WW wo
Resp. App. 59
CORP., UNI-KEM
INTERNATIONAL, INC,
MILLER-STEPHENSON
CHEMICAL COMPANY. INC.,
formerly known as MILLER-
STEPHENSON COMPANY OF
CONN., INC., BEL-RAY
COMPANY, INC., PACIFIC
GRINDING WHEEL, INC.
SPEEDCUT, INC., LHB
INDUSTRIES, CRAWFORD
LABORATORIES, INC.,
SHERWIN, INCORPORATED,
CABOT CORPORATION, CABOT
OIL & GAS MARKETING
CORPORATION, CABOT OIL &
GAS CORPORATION, BRENT
AMERICA, INC. formerly
known as BRENT CHEMICALS
CORPORATION, CHEMICAL
COMMODITIES AGENCY,
PACKAGING SERVICE CO,
INC., PENETONE
CORPORATION, formerly
3 known as W.C.P. INDUSTRIES,
4 INC., CONTINENTAL
3 CHEMICAL CO., INC.
3 BORDEN, INC., formerly known
as THE BORDEN COMPANY,
[TW FLUID PRODUCTS GROUP,
a Division of ILLINOIS TOOL
4 WORKS, INC., ILLINOIS TOOL
= WORKS, INC., PRATT &
2 LAMBERT UNITED, INC.,
t formerly PRATT & LAMBERT,
a INC., BEECHAM HIP. INC.,
formerly BEECHAM HOME
MM
YP AP. API LAPD APY APS PP PD APS PY APS CP CEP Clr DCD aR an ts Cans tar
MMMM UM WM WM
Resp. App. 60
IMPROVEMENT PRODUCTS,
formerly BEECHAM HOME
IMPROVEMENT PRODUCTS,
INC., formerly REMWELL, INC.,
POLYMERIC SYSTEMS, INC.,
DESOTO, INC., and VULCAN
CHEMICAL COMPANY, INC.,
PHIPPS PRODUCTS, a Division
of DOW CHEMICAL COMPANY,
Defendants
PLAINTIFFS’ FOURTH AMENDED
ORIGINAL COMPLAINT
(Filed Oct. 3, 1994)
TO THE HONORABLE JUDGE OF SAID COURT:
MMM MM MN TM) WM a
COMES NOW, Plaintiffs, and files this their Fourth
Amended Original Complaint complaining of the actions
of Defendants, and for cause of action would respectfully
show unto the Court as follows:
I.
Plaintiffs are residents of the State of Oklahoma and
are as follows:
James Akin, Richard Arellano, Charles Baldwin,
Annie M. Barnes, Gary Bledsoe, Marcia Brannock, Delton
Brown, Gary Burwell, Timothy Caraway, Thomas W.
Clark, David Clausen, Richard Cotey, Connie Cottrell,
Ronnie Cottrell, Steven L. Coy, Hugh Crow, Nathan
D’Amico, Eddie R. Danna, Jr., Donna M. Davis, Leandra
DeMoss, Orville DeShields, Louis R. Dickinson, Ollie Dil-
lishaw, Jr., Danny Driskill, Eddie Duck, Jr., Danny Dunn,
Jenny L. Duren, Bill R. Durington, Doris Brown Durlin,
ii, eas
Hains Shr yer taal Saba a Dieting Ge tia bh oa! é
TSE Gin Lae ne ES oe:
SOI LES ED,
on
Bie RRE Aas eae
Resp. App. 61
Stephen Ray Duty, Leon Ealon, Larry Elliott, Debra Emer-
ich, Janette Farley, Lloyd Freed, Jon G. Gabbard, Debra
Hall Gabbard, Linda D. Gatewood, Lance Gilley, Max R.
Glover, Wendell Glover, James Goff, Wendell Gomez,
John C. Gould, Phyllis J. Gould, Regina Grissam, Kenneth
O. Hart, Michael Hawkins, Edgar Houston, Gerald
Houston, Valencia Howell, Ralph V. Ice, Ray Irvan, Eric L.
Janousek, David Keiser, Billy B. King, Larry D. Liddell,
David Love, Robert C. Love, Jimmy Lynch, Thomas Mar-
shall, James McLane, Michael D. Mowles, Jeffrey Murray,
Melvin E. Norton, Zenephor Overstreet, James M. Owen,
Terry W. Oxley, Ronald K. Peoples, Michael Phillips,
Louise Pickard, Marie L. Plumlee, Phillip Plumlee, Rick
Reames, Saran Reese, Jack D. Rhoden, Otha Phoden,
Wayne Richardson, Dorothy Rimbold, Tijuana Robinson,
Aline Rockwell, Charlon S. Rogers, Sandra Rolland,
Marlys Rone, Tony E. Ruble, Mary Sayre, Reatha R. Schle-
gel, Gloria Shelton as Representative of the Estate of
Wilton F. Shelton, Deceased, Charlie Sheppard, Herman
D. Sikes, Terry Simpson, William D. Slattery, Larry Smith,
Kenneth Snyder, Jess Stanley, Clayton D. Stastny, Melissa
C. Stastny, Gayla S. Staton, Paul Stein, Martha J.
Storozyszyn, Rick L. Stuart, James Sykes, Emmett
Thomas, Jr., Benjamin Tingle, Marilyn J. Tracey, Gary
Vessell, Helen Walker, William Ward, Noreen Welch,
George West, Randy F. Wiens, Leonard Williams, Morten
D. Williams, Linda Willis, Glenda Wright, Herman Dale
Wright, Kenneth L. Wright, Albert A. Wyatt, James D.
Wyatt, Johnnie R. York, Lois Ayers; Terry Bruner, Floyd
Burelson, Christy Cannon, Mark Chisholm, Billie
Cochran, Delores Coley, Virgil W. Clark, James Croom,
Mary Dodson, Saundra Duncan, Jimmy Easton, Donald
Resp. App. 62
Flatt, Randell Green, James Henderson, David Higgins,
Cathy Kaler, Debra Kellogg, Russell Kinney, Phyllis
Knott, Landy Lancaster, Jerry Lum, Jack McSwain, James
Messick, Daniel Moody, Jack Obander, Patricis Orr, David
Parris, Helen Payne, Virginia Perry, Winfred Plunkett,
Debra Sanders, Thomas Sanders, Orin Shaw, Zeefie
Swanegan, Robert L. Swartz, George Thorpe, Lonnie
Trammell, Stanley Walkup, Peggy Walton, Clinton Wilb-
urn, Daniel Williams, Richard Williams, Barbara Yott,
Debra Coy, David DeSelms, William Dunlap, Marilyn
Gaitlyn, Jimmy Gatewood, Frances Hinds, Laveda Mon-
tague, Fred Strickton, Ronald Williams and Rosetta Wil-
liams.
The Court has determined that there is jurisdiction
from this cause of action. However, Plaintiffs disagree
and contest jurisdiction of this Court and again request
that the case be remanded to the 60th Judicial District
Court, Beaumont, Jefferson County, Texas.
Il.
Defendant, Chemical Specialists & Development Inc.
is a Texas Corporation and has previously been served
and is before this court for all purposes. A copy of this
instrument will be served on their attorney of record, by
certified mail, return receipt requested.
Defendant, E. I. DuPont de Nemours Company, Inc.
is a Delaware Corporation and has previously been
served and is before this court for all purposes. A copy of
this instrument will be served on their attorney of record,
by certified mail, return receipt requested.
SP ee a PO OR my
ee
Resp. App. 63
Defendant, General Electric Company is a New York
Corporation and has previously been served and is before
this court for all purposes. A copy of this instrument will
be served on their attorney of record, by certified mail,
return receipt requested.
Defendant, GTE Products Corp. is a Massachusetts
Corporation and has previously been served and is before
this court for all purposes. A copy of this instrument will
be served on their attorney of record, by certified mail,
return receipt requested.
Defendant, Haynes International, Inc. is a Delaware
Corporation and has previously been served and is before
this court for all purposes. A copy of this instrument will
be served on their attorney of record, by certified mail,
return receipt requested.
Defendant, Jessop Steel Company is a Pennsylvania
Corporation and has previously been served and is before
this court for all purposes. A copy of this instrument will
be served on their attorney of record, by certified mail,
return receipt requested.
Defendant, J. W. Harris Co., Inc. is an Ohio Corpora-
tion and has previously been served and is before this
court for all purposes. A copy of this instrument will be
served on their attorney of record, by certified mail,
return receipt requested.
Defendant, Metallurgical Technologies Inc. is a Texas
Corporation and has previously been served and is before
this court for all purposes. A copy of this instrument will
be served on their attorney of record, by certified mail,
return receipt requested.
Resp. App. 64
Defendant, Pratt & Whitney Company Inc. is a for-
eign corporation doing business in the state of Texas and
has previously been served and is before this court for all
purposes. A copy of this instrument will be served on
their attorney of record, by certified mail, return receipt
requested.
Defendant, Thunderbird Sales Company is a foreign
corporation doing business in the State of Texas and has
previously been served and is before this court for all
purposes. A copy of this instrument will be served on
their attorney of record, by certified mail, return receipt
requested.
Defendant, Union Carbide Chemicals & Plastics
Company, Inc. is a New York Corporation and has previ-
ously been served and is before this court for all pur-
poses. A copy of this instrument will be served on their
attorney of record, by certified mail, return receipt
requested.
Defendant, United Technologies Corporation is a for-
eign corporation doing business in the State of Texas and
has previously been served and is before this court for all
purposes. A copy of this instrument will be served on
their attorney of record, by certified mail, return receipt
requested.
Defendant, Ashland Chemical is an Ohio corporation
and may be served with process through their agent for
service, The Corporation Trust Company, 735 First
National Building, Oklahoma City, Oklahoma 73102, by
certified mail, return receipt requested.
ee
pe TSP ete epee eae Sa dae, I oars eae Oe ae eRe eT
BS RRS Ba RA GA
Resp. App. 65
Defendant, Ashland Oil is a Kentucky corporation
and may be served with process through their agent for
service, The Corporation Company, 735 First National
Building, Oklahoma City, Oklahoma 73102, by certified
mail, return receipt requested.
Kerr-McGee Chemical Co. is a Delaware corporation
and may be served with process through their agent for
service, Russell G. Homer, Jr., 123 Robert S. Kerr, Okla-
homa City, Oklahoma 73125, by certified mail, return
receipt requested.
Shell Oil Company is a Delaware corporation and
may be served with process through their agent for ser-
vice, The Corporation Company, 735 First National Build-
ing, Oklahoma City, Oklahoma 73102, by certified mail,
return receipt requested.
Spray-On Systems, Inc. is an Ohio corporation and
may be served with process through their agent for ser-
vice, Corporation Company, 735 First National Building,
Oklahoma City, Oklahoma 73102, by certified mail, return
receipt requested.
Sherwin-Williams is an Ohio corporation and may be
served with process through their agent for service, Cor-
poration Company, 735 First National Building, Okla-
homa City, Oklahoma 73102, by certified mail, return
receipt requested.
Magnaflux Corporation is a Delaware corporation
and may be served with process through their agent for
service, The Corporation Trust Company, 1209 Orange,
Wilmington, Delaware 19801, by certified mail, return
receipt requested.
a
Resp. App. 66
McGean-Rohco, Inc., formerly known as McGean
Chemical Company, Inc. is an Ohio corporation and may
be served with process through their agent for service,
John D. Drinko, 1900 East 9th St., Suite 3200, Cleveland,
Ohio 44114, by certified mail, return receipt requested.
Cee Bee Chemical, a Division of McGean-Rohco, Inc.
is an Ohio corporation and may be served with process
through their agent for service, Willie R. Smith, 9520 Cee
Bee Drive, Downey, California 90241, by certified mail,
return receipt requested.
Cee Bee Chemicals, Inc. is an Ohio corporation and
may be served with process through their agent for ser-
vice, Kerry H. May, 50 Public Square, Suite #1250, by
certified mail, return receipt requested.
Met-L-Chek Company is a California corporation and
may be served with process through their agent for ser-
vice, William E. Mooz, 1639 Euclid Street, Santa Monica,
California 90404, by certified mail, return receipt
requested.
Octagon Process, Inc. is a New Jersey corporation
and may be served with process through their agent for
service, Morrill J. Cole, 25 Main Street, Hackensack, New
Jersey 07602, by certified mail, return receipt requested.
Plaze, Inc. is a Missouri corporation and may be
served through their agent for service, John Ferring, 9401
Watson Industrial Park, St. Louis, Missouri 63126, by
certified mail, return receipt requested.
Royal Lubricants Company, Inc. is a Delaware corpo-
ration and may be served with process through their
agent for service, The Corporation Trust Company, 1209
Resp. App. 67
Orange Street, Wilmington, Delaware 19801, by certified
mail, return receipt requested.
Solvents & Chemicals, Inc. is a Texas corporation and
may be served with process through their agent for ser-
vice, M.B. Merrill, 5433 Westheimer, Suite 700, Houston,
Texas 77756, by certified mail, return receipt requested.
Steco, Inc. is a Delaware corporation and may be
served with process through their agent for service, Cor-
poration Service Company, 1013 Center Road, Wilm-
ington, Delaware 19805, by certified mail, return receipt
requested.
Tapmatic Corporation is a California corporation and
may be served with process through their agent for ser-
vice, Maxine White, 802 Clearwater Loop, Post Falls,
Idaho 83854, by certified mail, return receipt requested.
Thompson & Formby, Inc. is a Florida corporation
and may be served with process through their agent for
service, C.T. Corporation System, 1200 South Pine Island
Road, Plantation, Florida 33324, by certified mail, return
receipt requested.
L&F Products, Inc. is a Delaware corporation and
may be served with process through their agent for ser-
vice, C.T. Corporation System, 1200 South Pine Island
Road, Plantation, Florida 33324, by certified mail, return
receipt requested.
Minwax Company, Inc. is a New Jersey corporation
and may be served with process through their agent for
service, C.T. Corporation System, 1200 South Pine Island
Road, Plantation, Florida 33324, by certified mail, return
receipt requested.
Resp. App. 68
Truflex Rubber Products Company is a California
corporation and may be served at their corporate
address, 1667 North Main Street, Los Angeles, California
90012 pursuant to Fed.R. Civ. P. Rule 4(d).
Break-Free, Inc. is a Delaware corporation and may
be served with process through their agent for service,
The Prentice Hall Corporation System, Inc., 32 Loocker-
man Square, Suite L-100, Dover, Delaware 19904, by certi-
fied mail, return receipt requested.
Detroit Diesel-Allison Canada East, Inc. is a Dela-
ware corporation and may be served with process
through their agent for service, The Corporation Trust
Company, 1209 Orange Street, Wilmington, Delaware
19801, by certified mail, return receipt requested.
Loctite Corporation is a Delaware corporation and
may be served with process through their agent for ser-
vice The Prentice Hall Corporation System, Inc., 32
Loockerman Square, Suite L-100, Dover, Delaware 19904,
by certified mail, return receipt requested.
Southwest Petro-Chem, Inc. is a Delaware corpora-
tion and may be served with process through their agent
for service The Corporation Trust Company, 1209 Orange
Street, Wilmington, Delaware 19801, by certified mail,
return receipt requested.
W.M. Barr & Co., Inc. is a Tennessee corporation and
may be served with process through their agent for ser-
vice, Bruce F. Doane, 2105 Channell, Memphis, Tennessee
38113, by certified mail, return receipt requested.
The Dow Chemical Company is a Delaware corpora-
tion and may be served with process through their agent
Resp. App. 69
for service The Corporation Company, 735 First National
Building, Oklahoma City, Oklahoma 73102, by certified
mail, return receipt requested.
Dow Industrial Service of The Dow Chemical Com-
pany is a Delaware corporation and may be served with
process through their agent for service The Corporation
Company, 735 First National Building, Oklahoma City,
Oklahoma 73102, by certified mail, return receipt
requested.
Dow Division of The Dow Chemical Company is a
Delaware corporation and may be served with process
through their agent for service The Corporation Com-
pany, 735 First National Building, Oklahoma City, Okla-
homa 73102, by certified mail, return receipt requested.
Brazos Oil & Gas of The Dow Chemical Company is a
Delaware corporation and may be served with process
through their agent for service The Corporation Com-
pany, 735 First National Building, Oklahoma City, Okla-
homa 73102, by certified mail, return receipt requested.
3M Company is a Delaware corporation and may be
served with process through their agent for service The
Corporation Company, 735 First National Building, Okla-
homa City, Cklahoma 73102, by certified mail, return
receipt requested.
Minnesota Mining and Manufacturing Company is a
Delaware Corporation and may be served with process
through their agent for service, The Corporation Trust
Company, 1209 Orange Street, Wilmington, Delaware
19801, by certified mail, return receipt requested.
Resp. App. 70
Vulcan Materials Company is a New Jersey corpora-
tion and may be served with process through their agent
for service The Prentice Hall Corporation System, 115 SW
89th Street, Oklahoma City, Oklahoma 73102, by certified
mail, return receipt requested.
Monsanto Company is a Delaware corporation and
may be served with process through their agent for ser-
vice The Corporation Company, 735 First National Build-
ing, Oklahoma City, Oklahoma 73102, by certified mail,
return receipt requested.
Mallinckrodt Group, Inc., formerly known as Imcera
Group, Inc. is a Delaware corporation and may be served
with process through their agent for service The Corpora-
tion Company, 735 First National Building, Oklahoma
City, Oklahoma 73102, by certified mail, return receipt
requested.
Diamond Shamrock Corp. is a Delaware corporation
and may be served with process through their agent for
service, The Corporation Trust Company, 1209 Orange
Street, Wilmington, Delaware 19801, by certified mail,
return receipt requested.
Diamond Shamrock Corp. a/k/a Occidental Electro-
chemicals, Inc. is a Delaware corporation and may be
served with process through their agent for service, The
Corporation Trust Company, 1209 Orange Street, Wilm-
ington, Delaware 19801, by certified mail, return receipt
requested.
El Dorado Chemical Co., Inc. is an Oklahoma corpo-
ration and may be served with process through their
agent for service, Rosenstein, Fist & Ringold, 525 South
Resp. App. 71
Main, Suite 300, Tulsa, Oklahoma 74103, has previously
been served and is before this court for all purposes. A
copy of this instrument will be served on their attorney of
record, by certified mail, return receipt requested.
Amco Chemical Corp. is a Texas corporation and may
be served with process through their agent for service, J.
Melton McCrary, 6123 England, Houston, Texas 77021 by
certified mail, return receipt requested.
Solvent Chemical Company, Inc. is a Delaware corpo-
ration and may be served with process through their
agent for service, Dummy Agent Account, Secretary of
State Townesend Building, Dover, Delaware 19901, by
certified mail, return receipt requested.
Fisher Chemical is a Delaware corporation and may
be served with process through their agent for service,
The Prentice Hall Corporation System, Inc., 32 Loocker-
man Square, Suite L100, Dover Delaware 19904 by certi-
fied mail, return receipt requested.
Allied Corporation is a New York corporation and
may be served with process through their agent for ser-
vice, The Corporation Company, 735 First National Build-
ing, Oklahoma City, Oklahoma 73102, by certified mail,
return receipt requested.
Alliedsignal, Inc. is a Delaware corporation and may
be served with process through their agent for service,
The Corporation Company, 735 First National Building,
Oklahoma City, Oklahoma 73102, by certified mail, return
receipt requested.
Resp. App. 72
Asbesco, Inc. is an Alabama corporation and may be
served with process through their agent for service, Eliz-
abeth P. Mason, 3654 Halls Mill Road, Mobile, Alabama
36619, by certified mail, return receipt requested.
Norton Company is a Massachusetts corporation and
may be served with process through their agent for ser-
vice, C.T. Corporations Systems, 2 Oliver Street, Boston,
Massachusetts 02019, by certified mail, return receipt
requested.
Exxon Corporation is a New Jersey corporation and
may be served with process through their agent for ser-
vice, The Corporation Company, 735 First National Build-
ing, Oklahoma City, Oklahoma 73102, by certified mail,
return receipt requested.
Exxon Chemical is a New Jersey corporation and may
be served with process through their agent for service,
The €orporation Company, 735 First National Building,
Oklahoma City, Oklahoma 73102, by certified mail, return
receipt requested.
CSD, Inc. is an Oklahoma corporation and may be
served with process through their agent for service, Ben-
jamin J. Curtis, 900 Broadway, Suite #3, Poteau, Okla-
homa 74953, by certified mail, return receipt requested.
Chem-Tronics, Inc. is a California corporation and
may be served with process through their agent for ser-
vice, The Prentice Hall Corporation Systems, Inc., 115
S.W. 89th St., Oklahoma City, Oklahoma 73139, by certi-
fied mail, return receipt requested.
Federal-Mogul Corporation is a Michigan corpora-
tion and may be served with process through their agent
Resp. App. 73
for service, The Corporation Company, 735 First National
Building, Oklahoma City, Oklahoma 73102, by certified
mail, return receipt requested.
Mobil Oil Corporation is a New York corporation and
may be served with process through their agent for ser-
vice, The Prentice Hall Corporation Systems, Inc., 115
S.W. 89th Street, Oklahoma City, Oklahoma 73139, by
certified mail, return receipt requested.
Ameron, Inc. is a California corporation and may be
served with process through their agent for service, The
Corporation Company, 735 First National Building, Okla-
homa City, Oklahoma 73102, by certified mail, return
receipt requested.
Safety-Kleen Corporation is a Wisconsin corporation
and may be served with process through their agent for
service The Prentice Hall Corporation System, Inc., 115
S.W. 89th Street, Oklahoma City, Oklahoma 73102, by
certified mail, return receipt requested.
CSB, Inc. is an Oklahoma Corporation and may be
served with process through their agent for service,
Homer Paul, 109 N. Armstrong, Bixby, Oklahoma 74008,
by certified mail, return receipt requested.
DeVoe and Reynolds Company, Inc. is a Delaware
corporation and may be served with process through
their agent for service, The Corporation Company, 735
First National Building, Oklahoma City, Oklahoma 73102,
by certified mail, return receipt requested.
Blazer East, Inc., formerly known as Koppers Com-
pany, Inc. is a Delaware corporation and may be served
Resp. App. 74
with process through their agent for service, The Corpo-
ration Company, 735 First National Building, Oklahoma
City, Oklahoma 73102, by certified mail, return receipt
requested.
Saran Protective Coatings Co. is a Michigan corpora-
tion and may be served with process through their agent
for service, Noel Smith, 17332 Shields, Detroit, Michigan
48212, by certified mail, return receipt requested.
Seymour of Sycamore, Inc. is an Illinois corporation
and may be served with process through their agent for
service, S.M. Heatley, 917 Crosby Ave., Sycamore, Illinois
60178, by certified mail, return receipt requested.
Amjay Corporation is a Texas corporation and may
be served with process through their agent for service,
G.V. Kshatriya, 11490 Westheimer, Suite 290, Houston,
Texas 77077, by certified mail, return receipt requested.
Dexter Corp. is a Delaware corporation and may be
served with process through their agent for service, The
Company Corporation, 3 Christina Center, 201 N. Walnut
St., Wilmington, Delaware 19805, by certified mail, return
receipt requested.
Uni-Kem International, Inc. is a Louisiana corpora-
tion and may be served with process through their agent
for service, J. Inchauspegul, 513 Hickory Ave., Harahan,
Louisiana 70123, by certified mail, return receipt
requested.
Miller-Stephenson Chemical Company Inc., formerly
known as Miller-Stephenson Company of Conn., Inc. is a
Connecticut corporation and may be served with process
through their agent for service, George M. Stephenson,
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George Washington Highway, Danbury, Connecticut
06810, by certified mail, return receipt requested.
Bel-Ray Company, Inc. is a New Jersey corporation
and may be served with process through their agent for
service, Daryl Brosnan, Bowman Ave., P.O. Box 526,
Farmingdale, New Jersey 07727, by certified mail, return
receipt requested.
Pacific Grinding Wheel, Inc. is a New Jersey corpora-
tion and may be served with process through their agent
for service, Donald L. Tischer, 13120 Highway 99, Marys-
ville, Washington 98270, by certified mail, return receipt
requested.
Speedcut, Inc., is an Illinois corporation and may be
served with process through their agent for service, Mar-
tha R. Roper, 2500 Latham St., Rockford, Illinois 61103, by
certified mail, return receipt requested.
LHB Industries is a Missouri corporation and may be
served with process through their agent for service, Jos-
eph Von Kaenel, 1 Metropolitan Square 2600, St. Louis,
MO 63102, by certified mail, return receipt requested.
Crawford Laboratories, Inc. is an Illinois corporation
and may be served with process through their agent for
service, Benjamin Shmetterer, 4165 So. Emerald, Chicago,
Illinois 60609, by certified mail, return receipt requested.
Sherwin, Incorporated is a California corporation and
may be served with process at their corporate address,
Mr. A.G. Sherwin, 5530 Borwick Ave, Southgate, CA
90280 pursuant to Fed.R.Civ.P. Rule 4(d).
Resp. App. 76
Cabot Corporation is a Delaware corporation and
may be served with process through their agent for ser-
vice, The Prentice Hall Corporation System, Inc., 115 S.W.
89th, Oklahoma City, Oklahoma 73139, by certified mail,
return receipt requested.
Cabot Oil & Gas Marketing Corporation is a Dela-
ware corporation and may be served with process
through their agent for service, The Corporation Com-
pany, 735 First National Building, Oklahoma City, Okla-
homa 73102, by certified mail, return receipt requested.
Cabot Oil & Gas Corporation is a Delaware corpora-
tion and may be served with process through their agent
for service, The Corporation Company, 735 First National
Building, Oklahoma City, Oklahoma 73102, by certified
mail, return receipt requested.
Brent America, Inc., formerly Brent Chemicals Cor-
poration, is a Delaware Corporation and may be served
with process through their agent for service, The Corpo-
ration Trust Company, 1209 Orange St. Wilmington, Dela-
ware 19801, by certified mail, return receipt requested.
Chemical Commodities Agency is a California corpo-
ration and may be served at their corporate address,
27447 Pacific Street, Highland, California 92346, Atten-
tion: Richard Simon, pursuant to Fed. R. Civ. P. Rule 4(d).
Packagirg Service Co., Inc. is a Texas corporation and
may be served with process through their agent for ser-
vice, Gabriel J. Baizan, 929 So. Shaver, Pasadena, Texas,
by certified mail, return receipt requested.
Penetone Corporation, formerly known as W.C.P.
Industries, Inc., is a New Jersey corporation and may be
sai m ne
Resp. App. 77
served with process through their agent for service, Pren-
tice-Hall Corporation Systems/NJ, 830 Bear Tavern Road,
West Trenton, New Jersey, by certified mail, return receipt
requested.
Continental Chemical Co, Inc. is a Delaware corpora-
tion and may be served with process through their agent
for service, Prentice Hall Corporation Systems, Inc., 32
Loockerman Square, Suite L-100, Dover, Delaware 19904,
by certified mail, return receipt requested.
Borden, Inc., formerly known as the Borden Com-
pany, is a New jersey corporation and may be served with
process through their agent for service, Edwin K. Large,
Jr., 117 Main St., Flemington, NJ 08822, by certified mail,
return receipt requested.
ITW Fluid Products Group, a Division of Illinois Tool
Works, Inc. is a Delaware corporation and may be served
with process through their agent for service, The Corpo-
ration Trust Company, 1209 Orange Street, Wilmington,
Delaware 19801, by certified mail, return receipt
requested.
Illinois Tool Works, Inc. is a Delaware corporation
and may be served with process through their agent for
service, The Corporation Trust Company, 1209 Orange
Street, Wilmington, Delaware 19801, by certified mail,
return receipt requested.
Pratt & Lambert United, Inc. formerly Pratt & Lam-
bert, Inc. is a New York corporation and may be served
with process at their corporate office. 73-97 Tonawanda
Street, Buffalo, New York 14207 pursuant to Fed. R. Civ.
P. 4(d).
Resp. App. 78
Beecham HIP, Inc., formerly Beecham Home
Improvement Products, formerly Beecham Home
Improvement Products, Inc., formerly Remwell, Inc., is a
Delaware corporation and may be served with process
through their agent for service, The Corporation Trust
Company, 1209 Orange Street, Wilmington, Delaware
19801, by certified mail, return receipt requested.
Polymeric Systems, Inc. is a Delaware corporation
and may be served with process through their agent for
service, The Corporation Trust Company, 1209 Orange
Street, Wilmington, Delaware 19801, by certified mail,
return receipt requested.
DeSoto, Inc. is a Delaware corporation and may be
served with process through their agent for service, The
Corporation Trust Co., 1209 Orange Street, Wilmington,
Delaware 19801, by certified fail, return receipt requested.
Vulcan Chemical Company, Inc. is an Alabama corpo-
ration and may be served with process through their
agent for service The Prentice Hall Corporation Com-
pany, 115 SW 89th St., Oklahoma City, OK 73102, by
certified mail, return receipt requested.
Phipps Products, a Division of Dow Chemical Com-
pany is a Delaware corporation and may be served with
process through their agent for service, The Corporation
Company, 735 First National Building, Oklahoma City,
Oklahoma 73102, by certified mail, return receipt
requested.
The court has determined that there is jurisdiction for
this cause of action. However, Plaintiffs disagree and
contest jurisdiction of this Court and again request that
Resp. App. 79
the case be remanded to the 60th Judicial District Court,
Beaumont, Jefferson County, Texas.
ITI.
Plaintiffs bring this action because of the personal
injuries and damages of Plaintiffs herein for toxic chemi- -
cal, solvent, mineral and metal exposure. Plaintiffs would
show that all Plaintiffs were exposed to these chemicals,
solvents, minerals and metals while working at Tinker
Air Force Base in Oklahoma City, Oklahoma. Plaintiffs
would show that said chemicals, solvents, minerals and
metals were manufactured or provided by one or more of
the named Defendants. (The chemicals, solvents, minerals
and metals include but are not limited to, cobalt, cad-
mium, chromium, Freon TF solvent, Freon PCA, RTV 108,
RTV 106, Copper, Iron, Lanthanum, Manganese, Molyb-
denum, Nickel, Silicon, Vanadium, Tungsten, Zirconium,
Yttrium, Aluminum, Titanium, Boron, Columbium, Tanta-
lum, Silver, Zinc, Tin, Tin, PWA1317, PWA1306, PWA1307
D, Carbon, Trichloromethane, ADH Powder,
Grizeldalloy-0001, AMS 4782, Haynes 188, 1,2,2-Tri-
fluoroethane, 1,1,2-Trichloro 1,2,2-Trifluoroethane (Freon
113), 113 Trichlorotrifluoroethene, Methyl Chloroform,
Dichlorodifluoromethane, Methylene Chloride, Methyl]
Ethyl Ketone, Methyl Ethyl Ketone (2-Butanone), Xylene,
Xylene (O-,M,P-Isomers), Ethyl Benzene, Toluene, Methyl
N-Propyl Ketone, Methy! Isobutyl Ketone, Dichlo-
romethane, 1,1,1-Trichloroethane, 1-1-1 Trichloroethane,
Freon TF, Trichlorotrifluoroethane, Cyclohexane, Methy!
N-Amyl Ketone, Dichloromethane, Technical, Orth-
dichlorobenzene, Dry Cleaning Solvent, Trichloro-
ethylene, Tetrachloroetheylene, Toluene MIBK, Toluene
Resp. App. 80
Tech, 1,1,1-Trichloroethan, Toluene ACS Perchloro-
ethylene, MEK Peroxide, Monochlorodifluoromethane,
Monochlordifluoromethane, Dichlorotetrafluoromethane,
Trichloromonofloromethane, Trichlorotrifluoromethane,
Monochlorotrifluoromethane, Bromochlorodifluoro-
methane, Chiorodifluoromethane, Trichloromonofluoro-
methane, asbestos, silica, and Tetrachloroethylene, and
Freon with additives) Plaintiffs would further show that
General Electric Company, Pratt & Whitney Company
Inc., Detroit Diesel-Allison Canada East, Inc., and United
Technoligies Corporation provided jet engines to Tinker
Air Force Base which were worked on, grinded on,
reworded and repaired by the above-referenced Plaintiffs.
The engines involved include but are not limited to J57,
J79, TF30, TF33, TF41, F101, F108, F110 and all derivatives
and models of those engines (For example — P5, P7, P11,
P100, etc.) Each Plaintiff listed above was exposed to
these chemicals, solvents, minerals and metals, and their
fumes while working on these jet engines and jet engine
parts in the course and scope of their employment at
Tinker Air Force Base. These Plaintiffs worked on the jet
engines by cleaning, grinding, reworking, and being gen-
erally exposed to the chemicals, solvents, minerals and
metals while performing their work. The jet engine man-
ufacturers also required, recommended and/or suggested
certain of these hazardous chemicals, solvents, minerals
and metals to be used in the cleaning, grinding and
reworking of their engines.
IV.
Plaintiffs would show that each of the above-refer-
enced Plaintiffs are or have been employed at Tinker Air
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Resp. App. 81
Force Base and were exposed to significant amounts of
chemicals, solvents, minerals and metals. Plaintiffs were
exposed to the chemicals, solvents, minerals and metals
without any warning of the true danger and hazards of
them or their potential for causing adverse health effects.
Plaintiffs would show that such chemicals, solvents, min-
erals and metals were designed, formulated, manufac-
tured and distributed by the above-named Defendants;
and they violated the terms and provisions of Section
402A and 402B of the Restatement of Torts (2nd). Plain-
tiffs allege defective manufacturing, design and market-
ing. These Defendants are Strictly liable for these
defective products which were the producing, proximate,
and/or contributing cause of these Plaintiffs’ injuries.
V.
Plaintiffs would show that these Defendants were
negligent and grossly negligent in one or more of the
particulars with regard to warnings:
(1) In providing no warnings regarding the
defective nature of the solvents and chemi-
cals, or alternatively, providing inadequate
warnings to the ultimate users, these Plain-
tiffs.
(2) In failing to take reasonable measures to
ensure that appropriate warnings were
given to individuals at Tinker Air Force
Base so that the ultimate users, these Plain-
tiffs, would be aware of the dangers and
hazards related to the use of these chemi-
cals, solvents and metals.
Resp. App. 82
All of the above were a proximate or producing cause
of Plaintiffs’ injuries and damages.
VI.
Plaintiffs would also show that the chemicals, sol-
vents, minerals, defective protective gear, and metals sold
and distributed by these Defendants were defectively
marketed and that such defective marketing was a proxi-
mate, producing and/or contributing cause of Plaintiffs’
damages. Specifically, there was an inherent risk of harm
that could be reasonably anticipated from the use of these
products while cleaning, reworking and grinding on jet
engine parts. In fact, the jet engine manufacturers
required, recommended and/or suggested certain of
these products to be used without any warning concern-
ing the dangers and hazards of these products on their jet
engines when they knew or should have known the risk
of harm to these Plaintiffs. In addition, the jet engine
manufacturers had their own employees on the premises
of Tinker Air Force Base that were in a position to know
about the dangers of using these hazardous chemicals,
solvents, minerals, defective protective gear, and metals,
as well as the dangerous levels of heavy metal dust
created from the work performed on these engines, and
yet these Defendants still failed to warn these Plaintiffs or
anyone at Tinker Air Force Base concerning the health
hazards related to the use of these chemicals, solvents,
minerals, defective protective gear and metals. The
absence of warnings or inadequate warnings was a pro-
ducing, proximate, and/or contributing cause of these
Plaintiffs’ injuries and damages. Plaintiffs also would
show that these chemicals, solvents, minerals, defective
———E7EwEe
Resp. App. 83
protective gear, and metals were defectively manufac-
tured and designed and such were made unreasonably
dangerous to these Plaintiffs. Plaintiffs would also show
that their employer, the United States Government, did
not specify a particular design to these defendants that
was peculiar to the United States Government, but
designs that were also sold and distributed commercially
by these Defendants as well.
VIL.
The Plaintiffs would also show that these Defendants
were negligent and grossly negligent in the manufacture,
design, marketing, sale and distribution of these jet
engines, chemicals, solvents, defective protective gear,
and minerals. The additional acts and omissions of all of
these Defendants, which make them liable to these Plain-
tiffs for negligence and gross negligence are as follows:
(1) In failing to warn these plaintiffs of the
health hazards in using these chemicals,
solvents, minerals, defective protective
gear, and the metal dust created when
working on these engines and the use of
the chemicals, solvents and minerals on
the jet engines.
(2) In failing to warn the employer of these
Plaintiffs as to the health hazards of these
chemicals, solvents, minerals and the
metal dust created when working on these
engines.
(3) In failing to properly test these chemicals,
solvents and minerals to determine the
dangerousness of them.
(4)
(5)
(7)
(8)
(9)
(10)
Resp. App. 84
In failing to give proper instruction with
regard to the use of these chemicals, sol-
vents, defective protective gear, and min-
erals so that they could be used safely, if at
all.
In failing to determine the exact use and
application of these chemicals, solvents
and minerals so that additional warnings
and instructions could be issued to either
the employer or the Plaintiffs themselves.
In failing to conduct proper industrial
hygiene studies to determine the danger-
ousness and toxicity to humans with
regard to these chemicals, solvents and
minerals and from the metal dust created
from working on these jet engines.
In selling these chemicals, solvents, min-
erals and engines when they knew or
should have known of the dangers regard-
ing the use of solvents, chemicals, and
minerals on the jet engines and in general
use.
In selling these solvents, chemicals, min-
erals and engines without requiring warn-
ings to be made to these plaintiffs about
health hazards regarding the use of them
singularly or together.
In representing that these chemicals, sol-
vents, defective protective gear, and min-
erals were safe for use in the application
in which they were made.
In not representing all dangers related to
these chemicals, solvents and minerals on
the MSDS sheets, which is a violation of
Law.
(11)
(12)
(13)
(14)
(15)
(16)
(17)
Resp. App. 85
In failing to insure that the Plaintiffs and
Plaintiffs’ employers were properly and
adequately warned regarding the use of
these chemicals, solvents, defective pro-
tective gear, and minerals in general or on
these jet engines.
In providing these chemicals, solvents,
defective protective gear, and minerals
when these Defendants knew or should
have known that they were inherently
unsafe for their intended use.
In failing to test these chemicals, solvents
and minerals with regard to bio-compati-
bility.
In failing to test these chemicals, solvents
and minerals for tissue reactions, neuro-
logical effects, respiratory effects and any
other negative health effects.
In failing to take reasonable measures to
prevent the improper use of these chemi-
cals, solvents and minerals or the use of
them in an unsafe manner on these jet
engines or in general.
In maintaining a corporate policy of
silence and disassociation concerning the
known dangers of these chemicals, sol-
vents and minerals and the heavy metal
dust created from working on these jet
engines.
In allowing the ultimate users to believe
that these chemicals, solvents and min-
erals were safe when they knew they were
not.
Resp. App. 86
(18) In not performing radiation tests or
studies to determine the radiation expo-
sure to these plaintiffs in working on these
jet engines when grinding and/or rework-
ing or with a combination of the chemi-
cals, solvents and minerals.
(19) In allowing the Plaintiffs to be exposed to
dangerous levels of radiation.
(20) In failing to warn of health effects from
radiation exposure to these jet engines
while these Plaintiffs worked on them.
(21) In failing to warn of the synergistic effect
of the chemicals, solvents, and minerals
with the heavy metal dust, or with each
other.
(22) In failing to warn of the proper protective
gear to wear when worki
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