Opposition Brief — Sammy's of Mobile, Ltd. v. City of Mobile
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No. 98-994
Supreme Court
In The
Supreme Court of the United States
October Term, 1998
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SAMMY’S OF MOBILE, ET AL.,
Petitioners,
V.
CITY OF MOBILE, ALABAMA,
Respondent.
S
On Petition For Writ Of Certoriari
To The United States Court Of Appeals
For The Eleventh Circuit
¢
BRIEF IN OPPOSITION TO
PETITION FOR A WRIT OF CERTIORARI
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Roperick P. Stout, Esquire
Stout & RossLer
1 South Royal Street
3rd Floor
Mobile, Alabama 36602
(334) 432-2300
Counsel for Respondent
February 15, 1999
COCKLE LAW BRIEF PRINTING CO., (800) 225-6964
OR CALL COLLECT (402) 342-2831
FEB 16 1999
COUNTER-QUESTION PRESENTED FOR REVIEW
Respondent disagrees with Petitioners’ Questions
Presented for Review. The sole question presented for
review is whether this Court should exercise its discre-
tion to grant the Petition, when the Petitioner has not
shown that the Court of Appeals has decided an impor-
tant question of law in conflict with relevant decisions of
this Court or other Courts of Appeal.
il
TABLE OF CONTENTS
Page
COUNTER-QUESTION PRESENTED FOR REVIEW... i
TABLE OF AU TIRORET ES . occ cc vcteeswenweesers xen iii
SAT ERERING GP T9068 CADE. ess sackovcibeseecens 1
A. STATEMENT OF PAC TDi. cicccccucessccnenbess 1
B. COURSE OF PROCEEDINGS AND DISPOSI-
TIONS IN THE COURTS BELOW.............. 3
L PELEESONER SARGRET OS i.e ce cienvevccvuans 3
II PETITIONER THE CANDY STORE ........ 4
Hl CONSOLIDATED CASES ccc cccensceesees 4
C. THE DISTRICT COURPS OPINIONS .......... 5
D. THE ELEVENTH CIRCUIT’S OPINIONS....... 7
REASONS FOR DENYING THE PETITION FOR
Weer. CF DBRS US, «6 ssc dwircnsweneeneeeeen 9
THE PETITION FOR A WRIT OF CERTIORARI
SHOULD BE DENIED BECAUSE THE ELEVENTH
CIRCUIT’S DECISION IS CORRECT AND NOT IN
CONFLICT WITH DECISIONS OF THIS COURT
OR CrErsem CUR US CORRES 5 savas ciciaccneans 9
COREE % 5.05.5 be so kes Oe eee eee eee 23
ili
TABLE OF AUTHORITIES
Page
CASES
44 Liquormart, Inc. v. Rhode Island, 517 U.S. 484
ES Tea OLS bm kT Ky ph o0v.ds os 00 5 ay 3 ey 11,
Acorn Invs. v. City of Seattle, 887 F.2d 219 (9th Cir.
ESS EEE ORE en ee a ee eS eee eee 21
Barnes v. Glen Theatre, Inc., 501 U.S. 560 (1991) .. passim
Buzzetti v. City of New York, 140 F.3d 134 (2d Cir.),
cert. denied, an. ane out. 54° (1996) ....... 19
California v. LaRue, 409 U.S. 109 (1972).......... possim
City of Newport v. Iacobucci, 479 U.S. 1047 (1987)
BD EY IES A or er ess eee ere eee eee 7; 9, 17,38
City of Renton v. Playtime Theatres, Inc., 475 U.S. 41
Ue Mey CE h eh CLP EE Ook b A Kec ds car esces passim
Clark v. Community for Creative Non-Violence, 468
RE A ee eee 11
D.G. Restaurant Corp. v. City of Myrtle Beach, 953
MR 6 ice hs gh oh edb ox ecenserccss 19
DLS, Inc. v. City of Chattanooga, 107 F.3d 403 (6th
SE Se ee 16, 19
Farkas v. Miller, 151 F.3d 900 (8th Cir. 1998)......... 19
Iacobucci v. City of Newport, 785 F.2d 1354 (6th Cir.
ES OTe On ee eee 18
] & B Entertainment, Inc. v. City of Jackson, vt F.3d
Ee eee er Sree 22
] & B Social Club, #1, Inc. v. City of Mobile, 920
a FE, | Breer 4
iV
TABLE OF AUTHORITIES - Continued
Page
] & B Social Club #1, Inc. v. City of Mobile, 966
PSempe. TAFE GAARA. TOFS) ooo cece is eewesenwene's 4,7
Marks v. United States, 430 U.S. 188 (1977)........... 16
Maryland v. Baltimore Radio Show, 388 U.S. 912
ER er ree ee re ee ee re ere rey Tee 9
New York State Liquor Auth. v. Bellanca, 452 U.S. 714
CURR cca hr eu cave Ye uR gas Veecne aeawene 7, ae Me ate OO
Perry v. Sindermann, 408 U.S. 593 (1972)............. 10
Phillips v. Borough of Keyport, 107 F.3d 164 (3rd Cir.
gs Ee eee ty ene er er ot are nner 22
Par he Ge, See Sh er Ce bat dsc ee cccasasbees 3
Postscript Enters. v. City of Bridgeton, 905 F.2d 223
ee ee Ser ers Ger eT er eee 21
Reno v. Am. Civil Liberties Union, ___ U.S. __, 117
DA See APONTE vas chins (aaa eka ueaeee See ee dae 13
Rubin v. Coors Brewing Co., 514 U.S. 476 (1995)...... 1]
Sammy's of Mobile, Ltd. v. City of Mobile, 928
ce ee ee en ee ee eee 3
Sammy's of Mobile, Ltd. v. City of Mobile, 140 F.3d
993 (11th Cir.), reh’g denied, 156 F.3d 188 (11th
CO DOOR Ach sah aneeast uke rok no bees cae ues 4,5, 7, 8
Steakhouse, Inc. v. City of Raleigh, 1999 WL 22978,
No. 97-2341 (4th Cir. Jan. 21, 1999) ............... 15
U.S. v. O'Brien, 391 UST 367 (1968) 2... ceccccas passim
Village of Hoffman Estates v. Flipside, Hoffman
Estates, int., 0 Ud. GP CaP ks 0000s cknveseccuns 3
TABLE OF AUTHORITIES .- Continued
Page
Wall Distrib., Inc. v. City of Newport News, 782 F.2d
per ge. Be Re ee ee ee er Te 20, 21
Young v. American Mini Theatres, Inc., 427 U.S. 50
PRR vieistioekcckhaneeu kod eaucees SEE, Boy Boe 80s
Z.J. Gifts D-2, L.L.C. v. City of Aurora, 136 F.3d 683
(10th Cir.), cert. denied, __ U.S. __, 119 S.Ct.
ee eT seared ener Mere verre rae ns" 19
FEDERAL CONSTITUTION AND STATUTE
UB: Geek, TOR BM a ois Svein Nine beaver passim
ah aw" Bes errr rae
Ak toe Serre rrr rrr rrr core rer. rr 5
ORDINANCE
City of Mobile, Ala. Ordinance 03-003 ......... 2, 3, 10
STATEMENT OF THE CASE
Respondent disagrees with Petitioners’ Statement of
the Case to the extent that it is argumentative and con-
tains facts immaterial to the question presented for
review.
A. Statement of Facts.
On February 6, 1996, the Mobile City Council
adopted Ordinance 03-003, which bans adult entertain-
ment, including nude or topless female dancing, in estab-
lishments licensed to sell alcoholic beverages. The
Ordinance provides:
It shall be unlawful for any manager, officer,
agent, servant, employee, or person in charge of
any establishment within the City of Mobile or
the police jurisdiction thereof, licensed to sell
spiritous or vinous liquors or malt or brewed
beverages under the law of the State of Ala-
bama, knowingly to exhibit, suffer, allow, per-
mit, engage in, participate in, or be connected
with, any motion picture, show, performance, or
other presentation upon the licensed premises,
which, in whole or in part, depicts nudity or
sexual conduct or any simulation thereof.’
1 The Ordinance defines “nudity” as:
[T]he showing of the human male or female genitals,
pubic area, or buttocks with less than a fully opaque
covering, or the showing of the female breast with
less than a fully opaque covering of any por-
tion thereof below the top of the darkened area
surrounding the nipple, or the depiction of covered
male genitals in a discernably turgid state.
The preamble to the Ordinance provides:
WHEREAS, the City Council of the City of
Mobile, Alabama, finds and declares that nudity
and sexual conduct and depiction thereof, cou- |
pled with alcohol in public places, encourages
undesirable behavior and is not in the interest of
the public health, safety, and welfare.
WHEREAS, the Council has chosen to avoid the
disturbances associated with mixing alcohol and
nude dancing by means of a reasonable restric-
tion upon establishments which sell spiritous or
vinous liquor or malt or brewed beverages.
NOW, THEREFORE, the Council adopts this
Ordinance pursuant to the powers under the
Twenty-first Amendment to the Constitution of
the United States delegated to it by the State of
Alabama.
City of Mobile, Ala. Ord. 03-003.
At the time the Ordinance was adopted, the Peti-
tioners were licensed to sell alcoholic beverages and
offered topless female dancing on their premises. The
Petitioners Sammy’s of Mobile, Ltd., and Sammy’s Man-
agement Company, Inc. (collectively referenced as
“Sammy’s”) thereafter surrendered their liquor license
and continued to offer female topless, as well as totally
nude, dancing. The Petitioners J & B Social Club #1,
doing business as “The Candy Store” and its owner Jen-
nifer Bodiford (collectively referenced as “The Candy
Store”) did not surrender their license and continues to
provide topless dancing. City officials have expressed an
intent to enforce the ordinance against bars offering
topless female dancing, nothing more. (Pet’rs Appendix
to Pet. for Writ of Cert. (“App.”) 39a and 63a).?
B. Course of Proceedings and Dispositions in the
Courts Below.
The Petitioners filed two separate actions against the
City of Mobile (“City”) arising out of the February 6, 1996
enactment of City Ordinance 03-003 (“Ordinance”).
I. Petitioner Sammy’s.
On February 22, 1996, Sammy’s filed a complaint and
a motion for a temporary restraining order against the
City in state court. Sammy’s alleged, inter alia, that the
Ordinance violated its protections under First Amend-
ment to the United States Constitution.
On February 26, 1996, the case was removed to the
United States District Court for the Southern District of
Alabama pursuant to 28 U.S.C. § 1441. The District Court
heard Sammy’s motion on February 29, 1996. (App. 66a).
On March 6, 1996, the District Court denied Sammy’s
motion. Sammy’s of Mobile, Ltd. v. City of Mobile, 928
F.Supp. 1116 (S.D.Ala. 1996) (App. pp. 65a-76a).
2 The case at bar arose in the context of a pre-enforcement
challenge. Mobile has repeatedly stated it only intends to
enforce the ordinance against topless bars. Accordingly, the
District Court declined to consider an overbreadth challenge
because it is not yet ripe, citing Village of Hoffman Estates v.
Flipside, Hoffman Estates, Inc., 455 U.S. 489, 503 n.1 (1982) and Poe
v. Ullman, 367 U.S. 497 (1961).
II. Petitioner The Candy Store.
On March 12, 1996, The Candy Store filed a com-
plaint and a motion for injunctive relief in the District
Court. This complaint likewise alleged, inter alia, that the
Ordinance violates the First Amendment.
The District Court held a hearing on The Candy
Store’s injunctive motion on March 19 and 20, 1996. (App.
p. 54a). On March 26, 1996, the District Court denied The
Candy Store’s motion for injunctive relief. J] & B Social
Club, #1, Inc. v. City of Mobile, 920 F.Supp. 1241 (S.D.Ala.
1996) (App. 53a-64a).
III. Consolidated Cases.
The District Court consolidated the two cases with-
out objection on April 23, 1996.
On August 12, 1996, the Petitioners and Respondent
informed the District Court that only questions of law
were at issue, that no material fact disputes existed, and
the cases were amenable to summary judgment. (App.
37a). Motions for summary judgment and responses were
filed by all parties, and following oral argument the
District Court granted the City’s motion for summary
judgment and entered a final judgment thereon uphold-
ing the Ordinance. J & B Social Club #1, Inc. v. City of
Mobile, 966 F.Supp. 1131 (S.D.Ala. 1996) (App. 35a-52a).
The Petitioners filed a timely notice of appeal to the
United States Court of Appeals for the Eleventh Circuit.
On May 8, 1998, the Court of Appeals affirmed the judg-
ment of the District Court. Sammy’s of Mobile, Ltd. v. City
of Mobile, 140 F.3d 993 (11th Cir. 1998) (App. 1a-34a).
RES TPS
On May 20, 1998, the Petitioners petitioned for
rehearing en banc by the Court of Appeals. The Court of
Appeals denied Petitioners’ request for rehearing. 156
F.3d 188 (App. 77a).
C. The District Court’s Opinions.
In denying the Petitioners injunctive relief, the Dis-
trict Court followed California v. LaRue, 409 U.S. 109
(1972) and its progeny. (App. pp. 65a-76a). Within that
line of cases, the Court stated that the Twenty-first
Amendment provided any such regulation an added pre-
sumption in favor of its validity. LaRue, at 118-119.
Prior to the District Court’s consideration of sum-
mary judgment motions, the Court rendered its decision
in 44 Liquormart, Inc. v. Rhode Island, 517 U.S. 484 (1996).
In light of the 44 Liquormart opinion, the District Court
concluded the Twenty-first Amendment no longer pro-
vides an “added presumption” in favor of the validity of
state liquor regulations. The District Court observed that,
while the Court in 44 Liguormart rejected the idea that the
Twenty-first Amendment “trumps” the First amendment
in the area of liquor regulation, the Court in 44 Liquormart
upheld LaRue and its progeny and provided a “roadmap”
for upholding state regulations of adult entertainment in
bars. Specifically, the Court cited two cases which vali-
dated state regulation of adult entertainment without the
presence of alcohol being an issue. 44 Liquormart, 517 U.S.
484, 515 (citing Young v. American Mini Theatres, Inc., 427
U.S. 50 (1976) (upholding a zoning ordinance separating
“adult” theaters from residential neighborhoods and
churches) and Barnes v. Glen Theatre, Inc., 501 U.S. 560
(1991) (upholding an Indiana public indecency statute
which applied in the context of barroom topless female
dancing)).
The District Court applied the Barnes analysis, first
developed in U.S. v. O'Brien, 391 U.S. 367 (1968). This
four-part test provides that expressive conduct can be
validly regulated if (1) the regulation is a legitimate exer-
cise of authority, (2) furthers an important or substantial
governmental interest, (3) the governmental interest is
unrelated to the suppression of free speech, and (4) the
restriction of First Amendment rights is no greater than
necessary to further the government's interest. Id.
The petitioners primarily take issue with the District
Court rulings that the Mobile ordinance satisfies the sec-
ond and third prongs of the Barnes analysis. The peti-
tioners argue that Mobile must come forth with empirical
evidence of “adverse secondary effects” prior to regulat-
ing adult entertainment in a barroom atmosphere; other-
wise, petitioners contend the regulation is related to the
suppression of free speech, or content-based.
Both the District Court and the Eleventh Circuit
rejected this argument. The District Court, citing Justice
Souter’s Barnes concurrence, held there is no constitu-
tional requirement that the City make particularized find-
ings regarding adverse secondary effects. The District
Court found the City had a “reasonable basis” for believ-
ing the ordinance will serve its substantial governmental
interest grounded in the experience of other cities,
studies done in other cities, caselaw reciting findings on
the issue, as well as the city’s own wisdom and common
sense. J] & B Social Club #1, Inc. v. City of Mobile, 966
F.Supp. at 1138. (App. 47a).
D. The Eleventh Circuit’s Opinion.
The Eleventh Circuit affirmed the District Court’s
judgment. Sammy/’s of Mobile v. City of Mobile, 140 F.3d 993
(see App. 1a-34a).
The Eleventh Circuit initially noted the Court’s val-
idation of regulations, such as Mobile’s, in LaRue, New
York State Liquor Auth. v. Bellanca, 452 U.S. 714 (1981) and
City of Newport v. Iacobucci, 479 U.S. 1047 (1987), and
observed in 44 Liquormart, the Court reaffirmed the prece-
dential value of LaRue, as well as the Barnes-O’Brien test.
The Eleventh Circuit recognized the Court’s explanation
that “[e]ntirely apart from the Twenty-first Amendment,
the State has ample power to prohibit the sale of alcoholic
beverages in inappropriate locations,” and, even after 44
Liquormart, LaRue “would come out the same way.” 44
Liquormart, 517 US... at 345.
The Eleventh Circuit applied the Barnes-O’Brien test
and agreed with the District Court that the Mobile ordi-
nance was a constitutionally permitted regulation of
expressive conduct.
The Court of Appeals rejected the petitioners’ claim
that the lack of empirical evidence invalidates the ordi-
nance, finding that Mobile had a “reasonable basis” for
believing that its ordinance will serve the substantial gov-
ernmental interest in avoiding the adverse secondary
effects of “nudity and sexually explicit entertainment cou-
pled with alcohol in public places.” 140 F.3d at 997. The
Eleventh Circuit assessed the City’s basis for the regula-
tion as reasonable and sufficient in that Mobile relied upon
the “experience of other cities, studies done in other cities,
caselaw reciting findings on the issue, as well as their own
wisdom and common sense.” Id. Under Barnes there is not
a requirement that a city make particularized findings
regarding adverse effects of the combination of alcohol
and nude entertainment, and the Court of Appeals consid-
ered this Court’s observation in Bellanca that “[c]lommon
sense indicates that any form of nudity coupled with
alcohol in a public place begets undesirable behavior.” 452
U.S. at 718.
The Eleventh Circuit majority dismissed the peti-
tioners’ argument that the Mobile ordinance is “content-
based,” as a conclusion clearly departing from prior cases
holding that regulations such as Mobile’s are not aimed at
the erotic message of nude dancing, but the adverse sec-
ondary effects arising from the combination of alcohol and
nude dancing. The Court of Appeals rejected equating
reference to content with content suppression, and applied
the Barnes-O’Brien intermediate level of scrutiny for regu-
lations which distinguish between nude and clothed enter-
tainment.
The Eleventh Circuit correctly observed that Mobile
defends its ordinance as an attempt to combat the second-
ary effects of nude performance in a barroom atmosphere
and concluded that the Mobile ordinance does not seek to
ban whatever message is conveyed by nude dancing, or
even to ban nude dancing. Indeed, the petitioner Sammy’s
may, and has since the ordinance was adopted, offer com-
pletely nude dancing without the sale of alcohol.
¢
REASON FOR DENYING THE
PETITION FOR WRIT OF CERTIORARI
THE PETITION FOR A WRIT OF CERTIORARI
SHOULD BE DENIED BECAUSE THE ELEVENTH CIR-
CUIT’S DECISION IS CORRECT AND NOT IN CON-
FLICT WITH DECISIONS OF THIS COURT OR
OTHER CIRCUIT COURTS.
(1)
The instant case is one of first impression among the
circuits. The Eleventh Circuit is the first United States
Court of Appeals to consider a governmental regulation
of adult entertainment in liquor-licensed establishments
since the determination in 44 Liquormart that such regula-
tions no longer have an added presumption of validity.
As such, the Court should not grant the instant petition
for a writ of certiorari.3
The Court has long upheld regulations prohibiting
nude dancers in licensed liquor establishments. LaRue,
409 U.S. 109, Bellanca, 452 U.S. 714, City of Newport, 479
U.S. 92. In 44 Liquormart, the Court stated that LaRue used
the Twenty-first Amendment as merely a “buttress” to
the conclusion that the First Amendment did not invali-
date prohibiting sexual exhibitions in premises licensed
to serve alcoholic beverages. 517 U.S. at 515-16. In mak-
ing those comments, the Court forestalled the view that
3 In denying a petition for writ of certiorari, Justice
Frankfurter issued an opinion, stating:
It may be desirable to have different aspects of an
issue further illumined by the lower courts. Wise
adjudication has its own time for ripening.
Maryland v. Baltimore Radio Show, 388 U.S. 912, 918 (1950).
10
44 Liquormart was the death knell for prohibiting nude
entertainment in bars. By stating that LaRue “would come
out the same way,” in 44 Liquormart, the Supreme Court
also reaffirmed, by citing Barnes-O’Brien, that the inter-
mediate level of scrutiny applies to the prohibition of
nudity in liquor license establishments rather than the
strict scrutiny test advocated by the petitioners.
(2)
The preamble to Mobile’s ordinance specifies that the
Mobile City Council found that “nudity and sexual con-
duct... , coupled with alcohol in public places, encour-
ages undesirable behavior and is not in the interest of the
public health, safety, and welfare.” As such, the City
Council enacted the ordinance prohibiting this mixture to
avoid the disturbances associated therewith. The stated
purposes of the ordinance combine elements of combat-
ing adverse secondary effects as well as protecting soci-
etal order and morality, with only an incidental impact on
expressive conduct. Accordingly, the ordinance is con-
tent-neutral. See Barnes, 501 U.S. at 567-68 (plurality opin-
ion) and 501 U.S. at 582 (Souter, J., concurring in the
judgment).
The petitioners misplace reliance on Perry v. Sinder-
mann, 408 U.S. 593, 597 (1972), for the proposition that the
Mobile ordinance unconstitutionally conditions the con-
ferral of a benefit (a liquor license) on the surrender of a
constitutional right (the right to dance nude). The Court
rejected this contention in Barnes, finding that regulations
affecting adult entertainment are constitutional if they
satisfy the O’Brien analysis. 501 U.S. at 566-67 (plurality
11
opinion); 501 U.S. at 582 (Souter, J., concurring). The
Court has not recognized a fundamental right to unre-
strained nude dancing in all settings. Cf. Young v. Ameri-
can Mini Theatres, 427 U.S. 50, 79 n. 2 (1976) (Powell, J.,
concurring) (“The communication involved here [adult
movies] is not a kind in which the content or effective-
ness of the message depends in some measure upon
where or how it is conveyed.”).
Further, the petitioners confuse the Court’s analysis
in commercial speech cases with the content-neutral test
for regulations of adult entertainment which incidently
affect expressive conduct. (Pet. at 27). In 44 Liquormart, the
Court clarified that either the American Mini Theatres
“time, place and manner” analysis or the Barnes-O'Brien
test is utilized in considering prohibitions of topless
dancing in places where alcohol is served. 517 U.S. at 515.
The Court noted, “LaRue did not involve commercial
speech about alcohol, but instead concerned the regula-
tion of nude dancing in places where alcohol was
served.” Id., at 515-16 (quoting Rubin v. Coors Brewing Co.,
514 U.S. 476, 482 n. 2 (1995)).
The Mobile ordinance is a content-neutral prohibition
of adult entertainment in places-where alcohol is served.
The Eleventh Circuit properly subjected the ordinance to
the O’Brien intermediate level of scrutiny set forth in
Barnes.4
4 In Barnes, the Court observed that its analysis of “time,
place, or manner” regulations of adult entertainment, most
recently applied in City of Renton v. Playtime Theatres, Inc., 475
U.S. 41 (1986), embodies much the same standards as those set
forth in O’Brien. Barnes, 501 U.S. at 566 (citing Clark v.
Community for Creative Non-Violence, 468 U.S. 288 (1984).
12
(3)
The petitioners incorrectly argue, based in large part
on their lengthy citation to the Eleventh Circuit’s dissent,
that the third prong of the Barnes-O’Brien test (govern-
mental interest is unrelated to the suppression of free
expression) was not satisfied by Mobile’s ordinance. The
petitioners contend ‘hat Mobile’s ordinance fails to sat-
isfy this element which subjects the ordinance to the
“searching” level of scrutiny applied to content-based
laws. Thus, the petitioners’ argument goes, the Eleventh
Circuit’s opinion conflicts with the decisions of the Court.
The Eleventh Circuit held that the Mobile ordinance
satisfies the third part of the Barnes-O’Brien analysis and
ruled the important or substantial governmental interest
set forth in the preamble to the ordinance is unrelated to
the suppression of free expression. This ruling does not
conflict with the decisions of this Court.
On its face, the ordinance is aimed at combating the
adverse secondary effects of the mixture of adult enter-
tainment and the sale of alcohol by the drink, which is
not at all inherently related to expression. See Barnes, 501
U.S. at 585 (Souter, J., concurring). The City’s “secondary
effects” justification indicates that enforcement of the
ordinance against nude dancing in bars is “justified with-
out reference to the content of the regulated [expres-
sion].” Id., at 586 (quoting Renton, 475 U.S. at 48).
The claim in Barnes, as in the instant case, was that
the proscription was unconstitutional as applied to nude
dancing. The plurality concluded, “[i]t was not the danc-
ing that was prohibited, but simply its being done in the
nude.” Barnes, 501 U.S. at 571. In the instant case, Mobile
13
“has silenced no message, has invoked no censorship,
and has imposed no limitation upon those who wish to
view [topless dancing].” American Mini Theatres, 427 U.S.
at 78 (Powell, J., concurring). The ordinance is addressed
only to the places at which this type of expression may be
presented, specifically not at those places where alcohol
is served, a restriction that does not interfere with con-
tent. If Mobile had been concerned with the message
purveyed by topless dancing establishments, it would
have prohibited them rather than only proscribing topless
dancing in a barroom atmosphere. Yet, no party disputes
that Sammy’s, having surrendered its liquor license, can
present topless or completely nude dancing without vio-
lating the ordinance. The Eleventh Circuit correctly con-
cluded that “Mobile is attempting only to regulate the
sale of alcohol in inappropriate places and it has deter-
mined that it is inappropriately sold in places where nude
dancing is offered.” (App. 10a).
The Mobile ordinance is not intended to suppress the
message of nude dancing, or the primary effects of
“offensive speech,” but rather the negative secondary
effects concomitant with the consumption of liquor in
such situations. Cf. Reno v. Am. Civil Liberties Union, __
U.S. __, 117 S.Ct. 2329, 2342 (1997) (purpose of Commu-
- nications Decency Act of 1996 was “to protect children
from the primary effects of ‘indecent’ and ‘patently offen-
sive’ speech, rather than any ‘secondary’ effect of such
speech” thus Act was content-based (emphasis added)).
14
The Eleventh Circuit’s holding that the Mobile ordi-
nance is unrelated to the suppression of free expression
complies with the Court’s jurisprudence.
(4)
The Eleventh Circuit found that the Mobile ordinance
satisfies the second Barnes-O’Brien prong because it fur-
thers an important or substantial governmental interest.
In so holding, the Court of Appeals determined that
Mobile had a “reasonable basis” for believing its ordi-
nance will serve its substantial governmental interest in
avoiding the adverse secondary effects of “nudity and
sexually explicit entertainment coupled with alcohol in
public places.” (App. 7a). The Eleventh Circuit located
this reasonable basis “in the experience of other cities,
studies done in other cities, caselaw reciting findings on
the issue, as well as their own wisdom and common
sense.” (Id.).
Petitioners claim the Eleventh Circuit’s conclusion
conflicts with the decisions of other circuits. The peti-
tioners contend there is a “dramatic” split among the
circuits on the issue of the necessity for governmental
entities to establish and support a “legitimate or substan-
tial governmental objective” when enacting legislation
prohibiting nudity in bars. (Pet. 24).
The petitioners’ contention is unfounded. Quite sim-
ply, the directly controlling precedent in the instant case
is Barnes and LaRue. Further, the decisions from several
circuits, cited by petitioners, do not conflict with the
holding in the instant case and do not contradict the
Court’s holdings in Barnes and LaRue. Accordingly, no
15
conflict exists, either among the circuits or with the
Court.
The Eleventh Circuit correctly assessed that the
Mobile ordinance is aimed at the very type of harm found
to create a substantial government interest in LaRue and
Barnes. (App. 7a). In LaRue, the Court found rational the
state’s conclusion that “certain sexual performances and
the dispensation of liquor by the drink ought not to
occur...” 409 U.S. at 118. In this respect, as the Fourth
Circuit recently noted, the Court considered that
““[pjrostitution occurred in and around [topless bars],
and involved some of the female dancers’ and that
‘[i]Jndecent exposure to young girls, attempted rape, [and]
rape itself’ also were quite common around such estab-
lishments.” Steakhouse, Inc. v. City of Raleigh, 1999 WL
22978 at *3, No. 97-2341 (4th Cir. Jan. 21, 1999) (quoting
LaRue, 409 U.S. at 111) (recognized that “nude and topless
barroom dancing have a long history of spawning delete-
rious effects [by] encourag[ing] prostitution and the crim-
inal abuse and exploitation of young women”).
Likewise, in Barnes, Justice Souter concluded that
Indiana’s public indecency statute, as applied to nude
dancers, served an important governmental interest
because such dancing “encourages prostitution, increases
sexual assaults, and attracts other criminal activity.” 501
U.S. at 582. The plurality determined the statute served
Indiana’s substantial governmental purpose “of protect-
ing societal order and morality.” Id. at 568. Again, indi-
vidualized findings of actual statewide conditions were
not present. Id. at 582 (“this justification has not been
articulated by Indiana’s legislature”). Instead, the Court
relied on Renton, American Mini Theatres and LaRue as
16
citing the adverse secondary effects arising from adult
entertainment, as well as the post hoc assertion of such
adverse effects set forth in Indiana’s brief. Barnes, at
582-584.
The petitioners argue that a conflict among the cir-
cuits exists concerning whether a governmental entity
must affirmatively establish a factual basis, or provide
evidence, to support its conclusion that important gov-
ernment interests are at stake, and the “motivation for
adopting regulations, beyond the mere conclusions stated
in the legislation itself.” (Pet. 23). The Court has clearly
foreclosed this question in Barnes. To the extent circuit
court cases may have imposed a different requirement,
they have been altered by Barnes. See Marks v. United
States, 430 U.S. 188 (1977); see also DLS, Inc. v. City of
Chattanooga, 107 F.3d 403, 410-11 (6th Cir. 1997) (recogniz-
ing pre-Barnes Sixth Circuit cases were altered by Barnes
analysis).
Under the Court’s opinions in Barnes, Mobile need
not await localized proof of the secondary effects it seeks
to alleviate. Further, the City is not required to come
forward with empirical evidence to support its reason-
able conclusions that a prohibition against nude dancing
in bars serves its substantial governmental interests. As
Justice Souter declared:
Our appropriate focus is not an empirical
inquiry into the actual intent of the enacting
legislature, but rather the existence or not of a
current governmental interest in the service of
which the challenged application of the statute
may be constitutional.
17
The type of entertainment respondents seek to
provide is plainly of the same character as that
at issue in Renton, American Mini Theatres, and
LaRue. It is therefore no leap to say that live
nude dancing of the sort at issue here is likely to
produce the same pernicious secondary effects
....In light of Renton’s recognition that legisla-
tion seeking to combat the secondary effects of
adult entertainment need not await localized
proof of those effects, the State of Indiana could
reasonably conclude that forbidding nude enter-
tainment of the type offered at the Kitty Kat
Lounge and the Glen Theatre’s ‘bookstore’ fur-
thers its interest in preventing prostitution, sex-
ual assault, and associated crimes. . . . I do not
believe that a State is required affirmatively to
undertake to litigate this issue repeatedly in
every case. The statute as applied to nudity of the
sort at issue here therefore satisfies the second
prong of O’Brien.
Barnes, 501 U.S. at 582-584 (emphasis added).
Just as the State of Indiana could conclude that “the
higher incidence of prostitution and sexual assault in the
vicinity of adult entertainment locations results from the
concentration of men predisposed to such activities, or
from the simple viewing of nude bodies,” Barnes, 501 U.S.
at 586 (Souter, J., concurring), so too could the City of
Mobile reasonably conclude that similar results obtain
from similar concentrations of crowds in the barroom
setting. In fact, Mobile’s conclusion is even more reason-
able in light of the Court’s cases upholding such regula-
tions. LaRue, 409 U.S. 109, Bellanca, 452 U.S. 714, City of
Newport, 479 U.S. 92.
18
In LaRue, the Court catalogued the problems arising
from liquor-licensed adult entertainment establishments.
409 U.S. at 111. From this, the Court concluded California
had a rational basis for its conclusion that a regulation
banning adult entertainment in places serving alcohol
would further its interest in preventing “bacchanalian
revelries.” 409 U.S. at 118.
In Bellanca, the Court cited with approval the state’s
legislative memorandum, which is very similar to
Mobile’s preambulatory clause:
Common sense indicates that any form of
nudity coupled with alcohol in a public place
begets undesirable behavior. This legislation
prohibiting nudity in public will once and for
all, outlaw conduct which is now quite out of
hand.
452 U.S. at 717. The Court noted that, if legislative find-
ings were required to uphold the constitutionality of New
York’s statute banning topless dancing in bars, such find-
ings were satisfied by the purposes set forth in the legis-
lative memorandum. Id.
Finally, in City of Newport, the City, in its preamble,
determined that nude dancing in establishments serving
liquor was “injurious to the citizens” of the City. 479 U.S.
at 96. The City found the ordinance necessary for a range
of purposes, including “prevent[ing] blight and the dete-
rioration of the City’s neighborhoods” and “decreas[ing]
the incidence of crime, disorderly conduct and juvenile
delinquency.” Id. at 96-97. The Court rejected the Sixth
Circuit’s conclusion, Iacobucci v. City of Newport, 785 F.2d
1354, 1359 (6th Cir. 1986), that “the preamble to the
19
ordinance, standing alone, is insufficient evidence of the
motivating factors in its passage.”
Mobile was entitled to rely on the experience and
findings of other legislative bodies as a basis for its
adoption of its ordinance. There is no reason to believe
that the adverse secondary effects of topless dancing in
Mobile bars is likely to be different than the effects of
such topless dancing in California, New York or City of
Newport, Kentucky bars. For that matter, Mobile could
reasonably conclude that the negative secondary effects
arising from the topless dancing bars in the City of
Mobile are similar to the secondary effects arising from
topless dancing establishments in Indiana (Barnes) or
from the adult theaters in Detroit (American Mini Theatres)
and in Renton, Washington. See DLS, Inc. v. City of Chat-
tanooga, 107 F.3d 403, 411 (6th Cir. 1997).
Like the Eleventh Circuit, subsequent to Barnes and
Renton, the Second, Fourth, Sixth, Eighth and Tenth Cir-
cuit Courts of Appeals have agreed that governmental
entities are not required to produce empirical evidence
relating to their interest in ameliorating adverse second-
ary effects arising from adult entertainment. See Buzzetti
v. City of New York, 140 F.3d 134 (2d Cir-), cert. denied, __
U.S. __, 119 S.Ct. 54 (1998); D.G. Restaurant Corp. v. City
of Myrtle Beach, 953 F.2d 140 (4th Cir. 1991); DLS, Inc. v.
City of Chattanooga, 107 F.3d 403 (6th Cir. 1997); Farkas v.
Miller, 151 F.3d 900 (8th Cir. 1998); Z.J. Gifts D-2, L.L.C. v.
City of Aurora, 136 F.3d 683 (10th Cir.), cert. denied, __
U.S. __, 119 S.Ct. 162 (1998). Also, prior to Barnes and
shortly before Renton, the Seventh Circuit ruled that a
20
government need not prove the existence of adverse sec-
ondary effects which its legislation is designed to avoid.
Cf. Wall Distrib., Inc. v. City of Newport News, 782 F.2d
1165, 1169-70 (7th Cir. 1986).°
5 In upholding a restriction on adult entertainment
establishments, with no prior evidence of illegal activity arising
therefrom, the Seventh Circuit stated:
In assessing the reasonableness of local [legis-
lation] ..., we may not confine the local legislature to
only what it knows and can foresee from purely local
conditions already experienced. Legislatures can no
more be held bound not to know what the whole
world knows than can courts; legislative notices of
facts must be deemed to run at least as wide as does
judicial notice.
We therefore assess the reasonableness of the [city’s]
determination [to regulate adult-oriented businesses]
not solely on the basis . . . of what had already
demonstrably occurred within its geographical
borders, but of what it might reasonably foresee in
light of a sufficiently documented wider national
experience properly reflected in matters of public
record. It would defy common sense to suppose that
the [city leaders] are not made aware in this day and
time of comparable conditions in other localities, and
of the varied responses being made by other local
governments to conditions already experienced. We
therefore assume that a proper factor in this local
legislative determination of governmental interests
was what was demonstrably being generally
experienced in comparable localities. .. .
To insist that governmental interests justifying such
legislation could only be found in specific local
experiences and conditions would unrealistically
21
The cases cited by petitioners are distinguishable
from the instant case; and, thus do not support peti-
tioners’ proposition that a conflict exists among the cir-
cuits. The Third, Fifth and Ninth Circuits have issued
decisions, subsequent to Renton and Barnes, which impose
a requirement on governmental entities to produce
empirical evidence to justify a regulation of adult enter-
tainment. The cases do not involve the regulation of
topless dancing in establishments licensed to sell alcohol.
The Ninth Circuit, in Acorn Invs. v. City of Seattle, 887
F.2d 219 (9th Cir. 1989), considered the City of Seattle’s
ordinance requiring “peepshows” to pay various license
fees and to disclose the names and addresses of share-
holders. The Ninth Circuit concluded that the City of
Seattle failed to produce evidence that the “peepshows”
produced adverse secondary effects and thus the city
could not show that the licensing scheme furthered a
substantial government interest. 887 F.2d at 222.
Acorn Invs. is distinguishable from the instant case.
The Seattle ordinance was a licensing scheme, not a regu-
lation of conduct. Further, it is important to note that this
Court upheld the City of Renton, Washington’s adult
theater zoning regulation without particularized findings
in the City of Renton, and recognized Renton’s reliance
on the experiences of Seattle with adverse secondary
require deliberate subjection to those experiences and
conditions before attempting to avoid them.
Wall Distrib., 782 F.2d at 1169-70 n. 7. See also Postscript Enters. v.
City of Bridgeton, 905 F.2d 223 (8th Cir. 1990) (adopting Wall
Distrib.’s reasoning in upholding legislation restricting adult
movie arcades).
22
effects of adult entertainment. Renton, 475 U.S. at 51-52.
Apparently, the Ninth Circuit has required a showing of
adverse secondary effects arising from each particular
segment of the adult entertainment industry prior to
combating those effects, demanding a showing that Seat-
tle “peepshows” have negative effects on a community
which has already found that adult theaters have such
effects. The Ninth Circuit’s ruling is contrary to the
Court’s holdings in Barnes and Renton.
The Third and Fifth Circuits found that, while no
showing need be made concerning pre-enactment evi-
dence of adverse secondary effects arising from adult
entertainment, a city must produce post hoc evidence at
trial to justify its regulation of adult entertainment. Phil-
lips v. Borough of Keyport, 107 F.3d 164, 173-74 (3rd Cir.
1997) (involving an adult entertainment zoning ordi-
nance) and J & B Entertainment, Inc. v. City of Jackson, 152
F.3d 362, 371 (5th Cir. 1998) (not cited by petitioners)
(involving a ban on public nudity as applied to nude
dancers).
The Third and Fifth Circuits are clearly in the minor-
ity, as set forth above. Moreover, and more importantly,
the Third and Fifth Circuits did not consider a regulation
of adult entertainment in a barroom atmosphere.
Consequently, no conflict exists among the circuits on
the prerequisites for a municipality to enact a valid prohi-
bition on topless barroom dancing. As stated above, the
instant case is the first time this issue has been decided
by a Court of Appeals since 44 Liquormart. The decision of
the Eleventh Circuit is consistent with the prior decisions
23
of the Court, and based on that precedent, the petitioners’
First Amendment interests are not violated.
+
CONCLUSION
THE PETITION FOR A WRIT OF
CERTIORARI SHOULD BE DENIED.
Respectfully submitted,
Roperick P. Stout
W. Perry HaAtt*
Stout & ROsSsLER
Attorney for Respondent
* Admission Application to
be filed
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