Opposition Brief — Cornejo v. Monn
Supreme Court brief2010
Ask Donna
What actually matters in this document.
Text
Y
No. 09-1488 Ta
ET t
IN THE
SUPREME COURT OF THE UNITED STATES
SALLY CORNEJO, individually and on behalf of
her minor son Kevin Salas,
Petitioner,
y
FREDDA MONN, JODI KAPLAN, and DAWN
SCHWARTZ,
Respondents
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF
APPEALS FOR THE SECOND CIRCUIT
BRIEF IN OPPOSITION
== =
MICHAEL A. CARDOZO
Corporation Counsel! of the
City of New York
Attorney for Respondents
100 Church Street
New York, New York 10007
(212) 788-1020 or 1072
LEONARD J. KOERNER,”
KRISTIN M. HELMERS,
JANET LYN ZALEON,
of Counsel.
*(Counsel of Record
QUESTION PRESENTED
Did the Circuit Court of Appeals correctly
affirm the District Court’s holding that the
municipal attorneys who initiated and pursued the
underlying child-abuse proceedings were entitled to
absolute immunity from liability under 42 U.S.C.
§ 1983, because their function was analogous to
that of a prosecutor in a criminal proceeding?
TABLE OF CONTENTS
Page
STATEMENT OF FACTS
REASONS FOR DENYING THE WRI]
| C orm jo s Fact Based Claim Doc Not
Warrant [This Court’s Review
[| Phe Courts Below Correctly Applied Absolut
immunity IO
I1] Cornejo Has Not Shown a Contlict in the Case
Law or Identified an Important [ederal
Question to Support Her Petition — for
( ertiorari i6
CONCLUSION 20
TABLE OF AUTHORITIES
Cases Page
Barrett v. ULS.,
798 F.2d 565 (2d Cir. 1986) "
Buckley v. Fitzsimmons,
309 U.S. 259 (1993)............ avaduuaantniwccaxess eee ae
Burns v. Reed,
er te, Ae © I es noe cnahnennacceabaxpessvnisdacnened 15
Briscoe v. LaHtue,
BED EIFS. She © BS Pinnccncccaccccsccess eecaes ada aundiadawes ©
Butz v. Economou,
8 BORO m File | y |) eee 6-7, 11, 12, 17
Cullinan v. Abramson,
128 F.3d 301 (6th Cir. 1997),
cerl. denied, 523 U.S. 1094 (1998)........... ee
Gray U. Poole,
Cee © AME Ee CEPA. SAP. DOE) visicsnccsnsensevanesan 16-17
Harlow v. Fitzgerald,
Pe RP ee CHE 8 BED avncinvccconssacsinccscsanssansnens ere 1]
Imbler v. Pachtman,
424 U.S. 409 (1976)........ Serene fal fk Sy
Kalina v. Fletcher,
ee ee Ue AME Dice cucckccaceckunksaserwenecessnacares naan 14
Lassiter v. Dept of Social Serus.,
452 U.S. 18 (1981)
PJ vo. Wagner,
603 F.3d 1182 (10th Cir. 2010)
Walden v. Wishengrad,
b
449 F.2d 149 (24 Cir. 1984) .o.cccccccccss:
Wyatt v. Cole,
504 U.S. 158 (1992)
Statutes and Rules
42 U.S.C. § 1983....
Sue. Ce ES...
1S
passim
OPINIONS BELOW
The decision of the United States Court of
Appeals for the Second Circuit is reported sub nom.
Cornejo v. Bell.at 592 F.3d 121 (2d Cir. 2010), and
is reproduced in the Appendix to the Petition for
Writ of Certiorari at pages Pet. App. 1 through Pet.
App. 18.
The memorandum and order of the United
States District Court for the Eastern District of
New York, sub nom. Cornejo v. Bell, No. CV-04-
0341, is dated May 19, 2008 and is unpublished. It
is available at 2008 U.S. Dist. LEXIS 89597 and is
reproduced in the Appendix to the Petition for Writ
of Certiorari at pages Pet. App. 19 through Pet.
App. 65.
No. 09-1488
IN THE
SUPREME COURT OF THE UNITED STATES
SALLY CORNEJO, individually and on behalf of
her minor son Kevin Salas,
Petitioner,
V.
FREDDA MONN, JODI KAPLAN, and DAWN
SCHWARTZ,
Respondents.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF
APPEALS FOR THE SECOND CIRCUIT
4
BRIEF IN OPPOSITION
STATEMENT OF FACTS
On October 31, 2002, New York City’s
Administration for Children’s Services (“ACS”)
received two reports alleging child abuse with
regard to six-month-old Kenny Salas. These
reports indicated that Kenny had been hospitalized
the day before with life-threatening injuries that
appeared to have been caused by extremely violent
shaking (“Shaken Baby Syndrome”), and_ that
Kenny had apparently sustained a rib fracture
several weeks earlier.
That day, ACS’s Child Protective Services
division assigned a caseworker, Kathleen Cerrito,
to investigate. Cerrito interviewed the physician at
Long Island Jewish Hospital (“the Hospital”) and
Kennys mother, petitioner Sally Cornejo
(“Cornejo”). At that preliminary point in_ her
investigation, Cerrito could not verify Cornejo’s
claim that she was not home when Kenny was
apparently shaken. ACS also could not rule out
Cornejo’s responsibility for the prior rib fracture.
After consulting her supervisors, Cerrito
removed Kenny’s 18-month-old brother, Kevin
Salas, from his parents’ custody on an ex parte
emergency basis, as authorized by N.Y. Fam. Ct.
Act § 1024. Kevin was placed in foster care with a
relative.
‘The next day, November 1, 2002, attorneys
in ACS’s Division of Legal Services prepared and
filed child-abuse petitions against the parents,
Cornejo and Rothman Salas (“Salas”), under Article
10 of the Family Court Act. Kenny remained
hospitalized, and he died on November 7, 2002.
ACS’s continued investigation substantiated
Cornejo’s assertion that she was not home when
Kenny was allegedly shaken. The investigation
indicated that Salas was the only adult caring for
Kenny at that time. On November 14, 2002, the
Medical Examiner advised an ACS attorney that
she could not yet determine whether Kenny had
died from Shaken Baby Syndrome, but she had
found during the autopsy that the condition of
y/
Kenny’s rib was a congenital malformation, not a
fracture.
The next day, November 15, 2002, only two
weeks after Kevin’s removal, ACS moved by order
to show cause for Kevin’s immediate return to
Cornejo. ACS asked that the return. be under
ACS’s supervision while the — child-abuse
proceedings were pending, a status known as
“parole” (Joint Appendix (“A”) at A-534-535).
At a hearing on November 19, 2002, ACS
presented testimony from Kenny’s physician at the
H{ospital, who discussed her diagnosis of Shaken
Baby Syndrome, but also explained why she
believed that Cornejo was not at home when Kenny
was Shaken. Despite the physician’s testimony in
support of ACS’s application to return Kevin to
Cornejo’s custody, the Family Court ordered that
Kevin remain with his aunt (A-535-539, A-541, A-
544).
On the next court date, December 11, 2002,
ACS reiterated its request for Kevin to be returned
to Cornejo. ‘The Family Court questioned why ACS
had not sought to withdraw the abuse petitions
against Cornejo (A-550, A-557, A-568).! After the
ACS attorney consulted her supervisors, she did
move to withdraw the petitions against Cornejo
(which would leave them pending against Salas).
However, the Family Court denied ACS’s
application, explaining that the Court was not
1 Respondents have cited pages of the Family Court transcript
as they appear in the Joint Appendix. Respondents do not
concede that the excerpt presented with the Petition, at Pet.
App. 68-71, is an accurate reproduction.
3
“comfortable entertaining an application for an
outright parole to the mother” in light of the
medical uncertainty as to why Kenny died (A-561-
562; Pet. App. 29-30).
The cause of Kenny’s death was called into
question when the Medical IExaminer’s autopsy
report of January 22, 2003, concluded that Kenny
had died from a heart defect, not from being
shaken. Kenny’s doctors at the Hospital adamantly
disagreed with that conclusion, and reiterated their
diagnosis of Shaken Baby Syndrome.
Consequently, a meeting was convened,
attended by the physicians from the Hospital and
from the Medical Examiner’s Office, as well as
members of the Queens County District Attorney’s
Office, ACS’s attorneys, Cornejo’s attorney, and
Kevin’s law guardian (A-212; A-582; A-817). The
physicians from the Hospital and the Medical
¢xaminer’s Office maintained their divergent
beliefs about the cause of death, but they did agree
to consult an independent expert, Dr. Paul M.
Weinberg, a pediatric cardiologist at Philadelphia
Children’s Hospital (A772-773). In addition, ACS
contacted pediatric pathologist Dr. Janice Ophoven
of the Crackleberry Group in Indiana (A-130).
Until these experts weighed in, ACS was
reluctant to withdraw the abuse petitions against
Salas. Nonetheless, even while recognizing the
complexity of the medical issues, the Family Court
denied ACS’s requests to withdraw the petitions
against Cornejo unless ACS also agreed to
withdraw them against Salas (A-625).
At last, on February 4, 2003, the Family
Court granted ACS’s request to parole Kevin to
4
Cornejo under ACS’s supervision. The Family
Court directed Cornejo to keep Kevin within New
York State while the proceedings were pending,
and not to allow any contact between Kevin and
Salas (A-124-125).
On April 29, 2003, Dr. Weinberg completed
his report and, like the Medical Examiner,
diagnosed a myocardial infarction of unknown
cause (A772-773). Dr. Ophoven also could not
conclude that Kenny died from being shaken. On
ay 20, 2003; Cornejo joined ACS in seeking
dismissal of the petitions against her (A-760-771).
On June 10, 2003, ACS requested, and the
Family Court finally granted, permission to
withdraw the petitions as to both Cornejo and
Salas (A-133-134, A-136). ACS explained that it
now had “no basis to dispute the findings of the
Medical Examiner,” and “d[{id] not believe that any
evidence currently exists which could prove this
Petition by a preponderance of the evidence”
(A-644).
Cornejo, for herself and Kevin, sued the City
of New York, the then-ACS Commissioner, and
several ACS attorneys, | caseworkers and
supervisors. The United States District Court
granted defendants’ motions for summary
judgment dismissing the complaint (Pet. App. at
64). The Court held, in relevant part, that the ACS
attorneys were entitled to absolute immunity from
liability under 42 U.S.C. § 1983 (Pet. App. 56-57).
The Court followed the holding of the Second
Circuit Court of Appeals in Walden v. Wishengrad,
745 F.2d 149, 152 (2d Cir. 1984), that an attorney
representing a County Department of Special
Services in child-protective proceedings “was
entitled to absolute immunity, because her duties
in initiating and litigating those proceedings were
‘similar to those of a prosecuting attorney” (Pet.
App. at 56).
The District Court) emphasized — that
prosecutorial immunity covered all the “activities
that can fairly be characterized as_ closely
associated with the conduct of litigation” (Pet. App.
at 56, quoting Barrett v. U.S., 798 F.2d 565, 571-72
(2d Cir. 1986)). Furthermore, the District Court
held that the ACS attorneys’ absolute immunity
from § 1983 liability encompassed Cornejo’s
contention that “the attorneys disregarded the
instructions from the ACS caseworkers to withdraw
the petition against Cornejo” (Pet. App. 56-57).
The Court of Appeals for the Second Circuit
affirmed. The Second Circuit explained, in relevant
part, that the question of whether an employee of
the executive branch of government is entitled to
absolute or qualified immunity turns on what this
Court has called a “functional’ analysis” (Pet. App.
at 10, citing Briscoe v. LaHue, 460 U.S. 325, 342
(1983)). Like the District Court, the Second Circuit
held that, under this analysis, absolute immunity
applied to “prosecutorial activities” that were
“intimately associated with the judicial phase of
the criminal process, and thus [are] functions to
which the reasons for absolute immunity apply
with full force” (Pet. App. at 10, quoting Imbler v.
Pachtman, 424 U.S. 409, 430 (1976)). The Second
Circuit reasoned that “absolute immunity also
extends to non-prosecutor officials when they are
performing ‘functions analogous to those of a
prosecutor” (Pet. App. at 10, quoting Butz ov.
6
HMconomou, 438 U.S. 478, 515 (1978)). The Second
Circuit explained that “[wlhile any = analogy
between two kinds of executive employees is never
perfect, such reasoning by analogy is at the heart of
judicial thinking: things that are essentially alike
should be treated essentially the same” (Pet. App.
at 10). Thus, the Second Circuit pointed out that,
in Butz, this Court had applied absolute immunity
to an agency official’s decision to institute an
administrative proceeding (Pet. App. at 10).
Consequently, the Second Circuit held, as it
had in Walden v. Wishengrad, 745 F.2d at 152,
that, given the importance of child protection
activities, as well as “the need to pursue protective
child litigation vigorously and the potential for
subsequent colorable claims” arising from those
activities, the ACS attorneys “must be accorded
absolute immunity from § 1983 claims arising out
of the performance of [their] duties” (Pet. App. at
11).
REASONS FOR DENYING THE WRIT
I. Cornejo’s Fact-Based Claim Does Not
Warrant This Court’s Review.
The question raised by Cornejo does not
present any “compelling reasons” for granting the
petition. See Sup. Ct. R. 10. Indeed, the District
Court and the Second Circuit properly applied this
Court’s functional analysis in determining that the
ACS attorneys were entitled to absolute immunity
in this case. Moreover, Cornejo’s challenge to the
holding of the Courts below is based on_ her
particular interpretation of the facts of this case.
The decisions below explained why — that
=
interpretation does not undercut the application of
absolute immunity, and the Courts’ resolution of
that issue does not warrant review by this Court.
Cornejo asserts that the — child-abuse
petitions brought against her had “no merit,” when
in fact the petitions were based on Kenny’s death
from what appeared to be an intentional and
violent shaking, as well as his apparent prior rib
fracture. ACS reasonably inferred that Kevin was
in danger of being abused unless he was removed
from his parents’ care.
Cornejo also alleges that the ACS
caseworkers were somehow the “clients” of the ACS
attorneys, and that the attorneys had
“contravened” the caseworkers’ “instructions.”
Even assuming for the sake of argument that the
caseworkers were the attorneys’ clients, the factual
record in this case does not support Cornejo’s
assertion of liability based on the attorneys’
supposed disobedience of the caseworkers’
instructions.
Kevin was placed in foster care with a
relative on October 31, 2002. Cornejo contends
that, in mid-November, 2002, the caseworkers
instructed the attorneys to “withdraw the case
against Ms. Cornejo and return Kevin to her” (Pet.
at 3). Cornejo relies on the deposition testimony of
Child Protective Manager Joyce De Nicholson, who
could not recall when she spoke to an attorney
during that period, to whom she spoke, or what she
said (A-377-379).
In fact, the ACS attorneys promptly sought
to have Kevin returned to Cornejo’s custody as soon
as they verified that she was not at home when
8
Kenny was allevedly shaken, and that the condition
of Kenny’s rib was not a fracture resulting from
child abuse. ACS made this application in a
November 15, 2002 order to show cause, only about
two weeks after Kevin had been removed, and only
one day after learning from the Medical Examiner
that Kenny’s suspected prior rib injury was, in fact,
a congenital condition.
ACS asked that Kevin be “paroled” to
Cornejo under ACS’s supervision, to ensure that
Kevin remained in New York City, and away from
Salas, while the proceedings were pending. The
Family Court denied that application, as well as
the application made on December 11, 2002.
Furthermore, at the hearing on December
11, 2002, the Family Court urged ACS to move to
withdraw the petitions against Cornejo, and ACS
made that motion. Nonetheless, the Family Court
denied the motion, even as it recognized that ACS
could not withdraw the petitions without judicial
approval (A-671-672). Subsequently, the Family
Court refused ACS’s repeated motions to withdraw
the petitions against Cornejo. Thus, the Family
Court, rather than the ACS attorneys, prolonged
Kevin’s separation from Cornejo.
After the Medical Examiner issued her
report on January 22, 2003, the ACS attorneys
were able to get the Family Court, at last, to parole
Kevin to Cornejo, on February 4, 2003.
Nevertheless, the Family Court refused to
allow ACS to withdraw the petitions against
Cornejo without withdrawing them against Salas.
ACS was faced with different medical opinions
concerning the cause of Kenny’s death, and
QO
«7
whether Salas was responsible for that death.
Thus, the ACS attorneys sought to mediate the
medical dispute before withdrawing the petitions
against Salas (A-120-121, A-586, A-815-816). That
judgment call is understandable, because Kenny
wus in Salas’s care when he lost consciousness, and
ACS needed to take the safer course of action and
ensure that Salas presented no risk to Kevin.
Moreover, as noted by the District Court, the
decision whether to seek judicial permission to
withdraw a petition is precisely the type of decision
“incident to the filing and litigation of the petition
in Family Court” that is “intimately ussociated”
with the judicial process and therefore should be
within the scope of absolute immunity (Pet. App. at
57). See Imbler, 424 U.S. at 430.
Therefore, Cornejo’s discussion of the roles of
clients and their privately-retained attorneys in the
settlement of civil cases in peneral (Pet. at 24-26) is
inapposite. For all these reasons, this is not an
appropriate case for this Court’s review.
II. The Courts Below Correctly Applied
Absolute Immunity.
A. Precedent Supports Application’ of
Absolute Immunity to ACS Attorneys.
This Court need not review the Second
Circuit’s logical application of absolute immunity in
this case. Cornejo’s challenge to that holding is
based on only a portion of this Court’s absolute
immunity analysis the scope of common-law
immunity in 1871, when § 1983 was enacted as § 1
of the Civil Rights Act.
10
In evaluating absolute immunity, this Court
does engage in “a considered inquiry into the
immunity historically accorded the relevant official
at common law and the interests behind it.”
Imbler, 424 U.S. at 421. Thus, the Court held in
Imbler that the historical common-law immunity of
prosecutors should translate into a _ prosecutor’s
absolute immunity from liability under § 1983 for
actions taken within the scope of the prosecutor’s
duties as an advocate. Jd. at 421-423.
Cornejo erroneously asserts, however, that
the scope of absolute immunity depends solely on
that historical analysis. According to Cornejo, in
1871, there was no mechanism to remove children
from parents who abused or neglected them and,
therefore, no governmental = attorneys were
employed to bring petitions to safeguard those
children (Pet. at 12-15).
Cornejo fails to appreciate that this Court
has applied absolute immunity, not just to
prosecutors, but also to attorneys whose duties are
analogous to those of a prosecutor, such as an
agency attorney who initiates an administrative
nroceeding, participates in the trial, and presents
evidence before the tribunal. Butz v. Economou,
438 U.S. 478, 515, 516 (1978); see Harlow ov.
Fitzgerald, 457 U.S. 800, 807 (1982) (citing the
holding in SHutz that absolute immunity
encompasses “prosecutors and similar officials” and
“executive officers engaged in adjudicative
functions”).
The policy considerations expressed by this
Court in both Jmbler and Butz support applying
absolute immunity to ACS attorneys, even though
lj
their precise office did not exist in 1871. This
Court explained in Butz that an ayency attorney’s
exercise of independent judgment in bringing a
proceeding and presenting evidence could be
curtailed if the attorney risked being held liable in
damapes. 43% ULS. at 515-516 (citing the “serious
danger that the decision to authorize proceedings
will provoke a_=eretahatory response” through
litigation). Similarly, in Imbler, this Court pointed
out that:
A prosecutor is duty bound to exercise
his best judgment both in deciding
which suits to bring and in conducting
them in court. The public trust of the
prosecutor’s office would suffer if he
were constrained in making every
decision by the consequences in terms
of his own potential liability in a suit
for damages.
Imbler, 424 U.S. at 424-425. This Court has also
noted that an administrative proceeding gives a
defendant “ample opportunity to challenge the
legality of the proceeding,” without the need for a
§ 1983 action. Butz, 438 U.S. at 515.
In Walden v. Wishengrad, the Second Circuit
soundly applied the same analogy to a
governmental attorney charged with the
responsibility of protecting vulnerable children in
Family Court proceedings. Even assuming that
protection for children did not yet exist in 1871, a
strong public interest in providing such protection
has since been recognized.
Walden v. Wishengrad concerned a former
child-protective cuseworker’s false-arrest claim
12
against a Department of Social Services attorney
who allegedly got her arrested for failing to appear
in Family Court. 745 F.2d at 150-151. The Second
Circuit recognized that absolute immunity “should
be accorded only in exceptional cases.” I/d. at 152.
Nonetheless, the Court followed the absolute-
immunity analysis in /mbler because “lals a
Department attorney, Wishengrad initiates and
prosecutes child protective orders and represents
the interests of the Department and the County in
Family Court.. As such, her duties are similar to
those of a prosecutor, who acts ‘as an advocate for
the State’ in criminal matters.” /d. (internal
citation omitted). The Court emphasized that:
Given the importance of the
Department’s activities, the need to
pursue protective’ child — litigation
vigorously and the potential for
subsequent colorable claims,
Wishengrad — should be accorded
absolute immunity from claims arising
out of the performance of her duties.
She must be allowed to perform her
duties free from fear of potential
lawsuits by individuals allegedly
harmed by her actions.
745 F.2d at 152. Subsequently, in Cornejo, the
District Court and Second Circuit soundly applied
the same reasoning as in Butz and Walden.
Cornejo acknowledges’ that child-abuse
proceedings are brought to protect the child (Pet. at
19, 20-21). See Lassiter v. Dept of Social Seruvs.,
452 U.S. 18, 27 (1981) (noting that “the State has
an urgent interest in the welfare of the child”).
le
Cornejo does not appreciate, however, that this
societal interest should’ entitle child-welfare
attorneys to absolute immunity from liability that
might otherwise affect their pursuit of those
proceedings. For these reasons, this Court need not
revisit the Second Circuit’s holding.
B. The Attorneys Duties Gave Them
Absolute Immunity.
Cornejo also mistakenly asserts that the
attorneys were not entitled to absolute immunity
for the particular conduct that forms the basis for
her lawsuit (Pet. Br. at 14). This Court employs a
“functional” approach in deciding whether an
employee of the executive branch of government is
entitled to absolute or qualified immunity. Buckley
v. Fitzsimmons, 509 U.S. 259, 271 (1993). Indeed,
Justice Scalia cited some “curious” results
emanating from the Court’s functional analysis, but
explained that “both Jmbler and the ‘functional’
approach are so deeply embedded in our § 1983
jurisprudence that, for reasons of stare decisis, I
would not abandon them now.” Kalina v. Fletcher,
522 U.S. 118, 132, 1385 (1997) (Scalia, J
concurriny).
saa
In Imbler, this Court listed numerous
examples of duties encompassed within a
prosecuting attorney’s advocacy function, for which
the prosecutor is immune from § 1983 liability:
“whether to present a case to a grand jury, whether
to file an information, whether and when _ to
prosecute, whether to dismiss an_= indictment
against particular defendants, which witnesses to
call, and what other evidence to present.” Jmbler,
424 US. at 431 n.33.
The conduct cited by Cornejo in this petition
is the continuation of the child-abuse proceedings
(Pet. at 7). The decision whether to pursue or
withdraw a Family Court petition is manifestly the
function of an advocate. The District Court and
Second Circuit soundly held, consistent with the
reasoning of /mbler, that the ACS attorneys in this
case were entitled to absolute immunity for those
decisions (Pet. App. at 10-11, 56-57).
This Court has pointed out the breadth of
absolute immunity. As it explained in Buckley,
“the Imbler approach focuses on the conduct for
which immunity is claimed, not on the harm that
the conduct may have caused or the question
whether it was lawful.” Buckley, 509 U.S. at 271.
Thus, a prosecutor would be immune from lhability
for presenting evidence at a probable-cause hearing
even if, unlike this case, the attorney made or
elicited false statements during that hearing. See
Buckley, 509 U.S. at 270 (deseribing Burns v. Reed,
500 U.S. 478 (1991).
Here, by contrast, the conduct of the ACS
attorneys did not even remotely approach that level
of malfeasance. When the attorneys learned from
the medical experts that Cornejo could not have
been responsible for abusing Kenny, they
immediately and aggressively pursued Kevin’s
return to Cornejo. Soon, they also sought
withdrawal of the petition against her. Not only
was Cornejo not harmed by the ACS attorneys’
decisions, she would have benefited if the Family
Court had chosen to grant the relief sought by ACS.
However, even if she had been harmed by the
decision to continue the Family Court proceedings,
the ACS attorneys would be shielded from liability
15
by absolute immunity for their advocacy functions,
as held by the District Court, and Second Circuit.
In sum, the logical decisions reached by the Courts
below do not require review by this Court.
lil. Cornejo Has Not Shown a Conflict in
the Jase Law or = § Identified = an
Important Federal Question to Support
Her Petition for Certiorari.
Cornejo’s petition fails to establish a conflict
among the Circuit Courts of Appeals, or a conflict
with this Court’s prior cases, so as to justify her
petition for certiorari. Similarly, Cornejo’s
speculation about the reach of the Second Circuit’s
decision does not merit this Court’s attention.
A. Cornejo Failed to Show a Conflict
Among the Circuit Courts.
The cases cited by Cornejo demonstrate
consistency, rather than conflict, among the Circuit
Courts of Appeals in granting absolute immunity to
fovernmental attorneys who initiate and pursue
child-protective proceedings (Pet. at 16-17). E.g.,
PJ v. Wagner, 603 F.3d 1182, 1195 (10th Cir. 2010)
(proceeding in juvenile court to take child into
protective custody because of parents’ fgilure to
obtain proper treatment for child’s cancer); Gray v.
Poole, 243 F.3d 572, 577 (D.C. Cir. 2001) (initiating
and prosecuting a child-neglect petition).
Indeed, in Gray v. Poole, the District of
Columbia Circuit eloquently explained the basis for
recognizing absolute immunity in these
circumstances. The Court held that, as in the
administrative proceeding described in Butz, the
16
governmental attorneys had to “make the decision
to move torward ... free from intimidation or
harassment.” Gray, 243 F.3d at 577 (quoting Butz,
438 U.S. at 516). The Gray court pointed out that
“(tlhe prospect of angry, retaliatory litigation by
targets of the attorneys’ actions is at least as likely
in child neglect cases as in efforts to suspend the
repistration of commodities merchants” that were
at issue in Butz. Gray, 243 F.3d at 577. In
addition, the Gray court noted that both types of
proceedings enabled the respondents to challenge
the legality of the governmental actions. /d. The
Court. concluded: “If anything, the function of an
attorney who litigates a Superior Court neglect
action is closer to that of the prosecutor in /mbler
than was the function of the agency attorney who
litigated administrative hearings in Butz itself.”
Gray, 243 F.3d at 577. Accordingly the Court found
the attorney immune from § 1983 liability for
allegedly filing the neglect proceeding without
cause and making supposedly libelous statements
in the course of that proceeding. Jd. at 577-578.
Accordingly, Cornejo’s petition cannot be based on a
conflict in the case law.
B. The Second Circuit’s Decision Does Not
Apply Immunity in All Civil Litigation.
The application of absolute immunity to the
ACS attorneys in this case does not open the door
to an assertion of blanket immunity for all
attorneys in civil litigation, as Cornejo claims (Pet.
at 10-13, 16-17). Indeed, private attorneys are
generally not. subject to § 1983 lability because
they are not acting under color of state law.
17
Cornejo’s reliance on Wyatt v. Cole, 504 U.S.
158% (1992), is misplaced (Pet. at 11-12). In Wyatt,
this Court explicitly held that a private attorney
using a state replevin statute does not have the
kind of qualified immunity from § 1983 liability
that might be conferred upon a government official.
This Court explained that qualified immunity for
private actors was not supported by either a history
of immunity from common-law claims such as
malicious prosecution, nor by a policy justification
such as a need to preserve the officials’ “ability to
serve the public good or to ensure that talented
candidates were not deterred by the threat of
damages suits from entering public service.” 504
U.S. at 163-168.
Finally, the Second Circuit’s holding does not
alter or extend the reach of absolute immunity to
all the conduct of all the attorneys who may be
hired to assist governmental entities, as Cornejo
alleges (Pet. at 12). Indeed, the cases Cornejo cites
are distinguishable (Pet. at 22-23). In those cases,
this Court employed its functional approach to
determine that attorneys’ activities other than
advocacy, such as aiding a police investigation or
holding a press conference, were not entitled to the
protections of absolute immunity.
In contrast, Cullinan v. Abramson, 128 F.3d
301, 310 (6th Cir. 1997), cert. denied, 523 U.S. 1094
(1998) (Pet. at 12), held that a city’s outside counsel
might be entitled to qualified immunity for its
defense of a lawsuit against the city. In this case
as well, the Second Circuit’s holding concerned the
ACS attorneys’ core advocacy function.
18
or all the reasons stated, the Second Circuit
properly affirmed the District Court’s dismissal of
Cornejo’s action against the ACS attorneys based
upon absolute immunity. This case does not raise
any issues warranting further review by this Court
19
CONCLUSION
FOR THE REASONS STATED,
THE PETITION FOR A WRIT OF
CERTIORARI SHOULD BE
DENIED.
Dated: New York, New York
July 6, 2010
Respectfully submitted,
MICHAEL A. CARDOZO
Corporation Counsel of the
City of New York
Attorney for Respondents
100 Church Street
New York, New York 10007
(212) 788-1020 or 1072
LEONARD J. KOERNER,’
KRISTIN M. HELMERS,
JANET LYN ZALEON,
of Counsel.
*Counsel of Record
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.