Opposition Brief — Norwood v. Vance
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; Supreme Cou, US
F'LED
JUN 30 2019
OFFICE OF THE CLERK
No. 09-1215
Iu the
Suprente Court of the United States
GREGORY LYNN NORWOOD, Petitroner,
Vv
STEVE J. VANCE., ET AL., Respondents.
ON WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE NINTH
CIRCUIT
RESPONDENTS’ OPPOSITION TO PETITION FOR
WRIT OF CERTIORARI
KDMUND G. BROWN JR.
Attorney General of California
MANUEL M. MEDEIROS
State Solicitor General
DAVID S. CHANEY
Chief Assistant. Attorney General
ROCHELLE C. EAST
Senior Assistant Attorney
General
TRACY S. HENDRICKSON
Supervising Deputy Attorney
Ceneral
JAMES EK. FLYNN
Deputy Attorney Generil
Counsel of Record
1300 1 Street, Suite 125
P.O. Box 944255
Sacramento, CA 94244-2550
Telephone: (916) 323-1976
Fax: (916) 324-5205
James. lynn@doj.ca.gov
Counsel for Respondents
QUESTIONS PRESENTED
Prison officials suspended outdoor exercise after
inmates attacked correctional officers, almost killing
one, in a facility that housed members of various
street gangs. After exercise was resumed, continued
violence caused prison officials to suspend exercise
again.
A jury found that the exercise suspensions
constituted deliberate indifference under the Eighth
Amendment. The Ninth Circuit reversed the verdict
because the district court refused to instruct the jury
that prison officials were entitled to deference when
balancing their competing obligations to ensur
institutional security and provide exercise and found
that prison officials were entitled to qualified
immunity.
1. When an inmate’s lawsuit contends
prison officials imposed cruel and
unusual punishment under the Eighth
Amendmert by restricting outdoor
exercise following outbursts of prison
violence, should a trial court instruct the
jury that it should defer to prison
officials’ professional judgment = and
considered choice about whether the
exercise restrictions were necessary to
stop the violence and prevent its
recurrence?
2. May the court of appeal! vacate a jury
verdict for instructional error and not
remand for a new trial, but instead elect
to review the facts in the light most
favorable to plaintiff and grant qualified
immunity where the _ plaintiff has
addressed that issue on the merits?
LIST OF PARTIES |
. Petitioner Gregory Lynn Norwood is a
California prisoner who was confined at
the California State Prison — Sacramento
at the time the events at issue.
. Respondents were prison administrators
at the prison at the time of the events at
issue and held the following positions:
Cheryl] Phler and Mike Knowles,
Wardens; James P. Walker and Thomas
P. Goughnour, Associate Wardens; and
Steve J. Vance and David I. Willey,
Correctional Captaims for the facility
where Norwood was housed.
il}
TABLE OF CONTENTS
Page
I to ESOS es aecn use couadarniionnia 1
Basis for Jurisdiction In This Court........................ 1
Constitutional Provisions And Statutes
RE TAT Ree ei eae Iot He Oe Pe AE RAE OD ORAS Fane |
Constitutional Provisions And Statutes
EE IE UINT SD ICR RP PERS APE RRL ID RAR A oe 2
CURE CE GIR CID oo onc c cn ncesencoscccccccavcccocceudcooceuses 3
Reasons Certiorari Should Be Denied................... 21
1. Certiorari Should be Denied -
Because the Ninth Circuit’s
Decision Comports with
Established Law, and Does Not
Conflict With the Decision of
‘Another Court of Appeall................... 21
II. Prison Officials Were Entitled to
Qualified Immunity. ......................... 28
SE Se SAAR LADLE SAAD :
1V
TABLE OF AUTHORITIES
Page
CASES
Allen v. Sakai
. OS Fe Ue CUER Cir, TSGG) oi incn ccc scccccsscscsescsee: 22
Bell v. Wolfish
re ee ee te fo isd seni ecce passim
Devereaux v. Abbey
263 F.3d 1070 (9th Cir. 2001) (en banc)........... 33
Farmer v. Brennan |
(SERIE m6. |: ner eos passim
Galvin v. Hay
TH Fe Fae COCR Cir, BOD) oo oncinccccncccevcocccesesss-: 35
Hebbe v. Pliler
et al., No. 2:00-cv-306-GEB-PAN (J FM) .......... 27
Hope v. Pelzer
RO a PP IE oo cn cincdaneccascecassupbenasenss 34, 35
Hoptowit v. Ray
eee ee Beer Cee Ce, TOBE) ooviccccinsievecian. 22
Hudson v. McMillian
I A i oa.20
Hunter .v. Bryant
a a i cocci dkc natu cscadnwetscueavanes) 33
Iacobucci v. Boulter
EOD Fe TO LNGE Cae, EODD) onvsicsciiscscsvnscsccccecivcs: 29
Johnson v. California |
Be Bre Ot CO) vinsisevasccctencanssoescacncossncans 25, 26
Johnson v. Lewts
217 F.30 120 CC Cir. 2000) ..;..cesccccncocsecs, passim
Norwood v. Vance
591 F.3d 1062 (9th Cir. Jan. 7, 2010)....... passim
TABLE OF AUTHORITIES
(continued)
Page
_ Ortiz v. Jordan
316 Fed.Appx. 449 (6th Cir. 2009), cert.
granted 2010 WL 1641312 (Apr. 26, 2010) ...... 29
Pell v. Procunier
6179 Ui. Bit CG kk 25, 26, 31
Spain v. Procunier
600 F.2d 189 (9th Cir. 1979) 0.0... eee 22, 34
T.W. Elec. Serv., Inc. v. Pacific Elec.
Contractors Ass’n.
809 F.2d 626 (9th Cir. 1987) ................cccceeeseeeee 31
Toussaint v. Yockey
722 F.2d 1490 (9th Cir. 1984).......................006. 22
Turner v. Safley
AB2 U.S. 78 (1987) ..o-cococccccccceccesceseceseseseeees 25, 26
Whitley v. Albers
STG Ue OCA) bittstisisenvatscsntsernee passim
Wilson v. Seite
BO1 US. 24 CGO vcceiice acetate eee zi
STATUTES
99 U.B.C. © FOBT) oiscsecccibulsaseae 1
BO UBC. © FOS vevecsiecccsexctcivn ese 2
CONSTITUTIONAL PROVISIONS
U.S. Const. Amendment VIII................0........ passim
U.S. Const. Amendment AIV .......0cccccccccoccesccecvescees 26
OPINIONS BELOW
The opinion below is reported at Norwood v.
Vance, 591 F.3d 1062 (9th Cir. Jan. 7, 2010), and ‘is
reproduced at Petitioner’s Appendix 1.
BASIS FOR JURISDICTION IN THIS COURT
The court of appeals’ amended opinion and
order denying petitioner's petition for rehearing and
rehearing en banc was entered on January 7, 2010.
(Pet. App. 1, 3.) Norwood petitioned for writ of
certiorari on April 7, 2010. The Court has
jurisdiction under 28 U.S.C. § 1254(1).
CONSTITUTIONAL PROVISIONS AND
STATUTES INVOLVED
U.S. Const. amend. VIII provides:
Excessive bail shall not be required, nor
excessive fines imposed, nor cruel and
unusual punishment inflicted.
29 U.S.C. § 1983 provides:
Every person who, under color of any
statute, ordinance, regulation, custom, or
usage, of any State or Territory or the
District of Columbia, subjects, or causes to
be subjected, any citizen of the United
States or other person within. the
jurisdiction thereof to the deprivation of
any rights, privileges, or immunities
secured by the Constitution and laws, shall
be liable to the party injured in an action
at law, suit in equity, or other proper
proceeding for redress, except that in any
action brought against a judicial officer for
an act or omission taken in such officer’s
judicial capacity, injunctive relief shall not
be granted unless a declaratory decree was
violated or declaratory’ relief was
unavailable. For the purposes of this
section any Act of Congress applicable
exclusively to the District of Columbia
shall be considered to be a statute of the
District of Columbia.
STATEMENT OF THE CASE
A. . Facts |
Norwood is an African-American prisoner who
was confined in Facility B at the California State
Prison-Sacramento (CSP-Sacramento), where he was
serving a life-term for murder at the time of the
events at issue. (CR 124, DER 23:4-5, 10-11, 12-13.) !
Norwood had a history of disciplinary violations for
sneaking out of his cell and being out-of-bounds on
the prison’s main yard. (RT [Norwood] 558:16-21.)
1. Norwood’s Housing Unit at CSP-
Sacramento. |
CSP-Sacramento is a maximum-security prison
that houses California prisoners who pose the
greatest threat to institutional security and staff
safety. (CR 124, DER 23:14-15.) Facility B of the
prison housed approximately 1,000 maximum-
security prisoners of different races and ethnic
groups - African-American, Caucasian, Hispanic,
Asian, American Indian, and other (e.g., Pacific
Islanders). (CR 124, DER 23:18-20.) The facility was
known as the “gangster yard,” and most of the
violence at the prison occurred there. (DER 692, RT
[Pliler] 484:7-10.) Although Norwood was identified
as a member of the Black Guerrilla Family prison
gang when he arrived at the prison, that information
could not be verified, and he was not considered to be
affiliated with any gang at the time of the 2002 and
2003 exercise suspensions at issue. (DER 771, RT
[Norwood] 563:24-25.)
1 Citations are to the clerk’s record in the district court
and the excerpts of record on appeal.
The eight housing units that comprised Facility
B were built around a main yard where, absent
unusual conditions, outdoor exercise was available to
prisoners. (CR 124, DER 23:21-22. The facility also
had seven small concrete yards adjacent to all but
one of the housing blocks. (CR 124, DER 23:23-24:1.)
Each of those small yards could be used by no more
than twenty inmates at a time.
2. Lockdown and Suspension of Normal
Programming During 2002-2003 Violence at the
Prison.
In January 2002, prison officials locked down
Facility B and suspended normal programs,
including outside exercise on the main yard, after an
officer was stabbed in a dining hall and other officers
were attacked by Hispanic inmates. (CR 124, DER
24:15-17.) That attack set off a two-year period of
ongoing, pervasive violence at the prison.
Before these attacks, there had been no life-
threatening assaults on staff in the facility’s dining
halls. (DER 683, RT [Pliler] 485:9-15; DER 771, 765,
RT [Norwood] 557:3-21, 571:15-20; DER 463, RT
[Norwood] 455:17-21).) Afterwards, there were a
series of attacks on officers and inmate-on-inmate
attacks along racial lines by members of ethnic street
gangs over the next two years that prevented the
prison from resuming normal operations and that led
to further suspensions or modifications of normal
programs, including the outdoor-exercise program.
(CR 124, DER 24:18-25:4.) The lockdown and
suspensions of normal programming occurred against
a backdrop of violence that far exceeded anything
prison officials had seen before and that was directed
not only at officers, but also at other inmates, often
baséd on ethnic or gang conflicts. (DER 692, RT
[Pliler] 484:11-18.) Prison officials received reports
that there was a statewide “green light” for inmates
to attack officers. (DER 8738. RT [Pliler] 665:10-
667.4.)
There is no general policy that mandates when
to lock down a prison; what programs, including
outdoor exercise, should be suspended and for which
inmates; or when and how normal programming can
be safely resumed. (DER 876, RT [Pliler] 668:7-14.)
Those decisions depend on the facts of each incident.
(Id.)
During a lockdown, normal programming is
suspended. (CR 124, DER 24:2-5.). Inmates are
confined to their cells and fed there, and are not
allowed to go to assigned work or. education
programs, the law library, religious services, or
regular visiting. (Id.) Canteen and telephone
privileges are suspended, and inmates are not
allowed to exercise on the yard. (/d.) Essential
services, such as medical care, are provided, and
inmates are allowed to shower under controlled
circumstances. (/d.)
After a lockdown is imposed and the prison is
secured, prison officials investigate and report on
what occurred. (DER 695-97, RT [Pliler] 487:21- .
489:10.) That process is time-consuming and
requires staff to interview inmates, often more than
once; search cells and common areas; screen
telephone calls and mail; and evaluate security to
determine whether, when, and how. normal
programming can be resumed. (DER 897, RT [Pliler]
689:12-18.]
The goal is to resume normal prison operations
as quickly as safety allows. (DER 878, RT [Pliler]
670:1-5.) When prison officials believe it is safe to do
so, they can allow all or selected groups of inmates to
use the main exercise yard, or allow smaller groups
of inmates to use the small concrete yards for outdoor
exercise to see how they behave in a controlled
setting. (DER 879, RT [Pliler}] 671:3-9.)
Although the. small yards were used on
occasion, they were generally not used to exercise the
whole general population in Facility B because gangs
or ethnic groups often pressured other inmates to
participate in violence, and the refusal of an inmate
to do so could pose a risk to his safety because he
could be attacked and injured on the yards. (DER
661, RT [Phler] 453:7-23.) Instead, the small yards
were used as the first step in determining whether
small groups of compatible inmates could exercise
together safely again. (/d.)
For example, after the January 2002 lockdown,
Southern Hispanic inmates, who were responsible for
the staff assault that had led to the lockdown, were
initially allowed to exercise on the small yards before
being allowed access to the main yard. Likewise,
African-American inmates used those yards after
their access to the main yard was_ suspended
following Crip assaults on staff. And White and
Southern Hispanic inmates used those yards after
inmate-on-inmate violence involving those groups.
(CR 158-2, DER 94, 102, 130, 162, 164, 166, 168.)
Even when prison officials felt it was safe to use
the small yards, assaults also happened there. (DER
927-28, RT [Pliler}] 719:9-720:23.) | When that
occurred, officials were back to square one and had to
re-impose restrictions and start all over. (Id.) Asa
result, officials were cautious and wanted to be sure
it was safe before releasing inmates to exercise.
(DER 935, RT [Pliler] 727:22-2; (DER 685, RT [Pliler]}
477:23-24.) Because of similar’ safety concerns,
prison officials did not use. the housing-unit day
rooms for exercise. (DER 662, RT [Pliler] 454:15-24.)
3. Suspension of Norwood’s Outdoor
Exercise.
Because of the ongoing violence in Facility B,
normal prison operations were suspended for almost
two years. During that time, prison officials modified
prison programs, including access to exercise on the
yard, to stop the violence and prevent its recurrence.
As a result, Norwood was not allowed outdoor
exercise for about eighty days during the first two
suspensions of outdoor exercise, five months during
the third, and about sixty days during the fourth.
(CR 124, DER 24:9-13.)
Prison officials did not believe that Norwood
would suffer physical or mental consequences as a
result of the time he was denied outdoor exercise
because essential medical and mental health services
were provided, and he sustained no actual harm
because of the restrictions on outdoor exercise. (DER
856, RT [Vance] 648:5-23; DER 885, RT [Plier]
677:21-678:1; DER 939, RT [Goughnour] 731:7-16;
CR 152, DER 6:13-21, DER 8:20-28, DER 10, 21-27,
DER 12:26-13:6.)
4. Initial Lockdown and Suspension of
Outdoor Exercise - January 4 to March 27, 2002.
On January 4, 2002, inmates attacked officers
in a Facility B dining hall, stabbing one and almost
killing him. (CR 124, DER 24:15-17; DER 707, RT
{[Pliler] 499:6-12.) After restoring control, prison
officials locked the facility down and began an
investigation. Prison officials only knew that staff
injuries were serious and that the attackers were
Hispanic inmates. (DER 706, RT [Pliler] 498:1-10.)
They did not know whether the attack was planned
or was an isolated incident. (DER 706, RT [Plier]
498:16-24.) Inmates of vazious races worked in the
dining room and prison officials never determined
the inmates to whom the weapons used in the attacks
velonged. (DER 770, RT [Norwood] 562:13-22.)
Almost immediately after the lockdown was
imposed, an inmate assaulted and seriously injured
another inmate in the facility, and, about two weeks
later, weapons were confiscated from three inmates.
(DER 900, RT [Plier] 692:10-17.) Then, a month
later, an inmate was killed, and shortly after that,
there was another inmate-on-inmate attack. (ld.
692:16-19.)
By mid-March 2002, prison officials determined
that inmates associated with Hispanic street gangs
were responsible for the January 2002 attacks,
moved the responsible: iimates to other prisons, and
began relaxing program restrictions and resuming
normal operations. (CR 158-2, DER 71.) The first
inmates allowed to resume outdoor exercise were
critical inmate workers, and Norwood was among the
second group of those workers who were allowed to
resume exercise in late March 2002. (DER 897, RT
[Pliler] 689:19-23.)
5. Second Suspension of Outdoor
Exercise Lockdown - May 8 to July 31, 2002.
Normal programming and exercise had not been
fully restored for all inmates in the facility when
another assault on staff occurred May 8, 2002. (CR
158-2, DER 83-84.) About a month earlier, normal
yard exercise had resumed for all inmates, except
Hispanics. (CR 158-2, DER 75.) But less than a
week later, there was a stabbing involving White
inmates on the main yard, and prison officials noted
that there was tension involving African-American
inmates associated with Crip street gangs from the
Los Angeles area. (CR°1¢8-2, DER 77.) The next
day, there was a stabbing assault involving White
and Southern Hispanic inmates. (Id.) As a result,
Southern Hispanics, Southern Crips, and White
inmates were not allowed on the main yard. (/d.)
At the end of April, prison administrators
resumed normal yard exercise for Southern Crips,
but not for White and Southern Hispanic prisoners.
(CR 158-2, DER 81.) Yard for other prisoners,
including African-American inmates like Norwood,
remained normal. (/d.) White inmates who were
critical workers were allowed to resume normal yard
exercise several days later. (CR 158-2, DER 83.)
A week later, in early May 2002, an African-
American inmate, who was a Crip gang member,
stabbed an officer in a dining hall. (CR 158-2, DER
85.) Prison administrators responded by
discontinuing the resumption of normal
10
programming, including yard for all inmates. (Jd.)
All African-American inmates, including inmates like
Norwood who were not affiliated with gangs, were
locked down because gang members often pressured
unaffiliated inmates to assist them by carrying
messages to other inmates during lockdowns. (DER
901, RT [Phler}] 693:18-694:18.)
In late May 2002, prison officials began to
gradually restore normal programming; and by mid-
July 2002, they allowed some prisoners, other than
African-American inmates, to resume _ outdoor
exercise. (CR 158-2, DER 87-94.) Southern Hispanic
inmates were allowed to use the small concrete yards
in groups of sixteen prisoners at a time. (CR 158-2,
DER 94.) White, American Indian, and inmates of
other races who were critical workers were allowed
limited access to the main yard. (/d.)
Normal yard resumed for all inmates, except
African-Americans, about a week later, but the
number of inmates on the yard at any time was
limited to 100. (CR 158-2, DER 100.) The following
week, Norwood and other African-American inmates
were allowed to exercise in groups of twenty on the
small concrete exercise yards, and the number of
other inmates who could use the main yard at any
time was increased to 150. (CR 158-2, DER 102, pp.
38-39.) |
During the second lockdown, there were six
batteries on officers and one on an inmate. (DER
901, RT [Plier] 693:10-16.)
il
6. Third Suspension of Outdoor Exercise
- December 28, 2062 to May 15, 2003.
Normal programming and outdoor exercise had
not been fully restored when, in early August 8, 2002,
a White inmate was stabbed on the main exercise
yard. (CR 158-2, DER 102-107.) Prison officials
suspended access to the main yard for White inmates
and continued to limit yard exercise for Norwood and
other African-American inmates to groups of twenty
on the small concrete yards. (/d.) Access to the main
exercise yard for other inmates continued to be
limited to 150 at a time. (/d.)
About a week later, staff discovered a
significant amount of metal, which could be used for
weapons, missing from the dining halls. (CR 158-2,
DER 108.) Prison officials locked down Facility B
and suspended yard until searches of the cell blocks
could be completed. (/d.) Several days later, a
number of White and Hispanic prisoners were
seriously injured in an incident on one of the small
concrete yards. (CR 158-2, DER 112.)
At the end of August 2002, normal yard was
resumed for African-American, American Indian, and
other inmates, but not for White and Hispanic
inmates, who had been involved in the most recent
violence. (CR 158-2, DER 114.) Five days later,
African-American inmates, who were members of the
Bloods street gang, assaulted inmates in one of the
cell blocks. (CR 158-2, DER 116.) Prison officials
altered programming for Blood inmates, including
discontinuing yard. (Id.) Norwood, and other
African-American inmates, who were not Bloods,
were allowed outdoor exercise on the main yard.
12
(DER 906, RT [Pliler] 698:22-700:6.) Yard for White
and Hispanic inmates remained suspended. (CR 158-
2, DER 116.)
Three weeks later, in late September 2002, staff
found more metal, which could be used for weapons,
missing from the facility's medical clinic. (CR 158-2,
DER 118.) Prison administrators restricted inmate
access to work areas and suspended yard Exercise for
all Level [V inmates, including Norwood. (/d.) After
an investigation, normal yard was restored a few
days later for all inmates, except Hispanics, who
were allowed to exercise on the small concrete yards.
(CR 158-2, DER 120.) But the next day, yard
exercise was again suspended for all inmates after
several inmates were seriously injured as prisoners
were being released to the main yard because of an
altercation involving White and Hispanic inmates.
(CR 158-2, DER 142.) Officers searched the main
yard and found numerous weapons in the areas used
by White and African-American inmates. (/d.)
Two months later, in late November 2002,
prison officials learned that Blood inmates were
' planning to attack staff and suspended yard exercise
for them, but not for other African-American
inmates. (CR 158-2, DER 126.) After another
incident the following month involving White and
Southern Hispanic inmates in which a White inmate
was scriously injured, yard was suspended for all
inmates until staff could move White and Southern
Hispanic inmates into separate housing units. (CR
158-2, DER 130.)
13
Then, on December 28, 2002, African-American
inmates, who were Crip gang members, attacked and
tried to kill an officer on the main yard. (CR 158-2,
DER 132; DER 955, RT [Tatum] 747:1-15.).) Prison
officials suspended yard exercise for all Level IV
inmates, including Norwood, and searched the cells
of all general population inmates in Facility B. (CR
158-2, DER 139, 141.) |
In mid-February 2003 there was an incident
involving White inmates and use of a deadly weapon
in one of the cell blocks. (CR 158-2, DER 149.)
Prison officials ordered that the cells of White
inmates in two housing blocks be searched. (Id.)
Yard exercise was suspended for all Level IV
inmates, except Asian, American Indian, and Other
(e.g. Pacific Islander) inmates, groups who had not
been involved in the violence that had occurred. (/d.)
The following month, prison officials allowed
White and Southern Hispanic inmates to exercise on
the small concrete yards, but continued the
suspension of yard for African-American inmates.
(CR 158-2, DER 162.) However, in early May 2003,
White prisoners were involved in two separate
assaults on inmates that resulted in serious injuries
to other prisoners. (CR 158-2, DER 164.) Asian-
American, and other prisoners were allowed normal
yard access, but yard access was suspended for White
prisoners. (/d.)
Several days later, prison officials allowed
White inmates, as well as Southern Hispanic and
African-American inmates, to exercise on the small
concrete yards adjacent to their housing units on a
rotating schedule and in the evening because of the
14
large number of inmates involved. (CR 158-2, DER
164, 166, 168.)
During the third suspension of outdoor exercise,
there were four attempted batteries on officers, five
batteries or attempted murders of inmates, five
instances of inmate possession of weapons, and one
instance of an inmate inciting a disturbance. (DER
916-17, RT [Plier] 708:19-709:12.)
7. Fourth Suspension of Outdoor
Exercise - September 3 to November 4, 2003.
Normal programming, including access to the
main yard, still had not been fully restored because
of ongoing attacks by inmates on each other, when
the next staff assault occurred in September 2003
(CR 158-2, DER 170-171.)
On June 1, 2003, two weeks after Norwood was
allowed to resume exercise with other African-
American inmates on the small concrete yards,
another slashing incident involving White inmates
occurred in a cell block. (CR 158-2, DER 170.) Yard
was suspended for White inmates. (/d.) By mid-
June 2003, only Level IV White inmates were not
allowed on the main yard. (CR 158-2, DER 172.)
But days later, prison officials received
confidential information that African-American
inmates, who were Crip gang members, were
planning to attack staff. (CR 158-2, DER 174.)
Prison officials responded by locking down Crip
inmates and those celled with them, and suspending
their yard privileges. (Id.)
15
A month later, after White and Crip inmates
had been allowed to resume use of the main yard,
Crip inmates attacked an inmate on the yard, and
officers found a weapon. (CR 158-2, DER 176.) The
next day, there was an assault by White inmates on
the yard. (/d.) Prison officials suspended yard for all
inmates while the main yard was searched. (/d.)
After yard privileges had been restored for some
inmates, prison officials again suspended yard
exercise in late August 2003 for Crip and Hispanic
inmates who were members of the Border Brothers
street gang, and inmates who were celled with them.
(CR 158-2, DER 184.)
Less than two weeks later, prison officials
suspended yard for all Level IV inmates and locked
down Crip inmates and those celled with them after
a Crip inmate slashed a female officer with the lid of
a tuna can and threw her down two flights of stairs.
(CR 158-2, DER 185; DER 712-13, RT [Willey] 504:1-
505:21; DER 737, RT [Walker] 529:5-7.) A few days
before, the inmate had been counseled by the officer
for masturbating in front of her. (DER 732, RT
[Walker] 524:4-7.) The inmate was being escorted to
a shower, but was not required to be in restraints.
(DER 732-33, 747-48, RT [Walker] 524:24-525:1;
539:6-8; 540:9-12.) ‘The attacker, and two other
inmates who were suspected of being involved, were
placed in administrative segregation. (DER (DER
713, 718, 738, RT [Willey] 505:10-16; 510:19-22; DER
738, RT [Walker] 530:13-15.)
Prison officials were not sure whether this was
an isolated incident or whether other attacks were
planned. (DER 720, RT [Willey] 512:4-9.) Because of
16
the series of actual and planned staff assaults that
had occurred, prison officials locked down the prison,
and declared a state of emergency. (DER 735, RT
[Walker] 527:3-14, CR 158-2, DER 187.) Only those
inmates with low security levels, who were housed in
dorms, were allowed exercise on the main yard. (CR
158-2, DER 187.) After an investigation, prison
officials concluded that the attacker acted alone.
(DER 742, RT [Walker] 534:1-2.)
Norwood was allowed to resume yard on
November 4, 2003, but the violence continued, and
normal yard remained suspended for Crip and Level
IV White inmates and those who were celled with
them. (CR 158-2, DER 190-91.) This lockdown
ended on December 3, 2003. (CR 124, DER 25:1-2.)
B. Proceedings in the District Court
This action proceeded on the second amended
complaint filed June 7, 2005. (CR 25, 28.) Prison
officials answered the complaint and _ asserted
qualified immunity from damages as an affirmative
defense. (CR 30, 48.)
Prison officials moved for summary judgment on
March 23, 2006. (CR 79.) <A magistrate judge
granted summary judgment on the injunctive-relief
claim because it was moot, but denied qualified
immunity on the damage claims because he
concluded that, although the suspensions of exercise
in response to violence were justified, prison officials
had not provided (1) “specific evidence” that a
“security emergency’ continued until Norwood was
allowed to resume outdoor exercise, and (2) evidence
showing why African-American ‘inmates, like
17
Norwood, were the last inmates to be allowed to
resume exercise after the last three lockdowns. (CR
103, 40:17-14; 43:4-9.) The district court adopted the
findings and recommendations on March 5, 2007.
(CR 105.)
The pretrial order stated that prison officials
had not abandoned any issues and that they renewed
their contention that they were entitled to qualified
immunity on the basis of the evidence to be presented
at trial. (CR 24, DER 28:8-11.) The pretrial order
also stated that the decision to impose a lockdown
and suspend exercise in response to staff assaults
was proper and governed by the malicious-and-
sadistic standard in Whitley v. Albers, 475 U.S. 312
(1986). (CR 124, DER 25:10-11.) Consistent with
Ninth Circuit precedent, the district court found that
the. deprivation of outdoor exercise after the
“precipitating event” was governed by the deliberate-
indifference standard of Farmer v. Brennan, 511 U.S.
825 (1994). (CR 124, DER 25:12-26:9.)
At trial, defendants requested the following jury
instruction:
The deprivation of regular outdoor exercise
can constitute cruel and _ unusual
punishment in violation of the Eighth
Amendment. A prisoner's right to outdoor
exercise, however, is not absolute. Such
exercise must be provided. unless
inclement weather, unusual
circumstances, or disciplinary needs made
that impossible
In considering whether defendants were
deliberately indifferent to the need for
outdoor exercise, the jury should consider
18
that defendants had a _ compelling
obligation under the Eighth Amendment to
ensure the safety of prisoners, including
protecting prisoners from each other. In
considering these factors, you should give
deference to prison officials in the adoption
and execution of policies and practices that
in their judgment are needed to preserve
discipline and to maintain internal
security in a'prison. (CR 139, p. 12; DER
21.)
Defendants’ instruction referenced Bell v.
Wolfish, 441 U.S. 520 (1979).
When petitioner objected to that instruction, the
trial judge said he had not read the Supreme Court
authority on which prison officials relied, but that he
had read the Ninth Circuit cases, and that there was
no doubt that prison officials had a competing
obligation to ensure prisoner safety; that he knew it;
and that although he did not know if a lay person
would know it, he “would be shocked” if a juror did
not. ((DER 989; RT 781:19-24.) The district court
judge then said he did not understand what
“deference” meant in the circumstances of this case,
did not know the context in which it had been used in
the cases cited for the proposed instruction, and
refused to give the requested instruction. (DER 989,
RT 782:23-783:22.)
During its deliberations, the jury requested
further instructions on the meaning of “deliberate
indifference,” with emphasis on “deliberate.” (CR
140, DER 15.) The district court referred the jury to
another instruction that did not contain’ the
requested deference language, but instead instructed
the jury that prison officials could be hable if they
19
disregarded a serious risk of harm without taking
reasonable measures to correct it. (DER 1093, RT
855:20-21.)
The jury rendered a verdict on November 8,
2007, finding that prison officials had violated
Norwood’s Eighth Amendment rights, even though
he had suffered no actual harm from the temporary
exercise suspensions and awarded nominal damages
of $1 against each defendant for each lockdown in
which they were involved and a total of $39,000 in
punitive damages. (CR 152; DER 7:1-6, DER 9:8-13,
DER 11:8-12, DER 13:15-20.) On November 13,
2007, the district court entered judgment for plaintiff
in accordance with the jury’s verdict. (CR 153; DER
4.) Prison officials appealed on December 12, 2007.
(CR 157; DER 1-3.)
c. Proceedings in the Court of Appeal
On appeal, the Ninth Circuit held that the
district court erred in refusing to give the requested
Bell deference instruction because: the Farmer
deliberate-indifference instruction by itself did not
alert the jury that it was required to defer to prison
officials’ judgment where measures to maintain
institutional security, and the safety of prisoners and
staff, were concerned. Norwood, 591 F.3d at 1067.
The court of. appeals found that the requested
instruction was not drawn from Whitley, but from
Bell, and that deference applied in both excessive-
force cases and _ conditions-of-confinement cases
where institutional security, staff safety, and inmate
safety were concerned. Jd. The court reasoned that a
jury would not know that it had to defer unless it was
told to do so, and that the failure to give the
20
instruction resulted in an incomplete and misleading
statement of the law that was prejudicial because the
jury might well have reached a different verdict if
properly instructed. Id.
The court of appeals then held that remand for
a new trial was unnecessary because prison officials
were entitled to qualified immunity since the right to
outdoor exercise in the midst of severe ongoing prison
violence was not clearly established so that a
reasonable officer would know that his conduct was
unlawful in the situation he confronted. Norwood,
591 F.3d at 1068 (citing Saucier v. Katz, 533 U.S.
194, 202 (2001). In recognition that: the qualified
immunity inquiry is highly context-sensitive, the
court explained that the cases Norwood cited were
distinguishable on their facts because they either
concerned denials of exercise for inconsequential
logistical concerns, or the rights of prisoners confined
in administrative segregation or disciplinary
detention for periods of time ranging from one to four
years, rather than attempts to restore order during a
series of brutal attacks, some lethal or nearly so. /d.
The court of appeals went on to explain that, in
the factual circumstance at issue in Norwood, prison
officials had a duty to keep inmates safe and protect
them from each other, and had to balance that
imperative against the obligation to provide outdoor
exercise. Jd. The circuit court held that when the
violence rises to unusually high levels, prison officials
could reasonably believe that it. was lawful to
temporarily restrict outdoor exercise to bring the
violence under control. Jd. And prison officials are
entitled to wide-ranging deference in balancing those
obligations, and their judgment about when it was
21
safe to restore exercise and other programs should
not be lightly second-guessed. Jd. at 1069-70. °
Finally, the Ninth Circuit found that district courts
in the circuit had found no Eighth Amendment
liability on similar facts, further indicating that the
law was not clearly established.
REASONS CERTIORARI SHOULD BE DENIED
The Court should deny certiorari because there
is no circuit conflict; the court of appeal properly
applied established law, and review of its factual
findings is not a reason to grant the petition.
I. CERTIORARI SHOULD BE DENIED
BECAUSE THE NINTH CIRCUIT'S
DECISION COMPORTS WITH
ESTABLISHED LAW, AND DOES NOT
CONFLICT WITH THE DECISION OF
ANOTHER COURT OF APPEAL.
The Eighth Amendment prohibits cruel and
unusual punishment. U.S. Const. amend. VIII. “It is
obduracy or wantonness, not inadvertence or error in
good faith, that characterizes the conduct prohibited
by the Cruel and: Unusual Punishments Clause,
whether that conduct occurs in connection with
establishing conditions of confinement, supplying
medical needs, or restoring official control over a
tumultuous cellblock.” Wilson v. Seiter, 501 U.S. 294,
298-99 (1991). Wantonness “does not have a fixed
meaning, but must be determined with ‘due regard to
differences in the kind of treatment against which an
Eighth Amendment objection is lodged.’ ” Jd. (citing
Whitley v. Albers, 475 U.S. 312, 320 (1986).
22
A prisoner is entitled to some form of regular
outdoor exercise, and the long-term denial of outdoor
exercise can constitute a violation of the Eighth
Amendment. Allen v. Sakai, 48 F.3d 1082, 1087 (9th
Cir. 1995); Spain v. Procunier, 600 F.2d 189, 200 (9th
Cir. 1979) (prisoners in dic linary detention over
four years). The denial of outdoor exercise, however,
is not per se unconstitutional, and prison officials can
suspend inmate access to it in response to
emergencies involving institutional safety and
security. Hoptowit v. Ray, 682 F.2d 1237, 1259 (9th
Cir. 1982). There is no bright-line test for
determining whether the denial of outdoor exercise
for safety and security reasons is unconstitutionally
long; the inquiry must proceed from the individual
facts of each case. Toussaint v. Yockey, 722 F.2d
1490 (9th Cir. 1984).
“[Mjaintaining institutional security and
preserving internal order and discipline are essential
goals that may require limitation or retraction of the
retained rights of convicted prisoners...” Bell, 441
U.S. at 546-47 (recognizing that internal security
within the correctional facilities themselves is central
to all other correctional goals). Whether the prison
d.sturbance is a riot or a lesser disruption, prison
otncials must balance the need to maintain or restore
discipline through force or other means against the
risk of injury to inmates. Hudson v. McMillian, 503
U.S. 1, 6-7 (1992). Both situations may require
prison officials to act quickly and decisively, and both
implicate the principle that prison administrators
should be accorded wide-ranging deference in the
adoption and execution of policies and practices that
in their judgment are needed to preserve internal
order and discipline and to maintain institutional
23
security. Id. (citing Whitley, 475 U.S. at 321-322, and
Bell, 441 U.S. at 547.) Whenever prison officials
stand accused of using excessive physical force in
violation of the Eighth Amendment, the core judicial
inquiry is that set out in Whitley: whether force was
applied in a good-faith effort to maintain or restore
discipline, or maliciously and sadistically to cause
harm. Id.
Because a prison Official’s obligation to provide
for prisoner medical needs “does not ordinarily clash
with other equally important government
responsibilities,” deliberate indifference constitutes
wantonness in that context. Hudson, 475 U.S. at
320; Farmer v. Brennan, 511 U.S. 825, 833-34 (1994).
That is because deliberate indifference can typically
be established or disproved without the necessity of
balancing competing institutional concerns for the
safety of prison staff and other inmates. Whitley, 475
U.S. at 320 (citing Estelle v. Gamble, 429 U.S. 97
(1976). But when institutional safety and security
concerns are present, the deliberate-indifference
standard does not always capture the importance of
balancing competing obligations. Whitley, 475 U.S.
at 320:
The Ninth Circuit applies a combination of
Whitley and Farmer analysis to the kind of rolling,
widespread prison violence at issue here. Johnson v.
Lewis, 217 F.3d 726, 733-34 (9th Cir. 2000). — It
applies the Whitley malicious-and-sadistic/good-faith
standard to the initial measures taken to stop
violence, even though the exercise suspensions
themselves do not involve the use of physical force,
and the Farmer deliberate-indifference standard to
whether circumstances warrant the continuation of
24
exercise restrictions to prevent the recurrence of
violence. Jd. The rationale for using different
standards is that the emergency situation that
existed at the time of the riot would presumably be
absent at the time prison officials had to make
decisions regarding conditions of confinement during
a lockdown. Td. In the case of exercise, that
rationale does not take into account competing
concerns about preventing the recurrence of violence,
or that the Eighth Amendment inquiry remains the
same — whether the exercise restrictions were
imposed or maintained for the purpose of causing
harm or to ensure institutional security, staff safety,
and inmate safety. As a result, a district court, can
deny qualified immunity and ask the jury to decide
whether an “emergency” continued to exist that
warranted the continued exercise restrictions, 1.e. the
kind of hindsight decision about the reasonableness
of a particular security measure neither a court or
jury is supposed to make.
This Court need not grant certiorari to decide
whether that combination of standards applies
because the Ninth Cuircuit’s requirement of a
deference instruction and qualified immunity finding
produced the proper result. A heightened standard
of deference under the deliberate-indifference
standard applies to post-riot actions taken by prison
officials immediately after a riot, although it may be
less than the Whitley standard applied in the face of”
immediately exigent circumstances. Lewis, 217 F.3d
at 733-34. When the potential for prison violence
ripens into actual unrest, the admonition that a
prison’s internal security 1s peculiarly a matter
normally left to the discretion of prison
25
administrators carries special weight. Whitley, 475
U.S. at 321.
The principle that judges and juries must afford
wide-ranging deference to prison officials’ judgments
about policies and practices to preserve and maintain
institutional security is well-established. Decisions
regarding prison security are peculiarly within the
province and professional expertise of prison officials,
and, in the absence of substantial evidence in the
‘record to indicate that officials have exaggerated
their response to these considerations, courts and
juries should ordinarily defer to their expert
judgment in such matters. Pell v. Procunier, 417
U.S. 817, 827 (1974). The deference accorded to
prison officials extends to measures taken in
response to violence, as well as to measures taken to
prevent :ts recurrence. Whitley, 475 U.S. at 322-23.
The deference owed to prison officials does not
insulate them from actions taken in bad faith and for
no legitimate purpose, but it does require that
neither a judge nor jury freely substitute their
judgment for that of officials who have made a
considered choice. Id. at 322.
The. jury instruction requested by prison
officials and rejected by the district court accurately
stated the law. There is no conflict with this Court’s
precedent or that of other circuits.
A deference instruction in conditions-of-
confinement cases, where there are competing
institutional safety and security concerns, does not
conflict with Johnson v. California, 543 U.S. 499
(2005). In Johnson, this Court declined to apply the
Turner reasonable-relationship test to a claim that
26
racial classifications in a prison reception center
violated the Equal Protection Clause of the
Fourteenth Amendment. Johnson, 543 U.S. at 509-
10. Norwood concerned only an Kighth Amendment
outdoor exercise claim, and the Ninth Circuit stated
that its opinion did not address any race-based
aspect of the lockdowns or any potential equal
protection claim. Norwood, 591 F.3d at 1066 n.1.
The Court in Johnson stated the reasonable-
relationship test set forth in Turner v. Safley, 482
U.S. 78 (1987) applied only. to rights that are
inconsistent with proper incarceration; it did not
apply to Eighth Amendment claims of deliberate
indifference. Johnson, 543 U.S. 509-11. The court of
appeals in this case did not apply Turner, as
petitioner contends, but rather Farmer’s deliberate-
indifference test. Norwood, 591 F.3d at 1067. And
Johnson did not hold that prison officials are not
entitled to deference in any Eighth Amendment case,
but only that “mechanical deference” is not
appropriate. Johnson, 543 U.S. at 510 (citing Spain,
600 F.2d at 193-94.)
Johnson did not reverse Bell, Pell, Whitley, or
any of this Court’s other precedents holding that
deference is owed where there are competing
concerns between institutional safety and security
and the obligation to provide outdoor exercise. And,
Johnson did not hold that a jury instruction that
properly stated the law as to the deference that is
owed in cases like this was improper. Norwood
concedes that deference undergirds the Whitley and
Farmer standards, but he argues that this Court
should announce a general rule that bars trial courts
from giving a deference instruction in these cases
27
because deference is “implied” in the standards
themselves and giving an explicit deference
instruction would amount to “a directed verdict.”
Because deference is the law, it caanot be
improper to instruct the jury to apply deference; in
fact, failure to do so would make the instruction
incomplete and misleading, as the Ninth Circuit
held. Norwood, 591 F.3d at 1067. The same
_ considerations that apply to measures taken to stop
‘prison violence also apply to measures taken to
prevent its recurrence. Whitley, 475 U.S. at 322. As
the Ninth Circuit explained, _ restrictions on
confinement and the use of force are “often flip sides
of the same coin” because a “more restrictive
confinement may diminish the need for force and vice
versa.” Norwood, 591 F.3d at 1067. Following
Norwood, the Ninth Circuit added deference
language to its deliberate-indifference instruction.
9th Cir. Model Civ. Jury Instr. 9:25 (2009).
Petitioners assertion that a deference
instruction is never given in deliberate-indifference
cases is not supported by any authority and
misstates the facts. The same instruction rejected in
Norwood was given by the same court in a prior
Eighth Amendment deliberate-indifference case
against some of the same defendants involving a
lockdown and suspension of exercise following a
prison riot several years before in which inmates
assaulted each other. See Hebbe v. Pliler, et al., E.D.
Cal. No. 2:00-cv-306-EFB P, CR 147, Instr. 17, filed
Sept. 7, 2007.)
28
The Ninth Circuit properly found that a
deference. instruction should be .given in deliberate
indifference cases like this, where prison officials
have competing obligations to ensure institutional
security and prisoner safety, and to provide access to
exercise, because the Farmer standard by itself did
not capture those competing obligations and left the
jury with the belief that it was free to substitute its
judgment for that of prison officials about how that
balance should have been struck. Whitley, 475 U.S.
at 320. As the Ninth Circuit found, prison officials
err on the side of caution in maintaining the
lockdowns for longer than necessary, but, when it
came to matters of life and death, such caution was a
virtue; and no official could have reasonably
anticipated that such prudence would be found to
violate the Eighth Amendment. Norwood, 591 F.3d
at 1069.
Because all the factual circumstances in which
deference is owed to the judgment of prison officials
cannot be anticipated, Norwood’s argument that no
deference instruction should be given in any Eighth
Amendment deliberate-indifference case is unwise
and inappropriate. This Court should not grant
certiorari to adopt such a rule.
Il. PRISON OFFICIALS WERE
ENTITLED TO QUALIFIED
IMMUNITY.
Petitioner argues that the Ninth Circuit (1) did
not defer to the jury’s verdict and findings in
granting qualified immunity, or (2) that it did not
review the evidence presented at trial in the light
most favorable to him. Both arguments ask this
29
Court to review the Ninth Circuit’s assessments of
the facts and inferences to be drawn from those facts,
and this Court should deny certiorari to do so.
A. The Ninth Circuit Was Not Required
to Defer to the Jury’s Verdict Because Its
Findings Were a Nullity, Having Been Vacated
for Instructional Error.
Norwood argues that the Ninth Circuit ignored
precedent that requires a court to construe evidence
in favor or the prevailing party when the defense of
qualified immunity is asserted, and that deference
should be afforded to the “jury’s discernible
resolution of disputed factual issues.” (Pet. Br. 12-
13.) Norwood has misstated the law.
The allegedly conflicting decisions’ are
distinguishable because, unlike Norwood, they do not
concern a grant of qualified immunity where a jury
verdict was vacated for instructional error. . In
Iacobucci v. Boulter, 193 F.3d 14 (Ast Cir. 1999) and
other cases cited by Norwood, the jury’s verdict was
not vacated for instructional error. (Pet. Br. 12-13,
16.). For that reason, Norwood is not like Ortiz v.
Jordan, 316 Fed.Appx. 449 (6th Cir. 2009), cert.
granted 2010 WL 1641312 (Apr. 26, 2010) (granting
qualified immunity after jury verdict that was not
vacated for instructional error.)
The Ninth Circuit properly found that the
failure to give additional guidance on deference
rendered the instruction incomplete and misleading,
and that the jury might well have reached a different
conclusion if it had been properly instructed.
Norwood, 591 F.3d at 1062 (citing Clem v. Lomeli,
30
566 F.3d 1177, 1182-83 (9th Cir. 2009)). For that
reason, there is no jury verdict to which the court of
appeal was required to defer in deciding the qualified
immunity question, and no conflict that warrants the
grant of certiorari.
Because Norwood addressed the qualified
immunity question on the merits in his appeal, the
Ninth Circuit was free to exercise its discretion to
review the evidence de novo in the light most
favorable to plaintiff, rather than remanding for a
new trial, and to find that prison officials were
entitled to qualified immunity. Norwood 591 F.3d at
1067-68.
B. The Ninth Circuit Reviewed the
Evidence De Novo and in the Light Most
Favorable to the Prisoner.
Norwood argues that the Ninth Circuit did not
consider all the evidence in the record, and that it
improperly found that he failed to offer evidence that
prison officials acted in bad faith or with punitive
intent. Norwood, 591 F.3d at 1069. That argument
rests primarily on the claim that the jury’s verdict is
an implicit finding of bad faith. However, because
the jury verdict was vacated for instructional error, it
has no evidentiary significance. The Ninth Circuit
properly reviewed the facts in the light most
favorable to petitioner. Norwood’s request that this
Court review the court of appeals’ factual findings
and assessment of the evidence is not a reason to
grant certiorari.
31
Norwood, cannot rely on a jury award that is a
nullity because it was vacated, and the court of
appeals was not required to draw inferences that are
not supported by facts. 7.W. Elec. Serv., Inc. v.
Pacific Elec. Contractors Ass’n., 809 F.2d 626, 631-32
(9th Cir. 1987) (citing Anderson v. Liberty Lobby Inc.,
477 U.S. 242, 248 (1986)).
The Ninth Circuit properly found that Norwood
did not offer evidence that the lockdowns were meant
to be punitive or were otherwise implemented in bad
faith, circumstances in which deference is not owed.
Norwood, 591, F.3d at 1069; Whitley, 475 U.S. at 322-
23. This is not a case where there was evidence that
prison officials denied adequate food, water, and
shelter in order to punish prisoners for a_ riot.
Compare Lewis, 217 F.3d at 731-35. (Summary
judgment denied where inmates were exposed to
elements and high temperatures on prison exercise
yard and not provided toilets, water, and edible food
for four days after a riot, and officers made
statements showing punitive intent).
Norwood did not present substantial evidence
that prison officials’ actions were an exaggerated
response to what no one disputed was ongoing
serious violence and threats to institutional security
and staff and inmate safety. Pell, 417 U.S. at 827.
Contrary to Norwood’s argument, the Ninth Circuit
did not ignore his evidence, but found that it did not
support his claims. Norwood, 591 F.3d at 1069-70.
As the court of appeals explained, restricting exercise
for all inmates, rather than specific groups, and
imposing those restrictions, in some cases, for a
longer time after assaults on staff than after assaults
on inmates did not support an inference of punitive
32
intent where members of Crip street gangs assaulted
staff and threatened non-affiliated African-American
inmates to assist them, and staff assaults were, by
their nature, more serious challenges to prison
authority than attacks on other inmates. Jd.
Norwood’s assertion that inmates were locked
down for longer periods in response to staff assaults
than inmate-on-inmate assaults is incorrect. because
the reasons for the length of the exercise suspensions
cannot be so neatly separated. Staff assaults were
followed by inmate-on-inmate assaults by different
groups and then further staff assaults. And White,
Crip and Southern Hispanic inmates were locked
down without exercise on occasions for a month and a
half or more following inmate-on-inmate assaults,
amounts of time comparable to all but one of the four
exercise restrictions that Norwood claims were
imposed in response to staff assaults.
The petition does not point to evidence of bad
faith, but merely expresses its disagreement with the
prison officials’ reasoned choices, disagreement that
the Ninth Circuit found insufficient. Norwood, 591
F.3d at 1068-70. That is not a ground for granting
certiorari.
C. Prison Officials Did Not Have Fair
Warning that Their Efforts to Stop the Violence
Would Violate the Eighth Amendment
Prison officials were entitled to qualified
immunity because the right to outdoor exercise in the
midst of severe, ongoing violence was not clearly
established in cases involving facts not reasonably
distinguishable from the situation they faced.
33
Norwood, 591 F.3d at 1068 (citing Saucter v. Katz,
533 U.S. 194, 202 (2001)); Devereaux v. Abbey, 263
F.3d 1070, 1074 (9th Cir. 2001) (en banc). The
question is whether the officials conduct was
reasonable under the circumstances, not whether
another more reasonable interpretation. of events
could be constructed after the fact. ITunter v. Bryant,
502 U.S. 224, 227-28 (1991).
The Ninth Circuit did not ignore its own
precedent on a prisoner’s right to outdoor exercise,
nor did it narrow those _ rights. Rather, ‘it
distinguished the cases on which petitioner relied in
finding that a reasonable officer could have believed
that restricting exercise on the facts of this case was
consistent with Ninth Circuit precedent, and that
there was no clearly established authority to the
contrary. Norwood, 591 F.3d at 1070.
The only case cited by Norwood that concerned
a lockdown in response to prison violence was Allen,
which is distinguishable because it did not stand for
the general preposition that a prisoner’s right to
outdoor exercise was absolute and indefeasible, or
that it trumps all other considerations. Norwood,
591 F.3d at 1068. Rather the Ninth Circuit held that
Allen survived summary judgment only because
prison officials relied on inconsequential logistical
concerns to justify the denials of access, while prison
officials in Norwood had substantial reasons for the
lockdowns. Id. at. 1068-69.
Cases concerning inmates on_ long-term,
indeterminate disciplinary detention who were not
allowed regular outdoor exercise are distinguishable
from cases in which the exercise restriction 1s
temporary and in response to widespread, ongoing
prison violence. Norwood, 591 F.3d at 1070
(distinguishing Spain (denial of exercise to inmates
in disciplinary detention for over four years) and
Toussaint (denial of exercise to inmates in
administrative segregation tor over a year)). Finally,
the Ninth Circuit correctly noted that several district
courts had found no Eighth Amendment hability on
similar facts and for suspensions of exercise twice as
long as petitioner’s, cases which petitioner does not
address in his argument that the law was clearly
established. Id. at. 1070.
The facts of this case are distinguishable from
those at issue in Hope v. Pelzer, 5386 U.S. 730, 739
(2002), which Norwood argues put prison officials on
notice that the exercise suspensions were unlawful.
Hope did not concern the denial of exercise following
staff and prisoner assaults.
In Hope, this Court found that Alabama was the
only state that chained prisoners to each other in
work squads and handcuffed individual prisoners to
“hitching posts” if they refused to work or otherwise
disrupted work. Hope, 536 U.S. at 733. The prisoner
refused an order to get off a work bus and then
exchanged vulgar remarks and wrestled with an
officer. Jd. at 734. He was returned to prison and
chained to a hitching post for seven hours without a
shirt while the sun burned his skin, and he was piven
water only once or twice and no bathroom break. Jd.
Because the prisoner was only slightly taller than the
hitching post, his arms were above shoulder height,
and he became tired from being handcuffed so high.
Id. When the prisoner tried to move his arms, the
handcuffs cut into his wrists. Jd. An officer taunted
him about his thirst, gave water to his dogs, and then
kicked the water cooler over, spilling water on the
ground while the prisoner watched. /d.
On those facts, this Court held that officials can
be on notice that their conduct violates established
law even in novel factual circumstances and that,
while factually similar circumstances can_ provide
especially strong support for a conclusion that the
law is clearly established, they are not necessary. for
such a finding. Hope, 536 U.S. at 741. Thus, Hope
held that the salient question in a _ qualified-
immunity case is whether the state of the law at the
time gave officials “fair warning” that their conduct
was unconstitutional. /d. Significantly, this Court
cited a number of prior cases in which corporal
punishment had been found unlawful as evidence
that prison officials were on fair notice that their
conduct was unconstitutional. Jd. at 741-44. ‘This
Court emphasized that the physical abuse of inmates
as punishment after the prisoner had terminated his
resistance had been found to violate the Eighth
Amendment. /d. at 743-44.
Thus, Hope stands for the proposition that,
where a violation is obvious under’ Eighth
Amendment case law, officials have fair warning that
their conduct is unconstitutional. Galvin v. Hay, 374
F.3d 739, 746 (9th Cir. 2004). Here, the Ninth
Circuit correctly found that the parameters of the
right to outdoor exercise in the midst of severe
ongoing prison violence was not clearly cstablished,
and that at most prison officials erred on the side of
caution in the length of time they maintained the
36
lockdowns. Norwood, 591 F.3d at 1068-69. But when
if came to matters of life and death, erring on the
side of caution 1s a virtue, and “|cJertainly, no officer
could reasonably have anticipated that such caution
would be found to violate the Eighth Amendment
Id. at. 1069
37
CONCLUSION
The Court should deny the petition for certiorari
because there is no conflict with this Court’s
precedent, or that of other circuits; and the law
applied by the Ninth Circuit is well-established and
does not require clarification; and review of the Ninth
Circuit's factual findings is not a ground for granting
certiorari.
Dated: June 30, 2010
Respectfully submitted
EDMUND G. BROWN JR.
Attorney General of California
MANUEL M. MEDEIROS
State Solicitor Genera!
DAVID S. CHANEY
Chief Assistant Attorney General
ROCHELLE C. EAST
Senior Assistant Attorney General
TRACY S. HENDRICKSON
Supervising Deputy Attorney
General
JAMES E. FLYNN
Deputy Attorney Gencral
Counsel of Record
Counsel for Respondents
SA2008300080
31040858 .doc
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