Petition for Writ of Certiorari — Dyno v. SUNY Binghamton
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Supreme Court, U.S.
FILED
091200 HAR 31 2010
Docket #
OFFICE OF THE CLERK
Supreme Court of the United
States
Thomas Lamont Dyno
Petitioner
U.
SUNY Binghamton &
WHRW FM Radio
Respondents
On Petition for Writ of Certiorari to
The United States Court of Appeals
For the Second Circuit
Petition for Writ of Certiorar}1
Thomas Lamont Dyno
46 Academy Street
Johnson City, New York 13790
(607) 729-4039
2.
Questions
May this Court, by my original complaint, my
proposed amendment of course, by rule under
28 USC 2111 or otherwise, have jurisdiction
over the University, it’s President acting in her
official capacity, the station or it’s General
Manager (GM) to answer the following:
Are the airwaves licensed to the University and
open to the Public a designated public forum?
Is the University radio station public
broadcasting policy banning indecent and
profane speech 24 hrs a day constitutional?
If said broadcast policy is unconstitutional may
a Federal Court declare it as such and ban
enforcement inside the FCC safe harbor zone?
Does extension of US Const. 11th Amendment
immunity barring §19838 relief or relief under
Ex Parte Young doctrine, violate the Strict
Construction Doctrine?
Because the University and President are
expressly responsible under NYS regulation to
ensure broadcast policy propriety may either be
held lable for knowingly allowing an
unconstitutional policy to continue?
Is the GM in conferring suspending and
revoking broadcast privileges under University
license action under color of law?
If I must amend may it relate back without
new process or may I commence a new action?
Is 2d Cir dismissal constitutional or improper?
CONTENTS
Questions
Authorities
Decisions and Orders
Jurisdictional Statement
Constitution and law
Statement of the Case
Reasons for Granting the Petition
l) THE US CONST 11% A. CAPTION ISSUE
OUGHT TO BE DEALT WitH AND SETTLED
BY THIS COURT UNDER 28 USC 2111
HARMLESS ERROR. 8-12
It) DISMISSAL IS IN CONFLICT WITH RELEVANT
DECISIONS OF THIS COURT ON AN
IMPROPERLY STATED RULE OF LAW 12-20
Ii) THE 2D CIRCUIT PRE-BRIEFING DISMISSAL
IS_ A DEPARTURE FROM THE ACCEPTED
AND USUAL COURSE OF JUDICIAL
PROCEEDINGS 20-23
Conclusion 23-25
APPENDIX CONTENTS
NDNY Order on Entry of Station Default ... Al
Order in re TRO and Preliminary Relief A2-A6
Judgment & Dismissal Decision
Disposition of FRCP 60(b) motion
2d Circuit Pre Briefing Dismissal
2d Circuit denial of Reconsideration ............. AA]
COVEMIUDORE CURR INE ski sds casiscinccssctraeeteie A42-A51
I NO 5s chk ce haicd ciiaapaseias sani ese veneaees A5d2
Proposed Amendment of Course ................+- A53-A67
PENN GANS bsyocscsssssseaasus eerie neat A68
1 10/3/05 My letter to SUNY Bing
on broadcast policy A69-A78
2 10/27/05 University President’s response A79
3 1/2006 FCC notice license renewal A80-81
4 3/9/06 Station Warning A82
5 3/18/96 GM Notice of My Suspension A83
6 3/18/06 Campus Security Report A84-87
3/24/06 Notice of Final Suspension A88
8 3/27/06 My letter to U. President
in re My suspension A8&9-98
9 6/2007 Broadcast Policy Statement A99
10 Official FCC policy
from their website A100-03
11 7/9/07 Email GM notice of banishment A104
11]
Authorities
US CONSTITUTION
1s' Amendment 9,10, 11
5'> Amendment
7th Amendment 21
9th Amendment 1,9
L1t Amendment 8, 11, 12
14th Amendment co. 8, 2)
STATUTES, RULES AND REGULATIONS
28 USC §1254(1)
28 USC 1291 1
28 USC 1615 22
28 USC 1915(e)(2)(B) 21
28 USC 2111 5, 8
42 USC §1983 2
NYS Civil Right Law 42, §2 5,9
FRCP §60(b) 1,16
FRCP 11(b)2 11)
FRCP 15(c) 4,11, 23
FRCP 4(e) 3
FRCP 4(h) 3, 10
FRCP4g) & FRCP4(m) 4
KCC regulation §73.503(c) 5, 7,13
NYS regulation SUNY doc. (3700, §h) 6,7
iV
CASES
Action for Children’s Television
v FCC 59 F 3d 1249 G, 14. Zo
Adickes vu SH Kress 398 US 144, 152 9, 19, 21
Bell Atlantic v Twombly 550 US 544 19
Bell v Burson 402 US 535 14
Branum vu Clark 927 F.2d 698, 705 12
Triestman vu Federal Bureau
of Prisons, 470 F3d 471 12
Burton v Wilmington
Parking Authority 365 US 715
Cantwell v Connecticut, 310 U.S. 296
Chisholm v Georgia 2 Dallas 419, 470
Ex Parte Young 209 U.S. 123
Matter of Great Eastern Mall
vu Condon 36 NY 2d 544, 548-549
330 NE 2d 628,631; 369 N.Y.S.2d 672, 676
Miller v California 413 U.S. 15
Monroe v Pape 365 US 167, 172
Neitzke v Williams, 490 U.S. 319
People v Calbud, Inc 49 NY2d 389,
402 NE 2d 1140
People v Dougtas 60 NY 2d 194
People uv PJ Video 68 NY2d 296,
501 NE2d 556 cert denied 479 US 1091
94 L. Ed. 156, 107 S Ct 1301
Pillay vu INS 45 F3d 14, 17
Ramsey v Coughlin 94 F3d 71
Soto v Walker et al 44 F.3d 169
Southeastern Promotions Ltd v
Conrad 420 U.S. 546; 43 L. Ed.2d 448;
95S. Ct. 1239
Sable Communications
of California, Inc. v. FCC, 492 U.S. 115
Thomas vu Collins 323 US 516
West v Atkins 487 U.S. 42
Wood v Strickland 420 U.S. 308
322,
Yick Wo v Hopkins 118 US 356
362 ff 373
TREATISES AND MISC
Black’s Law Dictionary,
7 Ed. p. 1244
Censorship and Literature
in Fascist Italy. U. of Toronto Press, 2007
Inside Deep Throat
by Fenton Bailey and Randy Barbato
Decisions and Orders
True and authentic copies of all the decisions and
orders in this case have been included in the
Appendix, hereto.
Jurisdictional Statement
This petition for writ of certiorari is authorized by 28
USC §1254(1) to review the October 30, 2009, 2d
Circuit pre briefing dismissal of my 28 USC 1291
appeal from the final decision of NDNY entered June
15, 2009: my Notice of Appeal became operative on
August 24, 2009 disposition of my FRCP §60(b)
application for post judgment relief. On December 2,
2009, the 2d Circuit denied my application for
reconsideration and on February 26, 2010, Justice
Ginsberg extended the time for me to file this petition
to and including April 1, 2010 (app no. 09A791).
Constitution and the law
US Const 1st Amendment “Congress shall make no
law respecting an establishment of religion, or
prohibiting the free exercise thereof; or abridging the
freedom of speech, or of the press; or the right of the
people peaceably to assemble, and to petition the
Government for a redress of grievances”.
US Const 5th Amendment “No person shall be ...
deprived of life, liberty, or property, without due
process of law ...“
US Const 9t» Amendment “The enumeration in the
Constitution, of certain rights, shall not be construed
to deny or disparage others retained by the people”.
US Const 11t Amendment “The Judicial power of
the United States shall not be construed to extend to
|
any suit in law or equity, commenced or prosecuted
against one of the United States by Citizens of
another State, or by Citizens or Subjects of any
Foreign State”.
US Const 14 Amendment “Scction. 1. All persons
born or naturalized in the United States and subject
to the jurisdiction thereof, are citizens of the United
States and of the State wherein they reside. No State
shall make or enforce any law which shall abridge the
privileges or immunities of citizens of the United
States; nor shall any State deprive any person of life,
liberty, or property, without due process of law; nor
deny to any person within its jurisdiction the equal
protection of the laws”.
42 USC §1983 “Every person who, under color of any
statute, ordinance, regulation, custom, or usage, of
any State or Territory or the District of Columbia,
subjects, or causes to be subjected, any citizen of the
United States or other person within the jurisdiction
thereof to the deprivation of any rights, privileges, or
immunities secured by the Constitution and laws,
shall be hable to the party injured in an action at law,
suit in equity, or other proper proceeding for redress,
except that in any action brought against a judicial
officer for an act or omission taken in such officer’s
judicial capacity, injunctive relief shall not be granted
unless a declaratory decree was violated or
declaratory relief was unavailable. For the purposes of
this section, any Act of Congress’ applicable
exclusively to the District of Columbia shall be
considered to be a statute of the District of Columbia”.
FRCP 4(h) Serving a Corporation, Partnership, or
Association. Unless federal law provides otherwise or
2
the defendant’s waiver has been filed, a domestic or
foreign corporation, or a partnership or other
unincorporated association that is subject to suit
under a common name, must be served: (1) in a
judicial district of the United States: (A) in the
manner prescribed by Rule 4(e)(1) for serving an
individual; or (B) by delivering a copy of the summons
and of the complaint to an officer, a managing or
general agent, or any other agent authorized by
appointment or by law to receive service of process
and — if the agent is one authorized by statute and
the statute so requires — by also mailing a copy of
each to the defendant; or (2) at a place not within any
judicial district of the United States, in any manner
prescribed by Rule 4(f) for serving an individual,
except personal delivery under (f)(2)(C)Q).
FRCP4(e) Serving an Individual Within a Judicial
District of the United States. Unless federal law
provides otherwise, an individual — other than a
minor, an incompetent person, or a person whose
waiver has been filed may be served in a judicial
district of the United States by: (1) following state law
for serving a summons in an action brought in courts
of general jurisdiction in the state where the district
court is located or where service 1s made; or (2) doing
any of the following: (A) delivering a copy of the
summons and of the complaint to the individual
personally; (B) leaving a copy of cach at the
individual’s dwelling or usual place of abode with
someone of suitable age and discretion who resides
there; or (C) delivering a copy of each to an agent
authorized by appointment or by law to receive
service of process.
FRCP4QG) Serving a_ Foreign, State, or Local
Government. (1) Foreign State. A foreign state or its
political subdivision, agency, or instrumentality must
be served in accordance with 28 U.S.C. § 1608. (2)
State or Local Government. A state, a municipal
corporation, or any other state-created governmental!
organization that is subject to suit must be served by:
(A) delivering a copy of the summons and of the
complaint to its chief executive officer; or (B) serving
copy of each in the manner prescribed by that state’s
law for serving a summons or like process on such a
defendant.
FRCP4(m) Time Limit for Service. If a defendant is
not served within 120 days after the complaint is
filed, the court on motion or on its own after notice
to the plaintiff must dismiss the action without
prejudice against that defendant or order that service
be made within a specified time. But if the plaintiff
shows good cause for the failure, the court must
extend the time for service for an appropriate period.
This subdivision (m) does not apply to service in a
foreign country under Rule 4(f) or 4(j)(1).
FRCP 15(c) Relation Back of Amendments. (1) When
an Amendment Relates Back. An amendment to a
pleading relates back to the date of the original
pleading when: (A) the law that provides’ the
applicable statute of limitations allows relation back;
(B) the amendment asserts a claim or defense that
arose out of the conduct, transaction, or occurrence set
out or attempted to be set out — in the original
pleading; or (C) the amendment changes the party or
the naming of the party against whom a claim is
4
asserted, if Rule 15(c)(1)(B) is satisfied and if, within
the period provided by Rule 4(m) for serving the
summons and complaint, the party to be brought in by
amendment: (i) received such notice of the action that
it will not be prejudiced in defending on the merits;
and (11) Knew or should have known that the action
would have been brought against it, but for a mistake
concerning the proper party's identity.
28 USC 2111 On the hearing of any appeal or writ of
certiorari in any case, the court shall give judgment
after an examination of the record without regard to
errors or defects which do not affect the substantial
rights of the parties.
rCC regulation §73.503(c)
“A noncommercial educational FM broadcast station
may broadcast programs produced by, or at the
expense of, or furnished by persons other than the
licensee, 1f no other consideration than the furnishing
of the program and the costs incidental to its
production and broadcast are received by the licensee.
The payment of line charges by another station
network, or someone other than the licensee of a
noncommercial educational FM broadcast station, or
general contributions to the operating costs of a
station, shall not be considered as being prohibited by
this paragraph”.
NYS Civil Right Law 42, §2. No authority can, on
any pretense whatsoever, be exercised over the
citizens of this state, but such as is or shall be derived
from and granted by the people of this state.
SUNY regulation, document #3700 §“h” Kadio
Stations, Establishment & Operation of
Noncommercial Broadcast. “Ihe president of each
campus at which a non-commercial broadcast station
is established is responsible for the compliance of the
station with all applicable statutes, rules and FCC
policies. The president shall determine _ the
appropriate administrative and operational
relationships necessary to assure compliance. Such
relationships should provide for any necessary review
of operations which may be required to meet the
nondelegable responsibility of the University, as
licensee for proper and_ sufficient control over
programming with particular reference to the policies
and requirements governing such programming (e.g¢.,
obscenity, personal attacks, lottery information,
fraudulent schemes, equal opportunities for political
candidates, the licensee’s limitations on identification
of programs produced by, or at the expense of, or
furnished by others)’.
Statement of the Case
WHRW is a non commercial broadcast station
established on the SUNY Binghamton campus. It is
owned by the University and the airwave allocation is
licensed to SUNY Binghamton by the FCC |A80-A81].
In controversy is an express 24 hr a day broadcast ban
of protected speech —i.e., profane speech and words
which include indecent speech as a policy control over
obscenity [A99]. This Court and the 2d Circuit have
ruled that such out mght ban of indecent speech is
unconstitutional Action for Children’s Television
v FCC 59 F 3d 1249 citing Sable Communications of
California, Inc. v. FCC, 492 U.S. 115 (1989).
6
NYS regulation (3700, §$h) (p. 5 supra) [A56-57, 7B]
requires the University President under the
“nondelegable responsibility” of the University to
ensure that station broadcast policy controls are
“proper” and in compliance with the law.
A new broadcast policy control was promulgated by
the station General Manager (GM). I notified the
University of said broadcast policy impropriety [A69-
78] and the University, through her President
abdicated responsibility under 3700, §h (p. 5 supra):
causing me to be subjected to policy action by the
GM/University employee as enforced by campus
security [A84-87] resulting in a 1 year suspension of
my broadcasting privileges granted to me under
University license [A82-83,88j) and FCC reg.
§73.503(c) (p, 5 supra) [A A55-56, 910(A)]).
Ground of said suspension is that I allegedly
broadcast material containing the phrase “you’re not
worth shitting on” [A82] and other unidentified
material [A83] between the hours of 10pm and 6am
and now remain permanently banished from said
airwaves [A104] for refusing to sign and agree to
policy [A99] after my post suspension return [A104].
NDNY dismissed on jurisdictional grounds (1) that
my caption names the University: that §1983 money
damages against the University are barred by the 11th
A. US Const; that Ex Parte Young relief can’t enjoin
corporate action only action of a State officer [A18-
19]; and (2) sua sponte that the GM in conferring and
suspending “clearance’/’access” to station airwaves or
banishing persons there from are private acts without
nexus to the University [A27-30 ff A29-30].
The 2d Circuit dismissed without briefing [A40-41].
7
Why the Court Ought to Grant Cert
Public broadcasters at a NYS Public University non
commercial broadcasting facility ought to be afforded
Federal protection of Our Liberty to broadcast all that
the law allows. The sound recordings of Poe, Joyce,
Ginsberg Burroughs and others, documentaries on
Lenny Bruce, &c have serious literary, artistic, and
political value and are of historical significance. There
is no governmental interest compelling the mutilation
or obfuscation of said works or to ban them between
the hours of 10pm and 6am.
i) THe US CONST ii* A. CAPTION ISSUE
OUGHT TO BE DEALT WITH AND SETTLED
BY THIS COURT UNDER 28 USC 2111
HARMLESS ERROR.
By express broadcast policy [{A99], indecent and
profane speech is under 24 hour a day broadcast ban
at WHRW, a non-commercial radio station established
on the SUNY Binghamton campus. The policy is
enforced by campus. security [A84-87 ff A877].
University abdication of “nondelegable responsibility”
to ensure said broadcast policy is proper and
knowingly allowing it to continue [A45, 911] is an
misuse of State authority. The University is a person
acting under color of law just like the AG in Ex Parte
Young 209 U.S. 123 and while said broadcast policy
ought to be enjoined the NYS AG moved to dismiss
under 11ttA. U.S. Const. Contrary to Adickes vu SH
Kress 398 US 144, 152 NDNY claims that only a
State officer can be enjoined under Young doctrine, re-
assigns “nondelegable responsibility” for the policy to
the GM and dismisses sua sponte claiming the policy
action complained of is private action.
8
Pt Hd II shows that the GM is acting under color of
law University involvement is culpable inaction.
$355.00 for a new action, $60.00 for process service for
a new caption naming the University President acting
in her official capacity, this would obviate the NYS
AG 11 A. issue, allow Young doctrine relief, allow me
to return to broadcasting but NDNY will dismiss
again on his same said private action theory. Begging
the question, why allow the 11 A issue? See [A1].
The only Federal remedy is to grant cert treating the
caption issue as harmless error (as NDNY essentially
did) and rule on his sua sponte private action theory.
How his theory/decision, in conjunction with the 2d
Cir pre-briefing dismissal, conflicts with the relevant
decisions of this Court is discussed under Pt Hd II,
and Pt Hd III, respectively. Otherwise, State College
Radio broadcasters will be subject to censorship.
Paradoxically, the People of NYS are entitled to
protection of Our residual rights declared under the
[st 5th, Oth & 14th A. US Const, particularly in a
designated public forum: but the NYS AG is not
representing us, he is representing a NYS chartered
corporation that chose to abdicate responsibility
under NYS law for a policy inimical to Our residual
rights and doing so under pretence of 11t* A. US
Const, his action, proscribed by NYS Civil Rights
Law_ {2,§2 (p. 5 supra) is facilitating the continuing
policy at a State University facility in Violation of the
1st A. US Const. without any NYS compelling interest.
Internal conscience compels injunction of said policy.
Both governments are neutral as to the residual
rights of Persons. Banning the policy enforcement in
the safe harbor zone harms no one.
9
Myself and the mortal members of the University
board, shall perish along with their President, whose
resignation becomes effective July 2010 but the 1* A.,
US Const, the Public, the University and the policy in
controversy, now continuing, under 3. different
General Managers, shall live on. In the reality of War,
the individuals wielding the weapon or those felled by
it are the symptoms of war: guns are legal just don’t
use them in our port and keep your policy weapon out
of Our safe harbor, avoids such conflict altogether.
caption, the person to be served under FRCP 4(h) [cf
(c) and G)] (pp 2-4 supra) and NYS law was served.
The NYS AG filed Notices of Appearance and took
part in motion practice in both courts. Under NYS
law, objection to the caption as such is harmless error
and ought to be so at the Federal level too Matter of
Great Eastern Mall v Condon 36 NY 2d 544, 548-
549; 330 NE 2d 628,631; 369 N.Y.S.2d 672, 676
“Rather than follow respondents’ view, we would
adopt a two-pronged test more consonant with
modern rational thinking toward pleading and
procedure: First, did the entity which is the
actual respondent, if not the formally named
respondent, receive adequate notice of the
commencement of the proceeding? Second, would
any substantial right of this entity be prejudiced
by disregarding the [***676] defect or
irregularity?”
The notice provided to the corporate person of which
the President is a part, declares that the broadcast
policy the University is expressly responsible for is
10
unconstitutional and the corporation is expected to be
intelligent enough to know that Wood v Strickland
420 U.S. 308, 322, especially in hght of the University
1st Amendment Policy [A77-78, A92-97].
-
he same is true for the opposing attorneys cf.
FRCP 11(b)2: “after an inquiry reasonable under the
circumstances...[whether] defenses and other legal
contentions are warranted by existing law’. The law
expects the NYS AG to know inter alia that the
University is in violation of NYS regulation, that
responsibility for the broadcast policy in question is
nondelegable and that the action of the GM under the
rule in West v Atkins 487 US 42 as addressed infra
(Pt Hd ID is action under color of law
Because NYS has no demonstrable interest in the
rights reserved to the people than to honor and defend
them: then the extension of 11" A. immunity to bar
prospective declaratory and injunctive relief against
a continuing policy in clear violation of the 1*t A,
which the University, under NYS law, and as a
corporate person, has express “nondelegable
responsibility” of and for: would subvert the very
power and purpose of Ex Parte Young doctrine to
deprive me and similarly situated people of privilege
and Liberty interests protected under the 1st, 5, Qth
and 14th Amendments to the US Const. without due
process of law; and in violation of my equal protection
rights as one sovereign in conflict with another
Chisholm v Georgia 2 Dallas 419, 470. If NYS is not
a person and if a corporation, is; then the latter is not
the State, the same as a NYS AG isn't NYS either.
If amendment is the decided course it ought to “relate
back” FRCP 15(c) to commencement of the action.
I beheve that the NDNY decision resulted from none
of these people wanting to be remembered as one that
blessed the broadcast of “shit” at 4am over airwaves
emanating from SUNY Binghamton, otherwise there
would be no 11'' A. pretence and no misstatement of
the decisions of this Court.
The community standard doctrine Miller v
California 413 U.S. 15 in NYS cf NYS Penal Law
§235 is State wide People v Calbud, Inc 49 NY2d
389, 402 NE 2d 1140. People vu PJ Video 68 NY2d
DVD documentary “Inside Deep ‘Throat’
Bailey and Randy Barbato, additional material
therein shows “Binghamton Press” Emeritus David
Rossie talking about community standards in
Binghamton NY regarding obscenity and a local jury
whom to his surprise determined that the film “Deep
Throat” is not obscene. Service by publication would
also serve, in part, as an apt solution to that papers’
adamant failure to cover my story. Maybe there’s a
covert hush order or symbiotic “meeting of the minds”.
And, of course, there is always the alternative: the
11% A. objection is obviated by allowing me, my pro se
right to amend once of course at any time during the
proceeding, which the 2d Circuit otherwise affords
Soto vu Walker et al 44 F.3d 169 citing Branum vu
Clark 927 F.2d 698, 705 thus allowing a pro se to
amend once of course at any time even on an
amendment, included on a motion for reconsideration
[A39]; and that I’m entitled to de novo review, liberal
construction of my pleading interpreted to raise the
strongest argument it suggests ‘Triestman vu Federal
Bureau of Prisons, 470 F3d 471.
12
11) DISMISSAL IS IN CONFLICT WITH RELEVANT
DECISIONS OF THIS COURT _ON AN
IMPROPERLY STATED RULE OF LAW
The initial broadcast policy [A70] was promulgated by
University employee/GM Richard Bellin after my
annual clearance/access was conferred to me under
the FCC license held by the University. The policy
was then revised under University employee/GM
Mark Saltzman [A99] these were the 1st two of the
last 3 GMs under whom said policy has continued.
‘The act of the GM, in conferring clearance — viz., the
privilege to broadcast over station airwaves for 1 year
after passing the annual clearance test is an act of
delegated authority under University FCC lcense and
FCC regulation §73.503(c), p. 5 supra; under the rule
in West v Atkins 487 U. S. 42 said GM action is
action under color of law.
My Jst claim is the misuse of said authority Monroe
vu Pape 365 US 167, 172 — viz, suspension of
clearance on material broadcast inside the safe
harbor zone in violation of station policy — e.g., the
word “shit” at Jam [A43-44 996, 9; A46-49 9915-23 ff
A46, 49, 9417, 23]. Documentary evidence shows
that I had been cleared and that my clearance was
suspended for the spring and summer of 2006 [A82,
13, A83, A87, A88].
The speech on which my suspension and banishment
was and is based is not obscene and said policy action
under color of law inside the safe harbor zone is
unconstitutional. NDNY has no case that converts
said action of the GM into private action he just says
it’s private action 1n order to dismiss my complaint.
13
Southeastern Promotions Ltd v Conrad 420 U.S.
546; 43 L. Ed.2d 448; 95 8. Ct. 1239 requires a formal
judicial proceeding to establish obscenity prior to the
abridgment of protected speech. The burden is on the
person acting under color of law to show compelling
State interest necessitating curtailment What NDNY
considers “constitutionally adequate due_ process”
[A25 n 7] is inimical to and not due process.
Under the rule invoked by Bell v Burson 402 US 535
suspending, revoking or withholding a_ privilege
conferred under authority of the State without due
process 1s unconstitutional inter alia @ 539
“[Ljicenses are not to be taken away without
that procedural duc process required by the
Fourteenth Amendment... [t]his is but an
application of the general proposition that
relevant constitutional restraints limit state
power to terminate an entitlement whether the
entitlement is denominated a "right" or a
"privilege."
In conjunction with the 1*' A. US Const Justice
Brennan also cites Cantwell vu Connecticut, 310
U.S. 296 see also Thomas v Collins 323 US 516
Broadcast speech is protected under the US Const,
Action for Children’s Television (p. 6 supra). Please
take judicial notice of Black’s Law Dictionary, 7'> Ed
p. 1244, definition of designated public forum. Their
example is “a public university facility’. WHRW
airwaves, open to the public, is a designated public
forum. ‘The burden is on the University to show
compelling interest for the policy control, so NDNY
refuses to concede, that said airwaves are a
designated public forum [A21-22, n 4].
14
The 2°4 claim in my original complaint is prior
restraint [A50]. After suspension, I returned to the
station, broadcast one show and then the new station
GM, Mark Saltzman withheld further access until I
signed and agreed to a revised policy statement [A99]
and when I refused I was and continue to be banished
from the University airwaves [A104]. Said
precondition is prior restraint.
Until the broadcast policy promulgated under GM
Bellin [A70] clearance requirements were strictly
technical; all the speech that is allowed to be
broadcast under FCC policy was allowed [A48, 421].
So that when I was a cleared broadcaster these
broadcast policies did not exist, consequently, I did
not have to accept these preconditions in order to be
granted clearance to broadcast under the University
license.
The burden is on the University to show why it is
allowing this policy and preconditions to continue.
The NDNY private action dismissal theory is
dependent on his own refusal to acknowledge that the
airwaves are a designated public forum [A21-22, n
4]; and his own refusal to acknowledge the facts that
lead to the irresistible conclusion that the GM policy
actions are actions under color of law inter alia the
GM has no independent authority to allow members
of the public to enter the facility, use the airwaves
licensed to the University nor independent authority
to issue swipe cards to access the facility [A57-58,
9]13]. The foregoing material abilities of the GM are
made possible on becoming manager of the University
facility —i.e., managing access to University airwaves,
under delegated authority of the University.
1S
As a threat against any future suit brought to enjoin
the policy by naming the University President acting
in her official capacity or otherwise NDNY threatens
to exclude Court decisions regarding inaction or else
ignores the facts that show inaction [A23, n 6 cf A36,
A91] and please note, contrary to his 60(b)
disposition, the policy was clearly shown and alleged
to be unconstitutional, not just more restrictive than
FCC rules inter alia [A44-50 (original complaint 4§
1, 9,11, 13, 17, 23, 27]
Under the NDNY decision no injunction may lie
against the policy, unless | allege that the University
or President was involved in the creation and
enforcement of the policy viz., his so called
“causation element of my 1% Amendment claim”
[A20-22 ff 21-22, A29] and then sua sponte imposes
his private property enterprise theory used to dismiss
§1983 claims against private insurance companies,
utilities, or private nursing homes [A29, A36-39].
So even if the foregoing was a correct statement of
law and there were no facts showing an affirmative
act of the University, this does not change the fact
and point of law that the policy action by the GM is
action under color of law. University enforcement of
the polhcy and clearance by campus security is
already shown [A84-87 f/f 87].
University policy inaction knowingly allowing the
Improper broadcast policy to continue, subjecting and
causing me to be subjected to deprivation without due
process of law of my privilege conferred to me undcr
University license and the same inaction causing me
to be subject to banishment from University airwaves
are established facts entitling me to §1983 relief.
lo
If the students need extra cash and were shown using
University facilities as a brothel would the University
have to allow that to continue too? O dear the
community outcry. The violation of free speech is just
as illegal it’s only a matter of degree.
Allowing the broadcast policy to continue is a
University policy choice between that and her duty
under law inter alia said FCC reg that “no other
considerations” are required of the broadcasters and
NYS regulation to ensure the broadcast policy is
proper (pp 5-6 supra). Inaction is the same as if the
University declared the broadcast policy proper; and
whereas the broadcast policy is not proper then the
University ought to be held accountable and subject in
name to at least declaratory and injunctive rehef
The station history preserved for appeal but omitted
herein shows abdication as a matter of policy. Please
take judicial notice of the same said history appearing
on line http://www.whrwtim.org/history.php
“Jan. 1989 - 2 members of the Ku Klux Klan
request air time on WHRW. A huge outcry
results on campus and in the community. Then
President Chfford Clark sets up an "advisory
committee", ostensibly to help WHRW in this, as
well as future "controversial" programming
matters. WHRW_ vehemently protests’ this
invasion of programming autonomy. WHRW's
board, 1n a 9-4 vote, denies the Ku Klux Klan's
request because "the board could not come to a
consensus as how to broadcast such a program in
an educational manner." ‘The president's
commiuttee eventually stops convening, though it
is not officially dissolved”.
17
This 1s not a new federalism issue. NYS courts
require the same Public component as Federal courts.
If NDNY and the NYS AG are allowed to have their
way, the University, it’s President nor the GM can be
sued to enjoin the policy and as a matter of form over
substance censorship assumes the preferred position
while free speech becomes a prerogative of the State
If you allow this foregoing situation to continue, you
will have the same State and cultural agent
relationship as in Fascist Italy. Please take judicial
notice of the following book review by Silvia Valisa
(Department of Foreign Languages and Literatures,
San Francisco State University) of the book by Guido
Bonsaver Censorship and Literature in Fascist
Italy. University of Toronto Press, 2007 http://www.h
net.org/reviews/showrev.php?id= 14302
“Fascist censorship was not a monolithic and
tightly coordinated machine of repression’ (p. 5)
Callling] into question the notion of absolute
consistency that is often ascribed to "censorship" ...
He, thus, addresses the issue of censorship as a
hinge point of the relations between state and
cultural agents, relations that occur ‘sometimes in
oppositional terms but more often in self-adjusting
complhieit ones’
Cf, p. L2 supra in re the local Pre
Warden, the jailer opened the door your doctor came
in and cut off my hand. O gee that’s too bad, sue him
What if he cuts off my other hand? Call a lawyer first
The most full and efficacious remedy is to issue
declaratory judgment against the policy and prohibit
it inside the safe harbor zone
further Considerations
The NDNY ignores covert motives behind inaction as
addressed in cases such as Yick Wo v Hopkins 118
US 356, 362 ff 373 e.g., so we hire a youngster,
coerce him into doing the censoring for us, maybe
distance ourselves further by hiring a middleman
you want to graduate don’t you? Then you'd better
keep quiet about this, listen and listen good: we’re not
telling you what to do, but think of your future: our
success in fund raising, from the very people you may
end up working for, to pay off your education debt,
who don't like this sort of thing on the radio.
The “meeting of the minds” as discussed in Adickes
is already done. The GM by ce knew I informed the
University of the policy, saw no action was taken, that
campus security enforced his policy action. The new
GM is briefed he delivers the policy ultimatum if any
dare to defy him, he calls security. As it stands the
(GJM may ban people from the designated public forum
for indecent speech in the safe harbor zone without
any fear of reprisal from any court in the US.
Inaction is recognized in Bell Atlantic v Twombly
550 US 544 and NDNY opposition to the idea of
“culpable State inaction” causes him to miss the
pertinence of Burton v Wilmington Parking
Authority 365 US 715
“IN|Jo State [Actor] may effectively abdicate its
responsibilities by either ignoring them or by
merely failing to discharge them whatever the
motive may be .... By its inaction ... the State
[Actor] has ... elected to place its power, property
and prestige behind the admitted discrimination
that it must be recognized as a joint participant”
19
NDNY did not provide the careful decision making
prescribed by the case law he’s relied on which declare
exceptions to the Burton precedent but also expressly
declare that matters regarding Public property are
outside of the ambit of those decisions. The cases
NDNY rehes on appertain to private’ property
enterprises and decisions having no nexus. with
governmental authority. My case appertains to the
property of a Public University, public broadcast
airwaves licensed to the University and University
employee(s) acting under University authority. ‘The
dismissal decision misstates the case law of this Court
and is in conflict with a multitude of your decisions.
lil) THE 2D CIRCUIT PRE-BRIEFING DISMISSAL
IS A DEPARTURE FROM THE ACCEPTED
AND USUAL COURSE OF _ JUDICIAL
PROCEEDINGS
The most disappointing aspect of this dismissal are
the triable issues of fact NDNY raised for the 1*' time
in his dismissal order, without prior notice providing
me no full or fair opportunity to challenge his sua
sponte theory in re the GM or his claimed facts as I
am entitled to under 2d Cir rule Ramsey v Coughlin
94 F3d 71. This was done while my application for
preliminary relief and default judgment against the
station was pending. My case and appeal were both
dismissed on an application for preliminary relef
against the broadcast policy 1n controversy.
| also asked for ‘Trial by Jury in my original complaint
as | do in my proposed amendment of course and yet
the fate of my claim was decided on inter alia some
David Hagerbaumer person, a self admitted haison
between the station and the University? I want to
()
depose and cross examine him. Who is he? Is he the
middleman discussed at p 19 supra? What is his role?
Does he order censorship on behalf of the University?
Why did NDNY accept his affidavit introduced by the
NYS AG in opposition to preliminary relief against
the policy? The NYS AG in defending the policy is a
waiver of her 11% A. US Const immunity claim and/or
admits the policy action is under color of law. Maybe
Hagerbaumer as an employee ought to be joined as a
party. What justifies denying these same privileges of
deposition, discovery cross examination, jury trial
readily available to a licensed attorney? ‘To me this is
irregular procedure devoid of due process cf Adickes
Black concurring @ US 176 citing US Const 7¢) A.
In regards to the claim of 2d Circuit inherent power to
dismiss. This derives from action under a statute
appertaining to incarcerated persons. The particular
case regards such a person having asked that counsel
be appointed. I’m not incarcerated did not proceed in
forma pauperis. I paid $355.00 to file my complaint,
$60.00 to have it served and then $455.00 for my 2d
Circuit appeal. These are not “nominal fees”. And also
preserved for appeal, is an itemized bill for costs fees
and disbursement in my NDNY application for default
judgment against the station.
The 2d Circuit now requires that if a pro se htigant
files a motion, we also have to file an additional
statement, the same as that required by in forma
pauperis applicants; and the court does clearly and
plainly claim that it may dismiss an appeal on the
basis of such statement; but fairness administered by
a Federal Court is not an unreasonable due process
expectation.
21
~_
My 1° experience with the 2d Circuit some time ago
was 1*' class. Regrettably, I am morally compelled to
add, that my recent pro se experiences with the 2d
Circuit are the worst I’ve had in any court
particularly in terms of verbal and emotional abuse by
the pro se case worker and other persons I’ve spoken
with; but lkewise, frisked like a criminal at the
magnetometers. Having to partially undress take off
my shoes pull my pant legs up walk around in circles
with my arms over my head, while lawyers gingerly
hop skip and jump by flashing their IDs. The only
experiences I can imagine worse is prison or the
military and although the Binghamton NY Supreme
Court is quite bad in comparison to the 34 Dept. or
the NYS Court of Appeals, how could you really know
unless you are a non hicenséd pro se.
I suspect that the motion clerk saw that I filed the
required statement and then he/she merely issued the
“no arguable basis” form-order [A40] and [A411]. Or
that someone requested it; but I did not request it nor
was I appointed an attorney. Under the present
administration there is nothing to prevent the
foregoing or the following — viz., the district court
takes your money claiming inter alia that you made
conclusory statements, you then pay an additional
$455.00 and your appeal is dismissed prior to briefing
by a 9 word conclusory statement. Since Neitzke vu
Williams, 490 U.S. 319 was decided the pertinent
statute now appears to be 28 USC 1915(e)(2)(B).
My un-incarcerated, paid for appeal to the 2d Circuit,
is of nght, so that this ancillary statute ought to be
strictly construed, and if so, then it appertains to
22
incarcerated persons. Pillay v INS 45 F3d 14, 17 as
the 2d Cir origin of their self created inherent power
pre briefing dismissal rule does not entirely avoid
strict construction as Pillay (1) appears to have been
incarcerated and the self admitted dicta the Pillay
panel relied on, appertained to summary affirmance
of criminal convictions authorized by a statute they
admit was abrogated and (2) was based upon the
request of a lawyer whom Pillay asked to be appointed
under 28 USC 1615, who wished to withdraw because
he allegedly felt the appeal was frivolous.
To obviate any further obstacle the 2d Circuit merely
claims an inherent right to do pre bricfing dismissals
against anyone, with the compromising admonition:
“(W]e caution the bar that overreaching attempts to
dismiss appeals as frivolous, lke excessively
zealous claims that adversary counsel should be
sanctioned, will not be accorded a friendly reception
by this court”.
So what does this mean? The Court did not declare
any self restraint for itself and hasn’t shown any to
me. Maybe it means if you’re a lawyer and want a ‘no
arguable’ against your pro se opponent don’t put it in
your papers call the clerk and we'll issue a 9 word
conclusory statement, based on the words employed
in the Neitzke decision. O “this era of burgeoning
appellate dockets’, the 1st Amendment, big deal,
right? cf People v Douglas 60 NY 2d 194.
So now this pre- briefing dismissal policy extends
beyond criminal cases to 15* A. civil cases and thus
the civil appeal as of right becomes ‘discretionary’
with no intermediate appellate review. Inconvenient
23
subject matter like the Censorship of College Kadio
and other wrongdoing can be obfuscated and
concealed from any appellate review, whatever.
And thus from an appointed attorney requesting
court permission to withdraw on his affirmed
statement, that a claim is frivolous, to the NYS AG,
a private attorney, a Judge, &c making a call to a
clerk asking for a ‘no arguable’ in a civil case, with
no fear of likely review. Maybe the district judge
knows the AG that knows the appellate clerk, too.
There’s nothing to prevent the foregoing from
happening so I would like this Court to devise and
place limitations on this sort of dismissal
particularly in the manner it was applicd to my un-
incarcerated full paying pro se civil case with triable
issues present.
Dismissal as such was unwarranted and I want my
money back.
Conclusion
The Broadcast policy is unconstitutional. It ought to
be declared as such and it’s enforcement prohibited
inside the safe harbor zone. For the sake of judicial
economy and unquestionable efficacy you ought to
grant that relief, now; and I would be most Honored if
you would grant my application to call up the record
from the 2d Circuit and that I may brief any matters
you may find necessary.
Otherwise please remand my case to NDNY for
further proceedings on triable issues and to depose
and cross examine this David Hagerbaumer person;
24
and that if there is any chance that damages may be
awarded and if amendment is found necessary then
please allow my amendment to relate back under
FRCP 15(c) or allow me to bring a new action with
relation back and without prejudice.
This Court ought to impose a_ lLmiting factor
preventing this NDNY private property enterprise
theory from being applied to other public or quasi
public venues. As it stands this theory is open ended
in NDNY and maybe the 2d Circuit
In this immediate instance NDNY has opened the
door welcoming the censorship of College radio.
Whereas this Court has ruled that an outright ban of
protected speech is not a proper control and 1s 1n fact.
unconstitutional Action for Children’s Television a
priori the policy in controversy is unconstitutional
and ought to be struck down.
I declare under penalty of perjury that the foregoing
is true and correct
Dated March 26, 2010
Ss
79m 23 <amon ? Dyno
Respectfully submitted
Thomas Lamont Dyno
46 Academy Street
Johnson City New York
13790-1519
697-729-4039
Office of the Clerk
U.S. DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
RE: Dyno vs. WHRW FM Radio May7, 2009
CASE NUMBER: 3:09-CV-313
Dear Mr. Dyno:
The Clerk of the Court has informed me that an
entry of default has been noted on the docket of the
above-entitled action. Should the Plaintiff wish to
move for default judgment, the appropriate motion
for default judgment must be made within thirty (30)
days from the date of this notice.
IT IS ORDERED.
Dated: May7, 2009
Binghamton, New York
Hon. ‘Thomas J. McAvoy, U.S.D.2.
UNITED STATES DISTRICT COURT NORTHERN
DISTRICT OF NEW YORK
THOMAS LAMONT DYNO,
Plaintiff, 3:09-C V-313
against- (TJIM-DEP)
SUNY BINGHAMTON,
WHRW FM RADIO,
Defendants.
THOMAS J. McAVOY, Senior United States District
Judge
ORDER
lL. INTRODUCTION
Plaintiff commenced this action pro se pursuant to 42
U.S.C. § 1983 alleging that the suspension and
subsequent revocation of his disc jockey privileges at
radio station WHRW FM (the “Station”), located on
the campus of Binghamton University of the State
University of New York (“BU”), violated his First and
Fourteenth Amendment rights. See Compl., dkt. # 1.
Plaintiff seeks injunctive relief and monetary
damages. See id. Defendant BU has moved pursuant
to Fed. R. Civ. P. 12(b)0) & (6) to dismiss the
Complaint on the grounds that: 1) the claims against
BU are barred by the Eleventh Amendment; and 2)
the allegations against BU fail to state a claim upon
which relief can be granted. See BU’s Mot. to
Dismiss, dkt. # 7. Plaintiff has opposed the motion.
See Plf. Opp., dkt. # 8. The motion was returnable on
the Court’s May 22, 2009 motion calendar, and the
Court has determined that the motion will be
addressed on the written submissions alone. See
Court’s 5/13/09 Text Notice.
A2
Defendant Station has not appeared in this action
and the Clerk of the Court entered default against
this Defendant on May 7, 2009. See Clerk’s Entry of
Default, dkt.#13. On May 11, 2009, Plaintiff
brought an application for an Order Show Cause
wherein he sought to: (a) “correct” the caption on the
Clerk’s Entry of Default and on a scheduling Order
issued by the Court; (b) argue, for the second time,
the merits of his opposition to BU’s motion to
dismiss; and (c) argue, for the second time, in support
of his position that there should be oral argument on
BU’s motion. Appl. for O.8.C., dkt. # 16. The
application was denied on May 13, 2009. See 5/13/09
Order, dkt. # 17.
On May 14, 2009, Plaintiff filed another application
for an Order to Show Cause, this one seeking,
essentially, a preliminary injunction requiring that
Plaintiffs disc jockey privileges be reinstated and
enjoining Defendants from enforcing the Station’s
policy that prohibits the use of on-air language
considered obscene and profane by the Station. P1.
Emergency Motion, dkt. # 18.1 Although Plaintiff
requests a temporary restraining order, he asserts
that “(t]he primary purpose of this application by the
proposed order to show cause is to bring this matter
before the court to be heard at the same time as the
NYS AG’s pending motion.” Dyno Aff. 4 5. Plaintiff
served the application, and supporting papers, on the
Defendants by placing them in the U. S. mail on the
1Memorandum of Law, Plaintiff argues the merits of his
application for temporary injunctive relief but also argues,
again, in opposition to BU’s motion to dismiss and for oral
argument at the Court’s May 22, 2009 motion calendar. Pl,
Mem. L. pp. 8-13.
A3
date that he filed his application. See dkt. # 18-1, pp
2°.
Il. DISCUSSION
Plaintiffs disc jockey privileges were first
temporarily suspended in March of 2006, and then
indefinitely suspended after he returned to the
station in June of 2007 but refused to sign an
avreement that he would abide by the Station’s
policies. Compl. 4916-7. Hence, it appears that
Plaintiff has not worked in the Station in almost two
years. Plaintiffs delay in bringing his application
fails to support the drastic remedy of a temporary
restraining order pending resolution of the sought-
after preliminary injunction. See Warner Bros. Inc.
v. Dae Rim Trading, Inc., 877 F.2d 1120, 1125 (2d
Cir. 1989)(The purpose of a TRO is generally to
preserve the status quo for a limited period of time
until the Court has the opportunity to pass on the
merits of the demand for a preliminary injunction.);
See also New York Magazine v. Metropolitan Transp.
Auth., 136 F.3d 123, 127 (2d Cir. 1998)(On a
mandatory injunction which seeks to alter the status
quo or provide the movant with substantially all of
the relief it seeks, the moving party must make a
“clear” or “substantial” showing of a hkelihood of
success on the merits.); Tom Doherty Assocs., Inc. v.
Saban Entertainment, Inc., 60 F.3d 27, 34 (2d Cir.
1995)(1A] mandatory injunction should issue only
upon a clear showing that the moving party is
entitled to the relief requested, or where extreme or
very serious damage will result from a denial of
preliminary relief.”)Gnternal quotation omitted).
Rather, the circumstances highlight Plaintiffs
professed “primary goal” in proceeding by way of
A4
Order to Show Cause which is to “bring this matter
before the court to be heard at the same time as the
NYS AG’s pending motion.”
It should be noted that the use of the expedited
procedure of an Order to Show Cause is not intended
to be used, as seems to be the case here, to
circumvent the time and notice requirements of the
Local Rules.” It should also be noted that, for the
second time, Plaintiff has failed to comply with the
requirements of the Local Rules addressed _ to
applications for Orders to Show Cause. See N.Y.N.D.
L.R. 7.1e).3
2The procedural rules apply to pro se litigants, especially ones
bke Plaintiff who fancy themselves as having an understanding
of the nuances of litigation gained through prior litigation. See
Pl. Mem. L. in Support of 1st OSC, p.6 (“Other reason for
dealing with [the caption] is to avoid misunderstandings.
misrepresentations, and procedural quagmire lat the] 2d
“);
See also Faretta v. California, 95 5. Ct. 2525, 2541 n. 46
(1975)('The right of self-representation is not a license. . . not
to comply with relevant rules of procedural and substantive
law.”); Edwards v. INS, 59 F.3d 5, 8 (2>¢ Cir. 1995)(’While a
prose \litigant’s pleadings must be construed hberally, ... pro se
litigants generally are required to inform themselves regarding
procedural! rules and to comply with them.”).
3 This provides: In addition to the requirements set forth in
Local Rule 7.1(a)(1) and (2), a motion brought by Order to Show
Cause must include an affidavit clearly and specifically showing
good and sufficient cause why the standard Notice of Motion
procedure cannot be used. The moving party must give
reasonable advance notice of the application for an Order to
Show Cause to the other parties, except in those circumstances
where the movant can demonstrate, In a detailed and specific
affidavit, good cause and substantial prejudice that would
result from the requirement of reasonable notice.
N.Y.N.D.L.R. 7.1(e)(emphasis added).
AD5
Nevertheless, Plaintiffs papers raise the questions
of: (1) whether there is state involvement in the
Station’s policies or actions; (2) whether there is the
makings of a cognizable constitutional violation
under the circumstances of this case; and (3) whether
the limited exception to Eleventh Amendment
immunity recognized in Ex Parte Young, 209 U.S.
123 (1908) applies in this case.
fll. CONCLUSION
Therefore, for the reasons’ stated above, the
appheation for a temporary restraining order is
DENIED. Plaintiff's application for an Order to Show
Cause is GRANTED to the extent that his
application for a preliminary injunction will be
setdown on the Court’s June 8, 2009 motion
calendar. Opposition and Reply papers shall be filed
in accordance with the Local Rules. BU’s motion to
dismiss the action [dkt. # 7] is ADJOURNED to the
June 8, 2009 motion calendar. The motions will be
considered on the basis of the submissions alone (e.g.
no oral argument). If there is a need for an
evidentiary hearing, it will be scheduled by the Court
after review of the papers.
IT IS SO ORDERED
DATED: May 18, 2009
Thomas 8. McAvoy
Senior, U.S. District Judge
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
Thomas Lamont Dyno JUN 15, 2009
vs.
CASE NUMBER: 3:09-CV-313
SUNY Binghamton, et al
Decision by Court. This action came to trial or
hearing before the Court. The issues have been tried
or heard and a decision has been rendered.
ITIS ORDERED AND ADJUDGED that Defendant
SUNY Binghamton’s Motion to Dismiss 1s granted.
Plaintiffs Motion for Preliminary Injunction is
Denied. Defendant, WHRW EFM Radbio, is dismissed
from this action for lack of subject matter
jurisdiction. Plaintiffs Motion for Default Judgment
against WHRW IM Radio is denied as Moot.
All of the above pursuant to the order of the
Honorable Judge Thomas J. McAvoy, dated the 15th
day of June, 2009.
Clerk of Court
5. Potter
Deputy Clerk
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
THOMAS LAMONT DYNO,
Plaintiff,
against JUN 15, 2009
SUNY BINGHAMTON,
WHRW FM RADIO,
Defendants,
THOMAS J. McAVOY,
Senior United States District Judge
DECISION & ORDER
INTRODUCTION
Plaintiff commenced this action pro se pursuant to 42
U.S.C. § 1983 alleging that the suspension and
subsequent revocation of his disc jockey privileges at
radio station WHRW FM (the “Station”), located on
the campus of Binghamton University of the State
University of New York (“BU”), violated his First and
Fourteenth Amendment rights. See Compl., dkt. # 1.
Plaintiff sues the Station and BU seeking injunctive
and declaratory relief as well as monetary damages.
See id.
BU moves pursuant to Fed. R. Civ. P. 12(b)(1) & (6)to
dismiss the Complaint on the grounds that: 1) the
claims against BU are barred by the Eleventh
Amendment; and 2) the allegations against BU fail to
state a claim upon which relief can be granted. See
BU’s Mot. to Dismiss, dkt. #7. Plaintiff opposes the
motion. See Plf. Opp., dkt. #8.
A8
Plaintiff also moves for a preliminary injunction
requiring that his disc jockey privileges be reinstated
and enjoining Defendants from’ enforcing the
Station’s policy that prohibits the use of on-air
language considered obscene or profane by the
Station. Pl. Emergency Motion, dkt. # 18. BU
opposes the preliminary injunction, See BU’s Resp.
in Opp. ldkt. # 20], and Plaintiff has replied to BU’s
opposition. See PL.’s Reply ldkt. # 23]. The Station
has not appeared in this action and the Clerk of the
Court entered default against this Defendant on May
7, 2009. See Clerk’s Entry of Default, dkt. # 13.
TT, STANDARDS OF REVIEW
a. FED. R. Civ. P. 12(b)(1)
A case is to be dismissed for lack of subject matter
jurisdiction pursuant to FED. R. Civ. P. 12(b)(1)
when the district court lacks the statutory or
constitutional power to adjudicate it. Makarova v.
United States. 201 F. 3d 110, 118 (2d Cir. 2000). A
plaintiff asserting subject matter jurisdiction has the
burden of proving by a preponderance of the evidence
that it exists. See Luckett v. Bure, 290 F.3d 493, 497
(2d Cir. 2002); See also Malik v. Meissner, 82 F.3d
560, 562 (2d Cir. 1996). When a defendant moves to
dismiss claims pursuant to Fed. R. Civ. P. 12(b)(1),
“the movant is deemed to be challenging the factual
basis for the court’s subject matter jurisdiction.”
Cedars-Sinai Medical Ctr. v. Watkins, 11 F.3d 1573,
1583 (Fed. Cir. 1993). For purposes of such a motion,
“the allegations in the complaint are not controlling
..and only uncontroverted factual allegations are
AQ
accepted as true.” Id. Both the movant and the
pleader are permitted to use affidavits and other
pleading materials to support and oppose the motion
to uismiss for lack of subject matter jurisdiction. See
Makareva, 201 F.3d at 113; Filetech S.A. v. France
Telecom, S.A., 157 F.3d 922, 932 (2d Cir. 1998); John
Street Leasehold, LLC v. Capital Mat. Res., L.P.,
2001 WL 310629, at *2 (S.D.N.Y. March 29, 2001).
“Thus, the standard used to evaluate a Rule 1 2(b)(1)
motion is similar to that used for summary judgment
under Fed. R. Civ. P. 56.” Lopresti v. Merson, 2001
WL 1132051, at *5 (S.D.N.Y. Sept. 21, 2001).
b. FED. R. Civ. P. 12(b)(6)
A motion under FED. R. Civ. P. 12(b)(6) tests the
legal sufficiency of the claims pleaded in the case.
The Supreme Court recently elaborated on the
standard to be used in addressing a Rule 12(b)(6)
motion and again explained Rule 12(b)(6)’s
interrelationship with the federal pleading standard
under FED. R. Civ. P. 8. See Ashcroft v. Iqbal, 129 S.
Ct. 1937, 1949-50 (2009). In this regard, the Court
explained:
Under Federal Rule of Civil Procedure 8(a)(2),
a pleading must contain a “short and plain
statement of the claim showing that the
pleader is entitled to relief.” As the Court held
in [Bell Atlantic Corp. v. Twombly, 550 U.S.
544, 127 S. Ct. 1955, 167 L. Ed.2d 929 (2007)],
the pleading standard Rule 8 announces does
not require “detailed factual allegations,” but it
demands more than an unadorned, the-
defendant-unlawfully-harmed-me — accusation.
A10
Id., at 555, 127 S. Ct. 1955 (citing Papasan v.
Allain, 478 U.S. 265, 286, 106 S. Ct. 2932, 92 L.
Ed.2d 209 (1986)). A pleading that offers
‘labels and conclusions” or “a _ formulaic
recitation of the elements of a cause of action
will not do.” 550 U.S., at 555, 127 S .Ct. 1955.
Nor does a complaint suffice if it tenders
“naked assertion[s]” devoid of “further factual
enhancement.” Id., at 557, 1278S. Ct. 1955.
Ashcroft, 129 S. Ct. at 1949.
To withstand a Rule 1 2(b)(6) motion the “complaint
must contain sufficient factual matter, accepted as
true, to ‘state a claim to relief that is plausible on its
face.” Id. (quoting Twombly, 550 U.S. at 570). “A
claim has facial plausibility when the plaintiff pleads
factual content that allows the court to draw the
reasonable inference that the defendant is liable for
the misconduct alleged.” Id. (citing Twombly, 550
U.S. at 557). Plausibility means “more than a sheer
possibility that a defendant has acted unlawfully,”
and a complaint that pleads facts “that are ‘merely
consistent with’ a defendant’s lability El ‘stops short
of the line between possibility and plausibility of
‘entitlement to relief.”” Id. (quoting Twombly, 550
U.S. at 557).
While the Rule 12(b)(6) standard has long required
that a court accept as true the allegations contained
in a complaint, this rule does not apply to legal
conclusions or to “lt]hreadbare recitals of the
elements of a cause of action, supported by mere
conclusory statements.” Id. (citing Twombly, 550 U.S.
at 555). The liberality accorded pleadings under Rule
8 “does not unlock the doors of discovery for a
Al]
plaintiff armed with nothing more than conclusions.
[(O]nly a complaint that states a plausible claim for
relief survives a motion to dismiss.” Id., at 1950
(citing ‘Twombly, 550 U.S. at 556).
In deciding a Rule 12(b)(6) motion, review “is
generally lmited to the facts and allegations that are
contained in the {challenged pleading] and in any
documents that are either incorporated into the
[pleading] by reference or attached to the [pleading]
as exhibits.” Blue Tree Hotels Inv., Ltd. v. Starwood
Hotels & Resorts Worldwide, Inc., 369 F.3d 212, 217
(2d Cir. 2004) (citations omitted). Dismissal is
appropriate where the pleading fails as a matter of
law to state a claim upon which relief can be granted.
Phelps v. Kapnolas, 308 F.3d 180, 187 (2d Cir. 2002).
Cc. Preliminary Injunction
A preliminary injunction is an_- extraordinary
measure that should not be routinely granted.
Twentieth Century Fox Film Corp. v. Marvel
Enterp., Inc., 277 F.3d 253, 258 (2d Cir. 2002). It has
been said that it is “one of the most drastic tools in
the arsenal of judicial remedies.” Hanson Trust PLC
v. SCM Corp., 774 F.2d 47, 60 (2d Cir. 1985).
The standard a court must utilize in considering
whether to grant a request for injunctive relhef is
well-settled in this Circuit. As the Second Circuit
noted in Covino v. Patrissi, 967 F.2d 73 (2d Cir.
1992), the movant must show: (a) irreparable harm
and (b) either (1) a likelihood of success on the merits
of the claim or (2) sufficiently serious questions going
to the merits and a balance of hardships tipping
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decidedly toward the party seeking injunctive relief.
Id., at 77. Where, however, a movant seeks relief
which will alter, rather than maintain, the status
quo, or which will provide him with substantially al]
the relief sought, the injunction sought is properly
characterized as mandatory rather than prohibitory.
A party seeking a mandatory injunction must make a
“clear” or “substantial” showing of the likelihood of
success, as well as irreparable harm should the
injunction not be granted. Jolly v. Coughlin, 76 F.3d
468, 473 (2d Cir. 1996), cert. denied, 525 U.S. 824
(1998); Tom Doherty Assocs., Inc. v. Saban
Entertainment, Inc., 60 F.3d 27,34 (2d Cir.1995)(’[A]
mandatory injunction should issue only upon a clear
showing that the moving party is entitled to the
relief requested, or where extreme or very serious
damage will result from a denial of preliminary
relic’.”)Gnternal quotation omitted). While a factual
hearing is generally required on an application for a
preliminary injunction, no hearing is required where
material issues are not in dispute. Maryland
Casualty Co. v. Realty Advisory Board on Labor
Relations, 107 F.3d 979, 984 (2d Cir. 1997).
Hl. BACKGROUND
The following facts are taken from the Complaint
and the exhibits attached thereto, or from
uncontradicted facts presented in the affidavits
submitted in this matter.
WHRW FM (the “Station”) is an educational and
community radio station located on the campus of
Binghamton University of the State University of
New York (“BU”). Hagerbaumer Aff., § 3. It operates
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under a Federal Communications Commission
(“FCC”) license as a non-commercial, educational FM
radio station. Id. The Station is a_ student-run
organization that is chartered and funded by the
Student. Association at BU. Id. BU’s “involvement
with WHRW is limited to issues of the license and
Federal Communication (“FCC”) controls and
guidelines.” Compl. Ex.1 (10/27/05 Ltr. from BU
President Lois B. DeFleur). The BU administration
has no role in determining content or structure of the
Station’s programming or enforcement of Station
policy. Compl. Ex.1; Hagerbaumer Aff., at {| 4. All
Station programming, including creation of the
broadcast schedule, is decided by the Station’s Board
of Directors and Program Director. Hagerbaumer Aff.
"“ 5; Compl. Ex. 1. The Station Manager is
responsible for the oversight and implementation of
all Station pohcies and procedures, including those
relating to staffing and broadcasting privileges.
Hagerbaumer Aff., at ¥ 5.
The Station allows students and non-student
community members and groups to have on-air
shows. Compl. Ex. 1. Plaintiff was a volunteer disc
jockey at the Station and had his own on-air show.
Compl. Ex. 2.
The Station has a policy that prohibits its disc
jockeys from, at all times, using words, phrases, or
materials that the Station’s managers consider
obscene or profane. Compl, Ex. 8. In this regard, the
Station’s policy provides:
The FCC’s definition of obscenity is material
which is in the prurient interest, sexual in
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nature and lacking scientific, literary, artistic
or political value. WHRW follows the FCC
definition.
The WHRW definition of profanity is words or
material that can be interpreted [as]! profane
or vulgar. Examples of profane language
include: swearing, expletives and _ obscene
language.
A 24 hour ban on obscenities and profanity is
in effect at WHRW. The following are examples
of .obscene and profane material: “Fuck”,
“Motherfucker”, “Shit”, and other words,
»yhrases or matcrial that fit the two definitions
as defined by the FCC, the WHRW Program
Director or the WHRW General Manager.
Id.
At about 4 a.m. on March 5, 2006, while Plaintiff
was on the air, he allegedly played the phrase:
“you're not worth shifting on.” Compl. 4 6,18 & Ex.
2.2 On March 9, 2006, the Station’s Program
Director wrote to Plaintiff indicating that it had
been brought to her attention that Plaintiff played
this phrase and advised him that “I[tlhis is against
WHRW policy and therefore, absolutely cannot be
played EVER.” Compl. Ex. 2 (emphasis in original).
She further advised: “I consider this a warning.
However, if this happens again, I will be forced to
cancel your show.” Id.
1The text uses the word “or” instead of “as’ which, for obvious
reasons, appears to be a typographical error.
Al15
On March 18, 2006, the Station’s General Manager
sent Plaintiff a letter indicating:
During your show from 10pm [sic] March 11th
to 2 AM [sic] March 12th, you deliberately
played material containing words you knew to
be contrary to WHRW’s rules and regulations.
You also failed to log a station ID) from the
hours of 2200 to 0100 as well as failed to log on
a sign-off cart. As a cleared DJ who has taken
and passed the WHRW clearance exam, you
know that the FCC requires WHRW to air
station ID within 5 minutes of each hour and
also requires that the information in the sign-
off cart be played before broadcast ends.
As of this moment, your clearance has been
suspended pending a board meeting at 7pm on
Thursdayl,] March 234 2006 in room WBO8
(next door to the station). At this meeting you
be able to speak on your behalf and the future
of your clearance at WHRW will be discussed.
Compl. Ex. 3; See also Compl. ¥4 6, 18.4
On March 24, 2006, the Program Director wrote in a
letter to Plaintiff-
After two separate incidents involving WHRW
rules violations and a board meeting to hear
2Plaintiff does not deny that he played this phrase while on the
air and has contended throughout this matter that his speech
on this, ard another date, was protected under the First.
Amendment. See e.g. compl. Ex. 7 (March 27, 2006 letter from
Plaintiff to Lois B. DeFluer, President of SUNY Binghamton,
complaining that his “broadcasting privileges” were “arbitrarily
revoked” for “airing protected speech”).
A16
your defense, it has been the decision of the
WHRW board to suspend your clearance,
starting immediately, and lasting until
Summer 2007. At this point, you will have to
rel-lJapprentice and take the clearance exam in
order to regain your status as a WHRW
member and engincer.
Compl. Ex. 4.
Plaintiff returned to the Station on June 23, 2007
and served as an apprentice for one broadcast show.
Thereafter, however, Plaintiff refused to sign an
agreement to abide by the Station’s policy and he
was banned “indefinitely” from broadcasting as a disc
jockey at the Station. Compl. 4 7 & Ex. 9.
Plaintiff commenced this action on March 18, 2008.
He sues both the Station and BU pursuant to 42
U.S.C. § 1983. Plaintiffs primary contention is that
the Station’s policy imposing a 24-hour ban on
material the Station’s managers consider to be
profane or obscene, which Plaintiff contends is more
restrictive than, and at odds with, FCC regulations
banning such material only at certain’ hours,
infringes his First Amendment right to free speech.
See e.g. Compl. § 9 (“the suspension of [Plaintiffs
broadcasting} privilege was an infringement [of his
First Amendment rights] and on a ground contrary to
express FCC policy.”); § 10 (the Station’s policy
placing a 24-hour ban on obscenity and profanity is
contrary to FCC regulations that allow such speech
“within the safe harbor zone”); 4 20-23 (asserting
3Again, Plaintiff does not deny that he played material that was
in violation of the Station’s policy. He also does not deny that he
failed to log a station ID at the times asserted.
Al7
that the Station’s policy was more restrictive than
the FCC regulations). Plaintiff seeks monetary
damages, a declaration that the Station’s policy is
unconstitutional, and an injunction restoring his
broadcast privileges and preventing the Station from
enforcing its policy in the future.
IV. DISCUSSION
a. Eleventh Amendment Immunity
BU argues that the action against it, a state agency,
is barred by the Eleventh Amendment. Plaintiff
argues that the exception to Eleventh Amendment
immunity enunciated in Ex parte Young, 209 U.S.
123 (1908), applies to that portion of the action
seeking prospective equitable relief.
The Eleventh Amendment serves as a jurisdictional
bar to suits against a state agency regardless of the
nature of the relief sought, including suits in equity.
Pennhurst State School & Hospital v. Halderman,
465 U.S. 89, 100 (1984); Green v. Mansour, 474 U.S.
64, 72-73 (1985); See also Dube v. State University of
New York, 900 F.2d 587, 594 (2d Cir. 1990) (“For
Eleventh Amendment purposes, SUNY is an integral
part of the government of the State lof New York]
and when it is sued the State is the real party.”)
(internal quotation marks omitted) (alterations in
original). However, a narrow exception to this
principle allows a federal court to issue an injunction
against a state official in his or her official capacity
who is acting contrary to federal law. Ex _ parte
Young, 209 U.S. 123 (1908); See Pennhurst, 465 U.S.
at 102; New York Health and Hospitals Corporation
et al. v. Perales, 50 F.3d 129 (2d Cir. 1995). This
exception is a lmited one, and is authorized to
Al18
“vindicate the supremacy of [federal] law.” Ward v.
Thomas, 207 F.3d 114, 119 (2d Cir. 2000). Under Ex
parte Young, “a plaintiff may sue a state official
acting in his official capacity - notwithstanding the
Eleventh Amendment - for prospective, injunctive
relief from violations of federal law.” In re Deposit
Ins. Agency, 482 F.3d 612, 617(2d Cir. 2007)Gnternal
quotation marks omitted). “Such claims, however,
cannot be brought directly against the state, or a
state agency, but only against state officials in their
official capacities.” Ghent v. Moore, 519 F. Supp.2d
328, 334 (W.D.N.Y. 2007)(citing Santiago v. New
York State Dep’t of Correctional Services, 945 F.2d
25, 32 (2d Cir.1991) (“a plaintiff seeking prospective
rehef from the state must name as defendant a state
official rather than the state or a state agency
directly, even though in reality the suit is against the
state”); Banks v. SUNY, 2007 WL 895505, at *7
(W.D.N.Y. Mar. 22, 2007) (’A state official...may be
sued in his official capacity in a federal forum to
enjoin conduct that wviolates the federal
Constitution”); Dicks v. Binding Together, Inc., 2007
WL 1462217, at *5 (S.D.N.Y. May 18,
2007)(’Plaintiffs claims for prospective injunctive
relief are not barred by the Eleventh Amendment -
provided, however, that Plaintiff brings those claims
against a state official, rather than the state itself.”).
Plaintiff has not sued a state official acting in his or
her individual or official capacity. Accordingly, the
exception to Eleventh Amendment immunity
enunciated in Ex parte Young is inapplicable. The
claims against BU must be dismissed.
b. Rule 12(b)(6)
Assuming arguendo that Plaintiff intended to bring
an official capacity suit against a BU official, such as
President DeFleur, he fails to assert a_ plausible
claim of either a First or Fourteenth Amendment
violation against such a defendant.
1. First Amendment
The First Amendment provides that “Congress shall
make no law... abridging the freedom of speech... .”
U.S. Const. amend. I. It has “long been established
that ‘the conception of liberty under the due process
clause of the Fourteenth Amendment embraces the
right of free speech, and that [the First
Amendment’s] provisions therefore apply to state
governments.” Lusk v. Village of Cold Spring, 475
F.3d 480, 485 (2d Cir. 2007)(quoting Stromberg v.
California, 283 U.S. 359, 368 (1931)). “The First
Amendment ‘was fashioned to assure unfettered
interchange of ideas for the bringing about of
political and social changes desired by the people.”
Meyer v. Grant, 486 U.S. 414,421, 108 S. Ct. 1886,
100 L. Ed.2d 425 (1988) (quoting Roth v. United
States, 354 U.S. 476, 484, 77S. Ct. 1304, 1 L. Ed.2d
1498 (1957)).
Assuming without deciding that the Station operated
as a limited public forum in which the government
may make only reasonable, viewpoint-neutral rules
governing the content of speech allowed therein, See
2007) 4 Plaintiff has failed to allege that there existed
any BU policy concerning the operation of the
Station, or that any BU official took any affirmative
action to curtail the content of Plaintiffs speech.®
A20
Rather, the allegations in the Complaint and the
exhibits attached thereto indicate that BU
administrators had no role in operating the Station,
in determining the content or structure of the
Station’s programming, or in enforcing the Station’s
policies. See Compl. and Exs. 1-4, 6, 8-9. Although
BU is involved with the Station on “issues of the
license and [FCC] controls and guidelines,” Compl.
Ix. 1, Plaintiff's grievance is with the Station’s policy
which, he contends, is more restrictive than, and at
odds with, the FCC’s regulations on the use of
obscenities and profanity. See e.g. Compl. 94 9, 10,
20-23. Thus, even construing the allegations in the
pro so Complaint to raise the strongest argument
th > raoat Hughes vy. Rowe, 440 1 lS RF a 11
th uggest, See Hug . Rowe S. 5, 2, 101
S. Ct. 173, 66 L. Ed. 2d 163 (1980), Plaintiff fails to
allege a plausible claim against a _ state official
because he fails to allege facts supporting the
causation element of his First Amendment claim. See
Brown v. Sheridan, 894 F. Supp. 66, 71 (N.D.N-Y.
1995)(’To prevail on his claim under Title 42, section
1983, plaintiff must show that officials were 1) acting
under color of state law, 2) that their actions
deprived plaintiff of a mght guaranteed by the
constitution or the laws of the United States, and 3)
that the defendants’ acts were the proximate cause of
the injuries and consequent damages sustained by
the plaintiff.”)(internal citations omitted). Simply
stated, he fails to allege facts supporting the
contention that a State official caused his asserted-
4 In Husain, the Second circurt wrote: Courts have long
recognized that student media outlets at public universities,
and the student journalists who produce those outlets, are
entitled to strong First Amendment protection. ‘These rights
stem from courts’ recognition that such student media outlets
generally operate as “limited public fora,’ within which schools
A21
.
we
First Amendment injury. Blyden _v. Mancusi, 186
F.3d 252, 267 (2d Cir. 999) “Liability under Section
1983 is only for those deprivations of rights caused
by the defendant’s behavior.”).6 Thus, even if not
barred by the Eleventh Amendment, Plaintiff fails to
plead a plausible First Amendment claim against a
BU official.
2. Fourteenth Amendment
Again construing Plaintiffs pro se Complaint to raise
the strongest argument it suggests, he may also be
contending that (1) he had a protected property right
in his broadcast privileges, and/or, (2) he had a
protected liberty interest in his good reputation, both
of which were deprived in violation of his Fourteenth
Amendment right to due process. See Compl. 4 17
(“My privilege to broadcast under the FCC license is
a privilege and property right conferred by the State
may not disfavor speech on the basis of viewpoint. In limited
public fora, the government may make reasonable, viewpoint-
neutral rules governing the content of speech allowed.” Peck v.
Raldwinsville Cent. Sch. Dist., 426 F.3d 617, 626 (2d Cir. 2005)
(emphasis and internal citations omitted). Once the state has
created a limited public forum, however, it must respect the
boundaries that it has set. it may not “exclude speech where its
distinction 1s not reasonable in light of the purpose served by
the forum, nor may it discriminate against speech on the basis
of its viewpoint.” Rosenberger v. Rector & Visitors of the Univ.
of Va., 515 U.S. 819, 829, 115 S. Ct. 2510, 132 L. Ed.2d 700
(1995)Uinternal citations and quotation marks omitted) The
forum itself can take many forms, yet the analysis of the
constitutionality of restrictions imposed on speech made in the
forum remains the same. See id. at 830, 115 S. Ct. 2510 (“The
lstudent activity fund] is a forum more in a metaphysical than
in a spatial or geographic sense, but the same principles are
applicable.”)
5 Plaintiff has not alleged that he expressed any viewpoint that
UU administrators or the Station’s managers sought to curtai!
A22
and protected under the U.S. Constitution, which
inter alia cannot be revoked or suspended in terms of
1st Amendment rights under the U.S. Const. without
compelling interest.”); id. % 30 (“Plaintiffs basis for
damages is (a) the stigma of being seen in the Press
and in the Public eye as a person who repeatedly
broadcast obscene material when in _ actuality
Plaintiff was being wrongfully and _ arbitrarily
punished for allegedly broadcasting material which
under the Constitution and law is_ protected
speech.”). Nevertheless, Plaintiff fails to allege
sufficient facts to support a legally plausible claim
under either theory.
In order to formulate a claim under the
Fourteenth Amendment’s Due Process Clause,
[Plaintiff] must demonstrate that he possesses
a constitutionally protected lhberty or property
interest, and that state action has deprived
him of that interest. See U.S. Const. amend
XIV,$ 1; See also, e.g. Bd. of Regents v. Roth,
6Plaintiff argues in his Memorandum of Law that President
DeFleur was aware of the unconstitutional practice at the
Station yet failed to intervene to stop it. In support of this
proposition, he cites to DeFleur’s October 27, 2005 letter which
is attached to the Complaint as Exhibit A. However, Plaintiff
has not sued President DeFleur in either her official or
individual capacity, and he has not provided any factual
allegations explaining what prompted DeFleur’s October 27,
2005 letter. [t would be sheer speculation to conclude that the
letter was in response to a complaint about the Station’s
obscenity and profanity policy. While Plaintiff does allege in the
Complaint that he complained to DeFleur of the Station’s
allegedly unconstitutional policy, the complaint was made after
he was suspended and, therefore, could not have been the basis
of DeFicur’s October 27, 2005 letter. See Compl. 4 24 & Ex. 7
(P].’s 03/27/06 letter to DeF leur).
A283
408 U.S. 564, 569, 92 S. Ct. 2701, 2705 (1972)
(“The requirements of procedural due process
apply only to the deprivation of interests
encompassed by the Fourteenth Amendment’s
protection of liberty and property.”). Courts
“examine procedural due process questions in
two steps: the first asks whether there exists a
liberty or property interest which has been
interfered with by the State; the second
examines whether the procedures attendant
upon that deprivation were constitutionally
sufficient.” Ky. Dep’t of Corr. v. Thompson, 490
U.S. 454, 460, 109 S. Ct. 1904, 1908
(1989)(citation omitted).
Storman_v. Klein, 2009 WL 1035964, at 11
(S.D.N.Y. April 20, 2009) (footnotes omitted).
The facts alleged in the Complaint fail to
demonstrate that Plaintiff had a protected property
interest in his voluntary disc jockey privileges at the
Station. Rather, the allegations in the Complaint
demonstrate that Plaintiff had a_ unilateral
expectation of, or desire for, the” privilege” to serve
as a voluntary disc jockey, and that he did so at the
discretion of the Station’s management and Board of
Directors. There is no allegation that Plaintiff had a
contract for the position or that state law somehow
entitled him to the position. Without factual recitals
supporting the existence of a protected property
interest in the broadcast privileges at the Station,
the claim is legally implausible. See Bd. of Regents v.
Roth, 408 U.S. at 577, 92 S. Ct. at 2709 (“To have a
property interest in a benefit, a person clearly must
have more than an abstract need or desire for it. He
must have more than a unilateral expectation of it.
A24
He must, instead, have a legitimate claim of
entitlement to it.” ); Velez v. Levy, 401 F.3d 75, 85
(2d Cir. 2005)(/|OInly where a _ plaintiff can
demonstrate that state law confers ‘a legitimate
claim of entitlement’ to a particular position will a
property interest in that position arise.”); Storman,
2009 WL. 1035964, at 12 (“A plaintiff must establish
that his contract or functional equivalent confers the
benefit as ‘virtually a matter of right.”)(quoting
1974)); See also Arteta v. County of Orange, 141 Fed.
Appx. 3, 6 (2d Cir. 2005)(When an individual claims
to have a property interest related to employment,
courts may look to the _ relevant contract of
employment - either explicit or implicit - or its
functional equivalent to determine whether the
individual has such a property interest.”). Hence, any
Fourteenth Amendment claim brought on this basis
must be dismissed.”
71t is also worth noting that the Station afforded Plaintiff notice
of the Board meeting where the “future” of a _ broadcast
privileges would be addressed, and afforded him an opportunity
to present his defense to the Board. Thus, it would seem that
the Station afforded Plaintiff constitutionally adequate due
process before it suspended him from serving as a disc jockey.
Sce Cleveland Bd. of Educ. v. Louderm ill, 470 U.S. 532, 542,
105 S. Ct. 1487, 1493 (1985)(An essential principle of due
process 1s that a deprivation of life, liberty, or property ‘be
preceded by notice and opportunity for hearing appropriate to
the nature of the case.”)(quoting Mullane v. Cent. Hanover
Bank & Trust Co., 339 U.S. 306, 313, 70 S. Ct. 652, 656-57
(1950)); Calhoun v. N.Y. State Div. of Parole Officers, 999 F.2d
647, 653 (2d Cir.1993) (“Due process requires, as a general
matter, ‘an opportunity to be heard’ ‘at a meaningful time and
in a meaningful manner.”)(quoting Mathews v. Eldridge, 424
U.S. 319, 333, 96 S. Ct. 893, 902 (1976)).
A25
‘l'o the extent that the Complaint alleges a denial of a
Fourteenth Amendment hberty interest based upon
purported damage to Plaintiffs reputation, the claim
fails because Plaintiff has not alleged sufficient facts
to satisfy the “stigma” element of the claim. See
Storman, 2009 WL 1035964, at 13-15. Assuming the
Station publicized a statement that Plaintiff was
banned for playing profane material on two occasions
and for refusing to sign an agreement to abide by the
Station’s policy, the statement reflects conduct that
was within Plaintiffs power to correct, which did not
reflect dishonesty or immorality, and which Plaintiff
has not asserted was false. Thus, the claim fails to
assert a plausible claim of the deprivation of a
constitutionally protected liberty interest. See id at
*14 (“[Sltatementls] that an employee poorly
performed her duties or acted in an improper
manner, or that describe behavior or actions that are
within the employee’s power to correct, do not
generally quahfy as stigma for constitutional
purposes.”)Gnterior quotation marks and citations
omitted); Schlesinger v.. N.Y. City Transit Auth.,
2001 WL 62868, at 7 (S.D.N .Y. Jan. 24, 2001) (“The
defamatory statements accused plaintiff only of
acting in an unprofessional manner. Furthermore,
the charges against plaintiff did not reflect
dishonesty or immorality, which may be beyond
plaintiffs power to correct. Rather, the charges
primarily concerned one incident where plaintiff
acted in a disrespectful manner. Because’ such
conduct is within his power to correct, the charge is
not sufficiently stigmatizing.”); Storman, 2009 WI
1035964, at 15 (“[Plaintiff] also must assert that the
stigmatizing statements are false, and prove the
stigmatizing statements were publicized.”) (citations
A26
omitted). Accordingly, any Fourteenth Amendment
due process claim based upon a purported denial of a
liberty interest must be dismissed.
c. Preliminary Injunction
Turning to the sought-after preliminary injunction
against the Station, it is apparent that Plaintiff
secks relief which will alter, rather than maintain,
the status quo. Thus, Plaintiff must make a “clear” or
“substantial” showing of the likelihood of success on
his Section 1983 claims.® In addressing the merits of
Plaintiffs claims, the initial question is whether he
has alleged sufficient facts to establish that the
Station, a nominally private entity, acted under color
of state !aw with respect to Plaintiffs disc jockey
privileges such to implicate Section 1983. See Flagg
Bros. v. Brooks, 436 U.S. 149, 155-57 (1978)(Under §
1983, a plaintiff must prove that a defendant
deprived him of a constitutional or federal statutory
right while acting under the color of law.). The Court
finds that he has not.
The Supreme Court has held that, to implicate 42
U.S.C. § 1983, conduct must be “fairly attributable to
the State.” Lugar v. Edmondson Oil Co., 457 U.S.
922, 937 (1982); See also Brentwood Academy v.
Tenn. Secondary Sch. Ath. Ass’n, 531 U.S. 288, 306
(2001).9
8Because Plaintiff asserts a loss of hrs First Amendment right to
free speech, the dispute on the preliminary injunction motion is
whether Plaintiff can satisfy the second prong on the
preliminary injunction standard. See Elrod v. Burns, 427 U.S.
347, 373 (1976)(' [T]he loss of First Amendment freedoms, for
even minimal periods of time, constitutes irreparable injury.’ );
Mitchell v. Cuomo, 748 F.2d 804, 806 (2d Cir. 1984)(’[Wlhen an
alleged deprivation of a constitutional right is involved, .. . no
further showing of irreparable injury is necessary.”).
A27
For the purposes of section 1983, the actions of
a nominally private entity are attributable to
the state when: (1) the entity acts pursuant to
the “coercive power” of the state or is
“controlled” by the state (‘the compulsion
test”); (2) when the state provides “significant
encouragement” to the entity, the entity is a
“willful participant in joint activity with the
[sltate,” or the entity’s functions are “entwined”
with state policies (“the joint action test” or
“close nexus test”) or (3) when the entity “has
been delegated a _ public function by the
[sltate’(“the public function test”). Brentwood
Acad. v_Tenn, Secondary Sch Ath Ass’n, 531
U.S. 288, 296, 121 S. Ct. 924, 148 L. Ed 2d 807
(2001) (citations and internal quotation marks
omitted). Sylbalski v Ind Grp Hme Lyng Prog,
Inc 546 F 3d 255, 257-58 (2d Cir. 2008)
Plaintiff argues that the Station is a state actor
under the joint action test because BU created,
funded, and held the FCC license for the Station and,
thus, thus, BU was entwined with the Station.
2lhe Supreme Court wrote in Brentwood Academy: Like the
state-action requirement of the Fourteenth Amendment, the
state-action element of 42 U.S.C. ~ 1983 excludes from its
coverage merely private conduct, however discriminatory or
wrongful. Careful adherence to the ‘state action’ requirement
thus preserves an area of individual freedom by limiting the
reach of federal law and federal judicial power. The state-action
doctrine also promotes important values of federalism, avoiding
the imposition of 1 sponsibility on a State for conduct it could
not control. Although we have used many different tests to
identify state action, they all have a common purpose. Our goal
in every case is to determine whether an action can fairly be
attributed to the State.531 U.S. at 306 (internal citations and
quotation marks omitted).
A28
Schlein _v. Milford Hospital, inc., 561 F.2d
427,428 (2d Cir.1977) (internal quotation
marks and citation omitted)(emphases added);
See also United States v. Intl Bhd. of
Teamsters, 941 F.2d 1292, 1296 (2d
Cir.1991)(/’The question is not whether the
decision to establish the [private entity] was
state action, but rather whether the [private
entity]’s decision to sanction [plaintiffs] may be
‘fairly attributable’ to the [glovernment.”
(quoting Lugar v. Edmondson Oil Co., Inc., 457
U.S. 922, 937, 102 S. Ct. 2744, 73 L. Ed.2d 482
(1982))).
1:
Sybalski, 546 F.2, 257-58 (emphasis in Sybalski).
Plaintiff has not alleged _ sufficient facts to
demonstrate that BU or any of its administrators
had any involvement in the creation or enforcement
of the Station’s policies, and there are no factual
allegations that BU or its administrators played any
role in Plaintiffs suspension or in the purported
statements about the suspension. While Plaintiff
alleges that, after he was suspended, he wrote to
President DeFleur complaining of what he felt was
the Station’s unconstitutional policy, See Compl. 7 24
& Ex. 7, the Supreme Court has held that the “[mlere
approval of or acquiescence in the initiatives of a
private party is not sufficient to justify holding the
State responsible for those initiatives....“ Blum_v.
Yaretsky, 457 U.S. 991, 1004 (1982).
Plaintiff has failed to allege sufficient facts to
establish that the Station’s actions in drafting and
enforcing its profanity and obscenity policy, or
A29
making statements about Plaintiffs suspension, were
taken under color of state law. Without state action
on the Station’s part, the Section 1983 claims against
this defendant are fatally flawed and the sought-
after injunction cannot issue. More importantly,
however, is the Court’s current lack subject matter
jurisdiction over this matter. With the dismissal of
BU from this action and the determination that the
Section 1983 claims against the Station are fatally
flawed, the Court lacks subject matter jurisdiction
over the matter. Therefore, the Court must sua
sponte dismiss the action against the Station despite
its non-appearance in this matter. See Durant,
Nichols. Houston, Hodgson & Cortese-Costa P.C. v.
DuPont, 565 F.3d 56, 62-63 (2d Cir. 2009).1°
V. CONCLUSION
For the reasons” articulated above, SUNY
BINGHAMTON’s motion to dismiss the claims
against it [dkt. #7] is GRANTED, and all claims
against SUNY BINGHAMTON are DISMISSED.
Plaintiffs motion for a preliminary injunction [dkt. #
lW In Durant, Nichols, the Second Circuit wrote:
“It is a fundamental precept that federal courts are
courts of limited jurisdiction’ and lack the power to
disregard such hmits as have been imposed by the
Constitution or Congress. Owen Equipment & Erection
Co. v. Kroger, 437 U.S. 365, 374, 98 S. Ct. 2396, 57 L.
Ed.2d 274 (1978). If subject matter jurisdiction is lacking
and no party has called the matter to the court’s
attention, the court has the duty to dismiss the action sua
sponte. See , eg, Louisville & Nashville R.R. v. Mottley,
211 U.S. 149, 152, 29S. Ct. 42,53 L. Ed. 126 (1908).
565 F.3d at 62-63.
A30
18] is DENIED. Further, the Court sua sponte
DISMISSES the action against WHRW FM RADIO
for lack of subject matter jurisdiction.
IT IS SO ORDERED.
DATED: June 15, 2009
Thomas J. McAvoy
Senior, U.S. District Judge
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
THOMAS LAMONT DYNO,
Plaintiff,
-against- 3:09-C V-313
(TJM-DEP)
SUNY BINGHAMTON,
WHRW FM RADIO,
Defendants.
THOMAS J. McAVOY,
Senior United States District Judge
DECISION & ORDER
I, INTRODUCTION
Plaintiff commenced this action pro se pursuant to 42
U.S.C. § 1983 alleging that the suspension and
subsequent revocation of his disc jockey privileges at
radio station WHRW FM, located on the campus of
Binghamton University of the State University of
New York, violated his First and Fourteenth
Amendment rights. See Compl., dkt. # 1. The Court
dismissed the action by Decision and Order dated
June 15, 2009. See Dec. & Ord., dkt. # 27.
Familiarity with this Decision and Order is
presumed.
On June 25, 2009, Plaintiff moved pursuant to Fed.
R. Civ. P. 60(b) for reconsideration of the Court’s
June 15, 2009 Decision and Order, and _ for
permission to file an amended complaint. See Mot.
for Recon., dkt. # 28. On July 14, 2009, Plaintiff filed
a notice of appeal appealing the holding of the
Court’s June 15, 2009 Decision and Order to the
A82
United States Court of Appeals for the Second
Circuit. See Not. App., dkt. # 29. Both defendants
thereafter filed opposition to Plaintiffs motion, See
SUNY Bing. Opp., dkt. # 36; WHRW FM Radio Opp.,
dkt. # 3, and Plaintiff then filed a reply to this
opposition. See Reply, dkt. # 40.
HU. STANDARD OF REVIEW
a. Reconsideration - generally
Plaintiffs motion for reconsideration implicates both
Rule 60(b) of the Federal Rules of Civil Procedure
and Northern District of New York Local Rule
7.1(g).1 A motion for reconsideration is not a
substitute for an appeal. “Ihe standard for granting
1Rule 60(b) addresses the standard to be applied when relief
from a final judgment or order is sought, and provides in
relevant part that:
[oln motion and just terms, the court may relieve a party. . .
from a final judgment, order, or proceeding for the following
reasons: (1) mistake, inadvertence, surprise, or excusable
neglect; (2) newly discovered evidence that, with reasonable
diligence, could not have been discovered in time to move for a
new trial under Rule 59(b); (3) fraud (whether previously called
intrinsic or extrinsic), misrepresentation, or misconduct by an
opposing party; (4) the judgment is void; (5) the judgment has
been satisfied, released, or discharged; it is based on an earlier
judgment that has been reversed or vacated; or applying it
prospectively is no longer equitable; or (6) any other reason that
justifies relief.
Fed. R. Civ. P. 60( b).
“Local Rule 7. 1( g), on the other hand, merely details a
procedure to govern motions for reconsideration, without
setting out an applicable standard for determining such
applications.” Chao v. Magnuson, 2008 WL 2433698, at *2 fn. 2
(N.D.N.Y. June 12, 2008)(Peebles, M.J.)(citing N.D.N .Y. 1. R. 7.
1(g)).
A33
la motion for reconsideration] is_ strict, and
reconsideration will generally be denied unless the
moving party can point to controlling decisions or
data that the court overlooked - matters, in other
words, that might reasonably be expected to alter the
conclusion reached by the court.” Shrader v. CSX
Transp., Inc., 70 F.3d 255, 257 (2d Cir. 1995); See
also Friedman v. S.U.N.Y. at Binghamton, 2006 WL
2882980, at * 1 (N.D.N.Y. Oct. 5, 2006). “The high
burden imposed on the moving party has been
established in order to dissuade repetitive arguments
on issues that have already been considered by the
court and discourage htigants from making repetitive
arguments on issues that have been thoroughly
considered by the court [and] to ensure finality and
prevent the practice of a losing party examining a
decision and then plugging the gaps of the lost
motion with additional matters.” Nowacki v. Glosson,
2001 WL 175239, *1 (N.D.N.Y. Jan. 24, 2001)
(Munson, J.) (internal citations and quotations
omitted). Reconsideration “is not a vehicle for
relitigating old issues, presenting the case under new
theories, securing a rehearing on the merits, or
”
otherwise taking a ‘second bite at the apple.” Segua
Corp. v. GBJ Corp., 156 F.3d 136, 144 (2d Cir. 1998).
Reargument is also not a vehicle to “advance new
facts, issues or arguments not previously presented
to the court.” Polanco v. United States, 2000 WL
1346726, at *1 (S.D.N.Y. Sept.19, 2000) (quoting
Schrader, 70 F.2d at 256). “The Northern District of
New York ‘recognizes only three possible grounds
upon which a motion for reconsideration may be
granted: (1) an intervening change in controlling law,
(2) the availability of new evidence not previously
available, or (3) the need to correct clear error of law
A384
to prevent manifest injustice.” Friedman, 2006 WL
2882980, at * I (quoting Nowacki, 2001 WL 175239,
at *1).
b. Impact of Notice of Appeal
“The fhling of a notice of appeal is an event of
jurisdictional significance - it confers jurisdiction on
the court of appeals and divests the district court of
its control over those aspects of the case involved in
the appeal.” Griggs v. Provident Consumer Discount
Co., 459 U.S. 56, 58-59, 103 S. Ct. 400,74 L .Ed.2d
225 (1982) (per curiam); See United States v.
Camacho, 302 F.3d 35, 36 (2d _ Cir.2002)(per
curiam)(same). One limited exception to this general
rule is that a district court may entertain and deny a
motion a motion brought pursuant to Fed.R.Civ.P.
60(b) notwithstanding the pendency of an appeal
from that order. Toliver v. County of Sullivan, 957
F.2d 47, 49 (2d Cir.1992) (per curiam) However, a
court “may grant a rule 60( b) motion after an appeal
is taken only if the moving party obtains permission
from the circuit court.” Id. at 49 (emphasis in
original). Further, the filing of the notice of appeal
divests the district court of jurisdiction to consider a
motion seeking permission to file an amended
complaint. Hernandez v. Coughlin, 18 F.3d 133, 138
(2d Cir.1994).
Ii. DISCUSSION a. Reconsideration
Plaintiffs motion for reconsideration is simply a
recasting of the arguments he presented in
opposition to SUNY Binghamton’s motion to dismiss
and in support of his motion for a_ preliminary
injunction. His arguments are merely an attempt to
plug the holes in his case and Plaintiff fails to satisfy
the burden for reconsideration.
A35
Plaintiff has not pointed to an intervening change in
controlling law, and he has not established the
availability of new evidence not previously available.
To the extent Plaintiff presents additional facts
through his affidavit, the asserted facts were
previously available and, therefore, will not be
considered. Further, the newly asserted facts (such
as the date that he purportedly advised the SUNY
Binghamton Board of ‘Trustees that the radio station
had an “unconstitutional” policy regarding the airing
of profanity or obscenities), even if considered, would
not change the conclusions reached in the June 15,
2009 Decision and Order. See e.g. Dec. & Ord. pp. 12>
13;2 18-19.3
Finally, Plaintiff has not pointed to any portion of
the Court’s decision from which there is “the need to
correct clear error of law to prevent manifest
injustice.” To the extent that Plaintiff relies on
7
Burton v. Wilmington Parking Authority, 365 U.S.
2 ("Although BU is involved with the Station on ‘issues of the
license and [FCC] controls and guidelines,’ Compl. Ex. 1,
Plaintiffs grievance is with the Station’s policy which, he
contends, is more restrictive than, and at odds with, the FCC’s
regulations on the use of obscenities and profanity. See e.g.
Compl. 44 9, 10, 20-23. Thus,... Plaintiff fails to allege a
plausible claim against a state official because he fails to allege
facts supporting the causation element of his First Amendment
claim.’).
3(“(T]he Supreme Court has held that the “[mJere approval of or
acquiescence in the initiatives of a private party is not sufficient
to justify holding the State responsible for those initiatives
Plaintiff has failed to allege sufficient facts to establish that the
Station’s actions in drafting and enforcing its profanity and
obscenity policy, or meking statements about Plaintiffs
suspension, were taken under color of state law.”)(quoting Blum
v. Yaretsky, 457 U.S. 991, 1004 (1982)).
A36
715, 81 5. Ct. 856, 6 L. Ed.2d 45 (1961) for the
contention that the Court erred in rejecting a state
action/joint participation finding between SUNY
Binghamton and WHRW FM Radio, Plaintiffs
argument, like the argument presented in DeBauche
v. Trani, 191 F.3d 499 (4t» Cir. 1999), “does not
account for the actual holding in Burton nor the
Supreme Court’s later refinements which explain
what is required to convert private action into state
action.” Id. at 507.
In Burton a government agency leased space
in a public parking garage to a restaurant that
discriminated against blacks. The Court
identified a symbiotic relationship in which
“profits earned by discrimination not only
contributeld] to, but also [were] ind/spensable
elements in, the financial success of a
governmental agency.” [Burton, 365 U.S. at
724] (emphasis added). In the “peculiar facts
land] circumstances present” in Burton, id. at
726, 81 S. Ct. 856, the Supreme Court
concluded that “[tlhe State hald] so far
insinuated itself into a position of
interdependence” with the restaurant that the
joint participation of public and private actors
made the private party’s conduct state action
restricted by the Fourteenth Amendment. Id.
at 725, 81 S. Ct. 856. That holding, however,
certainly does not stand for the proposition
that all public and private joint activity
subjects the private actors to the requirements
of the Fourteenth Amendment. See [Blum v.
Yaretsky, 457 U.S. 991, 1001 (1982)]; Jackson
v. Metropolitan Edison Co., 419 U.S. 345, 357-
A37
58, 95 S. Ct. 449, 42 L.Ed.2d 477 (1974); See
also Lebron v. National R.R. Passenger Corp..,
513 U.S. 374, 409, 115 S. Ct. 961, 130 L.Ed.2d
902 (1995) (O’Connor, J., dissenting) (noting
that Burton’s holding was “quite narrow” and
questioning its continuing viability). In its
more recent discussion of the subject, the
Supreme Court articulates the numerous
limits to the joint participation test, noting
that “Burton was one of our early cases
dealing with ‘state action’. . . and later cases
have refined the vague ‘joint participation’ test
embodied in that case.” [American Mfrs. Mut.
Ins. Co. v. Sullivan, 119 S. Ct. 977, 988
(1999)].
Id.
For the reasons discussed in the Court’s decision at
pages 18 to 19 (relying upon, /nter alia, Blum_v.
Yaretsky, 457 U.S. 991, 1004 (1982)4 & Sybalski v.
Independent Group Hlome Living Program, Inc., 546
I.3d 255, 257-58 (2d Cir. 2008)5), Plaintiffs
argument on this point is without merit.
Accordingly, Plaintiffs motion for reconsideration is
denied.
4(Holding that private activity will generally not be deemed
“state action’ unless the state has so dominated such activity as
to convert it into state action; and that “[mlere approval of or
acquiescence in the initiatives of a private party’ is insufficient.)
("It is not enough, however, for a plaintiff to plead state
involvement in some activity of the institution alleged to have
inflicted injury upon a plaintiff; rather, the plaintiff must allege
that the state was involved with the activity that caused the
injury giving rise to the action.”)(internal quotation marks and
citations omitted, emphasis in Sybalski).
A838
b. Amended Complaint
The Court lack jurisdiction to consider Plaintiffs
motion to file an amended complaint, and, therefore,
that portion of the motion is also denied.
IV. CONCLUSION
For the reasons discussed above, Plaintiffs motion
for reconsideration and to file an amended complaint
[dkt. #28] is DENIED.
IT IS SO ORDERED
DATED: August 24, 2009
Thomas J. McAvoy
Senior, U.S. District Judge
, BS
UNITED STATES COURT OF APPEALS
FOR THE
SECOND CIRCIUT
At a stated term of the United States Court of
Appeals for the Second Circuit, held at the Daniel
Patrick Moynihan United States Courthouse, 500
Pear] Street, in the City of New York, on the 30' day
of October, two thousand nine.
Present:
Roger J. Miner, 09-ev-0313
Reena Raggi,
Peter W. Hall,
Circuit Judges.
Thomas Lamont Dyno,
Plaintiff-Appellant,
Vv
SUNY Binghamton, WHRW FM Radio,
Defendants Appellees.
Appellant, pres se, moves for injunctive relief and for
an extension of time to file his brief. Upon due
consideration, it is hereby ORDERED, the motions
are DENIED and the appeal is DISMISSED because
it lacks an arguable basis in law or fact. See Pillary v
INS, 45 F.3d 14, 17 (@d Cir. 1995); Neitzke v.
Williams, 490 U.S. 319, 325 (1998).
FOR THE COURT
Catherine O’Hagan Wolfe, Clerk
By:
UNITED STATES COURT OF APPEALS
FOR THE
SECOND CIRCIUT
At a stated term of the United States Court of
Appeals for the Second Circuit, held at the Daniel
Patrick Moynihan United “tates Courthouse, 500
Pearl Street, in the City of New York, on the 2™ day
of December, two thousand nine.
PRESENT: ORDER
Roger J. Miner, Docket Number: 09-cv-0313
Reena Raggi,
Peter W. Hall,
Circuit Judges.
Thomas Lamont Dyno,
Plaintitf-Appellant,
Vv.
SUNY Binghamton, WHRW FM Radio,
Defendants-Appellees.
IT IS HEREBY ORDERED that the Appellent’s
motion for reconsideration and to vacate the order
dismissing the appeal is DENIED.
FOR THE COURT
Catherine O’Hagan Wolfe, Clerk
By: _ _
Judy Pisnanoni, Motions Staff Attorney
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
Thomas Lamont Dyno
Plaintiff COMPLAINT
v Case No.
SUNY Binghamton and 42 USC §1983
WHRW FM Radio
Defendants
Thomas Lamont Dyno, as Piaintiff herein, alleges:
Jurisdictional Statement
1. This above captioned civil suit is comprised of two
causes of action, brought in pursuance of 42 USC
§1983 seeking declaratory injunctive and damage
relief against the deprivation of Plaintiffs 15st and
144 Amendment rights and privileges protected
under the U.S. Constitution and law by the policy
action and inactions of defendants acting under
color of law; and that this court has jurisdiction
over these actions pursuant to 28 USC §§ 1381,
1343(3) and (4) and 2201.
Parties
I am Thomas Lamont Dyno, I reside at 46
Academy Street, Johnson City New York, 13790
telephone 729-4039 and I appear herein as
Plaintiff pro se.
3. The 1*' defendant is the State University of New
York @ Binghamton which is located at 4400
Vestal Parkway East, Vestal, New York with
Administrative Offices in the Couper Building
and is herein referred to as “SUNY Binghamton”.
A42
4. The 2™ defendant is WHRW 90.5 FM, located in
WBO6 of the Union Bldg on the SUNY
Binghamton campus, referred to herein as
“WHRW” andor “the station”.
Preliminary Statement of Facts
5. The material facts for each cause of action brought
by this complaint are more fully set forth below
under those headings designating each cause of
action.
Plaintiff was a disc jockey at WHRW. On or
around March 9, 2006 the station program
director issued a written notice threatening the
cancellation of Plaintiffs show on ground that
words allegedly broadcast at 4am violated station
policy; on March 18, 2006 the station general
manager asserted in writing that Plaintiff played
material containing words that violated station
rules and regulations and on March 23, 2006
based on the foregoing “incidents” Plaintiffs
broadcasting privileges at the station were
suspended until the summer of 2007. (see 4/4 18-
19 infra).
On June 23, 2007 Plaintiff returned to the station
as an apprentice under Elijah Weber-Han,
broadcast one show, where after Plaintiff was
prevented from broadcasting again until he
signed an agreement to abide by “WHRW’s policy”
as set forth in a written policy statement
presented to him by the general manager and on
Plaintiffs refusal he was eventually banned
“sndefinitely”.
Plaintiff alleges, in tkat the station and
broadcasting transmitter is located on the SUNY
Binghamton Campus, that SUNY Binghamton
holds the FCC broadcasting license on behalf of
the station, that the station facilities, equipment
and operating monies are supplied by SUNY
Binghamton, that the station is inextricably
intertwined with SUNY Binghamton who is an
agent of the State and that the suspension of his
broadcasting privileges and eventual banishment
from the station deprived Plaintiff of his rights
and privileges protected under the 15t and 14th
Amendments of the U.S. Constitution by persons
acting under color of law.
Plaintiff alleges in conjunction with his 1st cause
of action that his “clearance” was a privilege
conferred unto him by persons acting under color
of law and that his right to speak freely without
infringement from persons acting under color of
law is a right protected under the 1st Amendment
of the US Constitution; and that the suspension of
his privilege was an infringement of those rights
protected under the US Constitution by persons
acting under color of law without compelling
interest and on ground contrary to express FCC
policy.
. In conjunction with his 2™4 cause of action, after
Plaintiff returned on June 23, 2007 and after
broadcasting one show, the gencral manager
prevented him from further broadcasting unless
Plaintiff signed an agreement to abide by a
written policy statement of WHRW which places
a 24 ban on profanity and various words which
FCC policy and practice shows is treated as
A44
protected speech under the US Constitution and
allowed to be broadcast within the safe harbor
zone; that said policy action violates Plaintiffs
Constitutionally protected right of free speech by
persons acting under color of law (see also {4
22,27 infra).
. Plaintiff seeks a court declaration that the policy
actions set forth in the 15* and 2"™4 causes of action
and the policy statement set forth in the 2™4 cause
of action are unconstitutional and have deprived
Plaintiff of his free speech rights protected under
the US Constitution; Plaintiff further requests
that said policy as set forth in the 24 cause of
action be preliminarily and permanently enjoined
by injunctive relief; and for compensatory and
exemplary damages against SUNY Binghamton
for allowing the unconstitutional policy to
continue while still providing and maintaining
the facilities, equipment and operating capital for
the continuation of station op: rations, said
unconstitutional policy and_ policy actions
amounting to censorship.
As a First Cause of Action
12. The FCC educational broadcasting license for
WHRW is held by SUNY Binghamton. The radio
station. its broadcast transmitter all of its facilities
and equipment is located on the SUNY
Binghamton campus in a building owned, operated
and maintained by SUNY Binghamton and all of
the WHRW operating capital and monies are
provided for by SUNY Binghamton.
13. On or around March 23, 2006 my broadcasting
“clearance” on the radio station was wrongfully
A45
“suspended” by the station as a person acting
under color of State law and on the facts stated
herein said suspension was and is in violation of
my rights, privileges and immunities protected
under the 1° and 14th Amendments of the U.S.
Constitution.
. During the effective times of this complaint, Lois
B. DeFleur, was and is the President of SUNY
Binghamton (hereinafter referred to as President
DeFleur).
15. I do hereby affirm under penalty of perjury that
attached hereto as Exhibit 1 [Al] is a true and
authentic copy of an October 27, 2005 letter to me
signed by President DeF leur, wherein she refers to
SUNY Binghamton’s “involvement” with the
station in regard to “the license” and “FCC
controls and guidelines’.
17. My privilege to broadcast under the FCC license
is a privilege and property right conferred by the
State and protected under the U.S. Constitution,
which inter alia cannot be revoked or suspended
in terms of 18* Amendment rights under the US
Const. without compelling interest.
18. The stated reason for the suspension regard two
incidents:
(a) Where a “phrase ‘you're not worth shitting on”
was allegedly “played” at 4 am and that these
words allegedly violated station “policy”
(b) And that between the hours of 10 pm and 2 am
| allegedly “played material containing words”
that were “contrary to [the station] rules and
regulations”
A46
19. I do hereby affirm under penalty of perjury that
attached hereto as Exhibit 2 Exhibit 3 and
Exhibit 4 [A79, 82, 83] respectively are true and
authentic copies of the following documents:
(a) March 9, 2006 station letter to me from
Program Director Stefanie Wolf
(b) March 18, 2006 station letter to me from
general manager Richard Bellin
(c) March 24, 2006 station letter to me from
Program Director Stefanie Wolf
These foregoing documents allege as follows:
(1) Exhibit 2, on hearsay, alleges that “the
phrase ‘you're not worth shitting on’ was
played on the air at about 4am” and that
this is allegedly against station policy and
cannot be played ever, and that if this
happens again my show will be cancelled;
Exhibit 3 alleges that between 10 pm and
2am I “played material containing words [I]
knew to be contrary to [the station’s] rules
and regulations’;
Exhibit 4 alleges that on the basis of “two
separate incidents” a hearing was held and
that my privilege was suspended until
“Summer 2007”.
I do hereby request that this court take judicial
notice of the following excerpts from the Federal
Communications Commission policy documents
appearing on the FCC website @
http://www.fcc.gov/eb/oip/FAQ html#TheLaw I do
hereby affirm under penalty of perjury that
A47
Attached hereto as Exhibit 5 [A100-03] is a true
and authentic copy of said excerpts in re obscene,
indecent and profane speech that indecent and
profane speech with the safe harbor zone of 10pm
to 6am is protected and thus allowed to be
broadcast within said safe harbor zone.
I do hereby affirm under penalty of perjury that
attached hereto as Exhibit 6 [omitted] is a true
and authentic copy of the “WHRW station
guidebook” (hereinafter referred to as “the
WHRW~ guidebook” and/or “the guidebook”)
setting forth station policy during the effective
times of this 1*' cause of action; and that said
guidebook with special emphasis on p. 35 43
[A51], reads in part, “I will not ...willfully air
obscenities (as defined by the FCC regulations,
which I have studied and understand)”
As a continuation of the preceding paragraph,
official FCC policy shown in Exhibit 5 and the
WHRW guidebook shows that the established
time of the broadcasts in question fall within the
10 pm to 6 am FCC safe harbor zone wherein
"indecent" and "profane" material is allowed to be
broadcast; in contrast the WHRW_ guidebook
omits the FCC definition of profanity (cf.
guidebook pp 7-8, 44] 4-7 [A16-17]; p 9, 916 [A18];
p22 [A31] in re “station service”) c/. Exhibit 5 /f
[A7] “are there certain words that are always
unlawful” which the FCC answers, “no” that
words “depend on the context presented” and that
that test only applies to broadcasts outside the
safe harbor zone [A7, last J, A8 Jf 1,2].
The foregoing evidence shows that Plaintiff's
suspension of broadcasting privileges was based
on the alleged broadcast of words which occurred
within the FCC safe harbor zone; and if the facts
regarding the broadcasts in question are true
then suspension of Plaintiffs broadcasting
privileges was for broadcasting speech protected
under the US Constitution, which FCC policy as
shown in Exhibit 5 also considers’ speech
protected under law; and that the suspension
ofmy broadcasting privileges at WHRW by
persons acting under color of law was in
deprivation of my right to broadcast protected
speech as a right protected under the U.S
Constitution and that said suspension and the
policy it is based on is in violation of the US
Constitution and law.
Plaintiff apprized SUNY Binghamton President
Lois B. DeFleur of his wrongful suspension by
letter of March 27, 2006 reminding her of her own
University wide 1% Amendment policy [A92-97]
requesting that my privilege and show be
returned with action to correct the
unconstitutional WHRW pohcy but SUNY
Binghamton took no action. | do hereby affirm
under penalty of perjury that attached hereto as
Exhibit 7 [A89-98] is a true and authentic copy
of my same said March 27, 2006 letter to
President Dek leur with proof oi service by U.S.
certified mail receipt number 7099 0010
3488 2996.
As a Second Cause of Action
25. On June 23, 2007 | returned to WHRW as an
apprentice to Elijah Weber-Han and broadcast a
show without interference
On June 30, 2007 1 was told by the new station
manager Mike Saltzman that before | would be
allowed to broadcast, again, | had to sign an
avreement swearing to abide by the stated policy
of the station:
| do hereby affirm under penalty of perjury that
attached hereto as Exhibit 8 [A99] is a true and
authentic copy of the WHRW policy statement
presented to me, which I refused to sign for the
same reasons set forth in 44 20, 22-23 supra
stated above. Additionally said policy statement
confuses and confounds profanity with obscenity
based on definitions it falsely attributes to the
FCC.
Upon arriving home on the morning of June 31,
2007 | received an email from the station
manager Saltzman suggesting that he agreed
with my reasons for not signing his policy
statement yet still maintained his position and by
July 9, 2007 Il was banned from the station,
“indefinitely”. I do hereby affirm under penalty of
perjury that attached hereto as Exhibit 9 [A104]
is a true and authentic copy of an email from
station manager Saltzman declaring me banned
from the station indefinitely,
29. Pleading 4/4; 20, 22-23 and §|§ 8-11 supra again
as if appearing at this point
A 50
30. Plaintiffs basis of damages is (a) the stigma of
being seen in the Press and in the Public eye as a
person who repeatedly broadcast obscene
material when in actuality Plaintiff was being
wrongfully and arbitrarily punished for allegedly
broadcasting material which under the
Constitution and law is protected speech and (b)
monetary investment in music and equipment
purchased for broadcasting usage which may be
proved by documentary evidence and affidavit in
an approximate amount of $2,000.00.
. | request trial by jury
32. Wherefore plaintiff requests that suspension of
his broadcasting privileges and the effectual
revocation thereof and his banishment from
WHRW shall be declared unconstitutional, that
the policy of WHRW as evidenced by the policy
statement introduced herein and policy action(s)
thereon be preliminarily and permanently
enjoined, for $ 250,000.00 in compensatory and
punitive damages, costs, fees and disbursements
reasonable attorney fees pursuant to the equal
access to justice act and any further order and
relief this court deems just and equitable
I hereby affirm under penalty of perjury that the
foregoing is true
Dated: March 18, 2009
THOMAS LAMONT DYNO - Pro se
STATE OF NEW YORK
COUNTY OF BROOME
EXHIBITS
Pages Exhibits Herein
] De Fleur Letter
10/27/05 A79
2 Program Director
3/9/06 A82
3 Genera! Manager
3/18/06 A83
4 Program Director
3/24/06 A88&
w/envelope omit
5 FCC Policy ExcerptsA100-03
6 WHRW Guidebook omit
to President DeFleur
~]
3/27/06 A89-98
le. WHRW
Policy Statement A99
Y (seneral Manager
7/9/07 A104
UNITED STATES DISTRICT COURT
~~
NORTHERN DISTRICT OF NEW YORK
LOLOL OO Dt et mt ml a a Pd Pd el Ot Ol al a Ph Oe Ol Pat Pt Pt et Pd Pl Ph
Thomas Lamont Dyno
Plaintiff Case No. 3:09-ev-313
VS
Lois B. De Fleur — VERIFIED AMENDED
President of SUNY COMPLAINT
Binghamton Acting in her 42 USC §1983
official capacity; WHRW ~~ Hon. Thomas J. McAvoy
FM Radio General Manager
acting in their official capacity
Defendants
STATE OF NEW YORK}
COUNTY OF BROOME}ss
Thomas Lamont Dyno, Plaintiff pro se alleges as
follows:
1.
Jurisdictional Statement
I’m requesting 42 USC §1983 declaratory and
injunctive relief against a continuing broadcast
policy banning indecent and profane speech 24
hrs. a day at the WHRW non commercial
broadcasting station established on SUNY
Binghamton campus; and against the joint action
of campus President acting in her official capacity
under color of law in refusing to ensure that said
policy is 1n comphance with law as required by
NYS regulation: knowingly causing me as a
person refusing to comply with said policy to be
subject to exclusion by WHRW General Manager
(GM) from the State University designated public
forum airwaves open to other members of the
public as prospective broadcasters as enforced by
A53
campus security Is action under color of law in the
abuse of nondelegable authority depriving me of
free speech without due process of law and in
violation of equal protection as rights secured by
US Const. 1st and 14th A, and jurisdiction is
conferred by 28 USC §§ 1331, 1343(3) and (4) and
2201.
Parties
,-l am Thomas Lamont Dyno, Plaintiff pro se, and I
reside at 46 Academy Street, Johnson City New
York, 13790 telephone 607 — 729 — 4039.
The 1st defendant is the President of SUNY
3inghamton, Lois B. De Fleur acting in her
official capacity as a person acting under color of
law.
4. The 2-4 defendant is University employee WHRW
FM Radio General Manager (GM) acting in their
official capacity as a person acting under color of
law.
5. The 1° defendant’s office is located at 4400 Vestal
Parkway East, Vestal, New York in the
Administrative Offices of the Couper Building
and is herein referred to as “the University
President’ or “the President”.
>. The 2d defendant’s office is located in WBO6 of the
Union Bldg on SUNY Binghamton campus, and is
referred to herein as “the GM” or “the station”.
The Amendment In re the Caption
This is the 1s| Amendment of my pro se complaint
and is designed and intended to remove grounds
for jurisdictional dismissal — viz., the originally
named defendants were SUNY Binghamton and
Ab4
WHRW 90.5 FM. Suit against SUNY Binghamton
was barred by the 11t* A, US Const, under the
proviso that individual officers acting in their
official capacity may be sued for prospective relief
under Ex Parte Young doctrine. Under USS Ct
rule, removing the University name from the
caption and adding the University President
acting in their official capacity, obviates said
ground for dismissal.
NYS General Association Law §13, in conjunction
with FRCP 4(h) authorizes suit against an
unincorporated association where the head of the
association or all members are liable by naming
the head of such association in the caption.
Dismissal judgment indicates that the GM is the
head of the alleged unincorporated association.
The GM is a University employee that is misusing
authority delegated by the University, resulting
in my injury in fact, hence the office of GM, acting
in their official capacity, 1s now named in the
caption.
Statement in re Pertinent Governmental
Authority
9. WHRW FM Radio is campus broadcasting facility
owned by SUNY Binghamton who is the FCC non
commercial educational broadcasting licensee
(415 infra)
10. In conjunction with ownership, license and
employment, the University nexus with station
broadcasting policy are by 2 provisions of
governmental authority
(A) FCC regulation §73.503(c) governing said 410
license
“A noncommercial educational KM
broadcast station may broadcast
programs produced by, or at the expense
of, or furnished by persons other than the
licensee, if no other consideration than
the furnishing of the program and the
costs incidental to its production and
broadcast are received by the licensee.
The payment of hne charges by another
station network, or someone other than
the licensee of a noncommercial
educational FM _ broadcast station, or
general contributions to the operating
costs of a station, shall not be considered
as being prohibited by this paragraph”.
G) I was and remain such person and
prospective broadcaster.
(B) SUNY regulation, document #3700 §“h”
Radio Stations, Establishment &
Operation of Noncommercial Broadcast;
“The president of each campus at which
a non-commercial broadcast station is
established is responsible for the
compliance of the station with all
applicable statutes, rules and FCC
policies. The president shall determine
the appropriate administrative and
operational relationships necessary to
assure compliance. Such relationships
should provide for any necessary review
of operations which may be required to
meet the nondelegable responsibility of
the University, as licensee for proper
and sufficient control over programming
A56
with particular reference to the policies
and requirements’ governing such
programming (e.g., obscenity, personal
attacks, lottery information, fraudulent
schemes, equal opportunities for
political candidates, the licensee’s
limitations on identification of programs
produced by, or at the expense of, or
furnished by others)”.
G7) The foregoing factors and regulations entwines
the University and President with station
broadcast and clearance policies.
Defendant GM _ receives remuneration for
managing the station facility and administering
an annual “clearance” exam which broadcasters
must pass in order to be cleared to broadcast.
Clearance is enforced by campus security (418
infra) and under authority delegated to the GM [4
10(A)] supra my _ broadcast clearance was
conferred to me annually under said license (9/9-
10 supra).
. I do hereby affirm under penalty of perjury that
attached hereto as Exhibit 1 [A69-78] is a true
and authentic copy of my letter of 10/3/05 to
SUNY Binghamton quoting on p. 1 thereof, a new
broadcast policy (“Policy I’) introduced by the
GM:
oor
The Following words are never allowed on
the radio: shit, piss, cunt. Cocksucker,
motherfucker, fuck, tits and any other
appropriate words concerning genitalia”
. The foregoing letter was to notify the University:
that Policy I action/enforcement would abridge
Ad57
protected speech and deprive persons including
myself of rights secured under the US Const;
denying me a swipe card, to access the station, as
all other broadcasters are provided, on my refusal
to disclose my social security number (ssn) as a
component of “clearance” is in violation of US
Const equal protection and US law [PL 93-579]
and I requested the University bring said policies
into compliance with law. Discussion of FCC rules
and the safe harbor zone, begins at [A70O]; ssn
disclosure in conjunction with Federal equal
protection on [A74]; coercing broadcasters to air
prerecorded disclaimers regarding obscenity
inside the safe harbor zone are improper (#CC v
Pacifica 438 U.S. 726, note 5 and text) as the
station manager conceded that the FCC only
requires station [Ds 5 minutes before, after or on
each hour [A74-75].
On or around October 27, 2005 University
President Lois B. De Fleur, responded to said
October 3, 2005 letter (§§,12-13 supra) wherein
she declares that University involvement with the
station 1s limited to “issues of the lcense and
[FCC] controls and guidelines” that “any person,
campus or community, is permitted to submit a
proposal to the appropriate department of the
station to do a show” that “many community
members participate in the station and have
shows” the President’s letter does not indicate
any intent to correct Policy I or station policy in
re ssn disclosure and attached hereto as Exhibit
2, [A79] is a true and authentic copy of said
President’s refusal to correct said policies.
15. On or around January 2006 the University
applied for FCC lhcense renewal of the FCC non
commercial educational broadcasting license held
in the name of SUNY Binghamton and attached
hereto as Exhibit 3, [A80-81] is a true and
authentic copy said notice of said application as
appearing on the FCC website.
Facts Regarding Suspension and Revocation of
my “Clearance”
16. On March 9, 2006 the station program director
issued a written notice threatening cancellation of
my show on ground that words “you’re not worth
shitting on” allegedly broadcast at 4am violated
station policy and attached hereto as Exhibit 4,
[A82] is a true and authentic copy of said notice;
On March 18, 2006 the GM suspending my
clearance by written notice alleging that I aired
material between 10 pm and 2 am that violates
station rules and attached hereto as Exhibit 5,
{A83] is a true an authentic copy of said notice;
18. On the evening of March 18, 2006 under
command of the GM and on eye witness account I
was removed from a live on air safe harbor zone
broadcast by campus security who escorted me
from the premises and attached hereto as
Exhibit 6, [A84-A87] is a true and authentic
copy of the campus security report;
On March 23, 2006, my “clearance” was
suspended until the summer of 2007 for speech
allegedly aired in the safe harbor zone and
attached hereto as Exhibit 7, [A88] is a true and
authentic copy of my March 24, 2006 suspension
notice.
A59
On March 27, 2006, I expressly notified
University President Lois B. De Fleur of said
unconstitutional suspension; still, no action was
taken by the University President to restore my
“clearance”, nor to correct Policy I ({]12-13 supra)
and attached hereto, as Exhibit 8 is a true and
authentic copy of my October 27, 2006 letter to
University President Lois B. DeFleur [A89-A98].
On June 23, 2007, on cye witness account I
returned to the station under apprenticeship of
Klijah Weber-Han, I did one safe harbor zone
broadcast; but on returning the next week, the
new GM threatened to prevent me_ from
broadcasting again until I agreed to a new
“WHRW’s policy” and that a true and authentic
copy of said policy statement (“Policy IT’) as
presented to me by the same said, new GM, is
attached hereto as Exhibit 9, [A99] which reads
in part:
“A 24 hour ban of obscenities and profanity
is 1n effect at WHRW. The following are
examples of obscene and profane material:
“Fuck”, “Motherfucker”, “Asshole”, “Shit”,
and other words, phrases or material that
fit the two definitions as defined by the
FCC, the WHRW Program Director or the
WHRW General Manager".
Indecent and Profane Speech: the safe
harbor zone.
2. Under US S Ct rule, indecent and profane speech
are protected under the US Const and under the
compelling State interest rule may only be subject
to the least restriction, and is thus indecent and
A60
profane speech may be broadcast inside the 10 pm
to 6am safe harbor zone: but an all out ban of said
speech is not a least restriction nor a proper
control over obscenity and such all out bans have
been struck down as unconstitutional
abridgments of speech Action for Children’s
Television vu FCC 59 F 3d 1249 cited by US S Ct,
in Fox v FCC.
23. Attached hereto as Exhibit 10, [A100-A103] is a
true and authentic copy of official FCC policy as
appears on their website recognizing’ that
indecent and profane speech is constitutionally
protected and may only be restricted to the hours
of 10 pm to 6am known as the safe harbor zone
where all of my broadcasts occur/occurred.
24. Under the present law as recognized by the FCC,
the execution and enforcement of Policy II (421
supra), which is an express, 24 hour broadcasting
ban, of profanity, and a list of words devoid of
context, which would include “indecent speech", is
an unconstitutional abridgement of protected
speech;
25. On or around July 9, 2007 | was “indefinitely”
banished from station airwaves for refusing to
agree to comply with Policy II (421 supra); and
attached hereto as Exhibit 11 [A104] is a true
and authentic copy of the new GM’s email
declaring my said banishment.
Facts in re Culpable state action and inaction
26. The University broadcasting facility is
established on campus and under NYS law the
University President is expressly responsible to
A61
ensure that broadcasting policy — viz., controls
over obscenity, are proper (410 supra);
t
S
~]
Public broadcasting is protected under the 1° A.
US Const (22 supra) and as conceded by the
University President these airwaves are open to
members of the public for broadcasting their self
produced educational programming (4/414, 10
supra). Under the public forum doctrine (Black's
Law Dictionary, 7 Ed pp 12438 — 44) these
airwaves constitute a designated public forum
and the actions of my suspension and banishment
there from is with out due process of law
Southeastern Promotions Ltd v Conrad 420
U.S. 546 43 L. Ed.2d 448; 95S. Ct. 1239 and is in
violation of equal protection; on the rule
in Freedman vu Maryland, 380 U.S. 51, 58, 85 S.
Ct. 734, 739, 13 L.Ed.2d 649:
(A) Suspension of my clearance (411, 16-20
supra) on ground of speech without prior court
proceeding to establish the speech as obscene is a
prior restraint of speech without duc process of
law by persons acting under color of law.
(B) ] continue to be singled out in discrimination
from other members of the public in my
continuing banishment from said — station
airwaves because | refuse to refrain’ from
broadcasting any profanity or words from a list
which would include indecent speech in the safe
harbor zone is an arbitrary discrimination in
violation of due process and equal protection and
therefore a deprivation of rights secured to me by
the US Const 1° and 14th Amendments.
28.
9Q
The abdication, by the University President of
said responsibility as a duty imposed by NYS law
to ensure that the foregoing station broadcast
policy controls over obscenity (4/21, 12 supra) are
proper [*|10(B)] subjects me to said policy(s) and
causes me to be subjected to equal protection
violations also proscribed under the 14th A. US
Const. (Catlette v US 132 F2d 902, 907)
Public broadcasting in the US of A is only allowed
under license issued by the FCC and the GM
inplementing Policy I suspending my clearance
thereon and then ordering campus security to
enforce that policy against me [A84-A87] did so
in the abuse of delegated authority — ie., the FCC
rules governing the non commercial license
authorizing persons other than the lcensee to
broadcasts self produced programming from the
station [§}10(A)] 1s authority held by the State
Actor, delegated to the GM in the management of
access to the station airwaves, as enforced by
campus security (44/16-18 supra); and
(A) That said policy executed by the GM in
withholding access to and use of said designated
public forum airwaves until a person promises to
surrender their Liberty to broadcast all of the
speech that the law allows is coercion by a person
acting under color of law to encourage a
prospective broadcaster to self censor themselves
and effectively waive their Liberty of speech, or
else be excluded from said designated public
forum airwaves, with refusal enforced by campus
security; and
AbS3
30
(B) ‘The University President in allowing this
arrangement to continue 1s lending the full power,
property and prestige of the University, to said
pohicy(s) (§]21,12 supra) thereby creating the
impression to the public and student body that
said form of censorship is legitimate, rightfully
supported, enforced and protected such that said
action by the GM overtly or covertly “may be
fairly treated as that of the State |Actor]” and
would not and could not have occurred without
her action by inaction (Callette 429 supra cited in
Screws vu US 325 US 91, 126-127 cf Yick Wo 1
Hopkins 118 U.S. 356. 373);
(C) As evidenced by the continuation of these
policies over the course of 38 years under 3
separate GMs that without injunctive reliet
against these said policies they will continue
whether the encouragement is overt or covert
It 1s also an insult to common sense and
credibility to expect any person to beleve that 38
separate college students assuming the position of
GM would willfully, intentionally and knowingly
censor speech and thus violate the rights of
broadcasters and prospective broadcaster as
rights secured under the 18t and 14° Amendment
of the US Const unless they were coerced to do so
by the University or by some other false authority
purportedly acting on behalf of the University
such as this David Hagerbaumer person who
purports to be a haison between the college board
and the station cf Pangburn vu Culbertson 200
F3d 65 ($1983 conspiracy). Complete confidence
or complete indifference that their acts of
censorship shall continue to go with impunity,
A64
without some kind of assurance that no adverse
consequences would result is incredible. So what
eclernent of education is furthered in allowing that
situation to continue? There is none and there is
no necessity under any law or any FCC rules, for
these policies (§421,12 supra) to continue unless
to unconstitutionally censor protected speech; and
the University President under the rule of Wood
vw Strickland 420 US 308 is expected to know
that and that said policies are unconstitutional:
which is most likely why she is assigned
nondelegable responsibility under NYS regulation
to ensure that the station broadcast policy is in
complhance with the law; nonetheless protected
speech is being unconstitutionally abridged at
this State University broadcasting facility
without compelling State interest nor any shown
nor even asserted as the law otherwise requires
The only way said policies may continue under
the defense of the NYS AG and NDNY judgment,
is if a compelling interest of NYS is shown: but as
it stands there is no reason to allow persons
acting under color of law to use the full coercive
power of the State to leave a person injured in
fact with no reeourse against prima facie
censorship than to sacrifice a year of my life and
several thousands of dollars in the attempt to
vindicate these cherished rights secured by the
US Const. while the Federal courts slam both
doors in my face and drop the bar.
I demand trial by Jury and whatever costs, fees
expenses, restitution may be available to me
A6
-
33. And lastly, declaring a difference amongst the
Circuit courts on this issue: extending by
implication the 11 A, US Const., to bar 42 USC
§1983 damage relief against persons acting in
their official capacity when employed by a State
University is a violation of the strict constriction
doctrine depriving me of equal protection rights
as an equal sovereign without subjects with a
competing interest where the State is still
required under Ex Parte Young doctrine to show
a compelling State interest to even claim any
interest at all: then on special damages to me
resulting from the willful intentional and
knowing continuation of said policies in violation
of the US Const, I demand $1, 000,000.00 in
exemplary damages with my basis for
compensatory damages in the amount of
$_ .oo0 for the investment in_ broadcast
equipment that has depreciated in value because
it has no other use and with said quantum to be
proven on trial.
Wherefore plaintiff requests judgment as follows (1)
a declaration that by virtue of the 11% A. US
Const., that the 2d Circuit bars damage relief
against a State University or person acting in
their official capacity on behalf thereof, then there
can be no Res judicata or collateral estoppel bar
against such action if pursued in the NYS Court
of Claims under NYS law, as the State have
waived immunity under the NYS Court of Claims
Act or else for the aforesaid award of damages in
said amount of $1,000,000.00; and (2) that the
broadcast policies of the station imposing a 24
hour ban of indecent and profane speech, as
A66
implemented executed and enforced against
broadcasts inside of the safe harbor zone shall be
declared unconstitutional and permanently
enjoined by prohibitory injunctive relief; (3) that
my clearance to broadcast inside the safe harbor
zone during the summer shall be restored; and (4)
upon my one time proof of identity by
presentation of my valid U.S. passport that I shall
then enjoy equal unimpeded access to the
broadcasting facilities by appropriate person or
persons providing to me a swipe card or key to be
kept in my possession at all times the same as
other persons with access have; and (5) that |
shall also be awarded additionally, costs, fees,
disbursements and reasonable attorney fees
pursuant to 42 USC 41988 or under any authority
which so allows and (6) for any further order and
relief which to this court seems just and/or
equitable.
I hereby affirm under penalty of perjury that the
foregoing is true
Dated: January 15, 2010
THOMAS LAMONT DYNO - Pro se
Sworn to before me this 15» Day
Of January 2010
A67
Exhibit List for Amended Complaint
Exhibits Date Description Herein
10/3/05 My letter to SUNY
Binghamton A69-A78
10/27/05 University President’s
response A79
1/2006 FCC notice A80-81
3/9/06 Warning from
Program Director A82
3/18/96 Notice from GM A83
3/18/06 Campus Security
Report A84-87
3/24/06 Notice of Suspension A88&
3/27/06 Letter to U. President
inre My suspension A89-98
6/2007 Policy Statement A99
Official FCC policy
from their website A100-03
7/9/07 Email GM notice of
banishment A104
Thomas Lamont Dyno
46 Academy Street
Johnson City. New York 13790-1519
Telephone: (607) 729-0839
October 3, 2005
Binghamton University College Board of Trustees
Binghamton University
P.O. Box 6000
Binghamton, New York 13902-6000
Policy of WHRW, which the College Board of
Trustees holds the Broadcasting License to
Is in Violation of the United States Constitution and
Misrepresents the Law
This is a follow up to my notice mailed to you and
hand delivered to the WHRW General Manager
dated September 16, 2005: regarding my allegations
that the censorship policy of WHRW is
unconstitutional, misrepresents the law and the
actual policy of the FCC.
My avowed aim is to bring your free format WHRW
radio station out of the Eisenhower dark ages and
into the new millennium -viz., that the policies of
said station are conformed to established law; rather
than based on misrepresentations thereof: used to
mislead and intimidate college students by exploiting
their naiveté and in ruthlessly exploiting the good
graces of this University in using its broadcasting
license to convey misrepresentations to the general
public while censoring speech protected under the
United States Constitution.
In light of the facts presented herein and in order to
maintain the integrity of this University and its
A69
express policy regarding Free Speech’, 1h is now
imperative that WHRW shall be ordered by the
license holder to conform it’s censorship policy to
established law.
In 1955 the late Poet Allen Ginsberg authored
“How!” which is a work expressing his life under the
Fisenhower/McCarthy era, where persons were
forced to abandon any aspirations beyond the blasé
and mundane or else forced to seek refuge in
Greenwich Village or San Francisco to live amongst
other ‘undesirables’ and _ still face persecution,
arbitrary segregation and general social
abandonment. Soon after publication, Allen’s work
was challenged as obscene on the same ground used
by this station to censor similar works of art. The
following is WHRW station policy [quoted from a
paper issued by WHRW entitled “WHRW PA Rules --
Fall 2005” 11
“FCC guidelines and other’ Broadcasting
rules.... 3. ... The Following words are never
allowed on the radio: shit, piss, cunt,
cocksucker, motherfucker, fuck, tits and any
other appropriate words concerning genitalia”.
The following is the express policy of the FCC
available on the World Wide Web”:
21. Obscenity and Indecency. it is a violation of
federal law to broadcast obscene, indecent or profane
language. Obscene speech is not protected by the
First Amendment and cannot be broadcast at any
time. To be obscene, material must meet a three
prong test: (1) an average person, applying
contemporary community standards, must find that
the material, as a whole, appeals to the prurient
A70
interest; (2) the material must depict or describe, in a
patently offensive way, sexual conduct specifically
defined by applicable law and (3) the material, taken
as a whole, must lack serious literary, artistic,
political, or scientific value.
The Commission has defined broadcast indecency as
“language or material that, in context, depicts or
describes, in terms patently offensive as measured by
contemporary community’ standards for’. the
broadcast medium, sexual or excretory organs or
activities.” Because indecent material is protected by
the First Amendment, it cannot be banned entirely.
It may, however, be restricted to avoid its broadcast
during times of the day when there is a reasonable
risk that children may be in the audience. Thus,
broadcasts that fall within the definition of indecency
and are aired between 6:00 a.m. and 10:00 p.m. are
subject to indecency enforcement action.
Regarding profanity, key court decisions have
defined it as “words importing an imprecation of
divine vengeance or implying divine condemnation,
so used as to constitute a public nuisance.” Thus, the
courts have severely limited the FCC’s ability to take
action in this area”.
In 1956 “Howl” was formally declared by a Federal
Court to not be obscene and in point of law the work
is protected speech: therefore there is no legal reason
why a sound recording of “Howl” cannot be aired in
it’s uncensored entirety on WHRW at the very least
after 10 pm and before 6 am: but according to
present station policy, vigorously defended by the
General Manager and several outspoken supporters,
said work cannot be aired unless various words are
A71
bleeped out. Here 1s a web-link to “Howl”
https://notes.utk.edu/greenburg/0/6f7dd8b9270db5c5
85256d0d001e0a93?OpenDocument
Here is a link to material presenting a_ brief
description of the publication of “Howl’, by the
publisher Lawrence Ferlinghetti, it’s challenge in
court as obscene and judgment thereon
http:www.pbs.org’/ewshour/bb/entertainment/july-
decO2/ferlinghetti 12-27. html
If “Howl” can be aired, there is no reason Lou Reed
songs such as “The Last Great American Whale” in
its uncensored entirety cannot be aired as well.
In my attempt to orally move the adamant general
manager, I attempted to explain the point of law that
words are not obscene per Se, as is obvious from the
so called 3 prong test quoted above. | used the
example of some kid mindlessly saying ‘oh shit I
fucked this up’ into the broadcast microphone and
that this might be similar to distinctions made
between nudity used to convey an intended form of
expression and private nude sun bathing which
generally isn’t considered to be any type of intended
expression at all.
The principle distinction/determinative (standard) is
the same in the law of nuisance and zoning; the
latter being an extension of the law of nuisance.
Former US Supreme Court Justice Sutherland said
{paraphrase} in Euclid v Ambler Realty 272 US
365 @387-388 that you have to consider the thing in
it's circumstances and locality and not in the
abstract. He uses the example of a pig in the parlor
instead of the barnyard’.
A72
So the aforesaid mindless verbiage broadcast -e.g.,
‘no fucking ass I just broke the cock sucking head set’
is arguably unprofessional conduct and not actually
political speech or expression like laying about nude
in your back yard would not appear to constitute any
particular form of intended expression; and I think a
good educational distinction to be taught in terms of
broadcasting. However, the point here is that it’s not
the words per se but their usage and circumstance -
e.g., laying bareassed on your front yard instead of in
your backyard.
It is a misrepresentation to blame the FCC for the
unconstitutional policy of WHRW. The clear meaning
of the FCC policy quoted above, is if something is not
obscene but appears to fall within the FCC
“indecency” guidelines then that the material may at
the very least be broadcast between 10 pm and 6 am
but under no circumstances can you or the people
running the station in legally censor or mutilate it
with bleeps or otherwise during said hours.
In a private letter I sent to the General Manager, |
also pointed out that “tits” aren’t legally considered
to be a sexual organ and therefore this particular
word doesn’t even fall under any aspect of the
foregoing FCC guidelines at all yet he insists the
word is obscene and may never be broadcast in a
sound recording or said at any time over the air. His
position has no rational basis in law or FCC policy.
Here is the link to a case I attempted to show him
regarding Public Nudity and protected expression ff .
last two pars of concurring opinion and footnote 3
http://www.law.cornell.edu/nyctap/search/display.ht
ml?terms=nudity&url=/nyctap/192_0160.htm
A73
A pragmatic beginning rule might be ordering
the station to allow material ruled not obscene to be
aired between 10 pm and 6 am, such as “Howl”. This
would potentially apply to W.S. Burroughs and
Lenny Bruce material. Even Governor’ Pataki
posthumously pardoned Lenny Bruce at the end of
2003 in re the 1970 court reversal of Bruce’s 1964
obscenity conviction”
There are two additional aspects to this matter,
the first regarding violation of U.S.
Constitutionally protected equal protection § in
conjunction with my _ privilege of broadcasting
conferred unto me upon my passing the WHRW
station administered FCC clearance exam. ‘The
station refuses to give me a swipe card like everyone
else has who have been granted broadcasting
privileges: allowing them to gain free and unimpeded
access to the building and the station while I can’t
because I refuse to disclose my social security
number. The General Manger who administered said
test knows whom I am, where I live and that I
passed said test. You and the station have all of the
information you need to have me arrested or serve
upon me a civil summons. There is no need for you or
WHRW to have my social security number!’. [|
passed the test and 1 want my swipe card.
Lastly, the station policy of forcing DJ’s_ to
immediately read a disclaimer in the event someone
accidentally allows “tits”, “shit”, &c to be aired on a
sound recording regardless of whether the material
is protected is a serious interference and intrusion
with/of protected speech. It is an unnecessary
intrusion, distraction from and derogation of the
A74
work; and that policy ought to be immediately
abolished. If the station wants to have a disclaimer
policy, then it ought to be limited to the beginning of
a show where it is the least intrusive.
For so called “Free Format” radio ld never imagine
so many impositions placed upon the _ person
attempting to broadcast; nor an atmosphere so
chilling in regard to the U.S. Constitution, free
speech and protected works of art. As_ recently
admitted by the present General Manager, all that is
required is that the station shall be identified on the
hour; yet all of these foregoing policies are enforced
with threats to revoke a DJ’s “clearance” .-i.e.,
knuckle under and submit or we don’t let you in.
Very easy to enforce against me since I have to be let
in by some other person than myself and oftentimes
in Summer or on Winter Holidays end up spending
considerable time waiting outside for someone to
happen by and let me in, particularly when no one
answers the phone or no onc is at the station. To
show you how thoroughly arbitrary this policy
actually is, three separate people from security let
me into the station, two of which never knew the
station existed and another shocked that I had no
other means of obtaining access. Hence, punishment,
for refusing to disclose my social security number 1s
having me walk across the quad to get a key from
security or wait for security to come by to let you in.
To whom do I click my heels and Heil? Or is it heel?
So nice to feel so ... welcomed. Is that your intent?
When the Power of Cruelty obfuscated the Power of
Love at the beginning of the last century we
eventually experienced the phenomenon of the so
called Bohemians, those that went to Paris in the
A75
attempt to live a hfe free from Victorian repression;
in the United States, the Beats, who had no choice
but to live in Greenwich Village or San Francisco for
similar reasons. These people created their works in
the most squalid conditions and against the greatest
odds of accomplishing anything. “Howl” is a work of
art depicting and expressing that prospective of the
Eisenhower and McCarthy era by one who lived and
observed it, the Poet/photographer of the Beats,
Allen Ginsberg.
Sound recordings of these works as well as those of;
D. H Lawrence, Joyce, Henry Miller &c are in the
WHRW Library. They are there to be played in their
entirety not mutilated with bleeps hke Ed Meese
putting little black things over human body parts
depicted in marble. To now hide these works away,
so that Eisenhower/McCarthy Era repression may be
necromancized by Conservatives is the allegorical
equivalent of stomping on the hearts and souls of
these various artists, reserving their works for the
privileged few to whom nothing in a plutocracy is
censored; and obfuscating from the Public at large
and student alike the unnecessary strife that those
other daring few, endured and overcame to show us
what they saw, what they lived and experienced so
that we could taste and feel those parts of life
otherwise impossible for us to ever know.
Therefore, if the 15* Amendment of QOur US.
Constitution is a component part of Binghamton
University’s policy in re education then it cannot be
set aside in conjunction with the WHRW radio
station to which you hold the broadcasting license.
Consequently, the reasonable person of average
sensibilitics has to ask themselves: (1) Is the College
A76
Board of Trustees, intention to show young people
and the community through stratified coercion,
abuse of power and misrepresentation how they must
knuckle under and submit to tyranny. Like those
that joined in on Hiaitler’s book burning or the
destruction of modern art; or (2) do you want to
enrich the lives of students and the community by
presenting to them the rest of human life and
experience as to create well rounded individuals
capable of making serious far reaching social
decisions in this Nation and other parts of the
World? Principiis Obsta:
October 3, 2005: Thomas Lamont Dyno
Broome County, NY 46 Academy Street
Johnson City, New York
13790-1519
607-729-0839
A copy of this notice shall be forwarded to the
NYCLU and the WHRW General Manager.
' BINGHAMTON UNIVERSITY: The Report of the
President's Commission on Free Speech and
Academic Freedom Executive Summary May 1992
http://www.binghamton.edu/home/ Llibraries/freespeec
h.html#members
http://ombudsman.binghamton.edu/freespeech. htm
' http://www. fece.gov/eb/forms.ifcc 100. htm]
http://www.fec. Gov/eb/broadcast/opi. htm]
http://www. fec.gov/parents/content. htm]
http://www.law.umkc.edu/facultv/projects!ftriais/bruc
eibruceaccount. htm!
A77
http://www.law.seattieu.edu/fachome/skover/trialsof]
ennybrucc/
http://www.lbrary.ucla.eduilibraries/specialibeats./fa
ithful. htm
iv Nor their friends in local government or elsewhere,
as to gain access to bank, brokerage accounts, how
many cell phones, hand guns, false teeth, moles
vencreal diseases or tests theretore | may have, had
&C.
BINGHAMTON UNIVERSITY
State Universily of New York
PO Box 6000
Binghamton, New York 13902~6000
OFFICE OF THE PRESIDENT
607-777-2131, FAX 607-777-0533
October 27, 2005
Mr. Thomas Lamont Dyno
46 Academy Street
Johnson City, NY 13790-1519
Dear Mr. Dyno:
Thank you for your letter of October 3, 2004 [sic]
regarding WHRW, our campus radio station.
Please be advised that the University’s involvement
with WHRW is limited to issues of the license and
Federal Communications Commission (FCC) controls
and guidelines. All programming is decided by the
WHRW Board of Directors and Program Director
The Station Manager is responsible for the overall
operation of the station. As such, the University
Administration has no role in determining content or
structure of the programming.
Please also be advised that any person, campus or
community, is permitted to submit a proposal to the
appropriate department of the station to do a show.
It is my understanding that many community
members participate in the station and have shows
in addition to our students. If you are interested in
submitting ideas for a show or other participation,
please contact WHRW directly.
Sincerely,
Lois B. DeFleur - President
A179
PUBLIC NOTICE
Federal Communications Commission
445 Twelfth Street SW
Washington, D.C. 20554
News media information 202 / 418-0500 Recorded
listing of releases and texts 202 /418-2222
REPORT NO. 26160 Broadcast Apphcations
1/27/2006
STATEFILE NUMBERE/P, CALL LETTERS
APPLICATION AND LOCATION, NATURE OF
APPLICATION
FM STATION APPLICATIONS FOR RENEWAL
ACCEPTED FOR FILING
NY BRED-20060124AAQ E
WHCL-FM 68224
88.7 MHZ
TRUSTEES OF HAMILTON
COLLEGE
NY, CLINTON
Renewal of License.
NY BRH-20060124ACA E
WCLX 72034 FE
102.9 MHZ
WESTPORT BROADCASTING
NY, WESTPORT
Renewal of License.
NY BRH-200601 24ACW E
WIII 9427
99.9 MHZ
CITADEL BROADCASTING COMPANY
NY, CORTLAND
A8O
Renewal of License.
NY BRH-20060124ADY E
WJZR 49193
105.9 MHZ
NORTH COAST RADIO, INC.
NY, ROCHESTER
Renewal of License.
NY BRED-20060124AJW E
WHRW 63105
90.5 MHZ
STATE UNIVERSITY OF NEW
YORK AT BINGHAMTON
NY, BINGHAMTON
Renewal of License.
WHRW 90.5 FM
Binghamton University Box 2000 Binghamton, NY,
19302-6000
Office 607 777 2139 Fax 607 777 4958
March 9, 2006
Tom Dyno,
It has been brought to my attention that the phrase
“you're not worth shitting on” was played on the air
at about 4 AM on Sunday March 5, 2006. This is
against WHRW policy and therefore, absolutely
cannot be played EVER.
The existence of WHRW is made possible by the
dedication of its volunteer DJs, but that means that
everyone must take their responsibilities to the
station seriously to ensure that the station complies
with all FCC rules and regulations.
As a cleared WHRW DJ, you have been taught and
have taken a clearance test regarding the FCC
regulations as well as our station rules. I consider
this a warning. However, if
This text is long and has been trimmed here. Open the source document for the complete record.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.