Opposition Brief — Palmer v. Waxahachie Independent School District (No. 09-409)
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No.09-409
I
In the Supreme Court of the United States
PAUL T. PALMER, by and through
his parents and legal guardians PAUL
D. PALMER AND SUSAN
GONZALEZ BAKER
Petitioner,
Vv.
WAXAHACHIE INDEPENDENT SCHOOL
DISTRICT,
Respondent.
On Petition for Writ of Certiorari to the United
States Court of Appeals for the Fifth Circuit
BRIEF FOR THE RESPONDENT IN OPPOSITION
| DANIEL R. ORTIZ SARA HARDNER LEON
JAMES E. RYAN Counsel of Record
University of Virginia WILLIAM CARR BEDNAR, JR.
School of Law Powell & Leon, LLP
Supreme Court 1706 W. 6% Street
Litigation Clinic Austin, TX 78703
580 Massie Road (512) 494-1177
Charlottesville, VA 22903
(434) 924-3127 DAVID T. GOLDBERG
Donahue & Goldberg, LLP
99 Hudson Street, Sth Fl.
New York, NY 10013
(212) 334-8813
QUESTIONS PRESENTED
Whether intermediate scrutiny, the standard this
Court traditionally uses to assess content-neutral
regulations of speech, is the proper standard to assess
the constitutionality of a content-neutral school dress
code?
Whether the court of appeals correctly applied that
standard to the facts of this case?
1]
TABLE OF CONTENTS
QUESTIONS PRESENTED ....................cccssssssceeeeeees i
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REASONS FOR DENYING THE
Te anvsrsscecsssvsseconcosensvosscesesoessesccscevecoce 11
THE FIFTH CIRCUIT CORRECTLY
DETERMINED THAT INTERMEDIATE
SCRUTINY APPLIES TO CONTENT-
NEUTRAL REGULATIONS OF
STUDENT SPEECH, AS HAVE ALL
OTHER CIRCUIT COURTS FACED
ee ge 1) Yy y O) . 11
There Is No Circuit Split Regarding
the Constitutional Status of
Content-Neutral Regulations Of
ITE occa cs csvccoscocnvccccevscncccoccessoce 11
Intermediate Scrutiny Is The
Proper Standard For Content-
Neutral Regulation of Student
PETITIONER’S SECOND QUESTION
DOES NOT MERIT THIS COURT’S
i!
The Second Question Concerns The
Application of Well-Established
Precedent To The Facts Of This
The Court Of Appeals Properly
Applied Intermediate Scrutiny To
Re WE CIE Te A vv cbiceincetsvaceinicecctenes 24
THE INTERLOCUTORY POSTURE OF
THIS CASE MAKES REVIEW
UNNECESSARY AND UNWISE..................... 27
PETITIONER’S ATTEMPT TO RAISE
THE QUESTION OF WHETHER THE
DRESS CODE IS CONTENT-BASED
OFFERS ANOTHER REASON TO
EPEUET © SOREN © OEE EOEPET ccteisccsscecssessiesssmeenisiesens 29
COEF NG EO ONY tisisicincerisncrnnnaniaicassonamian 31
ill
TABLE OF AUTHORITIES
Cases
American Constr. Co. v. Jacksonville, T. &
KW. FI. Coy, 146 UB. SIS CGB) qo. ccecissceccacceces 27
Bar-Navon v. Brevard County Sch. Bd., 290
FAD He ZFS Cl BU Cah, FI vnvsvcncciescescssscccsenesecs 6, 11
Bar-Navon v. Sch. Bd. of Brevard County,
Fla., No. 6:06-cv-1434-Orl-19KRS, 2007
WL 3284322 (M.D. Fla. Nov. 5, 2007) ................... 1]
Bethel Sch. Dist. No. 403 v. Fraser, 478 U.S.
Blau v. Fort Thomas Pub. Sch. Dist., 401
De BE Ce GP, FI viicscn vce nccnncccsccesdsscvcevesecees 6,13
Canady v. Bossier Parish Sch. Bd., 240 F.3d
Oe ee sss kanacesseacvonckeussrcessacscans 6, 7, 8, 20
Caspar v. Bohlen, 510 U.S. 383 (1994) ........ ee. 31
Chandler v. McMinnville Sch. Dist., 978
fe Be Be 15, 16
City Council of City of Los Angeles v.
Taxpayers for Vincent, 466 U.S. 789
1 |. RAR ee aaa eee a, cere 20
1V
Clark v. Comty. for Creative Non- Violence,
he Me I ocx csancacecueansdcbvicsercsncesssonsees a7, 23
Guiles v. Marineau, 461 F.3d 320 (2d Cir.
RGR Rp ict a A pe ieee AIO SA ....14
Hamulton-Brown Shoe Co. v. Wolf Bros. &
Re Ma i vig vncnscvscvecesusccskecvecsvenceaddens a7
Hazelwood Sch. Dist. v. Kuhlmeier, 484
Oe as sc hieeke vwcav'etesonnivns 5, 10, 15, 2
Heffron v. Int'l Soc’y for Krishna
Consciousness, Inc., 452 U.S. 640 (1981) 0.0.0... 19
Hill v. Colorado, 530 U.S. 703 (2000) ............. 8, 20, 21
Intl Soc’y for Krishna Consciousness, Inc. v.
Be he Be OE kek cs cxnvecdececescesesccieveciienvecs 20
Jacobs v. Clark County Sch. Dist., 526 F.3d
ee Mt I ois ccanunisessecuyseeticecasenseueson passim
Linmark Assocs., Inc. v. Willingboro Twp.,
Ue tT MEF asic dean sancti ovssineets ctarsecescscreessies 22
M.A.L. v. Kinsland, 543 F.3d 841 (6th Cir.
RE SPORE, ASN oo Ert LD RROD ETT 13
Metromedia, Inc. v. City of San Diego, 453
enn IE sep pended chi orto naaa ont eceaiweserene 26
Morgan v. Plano Indep. Sch. Dist., F.3d.,
SN WR Os cc's cade nat cosaseveavunsacieaee 14
Morse v. Frederick, 551 U.S. 393 (2007) ........... passim
Vv
Newsom v. Albermarle County Sch. Bd., 354
Fe ee Ce GE, I ccc ssessvssssecnvensencrvessevsesvesesns 16
Nuxoll v. Indian Prairie Sch. Dist., 523 F.3d
ee ee I ns vac vuccsancvasddaeniusdvideeccseennere 16
Perry Educ. Ass'n v. Perry Local Educators’
I ER TE CE oo sa ssssucdancvesnedasdseeacssecseas 20
Saxe v. State College Area Sch. Dist., 240
ee Be Ce Ss ED vices sctvesscinnsencadsecssvccsavss 14, 16
Shanley v. N.E. Indep. Sch. Dist., 462 F.2d
I i cai ccven cv ntavarssdeavaicevadesvinnsecxcavnsess 20
Tinker v. Des Moines Indep. Comty. Sch.
DEBE, SOS US. BOS CABG) occcccssscsssecccsonscocscssss passim
Turner Broad. Sys., Inc. v. FCC, 512 U.S.
ay eel i auiens rau ecapenvabsen Gants 17
United States v. Kokinda, 497 U.S. 720
AE tea AIRE ch ASE VE aA ee ean VE oP RR, eet EE 20
United States v. O’Brien, 391 U.S. 367
ead ety es lacureaas passim
Va. Military Inst. v. United States, 508 U.S.
I IID coc ccccccsssavescctasaceece a Lah Daa thet Sie Tel PP tne 28
Ward v. Rock Against Racism, 491 U.S. 781
ak anh cote caccenesy si ubgkd nds ova kiadacdnanaees Esau 8, 20
vl
Statutes
42 U.S.C. § 1983
Constitutional Provisions
My le, AU, IIE Bocce cncicscscdavdccccssevodnns
]
BRIEF FOR THE RESPONDENT IN
OPPOSITION
STATEMENT
A. Factual Background
This case challenges the constitutionality of a
comprehensive, school-wide dress code adopted to
“maintain an orderly and safe learning environment,
increase the focus on instruction, promote safety and
life-long learning, and encourage professional and
responsible dress for all students.” Pet. App. 30.
Respondent Waxahachie Independent School District
(Waxahachie) adopted the dress code after finding
that student dress issues consumed too much
administrative time and attention, Tr. 20:1-21:3, and
that limiting printed messages on clothing would
reduce distractions in the classroom, allowing
students to better focus their attention on
schoolwork. Tr. 22:4-11. In developing the dress
code, no school official ever expressed an intent or
desire to regulate or suppress student political speech
or any particular message. Tr. 22:4-11; Tr. 28:6-12;
Tr. 34:18-23.
Before implementing the dress code, school
officials engaged in an extensive policy development
and review process. Tr. 18:5-22:3; Tr. 24:21-26:14.
School officials reviewed over forty other school dress
codes, took trips to see dress code enforcement in
action, and reviewed data regarding the impact of
such codes on other schools. Pet. App. 17.
2
Waxahachie learned that discipline had improved in
those schools and that stricter dress standards had
furthered the schools’ educational missions and
improved safety and security. Tr. 25:11-26:12; Tr.
18:6-23. Though it considered requiring school
uniforms, Waxahachie ultimately adopted a dress
code, believing that educational objectives could still
be served while allowing students some choice in the
style of their clothing. Tr. 26:15-27:12; Pet. App. 3
n.2.
Waxahachie adopted its dress code on May 21,
2007. Pet. App. 41. The initial version prohibited
students from wearing printed messages on t-shirts
unless the messages related to school clubs, school
spirit, school sports teams, or a university. Pet. App.
37. Other portions of the dress code prohibited low-
cut necklines, spiked jewelry, torn clothing, and too-
short shorts, skirts or dresses. Pet. App. 38-41.
On September 21, 2007, petitioner, Paul (“Pete”)
Palmer, went to school wearing a t-shirt with “San
Diego” written on it. Pet. App. 2. An assistant
principal told him that his shirt violated the dress
code, id., and that he would not be permitted to
return to class until he changed into acceptable
clothing. 3 R. 431. Petitioner then called his parents
and asked his father to bring his “John Edwards for
President ‘08” t-shirt for him to wear instead. Jd. at
430-431. The assistant principal told him that he
would not be allowed to wear the Edwards t-shirt
because it also contained a printed message. Pet.
App. 2. Petitioner put on a plain t-shirt and returned
to class. His parents later filed an appeal using the
3
school grievance process. The principal denied
petitioner's appeal, and the district superintendent
agreed, Id.
B. Proceedings in the District Court
In the spring of 2008, the District began an
internal review of the dress code, and began
considering changes. On April 1, 2008, petitioner
sued Waxahachie under 42 U.S.C. § 1983, claiming
that the dress code violated his freedom of speech
under the First Amendment. Pet. App. 2. He
requested, among other things, a_ preliminary
injunction. Jd. Four days prior to the district court
hearing, Waxahachie amended the dress code after
reviewing the recommendations of the administrative
committee tasked with revising the policy. Id. at 3.
The district court dismissed petitioner’s motion for a
preliminary injunction without prejudice. /d.
Waxahachie had tightened its policy to prohibit all
but school-related messages on student clothing after
finding that students had taken advantage of the
prior exceptions to promote gang affiliation. Pet.
App. 3. The new dress code continued to permit
shirts printed with school-related messages. Id. at 3.
It also permitted manufacturer's logos no larger than
two inches by two inches. /d. at 31. While the dress
code did not explicitly address accessories like
political pins, buttons, or wrist bands, such items
were covered, if at all, by Waxahachie’s general policy
that permits such items unless they are distracting,
sexually explicit, or promote the violation of school
rules. Pet. App. 4.
After receiving a copy of the revised dress code,
petitioner submitted three shirts to Waxahachie for
its reaction. Pet. App. 4. One was the original “John
Edwards for President ‘08” t-shirt, one was a “John
Edwards for President” polo shirt, and one was a t-
shirt with “Freedom of Speech” printed on the front
and the text of the First Amendment printed on the
back. Waxahachie advised him that all three shirts
would violate the dress code. Id.
Petitioner amended his Complaint in district court
to challenge the new dress code. Pet. App. 4. The
district court denied his request for a preliminary
injunction, finding that he would not suffer
irreparable harm because the dress code did not
prevent him from conveying political messages
through alternative means, like campaign buttons.
Id. The district court never examined the remaining
three requirements for a preliminary injunction:
whether there was a substantial likelihood of success
on the merits; whether the threatened injury if the
injunction were denied would outweigh any possible
harm resulting from the injunction being granted;
and whether granting the injunction would not
disserve the public interest. See Pet. App. 4-5.
C. Proceedings in the Court of Appeals
Petitioner appealed, challenging the district
court’s holding that denying a preliminary injunction
would not cause him irreparable injury. Pet. C.A. Br.
20. The Fifth Circuit held that denying the
preliminary injunction would indeed cause such
5
injury, assuming that petitioner’s First Amendment
rights were in fact being violated. Pet. App. 5. The
court then examined whether petitioner could
establish a substantial likelihood of success on the
First Amendment point.
The Fifth Circuit began with this Court’s
admonition in Tinker v. Des Moines Indep. Comty.
Sch. Dist., 393 U.S. 503 (1969), that “students [do
not] shed their constitutional rights to freedom of
speech or expression at the schoolhouse gate,” Pet.
App. 6 (quoting Tinker, 393 U.S. at 506), and
summarized Tinker’s holding as “[s]chools can
restrict student speech only if it materially interferes
with or disrupts the schools’ operation and cannot
suppress expressions of feelings with which they do
not wish to contend.” Jd. at 7 (internal quotation
marks and citations omitted). It then noted that
“since Tinker, every Supreme Court decision looking
at student speech has expanded the kinds of speech
schools can regulate,” and described these subsequent
holdings as allowing schools to prohibit sexually
explicit, indecent, or lewd speech, Bethel Sch. Dist.
No. 403 v. Fraser, 478 U.S. 675, 685 (1986), to
regulate school-sponsored speech, Hazelwood Sch.
Dist. v. Kuhlmeier, 484 U.S. 260, 273 (1988), and to
prohibit speech “advocating illegal drug use,’ Morse
v. Frederick, 551 U.S. 393, 403 (2007). Zd.
The Fifth Circuit rejected petitioner's argument
that these decisions established a “bright-line rule
that schools cannot restrict speech that is not
disruptive, lewd, school-sponsored, or drug-related.”
Pet. App. 7. Such a “categorical rule,” it held, was
6
“flawed, because it fails to include another type of
student speech restriction that schools can institute:
content-neutral regulations.” Jd. at 7-8. The Fifth
Circuit explained that the Tinker line of cases “all
addressed disciplinary action by school officials
directed at the political content of student expression,
not content-neutral regulations such as_ school
uniforms.” Jd. at 8 (internal quotation marks
omitted). Viewpoint- and content-neutral regulations
of school speech, the court therefore held, are not
governed by the Tinker line of cases but by the
traditional standard used to assess such regulations
outside of school: intermediate scrutiny, as first
articulated by this Court in United States v. O’Brien,
391 U.S. 367 (1968); Pet. App. 8-9.
In so holding the Fifth Circuit followed its earlier
decision in Canady v. Bossier Parish Sch. Bd., 240
F.3d 437 (5th Cir. 2001). Canady, as the Fifth Circuit
noted, has itself been followed by three other circuits,
see Pet. App. 9 & n.6 (citing Bar-Navon v. Brevard
County Sch. Bd., 290 F.App’x 273, 276-277 (11th Cir.
2008); Jacobs v. Clark County Sch. Dist., 526 F.3d
419, 428-434 (Sth Cir. 2008); Blau v. Fort Thomas
Pub. Sch. Dist., 401 F.3d 381, 392-393 (6th Cir.
2005). No court of appeals, by contrast, has
expressed disagreement with Canady.
The Fifth Circuit rejected all three of petitioner's
arguments that Canady should not control. First, it
held that “([nJothing in Justice Alito’s concurrence or
the majority opinion in Morse overruled Canady.”
Pet. App. 10. That case, it found, “involved a school’s
targeting specific speech and did not concern content-
7
neutral regulation,” a distinction it found “critical
and controlling.” Jd. Second, it rejected petitioner's
attempt to distinguish Canady as involving “a
uniform rather than a dress code” as making “a
distinction without a difference.” Jd. at 11. “A
uniform code,” it noted, “is merely a strict version of a
dress code” and petitioner’s distinction, if accepted,
“would spawn endless_ line-drawing litigation”
because courts would have to “decide when a dress
code is strict enough to be considered a uniform.” Id.
The court further noted that to treat dress codes
differently from uniforms “would punish those school
districts that adopt dress codes rather than uniforms
because their students cannot afford uniforms” and
would “perverse[ly] push[ } schools to adopt uniforms
rather than dress codes that give students some
clothing choice.” Jd. Third, it rejected petitioner's
argument that Canady applied only to facial, not to
as-applied, challenges to dress codes. That position,
it found, “make[s} no sense.” Jd. Intermediate
scrutiny should apply in both contexts. Jd. at 11-12.
The Fifth Circuit then considered whether
Waxahachie’s dress code was content-neutral. Pet.
App. 12. Petitioner argued that the dress code was in
fact a content-based restriction since it allowed
students to wear brand name clothing with modestly-
sized logos or shirts bearing school-related messages,
but not those with messages non-germane to the
school environment. /d.; Pet. C.A. Br. 19 n.6; see also
Pet. C.A. Reply Br. 11. The Fifth Circuit noted,
however, that this Court had held that “[t]he
principal inquiry in determining content-neutrality
*** is whether the government has adopted a
8
regulation of speech because of disagreement with
the message it conveys.” Jd. at 13 (citing Ward v.
Rock Against Racism, 491 U.S. 781, 791 (1989),
reaff'd in Hill v. Colorado, 530 U.S. 703, 719 (2000)).
Under that test, it held, “the dress code is content-
neutral.” Jd. at 14. The court held that Waxahachie
is in no way attempting to suppress any student's
expression, and its allowance for school logos and
school-sponsored shirts “does not suppress unpopular
viewpoints but provides students with more clothing
options than they would have had under a complete
ban on messages.” Id.
The court of appeals then applied’ the
intermediate scrutiny test from O’Brien. Under that
test, a content-neutral regulation passes
constitutional muster: (1) “if it furthers an important
or substantial government interest;” (2) “if the
interest is unrelated to the suppression of student
expression;” and (3) “if the incidental restrictions on
First Amendment activities are no more than is
necessary to facilitate that interest.” Pet. App. 8
(citing Canady, 240 F.3d at 443).
Petitioner challenged the dress code only under
the first and third prongs of the test, arguing that the
dress code did not further “an important or
substantial governmental interest.” Pet. App. 15.
Waxahachie asserted that the dress code
furthered several important interests, including
“maintain{ing] an orderly and_ safe _ learning
environment, increas[{ing] the focus on instruction,
promot[ing] safety and life-long learning, * **
9
encourag|[ing] professional and responsible dress for
all students[,] reduc[ing] administrative time spent
enforcing the code, and promot[ing] the school and its
activities.’ Pet. App. 15. The court of appeals held
that “[Waxahachie’s] stated interests all qualify
under the first prong fof intermediate scrutiny.]” Jd.
at 16 (emphasis added).
It noted, moreover, that petitioner was actually
making a different argument. He did “not take issue
with the school board’s claimed interests” but instead
argued that permitting political statements on pins,
wrist-bands, and other accessories nullified these
proffered benefits. Pet. App. at 17. The court of
appeals found, however, that the distinction between
messages on shirts and on accessories made sense:
Because shirts are large and quite
visible, banning them while allowing
buttons would still cause less distraction
and promote an orderly learning
environment. Buttons and pins are also
less prominent than are shirts and
therefore require less attention from and
regulation by teachers. Another District
goal—promoting professional and
responsible dress—still functions as
well, because students are prepared for
a working world in which pins and
buttons may be appropriate at work but
large, stark political message t-shirts
usually are not.
10
Id. at 18. And “even if, arguendo, [it] were to find the
distinction between messages on shirts and messages
on buttons odd, [the court of appeals] recognize[d]
that the teachers and administrators who establish
these rules know better than [the courts] how the
distinction will function in schools.” /d. “The
determination of where to draw lines on dress code
decisions ‘properly rests with the school board, rather
than with the federal courts.” Jd. at 19 (quoting
Hazelwood, 484 U.S. at 267).
Petitioner's argument, the court also noted, was
“somewhat ironic.” Pet. App. 19. He “requests that
[the court] strike down the dress code because the
District gave him [other avenues] to express himself.
He argues that, to survive intermediate scrutiny, the
code must allow him no options at all.” Td. It
rejected this “perverse reasoning” because it would
cause “school districts [to] rush to impose the strictest
dress code possible or * * * require school uniforms.”
Id.
Finally, the Fifth Circuit held that “[the dress
code] passes [intermediate scrutiny’s} third prong.”
Pet. App. 21. Since “[it did] not restrict student
dress outside of school and provide[d] students with
some means to communicate their speech during
school,” the court of appeals found, the policy
restricted no more speech than was “necessary to
achieve [Waxahachie’s} goals.” Jd. at 20-21. It thus
affirmed the district court’s denial of a preliminary
injunction.
11
REASONS FOR DENYING THE PETITION
I. THE FIFTH CIRCUIT CORRECTLY
DETERMINED THAT INTERMEDIATE
SCRUTINY APPLIES TO CONTENT-
NEUTRAL REGULATIONS OF STUDENT
SPEECH, AS HAVE ALL OTHER CIRCUIT
COURTS FACED WITH THE QUESTION
A. There Is No Circuit Split Regarding the
Constitutional Status of Content-Neutral
Regulations Of Student Speech
Contrary to petitioner's contention, Pet. 19-23,
there is no conflict among the courts of appeals over
the constitutional standard governing First
Amendment challenges to content-neutral regulations
of student speech in public schools. Petitioner claims
that a split exists between the Fifth, Ninth, and Sixth
Circuits, all of which decline to apply the Tinker
disruption standard to content-neutral regulations of
student speech, and the Second and Third Circuits,
which petitioner claims apply the Tinker standard to
such regulations. Pet. 14-25.! This claim blurs the
' Petitioner also cites to a non-precedential decision from a
Florida district court for the proposition that the courts disagree
as to the scope of Tinker’s holding. Pet. 19 (quoting Bar-Navon
v. Sch. Bd. of Brevard County, Fla., No. 6:06-cv-1434-Orl-19KRS,
2007 WL 3284322, at *5 (M.D. Fla. Nov. 5, 2007)). In fact, the
Eleventh Circuit, in an unpublished decision in the same case,
upheld the application of intermediate scrutiny to a content-
neutral school dress code. Bar-Navon v. Brevard Cty. Sch. Bad.,
290 Fed. App’x at 277.
12
clear distinction between viewpoint-neutral
regulations that incidentally impact student
expression and school regulations that censor a
particular viewpoint.
Neither this Court nor any court of appeals has
ever applied the Tinker disruption test to content-
neutral regulations of student speech. The Fifth
Circuit joins the Sixth and Ninth Circuits in holding
that intermediate scrutiny applies to content-neutral
regulations, such as student dress and grooming
policies. The Second and Third Circuit decisions
relied on by petitioner, by contrast, involve content-
or viewpoint-based restrictions, and therefore do not
pose any conflict over the proper standard to apply to
content-neutral regulations.
In a strikingly similar dress code case, the Ninth
Circuit in Jacobs explained that “the Tinker test has
only been employed when a school's restrictions have
been based, at least in part, on the particular
messages students were attempting to communicate.”
526 F.3d at 431. In a carefully reasoned and
thorough decision, the court concluded _ that
intermediate scrutiny, which is the standard applied
to content-neutral regulations of speech outside of
schools, should apply within schools as well.? 7d. at
434.
2 The Jacobs court noted that “[i]f anything, the scrutiny should
be even less demanding,” as “the constitutional rights of
students in public school are not automatically coextensive with
the rights of adults in other settings, and * * * the rights of
students must be applied in light of the special characteristics of
the school environment.” 526 F.3d at 434 n.34 (quoting Morse v.
Frederick, 551 U.S. 393, 396-397 (2007)).
13
The Sixth Circuit has also declined to apply the
Tinker disruption test to content-neutral regulations
of student speech. In M.A.L. v. Kinsland, 543 F.3d
841 (6th Cir. 2008), the court analyzed restrictions on
student distribution of leaflets in the hallways during
school hours. The Kinsland plaintiffs argued that
content- and viewpoint-neutral regulations on
literature distribution should be subject to the Tinker
test and therefore held invalid unless the distribution
was likely to cause substantial disruption. Id. at
845-846.
The court emphatically rejected the argument
that Tinker should apply to content-neutral
regulations of student speech, emphasizing that “the
school officials in Tinker sought to silence the student
because of the particular viewpoint he expressed,
while the Jefferson school authorities have merely
sought to regulate the time, place, and manner of
[plaintiffs] speech irrespective of its content or his
viewpoint.” Jd. at 849. Thus the school district “need
not satisfy [Tinker’s] demanding standard merely to
impose a viewpoint-neutral regulation of the manner
of [plaintiff's] speech to prevent hallway clutter and
congestion.” Jd. at 850. To hold otherwise, the court
observed, “would produce numerous legal anomalies,
the most obvious of which is that schools would have
less discretion over the use of school facilities than is
exercised by any other public entity over any other
forum on public property. This is not the law.” 7d.
See also Blau, 401 F.3d at 391-393 (applying
intermediate scrutiny to uphold a content- and
viewpoint-neutral dress code).
14
The Fifth Circuit recently reaffirmed the
application of intermediate scrutiny to content-
neutral school regulations that impact student speech
in Morgan v. Plano Indep. Sch. Dist., --F.3d.--, 2009
WL 4265219. “We have made plain that time, place,
and manner is the proper standard for evaluating
content and viewpoint neutral regulations of student
speech and [only] when a school imposes content or
viewpoint based restrictions the court will apply
Tinker.” Id. (internal quotations and citations
omitted.)
The Sixth Circuit, together with the Fifth and
Ninth Circuits, are the only courts to address the
constitutional status of content-neutral dress code
regulations in schools. For dress regulations, like
other content-neutral regulations impacting student
speech, these courts of appeals have consistently and
correctly decided that intermediate scrutiny is the
proper standard and that Tinker does not apply.
The decisions of the Second and Third Circuits
cited by petitioner are not to the contrary because
those cases directly involved content- or viewpoint-
based speech restrictions. In Guiles v. Martineau, 461
F.3d 320 (2d Cir. 2006), a student was disciplined for
wearing a t-shirt critical of President George W. Bush
as the “Chicken-Hawk-In-Chief’ and an abuser of
alcohol and drugs. Jd. at 326. The court applied
Tinker because both Tinker and the case at hand
presented “political viewpoint-based discrimination.”
Id. Similarly, Saxe v. State College Area Sch. Dist.,
240 F.3d 200 (3d Cir. 2001), involved a challenge to
15
an anti-harassment policy, which the court explicitly
determined involved content-or viewpoint-based
restrictions on student speech. The court cited and
applied Tinker because “school({s] may not prohibit
speech based on the mere desire to avoid the
discomfort and unpleasantness that always
accompany an unpopular viewpoint.” Id. at 215.
(internal quotation marks and citation omitted,
emphasis added). Neither court addressed what
standard might govern content- and viewpoint-
neutral regulation of student speech. Consequently
those decisions are not in conflict with the decision in
this case.
Petitioner attempts to concoct a conflict from
dicta. Petitioner quotes language from the Second
and Third Circuit opinions, divorced from the factual
contexts of those cases, which he contends establishes
that those courts would apply the Tinker standard to
content-neutral regulations of student speech. Pet.
20. That amounts to speculation, given that the cases
did not involve content-neutral regulations. A
speculative conflict is no substitute for a real one, as
the Ninth Circuit’s experience illustrates. In 1992, in
a viewpoint discrimination case, the Ninth Circuit
broadly declared “that the standard for reviewing the
suppression of vulgar, lewd, obscene, and plainly
offensive speech is governed by Fraser, school-
sponsored speech by Hazelwood, and all other speech
by Tinker.” Chandler v. McMinnville Sch. Dist., 978
F.2d 524, 529 (9th Cir. 1992) (citations omitted and
emphasis added). Then 16 years later, the court
encountered for the first time a _ content-neutral
student dress code. In Jacobs, the court eschewed
16
Tinker and instead found itself obliged to apply
intermediate scrutiny, clarifying its broad declaration
in Chandler and distinguishing that decision — as
well as Tinker — on the ground that it involved a
viewpoint-based restriction on speech and thus did
not control. 526 F.3d at 428-432.
Petitioner cites to cases from the Fourth and
Seventh Circuit, but significantly, he does not claim
they are in conflict with the Fifth Circuit. Those
decisions, just as in the Second and Third Circuits,
involved content-based speech restrictions. As with
Saxe, the Seventh Circuit, in Nuxoll v. Indian Praturie
Sch. Dist., 523 F.3d 668 (7th Cir. 2008), applied
Tinker to a _ policy prohibiting written or oral
“derogatory comments’ referring to “to race,
ethnicity, religion, gender, sexual orientation, or
disability.” Id. at 670. Judge Posner described the
issue in Tinker as “discriminat{ion] against a
particular point of view, namely opposition to the
Vietnam war expressed by the wearing of black
armbands.” Id. at 674. Nor was the Fourth Circuit
faced with a content-neutral restriction in Newsom v.
Albemarle County Sch. Bd., 354 F.3d 249 (4th Cir.
2003). The dress code in Newsom _ prohibited
“messages on clothing * * * that relate to drugs,
alcohol, tobacco, weapons, violence, sex, vulgarity, or
that reflect adversely upon persons because of their
race or ethnic group,” and the student in that case
was prohibited from wearing a t-shirt depicting
weapons because of the assistant principal’s
disagreement with the message it conveyed. Id. at
252-253.
17
There is no disagreement, much less a deep
division, among the courts of appeals. All circuits
that have addressed viewpoint-neutral regulation of
student speech have come to the same conclusion as
the Fifth Circuit, and with all relevant courts in
agreement, review by this Court is unwarranted.
B. Intermediate Scrutiny Is The Proper
Standard For Content-Neutral Regulation
of Student Speech
The Fifth Circuit correctly decided to apply
intermediate scrutiny to content-neutral school dress
codes.’ As this Court famously declared in Tinker,
“lilt can hardly be argued that either students or
teachers shed their constitutional rights to freedom of
speech or expression at the schoolhouse gate.” 393
U.S. at 506. But neither do students and teachers
acquire additional rights at the schoolhouse gate.
Extending Tinker as urged by petitioner would,
anomalously, grant students in public schools greater
3 The Fifth Circuit was correct to apply intermediate scrutiny to
the school’s dress code under both the test for restrictions on
expressive conduct, articulated in O’Brien, as well as the so-
called “time, place, and manner’ test for viewpoint- and content-
neutral restrictions on “pure speech.” This Court's application of
those tests confirms that there is “little, if any, differen[ce]”
between the two tests. Clark v. Comty. for Creative Non
Violence, 468 U.S. 288, 299 (1984); see also Turner Broad. Sys.,
Inc. v. FCC, 512 U.S. 622, 661-662 (1994). Petitioner's
suggestion, made in the questions presented, see Pet. 1, that it is
incorrect to apply intermediate scrutiny to content-neutra!
regulations of “pure speech” is thus without merit
18
free speech protections than adults have outside of
school.
While this Court has addressed the extent to
which schools may engage in content- or viewpoint-
based regulation of speech, the Court has never
indicated that content-neutral regulations, such as
uniform and dress codes, are impermissible in schools
if they also restrict some non-disruptive speech. It is
clear from Tinker and its progeny that students in
public schools have speech rights, but because of the
need “to prescribe and control conduct in the schools,”
Tinker, 393 U.S. at 507, the scope of speech
protections is specially-tailored to the school setting.
Tinker and the school speech cases that followed
arose in the context of regulations discriminating
based on content or viewpoint Petitioner nonetheless
argues that Jinker and its progeny preclude the
application of intermediate scrutiny to a content-
neutral dress code. This view turns the Tinker line of
cases on its head.
Justice Alito’s concurrence in Morse v. Frederick,
551 U.S. 393 (2007) does not further petitioner's
argument. In Morse, the student was disciplined for
displaying a banner expressing a pro-drug use
viewpoint. Justice Alito’s concern was with the
dangerous breadth of the “educational mission”
argument advanced by the petitioners and the United
States, which he saw as _ potential license for
viewpoint discrimination: “The ’educational mission’
argument would give public school authorities a
license to suppress speech on political and social
issues based on disagreement with the viewpoint
19
expressed. The argument, therefore, strikes at the
very heart of the First Amendment.” Morse, 551 U.S.
at 423 (Alito, J., concurring)
Justice Alito wished to _ foreclose any
interpretation of the majority opinion that would
authorize school boards to engage in viewpoint
discrimination by the simple expedient of adopting a
converse point of view as their “educational mission.”
But Justice Alito was dealing with the viewpoint
discrimination case before him, not a dress code.
Accordingly, Justice Alito “joinfed] the opinion of the
Court on the understanding that the opinion does not
hold that the special characteristics of the public
schools necessarily justify any other speech
restrictions.” Morse, 551 U.S. at 422 (Alito, J.,
concurring).
But the application of intermediate scrutiny to
content-neutral regulations is not based on “the
special characteristics” of the school setting. It is a
generally applicable speech rule. This Court has
never suggested that students have more free speech
protections in school than outside of them.
Even adults in public settings may have
reasonable restrictions placed on the exercise of their
speech rights: “the First Amendment does _ not
guarantee the right to communicate one’s view at all
times and places or in any manner that may be
desired.” Heffron v. Intl Soc’y for Krishna
Consciousness, Inc., 452 U.S. 640, 647 (1981). Even
in traditional public forums, such as a park or a
public street, the government may impose reasonable
20
restrictions on the time, place or manner of protected
speech. See, e.g., Ward v. Rock Against Racism, 491
U.S. 781, 791 (1989); Perry Educ. Ass'n v. Perry Local
Educators’ Ass’n, 460 U.S. 37, 45 (1983); Aull v.
Colorado, 530 U.S. 703, 720 (2000) (upholding limits
on approaching another for the purpose of “engaging
in ‘oral protest, education, or counseling”); United
States v. Kokinda, 497 U.S. 720 (1990) (upholding
prohibition against soliciting on a sidewalk adjacent
to a post office); Int'l Soc’y for Krishna Consciousness,
Inc. v. Lee, 505 U.S. 672, 684 (1992) (upholding
restrictions on speech rights in airport terminals);
City Council of City of Los Angeles v. Taxpayers for
Vincent, 466 U.S. 789 (1984) (applying intermediate
scrutiny to prohibition against posting of signs on
sidewalks, utility poles, and_ similar public
structures).
Tinker does not change those fundamental
principles of First Amendment law in their
application to a school context. Expression by
students in school may be limited by reasonable and
equally applied time, place, and manner restrictions.
Shanley v. N.E. Indep. Sch. Dist., 462 F.2d 960, 970
(5th Cir. 1972). Under petitioner’s reading of Tinker,
schools would transform not merely into a public
forum, but a super-public forum, in which time, place,
and manner limitations are invalid.
Petitioner seeks to create a false dichotomy
between the rule articulated in Tinker and the
standard laid down in O'Brien. But Tinker is not, as
petitioner asserts, distinguishable from cases like
O’Brien and Canady because Tinker deals with "pure
21
speech" while the other cases deal with expressive
conduct. Tinker itself involved expressive
conduct—the silent wearing of plain black armbands.
393 U.S. at 504. As with burning a draft card,
sleeping in a public park, or wearing non-uniform
school clothes, it was the expressive content of the
wordless conduct that brought First Amendment
considerations into play. See id. at 505; cf. Clark, 468
U.S. at 298-299. The relevant distinction is not in
the form of the expression but in the form and scope
of the regulation.
Tinker involved a ban against black armbands
because the wearers intended to express a particular
viewpoint. The school district permitted the wearing
of political buttons and other politically-charged
symbols like the Iron Cross but singled out black
armbands for prohibition because they were being
worn to oppose the war in Vietnam. 393 U.S. at
510-11. It was not the prohibition of armbands or
other apparel items in general, but the suppression of
one particular opinion without evidence of material
and substantial interference with schoolwork or
discipline that was not constitutionally permissible.
Id. at 511.
Tinker remains the rule for testing the validity of
a viewpoint--based regulation of student speech in
public schools. But it says nothing about the validity
of a content- and viewpoint—neutral policy that
restricts students’ clothing only during school hours
reserved for the schools' core mission of education.
See Jacobs, 526 F.3d at 432. Like the statute upheld
in Hill v. Colorado, Waxahachie’s dress code is not a
22
regulation of speech so much as a regulation of the
places where and times when some speech may occur.
530 U.S. at 719. Tinker is not a stand-alone doctrine
that transforms schools into super—public forums in
which students enjoy rights greater than adults in
traditional forums. Reasonable time, place, and
manner restrictions on permitted expression—like
those in Waxahachie’s dress code-are governed by
First Amendment jurisprudence other than Tinker.
See, e.g., Linmark Assocs., Inc. v. Willingboro Twp.,
431 U.S. 85, 93 (1977) ("[Ljaws regulating the time,
place, or manner of speech stand on a different
footing from laws prohibiting speech altogether.").
The Ninth Circuit clearly articulated the rationale
of this approach in Jacobs. The court began by
noting that Tinker did not fully resolve “the question
of how restrictions upon expressive conduct in schools
should be evaluated” and that “the holding itself
extends only to viewpoint-based speech restrictions,
and not necessarily to viewpoint-neutral speech
restrictions.” Jacobs, 526 F.3d at 430. The court
then explained why intermediate scrutiny should
apply to content-neutral regulations, such as uniform
and dress codes:
Applying intermediate scrutiny to school
policies that effect content-neutral
restrictions upon pure speech or place
limitations upon expressive conduct (or,
as is the case here, do both) not only
strikes the correct balance between
students’ expressive rights and schools’
interests in furthering their educational
23
missions, but, as the Fifth Circuit
explained, is entirely consistent with the
Supreme Court’s other school speech
precedents, not to mention’ the
remainder of the Court's’ First
Amendment jurisprudence.
Id. at 434. Like all the other courts of appeals that
have addressed this issue, the Ninth Circuit held that
a content-neutral dress code passed constitutional
muster. Id. at 428-437.
The approach taken by the Fifth Circuit in this
case 1S necessary to the proper functioning of public
schools in the United States. Petitioner’s proposed
rule would effectively invalidate not only dress codes
like the one here, but uniform codes as well. A
uniform code would certainly qualify as a content-
neutral regulation incidentally burdening speech.
Yet under petitioner’s broad rule, not even important
government interests and narrow tailoring could
justify a uniform code if, in its application, it
prohibited a single student from wearing a “John
Edwards” or “San Diego” t-shirt—as it necessarily
would. School districts around the country are
looking closely at what dress and uniform code
options they have to ensure that our public schools
are safe and effective educational environments.
Petitioner would take many of these options off the
table, effectively handcuffing school boards in this
pursuit.
24
II. PETITIONER’S SECOND QUESTION DOES
NOT MERIT THIS COURT’S REVIEW
A. The Second Question Concerns The
Application of Well-Established Precedent
To The Facts Of This Case
Petitioner also asks this Court to review whether
the Fifth Circuit correctly applied intermediate
scrutiny to the facts of this case. This question does
not warrant review. There is no conflict among the
circuits on this point. Petitioner is thus left to argue
that the Fifth Circuit erred in its application of well-
established precedent to the specific facts of this case.
Correcting the fact-bound application of settled law
does not, ordinarily, supply a basis for granting
certiorari. Even if it did, there is no error to correct
in this case.
B. The Court Of Appeals Properly Applied
Intermediate Scrutiny To The Facts Of
This Case
The Fifth Circuit applied the well-known
intermediate scrutiny test first set forth in O’Brien,
391 U.S. at 377. As the court explained, to pass this
test, the dress code: (1) must “further[ ] an important
or substantial government(al] interest;” (2) the
interest must be “unrelated to the suppression of
student expression;” and (3) “the incidental
restrictions on First Amendment activities [must be]
no more than is necessary to facilitate that interest.”
Pet. App. 14-15 (internal quotation marks omitted).
Petitioner challenged only the first and third prongs
25
of the test, and the court of appeals correctly held
that he did not show a likelihood of success on the
merits.
The court first held that all of the school’s stated
interests were undoubtedly of sufficient importance
to survive intermediate scrutiny. Pet. App. 16. The
court stated that it is difficult to conceive “of a
governmental interest more important than the
interest in fostering conducive learning environments
for our nation’s children.” Jd. (internal quotation
marks omitted) (quoting Jacobs, 526 F.3d at 435-—
436). The court found that the dress code furthered
these interests by reducing the distractions created
by large logos and messages, and by preparing
students for a “working world in which pins and
buttons may be appropriate at work but large, stark
political message t-shirts usually are not.” Pet. App.
18.
The court also found that reducing time spent
administering the code was important to furthering
the school’s educational mission, as was promoting
school spirit. Jd. at 16. And properly so-after all,
time teachers expend determining compliance with
the code is time not spent teaching. Under the third
prong of the analysis, the court then found that the
restriction was not broader than necessary because
the dress code affected students only during the
school day and did not affect other means of
communication. Jd. at 20-21.
Petitioner does not question the importance of the
school’s interests, but instead argues that “these
26
interests do not apply, because the board’s ban on
shirts is undermined by allowing students to wear
pins, buttons, wrist-bands, and bumper stickers
containing messages.” Pet. App. 17. His problem
with the dress code, presumably, is that it does not
restrict enough speech.
As the court of appeals observed, that is an
argument that is both ironic and perverse. Pet. App.
19-20 (quoting Metromedia, Inc. v. City of San Diego,
453 U.S. 490, 540 (1981) (Stevens, J., dissenting in
part)). It is ironic because it would require “that, to
survive intermediate scrutiny, the code must allow
him no options at all.” Pet. App. 19. It is perverse
because it would put Waxahachie to a Hobson's
choice. If alternative forms of expression are not
permitted, Waxahachie cannot show that its code is
no stricter than necessary under the third prong of
intermediate scrutiny. If they are permitted,
according to petitioner, the entire code fails for failing
to advance the school’s interests. The court of
appeals properly declined to subject schools to this
dilemma. Id. at 19-20.
In assessing the school’s dress code—and doing so
in the context of a preliminary injunction—the Fifth
Circuit was appropriately sensitive to the school
environment. School administrators and teachers
need sufficient flexibility to advance the goals of
educating the nation’s youth. See, e.g., Hazelwood,
484 U.S. at 267. In this case, the school undertook a
careful process to formulate a dress code that was
easily administered yet permitted alternative
avenues of expression. After some experience with
27
that code and further study, the school amended it to
reduce the opportunities for gangs to. signal
membership through their choice of clothing. See
Pet. App. 3 n.2. School officials should be encouraged
to find ways of balancing the rights of students with
the need for an orderly learning environment, while
maintaining their ability to adapt to new and
unforeseen circumstances.
The court of appeals displayed proper sensitivity
to the school’s need for discretion and its comparative
advantage in knowing how to design a workable dress
code while respecting the speech rights of students.
Petitioner’s argument that the Fifth Circuit erred in
its application of intermediate scrutiny to the facts of
this case is without basis, as is his fleeting attempt to
bolster the significance of the decision by suggesting
without explanation that it has broad implications
beyond the school context. See Pet. 30.
Ill. THE INTERLOCUTORY POSTURE OF
THIS CASE MAKES REVIEW
UNNECESSARY AND UNWISE
This Court’s practice establishes that review of
interlocutory decisions, such as the denial of a
preliminary injunction, should only be undertaken in
extraordinary circumstances. See, e.g., Hamuilton-
Brown Shoe Co. v. Wolf Bros. & Co., 240 U.S. 251,
258 (1916) (“[E]xcept in extraordinary cases, the writ
is not issued until final decree.”); see also American
Constr. Co. v. Jacksonville, T. & K.W. R.R. Co., 148
U.S. 372, 384 (1893); Va. Military Inst. v. United
28
States, 508 U.S. 946 (1993) (Opinion of Scalia, J.,
respecting denial of the petition for writ of certiorari).
There is nothing extraordinary about this case. It
involves a First Amendment challenge to the dress
code of a single school, which hardly makes it unique.
It also involves a well-reasoned decision that is
consistent with the views of all other circuits to have
considered the same question.
Adhering to the policy against interlocutory
review is especially sensible in this case, as a decision
by this Court would not even decide the preliminary
injunction issues, much less the merits. There are
four distinct criteria which must be met for a court to
grant a preliminary injunction. The courts below
only considered two—irreparable harm and likelihood
of success on the merits. Thus, even if Petitioner
were to succeed before this Court, the courts below
would still have to consider the balance of harm and
the public interest before deciding whether to grant a
preliminary injunction. The case is hardly ready for
review here.
This is not a case, moreover, where partially
resolving the preliminary injunction would in effect
decide the merits of the case. If the Court affirmed
the application of intermediate scrutiny, both
Petitioner and respondent would be entitled to
introduce more evidence to bolster their contentions.
The district court never resolved, for example,
whether all school-related t-shirts have to _ be
individually approved by the principal or whether the
t-shirts simply have to relate to extracurricular clubs
29
and organizations that have themselves’ been
approved by the principal. See Pet. App. 25 (“I don’t
think it’s all that clear whether the school approval
has to be of the club, or the school approval has to be
of the shirt.”).
Even if this Court were to apply Tinker, the
question of whether petitioner's conduct posed a
threat of substantial disruption would have to await
later resolution on the merits. Waxahachie
stipulated only that the original “John Edwards’ t-
shirt sought to be worn on September 21, 2007 was
not disruptive under the circumstances of that single
day. Waxahachie has never conceded that allowing
repeated exceptions to its dress code would not cause
disruption. See Pet. C.A. Br. 13-14; Answer to
Plaintiffs Amended Verified Complaint 6, 8; Agreed
Stipulation of Facts § 11. The larger questions of
disruption and threat of disruption remain
unanswered and cannot be decided on this limited
factual record. At best, this Court could only
partially resolve the preliminary injunction and the
merits. That consideration alone should foreclose
review.
IV. PETITIONER’S ATTEMPT TO RAISE THE
QUESTION OF WHETHER THE DRESS
CODE IS CONTENT-BASED OFFERS
ANOTHER REASON TO DENY THE
PETITION
In framing the issues, petitioner concedes the
content-neutrality of the dress code as indeed he
must to assert that the circuits are split over
30
content-neutral regulations of student speech. Pet
ili. He argues in particular that this case presents an
“optimal” or “ideal” vehicle for resolving the supposed
conflict. Pet. 2, 14-25.
In the courts below, petitioner argued just the
opposite-that the dress code was the very model of a
content-based restriction, and for that reason the
O’Brien test should not apply.‘ Pet. C.A. Br. 41 n.6.
Petitioner repeats that argument here, albeit rather
softly. Down in a footnote, for example, petitioner
murmurs that the Fifth Circuit erred in “deem[ing]
the restriction on Pete’s political speech content
neutral.” Pet. 9n.1. Later, petitioner frets over the
Fifth Cuircuit’s failure to grasp that “the speech
restriction actually challenged by Pete” was “why a
policy banning some words and allowing others
approved by the government is content neutral.” Pet.
28. Yet the only questions petitioner presents for this
Court’s review clearly assume that Waxahachie’s
dress code is content neutral. Pet. i.
So which is it to be? In continuing to argue that
the dress code was actually content-based, petitioner
defeats his own assertion that this case presents an
“optimal vehicle” for reviewing a content-neutral
dress code. Pet. 2. Petitioner cannot frame one set of
4 Amict in support of the petition also argue that the Fifth
Circuit erred in concluding that respondent's dress code is
content-neutral. See, e.g., Br. for Cato Institute, et al., as Amici
Curiae at 13-18. Indeed, some amici explicitly argue that “|t]his
Court should grant the writ because the school district's dress
code is not content-neutral.” Br. for Baruch & Walker as Amici
Curtae at 10-11.
31
questions in seeking this Court’s review, but then
turn around and slip a quite different question under
the door in the body of his petition. Whether the
dress code was content-based could not be reached by
this Court if review were granted, as that issue is not
“fairly included” in the questions presented. See Sup.
Ct. R. 14.1(a); see also, e.g., Caspari v. Bohlen, 510
U.S. 383, 388 (1994). Nonetheless, petitioner's
persistence in advancing this argument ensures that
it will remain a point of contention at the merits
stage, rendering this case far from an “optimal
vehicle” for addressing the questions actually
presented by petitioner.
CONCLUSION
The petition for a writ of certiorari should be
denied.
Respectfully submitted.
DANIEL R. ORTIZ SARA HARDNER LEON
JAMES E. RYAN Counsel of Record
University of Virginia WILLIAM CARR BEDNAR, JR.
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December 4, 2009.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.