Petition for Writ of Certiorari — Adams v. Federal Aviation Administration (No. 08-1452)
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Supreme Court, U.S.
iILEO
‘ CF gaua
(2 081452 MAY 2 0 2009
No. OFFICE OF THE CLERK
Jn The
Supreme Court of the Anited States
GRANT O. ADAMS, et al.,
Petitioners,
v.
FEDERAL AVIATION ADMINISTRATION and UNITED
STATES DEPARTMENT OF TRANSPORTATION,
Respondents.
On Petition for Writ of Certiorari to the United
States Court of Appeals for the D.C. Circuit
PETITION FOR WRIT OF CERTIORARI
J ONATHAN TURLEY
Counsel of Record
ATTORNEY AT LAW
2000 H. Street, N.W.
WASHINGTON, D.C. 20052
(202) 994-7001
Attorney for Petitioners
May 20, 2009
Becker Gallagher + Cincinnau, OFf - Washington, D.C. - 800.890.5001
1
QUESTIONS PRESENTED FOR REVIEW
Whether a new statute can be applied to dismiss
dozens of petitions without consideration of the alleged
unconstitutionality or invalidity of the statute.
Whether 49 U.S.C. § 46110(a) strips a court of the
power to consider the unconstitutionality of a statute
before applying it.
Whether the Fairness for Experienced Pilots Act 49
U.S.C. § 44729(e)(2) implicitly removes the authority
of the Federal Aviation Administration to grant
exemptions to senior pilots to allow them to fly aircraft
without the loss of status and seniority.
Whether a court can dismiss petitions on the grounds
that new legislation bars exemptions without
addressing alternative interpretations or the
uncontested existence of dozens of post-enactment
exemptions granted other pilots.
il
PARTIES TO THE PROCEEDING
Petitioners are as follows:
Grant O. Adams; Jose R. Arias; Robert H. Attaway;
Stephen L. Avery; Abe R. Balderamma; Michael W.
Ballard; John W. Bernick; Terrence J. Brady; James G.
Bumford; James A. Cantrell III; Stephen R. Carignan;
Gene H. Carswell; Gary J. Casperson; Charles F.
Chapas; Jack W. Chapman; Carl C. Chappell Jr.;
Kenneth C. Ciszek; Gordon M. Cohen; Terry L.
Collette; Richard L. Collier; Dennis M. Cox; Bruce C.
Davey; Francis van Cortland De Peyster; Robert W.
Dowgialo; George V. Emory; E. Allan Englehardt;
Woodrow W. Friend Jr.; Anthony Gentile; Robert P.
Gibson; David J. Graham; Susan W. Harrison;
Christopher Hartle; Scott Hein; Charles E. Henry;
Richard A. Hinnenkamp; James D. Hodgson; Herbert
S. Holland III; Charles R. Hosmer; Timothy J.
Houghton; DeLloyd J. Jacobson; Glen J. Kane; Donald
L. Krstich; Richard F. Land; Michael J. Lierley;
Gerard D. Lionetti; JoBeth G. Lynch; Raymond Lysen;
William B. Mann Jr.; Steven B. McBride; David M.
McCord; Keith L. McCormick; James R. McGrath; Irby
R. McNerlin; James W. McStay; James Mehew; David
B. Mickle; James Monbeck; James Montalbano;
Richard C. Morgan; Errol Mullins; Charles R. Musick;
Earl H. Myers Jr.; Lloyd L. Nelson; Michael E.
Newton; Ronald Nielson; James W. Owens; Tom N.
Park Jr.; Michael J. Peet; David E. Pelham; Irwin
Pentland, Donald N. Persky; Bertil R. Peterson;
Dennis C. Pettet; Robert L. Reusche II; Robert C.
Ritchie; Paul J. Rodgers Jr.; Daniel R. Roy; Wayne G.
Savage; Harold S. Schichtel; Frank T. Schott; Lorenzo
M. Sein; Gary C. Shepard; Kenneth P. Shrum; Bradley
V. Smith; Lyle M. Speace; Dale A. Steele; Norman R.
11]
Stocker, William W. Struthers; James P. Sullivan;
James R. Sweller; Lewis J. Tetlow II]; Mark D.
Thomas; Larry I. Tubor; Akeary G. Vick; George J
Walters; Henry J. Weiland; James Woody; and Steven
P. Zandstra.
Respondents are the Federal Aviation Administration
and the United States Department of Transportation.
iV
TABLE OF CONTENTS
QUESTIONS PRESENTED FOR REVIEW ...... i
PARTIES TO THE PROCEEDING ............ |
TABLE OF AUTHORITIES .......-...0.c cers vi
CPP RETR PURE i i be ee ieee 1
OI oe owe ke hk ee Ee Lee ]
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
STAT Meas WP TEAR CARE Cw. wc ecw en 4
REASONS FOR GRANTING THE WRIT ...... 11
I. THE D.C. CIRCUIT CONFLICTS WITH
OTHER CIRCUITS IN REQUIRING THE
APPLICATION OF A FEDERAL LAW
WITHOUT CONSIDERING CHALLENGES
TO ITS CONSTITUTIONALITY. ....... 13
Il. THE ADAMS RULE PRESENTS AN
IMPORTANT QUESTION AS _ TO
WHETHER COURTS ARE BARRED FROM
ADDRESSING THE VALIDITY OF A
STATUTE IN REVIEWING FAA
Pease... . so eae ee eo ee ae ae oe 20
WITHE D.C. CIRCUIT IGNORED
ALTERNATIVE STATUTORY
INTERPRETATIONS TO ASSUME A
PROHIBITION ON EXEMPTIONS,
Vv
DESPITE THE FAA’S ALLOWANCE OF
SUCH POST-ENACTMENT EXEMPTIONS
oR ghee go FS > 5. Sra 29
ee PReEES 255s oe eh a a eee ee ee 34
APPENDIX
Appendix A: United States Court of Appeals
for the District of Columbia Opinion for Case
07-1180
Appendix B: Sample Denial of Reconsid-
eration Letter Received by Grant O. Adams . 6a
Appendix C: Sample Denial of Petition for
Exemption Letter Received by Grant O.
PE ca ea tbe hee hes Che ae eee 9a
Appendix D: United States Court of Appeals
for the District of Columbia Order Denying En
Banc Rehearing
PL eh eel te ee 13a
V1
TABLE OF AUTHORITIES
Cases
Adams v. F..A.A.,
550 F.3d 1174 (D.C. Cir. 2008) ......... passim
Airmark Corp. v. FAA,
706 &.20 Goo (D.C. Cir. 1986) ............. 12
Bd. of Pub. Util. Comm’rs v. Compania General De
Tabacos De Filipinas,
SRP Re yO) ) rr 23, 31
Berry v. Davis,
ee CNET? 6 ys kes as 0 eke os 23, 31
Brown v. Misstssippi,
a AOD ek oa tM eens 20
Buckhannon Bd. and Care Home, Inc. v. W. Va.
Dep’t of Health and Human Res.,
ee RC EET nk ve ko cde w reece an 32
Church of Scientology of Cal. v. United States,
Ee MD Gk sick ony vos ew De 30
Coalition of Airline Pilots Ass’ns v. FAA,
370 F.3d 1184 (D.C. Cir. 2004) ......... 17, 18
Consejo De Desarrollo Economico De Mexicali v.
United States,
482 F.3d 1157 (9th Cir. 2007) ............. 15
Continental Ill. Corp. v. Lewis,
827 F.2d 1517 (11th Cir. 1987)
Vil
Dep't of Treasury v. Galioto,
OTE Uy DOO URMOO) 6 oe kei ie enon 23, 30
Diffenderfer v. Cent. Baptist Church of Miami, Inc.,
Oe Ria She CTS) 6c cee chee eees os oe, oe
Foman v. Davis,
ee Cee Pee OE nk cron cs oa wx ek ees 26
Friends of Earth, Inc. v. Laidlaw Enotl. Serv.
(TOC), Inc.,
ee RPC Db k soos ek ee 32
Fusari v. Steinberg,
2, BER) 2 ei. 7S.) Sr 24, 31
Honda Motor Co. v. Oberg,
eee Ge EE oe kev oa 6G ka ek eee 20
In re Bunker Limited P’ship,
820 F.2d 308 (9th Cir. 1987) ......... 16
In re Oliver,
eo Bk ee Sa |, | re 20
In re Winship,
ere Gs, CP). ws vc wee eee eae wes 20
Kremens v. Bartley,
ae Whee Re CET ED 6k ks He ee ween Li. Za; oo
Lewis v. Continental Bank,
494 U.S. 472 (1990) ...... ops iG, 17, 24
Los Angeles County v. Davis,
OO ie er CRT) ok ec bicecaeeen 15
Vill
Nuclear Energy Inst., Inc. v. EPA,
373 F.3d 1251 (D.C. Cir. 2004) ..... 5 ate
Paulson v. City of San Diego,
4715 F.3d 1047 (9th Cir. 2006) ............. 16
Poweil v. McCormack,
395 U.S. 486 (1969) Goat aoe ae tet ie ee 13
Profl Pilots Fed’n v. FAA,
118 F.3d 758 (D.C. Cir. 1997) 7
Rosenstiel v. Rodriguez,
101 F.3d 1544 (8th Cir. 1996) ............. 32
Smithfield Foods, Inc. v. Miller,
367 F.3d 1061 (8th Cir. 2004) .......... 15, 32
Tumey v. Ohio,
SU ts ee EE ioe i oe eee 20
United States v. Chaikin,
O60 F 2e 372 te &. Ce. 1008) Cooks sk hee ee 20
United States v. McCants,
436 ¥ .30 557 (2).C. Cir. 2006) .......cccecnr BO
United States v. Morico,
415 F.2a 138 (3a Cir. 1969) ..... 6 osc cass 25
Yetman v. Garvey,
261 F.3d 664 (7th Cir. 2001) . 2.1.00. pees 5
Zessar v. Keith,
556 F.Sa 768 Cith Cir. 20068)... i-vccans 14, 32
1X
Constitution, Statutes and Regulations
U.S. Const. amend
14 C.F.R.
14 C.F.R.
14 C.F.R.
14 C.F.R.
14 C.F.R.
28 U.S.C.
49 U.S.C.
49 U.S.C.
49 US.C.
49 U.S.C.
49 U S.C.
49 U.S.C.
49 U.S.C.
49 U.S.C.
60 Fed. Reg. 65,980 (1995)
Oe
Ly
Se
§
V
11.8]
11.8l(e) .
121.1(a)
121.1(a)(5)(1)
121.383(c) ...
1254(1)
44701(f)
44729(e)(1)
44729(e)(1)(A)
44729%(e)(2) ..
46110
46110(a)
46110(c)
46110(e)
-(B3)
. passim
Paes reoee BA
Fair Treatment for Experienced Pilots Act, Pub. L
No. 110-135, 121 Stat. 1450 (2007) .......... 8
Rules
Re, Ses De ND oi 8 9040 4 oe ee
Sup. Ct. R. 10(c) eerie se
Miscellaneous Authority
DeWayne Wickham, Rule Grounding Pilots at Age
60 Requires Overhaul, USA Today, May 15,
Me anced tance lee
http:/ /www.age60rule.com/docs/MEMORIAL%
ZODAY%2ZO0SHAME. pdf... 1. eee 10
http:/ /www.alpa.org/ DesktopModules /ALPA_Do
cuments/ALPA_DocumentsView.aspx?itemid=
11636& Moduleld=506&TubId=938 .......... 9
http:/ /www.seniorpilotscoalition.org/CALPilotBi
d09-07.pdf | | 29
http:/ /www.seniorpilotscoalition.org/CALPilotBi
PPPOE CER EC ee Se Pe rr rr ee 29
http:/ /www.sentorpilotscoalition.org/Oberstar%2
OREGPORTASOUG.BG occ cece se nesesers .. 9
Liz Feder, NWA Ptlots Oppose Oberstar on
Retirement; Northwest and its ALPA Branch
Sought to Keep it at Age 60, Star Tribune, Dec.
era iia eee a ean 9
National Press Club Luncheon Address by Federal
Aviation Administrator Marion Blakey, Fed.
News Service, January 30, 2007
Paul Beebe, Pilots’ Age Rule Change Stirs Dissent,
Salt Lake Trib., March 10, 2007 /
]
a -— — — —
PETITION FOR A WRIT OF CERTIORARI
¢ EE ~- =
Grant O. Adams and the other senior pilots
respectfully petition for a writ of certiorari to review
the judgment of the United States Court of Appeals for
the District of Columbia in this case.
¢ = of
OPINIONS BELOW
The opinion of the United States Court of Appeals
for the District of Columbia (App. A) is reported at 550
F.3d 1174 (D.C. Cir. 2008).
sd —
JURISDICTION
The court of appeals entered its judgment on
December 19, 2008. The Petitioners filed a timely
petition for rehearing en banc on February 1, 2009,
which was denied on February 20, 2009. (App. D) The
jurisdiction of this Court is invoked under 28 U.S.C.
§ 1254(1) as specified under 49 U.S.C. § 46110(e).
*
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
the United States
The Fifth Amendment to
_,. be
Constitution states that “[nlo person shall be
2
deprived of life, liberty, or property, without due
process of law.”
The Fairness for Experienced Pilots Act 49 U.S.C.
§ 44729(e)(1):
1) NONRETROACTIVITY- No person who has
attained 60 years of age before the date of
enactment of this section may serve as a pilot
for an air carrier engaged in covered operations
unless--
(A) — such person is in the employment of that
air carrier in such operations on such
date of enactment as a required flight
deck crew member; or
(B) such person is newly hired by an air
carrier as a pilot on or after such date of
enactment without credit for prior
seniority or prior longevity for benefits or
other terms related to length of service
prior to the date of rehire under any
labor agreement or employment policies
of the air carrier.
The Fairness for Experienced Pilots Act 49 U.S.C.
§ 44729(e)(2):
(2) PROTECTION FOR COMPLIANCE- An
action taken in conformance with this section,
taken in conformance with a regulation issued
to carry out this section, or taken prior to the
date of enactment of this section in conformance
with section 121.383(c) ... may not serve as a
basis for liability or relief in a proceeding,
brought under any employment law or
regulation, before any court or agency of the
United States or of any State or locality.
The federal code at 49 U.S.C. § 46110(a) states i
pertinent part:
(a)
Filing and Venue. - Except for an order
related to a foreign air carrier subject to
disapproval by the President under
section 41307 or 41509(f) of this title, a
person disclosing a substantial interest
in an order issued by the Secretary of
Transportation (or the Under Secretary
of Transportation for Security with
respect to security duties and powers
designated to be carried out by the Under
Secretary or the Administrator of the
Federal Aviation Administration with
respect to aviation safety duties and
powers designated to be carried out by
the Administrator) under this part may
apply for review of the order by filing a
petition for review in the United States
Court of Appeals for the District of
Columbia Circuit or in the court of
appeals of the United States for the
circuit in which the person resides or has
its principal place of business. . . .
Findings of fact by the Secretary, Under
Secretary, or Administrator, if supported
by substantial evidence, are conclusive.
1M)
4
¢
STATEMENT OCF THE CASE
The instant case was filed directly with the
appellate court, pursuant to 49 U.S.C. § 46110(a),
challenging the orders of the Federal Aviation
Administration (FAA) after it denied exemptions from
the “Age 60 Rule.” Under 14 C.F .R. § 121.383(c), pilots
were barred from operating certain commercial]
aircraft after their 60" birthday.
For years, the senior pilots in this case have sought
judicial review and relief before both the district court
and appellate court to protect their livelihoods from
discriminatory and arbitrary actions by the FAA. They
began this odyssey by challenging the Age 60 Rule
before the United States District Court for the District
of Columbia in 2007.’ After lengthy briefing and
hearings on the filing, the District Court Judge John
Bates strongly encouraged the Petitioners to re-file
with the appellate court challenging the FAA orders
with the United States Court of Appeals for the
District of Columbia. After years of appellate
litigation, however, the panel directed the Petitioners
back to the district court for a new filing. There was
no reasoned basis offered by the D.C. Circuit, which
refused to address the legal and factual challenges
raised by the Petitioners to the use of a new law to
dismiss the case. Thus, these pilots have been denied
any substantive explanation by two branches of
' This action, Tetlow v. Blakely {sic}, Case No. 1:07-cv-00602
(JDB), was voluntarily withdrawn without prejudice and the
pilots proceeded with the petition appeal with new counsel.
oD
government for the denial of their status, salaries, and
seniority based on their age.
The instant case originated with Petitions fer
Review by senior pilots who challenged orders from the
FAA denying exemptions from the Age 60 Rule
without any consideration of their abilities, health, or
experience. Since 1959, the FAA has barred pilots from
flying commercial aircraft based solely on age. The
FAA promulgated the Age 60 Rule, barring any pilot
who “has reached his 60th birthday.” 14 C.F.R.
§ 121.383(c) (2008).? Powever, pilots are allowed an
exemption if they can show “why granting the
exemption would not adversely affect safety” or how it
would “provide a level of safety equal to that provided
by the rule from which you seek the exemption.” 14
C.F.R. § 11.81(e) (2008). For many years, the FAA
carried out the plain meaning of the exemption
standard and issued individual exemptions based on
showings that pilots are not a danger to air safety due
to their age. It also allowed commuter pilots over the
age 60 to fly. See Yetman v. Garvey, 261 F.3d 664, 668
(7th Cir. 2001). However, in 1995, the FAA suddenly
announced a categorical rejection of exemptions. See
60 Fed. Reg. 65,980 (1995).
The Age 60 Rule put the United States in direct
conflict with international standards and agreements,
including standards of the International Civil Aviation
* The rule stated in full: “No certificate holder may use the
services of any person as a pilot on an airplane engaged in
operations under this part if that person has reached his 60th
birthday. No person may serve as a pilot on an airplane engaged
in operations under this part if that person has reached his 60th
birthday.” 14 C.F.R. § 121.383(c).
6
Organization’s (ICAO), which uses 65 as the age limit
for air carrier pilots-in-command. This international
standard became effective on November 23, 2006, and
created a bizarre anomaly. A pilot in the United
States, therefore, could be fired by an airline under the
Age 60 Rule and immediately fly into the same airport
as a pilot aboard a foreign carrier.
There has been no research establishing a basis for
the Age 60 Rule or explaining how terminating pilots
at age 60 serves the interest of air safety. To the
contrary, in a November 26, 2006 letter, the Equal
Employment Opportunity Commission (EEOC)
notified the FAA that it had concluded over two
decades earlier that age was not a bona fide
occupational qualification (BFOQ) for pilots. Letter of
Naomi C. Earp, Chair, EEOC, to the FAA, November
15, 2006 (finding that “[t}he Age 60 Rule runs counter
to the narrow scope of the BFOQ defense and the fact-
specific, case-by-case analysis it requires.”). Moreover,
the FAA itself admitted that the rule was archaic and
unnecessary. On January 30, 2007, the FAA
administrator Marion Blakey spoke on the lack of
support for the Age 60 Rule at the National Press
Club:
It’s time to close the book on Age 60. The
retirement age for airline pilots needs to be
raised. So, the FAA will propose a new rule — to
allow pilots to fly until they are 65....
When airlines back in the day [the 1950s] were
forcing pilots to retire, the union took legal
action. Arbitrators ruled for the pilots each
time. .. . American Airlines prevailed on the
FAA for a rule. ... The man in charge at
(i
American, C.R. Smith, wrote to Pete Quesada,
the administrator at the time. . . . Less than
four months later, the Federal Aviation
Administration issued a proposed rule. . .
When you're 60, your career as an airline pilot
would be over.
It’s now a different day and age. The issues of
experience, harmonization — and let’s face it —
equity — all have to be considered.
See National Press Club Luncheon Address by Federal
Aviation Administrator Marion Blakey, Fed. News
Service, January 30, 2007; see also Paul Beebe, Pilots’
Age Rule Change Stirs Dissent, Salt Lake Trib., March
10, 2007, at 5. Despite such frank admissions, the FAA
continued to fight efforts to challenge the Age 60 Rule
and continued to deny exemptions to the rule for
individual pilots. See, e.g., Profl Pilots Fed’n v. FAA,
118 F.3d 758 (D.C. Cir. 1997).
Petitioners filed dozens of identical petitions
seeking relief from FAA orders over the course of two
years.” Petitioners maintain that these orders violate
the United States Constitution and various federal
statutes.
°On June 1, 2007 (No. 07-1180), a petition for dozens of pilots was
filed. This petition was followed by identical claims on June 8,
2007 (No. 07-1194), June 22, 2007 (No. 07-1126), August 16, 2007
(No. 07-1326), September 14, 2007 (No. 07-1366), October 1, 2007
(No. 07-1390), November 2, 2007 (No. 07-1447), December 14,
2007 (No. 07-1507), December 19, 2007(07-1524), and January 22,
2008 (08-1023). All ten petitions have been consolidated by order
of the court.
8
During the pendency of this litigation, Congress
passed the Fair Treatment for Experienced Pilots Act,
Pub. L. No. 110-135, 121 Stat. 1450 (2007) (hereinafter
“the Act”), which President Bush signed on December
13, 2007. With this law, the FAA now accepts that the
government has made a “safety determination that,
generally speaking. pilots can serve up to age 65 in
part 121 operations.” Joint Pet. Br. Addendum C
(Question #8) (March 13, 2008 FAA statement). The
petitioners were issued identical letters of denial of
reconsideration by the FAA that stated that the agency
interpreted the Act as barring any consideration of
exemptions for senior pilots. (App. B).
Despite its ironic title, the Fair Treatment for
Experienced Pilots Act was enacted specifically to bar
experienced pilots from being able to either fly or
contest the denial of their seniority and benefits. The
most experienced pilots are penalized on the sole basis
of their age regardless of their individual capabilities,
health, or experience. The new Age 60 Rule was
inserted after a lobbying effort by the Air Line Pilots
Association (ALPA), which first opposed the
elimination of the Age 60 Rule and then secured
provisions that penalized senior pilots who sought
continued employment.’ Under the Act, a pilot “who
* Part 121 carriers were defined as those operating commercial
aircrafts with a seating capacity of more than 30 passengers. See
14 C.F.R. § 121.1(a)(5)Gii) (1995). Part 121 was amended in 1995,
and certificate holders subject to Part 121 are now addressed in
14 C.F.R. § 121.1(a)
° See DeWayne Wickham, Rule Grounding Pilots at Age 60
Requires Overhaul, USA Today, May 15, 2007, at 11A (“In the
case of the Age 60 Rule, the political muscle is being applied by
9
has attained 60 years of age before the date of
enactment” can only be rehired if the airline wipes out
the pilot’s prior seniority, status, and benefits. 49
U.S.C. § 44729(e)(1)(A)-(B). Thus, even if such a pilot
has decades of experience and seniority, the only way
that he or she can return to active status must be as a
new hire absent an exemption. This not only results in
a considerable loss of pay that can exceed hundreds of
thousands of dollars per pilot, but practically denies
the most experienced pilots access to large jets, or even
an opportunity to fly at all.
The language was an open concession to the ALPA
union, which drafted the provision and publicly
claimed victory in having Rep. James Oberstar,
Chairman of the House Transportation Committee to
insert it into the legislation.° Congress did not
articulate a public policy basis for negating years of
seniority and benefits in favor of younger pilots. To
the Air Line Pilots Association, an organization that represents
more than 64,000 commercial pilots. A majority of ALPA’s
members oppose the rule change, which would make it harder for
younger pilots to get the positions and favorable routes now held
by more senior pilots.”); see also Liz Feder, NWA Pilots Oppose
Oberstar on Retirement; Northwest and its ALPA Branch Sought
to Keep it at Age 60, Star Tribune, Dec. 12, 2007, at 1. The same
organizations supported this legisiation. See
http:/ /www.alpa.org /DesktopModules /ALPA_Documents /ALP
A_DocumentsView.aspx?itemid=11636& Moduleld=506& Tabld=93
(statement of ALPA president).
In its public statements, ALPA heralded Transportation
Committee Chairman Oberstar as “ALPA’s man” and credited
itself for the drafting and enactment of the language. J.A. at 268.
See http://www.sentorptlotscoalition.org /Oberstar%20March%
2008. pdf.
10
make matters more arbitrary, it is also uncontested
that the FAA has allowed as many as two dozen pilots
who reached 60 years before the enactment date to
keep their seniority and benefits with Continental
Airlines and possibly other airlines.’
On November 14, 2008, under an agreement with
the government, the Petitioners’ filed a new joint
petition with an unopposed motion to consolidate the
petitions. On December 19, 2008, the panel held that,
regardless of the claimed facial invalidity of a statute,
the court was required to apply the statute without
review of such invalidity. (App. A) The opinion written
by Judge Janice Rogers Brown notably did not address
where in the statute Congress mandated that no
petitions or exemptions would be allowed by the FAA.
Nor did it address the fact that pilots who turned 60
before the enactment date were allowed exemptions
from the law. ‘The panel merely stated conclusorily
that “[t]he Act, which expressly abrogates the Age 60
Rule, moots the petitions for review of the orders
denying exemption from the Age 60 Rule.” The
entirety of basis for the holding was this single line —
which dismissed dozens of petitions (pending for years)
seeking to redress the loss of lifelong benefits and
status. The panel stated without explanation that any
“initial review” of the unconstitutionality or invalidity
‘ A typical case involves Petitioner Herb Holland, a decorated
Marine pilot from Vietnam, who was one of the most experienced
pilots at US Airways. See http:/ /www.age60rule.com/docs/!MEM
ORIAL%20DAY%20SHAME. pdf. Holland missed the statutory
date under the 2007 law by forty-three days. He lost his job, his
benefits, and his status as a senior pilot. He is now living much
of each month in Kazakhstan, where he is a pilot for Air Astana,
away trom his family living in the United States
1]
of the statute is expressly barred under 49 U.S.C.
§ 46110(a). Adams, 550 F.3d at 1176 (emphasis in
original). On February 20, 2009, the United States
Court of Appeals denied a petition for rehearing en
banc. (App. D) This petition for a writ of certiorari
followed.
4
REASONS FOR GRANTING THE WRIT
The instant case presents a fundamental question:
whether a court must refuse to consider the alleged
unconstitutionality or invalidity of a statute used to
dismiss dozens of pending individual petitions. The
decision of the D.C. Circuit contradicts other circuits,
which have reviewed the claims of invalidity of new
laws before applying them to a given case. No other
circuit has adopted the blanket rule that, regardless of
any claim of invalidity or unconstitutionality, a statute
must be applied to dismiss petitions without review
under 49 U.S.C. § 46110(a).
The opinion in Adams imposes a sweeping and
illogical rule for petitioners seeking review of agency
orders and potentially for a much broader array of
litigants. Under this rule, a law can be applied
regardless of whether it directly contradicts the United
States Constitution or prior rulings of this Court. The
new rule conflicts with this Court’s narrowly tailored
rule in Kremens v. Bartley, 431 U.S. 119 (1977), where
the Court mandated dismissal when relief has already
been granted in the form of a legislative correction.
Not only does this statute extinguish (rather than
grant) relief, but the mootness rule was not intended
to bar federal courts from reviewing facially
12
unconstitutional elements of a law. The D.C. Circuit
suggests that a federal court has basically the same
status as an agency where it must apply a federal
statute without question or review. It cites the
jurisdictional grant of 49 U.S.C. § 46110(a), but does
not cite any language to support such a sweeping new
rule. This provision, however, mandates a degree of
deference to the agency (“supported by substantial
evidence”) on factual, not legal, issues related to the
denial of petitions. A _ statutory interpretation
stripping a court of the ability to review the validity of
a statute is a radical departure from accepted rules of
statutory construction.
The Fair Treatment for Experienced Pilots Act did
not do away with the Age 60 Rule as much as it
modified the rule. The modified Age 60 Rule does not
change the fact that (absent an exemption) these pilots
were denied their earned status, seniority, and
salaries. Under the old rule, pilots who turned 60
were terminated from their positions and barred from
flying the covered aircraft. Under the modified Age 60
Rule, the prior termination of pilots under the original
rule is sustained and those pilots still lose their
benefits and status. Absent an exemption, they are
allowed to be rehired only as new pilots and there is no
guarantee of rehire. Indeed, no petitioning pilots have
been rehired under these conditions. The FAA still
discriminates on the basis of age and, as shown with
regard to dozens of Continental pilots granted
exemptions, the FAA is still making exemptions under
the rule. J.A. at 265. The lack of consistent application
of this rule and the congressional rejection of the very
basis for the denial of the petitions should be ample
grounds to vacate the FAA orders. See Airmark Corp.
v. FAA, 758 F.2d 685, 692 (D.C. Cir. 1985)
13
(“Elementary even-handedness requires that if all five
factors must be met by one petitioner, then all five
factors must be met by the next.”).
The D.C. Circuit decision creates’ an
unchallengeable power of the government to dismiss
petitions without review and creates a new
interpretation of provisions like 49 U.S.C.
§ 46110(a) for future cases. It denies Petitioners the
most basic protections of due process: to have their
claims resolved under valid and enforceable federal
law.
I. THE D.C. CIRCUIT CONFLICTS WITH
OTHER CIRCUITS IN REQUIRING THE
APPLICATION OF A FEDERAL LAW
WITHOUT CONSIDERING CHALLENGES
TO ITS CONSTITUTIONALITY.
The Adams rule creates a conflict between the
circuits on the role of a federal court in applying a new
statute as the basis for dismissal on the grounds of
mootness. See Sup. Ct. R. 10(a). The D.C. Circuit’s
rule maintains that a law like the Fair Treatment for
Experienced Pilots Act can only be applied, not
reviewed, by a federal court. It is a position that
contradicts the most basic precepts of judicial review:
a valid disposition of a case can only occur on the basis
of valid binding legal rules. The court misapplied a
basic principle of this Court that “a case is moot when
the issues presented are no longer ‘live’ or the parties
lack a legally cognizable interest in the outcome.”
Powell v. McCormack, 395 U.S. 486, 496 (1969).
However, when the reason for an alleged nullification
of a claim is a statute, it is axiomatic that the burden
14
rests with the moving party to establish that the
statute is both valid and enforceable.
While the enactment of a new statute in the middle
of a petition appeal is rare,” courts routinely deal with
new legislation in various areas. Other circuits have
not followed such a rule requiring the blind and
unquestioned application of a statute. For example, in
Zessar v. Keith, 536 F.3d 788 (7th Cir. 2008), the
plaintiffs challenged an election law that allowed the
rejection of absentee ballots on unconstitutional
grounds. After the district court feund that the
statute was unconstitutional, the legislature passed a
new statute changing the election code. Rather than
adopting the type of rule in Adams, the district court
reviewed the constitutionality of the new legislation -
ultimately denying a motion challenging the statute as
unconstitutional. The Seventh Circuit also reviewed
the application of the statute to the case. Having
found that “the amended Code is not substantially
similar to the challenged provisions of the pre-
amendment Code,” the Seventh Circuit dismissed that
portion of the case that concerned criteria that were no
longer applicable to the plaintiffs.* In comparison, the
only substantive element changed under the Fair
Treatment for Experienced Pilots Act was the
theoretical possibility that the Petitioners could fly
* Indeed, Petitioners cannot find other cases with the identical
case profile. However, it is the position of the Petitioners that a
court's authority in addressing such challenges to new statutes is
the same in petition and non-petition appeals
” Notably, the Court could not reach the constitutionality of the
later enactment because it was not part of the appeal with the
case continuing on the district court. Zessar, 536 F.3d at. 793
even though the record is clear that the ALPA
language practically guaranteed that no senior pilot
would fly unless, after being rehired, the pilot was
stripped of seniority and processed as a new pilot. ‘The
loss of status, seniority, and salaries remained the
same before and after the modified Age 60 Rule. Cf.
Los Angeles County v. Davis, 440 U.S. 625, 631 (1979)
(“|JJurisdiction, properly acquired, may abate if the
case becomes moot because .. . interim relief or events
have completely and irrevocably eradicated the effects
of the alleged violation.”).
The Eighth Circuit also addresses’ the
constitutionality of new legislation before using such
legislation as the basis to dismiss an action. In
Smithfield Foods, Inc. v. Miller, 367 F.3d 1061, 1066
(8th Cir. 2004), the Iowa legislature amended the
challenged law during the appeal. The Eighth Circuit
ruled that the constitutionality of the new legislation
would have to be established by the lower court and
the claims could not be simply dismissed due to the
amendment. Smithfield Foods, Inc., 367 F.3d at 1066.
The Ninth Circuit also requires that a law be valid
before allowing it to be used to dismiss an action.
When such a law is introduced, the Ninth Circuit
follows the rule that “/i/f legislation passing
constitutional muster is enacted while a case is
pending on appeal that makes it impossible for the
court to grant any effectual relief, the appeal must be
dismissed as moot.” Consejo De Desarrollo Economico
De Mexicali v. United States, 482 F.3d 1157, 1168 (9th
16
Cir. 2007) (emphasis added); see also Paulson v. City of
San Diego, 475 F.3d 1047, 1048 (9th Cir. 2006).*°
Likewise, the Eleventh Circuit considers
constitutional challenges to a statute used to dismiss
an action. In Continental Ill. Corp. v. Lewis, 827 F.2d
1517 (11th Cir. 1987), vacated in Lewis v. Continental
Bank, 494 U.S. 472 (1990), the Eleventh Circuit
addressed a case where the state passed a law during
the pendency of the litigation to rectify a flaw in its
banking laws. Despite the new law, the district court
refused to dismiss the case as moot, noting that the
new statute would not only have to be constitutional
but make the violations incapable of repetition. Lewis,
494 U.S. 475-76. The Eleventh Circuit affirmed,
“resting its determination that the case was not moot
on the different ground that the supervening ban on
new ISBs was unconstitutional.” Jd. at 476. Even after
Congress intervened during the appellate litigation
with a change in the Bank Holding Company Act of
1956, the Eleventh Circuit refused to reconsider its
'° The government’s past reliance on the decision in Jn re Bunker
Ltd. P’ship, 820 F.2d 308, 311 (9th Cir. 1987), is equally
unavailing for the government. The Ninth Circuit did not ruie in
favor of the argument advanced by the Respondents. Rather, a
claim was made for access to mining sites — a claim that was
mooted when Congress expressly amended federal law to allow for
such access. Both parties agreed that the statute made the specific
matter moot (regarding the need for an initial agency
determination). Jd. at 311. There was no challenge to the
constitutionality, validity, or materiality of the statute.
17
ruling, finding that the matter had to be fully
addressed by the district court.”
In adopting a new sweeping rule, the lower court
radically expanded its prior ruling in Coalition of
Airline Pilots Ass’ns v. FAA, 370 F.3d 1184 (D.C. Cir.
2004). In that case, Congress legislatively corrected
the due process problem that was the basis of the
lawsuit and the Court found that it was a problem that
would not be repeated. The lack of procedural rights
in a_ regulation was challenged by various
organizations. Congress, however, acted to supply the
procedural protections. The Court found that
Congress had “completely eradicated the effect of the
alleged due process violations.” /d. at 1190; see also id.
at 1190-91 (“To begin with, the alleged constitutional
violations are unlikely to recur . . . Congress has
wholly cured the problem.”).’” The lower court missed
the obvious distinction between the Coalition of Airline
'! While vacating the decision, the Supreme Court also declined to
dismiss the case to allow the new statute to be fully addressed
below. Lewis, 494 U.S. at 482.
2 In dicta, referencing an ambiguous statement in oral
arguments, the Court noted that “to the extent the Coalition is
attacking [the statute], and not the rules themselves, we lack
jurisdiction to consider such aclaim.” Jd. at 1191. The reason for
this conclusion appeared in the preceding line: “Emptied of legal
effect, the challenged rules can neither chill protected speech nor
punish certificate holders based on unclear standards of
suspicion.” Jd. With the rules nullified, any challenge to the
statute would be akin to a declaratory judgment that is normally
addressed on the trial level.
18
Pilots Ass’ns and the instant case.’? Here, the age-
based rules have not been nullified but codified. The
government is seeking to dismiss the claims of the
Petitioners based on the statute without addressing
the underlying njuries. Moreover, the organization in
Coalition of Atrline Pilots Ass’ns implied that it would
still like to challenge the statute’s language on flaws
unrelated to the original claims. However, they could
just as well secure such relief before a trial court since
its members were not subject to the prior denial of
procedural due process. The Petitioners in this case
could not secure the same relief. The government has
maintained that it cannot act on the petitions because
the statute nullified both the Age 60 Rule and the
process for review. If dismissed, the pilots could
challenge the new law, but the government would
clearly assert that reinstatement of prior salaries or
status could not be sought as relief. Unlike a general
statutory challenge by organizations, the statute in
this case is the specific cause for the alleged invalidity
of their claims.
'S Likewise, this is not a circumstance “[w}here Congress enacts
intervening legislation that definitively resolves the issues a
litigant seeks to put before us, the claims are moot and we are
precluded from deciding them.” Nuclear Energy Inst., Inc. v. EPA,
373 F.3d 1251, 1309 (D.C. Cir. 2004). Nuclear Energy Inst. , relied
upon by the government, dealt with a challenge to the selection of
a nuclear repository site in Nevada. Once Congress selected the
site by statute, the process for selecting the site was no longer
relevant because a congressional decision had been made. In
Nuclear Energy Inst., the Court clearly concluded that the
resolution was a proper congressional determination of a nuclear
site. Nevertheless, the Court explored the authority and intent
behind the resolution: the very step that the government seeks to
avoid in this case.
19
The lower court does not cite a single circuit where
courts follow a rule that a new statute can be applied
to dismiss an action but not reviewed for its validity.
Under the government’s approach, Congress could
pass wildly unconstitutional bills based on racial,
religious, or gender discrimination that would
extinguish cases without recourse for the litigants. If
the Congress passed a law that modified the Age 60
Rule to allow only older white pilots to fly, it would be
absurd to apply such a facially unconstitutional law
without addressing the challenges raised by the
petitioners.
As discussed below, it is of no import that this law
became an issue in a petition review filed directly with
the appellate court. It is true that such petitions
would not be the appropriate means for litigants to
challenge a federal statute as part of its original claim.
In this case, however, the statute is being used to
dismiss the petitions. It was the government that put
the validity of the Act at issue on the appellate level by
claiming it as a dispositive source requiring dismissal
of all of the consolidated cases. In doing so, the FAA
picked this petition process to address the statutory
claim and challenge. There must be some judicial
review beyond a superficial determination of subject-
matter relevance of a statute. While a court may
reserve broader challenges to a statute that are not
relevant to the statute’s application in a given petition
case, it must address those claims of
unconstitutionality that would make the law
inapplicable or invalid as a determinative source for
dismissal.
20
H. THE ADAMS RULE PRESENTS AN
IMPORTANT QUESTION AS TO
WHETHER COURTS ARE BARRED FROM
ADDRESSING THE VALIDITY OF A
STATUTE IN REVIEWING FAA
PETITIONS.
The new rule regarding FAA petitions denies the
most basic component of due process: the consideration
of challenges to the applicability of a statute before the
denial of relief in the federal courts. See Sup. Ct. R.
10(c). “This Court has not hesitated to find the
proceedings violative of due process” when litigants
are denied basic standards of review. Honda Motor
Co. v. Oberg, 512 U.S. 415, 430 (1994) (citing T'umey v.
Ohio, 273 U.S. 510 (1927); Brown v. Mississippi, 297
U.S. 278 (1936); In re Oliver, 333 U.S. 257 (1948); In re
Winship, 397 U.S. 358, 361 (1970)). In these petition
cases, the court of appeals is the original court of
review and must address factual inconsistencies and
legal challenges raised by the petitioners. The D.C.
Circuit has insisted on such complete records from
district courts. See United States v. McCants, 434 F.3d
557, 562-563 (D.C. Cir. 2006) (citing United States v.
Chaikin, 960 F.2d 171, 175 (D.C. Cir. 1992)).
There is no difference between petition cases and
non-petition cases when the government seeks to apply
a statute as a determinative legal source. The
opposing party has a right to contest the applicability
and validity of the statute. The lower court cites 49
U.S.C. § 46110(a) without explanation as to the
limitation on its consideration of the invalidity of the
statute. The interpretation of this provision would
affect a great array of such petitions. See Sup. Ct. R.
10(c). Yet, nothing in that provision robs a federal
21
court of the most basic authority and responsibility to
apply only valid and enforceable laws. Indeed, such a
provision would raise serious constitutional questions
in its own right by forcing federal courts to apply
facially unconstitutional statutes. While the lower
court did not rely on 49 U.S.C. § 46110(c), that
provision on the “authority of the court” also lacks
such a limitation. It simply states that
When the petition is sent to the Secretary,
Under Secretary, or Administrator, the court
has exclusive jurisdiction to affirm, amend,
riodify, or sect aside any part of the order and
may order the Secretary, Under Secretary, or
Administrator to conduct further proceedings.
After reasonable notice to the Secretary, Under
Secretary, or Administrator, the court may
grant interim relief by staying the order or
taking other appropriate action when good
cause for its action exists. Findings of fact by
the Secretary, Under Secretary, or
Administrator, if supported by substantial
evidence, are conclusive.
The Petitioners were not asking for the statute to be
struck down in a pseudo-declaratory judgment action.
They were seeking to prevent the application of the
statute to their cases due to its invalidity and to
require further proceedings. The language of
49 U.S.C. § 46110 affirms the broad authority of a
court in reviewing and taking appropriate action. The
express limitation on the review concerns setting aside
findings of fact, not law.
‘The lower court states without explanation that it
is beyond the jurisdictional grant of 49 US.C.
22
§ 46110(a) for the court to give “initial review” of a new
statute in a petition case. Adams, 550 F.3d at 1176
(emphasis in the original). This rule, however, would
have federal] courts blindly applying a statute until 2
district court addresses it in an initial review, even
when (as here) the panel expressed skepticism in oral
argument over the constitutionality. More
importantly, the rule would severely penalize any
petitioners who happened to have appeals that
preceded any such initial review before a district court.
Petitioners only have a short period in which to appeal
these orders while such a challenge could take years in
the district court. If they happen to have their
livelihoods terminated in an order before an initial
challenge (and resolution) on the district court level,
they are simply treated as dismissed without recourse.
Since factual deference is expressly required, the
main function of a federal court is to determine if an
agency has exceeded, or failed to follow, the dictates of
federal law. Just as a court must determine if an
agency has correctly interpreted a federal law that is
cited as the basis for an order, it must also review a
statute being relied upon for the dismissal of a
challenge to such an order. In this case, the sole
reason for the denial of reconsideration was a legal
interpretation of the validity and meaning of the new
statute. (App. B). By refusing to address the alleged
invalidity of that law, the D.C. Circuit denied any
meaningful review to these pilots. Under such an
approach, citizens can be denied their property or
livelihood without any judicial review to establish that
an agency is not misconstruing, misrepresenting or
manipulating federal law.
23
When considering new legislation outside of such
appeals from agency orders, this Court has never
adopted a rule that courts are prevented from
considering facial challenges to statutes used as the
basis for a dismissal of petitions or claims. To the
contrary, past mootness cases show that the
underlying statutes must be determined to be valid
(unless the petitioners did not challenge the validity of
the statute). See, e.g., Dep’t of Treasury v. Galioto, 477
U.S. 556, 559-60 (1986), Kremens v. Bartley, 431 U.S.
119, 128-30 (1977); Bd. of Pub. Util. Comm’rs v.
Compania General De Tabacos De Filipinas, 249 U.S.
425, 426 (1919), Berry v. Davis, 242 U.S. 468, 470
(1917). Indeed, this Court has expressly declined to
dismiss cases on the basis of new statutes that may be
subject to challenge — even when the parties have not.
raised such a challenge (unlike the instant case). In
Diffenderfer v. Cent. Baptist Church of Miami, Inc.,
404 U.S. 412 (1972) (per curiam), the plaintiffs
challenged a Florida statute that exempted certain
church commercial property from taxation. After the
law was challenged under the religion clauses, the
state legislature changed the law to only exempt
property used primarily for religious purposes. The
Court felt that dismissal on the basis of an untested
statute would be unwarranted:
Because it is possible that appellants may wish
to amend their complaint so as to demonstrate
that the repealed statute retains some
continuing force or to attack the newly enacted
legislation, rather than remanding the case to
the District Court for dismissal as is our usual
practice when a case has become moot pending
a decision by this Court, ... we vacate the
judgment of the District Court and remand the
24
case to the District Court with leave to the
appellants to amend their pleadings.
Diffenderfer, 404 U.S. at 415. In Diffenderfer, the
Court would have presumably ruled on a
constitutional challenge of invalidity if it had been
briefed and resolved by the lower court.'* In the
instant case, the Petitioners fully briefed the alleged
constitutional infirmities of the new Act, but the lower
court held that only dismissal was appropriate without
consideration of such challenges.
When the government introduced the new Act as
the basis for dismissal, it made the validity and
applicability of that statute part of the case. Cf,
Fusari v. Steinberg, 419 U.S. 379, 389 n.13 (1975)
(concluding that dismissal was inappropriate and that
the lower court should have looked closely at the new
statute which became part of the “whole case” by its
invocation). Just as the government had to defend the
legality of the original Age 60 Rule and related
regulations, it now has an obligation to establish the
'* Notably, even when the Court has found that new legislation
mooted an original claim, it has previously declined to dismiss the
entirety of a case when the basis is a new and unchallenged
statute. In Lewis v. Continental Bank, 494 U.S. 472, 482 (1990),
the Court voted unanimously to send a case back to the lower
court to allow for a full consideration of a new statute that mooted
the original claim. Justice Scalia noted that “in instances where
the mootness is attributable to a change in the legal framework
governing the case, and where the plaintiff may have some
residual claim under the new framework that was understandably
not asserted previously, our practice is to vacate the judgment and
remand for further proceedings in which the parties may, if
necessary, amend their pleadings or develop the record more
fully.” Jd.
20
validity of the modified Age 60 Rule and the law
invoked to extinguish these petitions. Otherwise, as
noted above, Congress could enact the most facially
unconstitutional laws based on race, religion, gender
or age discrimination with the assurance that the
discriminatory laws will be applied without review by
federal courts.
These pilots have lost decades of earned benefits
and status based on age-based discrimination that the
Congress has declared to be without foundation. The
government then allowed exemptions for dozens of
pilots while barring such exemptions for other pilots.
The D.C. Circuit declined to address the factual and
legal challenges raised by the Petitioners. Cf. United
States v. Morico, 415 F.2d 138, 141 (2d Cir. 1969)
(review “must be meaningful in the sense that it must
encompass a record from which a court can determine
whether there was a basis in fact for decision, what
that basis was and whether the board applied the
correct legal standard.”). The rule in Adams conflicts
with the rulings of this Court and undermines the
integrity and credibility of the federal system as a
whole.
Il. THE D.C. CIRCUIT IGNORED
ALTERNATIVE STATUTORY
INTERPRETATIONS TO ASSUME A
PROHIBITION ON EXEMPTIONS,
DESPITE THE FAA’S ALLOWANCE OF
SUCH POST-ENACTMENT
EXEMPTIONS FOR OTHER PILOTS.
The statute is silent on the issue of exemptions.
The lower court simply stated conclusorily that “[t}he
Act, which expressly abrogates the Age 60 Rule, moots
26
the petitions for review of the orders denying
exemption from the Age 60 Rule.” Adams, 550 F.3d at
1176. Yet, the first statement that the Act abrogates
the old rule does not necessarily support the second
conclusion that it moots the exemption process. In
dismissing the petitions, the court ignores any other
possible interpretation of the statute and the fact that
the government’s interpretation is contradicted by its
own allowance of exemption for pilots after the
enactment of the new Act. Because the panel offers
only a conclusory line in its holding, and declines to
give any justifying reason as part of a reconsideration
of the decision, the litigants are left without any
indication of whether the Court considered this issue
or any information on the basis for the decision.’
There was no express statutory authority for the
prior Age 60 Rule exemption process. Rather, these
exemptions fall under a standard regulatory process
under 49 U.S.C. § 46110(a). The federal code states at
49 U.S.C. § 44701(f): “The Administrator may grant
an exemption from a requirement of a regulation
prescribed under subsection (a) or (b) of this section or
any of sections 44702-44716 of this title [49 USCS
§§ 44702-44716] if the Administrator finds the
exemption is in the public interest.” See also 14 C.F.R.
§ 11.81 (exemption requirements under which pilots
show “the exemption would not adversely affect safety,
'° This Court has rejected the notion of deference to lower courts
that have declined such explanations in other areas. C/, Forman
v. Davis, 371 U.S. 178, 182 (1962) (rejecting deference when a
district court refuses to give “any justifying reason” on barring the
amendment of a complaint and finding the act to be “abuse of that
discretion and inconsistent with the spirit of the Federal Rules.”).
The same minimal standard should apply to the Petitioners.
27
or how the exemption would provide a level of safety at
least equal to that provided by the rule from which you
seek the exemption.”), The FAA c enied these petitions
on one ground only: it would not consider individual
qualifications of pilots and would enforce a categorical
age-based denial of petitions. In each letter, the FAA
explained that:
The FAA recognizes that those persons
approaching age 60 are, in general, experienced
pilots. Thus, a general expansion of the current
age limit may be appropriate. That proposal
will be subject to public notice and comment, as
required by the Administrative Procedure Act.
However, the FAA has not yet changed the rule,
and there is still an age limit of 60 for pilots
serving in part 121 operations.
(App. C at lla) The sole basis for the initial denial
was clearly stated as the fact that “there is still an age
limit of 60” and the refusal of the FAA to consider any
exemptions. In its later denial of reconsideration, the
FAA based its denial entirely on the new statute —
making the statutory interpretation of the Act critical
to this appeal. The continued applicability of such
rules and the interpretation of the statute is a matter
of law subject to de novo review by the reviewing court.
The new law prohibited the denial of flying
privileges on the basis of the old Age 60 Rule. It did
not prohibit the FAA from continuing its prior
regulatory practice of exemptions to allow pilots to fly
without penalties due to age. Indeed, there is no
legislative history on this provision which was put in
verbatim by Chairman Oberstar after a demand by
28
ALPA."” Under 49 U.S.C. § 44729(e)(1), the age-
related denial of status and benefits is barred
pursuant to claims “under any labor agreement or
employment policies of the air carrier.” This does not
necessarily bar the retention of status and benefits
pursuant to an exemption allowed by the FAA. Given
the FAA’s allowance of dozens of exemptions since the
enactment, an alternative reading of this provision is
that Congress sought to protect airlines against
lawsuits by negating past contracts. Airlines were
clearly concerned about their liability and
responsibilities for pilots who were previously
terminated on the basis of age. When allowed to
continue to fly with full seniority and status on the
basis of an FAA order, the law could still be claimed to
protect airlines from pre-existing contractual
agreements. Thus, the FAA could allow (as it has done
with dozens of other pilots) the Petitioners to retain
their status and seniority to permit them to continuc
to fly aircrafts while offering some protection to
airlines regarding prior contracts.
The government never denied that dozens of pilots
have been allowed to continue with airlines with their
'’ In the final stage of briefing below, the government simply
theorized that one such possible unstateu rationale is that
Congress wanted to protect against “disharmony in the
workplace” by negating the status and salaries of senior vilots.
(Gov’t Br. at 42.) Obviously, the complete denial of prior status
and salaries would not create or preserve “harmony” but would
produce inevitable discord in the workplace. Such “harmony” is
achieved by terminating all those deemed unharmonious by ALPA
senior pilots who turned 60 before the enactment date. This
disharmony is magnified by the issuance of exemptions to the new
Age 60 Rule for dozens of pilots while denying such exemptions to
other similarly situated pilots
29
seniority and salaries unchanged despite the fact that
they turned 60 before enactment. These exempted
pilots are allowed to continue to fly with their prior
status and salaries unchanged — as under the original
exemption process. Petitioners confirmed that at least
26 pilots over the age of 60 years have been allowed to
continue as pilots with their prior benefits at
Continental Airlines.'’ Obviously, some exemption
process remains for dozens of pilots who have been
allowed by the FAA to continue in their livelihoods
while Petitioners are denied the same exemptions.”
Notably, the FAA’s position with regard to the
Continental pilots is consistent with the advisory
opinion issued by the FAA on the proper interpretation
of the modified Age 60 Rule. On March 13, 2008, the
FAA addressed the status of various pilots who turned
60 before the enactment date but were performing
flight checks on aircrafts rather than flying the planes.
While the FAA believes that these pilots were
“required flight crewmembers” and indistinguishable
from other pilots, it said that airline companies, not
the FAA, would make such decisions on “economic
issues” such as continued benefits and seniority.” See
" See http: / /www.seniorpilotscoalition.org /CALPilotBid09 07.pdf
and Attp:/ /www.seniorpilotscoalition.org /CALPilotBidList.pdf
'’ In addition to Continental Airlines, pilots with FedEx who
turned 60 before enactment of the statute have been allowed to
continue to fly in positions covered by the law. At least three chief
pilots have been allowed to continue without loss of seniority or
salaries. Id.
'’ After being cited by senior pilots, this statement was removed
from the website.
30
Pet. Opening Br. (Addendum C). The FAA has clearly
continued to allow exemptions and it is not clear why
other pilots cannot seek similar exemptions —
particularly Petitioners who filed for exemption before
the enactment of the law.”’ Thus, the agency has
previously followed an interpretation in dozens of
cases that some form of exemption continues after
December 13, 2007.
The lower court allowed the FAA to dismiss dozens
of petitions under a claim that no exemptions are now
possible while fully aware that dozens of exemptions
have been allowed under the new law. At a minimum,
as argued below, this matter should be returned either
to the FAA for further determinations or to the lower
court for further explanation on the existence of post-
enactment exemptions.
Ultimately, this uncertainty only magnifies the
flaws in the mootness decision below. This Court has
declared a case moot when legislation makes it
“impossible” to render relief. Church of Scientology of
Cal. v. United States, 506 U.S. 9, 12 (1992). Thus, in
past cases of mootness, the Court found clear statutory
barriers making relief impossible. In Dep’t of Treasury
v. Galioto, 477 U.S. 556, 559-60 (1986), the court found
that an equal protection challenge under a federal]
firearms statute was moot when Congress removed
entirely the discriminatory treatment. In the instant
“*’ Even in its briefing below, the government did not deny that
such exemption might be possible — stating instead that an
exemption “process has yet been established” under the new Act.
(Gov't Br. at 27.) Yet, any exemptions for these dozens of pilots
would have had to occur under a continuation of the prior
exemption process.
31
case, Congress continued to maintain a discriminatory
provision based on age. More importantly, the statute
does not expressly abrogate the authority of the FAA
to continue to grant exemptions — which have in fact
continued after the enactment. The lower court cannot
claim impossibility to render relief when it refuses to
even address such factual and legal arguments that
relief is possible.
Likewise, the Court has held a subsequent statute
mooted a challenge to a statute that contained an
unlawful delegation of legislative power when
Congress proceeded to detail the agency’s
responsibilities. Bd. of Pub. Util. Comm'rs v.
Compania General De Tabacos De Filipinas, 249 U.S.
425, 426 (1919). Also, in Berry v. Davis, 242 U.S. 468,
470 (1917), the Court addressed a challenge to a
lawsuit requiring a mandatory vasectomy on the
plaintiffs. The lawsuit was moot after the law was
changed so that it was no longer applicable to the
plaintiff, making further relief impossible.
Contrary to the lower court’s opinion, this Court
has refused to assume that a new statute would work
to block any relief. Thus, in Fusari v. Steinberg, 419
U.S. 379, 389 (1975), the Court was presented with a
case where the Connecticut legislature amended a
statute that had been found to violate the due process
clause to add the needed procedural protections for
unemployment compensation. While the lower court
did not feel at liberty to address the new procedures in
the existing case, this Court reversed the decision and
declined to declare the case moot without a
consideration of the new legislation and how it would
affect the litigants. In this case, the lower court
ignored specific claims of how the new statute might
32
not preclude the relief sought by the Petitioners, but
declined to consider how the statute might be applied
to Petitioners, particularly in light of the known
exemptions given to other pilots.
The status of the pilots under the old and new rule
remains largely unchanged: they are denied their
salary, status, and seniority due to their age. See
Buckhannon Bd. and Care Home, Inc. v. W. Va. Dep’t
of Health and Human Res., 532 U.S. 598, 609 (2001)
(quoting Friends of Earth, Inc. v. Laidlaw Enuvtl. Serv.
(TOC), Inc., 528 U.S. 167, 189 (2000)) (holding that a
legislative change “does not deprive a federal court of
its power to determine the legality of the practice’
unless it is ‘absolutely clear that the allegedly
wrongful behavior could not reasonably be expected to
recur.”’); cf. Zessar v. Keith, 536 F.3d 788, 793 (7th Cir.
2008) (noting that mootness determination was
supported by the fact that “the amended Code is not
substantially similar to the challenged provisions of
the pre-amendment Code.”). Moreover, as a practical
matter, Petitioners are barred from flying commercial
passenger aircrafts due to the Joss of their seniority
and status. Absent an exemption allowing them to
retain their seniority and status, it is practically
impossible for them to resume flying such aircraft
which requires not just the hiring of an older pilot but
re-starting as a new pilot. Cf Rosenstiel v. Rodriguez,
101 F.3d 1544, 1548 (8th Cir. 1996) (“If the new
statute disadvantages [Smithfield] in the same
fundamental way the repealed statute did, the
amendment does not divest the court of the power to
decide the case.”); Smithfield Foods, Inc. v. Miller, 367
F.3d 1061, (8° Cir. 2004) (same).
33
While the government has relied on Kremens v.
Bartley, 431 U.S. 119 (1977), that case reinforces the
position of the Petitioners. The Court was faced with
a case where the rights that plaintiffs had sought to
establish in litigation were in fact included in a new
law. The matter was mooted by legislation awarding
the very rights sought by the litigants. The correct
analogy to the current case would be if Congress
nullified the Age 60 Rule and returned the pilots to
their prior positions with compensation for lost wages
and status. Instead, Congress enacted a new or
modified Age 60 Rule that is constitutionally infirm.
Due to the failure of the D.C. Circuit to address
alternative interpretations of the statute or the FAA’s
own allowance of exemptions, Petitioners have been
denied an opportunity to specifically contest such
determinations on appeal. If these pilots are to lose
their livelihoods, they deserve, at a minimum, to be
given a reasoned basis for this decision. By simply
adopting the agency interpretation and refusing to
review the new statute, the lower court denied the
pilots substantive review guaranteed under 49 U.S.C.
§ 46110(a) and the Due Process Clause of the Fifth
Amendment of the United States Constitution.
34
¢
CONCLUSION
For the reasons’ stated above, Petitioners
respectfully submit that their petition for a writ of
certiorari should be granted.
Respectfully submitted,
Jonathan Turley
Counsel of Record
Attorney at Law
2000 H. Street N.W.
Washington, DC. 20052
(202) 994-7001
Attorney for Petitioners
APPENDIX
APPENDIX A
United States Court of Appeals
FOR THE DISTRICT OF COLUMBIA CIRCUIT
No. 07-1180
Decided December 19, 2008
Argued November 10, 2008
GRANT O. ADAMS, ET AL..,
PETITIONERS
V.
FEDERAL AVIATION ADMINISTRATION
AND UNITED STATES DEPARTMENT OF
TRANSPORTATION,
RESPONDENTS
eZ we YY SY SZ SZ Se SW’ OS OS
Consolidated with 07-1194, 07-1226, 07-1326, 07-1366,
07-1390, 07-1447, 07-1507, 07-1524, 08-1023, 08-1360
On Petition for Review of an Order of the Federal
Aviation Administration
Jonathan R. Turley argued the cause and filed the
briefs for petitioners.
Edward Himmelfarb, Attorney, U.S. Department of
Justice, argued the cause for respondents. With him on
the brief were Gregory G. Katsas, Assistant Attorney
2a
General, and Michael Jay Singer, Attorney. Robert S.
Greenspan, Attorney, entered an appearance.
Jonathan A. Cohen, Marta Wagner and David M.
Semanchik were on the brief for amicus curiae Air
Line Pilots Association, International in support of
respondents.
Ronald G. Birch was on the brief for amici curiae
Airline Pilots Against Age Discrimination, et al. In
support of respondents.
Before: GINSBURG and BROWN, Circuit Judges, and
WILLIAMS, Senior Circuit Judge.
Opinion for the Court filed by Circuit Judge
BROWN.
BROWN, Circuit Judge: Petitioners are commercial
airline pilots who reached the age of 60 before
December 13, 2007. As many pilots have done before
them, these pilots filed requests for an exemption with
respondent, the Federal Aviation Administration
(FAA), from the regulation barring them from flying
commercial aircraft after they turned 60. 14 C.F.R.
§ 121.383(c) (Age 60 Rule).’ The FAA denied their
' The FAA promulgated the so-called Age 60 Rule in 1959. In its
latest form, it provided:
No certificate holder may use the services of any person as
a pilot on an airplane engaged in operations under this
part if that person has reached his 60th birthday. No
person may serve as a pilot on an airplane engaged in
3a
requests for exemption. Petitioners filed petitions for
review in this Court under 49 U.S.C. § 46110(a), which
permits direct challenges to “an order issued by... the
Administrator of the Federal Aviation Administration
2
On December 13, 2007—after some but not all of
the petitions for review were filed with this Court—-the
President signed into law the Fair Treatment for
Experienced Pilots Act (FTEPA or the Act), codified at
49 U.S.C. § 44729. The Act provides, among other
things, that the maximum age limit for pilots flying
large commercial aircraft now is 65. Id. § 44729(a).
The Act expressly repeals the regulation that was the
Age 60 Rule, stating “lo]n and after the date of
enactment of this section, section 121.383(c) of title 14,
Code of Federal Regulations, shall cease to be
effective.” Id. § 44729(d).
Respondents say the Act moots these petitions for
review because there is no longer an Age 60 Rule from
which to exempt the petitioners. Petitioners respond
that the Act cannot moot their petitions for review
operations under this part if that person has reached his
60th birthday.
14 C.F.R. § 121.383(c).
* Petitioners also filed petitions for reconsideration with the FAA,
Pending petitions for agency reconsideration normally would
render the petitions for review in this Court incurably premature.
See, e.g., Clifton Power Corp. v. FERC, 294 F.3d 108, 110—11(D.C.
Cir. 2602). The FAA denied the petitions for reconsideration
during this litigation, however, and petitioners have since filed
new petitions in this Court. These have been consolidated with
their original petitions.
4a
because the Act itself is unconstitutional. Specifically,
petitioners object to the treatment of pilots who
reached age 60 before the FTEPA’s enactment (and
were ineligible to fly under the regulatory Age 60 Rule)
but are not yet 65 (and are not yet ineligible to fly
under the Act). The statute denies such pilots any
seniority or benefits from their prior (pre-age 60) years
of service if they are hired or rehired by an airline. Jd.
§ 44729(e)(1)(B). In petitioners’ view, this provision is
a constitutionally-prohibited bill of attainder and a
violation of their rights to due process and equal
protection. Petitioners do not, however, challenge the
Act’s abrogation of the Age 60 Rule.
Petitioners fail to recognize we do not have
jurisdiction to consider constitutional questions
unrelated to the FAA’s order. As long as petitioners
can satisfy the usual Article III standing
requirements, their facial challenges to the Act must
be brought in the district court in the first instance,
which has original jurisdiction over federal question
claims under 28 U.S.C. § 1331. Petitioners insist we
cannot dismiss the petitions as moot as a result of the
statute without considering the validity of the statute,
but they fail to cite any persuasive authority.
By contrast, respondents direct our attention to
Coalition of Airline Pilots Associations v. FAA, 370
F.3d 1184 (D.C. Cir. 2004), involving the due process
rights of pilots the ‘Transportation Security
Administration deemed security risks. Congress
passed a statute during the litigation changing the
procedures the’ agency had adopted by regulation. /d.
at 1188. Congress’s action mooted the controversy then
before the Court. Jd. at 1190-91. When the petitioners
in that case argued the statute itself was infirm, this
da
Court established a clear boundary: “[T]o the extent
the Coalition is attacking [the new statute], and not
the rules themselves, we lack jurisdiction to consider
such a claim. If the Coalition wishes to challenge the
new statute, it must do so in the district court.” Jd. at
1191.
Coalition of Airline Pilots Associations is on point.
The Act, which expressly abrogates the Age 60 Rule,
moots the petitions for review of the orders denying
exemption from the Age 60 Rule. And if petitioners
wish to challenge the constitutionality of the statute
on its face, they should— assuming they can show
Article IT] standing—file a complaint in the district
court. Seeking initial review of the statute here
extends beyond the jurisdictional grant of 49 U.S.C.
§ 46110(a). Accordingly, the petitions for review are
dismissed.
So ordered.
6a
APPENDIX B
U.S. Department of Transportation
Federal Aviation Administration
Office of the Administrator
800 Independence Ave., S.W.
Washington, D.C. 20591
OCT 23, 2008
Exemption No. 9214A
Regulatory Docket No. FAA-2007-27537
Mr. Jonathan Turley
2000 H Street, NW.
Washington, DC 20052
Dear Mr. Turley:
This letter is to inform you that we are denying your
petition for reconsideration on behalf of Mr. Grant O.
Adams concerning the Age 60 Rule. This letter
explains the basis of our decision and transmits that
decision to you.
The Basis for our Decision
On June 8, 2007, you petitioned the Federal Aviation
Administration, on behalf of Mr. Adams, for
reconsideration of Denial of Exemption No. 9214 from
§ 121.3839(c) of Title 14, Code of Federal Regulations
(14 CFR), commonly referred to as the Age 60 Rule, to
the extent necessary to permit Mr. Adams to act as a
Ta
pilot in operations conducted under part 121 after
reaching his 60th birthday.
On December 138, 2007, President Bush signed into law
the “Fair Treatment for Experienced Pilots Act.” The
Act has now been codified at Title 49 of the United
States Code, section 44729. It prohibits persons who
turned 60 before the effective date of the Statute from
serving as pilots in part 121 operations unless certain
conditions are met. Specifically, no person may serve
as a pilot for an air carrier engaged in covered
operations unless (1) he or she was in the employment
of that air carrier in such operations on December 13,
2007 as a required flight deck crew member or (2) he
or she is newly hired by an air carrier as a pilot on or
after December 13, 2007 without credit for prior
seniority or prior longevity for benefits or other terms
related to length of service prior to the date of rehire
under any labor agreement or employment policies of
the air carrier.
We realize that your request for exemption pre-dates
enactment of the Statute; however, we cannot
retroactively grant an exemption from a requirement
that no longer exists. Nor does the Statute give the
FAA the authority to grant exemptions from its
requirements. Accordingly, we do not have any
discretion to grant exemptions to the provisions of the
legislation.
The FAA’s Decision
In consideration of the foregoing, I find that the FAA
does not have the authority to grant an exemption to
the requirements of 14 CFR § 121.383(c). Therefore,
Sa
your petition for reconsideration of the denial of
exemption is hereby denied.
Sincerely,
/s/
Robert A. Sturgell
Acting Administrator
9a
APPENDIX C
U.S. Department of 'Transportation
Federal Aviation Administration
800 Independence Ave., S.W.
Washington, D.C. 20591
APR 13, 2007
Exemption No. 9214
Regulatory Docket No. FAA-2007-27537
Mr. Grant O. Adams
516 St. Vincent Lane
Foster City, CA 94404
Dear Mr. Adams:
This letter is to inform you that we are denying your
petition for exemption from the Age 60 Rule. This
letter explains the basis of our decision and transmits
it to you.
The Basis for our Decision
On March 5, 2007, you petitioned the Federal Aviation
Administration (FAA) for an exemption from § 121.383
(c) of Title 14, Code of federal Regulations (14 CFR),
commonly referred to as the Age 60 Rule, to the extent
necessary to permit you to act as a pilot in operations
conducted under part 121 after reaching your 60"
birthday.
10a
Under the authority of 49 U.S.C. § 44701(f), the FAA,
in its discretion, may grant an exemption from the
requirements of a regulation if it finds that such an
exemption is in the public interest. The petitioner has
the burden of showing that an exemption is justified
and in the public interest.
On September 28, 2006, the FAA established an
Aviation Rulemaking Committee (ARC) to make
recommendations on whether the FAA should change
the existing Age 60 Rule so that the United States
would be consistent with a pending change to the
International Civil Aviation Organization (ICAO)
standard. The ARC submitted its report on November
29, 2006. The report is available to the public through
the Docket Management System at http://dms.dot.gov
at any time or you can go to Room PL-401 on the plaza
level of the Nassif Building, 400 Seventh Street, SW.,
Washington, D.C., between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays (Reference
Docket No. 26139). The report is document number
5785 and a separate document that contains
appendices to the report is document number 5786 in
that docket. The ARC did not reach a consensus on
whether the FAA should adopt the new ICAO
standard, but it did recommend that any future change
should be prospective.
On November 23, 2006, ICAO revised the upper age
limit. in the Standards and Recommended Practices to
Annex 1—Personnel Licensing as follows:
2.1.10.1: A Contracting State, having issued
pilot licenses, shall not permit the holders
thereof to act as pilot-in-command of an aircraft
engaged in international commercial air
lla
transport operations if the license holders have
attained their 60th birthday or, in the case of
operations with more than one pilot, where the
other pilot is younger than 60 years of age, their
65th birthday.
2.1.10.2: Recommendation. A Contracting
State, having issued pilot licenses, should not
permit the holders thereof to act as co-pilot of
an aircraft engaged in international commercial
air transport operations if the license holders
have attained their 65th birthday.
The ICAO standard and recommendation do not
require the FAA to change its existing regulations.
However, the FAA has decided to move forward with
the rulemaking initiative and is currently developing
a proposal (a notice of proposed rulemaking) to revise
the Age 60 Rule in response to the new ICAO
standard. The FAA recognized that those persons
approaching age 60 are, in general, experienced pilots.
Thus, a general expansion of the current age limit may
be appropriate. That proposal will be subject to public
notice and comment, as required by the Administrative
Procedure Act. However, the FAA has not yet changed
the rule, and there is still an age limit of 60 pilots
serving in part 121 operations.
While we are sympathetic to the individual
circumstances of pilots such as yourself who have
applied for an exemption while the rulemaking process
is ongoing, the FAA simply cannot overturn more than
40 years of precedent in this area without a
deliberative process. ‘To do so would circumvent the
public notice and comment requirements of the
Administrative Procedure Act and appear to
12a
presuppose the outcome of our proposal. You have not
shown the public interest warrants relief for individual
pilots. This situation is more appropriately addressed
via general rulemaking for a class of individuals than
via an individual exemption. Please be assured that we
are moving as quickly as_ possible with this
rulemaking.
The FAA’s Decision:
In consideration of the foregoing, I find that a grant of
exemption would not be in the public interest.
Therefore, pursuant to the authority contained in
49 U.S.C. §§ 40113 and 44701 delegated to me by the
Administrator, your petition for an exemption from
14 CFR § 121.383(c) is hereby denied.
Sincerely,
/s/
James. J. Ballough
Director, Flight Standards Service
l3a
APPENDIX D
United States Court of Appeals
FOR THE DISTRICT OF COLUMBIA CIRCUIT
No. 07-1180
FAA-2007-27537
[Filed On: February 19, 2009}
Grant O. Adams, et al.,
Petitioners
Vv.
Federal Aviation Administration
and United States Department
of Transportation,
Respondents
ee a a ee a a
September Term 2008
Consolidated with 07-1194, 07-1226, 07-1326, 07-1366,
07-1390, 07-1447, 07-1507, 07-1524, 08-1023, 08-1360
BEFORE: Sentelle, Chief Judge, and Ginsburg,
Henderson, Rogers, Tatel, Garland,
Brown, Griffith, and Kavanaugh, Circuit
Judges, and Williams, Senior Circuit
Judge
l4a
ORDER
Upon consideration of petitioners’ petition for
rehearing en banc, and the absence of a request by any
member of the court for a vote, it is
ORDERED that the petition be denied.
Per Curiam
FOR THE COURT:
Mark J. Langer, Clerk
BY: /s/
Michael C. McGrail
Deputy Clerk
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.