Petition for Writ of Certiorari — Blotteaux v. Qantas Airways Airways Ltd. (No. 05-1516)
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No.
IN THE
Supreme Court of the Wnited States
EDWARD A. BLOTTEAUX, AN INDIVIDUAL,
PETITIONER
QANTAS AIRWAYS LIMITED
PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
PETITION FOR WRIT OF CERTIORARI
CLAY ROBBINS II]
Counsel of Re cord
MAGANA, CATHCART
& McCARTH)
1801 Avenue of the Stars,
Suite 600
Los Angeles, CA 90067
(310) 553-6630
Attorne ys for Petitioner
Edward A. Blotteausr
ARRAN AS RN AEF
CURRY & TAYLOR @ WASH O.C. @ (202) 393 4!14' @ USSCINFO.COMmM
i
QUESTION PRESENTED
This case presents an issue of international importance
for protection of air travelers, including United States
citizens traveling abroad, not addressed by this Court in
Olympic Airways v. Husain, 124 S. Ct. 1221, 1229 (2004):
Does an international carrier’s failure to adequately warn
its passengers of a risk of death or serious bodily injury
associated with certain conditions of air travel, a risk
known to the airline but not its passengers, constitute an
“accident” within the meaning of Article 17 of the
Warsaw Convention.
ll
TABLE OF CONTENTS
Page
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RELEVANT PROVISIONS INVOLVED ..............cccsccsoccceccescececcceecees ]
SP ENGI soseiaisticibdevnsiscpcntnalaien dannii caaaeingta eer ete
REASONS FOR GRANTING THE PETITION ..........:ccccosccocscosscceessees i)
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APPENDIX
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TABLE OF AUTHORITIES
Page
CASES
AIR FRANCE V. SAKS, 470 U.S. 392 (1985) ..........cecceceeee passim
ANDERSON V. LIBERTY LOBBY, INC., 477 U.S. 242
(MERE RE ASCE ie Ae FREE Peek Des le ort pao aS a EE 9
BLANSETT V. CONTINENTAL AIRLINES, INC., 379
Se a ae 23
CHARAS V. TRANSWORLD AIRLINES, 160 F.3D 1259
rr Na 24
DAY V. TRANS WORLD AIRLINES, INC., 528 F.2D 31
Sar TU i a 11, 12
EASTERN AIRLINES, INC. V. FLOYD, 499 U.S. 530
5 NERSOIRRIRIR CEE SIBORE Lo Est ROMER? ts MNCS Ie ee EER REARS: SOP ACHE R OTOP Ren ele a ae 13
EL AL ISRAEL AIRLINES, LTD. V. TSENG, 525 U.S.
OR a TAR ae ae NE RCN NS ECM SE OE ROSEN 10
FULOP V. MALEV HUNGARIAN AIRLINES, 175
SUPE 2 Gl (SAPP, FT DEY avi ivcncccvntavevssencsocccasnes 11, 14, 22, 26
GEIER V. AMERICAN HONDA MOTOR CORP., 529 US.
RE ASE TCR er ats CNN BORE TEP OES TOE OM PS FED 25
IN RE AIR DISASTER AT LOCKERBIE, SCOTLAND ON
DECEMBER 21, 1988, 37 F.3D 804 (2D CIR. 1994) oo. 25
MAXWELL V. AER LINGUS LTD., 122 F.SUPP.2D 210
CO: IE vaich niin eiciiiieAwakeiancdeeh neater abate ii 10, 21, 26
OLYMPIC AIRWAYS V. HUSAIN, 1248S. CT. 1221 (2004) 7, 14, 18
iv
RODRIGUEZ V. ANSETT AUSTRALIA LTD., 383 F.3D
ap TED aiikcsiciciscsadlcecotihcicnaniecinetecedihicessdindasadesea 8, 20, 23
SALERNO V. PAN AM WORLD AIRWAYS, INC., 606
Be es ee cE Dtkcinieceicdebbvsiicirtesesitpinekipiisietaasuadiicepcedbaiies 10
TSEVAS V. DELTA AIRLINES, (N.D. ILL.) 1997 WL
Me paiscicchcsarincsachitcttgete baiiaactaierstindedgnlatae Dideseapiaaiaiedcésuibsidbesbininabdtidies 21
WALLACE V. KOREAN AIRLINES, 214 F.3D 293 (2D
Fils MEO s Laden daisoiosiiactigcecsa A cuaelacucdeincbadendaavadddlemigcitamtadieanapisercunie 10
STATUTES
SS Beier We INL FP acociccu sues oucvastenteunndechiadvadie tinanahontleaticdaanteenaiicnialin 1
EE i re Ce Oi icicnsdeecesidenstacd niscbsinanisitancidcbilaaesretind l
TREATIES
THE CONVENTION FOR THE UNIFICATION OF
CERTAIN RULES RELATING TO INTERNATIONAL
IIE TES TRIN sopisonsseicoveenctacinienyneesnsobeanushbenioastainnenttneebenniseitics 12
OTHER AUTHORITIES
B. EKLOF, M.D., ET AL., VENOUS THROMB-
EMBOLISM IN ASSOCIATION WITH PROLONGED AIR
TRAVEL, DERMATOL SURG., (1996, 22:637-641) ........cccccseesceeseee 5
J.H. SCURR, M.D., TRAVELER’S THROMBOSIS, THE
JOURNAL OF THE ROYAL SOCIETY FOR THE
PROMOTION OF HEALTH, VOL. 122 (MARCH, 2002) ................. 5
MEDICAL ADVICE FOR AIRLINE PASSENGERS,
AEROSPACE MEDICAL ASSOC. (MAY, 2002) ........ccccccscssoscsseesees 3
RICHARD GARDNER, “THE WARSAW CONVENTION
Vv
AT THREE SCORE YEARS AND TEN,” 24 AIR AND
ee SE RRR RE ARSE: SI a Dc es ea, SOP 10
R.S. HUGHES, M.D., ET AL., FREQUENCY OF VENOUS
THROMBOEMBOLISM IN LOW TO MODERATE RISK
LONG DISTANCE AIR TRAVELERS, THE NEW
ZEALAND AIR TRAVELERS THROMBOSIS STUDY,
THE LANCET, VOL. 362 (JANUARY, 2008)...........ccccccccssseessecesces 3
T.N. BETTES, M.D. AND D.K. MCKENNA, M.D.
MEDICAL ADVICE FOR COMMERCIAL AIR
TRAVELERS, AMERICAN FAMILY PHYSICIAN, VOL.
eg SR RR ee SOIR eae 3
]
0. .{IONS BELOW
Petitioner seeks review of the opinion rendered
herein by the United States Court of Appeals for the
Ninth Circuit which is unreported is the Ninth Circuit
No. 03-56837. A copy of the Memorandum is
reproduced in the Appendix as, (la-6a)'. The order of
the United States District Court for the Central
District of California is also unreported. A copy of the
document is reproduced in the Appendix as, (7a-15a).
JURISDICTION
The decision of the United States Court of
Appeals for the Ninth Circuit was filed on March 1,
2006. The jurisdiction of this Court is invoked pursuant
to 28 U.S.C. § 1254(1).
RELEVANT PROVISIONS INVOLVED
The Convention for the Unification of Certain
Rules Relating to International Transport by Air, Oct.
12, 1929, 49 Stat., part LI, p. 3000, TS No. 876 (1934),
reprinted in 49 U.S.C. § 40105 (1997) (“The Warsaw
Convention or Act”
‘Citations to the Appendix to the Petition as _a.
“The Warsaw Convention has been amended by the Agreement
Relating to the Liability Limitations of the Warsaw Convention
and the Hague Protocol, CAB 18900, approved by CAB Order E-
23680, May 13, 1966, 31 Fed. Reg. 7302 (1966), Certain Rules
Relating to International Carriage by Air Signed at Warsaw on 12
October 1929 as Amended by the Protocol Done at the Hague on
2% September 1955, signed at Montreal on 25 September 1975,
ratified by the United States 1998 reprinted in S. Exec. Rep. No.
105-20 (1998). These amendments do not affect Article 17.
2
Article 17 or the Warsaw Act states:
The carrier shall be liable for damage sustained
in the event of the death or wounding of a
passenger or any bodily injury suffered by a
passenger, if the accident which caused the
damage so sustained took place on board the
aircraft or in the course of any of the operations
of embarking or disembarking.
Article 24(1) of the Warsaw Act states:
In the cases covered by articles 18 and 19 any
action for damages, however unfounded, can only
be brought subject to the conditions and limits
set out in this Convention.
Article 24(2) of the Warsaw Act states:
In the cases covered by Article 17 the provisions
of the preceding paragraph shall also apply,
without prejudice to the questions as to who are
the persons who have the right to bring suit and
what are their respective rights.
3
STATEMENT
Petitioner developed DVT® while he was
traveling as a fare paying passenger on Qantas Airways
flights 615 and 26 from Cairns, Australia bound for Los
Angeles, California through Auckland, New Zealand,
on September 2, 2001. (8a). International airline
passengers, such as Mr. Blotteaux, are especially at risk
for developing DVT in flight because travel at high
altitudes for long durations increases the blood’s
coagulability, slowing blood flow and causing it to pool
in the lower legs. (10a-lla). Immobility, cramped and
restricted small seat pitch, compression of the thighs on
the seat edge, stagnant recycled air, and dehydration
due to the cabin’s low humidity levels contribute to the
pooling and clotting, seriously affecting circulatory
process, causing venous thromboembolism, or DVT. As
a clot grows, it casts off smaller clots that can move to
the heart and into the arteries of the lungs, blocking
blood flow and depriving the body of oxygen. In some
instances, the clot travels to the brain, causing a stroke.
“Deep Vein Thrombosis (DVT) and its associated condition, venous
thromboembolism are extraordinarily dangerous conditions
associated with high morbidity and mortality. In fact, the World
Health Organization considers the risk of DVT associated with
long duration air travel, to be so significant that it has
commissioned an international study of that health hazard and how
to reduce the risk. (See also, T.N. Bettes, M.D. and D.K.
McKenna, M.D. Medical Advice for Commercial Air travelers,
American Family Physician, Vol.- 60, pp. 801-10 (September,
1999); Medical Advice for Airline Passengers, Aerospace Medical
Assoc., at Page 11 (May, 2002); R.S. Hughes, M.D., et al.,
Frequency of Venous Thromboembolism in Low to Moderate Risk
Long Distance Air Travelers, the New Zealand Air Travelers
Thrombosis Study, The Lancet, Vol. 362, pp. 2039-44 (January,
2003).
(9a-10a).
At no time before September 26, 2001, had
Petitioner heard of DVT being associated with long
duration air flight. He did not know prior to the flight
that conditions in the aircraft could cause this life
threatening medical condition. Qantas failed to provide
any adequate information to Mr. Blotteaux identifying
DVT as a risk associated with long duration air travel,
and failed to direct him to any information concerning
steps to be taken to reduce or eliminate the potential
DVT risk. (3a).*
Petitioner developed DVT requiring
hospitalization, due to his immobility during the course
of the subject flights and from the passenger cabin
environment within Respondent’s aircraft.
Incontrovertible medical evidence also shows that it
was more probable than not that Mr. Blotteaux would
‘Qantas claims that for six months prior to the subject trip it had a
policy of showing a video during the course of their flights, a
portion of which mentioned DVT. (11a). Qantas does not present
any evidence establishing that it showed the video on the flights at
issue. Qantas does not present evidence that had the video been
shown, that passengers in business class (including the Petitioner)
were directed to a channel appropriate for viewing. ‘The
Petitioner, conversely, declared that he did not see the video
during his flights on September 26, 2001. (8a). Additionally, the
Petitioner did not read the “in flight” magazine, said by
Respondent to contain a DVT advisory. Respondent failed to
produce any evidence stating that it directed the Petitioner to read
the “in flight” magazine for important safety and health
instruction, without which the Petitioner was left to guess where
appropriate safety and health information (if any) would be located
among the plethora of other reading and entertainment materials
available to the Petitioner aboard Respondent ’s aircraft.
5
not have developed the medical conditions during
Respondent’s flights had he remained adequately
hydrated and _ periodically walked or performed
exercises in his seat during the flight. (10a-11a).
Petitioner showed that, long before the flight, air
carriers knew of the risk of DVT to passengers on long
international flights. Since 1954 reports in medical
literature have linked air travel with DVT and
pulmonary embolism. (See, J. H. Scurr, M.D., Traveler's
Thrombosis, the Journal of the Royal Society for the
Promotion of Health, Vol. 122. (March 2002)) A number
of reports appeared in medical literature, suggesting an
increased incidence of DVT among passengers who
have recently flown, perhaps in as many as | in 10.
Conditions contributing to increased susceptibility to
developing DVT include immobility in flight, decreased
air pressure, relative hypoxia in the flight cabin, and
dehydiation. (See, B. Eklof, M.D., et al., Venous
Thromb-embolism in Association with Prolonged . ur
Travel, Dermatol Surg., 1996, 22:637-641)
The International Air Transport Association
(“IATA”), an international commercial aviation
industry trade organization of approximately 275
members including Qantas, instructed its members as
early as 1986 to provide passengers with warnings
about DVT. The instructions were reiterated in 2001,
recommending that passengers be advised of the
condition at the time of ticket purchase. In 1996, the
Air Space Medical Association, participated in by
Qantas’s medical director, published its guidelines
describing how carriers should address DVT exposure
risks to their passengers. As part of this plan, by the
time of the Petitioner’s flight, many international
6
airlines had already implemented a program designed
to meaningfully instruct and inform passengers about
DVT. However, on flights 615 and 26, on September
26, 2001, the Respondent failed to adequately warn the
Petitioner about DVT, and as a result, the Petitioner
developed a life-threatening medical condition during
the course of the flight. (2a, 9a).
The Petitioner brought suit.in Federal District
Court seeking relief under Article 17 of the Warsaw
Act. The District Court granted summary judgment in
favor of the Respondent, ruling that the Petitioner’s
development of DVT failed to qualify as an “accident”
under Article 17. The Ninth Circuit affirmed.
In so ruling, a panel of the Ninth Circuit held
that (1) no “accident” under the Warsaw Convention
could have occurred with respect to an_ airline
passenger’s development of DVT under normal flight
conditions, and (2) there is no factual basis that Qantas
failed to adequately warn Mr. Blotteaux about the
dangers of DVT, or that any clear industry standard
against which Qantas’s warnings could be measured
against existed. Thus, the Court did not decide
whether an airline’s failure to warn of DVT, and the
consequent DVT injury, can constitute an accident for
purposes of Article 17.
In the view of the Ninth Circuit, merely because
materials concerning DVT were provided, despite
Qantas’s failure to direct Mr. Blotteaux’s attention to
those materials, Mr. Blotteaux’s failure to heed those
materials does not support any failure to warn on the
part of Qantas. Further, the Ninth Circuit viewed that
the Petitioner did not demonstrate any clear industry
lad
‘
standard against which the Respondent’s warnings
could be measured, despite the Respondent developing
a warning video, audio, and text, and being aware of
IATA recommendations. (11a).
The Ninth Circuit erroneously analogized
Petitioner’s disabling injury to that addressed in Air
France v. Saks, 470 U.S. 392 (1985), solely because the
Respondent’s flight took off, flew, and landed as
planned. The Ninth Circuit wrongty concluded that
Petitioner’s development of DVT resulted from nothing
other than his own internal reaction to the prolonged
sitting/inactivity attendant to any lengthy flight. The
Ninth Circuit dismissed the analogy to Olympic
Airways v. Husain, 124 S. Ct. 1221 (2004), by stating
that Petitioner’s failure to ask for assistance makes it
distinct from Husain. However, that assumption would
require the passenger to already know that immobility
and dehydration during a long international flight
under normal flying conditions poses a dangerous and
fatal risk to as many as 1 in 10 passengers, and as a
result of that knowledge ask for assistance in
ameliorating it.
Contrary to the Ninth Circuit’s interpretation,
Husain turns on two prongs: (1) whether the air carrier
had knowledge of the risk to a passenger, and (2)
whether the air carrier assisted the passenger in
ameliorating that risk. Husain involved a lack of
response by a flight crew to a passenger’s known
medical condition, similar to the Respondent’s lack of
an adequate warning to its passengers regarding
avoiding DVT risk. The Petitioner’s level of knowledge
of the high possibility of some of its passengers
developing DVT due to flight and cabin conditions
8
aboard the Respondent’s aircraft, is the same as a flight
crew’s level of knowledge of an asthmatic passenger’s
susceptibility to sitting near a smoking section. The
Petitioner’s failure to advise the Respondent of his
need for specific DVT safety instructions is irrelevant
and absurd in the analysis.
The Ninth Circuit erred in stating that the
Petitioner had no factual basis to argue whether an
airline’s failure to warn of DVT can constitute an
“accident” for purposes of Article 17, an issue left open
for discussion by the Ninth Circuit in Rodriguez v.
Ansett Australia Ltd., 383 F.3d 914, 919 (9'" Cir. 2004).
When contradictory evidence exists, it is for the trier of
fact to decide whether an “accident,” as defined under
Article 17, caused the passenger injury. Saks at 405-
The facts are disputed as to whether the
Petitioner saw a video warning, whether a video was
shown, and whether the Petitioner was given any other
information and warning regarding DVT by the
Respondent on the flight from Auckland to Los
Angeles. (5a-6a). Further, the Petitioner was not
directed to audio programming by the Respondent
advising of DVT risk. Lastly, the Respondent failed to
direct the Petitioner to written DVT risk warning
contained toward the back of the “in flight” magazine.
(10a).
Declarations and other supporting evidence
submitted on behalf of Petitioner provided substantial
unrebutted evidence establishing a connection between
the Petitioner’s injury and Respondent’s operation.
The Ninth Circuit was compelled to view the evidence
in light most favorable to the Petitioner, and could not
weigh the parties’ evidence. Anderson v. Liberty Lobby,
9
Inc., 477 U.S. 242, 245 (1986). The evidence should be
submitted to the trier of fact for resolution.
REASONS FOR GRANTING THE PETITION
I. IT IS IMPORTANT FOR THIS COURT TO
DETERMINE THAT THE IN’ FLIGHT
DEVELOPMENT OF DVI BY AN
INTERNATIONAL PASSENGER
RESULTING FROM THE CARRIER’S
FAILURE TO ADEQUATELY INFORM
ABOUT THAT RISK IS COMPENSABLE
UNDER ARTICLE 17 SO AS TO IMPROVE
AIR CARRIER OPERATIONS AND
PROTECT INTERNATIONAL PASSENGERS
FROM THE HEALTH CONSEQUENCES OF
CARRIER DECISIONS.
This Petition concerns an issue both of national
and international significance regarding the application
and scope of the term “accident” as used in the Warsaw
Act, and directly questions whether the Act will
continue to provide meaningful protection for the
international air traveling public.
The question raised has global significance
because the opinion of the Ninth Circuit potentially
jeopardizes the safety of all passengers on international
flights. The Ninth Circuit opinion undercuts the well-
recognized fundamental purpose of the Act, which is to
provide international passengers with compensation
where a carrier’s operations are causally connected
with a passenger’s injury. The purpose of the Act was
not only to foster the development of, at the time,
fledgling airline industry by achieving uniformity of
10
rules governing claims, but also to balance the interests
of injured passengers in receiving prompt recovery for
personal injuries with the interest of carriers seeking to
limit potential liability. See, Generally, Richard
Gardner, “The Warsaw Convention at Three Score
Years and Ten,” 24 Air and Space, L. 114 (1999); El Al
Israel Airlines, Ltd. v. Tseng, 525 U.S. 155, 169-170
(1999). The Ninth Circuit decision gives a Federal
Court imprimatur to an industry decision to withhold
vital health and safety information from passengers,
compounded by that industry’s refusal to affirmatively
act on a hazard about which most international
passengers are ignorant.
Now, commercial aviation is an established
industry and the countervailing balance of the
international passenger's needs has_ changed.
“Protection of the passenger ranks high among the
goals which the Warsaw signatories now look to the
Convention to serve.” Wallace v. Korean Airlines, 214
F.3d 293, 296-297 (2d Cir. 2000). The Warsaw Act
promotes passenger safety by ensuring that air carriers
remain responsible for maintaining safe operations to
benefit the welfare of their passengers. It is
internationally recognized that airlines should have
incentives to promote the safety and security of their
passengers. Maxwell v. Aer Lingus Ltd., 122 F.Supp.2d
210, 214 (D.Mass 2000); Salerno v. Pan Am World
Airways, Inc., 606 F.Supp. 656 (S.D.N.Y. 1985).
The subsequent amendments to the Act,
embodied in the Montreal Accords, resulted in the
signatory carriers consenting to a liability system
under which they assumed “virtual strict liability” for
death or injury to passengers. These amendments
11
were made, in part, at the behest of the United States,
aiming to assure our citizens of adequate protection in
the event they sustain injury on an international flight.
Day v. Trans World Airlines, Inc., 528 F.2d 31, 34-37
(2d Cir. 1975).
The United States, dissatisfied with the old
liability limits, invoked Article 39 of the Convention
and filed a notice of its intent to denounce the Act of
1965. Senator Robert F. Kennedy cogently articulated
the concerns of the United States underlying its
planned denouncement: “Over two million Americans
travel annually on international flights. Assuring that
their families are adequately protected in case of
accident is, consequently, a matter of wide-spread
importance...no one questions the fact that the
protection now afforded to international travelers is
woefully inadequate.” /d. At the conference in
Montreal, in February 1966, one day before the United
States denunciation was to become effective, a
compromise was brokered. Within the compromise was
an agreement on the part of the carriers to waive the
“all necessary measures” defense. Jd. As a result, the
Act is now seen as affording protection for all
passengers from hazards of air travel, spreading the —
cost of that protection among them. /d. at 36-37. By
waiving the defense of due care, liability under the Act
had become considered strict under modern tort
theories, although not totally absolute. Fulop v. Malev
Hungarian Airlines, 175 F.Supp.2d 651 (S.D.N.Y.
2001).
Thus, the passenger protection purpose of the
Act, and the public policy considerations it serves, form
an integral part of the analysis regarding the proper
12
scope and application of the Act. An evaluation that
ignores these subsequent developments of the Act
would revert the Act to its 1929 incarnation, at the
infancy of air travel, and ignore new dangers posed to
air travelers fostered by technological changes in the
industry over the intervening 77 years. Today, millions
of people annually experience commercial air travel at
altitudes exceeding 30,000 feet for periods longer than
16 hours, while the risks of aviation have changed
dramatically in ways unforeseeable in 1929 by the
-Warsaw Convention delegates. Nonetheless, the
original drafters intended to create a system of liability
and compensation rules to cover all hazards of air
travel. Day v. Trans World Airlines, supra, 528 F.2d at
38.
The Ninth Circuit’s ruling leaves as many as ten
percent of international air travelers who develop DVT
without remedy. These injuries result directly from the
refusal of air carriers to provide fare-paying passengers
with either adequate accommodations, or - at a
minimum - the health and safety information known to
the carriers. Rather than serving the drafters’ desire
to create an inclusive system, the Ninth Circuit’s ruling
frustrates it. Since air travel is an evolving endeavor,
with longer flight times and attendant risks, the .
definition of “accident” must remain current in order to ©
retain any relevance to the original goal of protecting
fare-paying passengers.
The ruling encourages air carriers to forego even
minimal health and safety presentations and warnings
to its international air passengers, rather than spread
the small cost of such warnings equally among all
passengers, as originally intended by the Act. To
13
protect air passengers, the traditional interpretation of
“accident” must be understood to include passenger
injuries that are shown to have a causal connection to
carrier operations and _ decisions. Sudden and
unexpected development of DVT is linked to carrier
operations and decisions. The Ninth Circuit’s denial of
compensation is therefore antithetical to a meaningful
interpretation of the term “accident” under Article 17.
Passengers seeking to hold a carrier liable for an
injury occurred during an international flight must
demonstrate under parameters of Article 17 that (1)
there was an accident, in which (2) a passenger suffered
death, wounding, or bodily injury, and (3) the accident
took place on board an aircraft, or in the course of
embarking or disembarking. EKastern Airlines, Inc. V.
Floyd, 499 U.S. 530, 535-36 (1991). The term “accident”
was not defined by the drafters.
This court first addressed the meaning of that
term in Air France v. Saks, supra, 470 U.S. 392 holding
that the concept of “accident” must be “flexibly”
applied after assessment of all the circumstances
surrounding a. passenger’s injury. To properly
implement that flexible interpretation, this Court
stated, “liability under Article 17 of the Warsaw
Convention arises only if the passenger’s injury is
caused by an unexpected or unusual event or
happening that is external to the passenger.” Jd. at 405.
This Court further assured that the passenger’s
right to compensation would be assured by requiring
that “accident” be broadly interpreted, to wit: “any
injury is in a product of a chain of causes, and we
require only that the passenger be able to prove that a
14
link in the chain was an unusual or unexpected event
external to the passenger. Thus, while an ‘accident’
must cause a passenger’s injury, it need not be the sole
causal factor.” /d.
Recently, this Court applied the concept of
“accident” so as to protect international passengers
from injuries arising from failure of crew members to
respond to known health needs of a passenger. Olympic
Airways v. Husain, supra, 124 §.Ct. 1221. This Court,
in Husain decided that an omission, failure to respond
to information, could satisfy the requirements of an
“unexpected” or “unusual” event or happening.
This Court knew that whether an event or
happening connected in some way with carrier
operations is “unexpected” or “unusual” must be
evaluated from an objective perspective. (See, e.g.
Fulop v. Malev, supra, 175 F.Supp.2d at 670-672.)
From that perspective, the majority of this Court found
absolutely no distinction under Articie 17 between
carrier acts and carrier omissions that cause injury to
passengers. This Court, in Husain, declined the
carrier’s suggestion that it consider ambient cigarette
smoke in the cabin as a normal condition of flight. This
Court also refused to hold that the preexisting
sensitivity of the decedent to cigarette smoke was
relevant or conclusive to a carrier’s Article 17 liability.
Instead, this Court found determinative the fact that
the crew was aware of the passenger’s sensitivity, but
nonetheless did not act on that information when
accommodation was available.
Applying the Saks and Husain criteria to the
15
facts in this case leads inexorably to the conclusion that,
since a causal relationship exists between Petitioner’s
flight-related medical emergency and the Respondent’s
knowledge of the danger and subsequent inaction (10a-
lla), the requisite nexus exists for Petitioner to be
compensated under Article 17. Qantas was and is
aware of the risk of DVT to which thousands of its
passengers are exposed to annually. “santas was also
aware of steps to be taken to prevent DVT risk
exposure to its passengers (10a-1 1a).
Despite the available information, the
Respondent failed to meaningfully act to inform its
passengers of the risk. Instead, the Respondent placed
the information about DVT in the back of its “in flight”
magazine, or on an unspecified audio channel. (10a-11a).
The Respondent made no meaningful effort to inform
the Petitioner regarding important information about
DVT and that it could be found in the back of the “in
flight” magazine, or on a particular audio channel. (10a).
Additionally, Respondent claims to have
addressed the DVT risk on an in-flight video. (11a).
However, the video was never shown the Petitioner,
nor was he directed on what channel to find the video at
his business-class seat. Thus, Qantas broke with its
own practice of showing the safety video on the flight.
Even if the video was actually shown, Qantas failed to
direct the Petitioner to the appropriate channel,
amounting to not dissipating the relevant safety
information at all. Thus, Mr. Blotteaux was left
guessing as to where, if at all, he may find safety
information regarding a dangerous medical condition
that he was unaware of, but the airline was. Just as
Olympic Airways’s failed response to information
16
regarding Dr. Husain’s medical susceptibility was
“unexpected” or “unusual,” so too must. the
Respondent’s failure to warn the Petitioner regarding
susceptibility to DVT on long international flights be
considered objectively “unexpected or “unusual.”
Application of the Saks and Husain explanation
of an “unexpected or unusual event,” coupled with an
analysis of the causal relationship between the event
and airline operations, reveals that Petitioner’s injury
is compensable under Article 17. Mr. Blotteaux’s
development of DVT is wholly related to cabin
conditions and Qantas’s decision to inadequately inform
and advise its passengers of DVT risk. (10a-1la). The
record is uncontroverted that Mr. Blotteaux did not
have DVT prior to boarding the flight. His injuries
were wholly caused during flight, by the conditions
created and decisions made by Qantas regarding its
operations. Further, evidence presented by Petitioner
reflects that DVT is far from an _ unforeseeable
idiosyncratic reaction limited to the peculiarities of a
particular passenger. (9a-lla). Rather, its incidence in
international passengers is as high as ten percent. The
Respondent does not and cannot produce any expert
evidence refuting the connection between DVT and the
flight-related risk that has been well-known to air
carriers for almost 30 years. (9a-11a).
In order to encourage air carriers to
meaningfully promote passenger safety, this Court
should recognize that failure to warn of DVT risk
constitutes an “accident” under Article 17. Thus,
carriers would provide health and safety information to
air passengers, informing them on steps to take to
minimize health and safety risks. Air carriers would
17
not be unduly burdened by assuring that all
passengers, who pay their fare, ride on the carrier, but
lack knowledge about DVT risk, are informed of the
risk and any preventative measures. An air carrier is
uniquely able to control the dissemination of health
related information to its passengers. Once the carrier
fails to adequately inform its passengers of DVT risk,
the Act’s intent to impose the standard of “virtual strict
liability” for injuries occurring in course of international
flight is subverted.
This Court should take the opportunity to
reinforce the protective aspects of the Warsaw Act by
holding carriers responsible under Article 17, when it is
shown that their decision to withhold information from
the traveling public resulted in serious bodily injury.
Il. THE DECISION BELOW CONFLICTS WITH
THE DECISION OF THIS COURT ON AN
IMPORTANT QUESTION REQUIRING
RESOLUTION BY THIS COURT.
A. Contrary to the Conclusion Below, a
Passenger Injury Due to a Carrer’s
Failure to Adequately Inform Its
Passengers of a Serious Safety Risk
Associated With Conditions of Air Travel
(A Risk Known to the Carrier But Not Its
Passengers), Satisfies the Saks and
Husain Model for an _ Article 17
“Accident.”
The Ninth Circuit erroneously analogized
Petitioner’s disabling injury to that addressed by this
Court in Air France v. Saks, supra, 470 U.S. 392,
18
because the Respondent’s flight took off, flew, and
landed as planned. Under this faulty paradigm, if a
passenger suffers an injury causally related to the
carrier on an otherwise “normal” international flight, an
“accident” may only be found if that passenger
informed a crew member of a health concern before he
or she is stricken, and then only if the crew member’s
response to that information violates a “clear” industry
standard or policy. However, this standard would
require the passenger to already know that by taking
the flight he or she is exposed to a potentially fatal risk
- - and therein lies the whole point of the DVT litigation
domestically and internationally. The Petitioner did
not know he was at risk because the Respondent was
uniquely situated to inform him of it, but failed to
adequately do so.
The record here is entirely distinguishable from
Saks. Saks stands for the proposition that since
nothing unusual happened on an otherwise “normal”
flight, and the condition and injury suffered was
internal to the passenger, the airline had no reason to
anticipate or act on the risk. Thus, it would not be
considered objectively “unusual” or “unexpected” if a
carrier did not act upon information it neither had, nor
had reason to anticipate. In the present case, the
Respondent knew of the hazard to all of its passengers,
but failed to give an adequate warning regarding it.
The facts in the present case are entirely
consistent with this Court’s pronouncement in Olympic
Airways v. Husain, supra, 124 S.Ct. 1221. In Husain,
the crew was informed of a passenger’s medical
sensitivity. The air carrier failed to properly act on the
information to prevent the injury. This Court found
19
that an omission may satisfy the requirement of an
“unexpected” or “unusual” event. A majority of This
Court found absolutely no distinction under Article 17
between carrier acts and omissions, if a passenger
injury results. Had the airline not had the information
regarding the medical condition, it would not have been
required to act. In the present case, tlle Respondent
had extensive information regarding the medical
condition and risk of DVT. Similar to Husain, the
Respondent failed to appropriately act by not giving an
adequate warning to prevent the Respondent’s injury.
The. discussion in Husain addressed a record
that presumed the existence and breach of an “industry
standard and airline policy.” The same result would be
obtained following the Husain analysis, where the
carrier is indisputably aware of a risk to which
thousands of its passengers are exposed to annually,
and the carrier fails to adequately warn of the risk,
especially since the Respondent acknowledges
developing videos, audio, and print materials regarding
the risk. (ER 292-293). This scenario must be
considered to be objectively “unexpected” or “unusual,”
since the carrier had _ specific information and
procedures, yet failed to implement them. Certainly
from the innocent injured person’s perspective, the
earrier’s failure to take action to obviate a risk it was
aware of would be both “unexpected” and “unusual.”
The passenger in Husain had a _ medical
susceptibility to conditions on the flight - the proximity
of the smoking section negatively affected his asthma.
The air carrier was aware of the susceptibility of the
passenger to these flight conditions, yet omitted to act
to prevent the asthma attack. Similarly, the
20
Respondent was aware of the susceptibility of its
passengers to DVT. The susceptibility of air
passengers to DVT directly results from the
characteristics of the Respondent’s cabin compartment
combined with extended flight time of international
flights. Despite the knowledge of the danger posed by
the flight conditions, the Respondent failed to
adequately warn the Petitioner of the danger of
developing DVT on the flight.
In its ruling below, the Ninth Circuit noted that
Qantas had a standard practice to show a video on the
risk of DVT. (10a). Thus, there was a standard airline
policy in the present case unlike in Rodriguez v. Ansett
Australia, Ltd., 383 F.3d 914, 917 (9"" Cir. 2004), where
the Ninth Circuit stated that a violation of a “clear
industry standard or airline policy” is required before
an omission will be considered “unexpected” or
“unusual.” Instead of determining that proof of a
violation of industry or airline policy would make
Qantas’s failure to warn “unexpected” or “unusual,” the
Ninth Circuit misinterpreted Rodriguez. In the
present case, the Ninth Circuit oversimplified
Rodriguez to stand for the proposition that the
“occurrence of DVT on an otherwise unremarkable
flight does not constitute an accident.” (5a).
Even if this Court is to take this simplistic
definition on its surface, the flight in question would not
be considered “unremarkable” since the Respondent
“unexpectedly” failed to follow its own standard
practice of showing the DVT warning video, or
adequately directing the Petitioner toward it. A
standard policy of educating passengers regarding
safety risks associated with the flight is quite
21
ineffective if the passengers are not adequately
informed by the air carrier of where to find that
information.
B. The Petitioner’s Development of DVT was
Related to the Respondent’s Operations.
It is beyond any reasonable dispute that “cause”
under Article 17 is to be expansively construed. There
need be only some link in the injury producing
“unusual” or “unexpected” event that was external to
the passenger. Air France v. Saks, supra, 470 U.S. at
406; Maxwell v. Aer Lingus, 122 F.Supp.2d 210 (D.Mass
2000).
“All injury is the product of a chain of causes”
and the passenger need only prove “some link in the
chain was unusual or unexpected event external to the
passenger.” Saks, supra, 470 U.S. at 406. The claim in
this litigation pertains to air carrier accommodations
and the services provided to passengers. It is accepted
that services provided by flight attendants to
passengers during flight is a characteristic of air travel
having a positive relation to the operation of the
aircraft. Tsevas v. Delta Airlines, (N.D. Ill.) 1997 WL
767278. Since providing information to passengers is a
vital service provided by the air carriers and their
employees, the omission by the air carrier when it
refrains from providing even adequate safety and
health information regarding the cabin environment
on a flight directly relates to the carrier’s conduct in its
operations.
As shown in the record, the Petitioner’s DVT
22
developed due to cabin conditions and due to the
Respondent’s failure to adequately and meaningfully
advise, inform, educate or warn its passengers. (9a-11a).
Under Saks, an “accident” need not be the sole cause of
the injury, but only has to be a link in the causal chain.
Saks, supra, 470 U.S. at 406. The Petitioner’s exposure
to cabin conditions, combined with the Respondent’s
failure to adequately warn of the danger and furnish
vital health and safety information created such a
causal link. Thus, paraphrasing Fulop, Mr. Blotteaux’s
“injury may be causally traced to the carrier’s fateful
choice[s] and represented an ‘external’ factor that
brought about at least the particular...injury here in
contention.” Fulop v. Malev Hungarian Airlines,
supra, 175 F.Supp.2d at 671.
A requisite nexus between carrier operations
and passenger injury is met where, as here, substantial
evidence is presented to support a conclusion that a
carrier failed to meaningfully respond to information of
a known risk. Once a relationship exists between the
Petitioner’s injury and the Respondent’s operations,
the injury becomes compensable under Article 17,
consistent with this Court’s instructions in Saks and
Husain. Accordingly, the purpose and intent of the
Warsaw Act is fulfilled, as originally presented and as
amended pursuant to the United States’ requirements
of adamantly preserving the safety and security of
international passengers.
The Ninth Circuit distinguishes the present case
by citing Rodriguez and its narrow interpretation of
Husain. The Ninth Circuit states that because Husain
involved a response by a flight crew to a medical
condition, and Rodriguez did not, the present case is
23
identical to Rodriguez. This interpretation is too
narrow to be practical, as courts would then have to
carve out individual exceptions to any response not
identical to Husain, rather than set a straightforward
rule for air carriers to follow. The interpretation
argued for by the Petitioner would save judicial and
private resources by avoiding future litigation
regarding various exceptions, and uphold the intent of
the Warsaw Act.
C. Lower Court Decisions in the Present
Case, as well as in Rodriguez and
Blansett Both Ignore the Supreme Court’s
Admonition Against Inserting Common
Law Principles Into Article 17 Analysis,
and They Conflict, Thus Creating a
“Catch 22” for International Passengers
Who Develop DVT.
The Ninth Circuit opinions in the present case
and in Rodriguez v. Ansett Australia, Ltd., supra, 383
F.3d 914, and the Fifth Circuit decision in Blansett v.
Continental Airlines, Inc., supra, 379 F.3d 177, both
improperly inject common law concepts of standards
and policies into their discussion of an “accident.” The
Ninth Circuit premised its opinions upon the injured
passenger’s inability to establish a violation of a “clear
industry standard or airline policy,” or to “demonstrate
any clear industry standard against which Qantas’s
warnings could be measured in any event” at the time
of the flight to warn about DVT risk. Rodriguez, supra,
383 F.3d at 918. (6a). The Ninth Circuit, however,
neglected to address whether the Respondent’s
departure from its own standards could objectively be
considered “unexpected” or “unusual.”
24
The Fifth Circuit in Blansett ignores evidence of
the violation of industry standards in existence in 2001,
concluding that the failure to warn was not “unusual”
or “unexpected” because the warnings provided
complied with regulations issued by the Federal
Aviation Administration. Blansett, swpra, 379 F.2d at
182. The Fifth Circuit, therefore, limits the
determination of what is “unusual” or “unexpected,”
insofar as an international carrier’s failure to warn, to
whatever is required by the FAA at a particular point
in time. As such, the Fifth Circuit authorizes the FAA
to determine compensability under the Act. This
rationale is faulty, because, while the FAA may
establish minimum standards for international flights
arriving in or departing from the United States, it does
not have the power to set standards for the
interpretation of international treaties, such as the
Warsaw Convention. The FAA sets only the absolute
minimum standards for domestic and international
carriers to abide. Air carriers may still be found liable
for act or omissions that meet or exceed the FAA
minimum requirements. However, the Fifth Circuit’s
opinion could, lead to different applications of the
definition of “accident” in failure to warn claims,
diverging from the intent of the Warsaw Convention to
create standards protecting passengers.
Blansett’s reference to Federal Aviation
Regulations is contravened by a lack of any indication
of Congressional intent to preempt the field of
international carrier warning practices. (See, e.g.,
Charas v. Transworld Airlines, 160 F.3d 1259 (9'° Cir.
1998).) Moreover, federal regulations only describe a
carrier’s minimum response. They do not provide a
carrier with a complete defense. Jn Re Air Disaster at
25
Lockerbie, Scotland on December 21, 1988, 37 F.3d 804,
815 (2d Cir. 1994). Where federal law, as here, creates
only a floor, preemption will not be found. Geier v.
American Honda Motor Corp., 529 U.S. 861, 867 (2000).
All of these opinions’ analyses of Article 17 are
deficient and contrary to Husain since they each use
common law concepts to determine what is
“unexpected” and “unusual” as a matter of law. The
opinions base their conclusions on industry standards or
federal regulation. Although reference to such
standards may be instructive concerning what might
objectively be considered “unexpected” or “unusual,”
such evidence cannot reasonably be considered
conclusive. Adopting the Ninth Circuit’s view would
allow a carrier to delineate and control its own liability
under the Act by simply not adopting a standard, or
selectively choosing to follow one.
The lower Circuit decisions presume that a
carrier’s compliance with negligence-based common law
principles of standards and/or regulations is dispositive
of Article 17 liability. However, there is no reason in
the history of the Act, or the Supreme Court’s
pronouncements from Saks and Husain, to support a
determination that an injury arising from an industry’s
failure to establish or implement a standard to respond
to a known risk should not also be compensable,
regardless of what the FAA may or may not require.
Determination of whether an airline’s failure to
address a known risk to thousands of passengers is
“unexpected” or “unusual,” and thus an “accident,”
must turn on an objective evaluation “after assessment
of all the circumstances.” Saks, supra, 470 U.S. at 405;
26
Fulop, supra 175 F.Supp.2d at 670; Maxwell v. Aer
Lingus, supra, 122 F.Supp.2d at 211. In some
instances, this inquiry may be informed by “industry
norms, internal policies and procedures, and general
standards of care.” Fulop, 175 F.Supp.2d at 665.
However, the absence of carrier policies, standards, or
FAA regulations must not be allowed to relieve a
carrier of its responsibility under the Act for a
passenger injury caused by a carrier’s conscious refusal
to adopt, implement, or perform a standard.
CONCLUSION
In order to protect the safety of international air
travelers, to secure uniformity as to this important
issue of international law and to resolve importan.
conflicts between the decision below and the decisions
of other Circuits as well as this Court, plenary review is
in order.
Respectfully submitted,
Clay Robbins III
Counsel of Record
MAGANA, CATHCART
& McCARTHY
1801 Avenue of ®. Stars,
Suite 600
Los Angeles, CA 90067
(310) 553-6630
Attorneys for Petitioner
Edward A. Blotteaux
la
(any footnote(s) trail end of each document)
No. 03-56837
UNITED STATES COURT OF APPEALS FOR THE
NINTH CIRCUIT
EDWARD A. BLOTTEAUX, an individual, Plaintiff-
Appellant,
V.
QANTAS AIRWAYS LIMITED, Defendant -
Appellee, and UNITED AIRLINES, INC., Defendant.
February 15, 2006, Submitted, Pasadena, California
March 1, 2006, Filed
COUNSEL: Clay Robbins III, Magana, Cathcart &
McCarthy, Los Angeles, California, for the plaintiff-
appellant.
Rod D. Margo, Scott D. Cunningham, Condon &
Forsyth, LLP, Los Angeles, California, for the
defendants-appellees.
JUDGES: Before: B. Fletcher, Callahan, Circuit
Judges, and England, District Judge
2a
Edward A. Blotteaux (“Blotteaux”) appeals the district
court’s grant of summary judgment in favor of Qantas
Airways Limited (“Qantas”) on _ grounds that
Blotteaux’s development of Deep Vein Thrombosis
(“DVT”) fails to qualify as an accident compensable
under the terms of Article 17 of the Warsaw
Convention'. We have jurisdiction pursuant to 28
U.S.C. § 1291, and we affirm the district court’s
judgment.
A grant of summary judgment is reviewed de novo.
Ocean Advocates v. U.S. Army Corps of Eng’rs, 402
F.3d 846, 858 (9'" Cir. 2005). Interpretation od the
Warsaw Convention, a multilateral treaty governing
the liability of air carriers engaged in international
transportation, is a question of law also subject to de
novo review. Hosaka v. United Airlines, Inc., 305 F.3d
989, 993 (9'* Cir. 2002), cert. denied, 5387 U.S. 1227
(2003).
On or about September 26, 2001, Blotteaux developed
DVT, a condition in which blood clotting forms in the
deep veins of the legs, while seated in business class
aboard an international flight operated by Qantas
between Australia and the United States. It is
undisputed that the flight in question was uneventful,
with no equipment malfunction or other anomaly
occurring. It is further undisputed that Blotteaux did
not request any assistance or other accommodation
from Qantas personnel during the course of the flight,
and while he does claim to have noticed some leg
discomfort as the trip progressed, Blotteaux did not
seek any medical treatment for some thirteen days
after concluding his air travel.
oa
The susceptibility of airline passengers to development
of DVT, particularly on long flights, is well recognized.
It is undisputed that Qantas developed an informational
video on the risks of DVT, and precautionary measures
to be taken in the face of that risk, for use on long-haul
flights. Qantas’ standard custom and practice, since
March 2001, has been to show its informational video on
all international flights, including the flight at issue. In
addition, it is undisputed that the Qantas in-flight
magazine, which was available on Blotteaux’s flight,
contained an article cautioning passengers on the risk
of developing DVT on long flights. Finally, Qantas’ in-
flight audio entertainment system included a segment
about the importance of maintaining blood circulation
during such flights.
Blotteaux makes two primary arguments in appealing
the judgment below. First, he argues that the term
“accident,” which triggers liability for bodily injury
under Article 17 of the Warsaw Convention, should be
interpreted flexibly in order to allow recovery for his
DVT-related damages. Secondly, Blotteaux contends
that he was not provided with any meaningful warning
as to the risk of DVT, and argues that Qantas’ failure to
adequately warn in that regard subjects the airline to
liability under the Warsaw Convention. As set forth
below, neither contention has merit.
Article 17 of the Warsaw Convention makes
international air carriers liable for bodily injury
sustained by a passenger “if the accident so sustained
took place on board the aircraft or in the course of any
of the operations of embarking or disembarking.” 49
Stat. 3018. Liability under Article 17 therefore hinges
in the present matter in whether or not Blotteaux’s
4a
development of DVT constitutes an “accident”, as that
term has been defined.
In Air France v. Saks, 470 U.S. 392 (1985), the Supreme
Court addressed the definition of “accident” for
purposes of assessing Article 17 liability because it
resulted from “the passenger’s own internal reaction to
the usual, normal, and expected operation of the
aircraft.” Id. at 406. In order to trigger liability, the
Court required that a passenger’s injury be “caused by
an unexpected or unusual event or happening that is
external to the passenger.” /d. at 405.
The rationale of Saks applies squarely to this case. No
evidence has been presented that anything unusual
occurred aboard the Qantas flight in question, or that
Blotteaux’s development of DVT was triggered by
anything other than his own internal reaction to the
prolonged sitting/inactivity attendant to any lengthy
flight. Blotteaux nonetheless argues that the reasoning
of a subsequent Supreme Court decision, Olympic
Airways v. Husain, 540 U.S. 644 (2004), should extend
to the present matter.
In Husain, the airline was held liable for a passenger’s
fatal asthma attack after the flight attendant
repeatedly refused to move the passenger out of the
proximity of the plane’s smoking section, despite
numerous requests from the passenger’s wife that an
allergy to cigarette smoke made that move imperative.
See Id. at 647. The Court found that the attendant’s
refusal to assist the passenger was an unusual and
unexpected event that satisfied the “accident”
requirement of Article 17. /d. at 646.
5a
The present case is factually distinguishable from
Husain because it is undisputed that the flight
personnel were not asked to assist Blotteaux in any
way and were not even notified of any discomfort on his
part. Moreover, in Rodriguez v. Ansett Australia Ltd.,
383 F.3d 914 (9 Cir. 2004), this court unequivocally
found that the occurrence of DVT on an otherwise
unremarkable flight does not constitute an accident
because, pursuant to Saks, the condition was
precipitated not by any unexpected or unusual event or
happening but instead by the passenger’s own internal
reaction to normal flight conditions. /d. at 917.
Rodriguez distinguishes Husain on grounds that it
involves a response by flight crew to the passenger’s
medical condition, a distinction equally applicable here.
Id. at 918. Consequently, with respect to an airline
passenger’s development of DVT under normal flight
conditions, we have already decided that no “accident”
under the Warsaw Convention could have occurred.
Blotteaux’s second argument is equally unavailing. He
contends that Qantas failed to meaningfully inform its
passengers about the risk of developing DVT on long-
haul flights, and argues that such a failure can be
analogized to the “accident” identified by the Supreme
Court in Husain. As Rodriguez makes clear, however,
Husain involved a response by the flight crew to the
passenger’s medical condition, a circumstance not
present in this case. /d. The only question left open by
Rodriguez, given our statement there that we need not
decide the issue, is whether an airline’s failure to warn
of DVT can constitute an accident for purposes of
Article 17. See Id. at 919.
There is no factual basis here for Blotteaux’s claim that
6a
Qantas failed to adequately warn him about the danger
of DVT. Since both video, audio, and written materials
concerning DVT were provided, the fact that Blotteaux
failed to heed those materials does not support any
failure to warn on Qantas’ part. In the face of those
warnings, Blotteaux’s claim that Qantas somehow “hid”
the risk of developing DVT is simply untenable.
Moreover, Blotteaux has failed to demonstrate any
clear industry standard against which Qantas’ warnings
could be measured in any event. In the absence of a
viable failure-to-warn claim, this case is squarely
controlled by Saks and Rodriguez.
AFFIRMED.
Footnote(s)
1. Convention for the Unification of Certain Rules
Relating to International Transportation by Air, Oct.
12, 1929, 49 Stat. 3000.
7a
No. CV 03-927-JFW (Shx)
UNITED STATES DISTRICT COURT FOR THE
CENTRAL DISTRICT OF CALIFORNIA
EDWARD BLOTTEAUX -v- QANTAS AIRWAYS
LIMITED, et al.
September 5, 2003, Decided
September 8, 2003, Entered
COUNSEL: For Edward Blotteaux, Plaintiff: Clay
Robbins III, Magana Cathcart & McCarthy, Los
Angeles, California
For Qantas Airways Limited, Defendant: Rod D.
Margo, Scott D. Cunningham, Evan K. McNamara,
Condon & Forsyth LLP. Los Angeles, California
JUDGE: PRESENT: HONORABLE JOHN F.
WALTER, UNITED STATES DISTRICT JUDGE
OPINION BY: JOHN F. WALTER
OPINION: CIVIL MINUTES - - GENERAL
PROCEEDINGS (IN. CHAMBERS): ORDER
GRANTING DEFENDANTS’ MOTION’ FOR
SUMMARY JUDGMENT
On July 25, 2003, Defendants United Airlines, Inc.
(“United”) and Qantas Airways Limited (“Qantas”)
filed separate Motions for Summary Judgment. On
August 4, 2003, Plaintiff Edward Blotteaux filed his
8a
Oppositions. On August 18, 2003, United and Qantas
filed separate Replies. The Court found the matter
appropriate for submission on papers without oral
argument. See Local Rule 7-15 (the Court may
dispense with oral argument on any mater unless
otherwise required); F'ed.R.Civ.P. 78. The matter was,
therefore, removed from the Court’s August 25, 2003
hearing calendar and the parties were given advance
telephonic notice. After considering the moving,
opposing, and reply papers, and the arguments therein,
the Court rules as follows:
I. Facts and Procedural Background
On September 8, 2001, Plaintiff traveled from Chicago,
Illinois to Los Angeles, California on United Flight No.
111. (UF P2.) Plaintiff remained in Los Angeles
overnight to visit with his sister. (Jd. at P3.) On
September 9, 2001, Plaintiff traveled from Los Angeles
to Auckland, New Zealand on Qantas Flight No. 26 (/d.
at P4.) Plaintiff was seated in business class while
traveling with Qantas. (/d. at P5.) On September 11,
2001, Plaintiff traveled from Auckland to Cairns,
Australia on Qantas Flight No. 616. (/d. at P6.) While
in Cairns, Plaintiff visited with his father and went
sightseeing, swimming, and snorkeling. (/d. at P7.)
Plaintiff remained in Cairns until September 26, 2001,
at which time Plaintiff traveled from Cairns to
Brisbane, Austrailia on Qantas Flight No. 615. (/d. at
P8.)
In Brisbane, Plaintiff boarded Qantas Flight No. 25
bound for Los Angeles, through Auckland, New
Zealand. (/d. at P9.) As the flight progressed, Plaintiff
felt increasingly uncomfortable and struggled to
9a
position himself to alleviate his discomfort. (/d. at P11.)
Plaintiff felt pressure on the back of his left calf due to
the position of the leg rest and attempted to adjust the
leg rest throughout the flight. Ud. at PP12-13.)
Although Plaintiff noticed a painful swelling behind his
knees upon arriving in Los Angeles, he did not report
the pain to a Qantas employee and did not seek
treatment from any medical practitioner while in Los
Angeles. (/d. at PP14-15 & 17.) There was nothing
usual_about the operation of the aircraft during Qantas
Flight No. 25 and there was no malfunction of any
equipment or component of the aircraft, including any
seat in which Plaintiff was sitting while he was on
board the aircraft. (/d. at PP26-28.)
Plaintiff visited with his sister in Los Angeles for a
couple of days, and, on September 28, 2001, Plaintiff
boarded United Flight No. 114 from Los Angeles to
Chicago. (/d. at PP16 & 18.) After arriving in Chicago,
the pain in Plaintiff's leg gradually became worse. (/d.
at P19.) On October 9, 2003, thirteen days after his
travel with Qantas was completed, Plaintiff sought
medical treatment from Dr. Thometz. (/d. at P20.) That
same day, Plaintiff was admitted to Swedish Covenant
Hospital and diagnosed with deep vein thrombosis
(“DVT”) and a pulmonary embolism. (/d. at P22.) DVT
is a condition in which a blood clot forms in the Jeep
veins of the legs. (Scurr Decl. P15; Exh. 13 to Robbins
Decl.) Complications occur when the clot, or part of it,
which has formed in the veins breaks away or
“embolizes” from the wall of the vein in the legs. (UF
P25.) If the embolus reaches a blood vessel through
which it cannot pass, it blocks the vessel. (/d.) Such a
blockage is called an embolism. (/d.)
10a
Qantas provides all passengers on all flights with in-
flight magazines. (De Rome Decl. P3.) The September
2001 issue of Qantas’ in-flight magazine, “The
Australian Way,” which was available to Plaintiff on
Qantas Flight No. 25, provides as follows:
When you're sitting upright and inactive for a
long period of time, several things can happen:
The central blood vessels in your legs can
be compressed, making it more difficult
for blood to get back to your heart.
Muscles can become tense, resulting in
backaches and a feeling of excessive
fatigue during, and even after, your flight.
The normal mechanism for returning fluid
to the heart can be inhibited, and gravity
can cause the fluid to collect in your feet
resulting in swollen feet after a long
flight.
Some studies have concluded that
prolonged immobility may be a risk factor
in the formation of Deep Vein Thrombosis
(DVT). Particular medical conditions may
increase the risk of formation of blood
clots if associated with prolonged
immobility.
Medical research indicates that factors
which may give you an increase risk of
blood clots in the legs include:
- personal of family history of DVT
- recent surgery or injury, especially
to lower limbs or abdomen
- blood disorders leading to
increased clotting tendency
- immobilization for a day or more
lla
- increasing age above 40 years
- oestrogen hormone _ therapy,
including oral contraceptives
- pregnancy
- tobacco smoking
- former or current malignant
disease
- obesity
: dehydration
- heart failure
- varicose veins
If you fall into any of these categories or you
have any concerns about your health and flying,
Qantas recommends you seek medical advice
before traveling.... While inflight, move your legs
and feet for three or four minutes per hour while
seated and move about the cabin occasionally.
Do the light exercises that we recommend below
and which feature on the inflight entertainment
system. (Exh. A to De Rome Decl.)
Qantas also created a video advising passengers about
DVT and the precautions that passengers should take
during a flight to prevent the development of DVT.
(Exh. A to Freedman Decl.; Freedman Decl. PP2-4.)
Since March 2001, it has been standard custom and
practice for Qantas to show the video on all of its
international flights, including Qantas Flight No. 25.
(/d.)
Plaintiff has stipulated that he developed DVT while
traveling on Qantas Flight No. 25, prior to traveling on
United Flight No. 114." (Stipulated Facts P8.) Plaintiff
has also stipulated that he did not request aid or inform
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any employee of United that he needed medical
attention during United Flight No. 114. (/d.)
IL. Standard
Summary Judgment is proper where “the pleadings,
depositions, answers to interrogatories, and admissions
on file, together with affidavits, if any, show that there
is no genuine issue as to any material fact and that the
moving party is entitled to a judgment as a matter of
law.” Fed.R.Civ.P. 56(c) The moving party has the
burden of demonstrating the absence of a genuine issue
of fact for trial. Anderson v. Liberty Lobby, Inc. 477
U.S. 242, 256 (1986). A party opposing a properly made
and supported motion for summary judgment may not
rest upon mere denials but “must set forth specific facts
showing that there is a genuine issue for trial.”
Fed.R.Civ.P. 56(e). In particular, when the non-moving
party bears the burden of proving an element essential
to its case, that party must make a showing sufficient to
establish a genuine issue of material fact with respect
to the existence of that element or be subject to
summary judgment. See Celotex Corp. v. Catrett, 477
U.S. 317, 322 (1986).
An issue is genuine if evidence is produced that would
allow a reasonable jury to reach a verdict in favor of the
non-moving party. Anderson, 477 U.S. at 248. The
Court must assume the truth of direct evidence set
forth by the opposing party. See Hanon v.
Dataproducts Corp. 976 F.2d 497, 507 (9° Cir. 1992).
However, where circumstantial evidence is presented,
the Court may consider the _ plausibility and
reasonableness of inferences arising therefrom. See
Anderson, 477 U.S. at 249-50; TW Electrical Service,
l3a
Inc. v. Pacific Electrical Contractors Ass’n, 809 F.2d
626, 631-32 (9° Cir. 1987). In that regard, “a mere
‘scintilla’ of evidence will not be sufficient to defeat a
properly supported motion for summary judgment;
rather, the nonmoving party must introduce some
significant probative evidence tending to support the
complaint.” Summers v. Teichert & Son, Inc., 127 F.3d
1150, 1152 (9"" Cir. 1997) (internal quotations omitted).
In ruling on a summary judgment motion, “the judge’s
function is not himself to weigh the evidence and
determine the truth of the matter but to determine
whether there is a genuine issue for trial.” Anderson
477 U.S. at 249. Credibility determinations, the
weighing of the evidence, and the drawing of legitimate
inferences from facts are jury functions...” d. at 255.
III. Discussion
Plaintiff argues that Qantas and United should have
warned him about the risks of developing DVT and that
their failure to warn constituted an accident for
purposes of Article 17 of the Warsaw Convention. 49
Stat. 3000 (1934); T.S. 876 reprinted in 49 U.S.C.
§40105. Article 17 of the Warsaw Convention provides:
The carrier shall be liable for damage sustained
in the event of the death or wounding of a
passenger or any other bodily injury suffered by
a passenger, if the accident which caused the
damage so sustained took place on board the
aircraft or in the course of any of the operations
of embarking or disembarking.
Accordingly, in order to prevail on his complaint
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against Qantas and United, Plaintiff must prove that an
“accident” was the cause of his injury. Air France v.
Saks, 470 U.S. 392, 396 (1985). The United States
Supreme Court defined “accident” as “an unexpected or
unusual event or happening that is external to the
passenger.” Jd. at 405. In addition, the Court stated
“when the injury results from the passenger’s own
internal reaction to the usual, normal, and expected
operation of the aircraft, it has not been caused by an
accident, and Article 17 of the Warsaw Convention
cannot apply.” Jd. at 406.
In this case, there is no evidence that Plaintiff
developed deep vein thrombosis from an unexpected or
unusual event or happening that was external to
Plaintiff. See, e.g., Margrave v. British Airways, 643
F.Supp. 510, 512 (S.D.N.Y. 1986) (holding that
“extended sitting in an airplane, even in an
uncomfortable position, cannot properly be
characterized as the sort of ‘accident’ that triggers an
airline’s liability under the Warsaw Convention”);
Scherer v. Pan American World Airways, Inc., 387
N.Y.S.2d 580, 581 (1976) (finding “no ‘accident’ as a
matter of law” where the plaintiff alleged “bodily injury
(namely, thrombophelitis), resulting from merely
‘sitting’ aboard a Pan Am flight from Tokyo to
California”). As a result, Plaintiff has failed to
demonstrate that an “accident” was the cause of his
injury as that term is used in the Warsaw Convention
and defined by the Supreme Court in Saks.
In addition, even if Plaintiff could prove that he
developed DVT from an unexpected or unusual event
or happening, his claim against United would still fail
because Plaintiff stipulated that he did not develop
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DVT on a United flight. (Stipulated Facts P38.)
Accordingly, Plaintiff cannot prove the United was the
cause of his injuries. See, e.g., McCaskey v. Continental
Airlines, Inc., 159 F.Supp.2d 562, 574 (S.D.Tex. 2001)
(holding that “[o]nce a passenger has proved that an
accident occurred aboard the aircraft or during the
operations of embarking or disembarking, the
passenger must also establish causation”).
IV. Conclusion
For the foregoing reasons, the Court GRANTS
Defendants’ Motion For Summary Judgment.
IT ISSO ORDERED
The Clerk shall serve a copy of this Minute Order on all
parties to this action.
Footnote(s)
0.1. Pursuant to the Court’s recommendation, Plaintiff
and United stipulated to certain facts for purposes of
United’s summary judgment motion. See Stipulation
Re Facts On Which Summary Judgment Is To Be
Determined (“Stipulated Facts”) attached as Exh. A
to Statement of Uncontroverted Facts And
Conclusions Of Law lodged by United on July 28, 2003.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.