Opposition Brief — Skokomish Indian Tribe v. United States
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Seconu, the Treaty reflects the federal government's
then-extant policy of Indian assimilation by providing that
the reservation eventually would be allotted into individ-
ual parcels, with individual Indians assigned parcels as
their homes and farms.’
Third, the Treaty addresses fishing rights from the
standpoint of both Indians and non-Indians. In Article 4,
the Treaty secured to the Tribe the “right of taking fish at
usual and accustomed grounds and stations .. . in common
with all citizens of the United States.” As noted by this
Court, this adaptive nature of the treaty fishing right was
essential as “new conditions came into existence to which
(treaty fishing] rights had to be accommodated.”
B. Accommodation for Hydroelectric Devei-
opment was Explicitly Sanctioned by Con-
gress through the Federal Power Act’s
Comprehensive Licensing Scheme
The change contemplated by the Treaty occurred
quickly. At the time of the Treaty, the Tribe numbered
about 200," and the Washington Territory was home to
approximately 3,965 non-Indians. By 1890 Tacoma’s
' Id. This approach prevailed as American Indian policy during the
mid-19th century until Franklin Rooseveit’s administration in the
1930s. Supp. ER 155
* Supp. ER 157
* United States v. Winans, 198 U.S. 371, 381 (1905). The Petition
raises only that part of the Ninth Circuit's en banc decision that
addresses Article 4 and the off-reservation fishing rights. The Tribe's
claim thai “what remains” also includes a treaty-reserved water right
or any trespass claims is incorrect. Pet. at 10
* Supp. ER 110
3
population alone was 36,000," and by 1910 the State’s
population had burgeoned to over a million.”
Hydroelectric power was an appropriate and impor-
tant part of the region’s increased settlement and devel-
opment. Congress enacted the Federal Water Power Act of
1920 (“FPA”) to provide for the growing need for hydroelec-
tric power throughout the country.” The express purpose
of the FPA was to implement a “complete scheme of
national regulation which would promote the comprehen-
sive development of the water resources of the Nation.””
The Act established the Federal Power Commission” (“the
Commission”) as the exclusive forum for accommodating
the numerous - and sometimes conflicting — interests that
could be affected by its licensing decisions.”
The FPA expressly addresses fisheries resources and
tribal interests. The Act delegates full authority to the
Secretaries of Interior (which has responsibility for Indian
affairs) and Commerce (the home agency of the National
Marine Fisheries Service, which exercises authority over
anadromous fish) to provide mandatory license conditions
that are designed to mitigate a hydropower operation’s
" Supp. ER 163.
" Supp. ER 165.
* Federal Water Power Act of 1920, Ch. 285, 330, 41 Stat. 1077.
“ First lowa Hydro-Electric Coop. v. Federal Power Comm'n, 328
U.S. 152, 180 (1946). See also California v. Fed. Energy Regulatory
Comm'n, 495 U.S. 490 (1980).
* The Federal Power Commission was reconstituted as the Federal
Energy Regulatory Commission (“FERC”) in 1977. These two entities
will be referred to interchangeably as the “Commission.”
" Federal Power Comm'n v. Oregon, 349 U.S. 435, 445-46 (1955).
4
impacts on fisheries resources” and that may be necessary
“for the adequate protection and utilization” of Indian
reservations.” The FPA also expressly provides that the
Commission “shall consider ... the recommendations
(including fish and wildlife recommendations) of Indian
tribes affected by a project.”” To issue a license, the
Commission must determine that the project “will not
interfere or be inconsistent with the purpose for which any
reservation affected thereby was created or acquired.”
Importantly, this Court has noted that a federally-licensed
hydroelectric project “is an example of the changing
circumstances that alter the contours of the Tribe’s con-
tinuing property rights.””
C. The Cushman Project
In 1912 the City of Seattle started investigating the
present site of the Cushman Project for a hydroelectric
dam. Seattle’s proposal was vetted by the Commissioner of
Indian Affairs, who concluded that there would be no
adverse effect on the rights of the Skokomish Tribe.” After
Seattle declined to pursue the proposal, in 1923 Tacoma
submitted an application for a federal license for the
Cushman Hydroelectric Project to the Commission for
approval.” The 50-year minor part license granted in 1924
" 16 U.S.C. § S11.
* 16 U.S.C. § 797(e).
” 16 U.S.C. § 803(a(2\B).
* Id. See also Supp. ER. 88.
” Federal Power Comm'n v. Tuscarora Indian Nation, 362 U.S. 99,
118 (1960).
* Supp. ER 178-83; Supp. ER 166; Supp. ER 170-77.
” Supp. ER 188, 190.
authorized the flooding of 8.8 acres of federal land in
connection with Tacoma’s construction of the Project on
the North Fork of the Skokomish River. Consistent with
its interpretation of the FPA at the time, the Commission
did not license the entire project but did review its full
scope.” The scope specifically included “(t]he proposed
scheme of development [] to utilize substantially all of the
waters of the North Fork of the Skokomish River.™
Indeed, the Commission found that “the project .. . will be
best adapted to a comprehensive scheme of improvement
and utilization for the purposes of water-power develop-
ment and of other beneficial public uses, and .. . will not
interfere or be inconsistent with the purpose for which any
* Supp. ER 188-207. The Tribe has asserted Tacoma has operated
the project “illegally” simply because the license issued to Tacoma was a
minor-part license that only covered 8.8 acres, not the entire area
occupied by the Project. The Commission, however, specifically consid-
ered this matter and concluded that issuing a minor-part license was
“consistent with the Commission's interpretation of its jurisdiction at
that time, [although) the Commission later concluded that Tacoma
should obtain a license for the entire Cushman Project....” City of
Tacoma, 84 FERC 4 61,107, p. 61,535 (July 30, 1998) (City of Tacoma
1998). Despite finding that Tacoma’s original minor-part license was
“under inclusive,” the Commission ruled that the license had not been
invalidated and that Tacoma was legally entitled to seek a relicense
for the entire project as originally built. City of Tacoma, 71 FERC
7 61,381 at pp. 62,487-88 (June 22, 1995) (City of Tacoma 1995). The
Tribe’s allegations to the contrary are apparently aimed at making
this case resemble the facts in United States v. Pend Oreille, 28 F iid
1544 (9th Cir. 1994), which found a hydropower project unlawfully
trespassed on a tribe's land. But both Judge Boldt’s findings in Skoko-
mish Indian Tribe v. France, No. 1183, Findings of Fact and Conclu-
sions of Law, Finding 43 (W_D. Wash. Jan. 29, 1962), aff'd, 320 F.2d 205
(9th Cir. 1963), cert. denied, 376 U.S. 943 (1964) (Supp. ER 102-03)
(discussed infra at 7-8), and FERC’s determinations in the relicensing
appeal make Pend Oreille readily distinguishable.
* Supp. ER 190.
6
reservation affecting thereby was created or acquired.™
The license stated further that “the said dam” was “neces-
sary and convenient for the development and utilization of
power.”
As noted by the Tribe, most of the Project’s facilities
are located on the North Fork of the Skokomish River.
Contrary to the implications of the Tribe’s statements,
however, Cushman Powerhouse No. 2 is not located “on”
Tribal lands.” Rather, that powerhouse is located on land
Tacoma owns in fee within the Skokomish Reservation’s
exterior boundaries.” Part of the Project’s transmission
line aud access roads traverse the Reservation, but any
claims regarding the line or roads are not at issue here, as
they were separately litigated” and are not raised in this
case.
The Tribe also repeats what are clearly disputed and
unresolved allegations in its Petition, including its allegation
* Supp. ER 88.
* Id.
* Pet. at 3.
* ER 188-89. See also City of Tacoma 1998, 84 FERC at p. 61,540.
” United States v. City of Tacoma, 332 F.3d 574 (9th Cir. 2003).
Indeed, the Tribe’s statement that the Ninth Circuit has held “that the
Project illegally trespasses upon certain Skokomish allotments” as well
as its assertion there is a “remaining issue” for “trespass for lands
illegally condemned for Project transmission lines and access roads,”
Pet. at 4 n. 2, 10, are patently false. In litigation unrelated to this case,
the Ninth Circuit affirmed a District Court holding that the conveyance
of easements (for the transmission line and access roads) across certain
Reservation allotments to Tacoma was invalid at the time that a state
court and the Department of Interior approved it in 1922. United States
v. City of Tacoma, 332 F.3d 574. Importantly, neither the Ninth Circuit
nor the District Court made any findings regarding current ownership
status of the parcels in question.
that the Project has caused “aggradation” in the main
stem of the Skokomish River, allegedly resulting in flood-
ing on the Reservation, and that the Project has taken
nearly one-half of the water flowing through the Reserva-
tion and “thus destroyed a substantial portion of the off-
and on-reservation fisheries.” These assertions remain at
issue in the pending relicensing proceeding.” Moreover,
causes of action related to aggradation or flooding are
state law causes of action dismissed by the trial court,”
and that dismissal was sustained on appeal.” In any
event, the state causes of action are not relevant to the
issue raised in the Tribe’s Petition for Certiorari.”
In sum, the only remaining issue presented to this
Court involves off-Reservation treaty fishing rights, and
the Tribe’s statements to the contrary should be ignored.
D. Project Licensing is under FERC Juris-
diction
No issues related to the Project’s licensing are part of
the Petition. A federal court determined in 1948 that
Tacoma had a valid license and that it complied with its
license and all applicable laws, rules and regulations. In
" Pet. at i (“Question Presented”). The Tribe also incorrectly
represents that six miles of the mainstem of the Skokomish River are
on Tribe’s Reservation. Pet. at 3. This is completely at odds with the
historical record, which shows that the mai«stem borders the Reserva-
tion but is not on the Reservation. ER 445-66, 476-78.
* Supp. ER 35.
* ERY.
* Skokomish Indian Tribe v. United States, 410 F.3d 506, 516-18
(9th Cir. 2005).
* Pet. at 1.
denying the Tribe’s suit to remove the Project’s transmis-
sion lines from tidvlands, Judge George Boldt concluded:
[The FPC) issued a license to the City of Tacoma
for Project No. 460 Washington. That ever since
said time said license has been in full force and
effect and, at all times since the issuance of said
license, the defendant City of Tacoma has oper-
ated said hydroelectric project pursuant to and
in accordance with the terms of said Federal
Power Commission license and all laws, rules
and regulations pertaining thereto... .”
Similarly, FERC asserted its exclusive jurisdiction
under the FPA in the relicensing proceedings when Ta-
coma filed an application for a “new” license (i.e., reli-
cense) for the Project in 1974. After FERC granted the
Tribe the right to intervene, the Tribe played an active role
in the relicensing proceeding and asserted many of the
same claims against Tacoma that it has asserted in this
litigation.” For these reasons, both the trial court and a
majority of the three-judge panel of the Ninth Circuit
concluded that the Tribe’s treaty-based claims were
* Supp. ER 102-03 (emphasis added). Judge Boldt further con-
cluded that the Tribe’s claim impermissibly “constitutes, insofar as
Tacoma is concerned, a collateral attack upon the order of the FPC in
issuing a license to Tacoma for the construction of a hydroelectric
project ... Supp. ER 106. The Ninth Circuit affirmed Judge Boldt’s
decision, and this Court denied certiorari. Skokomish Tribe v. France,
320 F.2d 205 (9th Cir. 1963), cert. denied, 376 U.S. 943 (1964).
” City of Tacoma, 67 FERC ¥ 61,152, p. 61,439 (May 4, 1994). City
of Tacoma, 84 FERC 4 61,107 (July 30, 1998) (City of Tacoma 1998);
City of Tacoma, Order on Rehearing, 86 FERC { 61,311 (Mar. 31, 1999).
Petitions for review of FERC’s decisions are pending before the United
States Court of Appeals for the District of Columbia Circuit. City of
Tacoma v. FERC, No. 05-1054 (D.C. Cir. filed Feb. 18, 2005).
9
preempted by the FPA, notwithstanding the minor part
license.” The Ninth Circuit en banc panel disagreed in a
footnote” and instead dismissed the Tribe’s treaty-based
claims on the grounds that no private right of action for
damages for off-reservation fishing rights could be implied
from the Treaty.” Both grounds, however, clearly support
the same result.
E. Current Project Operations
Pending the outcome of the relicensing litigation,
Tacoma is not, as suggested by the Tribe, operating “under
the 1924 license, which remains devoid of environmental
conditions.” Many events delayed FERC’s issuance of a
new license, which is now being challenged in the Ccurt of
Appeals for the District of Columbia Circuit by both the
Tribe and Tacoma.” Although the license is stayed pending
the outcome of that challenge, Tacoma has implemented
significant environmental measures that have benefited
the Tribe and the citizens of the state. These include
monetary contributions to the George Adams Fish Hatch-
ery; purchasing the Nalley Ranch and allowing it to return
to its natural estuarine condition; and doubling the flow in
the North Fork of the Skokomish River to at least 60 cubic
* ER 32-33, 37; Skokomish Indian Tribe v. United States, 332 F.3d
551, 560 (9th Cir. 2003), vacated by Skokomish Indian Tribe v. United
States, 410 F.3d 506 (9th Cir. 2005).
* Skokomish Indian Tribe v. United States, 410 F.3d at 512 n. 4.
“ Id. at 514
“ Pet. at 5
“ City of Tacoma v. FERC, No. 05-1054 (D.C. Cir. filed Feb. 18,
2005).
10
feet per second to provide improvements to spawning and
rearing conditions for salmon.“
Il. ARGUMENT
The Petition presents only a single, narrow issue:
whether Article 4 of the Treaty of Point No-Point, which
secures to the Tribe the “right of taking fish at usual and
accustomed stations in common with all citizens of the
United States," creates an implied private right of action
for money damages associated with the operation of a
hydroelectric project licensed under the FPA.
No court has ever implied such a private right of
action for money damages for an alleged violation of
Indian treaty fishing rights.“ Rather, this remedy is at
odds with the adaptive and accommodative nature of the
fishing right shared “in common with all citizens.” Indeed,
every federal judge that has considered the Tribe’s claim,
including both the majority and dissenters in the Ninth
Circuit’s en banc determination, characterized the Tribe's
treaty-based claim as one that turns on Article 4’s adap-
tive fishing rights. Given this limitation, the Tribe’s claim
of conflicts with other decisions involving tribal treaty
rights is illusory. Accordingly, the Ninth Circuit en banc
* City of Tacoma, 89 FERC 4 61,273, p. 61,795 (Dec. 16, 1999).
“ Supp. ER 157.
“ The only cases that have considered such a novel claim have
uniformly ruled that the tribe does not have such a remedy. See, e.g,
Nez Perce Tribe v. Idaho Power Co., 847 F. Supp. 791 (D. Idaho 1994),
Muckleshoot Tribe v. Puget Sound Power & Light Co., No. 472-72C2V
(W.D. Wash. Oct. 8, 1986) (cited in Nez Perce, 847 F. Supp. at 807);
Nisqually Indian Tribe v. City of Centralia, No. C75-31T (W.D. Wash.
Nov. 18, 1981) (cited in Nez Perce, 847 F. Supp. at 807).
Bs OS Sh a
ll
decision does not conflict with any existing case law and,
thus, the Petition does not warrant granting certiorari.
Moreover, there is no other compelling reason to grant
certiorar because the Tribe continues to pursue regulatory
protection for its in-common fishing rights through the
FERC relicensing process. The decision also does not in
any way implicate the extensive precedent providing for
equitable remedies and regulatory protections designed to
protect treaty fishing rights of tribes. Nor does it implicate
recognized remedies in tort or affect common law damages
remedies available to Indian tribes to vindicate possessory
interests in real property. And it does not implicate or
conflict with established precedent governing the implica-
tion of private causes of action under federal statutes and
treaties.
In the end, granting the Tribe’s Petition and reversing
the Ninth Circuit’s decision would create an unprece-
dented cause of action that could greatly expand the
potential exposure of third parties to court-imposed money
damages without Congressional authority. As emphasized
by this Court recently in City of Sherrill v. The Nation of
Oneida,” the law disfavors addressing the wrongs of prior
generations in a manner that fundamentally disrupts
settled long-held and reasonable expectations.” For all of
these reasons, Tacoma respectfully requests that the
Tribe’s Petition be deriied.
“ US. _, 125 S.Ct. 1478 (2005).
” Id. at 1491.
12
A. The Ninth Circuit Correctly Held the Treaty
Does Not Establish a Private Right of Action
for Money Damages Against A Third Party
Who Indirectly Affected the Amount of Fish
Available for the Tribe to Harvest.
1. Settled Precedent Supports Finding
There is No Private Right of Action for
Damages Implied in the Treaty.
A fundamental tenet of this Court's decisions in which
a private right of action for damages has been implied is
that the conduct to be remedied must be specifically and
unmistakably prohibited by the Congressional scheme.“
Parties must also be clearly on notice that the type of
conduct is prohibited. In this case, the challenged conduct
involves a hydroelectric facility under the aegis of, and
affirmatively encouraged by, the Federal Power Act. The
well-established four-part test set forth in Cort v. Ash” for
determining whether a private right of action exists
demonstrates that no implied right of action exists for the
Tribe’s asserted fishing claim:
(a) Is the piaintiff one of the class for whose special
benefit the statute was enacted? Although the Point-No-
Point Treaty was for the benefit of the Skokomish Tribe, it
also was intended to benefit all citizens by accommodating
settlement and development.
“ Jackson v. Birmingham Bd. of Ed., _ U.S. _., 125 S.Ct. 1497
(2005); Gonzaga University v. Doe, 536 U.S. 273, 280 (2003), Alexander
v. Sandoval, 532 U.S. 275 (2001); Gebser v. Lago Vista Independent Sch
Dist., 524 U.S. 274 (1998)
“” 422 U.S. 66, 78 (1975)
13
(b) Js there any indication of legislative intent,
explicit or implicit, either to create such a remedy or to
deny one? All parties agree there is no explicit provision in
the treaty for money damages for shared, in-common
fishing rights. Since Congress has not spoken with a “clear
voice” or manifested an “unambiguous” intent to confer
individual rights, the courts should not imply a remedy of
money damages for alleged violation of treaty fishing
rights.
(c) Js it consistent with the underlying purpose of the
legislative scheme to imply such a remedy for the plaintiff?
Since Congress hes never enacted a statute or approved a
treaty expressly providing money damages to tribes for
alleged violations of in-common, off-reservation treaty
fishing rights, it is not surprising that no court has ever
found a basis for implying such a remedy. The only court-
made remedies for harm to in-common, off-reservation
treaty fishing rights have been prospective and equitable
in nature.” This approach is consistent with the historical
context of these treaties defining such rights. The treaties
were meant to accommodate change, and the fishing rights
were not meant to be static and immutable. Article 4 of the
Treaty, therefore, did not impose an environmental servi-
tude on off-reservation areas, or anything akin to a prop-
erty interest protected at law by remedial money damages.
Indeed, any inference that Congress necessarily
contemplated that the Tribe could entertain a damage
action for allegedly adverse affects on the environment,
™ See eg. Winans, 198 U.S. at 384; Puyallup Tribe v. Dept. of
Game, 391 U.S. 392 (1968) (Puyallup I), United States v. Washington,
384 F. Supp. 312, 328 (W.D. Wash. 1974), aff'd, 520 F.2d 676 (9th Cir.
1975), cert. denied, 423 U.S. 1086 (1976)
14
which then affected the availability of fish, is dispelled by
over 150 years of history. Had Congress intended to allow
money damages for impacts of authorized hydropower
projects on treaty fishing rights, certainly it couid have
addressed the issue in the FPA. Instead, it provided only
prospective remedies such as conditions, enhancements
and mitigation.” The FPA explicitly sets forth procedur»s
for accommodating tribal in-common fishing rights as part
of the licensing process.”
The comprehensive character of the FPA not only
determines how the Tribe’s in-common fishing right
accommodates subsequent federal hydropower develop-
ment, it also preempts any federal common law claims
that could be fashioned to enforce those rights.” The
courts have been vigilant in ensuring that this compre-
hensive scheme of the FPA and the Commission’s jurisdic-
tion is not eroded and have rejected collatera! attacks in
similar circumstances.”
Although the Tribe argues the Indian Claims Limita-
tion Act is evidence of Congressional intent to create a
private right of action, this statute does not create — but
“ 16 USC. § 8034).
” 16 USC. % 797(¢), 803(aX 2B), 811
” 16 U.S.C. § 791(a) et seq.; Mobil Oil Corp. v. Higginbotham, 436
U.S. 618, 625-26 (1978). See also In re Oswego Barge Corp., 664 F.2d
327, 335 (2d Cir. 1981) (1Sleparation of powers concerns create a
presumption in favor of preemption of federal common law whenever it
can be said that Congress has legislated on a subject.”)
“ Escondido Mutual Water Co. v. LaJolla Band of Mission Indians,
466 U.S. 765 (1984), City of Tacoma v. Taxpayers of Tacoma, 357 U.S
320 (1958), DiLaura v. Power Auth. Of the State of New York, 982 F.2d
73, 79 (2d Civ. 1992); California Save Our Streams Council, Inc. v.
Yeutter, 887 F.2d 908 (9th Cir. 1989).
15
only preserves — alleged causes of action from being barred
by a statute of limitations.”
(d) Js the cause of action one traditionally relegated
to state law so that it would be inappropriate to infer a
cause of action based solely on federal law? The Tribe itself
answered this question by pleading and relying on many
state law causes of action for which it sought the same
“damages” as in its treaty-based claim.” The Tribe’s state-
law causes of action were dismissed by the district court
on summary judgment on other grounds —- a decision
sustained by the Ninth Circuit ~ and are not raised in this
Petition. If the Tribe can obtain relief under state-law
causes of action, finding an implied right of action in the
Treaty is unwarranted as a matter of law.
Overall, application of the Cort v. Ash test demon-
strates that no private right of action exists. The Tribe
ignores this test and instead cites Gebser v. Lago Vista
Independent School District” as if it conflicted with the
decision in Cort v. Ash and supported its claim for an
implied private right of action for money damages in the
Treaty. But Gebser does not create a “conflict” that would
warrant granting certiorari, because Gebser rests on the
same, settled Cort v. Ash test described above. Moreover,
” 28 U.S.C. § 2415. Section 10(c) the FPA provides that federal
licensees are not immunized from state damages claims. As with the
ICLA, this provision is intended only to subject licensees to state
damage claims under state law that otherwise exist. It does not create a
federal cause of action for damages. DiLaura v. Power Auth. of the State
of New York , 982 F.2d 73, 78 (2d Cir. 1992).
” Skhokomish Indian Tribe v. United States, 410 F.3d at 516-18. The
state-law claims asserted » the Tribe included negligence, trespass,
public nuisance, private; s»._¢, and inverse condemnation. Jd.
” 524 US. 274.
16
Gebser, a sexual-harassment case,” did not establish an
implied right of action for money damages under Title [IX
but merely noted that the issue had already been decided
by Cannon v. University of Chicago.” And Cannon ex-
pressly relies on the established Cort v. Ash four-part test
applied above.”
More importantly, the Court in Gebser had the benefit
of Congressional guidance in a similar statute that did
provide money damages to victims of racial discrimination
under Title VII.“ No such Congressional support exists
here. In fact, the comprehensive scheme of the Federal
Power Act demonstrates Congressional intent to disallow
this type of a claim.”
* Id. at 277
” 441 U.S. 677 (1979).
” Id. at 688-89. In Gebser, the Court also noted that it had previ-
ously extended the Cannon holding to imply money damages in such
cases in Franklin v. Gwinnett County Pub. Schools, 503 U.S. 60 (1992).
Therefore, Gebser did not create by only “definc!d] the contours” of the
private right of action for money damages that had already been
established by previous decisions. Gebser, 524 U.S. at 281.
“ Gebser, 524 US. at 283
“The existence of such negative Congressional intent also
distinguishes Alexander v. Sandoval, 532 U.S. 275, 279 (2001), a civil
rights case that the Tribe relies on to argue that a statute that focuses
on “individuals protected” is an expression of Congressional intent to
create a private right of action. In any event, the Alexander court
rejected the plaintiff class’s contention that there was a private right of
action to enforce disparate-impact regulations promulgated under Title
VI of the Civil Rights Act of 1964. Jd. at 290-91
17
2. The Adaptive Nature of the Treaty Right
Defined by Congress Is Inconsistent With
A Private Right of Action for Damages
Traditional property rights involve the exclusive,
possessory right to own property, while the Tribe’s in-
common fishing right is neither possessory nor exclusive.
Rather, it is often described as a “usufructuary” right,”
which is most closely akin to a profit-d-prendre.™ Even the
Tribe acknowledges that its treaty right to catch fish is an
adaptive use subject to change.” As this Court has previ-
ously noted, the Tribe does not own the fish but rather
secured in the Treaty an opportunity to take a fair share of
the fish at usual and accustomed fishing stations.” There-
fore, the Treaty protects the Tribe’s interest in “available”
fish” but does not guarantee that fish will always be
available.
“ Minnesota v. Mille Lacs Band of Chippewa, 526 U.S. 172 (1999).
Sew also Lac Courte Oreilles Band of Lake Superior Chippewa Indians
v. Voigt, 700 F.2d 341, 352 (7th Cir.), cert. denied, 464 U.S. 805 (1983)
(stating that usufructuary rights include off-reservation hunting,
fishing, trapping, and gathering rights, and they do not require title to
the land and are similar to a profit-d-prendre); Sokaogon Chippewa
Community v. Exxon Corp., 805 F. Supp. 680, 701 (E.D. Wis. 1992),
aff'd, 2 F.3d 219 (7th Cir. 1993), cert. denied, 510 U.S. 1196 (1994).
“ See generally Lac Courte Oreilles Band of Lake Superior Chip-
pewa Indians v. Voigt, 700 F.2d 341.
“ Skokomish Indian Tribe, 332 F.3d at 558. As long ago as 1905,
this Court recognized: “[nJew conditions came into existence to which
[treaty fishing) rights had to be accommodated.” Winans, 198 U.S. at
381.
“ Douglas v. Seacoast Prods., Inc., 431 U.S. 265 284 (1977). See
also Nez Perce Tribe v. Idaho Power Co., 847 F.Supp. 813.
” Washington v. Washington State Commercial Passenger Fishing
Vessel Ass'n, 443 U.S. 658, 684-85 (1979) (“Passenger Fishing Vessel”).
18
The treaty fishing right is also an “in common” right
that is shared with non-Indian fishers to harvest a “fair
share” of the resource.” The right is not an exclusive right,
but rather must be balanced against the usufructuary
rights of others.
Since the treaty fishing right must accommodate
change and is held “in common” with non-Indians, this
Court and other courts consistently have used equitable
remedies to protect and define these rights. This is pre-
cisely what occurred in United States v. Winans,” where
the United States enforced the treaty (as it would any
federal law) and sought and obtained an injunction — not
damages — to remedy the impact of settler fishing on tribal
harvest.”
In fact, only equitable remedies are consistent with
the nature of the right itself. Equity allows courts and
regulatory agencies to fashion an appropriate remedy
based upon a balancing of competing interests, public
policies, and changing conditions. An action at law for
money damages does not permit such balancing.
Numerous examples exist of courts and regulatory
agencies exercising their unique equitable and statutory
power to protect Indian treaty fisl.ing rights and to ac-
commodate the changes occasioned by new circumstances
facing tribes without invoking any money-damage remedy.
For example, courts have used equity to allow the adaptive
fishing right to extend to hatchery fish resources that did
* Id.
* 198 U.S. 371.
” Passenger Fishing Vessel, 443 U.S. at 681 (citing Brief for United
States, O.T. 1904, No. 180, pp. 54-56).
19
not exist at the time of the treaty."’ Courts also have used
equity to allow treaty tribes to vary their “usual and
accustomed” fishing places to adapt to the diminishment
and geographic dispersal of fish,” and to employ modern
fishing techniques.”
Similarly, the fishing right — a right to share in the
harvest of public resources — is protected by and subject to
" United States v. Washington, 759 F.2d 1353, 1360 (9th Cir.), cert
denied, 474 U.S. 994 (1985) (noting it would be inequitable for tribes to
bear the full burden of the decline of natural fish without sharing the
replacement achieved through hatcheries), United States v. Washington,
506 F. Supp. 187, 198 (W.D. Wash. 1980) (“It is now beyond dispute that
natural fish have become relatively scarce, due at least in part to the
commercialization ot she fishing industry and the degradation of the
fishing habitat caused primarily by non-Indian activity in the case area.
The record also establishes that the State has developed and promoted
its artificial propagation program in order to replace the fish that were
artificially lost.”); United States v. Washington, 459 F. Supp. 1020, 1081
(W.D. Wash. 1978) (“This court has consistently maintained that a trial!
of the treaty right to hatchery fish is inherently interwoven with the
history of Washington State’s developing economy, its effects on the
environment, the Washington State management program for fisheries
and the cumulative effect of the above on the natural anadromous fish
runs.”); id. at 1079-80 (“Due to man's activities, subsequent to the
settlement of the area by non-Indians, and to other environmental
changes, sections of streams or entire streams have been removed from
salmon and steelhead production.”).
™ See, e.g., United States v. Washington, 384 F. Supp. 312, 361-62
(W.D. Wash. 1974), aff’d, 520 F.2d 676 (9th Cir. 1975), cert. denied, 423
U.S. 1086 (1976) (a tribe’s “usual and accustomed” fishing place
embraced the new location of fish no longer found in their prior spot).
™ See, e.g., Grand Traverse Band of Chippewa and Ottawa Indians
v. Director, Mich. Dep't of Natural Resources, 141 F.3d 635, 639-40 (6th
Cir. 1998); United States v. Michigan, 471 F. Supp. 192, 260 (W_D. Mich.
1979) (“The right [to fish] may be exercised utilizing improvements in
fishing techniques, methods and gear.”).
20
state and federal regulation.” This Court has held that a
state may so regulate, so long as the regulation is nondis-
criminatory and properly tailored to the public’s need.”
The 1998 United States v. Washington shellfish
decision” is a good example of a court using both equitable
relief and state regulation to protect and restrict an
adaptive treaty fishing right. The court extended the right
to take shellfish to any species of shellfish, not merely
those harvested by the tribes before the treaty” and
allowed the tribes to take shellfish on privately owned
natural (as opposed to artificial) tidelands.” The tribes’
" See, 2.g., United States v. Cherokee Nation of Oklahoma, 480 U.S.
700 (1987) (finding that the Cherokee Nation's treaty-guaranteed
ownership of portions of the bed of the Arkansas River is not absolute,
but subject to the federal government's dominant navigational servi-
tude); United States v. Dion, 476 U.S. 734 (1986) (a hunting and fishing
right not a defense to violations of the Eagle Protection Act and the
Endangered Species Act); Metcalf v. Daley, 214 F.3d 1135 (9th Cir. 2000)
(discussing the Makah treaty fishing right and the ongoing efforts to
address the harvesting of the gray whale under federal programs). See
also Washington v. Daley, 173 F.3G 1158 (9th Cir. 1999) (discussing the
United State’s trust obligation to protect the tribes’ treaty fishing rights
and the United State’s regulation allocating groundfish catches off the
Washington coast to four Northwestern Tribes).
” See generally Department of Game v. Puyallup Tribe, 414 U.S. 44
(1973) (Puyallup II); Puyallup I, 391 U.S. 392; Organized Village of
Kake v. Egan, 369 U.S. 60 (1962); Tulee v. Washington, 315 U.S. 681
(1942). See, e.g., United States v. Oregon, 657 F.2d 1009, 1016-17 (9th
Cir. 1981) (affirming a State’s total ban on tribal harvest of spring
Chinook salmon when it was necessary to preserve the species).
" 157 F.3d 630 (9th Cir. 1998), cert. denied, 526 U.S. 1060 (1999).
The right to harvest shelifish is also an “in common” right, although it
is subject to a restriction against harvesting from beds staked and
cultivated by non-Indians. Jd. at 638-39.
" Id. at 643.
™ Id. at 646-49.
21
take from the latter, however, was limited to 50 percent of
shellfish that would have been harvested had the beds not
been enhanced through the labor of commercial growers.”
Moreover, the tribes were limited by time, place, and
manner restrictions.”
Importantly, none of these equitable or regulatory
remedies are either implicated or affected by the Ninth
Circuit’s decision in this case.
B. This Ninth Circuit Decision Does Not Con-
flict with Oneida II.
The Tribe insists that the Ninth Circuit decision
conflicts with this Court’s decision in County of Oneida v.
Oneida Indian Nation (“Oneida II”)," in which the Court
held that the Oneidas had a federal common law right to
sue for money damages to enforce a possessory right to
their aboriginal lands that had been conveyed without the
required Congressional authorization.” But the Tribe
ignores obvious and significant differences that distin-
guish Oneida II.
First, the right the Oneidas sought to vindicate was
an exclusive, possessory interest in real property.” Here,
in contrast, the Tribe’s fishing right under the Treaty of
Point No-Point is neither exclusive nor possessory. Rather,
it is a non-exclusive, usufructuary, “in common” right to
” Id. at 651-53.
© Id. at 654-55.
" 470 U.S. 226 (1985).
" Id. at 235-36.
" Id. at 229.
22
take a fair share of fish. It was intended to change over
time to adapt to new conditions.
Second, the Court did not imply a private right of
action from a treaty or statute. Instead the Court permit-
ted the Oneidas to sue for unlawful possession of and
trespass on their historical lands because no act of Con-
gress had ever divested the Oneidas of their possessory
rights to aboriginal lands.“ These causes of action are
“well-established federal common law” remedies for
injuries affecting “possessory rights in land.”” The Ninth
Circuit explicitly acknowledged this point.” Conversely,
the damages remedy the Tribe urges this Court to imply
from the Treaty for alleged injury to its non-exclusive, in-
common fishing right has never been approved or recog-
nized by any court. Rather, as discussed above, these
rights have traditionally been protected by equitable
remedies and regulation. Notably, although the Oneidas
urged the Court to imply a private right of action for
“ Id. at 235 (citing Oneida Inaian Nation v. County of Oneida, 414
U.S. 661 (1974) (“Oneida I”)). For this same reason, Pend Oreille, 28
F.3d 1544, also is distinguishable, as it involved a situation where a
licensee had violated its license and trespassed on reservation territory.
* Skokomish Indian Tribe v. United States, 410 F.3d at 514.
Exactly the same analysis can be applied to every other alleged
“conflict” in the cases cited by the Tribe as a basis for granting cert. See
Pet. at 14, citing Mescalero Appache Tribe v. Burgen Floral Company,
503 F.2d 336 (10th Cir. 1974) (involving destruction of trees on real
property owned exclusively by the tribe); Pueblo of Isleta v. Universal
Constructors, 570 F.2d 300 (10th Cir. 1978) (involving blasting damages
to reservation property); and Pend Oreille, 28 F.3d 1544 (involving
trespass on‘real property owned by the tribe). Every one of these cases
involved traditional common law remedies for established causes of
action.
* Skokomish Indian Tribe v. United States, 410 F.3d at 514.
23
damages in the Nonintercourse Act of 1793,” the Court
expressly declined to do so.”
Third, the claim this Court recognized in Oneida II
was based on aboriginal title. In this case, by contrast, the
Tribe has never asserted that its claim is based on abo-
riginal title. Nor could it do so. By ratifying the Treaty of
Point-No-Point in 1859, Congress extinguished the Tribe’s
aboriginal iitle, leaving only treaty-based rights.”
The Tribe also argues an implied right of action for
damages against local government was “reaffirmed” in
City of Sherrill v. Oneida Indian Nation.” But Sherrill was
a suit in equity, not a suit at law. The Oneidas brought the
claim to avoid local property taxes, and “the question of
damages for the Tribe’s ancient dispossession [was] not at
issue.™ If anything, Sherrill supports the result in this
case, because this Court made a firm distinction between a
theoretical right and the means that might be used to
” In 1795, the Tribe's ancestors sold tribal land to the State of New
York. In 1970, several Oneida bands sued for damages on the ground
that the agreement with the state violated the Nonintercourse Act of
1793, which prohibited the conveyance of Indian land without Congres-
sional authorization pursuant to the treaty power. Oneida II, 470 US.
at 231-33. .
" Id.
" Skokomish Indian Tribe v. United States, 332 F.3d at 554;
Passenger Fishing Vessel Ass'n, 443 U.S. at 661-62. Whether the Treaty
adequately compensated the Tribe for the divesture of aboriginal
possessory rights is not the subject of this case.
” 125 S.Ct. 1478.
" Id. at 1494. The Oneidas had repurchased some of the same
lands at issue in Oneida II within the City of Sherrill and sought to
resist paying property taxes on the ground that the Tribe’s reacquisition
of fee title to parcels of historic reservation land merged the fee and
revived the Oneidas’ ancient sovereignty of each parcel. Jd. at 1488.
24
enforce it and then denied relief “based upon the long
lapse of time, during which the Oneidas did not seek to
revive their sovereign control through equitable relief in
court, and the attendant dramatic changes in the charac-
ter of the properties . . . [that] preclude [the Oneida Indian
Nation] from gaining the disruptive remedy it now
seeks.”
In sum, the Ninth Circuit’s decision does not conflict
with, or even implicate, Oneida I, Oneida II, or Sherrill.
Accordingly, this case does not warrant certiorari.
C. The Ninth Circuit Decision Does Not Conflict
with This Court’s Decisions Holding That
Treaties are the “Supreme Law of the Land”
It is disingenuous to argue that the Ninth Circuit’s
decision in this case conflicts with Supreme Court cases
finding treaties enforceable against the States as the
“supreme law of the land.” The question is not whether
the Treaty can be enforced, but whether a court can imply
a private remedy for money damages against third parties
to the Treaty, especially where a treaty grants not exclu-
sive, possessory rights, but only an adaptive, “in common”
right to use a shared resource. As stated by the Ninth
" Id. at 1491. As the Tribe notes, this same reasoning was recently
applied by the Second Circuit in Cayuga Indian Nation of New York v
Pataki. 413 F.3d 266 (2d Cir. 2005). The Cayuga court held that the
equitable and monetary relief sought by a tribe relating to a land claim
was “indisputedly disruptive” and barred by equitable doctrines “even
when such a claim is legally viable and within the statute of limita-
tions.” Jd. at 273.
* Pet. at 11-12 (citing Antoine v. Washington, 420 U.S. 194, 201-05
(1975); Choate v. Trapp, 224 U.S. 665 (1912); Perrin v. United States,
232 U.S. 478 (1914); and Dick v. United States, 208 U.S. 340 (1908)).
25
Circuit opinion, “{hjolding that a state is precluded from
passing laws in sistent with a treaty is quite different
from saying thu non-contracting party can be sued for
damages under the treaty.” In answer to the true ques-
tion presented, no court has ever implied such a remedy
for this type of a right. Therefore, the Court would be
embarking on an entirely new course if it implied such a
cause of action here.
D. The Traditional Tort Cases Cited By the
Tribe Are irrelevant
This Court’s review is not necessary to resolve any
“conflict” between the Ninth Circuit’s decision and tort
cases such as Union Oil v. Oppen.” The Tribe suggests a
double standard would be created by allowing non-Indian
fishers a remedy for despoliation of waters, but not Indian
fishers. But no such “conflict” exists, because there is
nothing in the Ninth Circuit’s opinion that would prevent
a tribe from suing in tort for negligence. Indeed, the Tribe
expressly notes in its petition that it is not seeking review
of any of the counts in its complaint that addressed tor-
tious conduct.” Therefore, the tort cases are not relevant.
Nor is the Ninth Circuit’s decision in conflict with any
of the cases involving money damages for violation of
traditional property rights asserted by tribes against
“ Skokomish Indian Tribe v. United States, 410 F.3d at 514.
* Union Oil v. Oppen, 501 F.2d 558 (9th Cir. 1974). Oppen involved
the tort of negligence for polluting waters through an oil spill. The Tribe
also cites Emerson G.M. Diesel v. Alaskan Enterprise, 732 F.2d 1468
(9th Cir. 1984), a product liability case arising under admiralty that has
no conceivable connection to the present case.
* Pet. at 1.
it. ee | aN a . tx in J a . 7* ind
26
common law tortfeasors. The Tribe claims” the decision
creates an inter- and intra-circuit conflict with three
trespass cases — Mescalero Apache Tribe v. Burgett Floral
Company,” Pueblo of Isleta v. Universal Constructors,”
and United States v. S. Pac. Transp. Co." To the contrary,
every one of these cases involves money damages arising
from violation of traditional exclusive and possessory
interests in real property and common law torts, in which
money damages is a common remedy, not implied or
created by treaty. Moreover, unlike the prohibited or
wrongful conduct at issue in a tort case, the “conduct”
complained of here consists only of the indirect effects of
the proper operation of a hydroelectric facility authorized
under the FPA™ on the off-reservation, in-common fishing
right secured by the Treaty. In fact, the operation of a
federally-licensed Project under the FPA is just the type of
conduct that this Court has held would alter the contours
of the Tribe’s continuing property rights.”
This same reason distinguishes the case of United
States v. Pend Oreille Public Utility District No. 1."° In
Pend Oreille, the Ninth Circuit allowed a damage action
against a hydroelectric project owner that had violated its
” Pet. at 14.
” 503 F.2d 336 (9th Cir. 1974).
” 570 F.2d 300 (10th Cir. 1978).
” 543 F.2d 676 (9th Cir. 1976).
“' Again, this is an issue properly determined by FERC. See
discussion, supra, at fn. 24.
Federal Power Comm'n vu. Tuscarora Indian Nation, 362 U.S. at
118.
28 F.3d 1544.
27
license and trespassed on reservation real property." This
claim is far different from an alleged violation of an “in
common” treaty fishing right that is regulated for the
common benefit of the Tribe and other citizens of the state
and subject to equitable remedies. Unlike Pend Oreille, the
Tribe is asking for an unprecedented new cause of action
that substantially departs from traditional common law
remedies.
E. The Federal Power Act Preempts any Im-
plied Private Right of Action.
The Tribe’s in-common fishing rights have been, and
continue to be considered by FERC as part of the re-
licensing process. This case represents a collateral attack
on that proceeding, and there is no “compelling reason” to
allow the Tribe to disrupt that proceeding.
The federal government has traditionally considered
Indian treaty fishing rights through its licensing authority
for hydroelectric projects under the FPA, which authorizes
the Commission to balance tribal and other public inter-
ests when licensing a project:
The Federal Power Act constitutes a complete
and comprehensive plan for the development and
improvement of navigation and for the develop-
ment, transmission and utilization of electric
power in any of the streams or other bodies of
water over which Congress has jurisdiction... .
'™ Id. at 1549. Unlike the claim at issue in this case, Pend Oreille
would not have been preempted by the FPA because it was a common
law trespass claim allowed by Section 10(c) of the FPA.
28
!t neither overlooks nor excludes Indians or lands
owned or occupied by them.”
As noted above, FERC and the D.C. Circuit in the re-
licensing proceeding have exercised continuing jurisdiction
over substantially the same issues raised by the Tribe in
this case. Both the trial court and the majority of the
three-judge Ninth Circuit panel held that the Federal
Power Act preempted the Tribe’s treaty-based damage
claims and that the Tribe’s suit was an impermissible
collateral attack on the Commission’s licensing authority,
the jurisdiction of the Commission, and the exclusive
remedy the FPA provides for licensing decisions.”
'* Federal Power Comm'n v. Tuscarora Indian Nation, 362 U.S. at
118 (emphasis added). Courts routinely hold that congressional
treatment of a substantive area within its Article | powers divests
feaeral courts of the authority to create or adapt federal common law
remedies to vindicate interests Congress has addressed comprehen-
sively by statute. See, e.g., City of Milwaukee v. Illinois, 451 U.S. 304,
317 (1981) (Federal Water Pollution Control Act (FWPCA) preempts
federal common law of nuisance). See also Middlesex County Sewerage
Authority v. National Sea Clammers, 453 U.S. 1, 22 (1981) (Clean
Water Act preempts federal common law remedy); Connor v. Aerovox,
730 F.2d 835, 840-842 (1st Cir. 1984), cert. denied, 470 U.S. 1050 (1985)
(FWPCA preempts private federa) maritime law damages remedy for
water pollution); In re Oswego Barge Corp., 664 F.2d at 335, 339-44
(Clean Water Act preempts the federal maritime remedy for govern-
mental oil spill cleanup cost recovery); Lee v. United States, 629
F. Supp. 721, 728-29 (D. Alaska 1985) (Alaska Native Claims Settle-
ment Act preempts federal common law remedy for invasion of posses-
sory interest in land); United States v. Price, 523 F. Supp. 1055, 1069
(D.N.J. 1981) (RCRA and CERCLA preempt federal common law of
nuisance), aff’d, 688 F.2d 204 (3rd Cir. 1982).
“ ER 37 (District Court Opinion) (“ ... [T)he Tribe’s claims flow
directly from FERC’s licensing decisions. The Court agrees with the
City of Tacoma that the Tribe’s claims belong before FERC and not this
Court.”); Skokomish Indian Tribe v. United States, 332 F.3d at 560
(“The Tribe’s claims were raised and addressed in the FERC licensing
(Continued on following page)
- or. . i Vee Pa > —. . LE pad ee oD eP
Ket WM A OP ae oe ee
29
The en banc opinion correctly noted in footnote 4 that
the FPA “provides exclusive jurisdiction for the Courts of
Appeals to review and make substantive modifications to
FERC licensing orders.” By focusing on the minor part
license, however, the en bunc panel failed to acknowledge
that the FPA itself would preempt any Court-created cause
of action, not the four corners of the license. Although
certiorari is not warranted on this issue, it was extensively
argued below and is another ground upon which the exact
same result would have been reached.
Ill. CONCLUSION
There is no disagreement between the circuits or other
compelling interest to be served by granting the Tribe’s
Petition for Certiorari. Tacoma respectfully requests that
the Petition be denied.
Respectfully submitted,
J. RICHARD CREATURA
Counsel of Record
DIANNE K. CONWAY
GORDON, THOMAS, HONEYWELL,
MALANCA, PETERSON & DAHEIM LLP
1201 Pacific Avenue, Suite 2100
Post Office Box 1157
Tacoma, Washington 98401-1157
(253) 620-6500
Attorneys for Tacoma Respondents
proceeding, and any dispute over FERC’s decision belongs first before
FERC and then the circuit courts, not the district courts. Thus, the Tribe’s
claims are impermissible collateral attacks on FERC’s licensing order.”)
'" Skokomish Indian Tribe v. United States, 410 F.3d at 512 n. 4
(citing Federal Power Comm'n v. Tuscarora Indian Nation, 362 U.S. at
118 (emphasis in original)).
App. 1
SKOKOMISH INDIAN TRIBE, a federally recognized
Indian tribe in its own capacity as a class representa-
tive and as parens patriae; Denny S. Hurtado; Gordon
A. James; Joseph Pavel; Anne Pavel; Maures P.
Tinaza; Celeste F. Vigil; Roslynne L. Reed; Gary W.
Peterson; Rita C. Andrews; Tom G. Strong; Marie E.
Gouley; Victoria J. Pavel; Dennis W. Allen; Joseph
Andrews, Sr.; Zetha Cush; Elsie M. Allen; Alex L.
Gouley, Jr.; Lawrence L. Kenyon; Doris Miller; Gerald
B. Miller; Helen M. Rudy; Ronald D. Twiddy, Sr.; "Nick
G. Wilbur, Sr., Petitioners-Appellants,
Vv.
UNITED STATES of America; Tacoma Public Utility, a
Washington municipal corporation; City Of Tacoma, a
Washington municipal corporation; William Barker,
Tacoma Public Utilities Board Member in his official
capacity; Tom Hilyard, Tacoma Public Utilities Board
Member in his official capacity; Robert Lane; Tim
Strege; G.E. Vaughn, Defendants-Appellees.
Skokomish Indian Tribe, a federally recognized Indian
tribe in its own capacity as a class representative and
as parens patriae; Denny S. Hurtado; Gordon A.
James; Joseph Pavel; Anne Pavel; Maures P. Tinaza;
Celeste F. Vigil; Roslynne L. Reed; Gary W. Peterson;
Rita C. Andrews; Tom G. Strong; Marie E. Gouley;
Victoria J. Pavel; Dennis W. Allen; Joseph Andrews,
Sr.; Zetha Cush; Elsie M. Allen; Alex L Gouley, Jr;
Lawrence L. Kenyon; Doris Miller; Gerald B. Miller;
Helen M. Rudy; Ronald D. Twiddy, Sr; Nick G.
Wilbur, Sr., Skokomish Indian Tribal members for
themselves and all others similarly situated, Plain-
tiffs-Appellants,
App. 2
Tacoma Public Utility, a Washingten municipal corpora-
tion; City of Tacoma, a Washington municipal corpo-
ration; William Barker, Tacoma Public Utilities Board
Member in his official capacity; Tom Hilyard, Tacoma
Public Utilities Board Member in his official capacity;
Robert Lane; Tim Strege; G.E. Vaughn; United States
Internal Revenue Service, Defendants-Appellees.
Nos. 01-35( 18, 01-35845
United States Court of Appeals,
Ninth Circuit.
Argued and Submitted Jan. 6, 2003.
June 3, 2003.
Mason D. Morisset, Morisset, Schlosser. Ayer &
Jozwiak, Seattle, WA, for the Petitioners-Appellants.
Phillip H. Lynch, Assistant United States Attorney,
Tacoma, WA, for the Defendants-Appellees.
J. Richard Creatura, Gordon, Thomas, Honeywell,
Malanca, Peterson & Daheim, PL.L.C. (Tacoma Public
Utility), Tacoma, WA, for the Defendants-Appellees.
Timothy L. Ashcraft, Gordon, Thomas, Honeywell,
Malanca, Peterson & Daheim, PL.L.C. (Tacoma Public
Utility), Tacoma, WA, for the Defendants-Appellees.
Appeal from the United States District Court for the
Western District of Washington; Franklin D. Burgess,
District Judge, Presiding. D.C. No. CV-99-05606-FDB.
Before: WALLACE, TROTT, and TASHIMA, Circuit
Judges.
Opinion by Judge TROTT,; Opinion concurring in part
and dissenting in part by Judge TASHIMA.
App. 3
TROTT, Circuit Judge.
The Skokomish Indian Tribe (“Skokomish Tribe”) and
individual tribe members (collectively “Tribe”) brought this
action against the City of Tacoma (“City”), Tacoma Public
Utilities (“TPU”), and individual board members of TPU
(“Board”), (collectively “Tacoma”), and the United States
alleging they were harmed by the Cushman Hydroelectric
Project (“Project”) owned by the City.’ The Project includes
two dams, two reservoirs, diversion works, two power
houses, transmission lines, and it floods over thirty acres
of federal land within a total project area of 4,700 acres. In
Case No. 01-35028, the Tribe appeals the district court’s
denial of its motion to certify a class of tribe members who
allege they were harmed by the Project. In Case No. 01-
35845, the Tribe appeals the district court’s orders (1)
denying the Tribe’s recusal motion, (2) dismissing the
United States as a defendant, (3) granting summary
judgment in favor of Tacoma on the Tribe’s claims asserted
against Tacoma; and (4) dismissing the Tribe’s 16 U.S.C. §
803(c) cause of action for failure to state a claim upon
which relief can be granted.
We have jurisdiction under 28 U.S.C. § 1291 over the
Tribe's timely appeal in 01-35845, and we affirm, in part,
and vacate and remand with instructions to the district
court to dismiss in part. Because of our holding with
respect to the Tribe’s appeal in 01-35845, we need not
address the Tribe’s appeal! in 01-35028.
' The Tribe is seeking almost $6 billion in monetary damages.
App. 4
BACKGROUND
A.
On January 26, 1855, Governor Isaac I. Stevens
(“Stevens”), Governor of the Washington Territory, negoti-
ated the Treaty of Point No Point (“Ireaty”) with the Tribe.
The Treaty ceded territory belonging to the Tribe to the
United States and reserved a tract of land for the Tribe. In
Article 4, the Treaty provides: “[t)he right of taking fish at
usual and accustomed grounds and stations is further
secured to said Indians, in common with all citizens of the
United States; ... together with the privilege of hunting
and gathering roots and berries on open and unclaimed
lands.” The Treaty was one of several negotiated by
Stevens on behalf of the United States with various Pacific
Northwest Indian Tribes between 1854 and 1855. Wash
ington v. Washington State Commercial Passenger Fishing
Vessel Ass'n, 443 U.S. 658, 661-62, 99 S.Ct. 3055, 61
L.Ed.2d 823 (1979). The treaties extinguished tribal
claims to portions of what is now Washington State in
exchange for monetary payments. /d.
B.
In 1923, the City filed an application to license the
Project with the Federal Power Commission, a predecessor
to the Federal Energy Regulatory Commission (“FERC”).’
The application described the Project virtually as it
remains today. In 1924, FERC issued a 50 year “minor
part” license to the City pursuant to the Federal Water Act
of 1920 (“FWA”), now codified as Part I of the Federal
* FERC is used throughout this opinion tu refer to FERC and the
Federal Power Commission
App. 5
Power Act (“FPA”), 16 U.S.C. § 791a et seg. The license
authorized the flooding of 8.8 acres of federal land in
connection with the City’s construction of the Project,
which was only a part of the entire Project. As required by
§ 4(d) of the FWA, FERC stated in its license that the
Project “will not interfere or be inconsistent with the
purpose for which any reservation affected thereby was
created or acquired.’
The original license was limited to a minor part of the
Project because the then-current legal view was that
FERC only had authority to issue licenses for the occu-
pancy and use of federal lands. Pacific Gas & Elec. Co., 29
F.P.C. 1265, 1266, 1963 WL 4558 (1963); City of Tacoma,
67 F.E.R.C. 61,152, 1994 WL 170164 (1994). In 1963,
FERC reconsidered this view, concluding that its authority
“runs to the ‘project works’; i.e., the dams, reservoirs,
power-houses, etc., themselves, and not to the mere
occupancy and use of the government lands involved, as
was the expressed purpose of these licenses.” Pacific Gas,
29 F.PC. at 1266.
In light of FERC’s decision that it had authority to
license entire projects where only a minor part occupies
federal land, in 1974 the City filed an application for a
new license in the form of an application for a major
* Section 4(d) is now codified as 16 U.S.C. §797(e), and the
statutory language has remained the same:
That licenses shall be issued within any reservation only after a
finding by the commission that the license will not interfere or be
inconsistent with the purpose for which such reservation was cre-
ated or acquired, and shall be subject to and contain such condi-
tions as the Secretary of the department under whose supervision
such reservation falls shall deem necessary for the adequate pro-
tection and utilization of such reservation.
App. 6
project license encompassing the entire Project.‘ City of
Tacoma, 67 F-E.R.C. 61,152, 1994 WL 170164 (1994). The
Tribe was granted the right to intervene in the relicensing
proceedings, and twenty-four years of litigation followed.
In 1992, the Tribe filed a petition with FERC for a
declaratory order that the City’s relicensing application
was an original license proceeding because the 1924
license was only for a minor part of the Project. Jd. FERC
held that although it issued only a minor-part license in
1924, the issuance was consistent with FERC’s interpreta-
tion of its jurisdiction at that time and the proceeding for a
license of the entire Project was “appropriately character-
ized as a relicensing proceeding.” Jd. FERC also noted that
“the Commission’s initial failure to issue a license for the
complete project was founded upon a mistaken view of the
law and the facts.” Jd. Accordingly, in 1998, FERC issued a
subsequent license for the entire Project, which included
the required finding that the Project “will not interfere or
be inconsistent with the purpose for which any reservation
affected thereby was created or acquired.” City of Tacoma,
84 F-E.R.C. 61,107, 1998 WL 608611 (1998). In the admin-
istrative proceeding, FERC addressed within context of
the FPA the same contentions raisec by the Tribe that
they raise in this case. Id.
The parties eventually petitioned for review of FERC’s
licensing order to the United States Court of Appeals for
the District of Columbia, which remanded to FERC for
further development of the record. City of Tacoma uv.
* FERC subsequently confirmed that holders of minor-part licenses
for hydroelectric projects would be required to file license applications
covering all project works. Pacific Gas & Elec. Co., 56 F.P.C. 994, 1008,
1976 WL 14641 (1976).
App. 7
FERC, 2000 WL 1683468 (D.C.Cir.2000). That case is still
~ pending.
DISCUSSION
A.
Orders Denying the Tribe’s Recusal Motion
We review the district court’s denial of the Tribe’s
recusal motion for an abuse of discretion. Kulas v. Flores,
255 F.3d 780, 783 (9th Cir.2001). An abuse of discretion is
“a plain error, discretion exercised to an end not justified
by the evidence, a judgment that is clearly against the
logic and effect of the facts as are found.” Wing v. Asarco,
Inc., 114 F.3d 986, 988 (9th Cir.1997).
Sixteen months after filing its complaint, and after
numerous issues had been resolved by the district court,
the Tribe wrote a letter to Judge Burgess informing him of
an opinion following the federal judiciary’s Code of Con-
duct. The Tribe quoted the following part of the opinion in
its letter:
A judge’s status as a utility customer does not indi-
cate recusal in cases involving the utility, unless the
outcome of the case could substantially affect the
judge’s utility bill. A ten dollar per month increase is
one which might reasonably be considered substantial
and accordingly recusal was suggested.
Judge Burgess denied recusal on the ground that the
motion was untimely. The Tribe moved to reconsider, and
Judge Burgess again denied recusal but acknowledged he
was a TPU ratepayer. Judge Burgess then referred the
Tribe’s recusal motion to Chief District Judge Coughenour,
App. 8
who denied the request also holding that it was untimely.
Judge Coughenour stated that Judge Burgess had already
ruled on at least fifteen different motions in the case and
trial was scheduled four and one half months away.
The Tribe appeals ali three denials of its recusal
motion. According to the Tribe, the fact that Judge Bur-
gess is a TPU ratepayer requires recusal. We disagree
because the Tribe’s motion was untimely, and we hold that
neither Judge Burgess nor Judge Coughenour abused
their discretion in denying the Tribe’s recusal motion.
A motion for recusal must be made with “reasonable
promptness” after the movant learns of the ground for
making the motion. Preston v. United States, 923 F.2d 731,
733 (9th Cir.1991); see also E. & J. Gallo Winery v. Gallo
Cattle Co., 967 F.2d 1280, 1294-96 (9th Cir.1992) (holding
that a motion for recusal made after entry of an adverse
judgment, although the movant had discovered the
grounds for recusal before entry of judgment, was un-
timely because the “unexplained delay suggests that the
recusal statute is being misused for strategic purposes”).
The Tribe knew they were litigating a case against TPU in
a Tacoma federal court with a Tacoma area judge, and
therefore they should have known when they filed their
complaint that they might want to seek recusal of the
Tacoma area judge assigned to the matter. In addition, the
Tribe made its recusal request sixteen months after filing
its complaint, and six months after learning of the rate-
payer opinion. This was untimely. Judge Burgess had
ruled on several motions including a ruling against the
Tribe on whether to certify the class, and trial was less
than four and one half months away.
App. 9
B.
Order Dismissing the
United States as a Defendant
We review de novo a district court’s dismissal for lack
of subject matter jurisdiction. La Reunion Francaise SA v.
Barnes, 247 F.3d 1022, 1024 (9th Cir.2001). We review for
clear error the district court’s factual findings relevant to
its determination of subject matter jurisdiction. United
States v. Peninsula Communications, Inc., 287 F.3d 832,
836 (9th Cir.2002).
16 U.S.C. § 803(c) (* § 803(c)”) provides:
That the licensee shall maintain the project works in
a condition of repair adequate for the purposes of
navigation and for the efficient operation of said
works in the development and transmission of power,
shall make all necessary renewals and replacements,
shall establish and maintain adequate depreciation
reserves for such purposes, shall so maintain and op-
erate said works as not to impair navigation, and
shall conform to such rules and regulations as the
Commission may from time to time prescribe for the
protection of life, health, and property. ch licensee
hereunder shall be liable for all damages occasioned
to the property of others by the construction, mainte-
nance, or operation of the project works or of the works
appurtenant or accessory thereto, constructed under
the license and in no event shall the United States be
liable therefor.
(Emphasis added.) This language is patently clear: the
United States cannot be held liable for damages caused by
hydroelectric projects federally licensed under the FPA.
Because we conclude that Tacoma had a valid federal
license to build and operate the Project, the FPA bars the
App. 10
Tribe’s claims against the United States relating to the
Project.
The Tribe attempts to distinguish its tort claims
against the United States from § 803(c), claiming that §
803(c) does not grant the United States “immunity from its
failure to take action to properly license and condition
projects and to take care of its Indian wards.” This at-
tempt is unconvincing. In Pacific Power and Light Co. v.
Bonneville Power Admin., 795 F.2d 810, 816 (9th Cir.1986),
we stated:
Congress has decided that jurisdiction under the Act
should be a function of the agency whose actions are
being challenged rather than a function of the cause
of action which petitioner asserts. ... Unless consti-
tutional issues are raised, jurisdiction under the [Pa-
cific Northwest Electric Power Planning and
Conservation Act] does not turn on the legal theory
underlying a suit. For jurisdiction purposes, there-
fore, it matters not whether the utilities’ suit is
grounded in contract, administrative law or some
other legal theory. Instead, jurisdiction arises because
the actions of a particular agency are being chal-
lenged and because of the nature of the agency action
at issue. The proper inquiry focuses on the agency be-
ing attacked and whether the factual basis for the at-
tack is an agency action authorized by the Act.
The Tribe made claims against the United States Depart-
ment of Energy and FERC, the United States Department
of Interior and Bureau of Indian Affairs, and the United
States Department of Commerce. All these claims arise
from the Tribe’s objection to FERC’s licensing of the
Project. Therefore, the Tribe challenges the “construction,
maintenance, or operation” of the Project and the United
States is immune from that challenge. Thus, we affirm the
Aj ». 11
district court’s order dismissing the United States as a
defendant.
Cc.
Orders Granting Summary Judgment in Favor of
Tacoma and Dismissing the Tribe’s § 803 Claim
For Failure to State a Claim Upon Which Relief
Can be Granted.
We review the district court’s grant of summary
judgment de novo. Oliver v. Keller, 289 F.3d 623, 626 (9th
Cir.2002). We must determine, after viewing the evidence
in the light most favorable to the nonmoving party,
whether there are any genuine issues of material fact and
whether the district court correctly applied the relevant
substantive law. Jd. After applying this standard, we
conclude that the district court correctly refused to enter-
tain the Tribe’s claims, but inappropriately granted sum-
mary judgment on certain Treaty-based claims where the
district court lacked subject matter jurisdiction.
1. The District Court’s June 4, 2001 Order
On June 4, 2001, the district court granted summary
judgment in favor of Tacoma on certain Treaty-based
claims asserted by the Tribe: (1) unlawful taking of water
needed to effectuate the Tribe’s Treaty fishing rights; (2)
unlawful interference with the Tribe’s Treaty rights to fish,
hunt, and gather roots and berries; (3) unlawful taking of
access easements to usual and accustomed fishing and
shell-fishing grounds and stations; (4) unlawful taking of
the Tribe’s land and airspace by constructing the Project;
(5) unjust enrichment from constructing, operating, and
App. **
maintaining the Project; (6) negligence in designing,
constructing, operating, ard maintaining the Project; (7)
negligence by violating state and federal approvals of the
Project; (8) waste by diverting more water than is needed
for the Project; and (9) declaratory judgment that the
City’s construction, operation, and maintenance of the
Project violates state and federal law. The district court
granted summary judgment on these claims because it
held that it lacked subject matter jurisdiction to entertain
the claims under the FPA.
The Treaty created property rights on behalf of the
Tribe, and the parties agree that the dimensions and
contours of these rights have changed over the years in
connection with changing relevant circumstances. Thus,
the Tribe has an adaptive entitlement that is not the
equivalent of an immutable property right. United States
v. Winans, 198 U.S. 371, 381, 25 S.Ct. 662, 49 L.Ed. 1089
(1905) (“New conditions came into existence, to which
those [Treaty fishing] rights had to be accommodated.
Only a limitation on them, however, was necessary and
intended, not a taking away.”); see also Fishing Vessel, 443
U.S. at 686-87, 99 S.Ct. 3055 (finding that the Indian tribe
had a right to a “fair share” of the available fish, but that
right may be modified by changing circumstances such as
when the tribe dwindles to just a few members).
The federally-licensed Project is an example of chang-
ing circumstances that alter the contours of the Tribe's
continuing property rights. In Federal Power Comm'n v.
Tuscarora Indian Nation, the Supreme Court made clear
that the Tribe’s adaptive entitlement was necessarily
informed by the FPA:
App. 13
The Federal Power Act constitutes a complete and
comprehensive plan for the development and im-
provement of navigation and for the development,
transmission and utilization of electric power in any
of the streams or other bodies of water over which
Congress has jurisdiction under its commerce powers,
and upon the public lands and reservations of the
United States under its property powers. /t neither
overlooks nor excludes Indians or lands owned or oc-
cupied by them. Instead, as has been shown, the Act
specifically defines and treats with lands occupied by
Indians — tribal lands embraced within Indian reser-
vations.
362 U.S. 99, 118, 80 S.Ct. 543, 4 L.Ed.2d 584 (1960)
(emphasis added) (internal quotation marks omitted).
The FPA provides a scheme governing challenges to
FERC licensing decisions. Under 16 U.S.C. § 825l(b) (“§
8251(b)”):
Any party to a proceeding under this chapter ag-
grieved by an order issued by the Commission in such
proceeding may obtain a review of such in the United
States Court of Appeals for any circuit wherein the li-
censee or public utility to which the order relates is
located ... or in the United States Court of Appeals
for the District of Columbia, by filing in such court...
a written petition ... . Upon the filing of such petition
such court shall have jurisdiction, which upon the fil-
ing of the record with it shall be exclusive, to affirm,
modify, or set aside such order in whole or in part.
Any collateral attacks on FERC’s licensing orders are also
governed by § 825l(b). City of Tacoma v. Taxpayers of
Tacoma, 357 U.S. 320, 335-341, 78 S.Ct. 1209, 2 L.Ed.2d
1345 (1958); California Save Our Streams Council, Inc. v.
Yeutter, 887 F.2d 908, 910-12 (9th Cir.1989); Skokomish
App. 14
Indian Tribe v. France, No. 1183 (W.D.Wash. 1962), aff’d,
320 F.2d 205 (9th Cir. 1963).
In California Save Our Streams, FERC issued a
license to construct and operate a hydroelectric power
facility in the Sierra National Forest. 887 F.2d at 909-10.
After failing to get relief from an administrative review of
FERC’s decision, the plaintiffs filed a complaint in district
court against the United States Forest Service under the
National Environmental Policy Act (“NEPA”) and Ameri-
can Indian Religious Freedom Act (“AIRFA”). Id. at 910-
11. The plaintiffs argued that § 825l(b) was inapplicable
because they filed a lawsuit against the Forest Service
that arose under NEPA and AIRFA, and that they were
not attacking the licensing decision made by FERC, but
were alleging the failure of the Forest Service to follow
necessary procedural steps in statutes outside the purview
of the FPA. Id. at 911-12. We rejected the plaintiffs’ argu-
ment, holding that the FPA governs review of all disputes
concerning the licensing of hydroelectric projects, and that
the plaintiffs’ action was at its core an attempt to restrain
the licensing procedures authorized by FERC. /d.
Likewise, Taxpayers of Tacoma involved a FERC
license to the City of Tacoma to construct a power facility
on the Cowlitz River, which FERC granted despite Wash-
ington State’s contention that the project could not be built
without its approval. 357 U.S. at 323-28, 78 S.Ct. 1209. In
a separate proceeding, the State appealed FERC’s licens-
ing decision to this court, which we affirmed and the
Supreme Court denied writ of certiorari. Jd. at 327-28, 78
S.Ct. 1209. At the same time, the City of Tacoma filed a
state court action seeking a declaratory judgment that its
issue of revenue bonds in connection with the building of
the project was valid. Jd. at 329, 78 S.Ct. 1209. After
App. 15
extensive state court proceedings, the Washington Su-
preme Court held that the FERC license could not give the
City of Tacoma power to condemn state land necessary for
the project without specific state legislation.
The United States Supreme Court accepted certiorari
and framed the question as whether FERC’s license gave
the City of Tacoma federal eminent domain power to take
state land necessary for construction of the project without
state legislation conferring such authority. Jd. at 333, 78
S.Ct. 1209. Relying on § 8251l(b), the Supreme Court held:
This statute is written in simple words of plain mean-
ing and leaves no room to doubt the congressional
purpose and intent. It can hardly be doubted that
Congress, acting within its constitutional powers,
may prescribe the procedures and conditions under
which, and the courts in which, judicial review of ad-
ministrative orders may be had ... . So acting, Con-
gress in [§ 825l(b)] prescribed the specific, complete
and exclusive mode for judicial review of the Commis-
sion’s orders ... . It thereby necessarily precluded de
novo litigation between the parties of all issues inher-
ing in the controversy, and all other modes of judicial
review. Hence, upon judicial review of the Commis-
sion’s order, al! objections to the order, to the license it
directs to be issued, and to the legal competence of
the licensee to execute its terms, must be made in the
Court of Appeals or not at all.
[E]ven if it might be thought that this issue was not
raised in the Court of Appeals, it cannot be doubted that
it could and should have been, for that was the court to
which Congress had given “exclusive jurisdiction to af-
firm, modify, or set aside” the [FERC] Commission’s
App. 16
order. And the State many not reserve the point, for
another round of piecemeal litigation
357 U.S. at 335-37, 339, 78 S.Ct. 1209 (internal citations
omitted). More importantly, the Supreme Court noted that
FERC rejected the same contentions made by the State
and made a finding required by the FPA that the City of
Tacoma submitted satisfactory evidence of compliance
with all applicable state laws. Jd. at 337, 78 S.Ct. 1209.
Thus, the State’s contentions were impermissible collat-
eral attacks on FERC’s licensing decision. Jd. at 341, 78
S.Ct. 1209.
Moreover, in 1948, the Tribe filed a quiet title action
to establish title to a strip of tidelands adjoining the
Tribe's reservation on the Hood Canal. France, 320 F.2d at
206. In France, the Tribe asserted that the Treaty, and an
1874 Executive Order setting aside the Skokomish Indian
Reservation, vested the Tribe with title to the tidelands.
Id. The district court rejected the Tribe’s claim, which was
affirmed by this court. Jd. at 207-213. In its Findings of
Fact and Conclusions of Law, the district court found that
FERC issued a license to the City in 1924, and that:
[E]ver since said time said license has been in full
force and effect and, at all time since the issuance of
said license, the defendant City of Tacoma has oper-
ated said hydroelectric project pursuant to and in ac-
cordance with the terms of said [FERC] license and
all laws, rules and regulations pertaining thereto
France, No. 1183, Findings of Fact and Conclusions of
Law. The court .ccordingly made a conclusion of law that
App. 17
the Tribe’s claim constituted “insofar as the defendant City
of Tacoma is concerned, a collateral attack upon the order
of [FERC] in issuing a license to the City of Tacoma” for
construction of the Project. Id.
Here, the Tribe does not explicitly seek to modify,
rescind, or set aside FERC’s licensing order. Rather, the
Tribe artfully pleads its claims based on the Treaty, 42
U.S.C. § 1983, the Fifth and Fourteenth Amendments, and
federal common law as a basis for the district court’s
jurisdiction. However, the Tribe’s claims flow directly from
FERC’s licensing order. The FPA required FERC to make a
specific finding that the Project “will not interfere or be
inconsistent with the purpose for which any reservation
affected thereby was created or acquired.” Moreover, the
Tribe raised its claims in context of the FERC relicensing
proceeding and FERC attached certain conditions to its
license to mitigate any harm to the Tribe. The Tribe is now
asking us to find that Tacoma’s operation of the Project
pursuant to its federal license gives rise to a damages
action, which in turn requires us to conciude that FERC
erred when it found that the license would not interfere
with the purpose for which the reservation was created. As
in Taxpayers of Tacoma, the Tribe’s claims were raised and
addressed in the FERC licensing proceeding, and any
dispute over FERC’s decision belongs first before FERC
and then the circuit courts, not the district courts. Thus,
the Tribe’s claims are impermissible collateral attacks on
FERC’s licensing order.
Finally, the Tribe mistakenly relies on our decision in
United States v. Pend Oreille Public Utility Distr. No. 1, 28
F.3d 1544 (9th Cir.1994) for the proposition that it may
bring this damage action. In Pend Oreille, we found that
the license issued by FERC did not authorize the Utility to
App. 18
flood reservation land, nor did it specify the amount of
damages the Utility would owe to the Indian Tribe if it did.
Id. at 1547-48. Moreover, we found that the condition in 16
U.S.C. § 797(e) requiring a finding that the license wil] not
interfere or be inconsistent with the purpose for which
such reservation was created or required was not met. Jd.
at 1548. In sum, there was no approval of the flooding
done by the Utility. We recited that FERC cannot award
damages, and noted that the Supreme Court has recog-
nized a variety of federal common law causes of action to
protect Indian lands from trespass, and authorized dam-
ages for the trespass action at issue. Jd. at 1549-1551.
Here, on the other hand, the Tribe is asking us to
award damages although the City constructed and oper-
ated the Project in accordance with its federal license. We
find unconvincing the Tribe’s argument that the City could
not have constructed and operated the Project in accor-
dance with its federal license because FERC only issued a
minor-part license for flooding of 8.8 acres of federal land.
FERC issued only a minor-part license in 1924 because of
its erroneous interpretation of its jurisdiction at that time.
In 1963, FERC correctly interpreted its jurisdiction to
issue licenses covering entire projects and not just those
parts occupying or using federal land. In light of this
interpretation, FERC characterized the City’s subsequent
application for a major project license covering the Project
as a relicensing proceeding. FERC also noted that “the
Commission’s initial failure to issue a license for the
complete project was founded upon a mistaken view of the
law and the facts.” Accordingly, in 1998, FERC issued a
subsequent license for the entire Project. In the adminis-
trative proceeding, FERC addressed within context of the
FPA the same contentions raised by the Tribe that they
App. 19
raise in this case. The Tribe’s claims are merely collateral
attacks on FERC’s licensing order, and are not similar to
the extrinsic trespass claim in Pend Oreille where the
Utility's activity under scrutiny was not authorized by the
FERC license. In fact, we have not found any court deci-
sions that have awarded damages for actions taken pursu-
ant to a federal license to construct and operate a
hydroelectric project.
Relying on Pend Oreille, the dissent asserts that “in
issuing the [minor-part] license, FERC never considered
the Tribe’s interests in the construction and operation of
the Project as a whole, as opposed to its interests in the
mere ‘occupancy and use’ of 8.8 acres of federal land
situated far from the reservation.” We believe this is a
mistaken view of the record. The record in this case is
clear: FERC comprehensively considered the Tribe’s
interests in the Project “as a whole” in connection with
issuing the license.
First, the City’s 1923 license application, which
resulted in the 1924 minor-part license, describes the
Project in its entirety as it was then contemplated, as it
was subsequently built, and as it remains today.
The CITY OF TACOMA, a municipality, organized
and existing under and by virtue of the Laws of the
State of Washington, and situated in the County of
Pierce, State of Washington, hereby makes applica-
tion to the FEDERAL POWER COMMISSION, for a
license for a project described herein and show on
general and detail maps, signed by the applicant on
the 21st day of November, 1923, which maps are filed
herewith and made a part hereof, said license to au-
thorize the construction, operation and maintenance
of certain project works, the principal ones of which
App. 20
are designated as follows on said maps: The project
consists of an addition to the present municipal light-
ing plant of the City of Tacoma, and generally known
as “Cushman Power Project, Hydro Electric Power,
Unit No. 2, City of Tacoma.”
The application states that “The proposed scheme of
development is to utilize substantially all of the waters of
the North Fork of the Skokomish River to generate electric
power by water power ....” The application states also
that “[nJo part of the Project is or will be located upon any
lands of the United States and will not flood or otherwise
affect any lands of the United States except [the 8.8
acres}.” Clearly, unlike the situation in Pend Oreille, the
Project was to occupy and to impact identified lands other
than those owned by the government, including the Tribe’s
reservation.
Second, when considering the City’s application, § 4(d)
of the FWA, now codified at 16 U.S.C. § 797(e), obligated
FERC under the FPA to ensure that its licenses did not
“interfere with ... the purpose for which any reservation
affected thereby was created or acquired.” In the license at
issue, FERC explicitly referred to the City’s application for
a “complete power Project” and specifically found that
The project, as hereinafter described, will be best
adapted to a comprehensive scheme of improvement
and utilization for the purposes of water-power devel-
opment and of other beneficial public uses, and the li-
cense will not interfere or be inconsistent with the
purpose for which any reservation affected thereby was
created or acquired.
(Emphasis added.)
App. 21
The flooding of 8.8 acres of federal land was a sine qua
non of the Project. By force of law, we believe that pursu-
ant to § 4(d) FERC could not and would not have issued its
license had it concluded that the Project “as a whole”
would interfere or be inconsistent with the purposes for
which the Tribe’s reservation was created. Thus, we
believe also that FERC did fully and fairly comply with §
4(d) and consider the Tribe’s interests in the Project as a
whole during the licensing process, notwithstanding the
ultimate issuance of only a minor-part license. It is clear to
us that had FERC not been laboring under a mistake of
law as to the extent of its actual authority, it would have
indeed issued the license for the entire Project, as it
concluded in 1963 when it rectified its mistaken belief, and
again in 1998 when it issued a license for the entire
Project. Given that FERC’s choice of the limited form of its
license was a mistake, the form should not on this record
triumph over substance.
The key to deciding this issue is not what the license
says, but whether the Tribe’s interests were fully and
comprehensively considered. Here, they were. It is this
salient fact that distinguishes this case from Pend Oreille
upon which the dissent relies, a case where the licensing
decision did not take into account whether the Project
would affect a reservation six miles removed from the
Project’s boundary.
Although we agree with the district court’s result,
summary judgment was not the appropriate vehicle to
implement its conclusions. The district court’s holding -
affirmed here by us — that these claims are impermissible
collateral attacks on FERC’s licensing order means the
district court lacked jurisdiction to hear the case under §
825l(b). Summary judgment is an inappropriate disposition
App. 22
when the district court lacks jurisdiction. Yeutter, 887 F.2d
at 912-13. Consequently, we must vacate the judgment on
these claims and remand with directions for the district
court to dismiss these claims. Jd. at 913.
2. The District Court’s August 9, 2001 Order
The district court granted summary judgment in favor
of Tacoma on the following state law claims based on
aggradation’ harms because the applicable statute of
limitations had passed: (1) inverse condemnation; (2)
trespass; (3) tortious interference with property; (4)
conversion; (5) negligence; (6) negligent misrepresentation;
(7) private and public nuisance; and (8) violation of Wash.
Rev.Code § 4.24.630 prohibiting persons from going onto
the land of another and wrongfully causing waste or injury
to the land, or wrongfully injuring personal property. The
applicable state statutes of limitation for these claims are
(1) ten years for inverse condemnation, Highline Sch.
Distr. v. Port of Seattle, 87 Wash.2d 6, 548 P.2d 1085, 1089
(1976); and (2) three years for trespass, negligence, con-
version, tortious interference, and nuisance, Wash.
Rev.Code § 4.16.080.
On February 16, 1989, Russell Busch (“Busch”), the
then attorney for the Skokomish Tribe, wrote a letter to
Gary Hansen at the Washington Department of Ecology
that stated:
Please consider this letter both a formal protest and
an intergovernmental comment by the Skokomish In-
dian Tribe with regard to the referenced water rights
* Aggradation causes flooding and elevated water tables affecting
property on the reservation.
App. 23
Applications for Permit and any other water use au-
thorizations sought by the City of Tacoma in the
Skokomish River Basin.
The Skokomish Tribe resides upon a federal Indian
Reservation on the Skokomish River downstream
from the Applicant’s (City of Tacoma] diversions and
impoundments. It is the position of the Tribe that Ap-
plicant’s actions reduce the natural flow of the river
in such a way that: (1) Indian treaty fisheries are se-
riously reduced both on the Reservation and at other
usual and accustomed places, in violation of the
Treaty of Point No Point; (2) the federal reserved wa-
ter rights of the Skokomish Reservation are unlaw-
fully interfered with; and (3) the reduction of
tributary inflow caused by Tacoma’s impoundments
and diversions is a direct and proximate cause of
channel aggradation and flooding on [and] above the
reservation.
We agree with the district court that the Tribe’s aggrada-
tion-related claims accrued at least by February 16, 1989
when Busch wrote the above letter, and that summary
judgment was therefore proper. The Tribe filed its com-
plaint on November 19, 1999, more than ten years after its
aggradation-related claims accrued. Thus, the aggrada-
tion-related claims are barred by the statute of limitations.
We note also that the state causes of action dismissed as
impermissible collateral attacks on FERC’s licensing
decision above — unjust enrichment, negligence, and waste
— are also barred by the applicable statute of limitations.
App. 24
3. 16 U.S.C. § 803(c)
The Tribe asserted also a federal claim under § 803(c),
which requires licensees to maintain project works in a
condition of repair adequate for the purpose of navigation
and as not to impair navigation. Section 803(c) specifically
exempts the United States from liability while stating that
licensees will be liable for damage to the property of others
occasioned by the construction, maintenance, or operation
of the project works. In its August 9, 2001 order, the
district court dismissed this claim for failure to state a
claim upon which relief could be granted, holding that §
803(c) does not provide for a private cause of action. We
review de novo a dismissal for failure to state a claim.
Lipton v. Pathogenesis Corp., 284 F.3d 1027, 1035 (9th
Cir.2002).
We agree with the district court, and, as it did, adopt
the holding of DiLaura v. Power Auth. of State of NY, 982
F.2d 73, 77-79 (2d Cir.1992). In DiLaura, the Second
Circuit held that § 803(c) did not create a private cause of
action, but merely preserved existing state causes of action
against licensees. Jd. The Second Circuit noted that
neither the statutory language nor legislative history of §
803(c) revealed any Congressional intent to create a
private cause of action against FERC licensees. Jd. Thus,
we affirm the district court’s dismissal of the Tribe’s §
803(c) claim for failure to state a claim upon which relief
could be granted.
D.
Order Denying Class Certification
Because we affirm the district court, except with
respect to the Tribe’s treaty-based claims against Tacoma
App. 25
where we remand with instructions to dismiss, we need
not address the Tribe’s appeal from the district court's
denial of class certification. See, e.g., Alexander v. Whit-
man, 114 F.3d 1392, 1398 n. 7 (3rd Cir.1997) (noting that
because the court held that dismissal of the complaint
under Federal Rule of Civil Procedure 12(b)(6) was proper,
the court did not need to address the propriety of the
district court’s denial of plaintiffs’ motion for class certifi-
cation); Hennessy v. Fed. Deposit Ins. Corp., 58 F.3d 908,
924 (3rd Cir.1995) (noting that because the court held the
relevant claims could not survive summary judgment, the
court did not need to address the propriety of the district
court’s decision to deny class certification).
CONCLUSION
We affirm the district court’s (1) denial of the Tribe’s
recusal motion, (2) summary judgment in favor of Tacoma
on the Tribe’s aggradation-based state law claims, and (3)
dismissal of the Tribe’s § 803(c) claim for failure to state a
claim upon which relief could be granted. Finally, because
the district court inappropriately granted summary
judgment in favor of Tacoma on the Tribe’s Treaty-based
claims where the district court lacked jurisdiction to hear
those claims, we vacate the judgment on those claims and
remand with directions to the district court to dismiss
those claims. Parties shail bear their own costs.
AFFIRMED, in part, VACATED and REMANDED
with instructions to dismiss, in part.
TASHIMA, Circuit Judge, concurring in part and
dissenting in part.
App. 26
I concur in all of the majority opinion, except for Part
C.1 of the “Discussion” section. Part C.1 concludes that the
City of Tacom: and Tacoma Public Utility (together,
“Tacoma”) constructed and operated the Cushman Project
(“Project”) in accordance with the “minor part” license
issued in 1924, and that the Tribe’s claims based on the
construction and operation of the Project constitute a
collateral attack on the license, even though the only
purpose of the license was to grant Tacoma the right to
clear 8.8 acres of federal land. I respectfully dissent from
this conclusion because it is in conflict with our estab-
lished case law. I would permit the Tribe to sue for dam-
ages for the alleged trespass caused by the construction
and continued operation of the Project.
FERC’ is obligated under the Federal Power Act
(“FPA”) to ensure that its permits do not “interfere with
... the purpose for which any reservation affected thereby
was created or acquired.” 16 U.S.C. § 797(e). Pursuant to
this obligation, FERC concluded that the minor part
license issued to Tacoma would not negatively affect the
Skokomish Reservation. The 1924 license, however, did
not “authorize the construction and operation of the
Cushman Project, but rather merely authorized the
inundation of U.S. lands that would result from the con-
struction, operation, and maintenance” of the Project. City
of Tacoma, 67 F.E.R.C. 61,152 (1994) (emphasis added). In
other words, in issuing the license, FERC never considered
the Tribe’s interests in the construction and operation of
the Project as a whole, as opposed to its interests in the
' For convenience, I refer to both the Federal Energy Regulatory
Commission and its predecessor, the Federal] Power Commission, as
“FERC.”
App. 27
mere “occupancy and use” of 8.8 acres of federal land
situated far from the reservation. The 1924 license is very
specific in its purpose and scope:
Article 1. This license is issued for the purpose of au-
thorizing the occupancy and use of a tract of land ap-
proximately 8.8 acres in area in the NE 1/4 of NW 1/4
of Section 10, T. 23 W., R. 5 W. W.M., said land consti-
tuting a minor part of said power project. . ..
See also 67 F.E.R.C. 61,152 (concluding that the use of
minor part licenses was a “finding of convenience based on
an erroneous conclusion of law ... as constituting ‘minor
parts’ of a complete project”).
The majority reasons that because the Tribe repre-
sented its interests in the mandatory relicensing proceed-
ings beginning in 1974, any claims premised on harm
caused by the Project’s construction and operation consti-
tutes an impermissible collateral attack on the 1924 minor
part license. These earlier proceedings, however, cannot
immunize parties from damages for harms arising from an
illegal minor part license. Indeed, the majority acknow]l-
edges that FERC “erroneous|[ly] interpreted” the FPA
when it granted Tacoma a permit to build the Project
based on the minor part license, but it holds nonetheless
that the eventual licensing of the Project over 70 years
later somehow rectifies any damage caused by the Project
in the interim.
The majority asserts that City of Tacoma v. Taxpayers
of Tacoma, 357 U.S. 320, 78 S.Ct. 1209, 2 L.Ed.2d 1345
(1958) and California Save Our Streams, Inc. v. Yeutter,
887 F.2d 908 (9th Cir.1989), govern this case. But both cases
are readily distinguished in that they prohibited parties from
bringing collateral attacks against fully-conditioned licenses
App. 28
that covered every aspect of the parties’ collateral suits. In
Save Our Streams, we dismissed a district court action
brought by an environmental group seeking declaratory
and injunctive relief because the complaint attacked
conditions “included in the FERC license.” Jd. at 912. We
concluded that “even if [plaintiff] attempt(s] to style this
as an independent claim against the Forest Service, the
practical effect of the action in district court is an assault
on an important ingredient of the FERC license.” Jd. Even
by the most expansive understanding of artful pleading,
the Tribe’s damage claims based on the construction and
operation of the Project cannot possibly be construed as an
“ingredient” of a license that included only one provision
concerning a small portion of federal land situated far
upstream.
The majority’s reliance on Taxpayers of Tacoma is
similarly misplaced. The Court in that case recognized
only that Congress “had given [FERC] exclusive jurisdic-
tion to affirm, modify, or set aside” licenses. 359 U.S. at
339, 79 S.Ct. 847. The Tribe’s trespass action that we
consider here is not an attempt to modify or set aside the
1924 license. Rather, the Tribe attempts to recover dam-
ages caused by actions which were not authorized or made
an “ingredient” of the license, namely, the construction and
operation of the Project. Where a Tribe’s interests have
been fully considered and incorporated into a fully-
conditioned license, the FPA operates to preclude the Tribe
from bringing a collateral attack. Save Our Streams, 887
F.2d at 911-12. Congress intended the FPA’s scheme
comprehensively to cover all interested parties, including
Indian tribes, so long as that party’s interests had been
fairly considered before licensing. See Nat'l Wildlife Fed’n
v. FERC, 801 F.2d 1505, 1507-08 (9th Cir.1986) (reviewing
App. 29
history of congressional regulation of hydro power projects
and concluding that the FPA “requires that a comprehen-
sive plan for river basin development be available before
licensing” (emphases added)). The FPA thus requires
FERC fully to consider reservation land before the licensee
can subsequently require an Indian tribe to submit to the
FPA’s remedial scheme. See 16 U.S.C. § 797(e); 16 U.S.C. §
803.’ But where the alleged damages arise from an uncon-
ditioned project resulting from the “legal mistake” of never
taking into account a tribe's interests, as is true in the
case at bench, a challenge brought in district court to
recover for harm arising from the project's operation is not
a collateral attack. This is the holding of United States v
Pend Oreille Public Utility District No. 1, 28 F.3d 1544
(Sth Cir.1994).
In Pend Oreille, we held that an Indian tribe was
entitled to damages for trespass against a public utility for
flooding tribal lands. We held in favor of the tribe because,
“[blased on the language of [the license], the statutory
scheme governing the use of Indian reservation lands, and
the other evidence in the record, the project was to be
operated in such a way as not to flood Reservation land.”
Id. at 1549. We reviewed the relevant provisions of the
FPA, including Section 4(e)’s prohibition against the use of
Reservation lands for power production unless the Com-
mission finds that the license will not interfere with the
* In relevant part, 16 U.S.C. § 803(aX1) provides: “All licenses
issued under this subchapter shal! be on the following conditions: (a)
That the project adopted shall be such as in the judgment of the
Commission will be best adapted to a comprehensive plan " The
original version of the FPA used the phrase “comprehensive scheme”
rather than “plan”, to the sume effect
App. 30
purpose for which such Reservation was created or ac-
quired.” Jd. at 1548. In upholding the trespass action, we
emphasized that:
Neither the Commission nor the Secretary approved
the flooding of the Reservation; the Commission did
not find the Reservation could be flooded without in-
terfering with the purpose for which the Reservation
was created; the Secretary did not determine what
conditions might be necessary for the protection and
utilization of the Reservation; the Commission did not
fix an annual charge for use of Reservation land, and
the Tribe was not asked to approve such a charge.
Id. We explained that the omissions in the license “appar-
ently resulted from the failure of the Utility to disclose
that Reservation land would be flooded by the project,”
because the license itself indicated that the project would
be constructed and maintained in a way that the Reserva-
tion would not be affected. Jd. The license provided that
the water level would exceed normal flows “for possibly 24
miles upstream,” but the reservation, which was situated
30 miles upstream, was flooded nonetheless. Jd. Empha-
sizing that the terms of the license did not envision the
flooding that occurred, we noted that the license incorpo-
rated a map identifying the project’s boundary, and show-
ing that the Reservation was located six miles outside that
boundary. /d.
In this case, Tacoma’s minor part license does not
include any terms relating to the primary issue raised in
the district court action, much less the design, construc-
tion, or maintenance of the Project itself. By failing to
* Section 4(e) of the FPA is now codified as 16 U.S.C. § 797(e)
App. 31
include any terms addressing the design, construction, or
operation of the Cushman Project, the minor part 1924
license, just like the license in Pend Oreille, indicates by
its silence that the “project would be so constructed and
maintained that the Reservation would not be affected.”
Id. Thus, Pend Oreille, in all material respects, cannot be
distinguished from this case. If anything, the minor part
license here presents an a fortiori case because of its
brevity, limited purpose, and, above all, its unlawfulness.
The majority reasons that the Tribe should be re-
stricted to the FPA’s remedial scheme because had FERC
known that the 1924 license was unlawful, it would have
granted a lawful license because it intended fully to
consider the Tribe’s interests in the whole Project. This
assertion is pure speculation and is unsupported by the
record. Because nothing in the license indicates that
FERC undertook lawfully to consider the entire project, as
mandated by the FPA, the Tribe is entitled to pursue its
damage claims outside the confines of the FPA’s remedial
scheme, pursuant to Pend Oreille. The majority tries to
avoid this outcome by referencing language in the minor
part license as alleged proof that FERC in fact considered
the Tribe’s interests. But the language of the minor part
license only supports the Tribe’s claims. The relevant
provision states that the license, as hereinafter described,
will not “interfere or be inconsistent with the progress for
which any reservation affected thereby was created or
acquired.” As noted above, the 1924 license is limited to
authorizing the flooding of 8.8 acres of federal land, and
nothing else. It thus cannot possibly encompass, contrary
to the majoritys holding, the Tribe’s interests in the
Project “as a whole.” Pend Oreille requires that where a
license plainly indicates that FERC failed to ensure that
App. 32
the Project would not interfere with Tribal purposes, the
licensee cannot avoid potential liability by speculating
that FERC never would have granted an inadequate
license if it knew that it was insufficient.
The City and FERC knew as early as 1939 that the
Cushman license was “arbitrary, capricious, without
statutory or other authority, and contrary to law,” yet
neither Tacoma nor the Commission acted to remedy the
situation by applying for or issuing a “proper major project
license for [the Cushman Project] in accordance with the
provisions of the Federal Power Act.” Pac. Gas & Elec. Co.,
2 F.P.C. 632, 1939 WL 1446 (1939) (informing Pacific Gas,
as transferee, that the minor part license was unlawful).
In 1994, FERC acknowledged once again that the 1924
license did not “authorize the construction, operation, and
maintenance of the Cushman Project, but rather merely
authorized the inundation of U.S. lands that would result
from the construction, operation, and maintenance” of the
Project. City of Tacoma, 67 F.E.R.C. 61,152. Although
FERC has admitted the inability of its minor part licenses
to serve as proxies for major water projects, the majority
today is unwilling to accept this admission, and holds that
“the City constructed and operated the Project in accor-
dance with its federal license.” Maj. op. at 7159.
Pend Oreille permits recovery in district court where a
license issued by FERC fails to contemplate flooding that
occurs outside the scope of the license. Here, the 1924
minor part license “merely authorized the inundation of
{8.8 acres of] U.S. lands that would result from the con-
struction, operation, and maintenance” of the Cushman
Project. The Tribe’s lands are not within or even near this
territory, nor does the Tribe seek damages caused by the
clearing and eventual! flooding of this relatively small area
App. 33
of land. Instead, it seeks damages caused by the construc-
tion and operation of the Cushman Dam and Power Plant.
These claims are outside the scope of the minor part
license. Because Tacoma failed fully to avail itself of the
FPA’s comprehensive scheme by obtaining a major, fully-
conditioned license, and knowingly operated the Project
for 70 years under an unconditioned minor part license, I
disagree that it should now be allowed to seek refuge
under the FPA’s comprehensive remedial scheme to
preempt the Tribe from seeking damages caused by the
Project. I do not believe Congress intended Tacoma to have
it both ways. Because this is not a collateral attack on the
1924 minor part license, this case is not governed by 16
U.S.C. § 8251(b).* I respectfully dissent from Part C.1.
* Ignoring Pend Oreille, the majority states in a non sequitur that
“we have not found any court decisions that have awarded damages for
actions taken pursuant to a federal! license to construct and operate a
hydroelectric project.” Maj. op. at 561. The point the majority repeat-
edly ignores is that the Cushman Project was not built “pursuant to a
federal license to construct and operate a hydroelectric project.”
DEC 20 2025
! \ . = > 2. > 2 .
No. 05-434
IN THE
Supreme Court of the United States
SKOKOMISH INDIAN TRIBE, SKOKOMISH INDIAN TRIBAL
MEMBERS DENNY S. HURTADO, GORDON A. JAMES,
JOSEPH PAVEL, ANNE PAVEL, CELESTE F. VIGIL, et al.,
Petitioners,
v.
TACOMA PUBLIC UTILITIES, CITY OF TACOMA,
TACOMA PUBLIC UTILITIES BOARD MEMBERS
WILLIAM BARKER, ef al., and
UNITED STATES OF AMERICA,
Respondents.
On PETITION FoR A Writ or CERTIORARI TO THE
Unitrep STates Court oF APPEALS
FOR THE NINTH CIRCUIT
REPLY BRIEF
Mason D. Morisset
MorIsSET, SCHLOSSER,
Jozwiak & McGaw
801 Second Avenue
Suite 1115
Seattle, WA 98104-1509
(206) 386-5200
Attorneys for Petitioners
198538 g
COUNSEL PRESS
(800) 274-3321 + (800) 359-6859
j
RULE 29.6 CORPORATE DISCLOSURE STATEMENT
Petitioners’ corporate disclosure statement was set forth
at page ii the Petition for a Writ of Certiorari, and there are
no amendments to that statement.
TABLE OF CONTENTS
Page
Rule 29.6 Corporate Disclosure Statement ....... i
ee er SED ov cvcdnwec cdeddcdduscuseaen il
Table of Cited Authorities .................006- ili
I a wc onde kédeine vbhéakedndetaan ce - |
1. The Majority’s Erroneous Decision Will Have
PD NO, ove cb dccosvesccsoecs I
2. The United States Fails To Explain The Ninth
Circuit Majority’s Failure To Apply Binding
Precedent To Determine Whether A Damages
Remedy Was Available. ................. 2
3. The Court Should Decline Tacoma’s Invitation
to Conduct A Gebser Analysis Now. ...... 4
4. The FPA Does Not Preempt This Case Because
Tacoma’s Activity Is Not Authorized By The
FPA Or By Any Other Federal Or State
PE. pn. be wbdhcecdtwoedéetusbecdaecas 5
5. The Off-Reservation, Treaty-Reserved Fishing
Right Is A Possessory Right. ............. 7
a a oe ee ae re eee ears 10
TABLE OF CITED AUTHORITIES
Cases:
Antoine v. Washington, 426 U.S. 194 (1975)
Cort v. Ash, 422 U.S. 66 (1975)
County of Oneida v. Oneida Indian Nation, 470 U.S.
226 (1985) (“Oneida IT’)
Gebser v. Lago Vista Independent School District,
524 U.S. 274 (1998) passim
Menominee Tribe v. United States, 391 U.S. 404
(1968)
Muckleshoot v. Hall, 698 F. Supp. 1504 (W.D. Wash.
Skokomish Indian Tribe v. United States, 410 F.3d 506
(9th Cir. 2005) passim
Skokomish Tribe v. United States, No. 01-35028
(9th Cir., Order filed Feb. 23, 2004)
United States v. Pend Oreille Public Utility District
No. 1, 28 F.3d 1544 (9th Cir. 1994)
iv
Cited Authorities
Page
United States v. Washington, 384 F.Supp. 312 (W.D.
Wash. 1974), aff'd, 520 F.2d 676 (9th Cir. 1975),
aff'd sub nom Washington v. Washington State
Commercial Passenger Fishing Vessel, 443 U.S.
PTE cadndbovecesbhdecdubeandseisdecks 3
United States v. Virginia Electric Co., 365 U.S. 624
SED Wb 60:0 6646 siw'ed 4ddEMRES PERLE CERT 8
United States v. Winans, 198 U.S. 371 (1905)...... 7,8,9
Washington v. Washington State Commerciai
Passenger Fishing Vessel, 443 U.S. 658 (1979)
Pde V eevee cébcavcovverenecreureereuedes passim
Whitefoot v. United States, 293 F.2d 658 (Ct.Cl. 1961),
cert. denied, 369 U.S. 818 (1962) ............ 8
Statutory Provisions:
Se Gc at TPOEEE 6 66 ba dncdnpideskescuetuasers 4
Pe Chae STEED oc ccevesecbessivineccwaets 5
Other Authorities:
City of Tacoma, 67 FERC § 61,152 (1994) ....... 6
INTRODUCTION
The Question Presented is whether a Congressionally-
ratified treaty that has been held to provide an implied right
of action against states and their instrumentalities, allows a
cause of action for damages egainst a municipality alleged
to have knowingly and without Congressional or state
authorization taken nearly one-half of the water flowing
throvgh a Reservation and thus destroyed a substantial
portion of off- and on-Reservation Treaty-protected fisheries.
The Oppositions filed by the United States and Tacoma fail
to describe in any meaningful way compelling reasons why
this Court should deny the Petition.
The majority's sweeping ruling conflicts with precedent
established by this Court that has consistently recognized
that once a private cause of action has been found to exist,
all appropriate relief, including damages, ordinarily is
available to vindicate the underlying federal right. The
majority’s ruling dramatically curtails the remedies available
to all persons, not only Indians and Indian tribes, to enforce
their federal rights. In this case, the Ninth Circuit has
established binding precedent in the Nation's largest Circuit
that directly violates the teaching of this Court in Gebser v.
Lago Vista Independent School District, 524 U.S. 274 (1998),
that recognizes an implied right of action for damages.
1. The Majority’s Erroneous Decision Will Have A
Sweeping Effect.
The United States incorrectly states that this case
involved “only” a specific set of claims under a specific treaty
and thus the ruling below “would not effect other cases.”
U.S. Oppos. at 8-9. The fact that the majority, as the United
States points out, restricted its ruling to Treaty-based claims
and did not foreclose claims based on “federal common law”
such as in Oneida I/,' does not detract from the sweeping
effect of the majority’s ruling. In fact, there are many treaties
with nearly identical language affecting many tribes
throughout the nation.’ We know of no treaty that expressly
authorizes damages suits against non-signatories that destroy
treaty-reserved rights.
2. The United States Fails To Expiain The Ninth Circuit
Majority’s Failure To Apply Binding Precedent To
Determine Whether A Damages Remedy Was
Available.
The majority denied a damages remedy in this case based
only on the absence in the Treaty of any express provision
for a damages ren.edy. Tribe’s Pet. at 16-19; Skokomish
Indian Tribe v. United States, 410 F.3d 506, 513 (9th Cir.
2005). This is in direct violation of this Court’s ruling in
Gebser v. Lago Vista Independent School District, 524 U.S.
274 (1998). Gebser and earlier cases held that once a private
cause of action is found to exist, a damages remedy is
available. Such a remedy is overridden only “where necessary
to carry out the intent of Congress or to avoid frustrating the
purposes of the statute involved.” Gebser, 524 U.S. at 285.
1. U.S. Oppos. at 6-9; 410 F.3d at 514 (“By contrast [to Oneida
IT|, the Tribe in our case is seeking to collect damages for violation
of fishing rights reserved to it by treaty.”). Tacoma also makes this
distinction. Tacoma’s Oppos. at 22-23. Some of the Tribe’s claims,
however, may be construed as being based on federal common law.
See, e.g., Tac. ER 605 (Claim 8), at 612 (Claim 18), at O13 (Clam
19), at 618 (Claim 25). Contrary to Tacoma’s assertion, however,
the Petition does not state that the Tribe “is not secking review of
any of the counts in its complaint that addressed tortuous conduct.”
Tacoma’s Oppos. at 25
2. The majority’s erroneous ruling also applies te reservations
created by statutes and executive orders.
3
The majority’s decision conflicts with Gebser, since the
majority failed to find a reason to deny a damages remedy when
there is clearly a private cause of action for equitable relief.
However, the United States asserts that this Court’s decision in
Washington v. Washington State Commercial Passenger Fishing
Vessel, 443 U.S. 658 (1979), supplies no basis for review because
that decision did not expressly hold that the treaties created a
private cause of action for equitable relief. U.S. Oppos. at 9-10.
Since the United States was the plaintiff, it argues, the Court
did not address whether the tribes alone had viable causes of
action to enforce the treaties. /d. at 9-10. That argument is clearly
mistaken.
The United States ignores the cases of Puyallup Tribe v.
Dept. of Game, 391 U.S. 392 (1968) and Antoine v. Washington,
420 U.S. 194 (1975), which were cited by the en banc majority,
the dissent, the Tribe, and even Tacoma in which federal courts
awarded tribes equitable relief in treaty-based causes of action
where the United States was not the plaintiff. Skokomish, 410
F.3d at 512 (majority found that treaties “provide rights of action
for equitable relief against non-contracting parties.”’); Tacoma’s
Oppos. at 24 (“The question is not whether the Treaty can be
enforced. ...”) and at 21 (“{N]Jone of these equitable or
regulatory remedies are either implicated or affected by the Ninth
Circuit’s decision in this case’’). It is therefore well-settled that
treaties afford tribes implied causes of action for equitable relief.
And, the trial court in Fishing Vessel expressly found that
the tribes, separate from the United States, had treaty-based
equitable claims for the non-signatory State’s “violation{s] of”
and “depriv[ation] of rights secured to them in the treaties”.
United States v. Washington, 384 F. Supp. 312, 399 (W.D. Wash.
1974), aff'd, 520 F.2d 676, 683 (9th Cir. 1975), aff'd sub nom
Washington v. Washington State Commercial Passenger Fishing
Vessel, 443 U.S. 658 (1979). Accordingly, the trial court tailored
the equitable relief to each tribe’s individual circumstances.
See generally United States v. Washington, 384 F. Supp. 312.
4
The United States ignored these issues, as well as whether
the majority decision conflicts with Gebser
3. The Court Should Decline Tacoma’s Invitation to
Conduct A Gebser Analysis Now.
Tacoma inappropriately asks this Court to conduct a Gebser
analysis now, and supplies a lop-sided version of why the criteria
in Gebser and Cort v. Ash, 422 U.S. 66 (1975), disallow a
damages remedy here. Tacoma’s Oppos. at 12-16. The Court
should view Tacoma’s argument as a concession of the majority's
application of an improper standard for determining whether
the Tribe may assert an implied cause of action for damages as
against a non-signatory.
Ironically, Tacoma emphasizes that in a Gebser/Cort
analysis, “the conduct to be remedied must be specifically and
unmistakably prohibited by the Congressional scheme”, and that
“(parties must be clearly on notice that the type of conduct is
prohibited.” Tacoma’s Oppos. at 12. Tacoma, of course, tails to
inform the Court that, from the start, Tacoma has been “clearly
on notice” that 99.9% of its hydropower activity is unlicensed
and directly’ infringes on the Tribe's rights. Congress in the
FPA “specifically and unmistakably prohibited” unlicensed
hydropower activities.‘
3. Tacoma makes an unsupported assertion that the conduct at
issue before this Court case consists only of “indirect” Project effects
Tacoma’s Oppos. at 26. The effects now at issue occurred promptly
and directly wpon the cutting off of North Fork flow, which resulted
in two lawsuits by the Tribe or individual Skokomish within one
year that sought relief from those direct effects. Petition at 5-6
4. The 1920 FPA expressly requires that FERC issue licenses
covering whole projects and their operations. 16 U.S.C. § 797(e)
(requires an original license “for the purpose of constructing,
operating, and maintaining dams, water conduits, reservoirs, power
houses, transmission lines, or other project works” that are in a
(Cont'd)
4. The FPA Does Not Preempt This Case Because
Tacoma’s Activity Is Not Authorized By The FPA Or
By Any Other Federal Or State Authority.
The Question Presented is whether the Treaty allows an
implied right of action for damages against a municipality
that “without Congressional or state authorization” took
nearly one-half of the water flowing through the Reservation
and destroyed treaty fisheries. Petition at i (emphasis added).
Tacoma obfuscates the issue by asserting that its hydropower
activities are “licensed”, and by discussing the FPA’s
comprehensive coverage and accommodation of Indian
interests. Tacoma’s Oppos. at 2-10, 12-14, 26-29. The FPA
has a wide reach and provides for the accommodation of
Indian interests, but only when projects are properly licensed
and conditioned. The majority opinion and the record
establish that since Tacoma’s activities at issue are unlicensed
and Skokomish interests were not accommodated, Tacoma
cannot hide behind the FPA. See discussion below;
Skokomish, 410 F.3d at 512 n.4; Petition at 3-4. Notably,
every FPA case that Tacoma cites involved fully and properly
licensed hydropower projects, not “minor part licenses” that
did not authorize the activities at issue.
The majority correctly ruled that Tacoma’s damaging
activities were not sanctioned or protected under the FPA.
(Cont'd)
“stream| | over which Congress has jurisdiction under its authority
to regulate commerce among the several States” and are “upon
any part of the public lands and reservations of the United States.”),;
and § 817(1) (declaring it “unlawfu! for any municipality” “to
construct, operate, or maintain any dam, water conduit, reservoir,
power house, or other works incidental thereto” in a Commerce
Clause stream or upon the public lands or reservations “except under
an in accordance with the terms of a license granted pursuant to
this chapter.”)
6
Tacoma attempts to minimize this issue. Tacoma’s Oppos.
at 9 (“The Ninth Circuit en banc panel disagreed in a
footnote”). Instead, Tacoma searches for FPA protection in
the trial court opinion, which the majority reversed, and the
majority opinion from the three-judge panel, which the Ninth
Circuit declared “shall not be cited as precedent . . . except
to the extent adopted by the en banc court.” /d. at 28; Order,
Skokomish Tribe v. United States, No. 01-35028 (filed Feb.
23, 2004).
The majority considered exactly the same arguments that
Tacoma now raises, including the references to the France
case and FERC’s 1994 and 1995 orders. Tacoma’s Brief at
5, 7-8. “The FPA does not preempt the Tribe’s treaty-based
claims.” Skokomish, 410 F.3d at 512 n.1. The majority also
rejected Tacoma’s attempt to characterize the Tribe’s damages
case as a “collateral attack” on FERC’s licensing decision.
Id. (“But the Tribe is not attempting to collaterally attack
the 1924 licensing decision; rather it is suing for damages
based on impacts that are not covered by the license.”).
Tacoma’s 1924 minor part license, the majority found, was
but a “narrow” license that applied only to “the occupancy
and use of approximately 8.8 acres” of National Forest land.
Id. The majority agreed with FERC and its predecessor
Federal Power Commission (“FPC”) that the minor part
license “did not ‘authorize the construction, operation, and
maintenance of the Cushman Project.’” /d. (emphasis by
court), quoting City of Tacoma, 67 FERC 4 61,152 at 4 61440
(1994); See also Tacoma’s Oppos. at 5 (“the Commission
did not license the entire project”). Accordingly, this case is
like United States v. Pend Oreille Public Utility District No.
1, 28 F.3d 1544 (9th Cir. 1994), where the license did not
authorize flooding the Kalispel Reservation. Finally, Tacoma
has not asked this Court to review the question of whether
the Tribe’s damages claim is precluded by the FPA or by the
FPC’s issuance of the minor part license.
7
5. The Off-Reservation, Treaty-Reserved Fishing Right
Is A Possessory Right.
Tacoma also attempts to cloud the issue on which
certiorari is sought by asking the Court to find that the
Stevens’ treaty fishing right is now obsolete, presenting a
skewed view of treaty negotiations to argue that the treaty
fishing right was vaporized through “new conditions.”
Tacoma’s Oppos. at 2, 19, 22. The Court outright rejected
this position 100 years ago in United States v. Winans, 198
U.S. 371 (1905). There, the Court rejected the notion that
new circumstances such as granting fee title to land to non-
Indians somehow defeated the reserved treaty right. /d. at
380. To do so, said the Court, would certainly be “an impotent
outcome to negotiations and a convention which seemed to
promise more, and give the word of the nation for more.” id.
The Court did so again in the modern-day case of Fishing
Vessel by holding the fishing rights secured by the treaties
had continued viability and were enforceable through
injunctive relief against non-signatory parties.’ See generally
Fishing Vessel. Additionally, this issue was not even
addressed by the court below and therefore is not ripe for
review or consideration by this Court.
5. Tacoma attempts to relitigate the State of Washington’s
unsuccessful position in Fishing Vessel, in which the State argued that
at the phrase “common fishery” only meant a nonexclusive right of
access”, and “nothing more than a guarantee that individual Indians
would have the same right as individual non-Indians”. 443 U.S. at 677
and n.23. Instead, the Court held that the tribes preserved a “right of
taking fish” (emphasis in original), as opposed to “merely the
‘opportunity’ to try to catch” some of the which “had no special meaning
at common law” but “obvious significance to the tribes” who were
“relinquishing a portion of their pre-existing rights to the United States
in return for this promise.” /d. at 678. The Court, after examining
historical legal treaties, further held, “[I]t would hardly make sense that
the Indians effectively relinquished all of their fishing rights by granting
a merely non-exclusive right.” /d. at 678 n.22.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.