Petition for Writ of Certiorari — CropLife America v. Washington Toxics Coalition
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STATUTORY PROVISIONS INVOLVED
The relevant provisions of the Administrative Procedure
Act, the Federal Insecticide, Fungicide, and Rodenticide Act,
and the Endangered Species Act and implementing
regulations are set forth at App. F, infra, 15la-167a.
STATEMENT OF THE CASE
This case concerns the scope of judicial review and
relief for EPA’s alleged procedural violations of the
Endangered Species Act (“ESA”), 16 U.S.C. §§ 1531, ef
seq., in the process of registering 54 pesticide active
ingredients over the course of decades under the Federal
Insecticide, Fungicide, and Rodenticide Act (“FIFRA”), 7
U.S.C. §§ 136, et seg. Heretofore, the courts of appeals had
consistently held that agency compliance with the ESA must
be judged pursuant to the (deferential) standards and
methods prescribed by the Administrative Procedure Act
(“APA”), 5 U.S.C. §§ 551, et seg. The Ninth Circuit has
now ruled to the contrary, concluding that because the
citizen suit provision of the ESA “independently authorizes a
private nght of action, the APA does not govern plaintiffs’
claims.” App. 16a. The result is that the Ninth Circuit
(affirming the district court) has held that it can judge the
EPA’s compliance with the ESA de novo, without affording
deference to the agency’s expertise or interpretation of the
various statutes the agency must reconcile in performing its
statutory duties.
On the merits, the district court held, and the Ninth
Circuit affirmed, that EPA committed “substantial
procedural violation{s]” of ESA § 7(aX(2), 16 U.S.C.
§ 1536(a)(2), by failing to consult with the National Marine
Fisheries Service (“NMFS”) concerning the alleged effects
of 54 pesticide active ingredients on certain salmon in the
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Pacific Northwest that NMFS had listed as endangered or
threatened species under the ESA. App. 89a; see id. at 6a-
7a. In so holding under a standard of de novo review, the
distnct court and the Ninth Circuit paid little heed to
regulations providing that consultation is not required unless
and until EPA concludes tha* a given pesticide registration
“may affect listed species or critical habitat.” 50 C.F.R.
§ 402.14(a). These “violations” then served as the basis for
injunctive relief, including suspension of EPA-authorized
pesticide uses pending completion of “may affect”
determinations and any needed ESA consultations, without
regard to the specific substantive and procedural standards
for the suspension of pesticide registrations in light of the
ESA as provided by FIFRA itself. See 7 U.S.C. §§ 136(/),
136d(c).
A. Statutory and Regulatory Background.
APA. The APA governs judicial review of any federal
agency action. By its terms, the APA is preemptive of any
other statute governing the review of agency action unless
there is an express statutory statement to the contrary. The
APA explicitly provides that a “[s|}ubsequent statute may not
be held to supersede” the provisions of the APA “except to
the extent that it does so expressly.” 5 U.S.C. § 559.
Among other things, APA provisions for review of agency
action reflect deference to agency expertise and
responsibility. The APA authorizes “the reviewing court” to
“hold unlawful and set aside agency action. found to
be...arbitrary, capncious, an abuse of discretion, or otherwise
not in accordance with law....” 5 U.S.C. § 706.
ESA. The ESA, 16 U.S.C. §§ 1531-44, provides
protections to species listed under § 1533 as endangered or
threatened. NMFS and the U.S. Fish and Wildlife Service
(collectively, “Services”) have adopted interpretative rules
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on their ESA “consultation” function at 50 C.F.R. Part 402.
Under ESA § 7(a)(2):
Each Federal agency shall, in consultation with and
with the assistance of the Secretary, insure that any
action authorized, funded, or carried out by such
agency...is not likely to jeopardize the continued
existence of any...[listed] species or result in the
destruction or adverse modification of [designated
critical] habitat of such species.
16-U.S.C. § 1536(a)(2). The federal agency proposing the
action (here, EPA) is commonly called the “action agency.”
As developed further below, to avoid tying up scarce
resources in evaluating the ESA effects of the thousands of
actions/inactions/continuing actions that federal agencies
take each day, the Part 402 rules create a tnage system. The
rules provide three levels of possible § 7(a)(2) review and
give the action agency considerable discretion in determining
whether and when to consult with the Service. See 51 Fed.
Reg. 19926, 19950 (June 3, 1986); pages 23-24 infra.
ESA §7(d) provides the legislative judgment on
appropriate constraints during ESA consultation. It states
that, once consultation is initiated,
the Federal agency and the permit or license
applicant shall not make any irreversible or
irretrievable commitment of resources with respect
to the agency action which has the effect of
foreclosing the formulation or implementation of
any reasonable and prudent alternative measures
which would not violate subsection (a)(2) of this
section.
16 U.S.C. § 1536(d).
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The final relevant ESA provision is § 11(g), under
which the plaintiffs filed this suit. It affords access to federal
courts “to enjoin any person, including the United States and
any other governmental instrumentality or agency... alleged
to be in violation of the” ESA or an ESA regulation. 16
U.S.C. § 1540(g)1)(A). It specifies “jurisdiction...to
enforce” a specific ESA provision, without identifying a
standard and scope of review. /d. § 1540(g)(1).
FIFRA. FIFRA is a “comprehensive regulatory statute”
aimed at controlling the use, sale, and labeling of pesticides.
Bates v. Dow Agrosciences LLC, 125 S.Ct. 1788, 1794
(2005). Under FIFRA, a pesticide active ingredient must be
registered with EPA through a rigorous process, including
extensive data submission, before it may be distributed. 7
U.S.C. § 136a(a). Registration of the ingredient requires
EPA to determine that “when used in accordance with
widespread and commonly recognized practice [the
ingredient] will not generally cause unreasonable adverse
effects on the environment.” /d. § 136a(c)(5)(D). This
standard takes into account effects on wildlife (including
species listed as endangered or threatened under the ESA).
FIFRA also provides for certain ESA-specific relief.
FIFRA § 6 allows EPA to compel interim “suspension” of a
“registration of the pesticide immediately” or a “change in
classification” where “necessary to prevent an imminent
hazard during” the longer “time required for cancellation”
proceedings. /d. § 136d(c\(1)-(2). FIFRA. defines an
“imminent hazard” to mean that “continued use of the
pesticide during the time required for a cancellation
proceeding...will involve unreasonable hazard to the survival
of a species declared endangered or threatened...pursuant to
the” ESA. /d. § 136(/). FIFRA contains further procedural
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and substantive requirements for canceling or suspending a
_ pesticide registration. /d. § 136d(a)-(d).
Congress also addressed the relationship between
FIFRA and the ESA in §1010(b) of the 1988 ESA
Amendments. There, Congress directed that ESA
compliance for EPA’s FIFRA program be designed “to
minimize the impacts to persons engaged in agricultural food
and fiber commodity production and other affected pesticide
users and applicators.” Pub. L. No. 100-478, § 1010(b), 102
Stat. 2313-14 (1988), 7 U.S.C. § 136a note. '
B. Proceedings Below.
Plaintiffs brought this action under the citizen suit
provision of the ESA, 16 U.S.C. § 1540(g). They sought
declaratory and injunctive relief against EPA for allegedly
violating the ESA by failing to consult with NMFS under
' The quoted text of § 1010 and its history express a clear
legislative intent to protect existing food and fiber production uses of
pesticides. The Conference Report elaborated:
Agriculture is a major part of the U.S. economy and provides
nutritional sustenance for our population and exports abroad...
The Conferees, therefore, anticipate that...[the federal agencies
shall] implement the Endangered Species Act in a way that
protects endangered and threatened species while mimmiuzing,
where possible, impacts on production of agricultural foods and
fiber commodities.
H.R. Conf. Rep. No. 100-928, at 24-25, reprinted in 1988
U.S.C.C.A.N. 2738, 2741-42. See also 134 Cong. Rec. $12559 (Sept.
15, 1988) (Sen. Burdick’s summary that the conference report
“recognizes that protection of endangered species is important, but
also that agriculture is a major part of our economy and provides
sustenance for our population”); see also id. at $9761 (July 25, 1988)
(remarks of Sen. Mitchell); id. at S9756 (July 25, 1988) (remarks of
Sen. Byrd).
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ESA § 7(a)(2) on the alleged effects of FIFRA pesticide
registrations on certain salmon listed as threatened or
endangered species under the ESA. CropLife America and
36 other groups representing pesticide manufacturers,
formulators, distributors, sellers, and applicators intervened
as defendants. EPA and intervenors raised jurisdictional and
statutory defenses to the allegation that the absence of
consultations violated the ESA. On July 2, 2002, the district
court granted summary judgment, concluding that EPA
violated ESA § 7(a)(2) by failing to engage in consultation
with respect to 54 pesticide active ingredients. The district
court ruled, inter alia, that because this was an ESA citizen
suit, “the APA, including its peculiar doctrines, does not
govern plaintiffs’ claims.” App. 129a. The court ordered
EPA to make “effects determinations” under 50 C.F.R.
§ 402.14(a) and consult, where appropriate, under a time
schedule. App. 145a-146a. That time schedule remedy
cured the ESA process violation.
In orders issued July 16, 2003, August 8, 2003, and
January 22, 2004, the district court granted plaintiffs’ request
for further injunctive relief. App. 20a-87a, 88a-117a, 118a-
123a. Finding EPA in “substantial procedural violation” of
the ESA for its failure to consult with NMFS, the court
enjoined, with few exceptions, EPA’s authorization of all
uses of hundreds of pesticide products containing any of the
54 active ingredients in buffer zones (20 yards for ground
applications and 100 yards for aerial applications) adjacent
to all “Salmon Supporting Waters” in Washington, Oregon,
and California. App. 24a-3la, 89a. In addition, for
pesticides containing seven active ingredients used in urban
areas, the court ordered EPA to develop a mandatory point-
of-sale notification of a “Salmon Hazard” and required the |
intervenors to distribute the notification “in quantity...to
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sales outlets where lawn and garden products are sold in the
Urban Areas subject to this Order.” App. 32a-33a.
EPA and the intervenors appealed. A Ninth Circuit
panel “affirm[ed] the district court’s orders in their entirety.”
App. 7a. The court of appeals identified three sets of issues:
(1) the applicability of the ESA § 7(a)(2) consultation
provision to pesticide registrations under FIFRA; (2) the
applicability of the judicial review provisions of the APA;
and (3) the scope of injunctive relief. App. 1 1a-19a.
On the first point, EPA had framed the issue as
“{w]hether the district court’s failure to accommodate
FIFRA’s unique requirements in enjoining EPA’s
authorization of use of certain pesticides constituted
reversible error given that these requirements...circumscribe
EPA’s discretion and thus define EPA’s legal duties under
the ESA.” EPA Brf. at 1. The panel recharacterized EPA’s
argument and found that recharacterized argument
unpersuasive. App. lla. The panel found that FIFRA does
not limit “an injunction to enforce the ESA.” App. 14a.
Despite noting that the ESA and FIFRA have
“complementary” purposes, App. 13a, the panel afforded
primacy to the ESA. It held that the “scheme of the two
Statutes suggests the exact opposite” of a regime in which
FIFRA “trumps” the ESA. App. 15a. Thus, it affirmed the
district court’s conclusion that EPA’s absence of
consultation constituted a violation of ESA § 7(a)(2).
Concerning the applicability of the APA, Petitioners had
argued that, even in an ESA citizen suit, APA standards,
including review under the “arbitrary and capricious”
standard, necessarily apply to suits against federal agencies.
CropLife Brf. at 14-23. In response, the Ninth Circuit panel
focused on the source of plaintiffs’ subject-matter
jurisdiction. The panel held that “suits to compel agencies to
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comply with the substantive provisions of the ESA arise
under the ESA citizen suit provision, and not the APA.”
App. 16a. The panel held that because the ESA’s citizen suit
provision “independently authorizes a private right of action,
the APA does not govern the plaintiffs’ claims.” /d.
Lastly, concerning the scope of injunctive relief, the
panel explained that the purpose of the consultation process
“is to prevent later substantive violations of the ESA.” App.
16a. The panel reasoned that the remedy for a “substantial
procedural violation of the ESA...must...be an injunction of
the project pending completion of the section 7(a)(2)
requirements.” /d. Invoking what it perceived as the
“institutionalized caution mandate” of the ESA, the panel
relieved the plaintiffs of any burden to prove an effect on
salmon to obtain a substantive injunction against pesticide
uses to produce food and fiber. The panel instead placed the
burden on EPA to prove a negative — that its actions were
nonjeopardizing. App. 18a. The panel also opined that,
because Congress had already decided under the ESA that
the balance of hardships “always tips sharply in favor of the
endangered or threatened species,” the district court was not
required to balance interests (including, apparently, the
public interests protected by FIFRA) when it issued the
injunction suspending pesticide registrations in the buffer
zones and imposing affirmative point-of-sale notice
requirements on EPA and intervenors for pesticides used in
urban areas. /d.
REASONS FOR GRANTING THE PETITION
In holding that APA standards do not apply in judging
agency compliance with the ESA - including the purely
procedural prescriptions that comprise the “violation” found
here — the Ninth Circuit has created a patent and disturbing
conflict in the Circuits on this important issue. Given the
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number of environmental cases that find their way into the
Ninth Circuit, the conflict in the Circuits is of enormous
practical importance. The Ninth Circuit’s ruling was here
applied to 54 pesticides registered over nearly five decades”
— eviscerating the agency’s program of FIFRA regulatory
approval of such pesticides. The practical, jurisprudential
difficulty is equally stark: The Ninth Circuit’s ruling means
that an agency action that is — indeed is actually held to be —
lawful and compliant with the ESA (as determined by a court
properly reviewing agency action under the APA) can
somehow, at the same time, be unlawful and in violation of
the ESA. This conflict among the Circuits, and this
erroneous ruling, should be resolved and corrected by this
Court.
In addition — under whatever the appropriate standard of
review — the finding of ESA “violations” here, and the
ensuing injunction suspending pesticide registrations on
account of EPA’s asserted procedural violations of the ESA,
has undermined basic, congressional policy. That policy of
fostering food and fiber production through the reasonable
use of pesticides is expressly affirmed .. both the ESA and
FIFRA. In connection with continued uses of registered
pesticides, ESA implementation must take due account of the
importance of pesticides in fostering food and fiber
production. The courts’ errors in construing and applying
those two statutes should be corrected by this Court to
effectuate Congress’s goals of protecting wildlife while
minimizing impacts on agriculture.
> For example, atrazine first appeared in products ;egistered
under FIFRA in 1958. See Interim Registration Eligibility Decision
for Atrazine, at 9 (2003), available al
http://www.epa.gov/oppsrrd1/REDs/atrazine_ired.pdf.
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I. The Ninth Circuit Erred in Refusing to Apply APA
Standards.
A. The Ninth Circuit’s refusal to apply APA
standards conflicts with uniform decisions
of the courts of appeals.
The Ninth Circuit’s holding that the APA does not apply
to claims brought “under the ESA citizen suit provision”
creates a manifest conflict in the -ourts of appeals on a
fundamental issue of nationwide importance: the proper
standard and scope of judicial review in a suit against a
federal agency alleged to be “in violation” of an
environmental statute with a citizen suit provision. 16
U.S.C. § 1540(g).
Two decades ago, the D.C. Circuit, citing rudimentary
principles of APA primacy established by this Court,
articulated what has been, until this case, the uniform view
of the courts of appeals that de novo judicial review is
unavailable in such _ cases. See Cabinet Mts.
Wilderness/Scotchman's Peak Grizzly Bears v. Peterson, 685
F.2d 678 (D.C. Cir. 1982). In that ESA citizen suit, wildlife
interest groups asserted that the U.S. Forest Service had
violated the jeopardy standard of ESA § 7(a)(2) by failing to
prepare an environmental impact statement before approving
a plan for exploratory mineral dnilling on Forest Service
lands. The plaintiffs insisted that the decision to approve the
drilling was subject to de novo judicial review because
Congress had included a provision for citizen suits in the
ESA and because de novo review would further Congress’s
intent to protect endangered species. The court found these
arguments “unpersuasive’’:
The citizen suit provision of the [ESA]...merely
provides a right of action to challenge the agency
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action alleged to be in violation of the Act or to
compel agency compliance with the requirements of
the Act. It does not direct trial courts to conduct de
novo review in adjudicating such actions and we
decline to read such a requirement into the Act
Since the ESA does not specify a standard of
review, judicial review is governed by section 706
of the Administrative Procedure Act
Id. at 685.
The D.C. Circuit’s holding comported with the views of
the three Circuits — the Fifth, Sixth, and Eighth — which, at
that relatively early stage in the ESA’s litigation history, had
addressed the standard of review for federal agency action
challenged pursuant to the ESA. /d. at 686 (citing Hill v.
Tenn. Valley Auth., 549 F.2d 1064, 1074 n.21 (6th Cir.),
aff'd on other grounds, 437 U.S. 153 (1978); Sierra Club v.
Froehlke, 534 F.2d 1289, 1304-05 (8th Cir. 1976); Nat'l
Wildlife Fed'n v. Coleman, 529 F.2d 359, 372 (Sth Cir.
1976)). And, these and other Circuits (including the Tenth
and Eleventh) which have addressed the applicability of the
APA to ESA citizen suits since that time have uniformly
held that APA standards apply. See, eg., Nat'l Ass'n of
Home Builders v. Norton, 415 F.3d 8, 13 (D.C. Cir. 2005)
(applying APA standard of “finality” of agency action);
Sierra Club y. Glickman, 67 F.3d 90, 95 (5th Cir. 1995) (“the
appropriate standard of review of federal administrative
agency action under both §7 and §9 of the ESA is the
arbitrary and capricious standard prescribed by the [APA]"’);
Voyageurs Nat'l Park Ass'n v. Norton, 381 F.3d 759, 763
(8th Cir. 2004) (APA review standards apply to citizen suit
alleging failure to consult under ESA §7); Gordon y.
Norton, 322 F.3d 1213, 1219 (10th Cir. 2003) (“APA
governs judicial review of agency action challenged through
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the ESA citizen-suit provision’), Sierra Club v. U.S. Army
Corps of Eng’'rs, 295 F.3d 1209, 1216 (11th Cir. 2002)
(citizen suit challenge to adequacy of agency ESA §7
consultation reviewed under APA’s arbitrary and capncious
standard).” The First and Federal Circuits have likewise
decided cases that strongly support the conclusion that APA
standards must be applied in suits alleging violations of the
ESA. See Water Keeper Alliance v. U.S. Dep't of Def., 271
F.3d 21, 31 (1st Cir. 2001) (collecting cases); Earth Island
Inst. v. Albright, 147 F.3d 1352, 1357 (Fed. Cir. 1998)
(finding no ESA jurisdiction over a suit contesting the
Department of State’s procedural compliance with the ESA,
because such cases arise under the APA).
The Ninth Circuit is now to the contrary with a ruling
certain to have immediate and far-reaching implications for
the lower courts and federal agencies, given the number of
agency “actions” that might possibly give mse to a
“violation” if reviewed without deference. The significant
impacts of the ruling below are illustrated by the facts that
ESA § 7(a\(2) encompasses a// ESA-listed species, not just
’ Indeed, until this case, even the Ninth Circuit applied APA
standards. £.g., Vill. of False Pass v. Clark, 733 F.2d 605, 609 (9th
Cir. 1984) (“[b)ecause ESA contains no internal standard of review,
section 706 of the Administrative Procedure Act, 5 U.S.C. § 706,
governs review of the Secretary's actions”) (citing D.C. Circuit's
ruling in Cabinet Mts.). Accord Ground Zero Cir. for Non-Violent
Action v. U.S. Dep't of the Navy, 383 F.3d 1082, 1092 (9th Cir
2004); Westlands Water Dist. v. U.S. Dep't of the Interior, 376 F.3d
853, 865 (9th Cir. 2004); Turtle Island Restoration Network v. Nat'l
Marine Fisheries Svc., 340 F.3d 969, 973 (9th Cir. 2003); Envtl. Prot
Info. Ctr. v. Simpson Timber Co., 255 F.3d 1073, 1078 (9th Cir
2001). Pyramid Lake Paiute Tribe v. U S. Dep't of the Navy, 898 F.2d
1410, 1414 (9th Cir 1990), Sierra Club v. Marsh, 816 F.2d 1376,
1384, 1386-87 (9th Cir. 1987).
+
salmon in the Pacific Northwest,” and that it applies to “any
action” of “{ejach Federal” agency, not just to EPA’s
registration of pesticides under FIFRA. Beyond that, many
other federal statutes have citizen suit provisions that could,
under the Ninth Circuit’s reasoning, be deemed to supersede
APA standards in suits against federal agencies. °
The Ninth Circuit’s decision to depart from the uniform
body of law warrants this Court’s review.
B. The Ninth Circuit’s refusal to apply APA
standards conflicts with the APA.
Not surprisingly, given the lopsided weight of authority
just discussed, the Ninth Circuit’s holding that the APA does
not apply conflicts with the APA itself. The APA waives
sovereign immunity and authorizes judicial review of
“{a]gency action made reviewable by statute and final
agency action for which there is no other adequate remedy in
court.” 5 U.S.C. § 704. Review takes place under the
“arbitrary and capricious” standard. 5 U.S.C. § 706(2)(A).
Under that standard, agency conduct is presumed lawful and
the “court ts not empowered to substitute its judgment for
* The U.S. Fish and Wildlife Service reports that there are 1083
animal species and 784 plant species listed as endangered or
threatened under the ESA, dispersed throughout the world. See
http://ecos.fws.gov/tess_public/TESSBoxscore (visited Sept. 15,
2005).
> See, e.g., 15 U.S.C. § 2619 (Toxic Substances Control Act);
30 U.S.C. § 1270 (Surface Mining Control and Reclamation Act); 33
U.S.C. § 1365 (Clean Water Act), 42 U.S.C. § 4911 (Noise Control
Act). id. § 6972 (Solid Waste Disposal Act); id. § 7604 (Clean Air
Act), id §9659 (Comprehensive Environmental Response,
Compensation, and Liability Act); id. § 11046 (Emergency Planning
and Community Right-to-Know Act).
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that of the agency.” Citizens to Pres. Overton Park v. Volpe,
401 U.S. 402, 415-16 (1971).
The Ninth Circuit’s de novo approach overrode this and
other related aspects of the APA, such as the requirement of
5 U.S.C. § 706 that review be based on the administrative
record.” The district court (affirmed by the Ninth Circuit)
declined to limit review to the administrative record, or even
to consider that record. See App. 129a. Yet, for each
pesticide registration, EPA had amassed a_ substantial
administrative record that was not before the courts below ~
including data establishing that, “when used in accordance
with widespread and commonly recognized practice [the
ingredient] will not generally cause unreasonable adverse
effects on the environment.” 7 U.S.C. § 136a(c)(5)(D). See
also id. § 136a(c)(1)-(2) (descnbing data requirements).
The failure to apply the APA affected the remedy as
well. Assuming EPA had missed an ESA/APA deadline for
some § 7-related procedure, “(t]he APA provides relief for a
failure to act in §706(1): ‘The reviewing’ court
shall...compel agency action unlawfully withheld or
unreasonably delayed.”” Norton v. S. Utah Wilderness
Alliance, 542 U.S. 55, 124 §.Ct. 2373, 2378 (2004)
(“SUWA”). The district court’s 2002 order had already
compelled the delayed actions by setting a time schedule for
making “effects determinations” under 50 C.F.R.
§ 402.14(a). App. 145a-146a. In the challenged relief, the
district court did more. The district court’s 2004 injunction
° See Fla. Power & Light Co. v. Lorion, 470 U.S. 729, 743-44
(1985) (the “task of the reviewing ¢ourt is to apply the appropnate
standard of review...to the agency decision based on the record the
agency presents to the reviewing court,” not on a “new record made
initially in the reviewing court”).
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effectively supplanted the FIFRA standards and process for
suspending a pesticide registration. See Part II.B infra.
Although the Ninth Circuit ruled that the APA did not
apply because this case was brought as a citizen suit, the
APA itself addresses the issue whether its review provisions
may be bypassed under color of a cause of action brought
under some other statute. The APA’s mandate precludes the
Ninth Circuit’s theory. The APA explicitly provides that a
“{s)ubsequent statute may not be held to supersede” the
provisions of the APA “except to the extent that it does so
expressly.” 5 U.S.C. § 559. Exceptions from the APA “are
not lightly to be presumed in view of the statement in [§ 559]
that modifications must be express.” Marcello v. Bonds, 349
U.S. 302, 310 (1955).
The ESA citizen suit provision does not contain an
express exception to APA review standards. It merely
provides a mght to challenge agency action that is alleged to
be in violation of that Act or to compel agency compliance
with the Act’s requirements. See 16 U.S.C. § 1540(g).
Since the ESA does not specify a standard of review, it does
not “expressly supersede,” and therefore the agency action
continues to be governed by, the arbitrary and capricious
standard of the APA, 5 U.S.C. § 706, as the courts of appeals
have (until this case) correctly concluded. See, e.g., Cabinet
Mts., 685 F.2d at 685. The Ninth Circuit’s contrary holding
~ that “the APA does not govern the plaintiffs’ claims”
conflicts with the plain language of the APA.
The Ninth Circuit's holding undercuts a major purpose
of the APA — to maintain “a uniform approach to judicial
review of administrative action.” Dickinson v. Zurko, 527
U.S. 150, 154 (1999) (citing 5 U.S.C. § 559 and Universal
Camera Corp. v. NLRB, 340 U.S. 474, 489 (1951)). And in
doing so, it propounds illogic: Under the Ninth Circuit's
17
novel view, the same agency action that would be sustained
in an APA review action as proper, lawful, and consistent
with the agency’s duty under the ESA (because the agency is
found to be acting within the bounds of its discretion) could
at the same time be deemed unlawful and in violation of the
ESA under the Ninth Circuit’s approach. This would be true
(under the Ninth Circuit’s holding here) even if the issue
simply concerned a matter easily reviewable under the APA,
namely the propriety of the process the agency used in
reaching its decision. The Ninth Circuit panel missed the
point of the APA. The APA is not merely a mechanism for
reviewing agency action. Instead, it encapsulates the
principle that federal agencies, not courts, are affirmatively
empowered to decide certain questions within defined
bounds — and courts may not supplant agency judgments in
those areas. An agency action that is lawful and in
compliance with the ESA under the APA’s standards cannot,
at the same time, be unlawful and “in violation” of the ESA.
Cc. The Ninth Circuit’s refusal to apply APA
standards conflicts with this Court’s
decisions delineating the scope of judicial
review.
The Ninth Circuit’s refusal to apply the APA conflicts
with this Court’s APA jurisprudence. Addressing a situation
analogous to the one at bar, this Court has instructed that:
[I]n cases where Congress has simply provided for
review, without setting forth the standards to be
used or the procedures to be _ followed,
...consideration is to be confined to the
administrative record and...no de novo proceeding
may be held
18
United States v. Carlo Bianchi & Co., 373 U.S. 709, 713
(1963). Under the guiding APA precept, a court’s role is to
ascertain whether an agency’s conduct is reasonable, not
whether it 1s, in the court’s own view, right. See id. at 715
(courts assess “the reasonableness of what the agency did on
the basis of the evidence before it, for a decision may be
supported by substantial evidence even though it could be
refuted by other evidence that was not presented to the
decision-making body”).
Further, as this Court has explained, de novo review is
strictly limited under the APA, 5 U.S.C. § 706(2)(F), to two
circumstances:
First, such de novo review is authorized when the
action is adjudicatory in nature and the agency
factfinding procedures are inadequate. And, there
may be independent judicial factfinding when issues
that were not before the agency are raised in a
proceeding to enforce nonadjudicatory agency
action.
Overton Park, 402 U.S. at 415. The Ninth Circuit ignored
these limitations here. EPA’s conduct was “entitled to a
presumption of regularity,” id., and should not have been
subject to de novo judicial second-guessing. Jd. at 419.
The Ninth Circuit’s view that APA standards do not
apply because EPA is sued as an alleged “violator” of the
ESA, based on its failure “to consult,” also runs afoul of this
Court’s analysis in Bennett v. Spear, 520 U.S. 154 (1997).
There, the Court held that the “violation” on which an ESA
citizen suit can be predicated “does not include the [Interior]
Secretary’s failure to perform his duties as administrator of
the ESA.” /d. at 173. The Court elaborated:
19
[T]he ESA uses the term “violation” elsewhere in
contexts in which it is most unlikely to refer to
failure by the Secretary or other federal officers and
employees to perform their duties in administering
the ESA.... We know of no precedent for applying
such a provision against those who administer (as
opposed to those who are regulated by) a
substantive law.
Id. at 173-74 (emphasis added).
Indeed, the distinction between a substantive and a
procedural violation was lost on the courts below, which
focused on EPA as a regulated entity, not an administering
agency. Since this case concerns only EPA’s alleged failure
to initiate “procedural” consultation at whatever time the
plaintiffs demand, plaintiffs did not allege that EPA is a
substantive violator of the ESA. At the very least, APA
principles should govern judicial review of agency conduct
where the alleged violation (unreasonable delay in making
determinations on whether a particular pesticide “may
affect” ESA-listed salmon or unreasonable delay in initiating
ESA consultation with NMFS) is a procedural one. See
Earth Island Inst., 147 F.3d at 1357 (citing Bennett, and
‘ The distnet court simply reasoned that the APA was irrelevant
because EPA “must comply with, but not administer, the ESA” and is
within the scope of a 16 U.S.C. § 1540(g)(1)(A) citizen suit. App.
130a. This reasoning does not withstand analysis. In reality, EPA
and other action agencies at least co-administer ESA § 7(a)(2).
Action agencies have the “initial responsibility for determining
statutory necessity” for “consultation” under the statutory language -
and that is why the Solicitor General previously represented to this
Court that the Services’ § 7 rules (50 C.F.R. Part 402) are not
“binding” on agencies like EPA. Lujan v. Defenders of Wildlife, 504
U.S. 555, 568-71 (1992) (discussing 16 U.S.C. § 1536(a)(2)).
20
concluding that proper standard for ESA suit against action
agency for failure to follow proper procedures was the
APA).
Il. The Courts’ Findings of ESA Violations and
Imposition of Further Injunctive Relief Misconstrue
the ESA and FIFRA and Subvert Congress’s Goal of
Minimizing ESA Impacts on Food and Fiber
Production.
Applying APA standards, there is little question but that
this case would have come out differently.® However, even
if the agency’s actions here are judged de novo, without the
benefit of deference to agency expertise and discretion, the
Ninth Circuit was wrong. The Ninth Circuit misconstrued
ESA §7 to find “violations” in EPA’s “failure to initiate
consultation.” Then, compounding that error, it upheld an
injunction suspending long-approved uses of 54 pesticide
* Besides limiting review to the administrative record, see supra
note 6, the APA would have required the courts to: defer to EPA’s
experts and technical judgments on pesticide effects, see Marsh v. Or.
Natural Res. Council, 490 U.S. 360, 376-78 (1989) and Baltimore
Gas & Elec. Co. v. Natural Res. Def. Council, Inc., 462 U.S. 87, 103
(1983), accord EPA's conduct a piesumption of regularity and piace
the burden on plaintiffs to prove otherwise, see Overton Park, 401
U.S. at 415; and respect the federal government's reasonable
interpretations of the ESA and FIFRA, see United States v. Mead, 533
U.S. 218, 227-29 (2001) and Chevron U.S.A. Inc. v. Natural Res. Def.
Council, Inc., 467 U.S. 837, 842-45 (1984). In addition, the
“principal purpose” of the APA limitations — “to protect agencies
from undue judicial interference with their lawful discretion, and to
avoid judicial entanglement in abstract policy disagreements which
courts lack both the expertise and information to resolve,” SUWA,
124 S.Ct. at 2381 — would have counseled against an intncate
prescnptive injunction, see App. 24a-33a, 36a-87a, that sigmificantly
interfered with EPA’s program for regulating 54 pesticides im the
Pacific Northwest.
21
ingredients even though neither the substantive nor the
procedural standards for such suspensions under FIFRA had
been met.
Whether confined to the Ninth Circuit, the site of much
of this country’s agricultural production and environmental
litigation, or given broader reach by reason of the statutes’
nationwide applicability, these holdings thwart Congress’s
goal of protecting agriculture against unwarranted ESA
constraints. In an ESA amendment that neither court below
took into account, Congress envisioned that ESA compliance
for EPA’s FIFRA program would “allow persons to continue
production of food and fiber commodities” and would
“minimize the impacts to persons engaged in agricultural
food and fiber commodity production and other affected
pesticide users and applicators.” Pub. L. No. 100-478,
§ 1010(b), 102 Stat. 2313 (1988), 7 U.S.C. § 136a note. The
judicial suspension of authorized pesticide uses in this case
drastically reorders these priorities by using what was at
most a procedural default in the way EPA meets its ESA
§ 7(a)(2) obligations as the basis for a substantive injunction
whose greatest impact falls not on EPA but on the
production of agricultural commodities that Congress sought
to protect.
For these reasons, and because of the recent proliferation
of litigation presenting these issues,’ this Court’s review and
* Lack of present consultation on alleged effects of pesticide
registrations on salmon and other ESA-listed wildlife has been, or is,
the basis for at least four other lawsuits against EPA, including two in
the Ninth Circuit. See Californians for Alternatives to Toxics v. EPA,
No. C-00-3150-CW (N.D. Cal.) (settled); Cir. for Biological
Diversity v. Leavitt, No. C-02-1580-JSW (N.D. Cal. Sept. 19, 2005);
Ctr. for Biological Diversity v. Johnson, No. 1:04-cv-00126-CKK
(continued....)
22
correction of the lower courts’ errors, as described below, is
warranted.
A. The finding of an ESA violation for failing
to consult conflicts with the plain language
of the ESA and “its implementing
regulations.
The district court held, and the Ninth Circuit affirmed,
that “EPA’s failure to initiate section 7(a)(2) consultation
constitutes-a substantial procedural violation of the ESA.”
App. 89a. The holding that consultation was required
cannot be reconciled with the language of the ESA and the
implementing regulations.
ESA § 7({a)(2) provides, in relevant part:
Each Federal agency shall, in consultation with and
with the assistance of the Secretary, insure that any
action authorized, funded, or carried out by such
agency...is not likely to jeopardize the continued
existence of any...[listed] species or result in the
destruction or adverse modification of [designated
critical] habitat of such species.
16 U.S.C. § 1536(a)(2). This provision creates no absolute
duty to consult. Instead, it requires each federal agency to
“insure” that any action it takes “is not likely to” cause
jeopardy. “Consultation” with the Services, like the
“assistance” the Services may provide to the action agency,
is not a universal statutory duty before taking any and all
federal actions. Rather, it is a potential vehicle for carrying
(continued)...
(D.D.C.) (settled); Natural Res. Def. Council v. EPA, No. 1:03-cv-
02444-RDB (D Md.) (pending).
23
out the duty to “insure” that agency actions avoid
jeopardizing ESA-listed species.
Consultation is a means to, or possible step in
connection with, a substantive determination required by the
ESA. It is not an independent requirement or statutory
command, but rather a matter of agency judgment. The
Ninth Circuit’s view that consultation is an affirmative
command is at odds with this Court’s recognition that, “with
respect to consultation the initiative, and hence arguably the
initial responsibility for determining statutory necessity, lies
with the agencies.” Lujan v. Defenders of Wildlife, 504 U.S.
555, 568-69 (1992). Under the Services’ joint regulations,
an agency has considerable discretion in deciding whether,
and if so when, to consult. To avoid imposing the “time
delays and _ information responsibilities of formal
consultation” on the thousands of innocuous
actions/inactions/continuing actions that federal agencies
take each day, the Services’ rules implementing ESA
§ 7(a)(2) create a triage system that provides three levels of
possible § 7(a)(2) review. 51 Fed. Reg. 19949-50 (June 3,
1986). See 50 C.F.R. §§ 402.13-.14.
First, no consultation process is required unless and unti!
the action agency determines that its “action may affect
listed species or cntical habitat.” 50 C.F.R. § 402.14(a).
Second, if and when the action agency determines its
action “may affect” a listed species, the agency may invoke
the “optional process” of “informal consultation” with the
Service. Jd. § 402.13. Informal consultation serves twin
purposes: it allows the Service and action agency to conclude
that formal ESA consultation is not warranted because the
action is “not likely to adversely affect listed species or
critical habitat”; and it allows those agencies to resolve what
information is required by § 402.14(c) and (d) to initiate
24
formal consultation. /d.
Third, the more mgorous “formal consultation” is
reserved for proposed actions that pose closer issues of
compliance with ESA § 7(a)(2)’s substantive constraints
(e.g., that each federal action be “not likely” to jeopardize
the entire species’ existence). Formal consultation is
required only for actions the action agency determines are
“likely to adversely affect any listed species or critical
habitat,” and is initiated only after the agency prepares the
information required by § 402.14(c) and (d) at a depth
acceptable to the Service. Only formal consultation results
in the Service’s issuance of a written “biological opinion” as
to whether the proposed action complies with § 7(a)(2)’s
substantive constraints and a statement authorizing some
“incidental take.” 50 C.F.R. § 402.14(h), (i); see 16 U.S.C.
§ 1536(b)(3), (4). ESA § 7(b)(1) (16 U.S.C. § 1536(b)(1))
and 50 C.F.R. § 402.14(e) and (g)(5) set time limits on the
completion of formal consultation.'°
The courts below, by concluding that in and of itself
“EPA’s failure to initiate section 7(a)(2) consultation
constitutes a substantial procedural violation of the ESA,”
fundamentally misread the statute and rules to prescribe
something that they do not. Under uncontested rules,
“consultation” must be “initiate[d]” only if and after EPA
concludes that a given pesticide registration “may affect”
one or more of the ESA-listed salmon. 50 C-F.R.
10
Action agencies have discretion on the timing of consultation.
See 51 Fed. Reg. 19948 (“informal consultation 1s an optional process
that is under the control of the Federal agency as to its initiation and
duration”); id. at 19949 (the “Service does not intend to mandate the
timing of this [formal consultation] review, which is solely at the
discretion of the Federal agency”).
25
§ 402.14(a)-(d). In negating EPA’s interpretation in
connection with its administration of FIFRA in light of the
ESA, the Ninth Circuit’s approach highlights the intrusive
nature of reviewing agency action de novo. But even if
judged de novo, the Ninth Circuit’s view of “consultation” as
a separately enforceable and universal obligation, hence here
a “violation” of the ESA, is simply wrong.
B. The injunctive suspension of pesticide uses
is unlawful under FIFRA standards.
FIFRA sets the substantive standard by which EPA can
suspend a pesticide registration. It authorizes EPA to
compel interim “suspension” of a “registration of the
pesticide immediately” where “necessary to prevent an
imminent hazard during” the longer “time required for
cancellation” proceedings. 7 U.S.C. § 136d(c)(1), (2). The
“imminent hazard” definition is ESA-specific. It refers to an
“unreasonable hazard to the survival of species declared
endangered or threatened’ under the ESA. 7 U.S.C.
§ 136(/) (emphasis added). This provision was amended by
§ 12(b) of the 1973 ESA itself. See Pub. L. No. 93-205,
§ 13(f), 87 Stat. 903 (1973). Besides creating this
substantive threshold for ESA-based suspensions of pesticide
registrations, FIFRA contains procedural protections for
registrants. Before suspending a pesticide registration, EPA
must give notice, including “findings pertaining to the
question of ‘imminent hazard,’” and must provide an
opportunity for a hearing. 7 U.S.C. § 136d(c).
The district court’s order granting further injunctive
relief is a de facto partial suspension of the registrations of
26
the 54 pesticides.'' Yet, the district court, and the Ninth
Circuit in affirming the district court, did not adhere to the
FIFRA standards. Whereas FIFRA predicates interim
suspension upon a finding that the use of the pesticide “wil/
involve unreasonable hazard to the survival of a species,” 7
U.S.C. § 136(/) (emphasis added), the district court found
only that EPA’s pesticide registrations presented a
“significant, potential harm” to salmon. App. 120a
(emphasis added). And, since the court imposed the
Suspensions summarily, the pesticide registrants enjoyed
none of the due process protections FIFRA guarantees before
the licenses for their products can be suspended.
The Ninth Circuit’s approach to an appropnate ESA
injunction effectively bypasses the specific requirements of
FIFRA. Since “Congress provided precisely the remedies it
considered appropriate” in the comprehensive FIFRA with
respect to ESA-listed species, and because the 2004
injunction is inconsistent with FIFRA’s provisions governing
pesticide suspension, the injunction cannot stand. Middlesex
County Sewerage Auth. v. Nat'l Sea Clammers Ass'n, 453
U.S. 1, 15 (1981). It is FIFRA’s ESA-based suspension
provision, not the doctrine of “institutionalized caution” the
Ninth Circuit invoked, App. 18a, that embodies the
legislative balance germane to this case, between species
protection and food and fiber production.'* Here, without
" The Operative language of the order states that, except in
certain narrow circumstances, “EPA's authonzation of any use” of 54
pesticides in the buffer zones “is hereby ENJOINED, VACATED,
AND SET ASIDE” pending compliance with ESA § 7(a)(2), App.
24a; see id. at 33a-34a (describing terminating events).
? The doctrine of “institutionalized caution” derives ultimately
from dicta in Tenn. Valley Auth. v. Hill, 437 U.S. 153, 194 (1978)
(“TVA v. Hill’), the snail darter case. That case did nor involve the
(continued....)
27
even finding a substantive violation of the ESA, but only a
procedural failure, the Ninth Circuit has upended Congress’s
fundamental policv choice about the balance between species
protection and the human population’s need for nutritional
sustenance. This Court’s review is warranted to reflect and
restore that critical balance.
(continued)...
unique balance Congress struck in FIFRA between wildlife protection
and food and fiber production, but rather a mandate the Court found
in the ESA when considered against public works legislation that,
unlike FIFRA, did not address ESA constraints or establish a
countervailing interests. Moreover, 7VA v. Hill involved the extreme
circumstance in which all parties conceded that the agency action
(operation of the Tellico dam) would cause the “eradication” of an
endangered species and its sole critical habitat. See id. at 173-74
(emphasis in original). Here, in contrast, there is no concession on
effects on salmon; and all the district court found was “potential”
harm to some fish, not actual species eradication. App. 120a.
Further, there is no substantive violation of ESA § 7(a)(2) here, but at
most only a procedural default in the timing of making certain
determinations under the ESA. As in an earlier case reversing the
same court of appeals on an injunction, here too the “Ninth Circuit
erroneously relied on JVA v. Hill,” which involved a
“distinguishable” situation. Amoco Prod. Co. v. Vill. of Gambell, 480
U.S. 531, $43 n.9 (1987).
28
CONCLUSION
The petition for a writ of certiorari: should be granted
Of Counsel
Douglas T. Nelson
CROPLIFE AMERICA
1156 15th Street, NW
Suite 400
Washington, DC 20005
September 2005
Respectfully submitted,
Steven P. Quarles
Counsel of Record
Clifton S. Elgarten
J. Michael Klise
Thomas R. Lundquist
CROWELL & MorRING LLP
1001 Pennsylvania Ave., NW
Washington, DC 20004-2595
(202) 624-2500
APPENDIX
la
APPENDIX A
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
Nos. 04-35138, 04-35212, 04-35237, 04-35244.
WASHINGTON TOXICS COALITION;
Northwest Coalition for Alternatives to Pesticides;
Pacific Coast Federation of Fishermen's Associations, Inc.;
Institute for Fisheries Resources,
Plaintiffs- Appellees,
y
ENVIRONMENTAL PROTECTION AGENCY:
Christine Todd Whitman.
Defendants,
and
California Plant Health Association;
Oregon Agricultural Chemicals & Fertilizers Association;
Far West Agnbusiness Association.
Agncultural Cooperative Council of Oregon,
Fruit Growers League of Southern Oregon;
Hood River Grower-Shipper Association.
Hop Growers of Washington;
idaho Mint Growers Association;
Malheur County Onion Growers Association;
Nationa! Potato Council, Orchard View Farms;
Oregon Alfalfa Seed Growers Association;
Oregon Cranberry Farmers’ Alliance;
Oregon Hop Growers Association,
Oregon Horticultural Society, Oregon Seed Council;
USA Dry Pea & Lenti] Council:
2a
Wasco County Fruit & Produce League;
Washington Association of Wheat Growers;
Washington Mint Growers Association;
Washington State Horticultural Association;
Western Washington Agricultural Association;
Oregon Dairy Farmers; American Forest Resource Council;
Oregon Forest Industnes Council;
Washington Fnends of Farms and Forests;
Oregonians for Food and Shelter, Western Washington
Golf Course Superintendents Association;
National Agnicultural Aviation Association;
California Agncultural Aircraft Association;
Croplife America,
Defendant-Intervenors- Appellants.
Washington Toxics Coalition;
Northwest Coalition for Alternatives to Pesticides;
Pacific Coast Federation of Fishermen’s Associations, Inc.;
Institute For Fisheries Resources,
Plaintiffs- Appellees,
We
Environmental Protection Agency,
Christine Todd Whitman,
Defendants,
California Plant Health Association; Croplife America,
Defendant-Intervenors,
and
Washington State Potato Commission,
Defendant-Intervenor-Appellant.
3a
Washington Toxics Coalition;
Northwest Coalition for Alternatives to Pesticides;
Pacific Coast Federation of Fishermen’s Associations, Inc.;
Institute for Fisheries Resources,
Plaintiffs-Appellees,
Ve
Environmental Protection Agency;
Christine Todd Whitman,
Defendants,
Croplife America, et al,
Defendant-Intervenor,
and
Washington State Farm Bureau,
Defendant-Intervenor-Appellant.
Washington Toxics Coalition;
Northwest Coalition for Alternatives to Pesticides;
Pacific Coast Federation of Fishermen’s Associations, Inc.;
Institute for Fisheries Resources,
Plaintiffs-Appellees,
Ve
Environmental Protection Agency;
Christine Todd Whitman,
Defendants-Appellants,
and
4a
California Plant Health Association;
Oregon Agricultural Chemicals & Fertilizers Association;
Far West Agribusiness Association;
Agricultural Cooperative Council of Oregon;
Fruit Growers League of Southern Oregon;
Hood River Grower-Shipper Association;
Hop Growers Of Washington;
Idaho Mint Growers Association;
Malheur County Onion Growers Association;
National Potato Council; Orchard View Farms;
Oregon Alfalfa Seed Growers Association,
Oregon Cranberry Farmers’ Alliance;
Oregon Farm Bureau Federation;
Oregon Hop Growers Association;
Oregon Horticultural Society; Oregon Seed Council,
USA Dry Pea & Lentil Council;
Wasco County Fruit & Produce League;
Washington Association of Wheat Growers;
Washington Mint Growers Association;
Washington State Horticultural Association;
Western Washington Agricultural Association;
Oregon Cattlemen’s Association; Oregon Dairy Farmers:
American Forest Resource Council;
Oregon Forest Industries Council;
Washington Frnends of Farms and Forests;
Oregonians for Food and Shelter, Western Washington
Golf Course Superintendents Association;
National Agricultural Aviation Association;
California Agncultural Aircraft Association;
Washington State Potato Commission;
Washington State Farm Bureau; Syngenta Corp Protection;
Croplife America,
Defendant-Intervenors.
Sa
Argued and Submitted Sept. 14, 2004.
Filed June 29, 2005.
This litigation is about the Environmental Protection
Agency’s registration of 54 pesticide active ingredients that the
plaintuff environmental coalitions fear may harm endangered or
threatened sa!mon and steelhead in the waters of the Pacific
Northwest. The plaintiffs, Washington Toxics Coalition et al.,
(“WTC”), contend that EPA violated the Endangered Species
Act, 16 U.S.C. § 1536(a)(2), by failing to consult with the
National Marine Fisheries Service before approving the
pesticides.
EPA admittedly did not do any such consultation, and it
agrees that the Endangered Species Act requires consultation
with the National Marine Fisheries Service for action affecting
these endangered or threatened fish. EPA contends, however,
that because in registering the pesticides, it complied with the
requirements of the Federal Insecticide, Fungicide, and
Rodenticide Act (“FIFRA”), 7 U.S.C. §§ 136, et seq., it was not
bound by the consultation requirements of the Endangered
Species Act (“ESA”). EPA therefore appeals the district court’s
orders requiring EPA to engage in consultation and suspending
EPA’s authorization of the pesticides pending the consultation.
Plaintiffs Washington Toxics Coalition and Northwest
Coalition for Alternatives to Pesticides are non-profit
organizations that promote alternatives to toxic pesticides and
seek to protect the environment from the harmful effects of
pesticides. Piaintiff Pacific Coast Federation of Fishermen’s
Associations, Inc., is an organization of commercial fishermen
that works to ensure the long-term survival of commercial
fishing as a way of life. Plaintiff Institute for Fisheries
Resources is a non-profit public interest marine resources
protection and conservation organization.
6a
A number of parties intervened in the action on the side of
defendant EPA. The defendant-intervenors are CropLife
America (“CLA”), Washington State Farm Bureau, and 35
other groups representing pesticide manufacturers, formuiators,
distributors, sellers, and applicators. The intervenors contend
that the case is governed by the principles of judicial review
and injunctive standards of the Administrative Procedure Act
(“APA”), 5 U.S.C. §§ 700, et seqg., rather than by the ESA.
According to the intervenors, the district court lacked
jurisdiction to examine the cffect of pesticides apart from
reviewing the administrative record pursuant to a cause of
action established by the APA. Intervenors so contend despite
the provision of the ESA creating individual causes of action to
challenge its violations. See 16 U.S.C. § 1540(g)(1). The
intervenors also contend that the injunctive relief granted by the
district court was excessive. They challenge various aspects of
the district court’s injunctive orders requiring pesticide-free
buffer zones around endangered salmon and steelhead habitat.
The district court granted the plaintiffs’ requests for
injunctive relief ina series of well-crafted orders, after allowing
all parties, including the intervenors, to introduce evidence on
the effects of the use of the challenged pesticides. Although the
complaint originally disputed registration of hundreds of
pesticides, the district court held EPA violated the ESA
consultation requirement with respect to only 54 pesticide
active ingredients. The district court ordered EPA to initiate
and complete consultation regarding the effects of those
pesticide registrations on threatened and endangered salmon
and steelhead according to a schedule set out in the opinion.
Because it viewed the procedural violation of the ESA to have
been a substantial violation authorizing extraordinary relief, the
district court also enjoined EPA’s authorization of any use of
the pesticides within proscribed distances of salmon-supporting
7a
waters in California, Oregon, and Washington, pending EPA’s
fulfillment of its consultation obligations.
We affirm the district court's orders in their entirety.
FACTUAL AND PROCEDURAL BACKGROUND
The National Marine Fisheries Service (“NMFS”) since
1989 has classified approximately 25 species of salmon and
steelheads, collectively known as salmonids, as “endangered”
or “threatened” throughout the Pacific Northwest. The NMFS
has determined that pesticides may kill or injure salmonids, and
may affect future salmonid behavior and reproductive success.
See, e.g., 65 Fed.Reg. 42,422, 42,473 (2000). The district court
found that scientific or competent declaratory evidence in the
record demonstrated a causal link between the 54 pesticide
active ingredients at issue in this case and direct or indirect
adverse effects on salmonid populations. This is not disputed
on appeal.
What is disputed is the applicability of ESA section
7(a)(2):
Each agency shall, in consultation with and with the
assistance of the Secretary, insure that any action
authorized, funded, or carried out by such agency. . .
is not likely to jeopardize the continued existence of
any endangered species or threatened species or result
in the destruction or adverse modification of habitat of
such species. ...
16 U.S.C. § 1536(a)(2). Plaintiff WTC claims that EPA
violated this section when EPA failed to consult with the
applicable agency, the NMFS, about the registration of
pesticide active ingredients potentially harmful to endangered
or threatened salmonids. EPA maintains that it is not bound by
the provision.
8a
WTC filed this suit in 2001 under an ESA provision
known as the ESA citizen suit provision and frequently used to
compel agency action. It allows individuals to bring suit “to
enjoin any person, including the United States and any other
governmental instrumentality or agency . . . who is alleged to
be in violation of any provision of this chapter or regulation
issued under authority thereof.” 16 U.S.C. § 1540(g)(1). See
Bennett v. Spear, 520 U.S. 154, 173, 117 S.Ct. 1154, 137
L.Ed.2d 281 (1997); Envil. Prot. Info. Ctr. v. Simpson Timber
Co., 255 F.3d 1073, 1079 (9th Cir.2001). WTC’s complaint
alleges that “EPA is violating § 7(a)(2) of the ESA, 16 U.S.C.
§ 1536(a)(2), and its implementing regulations, 50 C.F.R. Part
402, by failing to consult with NMFS regarding the effects of
pesticide use under EPA pesticide registrations that ‘may
affect’ endangered and threatened salmon and steelhead and/or
their critical habitat.”
EPA regulates pesticides under FIFRA, 7 U.S.C. §§ 136,
et seg. We have observed that FIFRA sets forth a
comprehensive regulatory scheme for controlling the use, sale,
and labeling of pesticides. Nathan Kimmel, Inc. v. DowElanco,
275 F.3d 1199, 1204 (9th Cir.2002). It bars any person in any
state from distributing a pesticide EPA has not registered or
exempted pursuant to FIFRA. 7 U.S.C. § 136a(a). FIFRA
establishes the procedures through which EPA registers
pesticides, labels pesticides, and cancels the registration of
pesticides. See 7 U.S.C. § 136a-d. EPA took the position that
only FIFRA, and not the ESA, governs the rescission of
pesticide registrations.
Both sides moved for summary judgment. The parties
submitted voluminous filings on the effect of the various
pesticides on endangered or threatened salmonids. The district
court ruled that WTC had standing only to challenge the 54
pesticides for which it offered competent declaratory evidence
9a
demonstrating acameal link between EPA registratior and harm
to salmonid. That ruling is not at issue before us.
The district court also ruled that EPA was required to
comply with the ESA, as well as with FIFRA. The district court
rejected EPA’s contention that WTC couid challenge only EPA
compliance with the pesticide registration provisions of FIFRA.
The district court thus concluded that the ESA applies to
agency actions taken pursuant to FIFRA, and that where
endangered species may be affected, WTC could maintain a
challenge to EPA’s failure to consult under the ESA.
The district court held that as a matter of law, EPA
violated section 7(a)(2) with respect to the disputed 54
pesticide active ingredients. Section 7(a)(2) consultation
requirements apply to “each federal agency” and to “any action
authorized, funded, or carried out by that agency.” 16 U.S.C. §
1536(a)(2). The district court held that this comprehensive
language includes EPA, and that EPA, having provided no
evidence of formal or informal consultation as required by
section 7(aX(2), violated the ESA. The district court ordered
EPA to initiate and complete section 7(a)(2) consultation
according to a prescribed schedule.
The district court also rejected the intervenors’ arguments
that the case could arise only under the APA. The intervenors
argued that the proceeding contravened APA standards because
the district court conducted its review outside an administrative
record, without identifying any final agency actions or inactions
under review, and without applying the APA’s deferential
standard of judicial review. The district court held that because
the ESA independently authorized a nght of action, the APA
was inapplicable. See 16 U.S.C. § 1540(g)(1).
in subsequent orders, the district court granted WTC’s
motion for further, interim relief, holding such injunctive relief
necessary to fulfill what we have termed the “institutionalized
10a
caution mandate[ }” of the ESA. See Sierra Club v. Marsh, 816
F.2d 1376, 1389 (9th Cir.1987). The district court relied on
established law authorizing agency actions to continue during
the section 7(a)(2) consultation process only if the actions are
non-jeopardizing to the protected species and will not result in
a substantive violation of the ESA. See id; Thomas v.
Peterson, 753 F.2d 754, 764-65 (9th Cir.1985). The district
court held that EPA did not meet its burden of showing that the
54 registrations were non-jeopardizing.
After a hearing and consideration of voluminous evidence
bearing on the appropriate scope of injunctive relief, the district
court entered an order that enjoined “EPA’s authorization of
any use of any pesticide identified in this order within 20 yards,
or authorization of any aerial application within 100 yards, of
any Salmon Supporting Waters in California, Oregon, and
Washington.” The order exempted pesticide uses EPA has
determined to have “no effect” on the endangered species, and
exempted particular uses “not likely to adversely affect” the
endangered species. The district court also granted further
injunctive relief for certain pesticides in urban areas, and
required EPA and the intervening defendants to provide a
specified point-of-sale notification to urban distributors of
those pesticides.
The injunction provided that it would terminate
automatically on (1) completion by EPA of its ESA section
7(a)(2) consultation requirements, (2) issuance by NMFS of a
biological opinion, (3) a finding by EPA for ESA section
7(a)(2) purposes that the pesticide is “not likely to adversely
affect” the endangered or threatened species, or (4) a finding by
EPA for ESA section 7(a)(2) purposes that the pesticide will
have “no effect” on the endangered or threatened species. EPA
and the intervenors on appeal challenge the applicability of the
ESA requirements and the breadth of the injunctive relief
ordered by the district court.
lla
DISCUSSION
I. Applicability of ESA Requirements
EPA argues on appeal, as it maintained in the district court,
that it is bound to follow only the provisions of FIFRA, which
include a limited provision dealing with endangered species.
Under FIFRA, any interested person can petition EPA to cancel
a registered pesticide. See 40 C.F.R. § 154.10. FIFRA allows
EPA to suspend a registration immediately for an “imminent
hazard,” including an “unreasonable hazard to the survival of
a species declared endangered or threatened” under the ESA. 7
U.S.C. § 136d(c)(1)- (2); § 136(/).
EPA argues that ESA section 7(a)(2) does not confer
independent responsibilities on EPA to comply with ESA
provisions. That section provides:
Each federal agency shall, in consultation with and
with the assistance of the Secretary, insure that any
action authorized, funded, or carried out by such
agency . . . is not likely to jeopardize the continued
existence of any endangered species or threatened
species or result in the destruction or adverse
modification of habitat of such species. . . .
16 U.S.C. § 1536(a)(2”
This circuit has not yet decided whether EPA's regulation
of a pesticide under FIFRA bars a suit under the ESA asserting
that the continued use of the pesticide violates the ESA. The
Eighth Circuit has, however, and it has decided there is no bar.
in Defenders of Wildlife v. EPA, 882 F.2d 1294 (8th Cir.1989),
environmental organizations brought suit against EPA under
the ESA, challenging the continued registration of above-
ground pesticides containing strychnine. The EPA, as in this
case, argued that the plaintiffs were limited to seeking a
cancellation of strychnine registrations under FIFRA. /d. at
l2a
1298. The Eighth Circuit reyected EPA’s position, holding that
FIFRA does not exempt EPA from compliance with the ESA
requirements when EPA registers pesticides. Jd. at 1299.
Therefore, the Eighth Circuit concluded that the ESA citizen
suit provision permitted the plaintiffs to sue EPA to enjoin the
alleged violation of the ESA. /d. at 1300. We agree with the
Eighth Circuit that even though EPA registers pesticides under
FIFRA, it must also comply with the ESA when threatened or
endangered species are affected. See id. at 1299-1300.
This conclusion is consistent with our own prior holdings
that compliance with FIFRA requirements does not overcome
an agency's obligation to comply with environmental statutes
with different purposes. For example, we have held that the
registration and labeling of a substance under FIFRA does not
exempt a party from its obligations under the Clean Water Act
(“CWA”), 33 U.S.C. § 1342, to obtain a permit to discharge
that substance. Headwaters, Inc. v. Talent Irrigation Dist., 243
F.3d 526, 532 (9th Cir. 2001). We reasoned that the statutes
have different and complementary purposes. /d. at 531-32.
FIFRA’s objective is to protect human health and prevent
environmental harm from pesticides through a cost-benefit
analysis of the pesticides. Jd. The CWA's objective is to restore
and maintain the integrity of the Nation’s waters based on a
determination that the discharge of the pollutant satisfies the
limitations that EPA has imposed to protect water quality. /d.
For the same reasons, we also have held that the
registration and labeling of a substance under FIFRA does not
exempt an agency from its obligations under the National
Environmental Policy Act (“NEPA”), 42 U.S.C. § 4332.
Oregon Envtl. Council v. Kunzman, 714 F.2d 901, 905 (9th
Cir.1983); see also Save Our Ecosystems v. Clark, 747 F.2d
1240, 1248 (9th Cir.1984). We concluded that a pesticide
registration under FIFRA does not require the same
l3a
examination of environmental concerns that an agency is
required to make under NEPA. See id. at 1248.
The statutes at issue in this case similarly have different
but complementary purposes. FIFRA utilizes a cost-benefit
analysis to ensure that there is no unreasonable nsk created for
people or the environment from a pesticide, taking into account
the economic, social, and environmental costs and benefits of
a pesticide’s use. Headwaters, Inc., 243 F.3d at 532. In
contrast, the ESA affords endangered species the “highest of
priorities” in assessing msks and benefits. Tennessee Valley
Auth. v. Hill, 437 U.S. 153, 174, 98 S.Ct. 2279, 57 L.Ed.2d 117
(1978). The reasoning of our case law therefore leads us to
conclude that an agency cannot escape its obligation to comply
with the ESA merely because it is bound to comply with
another statute that has consistent, complementary objectives.
EPA also makes a corollary argument with respect to the
remedy. It contends that it does not have any discretion to
cancel a pesticide’s use except through the regulatory
framework in FIFRA, and that the district court therefore erred
by granting injunctive relief under the ESA. EPA contends, in
effect, that once a pesticide has been approved for use under
FIFRA, EPA lacks discretion to meet any other legal
obligations. For this remarkable conclusion EPA relies on cases
in which the agency action had been completed and there was
no ongoing regulatory authority. For example, in
Environmental Protection Information Center v. Simpson
Timber Co., 255 F.3d 1073, 1083 (9th Cir.2001), we held that
the United States Fish and Wildlife Service did not have
discretion to comply with the ESA regarding a permit that it
had already granted and did not retain discretionary control to
alter. Similarly, in Sierra Club v. Babbitt, 65 F.3d 1502, 1508-
09 (9th Cir.1995), we held that the Bureau of Land
Management did not have discretion to comply with the ESA
regarding a nght-of-way it had already granted by contract to a
l4a
private entity before passage of the ESA. We have expressly
observed that in both of those cases, the agency activity had
been completed and was not ongoing. See, e.g., Turtle Island
Restoration Network v. Nat'l Marine Fisheries Serv., 340 F.3d
969, 977 (9th Cir.2003).
The principle enunciated in those cases does not apply
here. This is because here EPA retains ongoing discretion to
register pesticides, alter pesticide registrations, and cancel
pesticide registrations. See 7 U.S.C. § 136a-d. Because EPA
has continuing authority over pesticide regulation, it has a
continuing obligation to follow the requirements of the ESA.
We have respected such continuing obligations in well-
reasoned authority that binds us here. In Turtle Jsland, supra,
environmental organizations brought suit against the NMFS,
alleging that the issuance of fishing permits pursuant to the
High Seas Fishing Compliance Act, 16 U.S.C. §§ 5501-5509,
required consultation under the ESA. We recognized that the
ESA consultation requirement applies only if the agency has
the discretionary control “to inure to the benefit of a protected
species.” 340 F.3d at 974. We held that the Compliance Act
permit decisions were ongoing agency actions because they
entailed an “ongoing and lasting effect” and because the NMFS
could condition permits to benefit listed species. /d. at 977; see
also Pac. Rivers Council v. Thomas, 30 F.3d 1050, 1053 (9th
Cir. 1994).
In this case, EPA has similar discretion “to inure to the
benefit” of listed species. Pesticide registrations under FIFRA
are ongoing and have a long-lasting effect even after adoption.
EPA retains discretion to alter the registration of pesticides for
reasons that include environmental concerns. See 7 U.S.C. §§
136d(c)(1)-(2), 136(/ ). Therefore, EPA’s regulatory discretion
is not limited by FIFRA in any way that would bar an
injunction to enforce the ESA.
15a
Finally, EPA argues that administrative exhaustion or
primary jurisdiction under FIFRA appiies in this case, and that
the district court should first have required the plaintiffs to
exhaust FIFRA remedies before entering an injunction. FIFRA,
of course, contains a limited administrative remedy. Section
136d(c) of FIFRA allows the Administrator to suspend a
pesticide creating an “unreasonable hazard to the survival of a
species declared endangered or threatened by the Secretary
pursuant to the Endangered Species Act” without following the
normal procedural requirements of FIFRA. 7 U.S.C. §§
136d(c)(1)-(3), 136(/). Under FIFRA any interested person can
petition EPA for cancellation of a pesticide. See 40 C.F.R. §
154.10. Neither FIFRA nor the ESA, however, suggest any
legislative intent to require exhaustion of the FIFRA remedy
before seeking relief under the ESA. See Thunder Basin Coal
Co. v. Reich, 510 U.S. 200, 207, 114 S.Ct. 771, 127 L.Ed.2d 29
(1994) (exhaustion is required only where Congress’ intent to
allocate review to an administrative body is “fairly discernible
in the statutory scheme”’).
As the district court concluded, the mere fact that FIFRA
recognizes EPA authority to suspend registered pesticides to
protect listed species does not mean that FIFRA remedies
trump those Congress expressly made available under ESA, or
that FIFRA provides an exclusive or primary remedy. The
scheme of the two statutes suggests the exact opposite. Indeed,
this court has allowed plaintiffs to challenge whether agency
pesticide permit decisions comply with other environmental
statutes, even though the plaintiffs did noi first pursue
administrative remedies under FIFRA. See Headwaters, 243
F.3d at 530-32 (challenging EPA compliance with Clean Water
Act); Merrell v. Thomas, 807 F.2d 776 (9th Cir.1986)
(challenging EPA compliance with National Environmental
Policy Act). EPA and the intervening defendants cite no
relevant authority supporting their position. The doctrines of
16a
exhaustion of remedies and primary jurisdiction are
inapplicable in this case.
Il. Applicability of APA
Intervenor CLA argues that the district court erred by not
applying the APA and its limited provision for judicial review
of final agency action. The APA provides judicial review for
“final agency action for which there is no other adequate
remedy in a court.” 5 U.S.C. § 704. The district court correctly
held, however, that the ESA citizen suit provision creates an
express, adequate remedy. That provision states: “[ A]ny person
may commence a civil suit on his own behalf. . . to enjoin any
person, including the United States and any other governmental
instrumentality or agency . . . who is alleged to be in violation
of any provision of this chapter or regulation issued under the
authority thereof.” 16 U.S.C. § 1540(g)(1). Because this
substantive statute independently authorizes a private right of
action, the APA does not govern the plaintiffs’ claims.
Plaintiffs’ suits to compel agencies to comply with the
substantive provisions of the ESA arise under the ESA citizen
suit provision, and not the APA. See, e.g., Pac. Rivers Council,
30 F.3d at 1056; Peterson, 753 F.2d at 763-64.
Ill. Challenges to Scope of Injunctive Relief
The intervenors scatter a number of challenges to the scope
of relief that amount to the contention that, although the district
court could order the agency tc comply with the ESA, it had to
permit the continuing use of the pesticides during consultation.
The purpose of the consultation process, however, is to prevent
later substantive violations of the ESA. Sierra Club v. Marsh,
816 F.2d at 1389. The remedy for a substantial procedural
violation of the ESA--a violation that is not technical or de
minimis--must therefore be an injunction of the project pending
compliance with the ESA. /d.; Peterson, 753 F.2d at 764. It is
well-settled that a court can enjoin agency action pending
17a
completion of section 7(a)(2) requirements. See Sierra Club v.
Marsh, 816 F.2d at 1389, Peterson, 753 F.2d at 765.
ESA section 7(d) also belies the intervenors’ contention
that further injunctive relief could not be granted during
consultation. Section (7)(d) states:
After initiation of consultation required under
subsection (a)(2), the Federal agency and the permit or
license applicant shall not make any irreversible or
irretrievable commitment of resources with respect to
the agency action which has the effect of foreclosing
the formulation or implementation of any reasonable
and prudent alternative measures which would not
violate subsection (a)(2) of this section.
16 U.S.C. § 1536(d). Section 7(d) was enacted to ensure that
the status quo would be maintained during the consultation
process, to prevent agencies from sinking resources into a
project in order to ensure its completion regardless of its
impacts on endangered species. See, e.g., Pac. Rivers Council
v. Thomas, 936 F.Supp. 738, 745 (D.Idaho 1996). There is no
irreversible or irretrievable commitment of resources at issue
in the present case. Rather, it is the very maintenance of the
“status quo” that is alleged to be harming the endangered
species.
The intervenors also argue that the district court erred by
assigning EPA the burden of showing that its actions were non
jeopardizing to endangered or threatened species, and instead
should have made the plaintiffs demonstrate “imminent
irreparable harm” or “substantial and immediate irreparable
injury.” The intervenors alternatively argue that the district
court did not properly balance the interest in protecting
endangered species against the costs of the injunction when
crafting the scope of the injunction.
18a
We have held that the appropriate remedy for violations of
the ESA consultation requirements is an injunction pending
compliance with the ESA. See Peterson, 753 F.2d at 764. We
have also allowed non-jeopardizing agency actions to continue
during the consultation process. See, e.g., Sierra Club v. Marsh,
816 F.2d at 1376. We have not expressly stated who bears th *
burden of showing that the action is non-jeopardizing, but the
burden should be on the agency, the entity that has violated its
statutory duty.
Placing the burden on the acting agency to prove the action
is non-jeopardizing is consistent with the purpose of the ESA
and what we have termed its “institutionalized caution
mandate{ |.” Sierra Club v. Marsh, 816 F.2d at 1389. We said
as much in Thomas v. Peterson, where the defendant, the U.S.
Forest Service, urged the district court to conclude that absent
proof by the plaintiffs to the contrary, a proposed project was
not likely to affect an endangered or threatened species. 753
F.2d at 765. We held that this was an inappropriate finding for
the district court to make. /d. “It is not the responsibility of the
plaintiffs to prove, nor the function of the courts to judge, the
effect of a proposed action on an endangered species when
proper procedures have not been followed.” /d. The district
court correctly assigned EPA the burden of proving that its
actions were non-jeopardizing.
The distnct court was not required to balance interests in
protecting endangered species against the cosis of the
injunction when crafting its scope. Congress has decided that
under the ESA, the balance of hardships always tips sharply in
favor of the endangered or threatened species. See Marbled
Murrelet v. Babbitt, 83 F.3d 1068, 1073 (9th Cir. 1996).
Finally, the EPA challenges protective measures for urban
pesticide sales. The district court concluded that for the use of
certain pesticides in urban areas, buffers alone are an
19a
insufficient remedy to ensure that jeopardy to endangered
salmonids will be avoided. Rather than completely banning
those pesticides in urban areas, the district court required EPA
to develop and distribute point-of-sale notifications detailing
pesticide harm to salmonids. EPA nevertheless argues this
portion of the injunction impermissibly impinges on its
authonity.
The injunctive relief granted was well within the district
court’s discretion to require compliance with the ESA and to
tailor a remedy pursuant to Federal Rule of Civil Procedure 65.
See United States v. Olander, 584 F.2d 876, 880-81 (9th
Cir.1978), vacated on other grounds, 443 U.S. 914, 99 S.Ct.
3104, 61 L.Ed.2d 878 (1979).
CONCLUSION
For the foregoing reasons, we affirm the district court’s
orders enjoining EPA pending its compliance with the ESA
section 7(a)(2) consultation requirements.
AFFIRMED.
20a
APPENDIX B
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF WASHINGTON
AT SEATTLE
Case No. C01-0132C
WASHINGTON TOXICS COALITION,
NORTHWEST COALITION FOR ALTERNATIVES TO PESTICIDES,
PACIFIC COAST FEDERATION OF FISHERMEN’S ASSOCIATIONS,
and INSTITUTE FOR FISHERIES RESOURCES,
Plaintiffs,
v.
ENVIRONMENTAL PROTECTION AGENCY,
and MIKE LEAVITT, ADMINISTRATOR,
Defendants,
Vv.
AMERICAN CROP PROTECTION ASSOCIATION, et al.,
Intervenor-Defendants.
January 22, 2004
ORDER
This matter is before the Court on Plaintiffs’ motion for
further injunctive relief. Having considered the briefs and
arguments of the parties, and the entire record in this matter,
and based on the Court’s orders dated July 16, 2003 and August
8, 2003, and the oral argument held on August 14, 2003, the
Court finds that further injunctive relief is appropriate to
prevent potential adverse effects of certain pesticide active
2la
ingredients on threatened and endangered salmonids, and
therefore GRANTS Plaintiffs interim injunctive relief as
follows:
I. PERTINENT PESTICIDE ACTIVE INGREDIENTS
AND SPECIES OF SALMONIDS
This Court’s order of July 2, 2002 imposes a schedule
upon the Environmental Protection Agency (“EPA”) to make
effects determinations and to consult, as appropriate, with the
National Marine Fisheries Service (“NMFS”) in connection
with the effects of pesticides containing any of 54 active
ingredients on salmon and steelhead listed as threatened or
endangered under the Endangered Species Act (“ESA”), 16
U.S.C. §§ 1531-1544.' The 54 active ingredients (“Pesticides”)
subject to the July 2, 2002 order are:
The July 2, 2002 Order, July 16, and August 8, 2003 Orders, and this
Order apply to the following 26 Evoluntionarily Significant Units of salmon
and steelhead listed as threatened or endangered unde4r the ESA (the
“Salmon ESUs”): the Puget Sound, Upper Columbia River spring-run,
Lower Columbia River, and Upper Willamette River chinook (64 Fed. Reg.
14,308 (March 24, 1999)); California Central Valley spring-run chinook and
California coastal chinook (64 Fed. Reg. 50,394 (Sept. 16, 1999)); Hood
Canal summer-run chum and Columbia River chum (64 Fed. Reg. 14,508
(March 25, 1999)); Ozette Lake sockeye (64 Fed. Reg. 14,528 (March 25,
1999)); Oregon coast coho (63 Fed. Reg. 42,587 (Aug. 10, 1998)); Upper
Columbia River, Snake River Basin, Southern California, South Central
California coast and Central California coast steelhead (62 Fed. Reg. 43,937
(August 18, 1997)); Lower Columbia River and California Central Valley
steelhead (63 Fed. Reg. 13,347 (March 19, 1998)); Upper Willamette and
Middle Columbia River steelhead (64 Fed. Reg. 14,517 (March 25, 1999));
Northern California steelhead (65 Fed. Reg. 36,074 (June 7, 2000));
Sacramento River winter-run chinook (59 Fed. Reg. 440 (Jan. 4, 1994)):
Snake River fall-run chinook (57 Fed. Reg. 14,653 (April 22, 1992); Snake
River spring/summer-run chinook (57 Fed. Reg. 14.653 (April 22, 1992));
Central California coast coho (64 Fed. Reg. 24.049 (May 5, 1999)),
Southern Oregon/Northern California coast coho (62 Fed. Reg. 24,588 (May
6, 1997)); and Snake River sockeye (56 Fed. Reg. 58,619 (Nov. 20, 1991)).
22a
1 -3-dichloropropene linuron
2,4-D malathion
acephate methamidophos
alachlor methidathion
atrazine methomy!
azinphos-methy] methyl parathion
bensulide metolachlor
bentazon metnbuzin
bromoxynil molinate
captan naled
carbary! norflurazon
carbofuran oryzalin
chlorothaloni! oxyfluorfen
chlorphyrifos paraquat dichloride
coumaphos pebulate
diazinon pendimethalin
dicamba phorate
dichloben:! phosmet
diflubenzuron prometryn
dimethoate propargite
disulfoton simazine
diuron tebuthiuron
ethoprop terbacil
fenamiphos thiobencarb
fenbutatin-oxide thiodicarb
iprodione tnclopyr (BEE and TEA)
lindane trifluralin
(gamma-BHC and HCH)
Il. SALMON SUPPORTING WATERS
This Order granting injunctive relief shall apply to
“Salmon Supporting Waters” within the range of the Salmon
23a
ESUsas identified by NMFS in its critical habitat designations’
in Washington, Oregon, and California. For purposes of this
Order, “Salmon Supporting Waters” are defined as the area
below the ordinary high water mark of all streams, lakes,
estuaries, and other water bodies where salmon are ordinarily
found at some time of the year. For Washington and Oregon,
the Streamnet database identifies Salmon Supporting Waters as
* Critical habitat designations for the Puget Sound, Lower Columbia
River, Upper Willamette River, Upper Columbia River spring-run,
Califorma Central Valley spring-run, and California coastal chinook salmon,
Hood Canal summer-run and Columbia River chum salmon; Ozette Lake
sockeye salmon; Oregon coast coho salmon; and Southern California, South-
Central California coast, Central California coast, California Central Valley,
Upper Columbia River, Snake River Basin, Lower Columbia River, Upper
Willamette River, and Middle Columbia River steelhead are at 65 Fed. Reg.
7764 (Jan. 13, 2000). The revised critical habitat designation for the Snake
river spring/summer chinook salmon is at 64 Fed. Reg. 57,399 (Oct. 25,
1999) (original designation at 57 Fed. Reg. 14,653 (April 22, 1992)).
Critical habitat designations for the Central California coast and Southern
Uregon/Northern California coasts coho salmon are at 64 Fed. Reg. 24,049
(May 5, 1999). Critical habitat designations for the Snake River sockeye
salmon and Snake River fall chinook salmon are at 58 Fed. Reg. 68,543
(Dec. 28, 1993). The critical habitat designation for the Sacramento River
winter-run chinook salmon is at 58 Fed. Reg. 33.212 (June 16, 1993).
Although some of these critical habitat designations have been vacated and
will be redesignated, see 68 Fed. Reg. 55,900 & 55,926 (Sept. 29, 2003), the
designations accurately define the geographic range of the species. NMFS
has not designated critica! habitat for the extended range of the Southern
Califorma steelhead ESU southward to the United States-Mexican border,
but the ESU’s range, for purposes of the definition of “Salmon Supporting
Waters,” includes the San Mateo Creek and Topanga Creek watersheds,
which is the basis for extending the ESU range 67 Fed. Reg. 21,586.
21.596-97 (May 1, 2002). NMFS has not designated critical habitat for
Northern Califorma steelhead. but the ESU's range. for purposes of the
definition of “Salmon Supporting Waters.” includes the critical habitat
designation for the Califormia coastal chinook salmon, see 65 Fed. Reg.
7764, with the southernmost boundary being the Gualala River (inclusive)
in Mendocino County for Northern California steelhead, rather than the
Russian River in Sonoma County for the Califorma coastal chinook.
24a
defined in this Order.’ For Califomia, the U.S. Geological
Survey National Hydrography database identifies Salmon
Supporting Waters as defined in this Order.* Estuaries used by
listed salmon and steelhead are included in Salmon Supporting
Waters even if they are not identified in the Streamnet or U.S.
Geological Survey National Hydrography databases.
Ml. INJUNCTIVE RELIEF
A. Buffers
1. The Court finds that pesticide-application buffer zones
are acommon, simple, and effective strategy to avoid jeopardy
to threatened and endangered salmonids. (August 8, 2003
Order at 16, Dkt. No. 159.) The Court further finds that 20-yard
buffer zones for ground use and 100-yard buffers for aerial
applications will substantially contribute to the prevention of
jeopardy. (/d. at 18.) Accordingiy, except as provided below
and in Sections IIIB. through I.D., EPA’s authorization of
any use of any Pesticide identified in Section I of this Order
within 20 yards, and EPA’s authorization of any aerial
application within 100 yards, of any Salmon Supporting Waters
in California, Oregon, and Washington, is hereby ENJOINED,
VACATED, and SET ASIDE. This injunction shall not be
lifted until this Order is terminated, in whole or in part, as
provided in Section VI or by other order of the Court.
2. Plaintiffs did not seek, and this Court does not grant,
any further injunctive relief for Pesticide uses for which EPA
5
The Streamnet database is a cooperative venture of state and tribal fish
and wildlife agencies in the Pacific Northwest and is administered by the
Pacific States Marine Fisheries Commission. It is accessible at
http: www.streamnet.org.
, The U.S. Geological Survey database is accessible at
http://nhd.usgs.gov. The Streamnet database does not include California
streams
25a
has in place a “no effect” determination for a particular Salmon
ESU-’
3. This injunction does not apply to any Pesticide uses in
a particular Salmon ESU where EPA has determined, for
purposes of ESA § 7 compliance, that the Pesticide Use is “not
likely to adversely affect” the particular Salmon ESU, provided
that the National Marine Fisheries Service has not rejected or
affirmatively failed to concur in the “not likely to adversely
affect” determination.“
B. Buffer Variations
Based on EPA's effects determinations, the stipulations of
plaintiffs, or the evidence in the record, the Court determines
that the following specific injunctive relief is appropriate for
the particular uses specified below instead of the injunctive
relief provided for in Section ITI.A.1. EPA's authorization of
the Pesticide uses specified below in ENJOINED, VACATED,
* As of the date of this Order, the following Pesticides have received “no
effect” determunations for all Salmon ESUs and are therefore excluded from
this injunctive relief:
Alachlor, atrazine, bentazon, dicamba, dichlobenil, iprodione, norflurazon,
paraquat dichlonde, pebulate, sumazine, terbacil, thhodicarb, tnclopyr TEA.
Although EPA has made a “no effect” determination for the amine
formulation of triclopyr, known as ticlopyr TEA, it has not yet made ainy
effects determination for the ester formulation of triclopyr. known as
triclopyr BEE. To the extent that EPA has in place additional “no effect”
determinations for particular Pesticides in particular Salmon ESUs, the
injunctive relief set out im this Section 1s inapplicable to those Pesticides in
those Salmon ESUs. The chart attached as Exhibit | depicts the Pesticides
that have “no effect” determinations in place for particular Salmon ESUs as
of the date of this Order
° The Pesticide uses of Salmon ESUs for which EPA has made “not
likely to adversely affect” determinations as of the date of this Order are
identified in the chart attached as Exhibit 2 to this Order.
26a
and SET ASIDE. This injunction shall not be lifted until this
Order is terminated, in whole or in part, as provided in Section
VI or by other order of the Court.
1. EPA’s authorization of use of | ,3-dichloropropene
(telone) products within one yard of Salmon Supporting Waters
is ENJOINED, VACATED, and SET ASIDE, when 1,3-
dichloropropene products are injected 18” or more beneath the
soil and where the soil is mechanically sealed through
cultivation following treatment; for other uses, EPA’s
authorization of any use of | ,3-dichloropropene (telone) within
20 yards of any Salmon Supporting Waters in California,
Oregon, and Washington is ENJOINED, VACATED, and SET
ASIDE;
2. EPA’s authorization of aerial and ground applications
of granular formulations of the Pesticides within 20 yards of
Salmon Supporting Waters in California, Oregon, and
Washington is ENJOINED, VACATED, and SET ASIDE,
except that EPA’s authorization of ground use of granular
formulations of ethoprop within 20 yards, and aerial
applications of granular formulations of ethoprop within 100
yards, of Salmon Supporting Waters in California, Oregon, and
Washington is ENJOINED, VACATED and SET ASIDE,
because of EPA’s concern regarding ethoprop’s level of risk
and the inability to mitigate that risk effectively;
3. Based on the recommendations in EPA’s effects
determinations, and the toxicity of phorate to fish, EPA’s
authorization of phorate use within 40 yards of Salmon
Supporting Waters in California, Oregon, and Washington is
ENJOINED, VACATED, and SET ASIDE;
4. Based on the recommendations in EPA’s effects
determinations, EPA’s authorization of propargite use within
50 feet, and EPA’s authonzation of aerial applications of
propargite within 75 feet, of Salmon Supporting Waters in
27a
California, Oregon and Washington is ENJOINED,
VACATED, and SET ASIDE in all ESUs; except: (a) for mint,
seed alfalfa, potatoes, and hops in the Middle Columbia
steelhead ESU, in the Palouse watershed of the Snake River fall
Chinook ESU, in the Willamette Valley portion of the Upper
Willamette steelhead and Upper Willamette Chinook ESUs,
and the Oregon portion of the Klamath River watershed in the
Southern Oregon/Northern California coast coho ESU, where
EPA’s authorization of aerial applications of propargite within
100 yards of Salmon Supporting Waters is ENJOINED,
VACATED, and SET ASIDE; and (b) for the Upper Columbia
Chinook and Upper Columbia steelhead ESUs, where EPA’s
authorization of any use of application of propargite within 100
yards of Salmon Supporting Waters is ENJOINED,
VACATED, and SET ASIDE;
5. EPA’s authorization of coumaphos for livestock use
within 20 yards of Salmon Supporting Waters in California,
Oregon, and Washington is ENJOINED, VACATED, and SET
ASIDE, but only for a 24-hour period following application to
livestock;
6. EPA’s authorization of carbofuran use within 20
yards, and EPA’s authorization of any carbofuran aerial
application within 100 yards, of any Salmon Supporting Waters
in California, Oregon, and Washington, is hereby ENJOINED,
VACATED, and SET ASIDE, except that EPA’s authorization
of carbofuran within one yard of Salmon Supporting Waters in
California, Oregon, and Washington is ENJOINED,
VACATED, and SET ASIDE, when such products are used on
pine seedlings by dipping the seedling roots in a one-percent
slurry containing the active ingredients;
7. EPA’sauthorization of localized spot treatments of the
Pesticides using hand-held, ready-to-use devices within one
yard of Salmon Supporting Waters in California, Oregon, and
28a
Washington is ENJOINED, VACATED, and SET ASIDE,
provided that the area treated is limited to ten percent of the
treated right-of-way, roadside, pasture, iawn, or forestry site;
8. EPA’s authorization of Pesticide uses in insect bait
stations within one yard of Salmon Supporting Waters in
California, Oregon, and Washington is ENJOINED,
VACATED, and SET ASIDE;
9. EPA’s authorization of Pesticide use for spot
treatments of wasp and hornet nests within one yard of Salmon
Supporting Waters in California, Oregon, and Washington is
ENJOINED, VACATED, and SET ASIDE, provided that the
area treated is limited to ten percent of the treated nght-of-way,
roadside, pasture, lawn, or forestry site;
10. EPA’s authorization of individual tree removal using
cut stump application of the Pesticides within one yard of
Salmon Supporting Waters in California, Oregon, and
Washington is ENJOINED, VACATED, and SET ASIDE; and
11. EPA’s authorization of basal bark application of the
Pesticides to individual plants within one yard of Salmon
Supporting Waters in California, Oregon and Washington is
ENJOINED, VACATED, and SET ASIDE.
C. Specific Pesticide Product or Use Exclusions
Based on EPA’s effects determinations, the stipulations of
Plaintiffs, and the evidence in the record, and notwithstanding
Sections TII.A. and III.B., the Court determines that EPA’s
authorization of the following Pesticide uses specified below is
not vacated:
1. Based on EPA’s effects determinations and the
declining use resulting from the 1999 California phase-out,
EPA’s authorization of metolachlor use in the California
29a
portion of the Southern Oregon/Northern California coast coho
ESU;
2. Based on EPA's effects determinations, EPA's
authorization of bensulide use for agricultural crops where the
maximum label application rate is less than 6 pounds of active
ingredient per acre and the label requires banded applications
and incorporation into soil;
3. Based on EPA’s effects determinations, EPA's
authorization of bensulide use on golf course trees and greens,
provided ber:sulide is not used on golf course fairways;
4. EPA’s authonzation of aerial applications of
bensulide;
5. Based on EPA's effects determination, EPA’s
authorization of phorate use on potatoes,
6. EPA's authorization of aerial applications of phorate;
7. EPA's authonzation of aerial applications of 1,3-
dichloropropene (telone),
8. c&PA’s authorization of pest control strips and cattle
car tags containing coumaphos,
9. EPA's authorization of cattle ear tags containing
chlorpynifos;
10. EPA's authorization of indoor uses of any of the
Pesticides,
11. EPA's authorization of tree injection applications of
the Pesticides,
12. EPA's authorization of homeowner applications of the
Pesticides to household potted plants,
13. EPA's authorization of Pesticide use in flea and tick
collars for dogs and cats; and
30a
14. EPA’s authorization of the Pesticides in
manufacturing end-use products.
D. Particular Pesticide Programs Excluded
Based on EPA’s effects determinations, the stipulation of
plaintiffs, or the evidence in the record, and notwithstanding
Sections [II.A. and IIL.B., the Court determines that EPA's
authorization of the following Pesticide uses specified below is
not vacated:
1. Public Health Vector Control Programs
Use of the Pesticides for public health vector control as
administered by public entities.
2. Noxious Weed Programs
Use of the Pesticides for control of state-designated
noxious weeds as administered by public entities, when such
control program implements the following safeguards that
NMFS routinely requires for such programs:
a. Aerial application cannot occur within 100 yards
of Salmon Supporting Waters;
b. Broadcast spraying cannot occur within 20 yards
of Salmon Supporting Waters or when wind speeds are
greater than five miles per hour;
c. Chemical spraying cannot occur within 15 feet of
Salmon Supporting Waters or when wind speeds are
greater than five miles per hour.
d. Only those Pesticides registered by EPA under
the Federal Insecticide, Fungicide, and Rodenticide Act
(“FIFRA”), 7 USC. §§ 136-136(y), for aquatic
application can be used within 15 feet of Salmon
Supporting Waters;
3la
e. Pesticides cannot be used when precipitation is
occurring or is forecast to occur within 24 hours;
f. All spraying operations must be overseen by a
certified applicator; and
g. For 2,4-D and tnclopyr; only the amine
formulations of 2,4-D and triclopyr can be used.
3. NMFS-Authorized Programs
Use of a Pesticide in a specific agency action (other than
EPA’s authorization of a Pesticide use under FIFRA) as
authorized by: (a) a no-jeopardy biological opinion issued by
NMFS that addresses the Pesticide’s use and effects on a
Salmon ESU, and an incidental take statement issued by NMFS
under ESA Section 7(a)(2) that authorizes the take of salmon
or steelhead listed under the ESA; (b) a written concurrence by
NMFS ina “not likely to adversely affect” determination issued
under ESA Section 7(a}(2) that addresses the Pesticide’s use
and effects on a Salmon ESU; (c) an incidental take permit
issued by NMFS under ESA Section 10(a) that authorizes the
take of salmon or steelhead listed under the ESA for
application or use of the Pesticide; or (d) a limit on the take
prohibition of ESA Section 9 with respect to a specific use of
a Pesticide promulgated by NMFS pursuant to ESA Section
4(d) and incorporated into the salmon 4(d) rule codified at 50
C.F.R. § 223.203.
[V. INJUNCTIVE RELIEF SPECIFIC TO URBAN
PESTICIDES
Plaintiffs also seek further injunctive relief with respect to
seven active ingredients in urban areas through which Salmon
32a
Supporting Waters pass.’ The Court finds that for the use of
certain pesticides in Urban Areas, buffers alone are an
insufficient remedy to ensure that jeopardy to Salmon ESUs
and harm to listed salmonids will be avoided. Therefore, in
addition to the buffers imposed in Section III, the Court also
GRANTS Plaintiffs further injunctive relief for uses of
products containing 2,4-D, carbaryl, diazinon, diuron,
malathion, triclopyr BEE, and trifluralin (the “Urban
Pesticides”) in Urban Areas. The Court orders EPA to generate
a point of sale notification for the public as described in Section
IV.A below, and to facilitate the availability of the notification
to the purchaser at the point of sale as described in Section
IV .B below,
A. Mandatory Point of Sale Warning
EPA must develop a point of sale notification for the
Urban Pesticides that incorporates the following written and
graphic information:
1. The heading “Salmon Hazard” in a large and visible
font followed by the statement that: “This product contains
pesticides that may harm salmon or steelhead. Use of this
product in urban areas can pollute salmon streams.” Both the
heading and the statement shall be highly visible to purchasers;
and
’ “Urban Areas” are defined for purposes of this Order as all urbanized
areas in Washington, Oregon, and California with populations of at least
50,000 people, as defined by the 2000 United States Census, within a
Salmon ESU. (See Urban Area list attached hereto as Exhibit 3.) These
areas are defined more precisely in Exhibits 1A, 2A. and 3A to the August
8, 2003 Declaration of Gerald E. Heilman, Jz. which 1s attached to
Plaintiffs’ Notice of Filing Concise Definitions and Maps of Urban
Watersheds within the Geographic Scope of the Litigation (Aug. 11, 2003).
33a
2. A prominent graphic.
B. Availability and Distribution of Point of Sale
Notifications
Within 60 days of the effective date of this Order, EPA
must notify retailers that they are to make the mandatory point
of sale notification set out in Section [V.A whenever products
containing the Urban Pesticides are sold in the Urban Areas
subject to this Order.
Within 60 days of the effective date of this Order,
Intervenor-Defendants will distribute the point of sale
notification developed by EPA in quantity, for point of sale
distribution, to sale outlets where lawn and garden products are
sold in the Urban Areas subject to this Order.
Within 60 days of the effective date of this Order, EPA
will produce and provide copies of the point of sale notification
to state pesticide agencies, state fish agencies, and land grant
university extension coordinators in the Urban Areas subject to
this Order and will request that they provide this information to
Certified Applicators certified in any category that would
permit the applicator to apply pesticides in parks, golf courses,
and housing areas in the Urban Areas.
V. EFFECTIVE DATE
This Order shall be effective within two weeks of the date
this Order is entered.
VI. TERMINATING EVENTS
The injunctive relief and vacatur of EPA's authorizations
will terminate automatically for a particular Pesticide and
Salmon ESU upon the occurrence of one of the following:
1. Completion by EPA of its ESA Section 7(a)(2)
consultation obligation; or
34a
2. The issuance by NMFS of a biological opinion; or
2.[sic] A finding by EPA made for ESA Section 7
compliance purposes that the Pesticide is “not likely to
adversely affect” the particular Salmon ESU, provided that the
National Marine Fisheries Service has not rejected or
affirmatively failed to concur in that “not likely to adversely
affect” determination; or
3. A finding by EPA made for ESA Section 7
compliance purposes that the Pesticide will have “no effect” on
the particular Salmon ESU.
Vil. © MODIFICATIONS TO INJUNCTIVE RELIEF
Because of EPA’s and NMFS’ ongoing actions to comply
with ESA Section 7(a)(2), the parties may seek to have this
Court modify this injunctive relief. The Court will consider
such future requests as it deems appropriate.
Vil. IMPLEMENTATION
EPA is further DIRECTED to inform registrants, states,
certified applicators, and licensed pesticide dealers: (1) of this
Court’s Orders dated July 2, 2002; July 16, 2003; and August
8, 2003; and (2) of this injunction. EPA shall instruct
registrants to make aware of this injunction pesticide
distributors, wholesalers, retailers, brokers, dealers, and others
in privity with them. EPA shall also instruct states to inform
registrants, certified applicators, and licensed pesticide dealers
of this injunction.
Intervenor-Defendants are DIRECTED to ensure that their
members are made aware: (1) of this Court’s Orders dated July
2, 2002; July 16, 2003; and August 8, 2003; and (2) of its
injunction.
35a
EPA and Intervenor-Defendants shall each file a status
report with the Court within 60 days of the date of this Order
describing the steps they have taken to comply with this Order.
SO ORDERED this 22nd day of January, 2004.
/s/ John C. Coughenour
CHIEF UNITED STATES
DISTRICT JUDGE
EXHIBIT 1
Pesticides With No Effect Determinations (Shaded) for A Subset of Evolutionary Significant Units
Steelhead Southern California
Steelhead South-Central Califorma Coast Z
Steethead Central California Coast
Steelhead Central “alley, California
Steelhead Northern California
Steelhead Upper Columbia River
Steelhead Snake River Basin
Steelhead Upper Willamette River
Steelhead Lower Columbia River i -
Steelhead
Middle Columma River
Chinook Salmon
Sacramento River winter
Chinook Salmon
Snake River fall
Chinook Salmon
Snake River spring/summer
Chinook Salmon
Central Valley spring
Chinook Salmon
California Coastal
Chinook Salmon
Puget Sound
Chinook Salmon
Lower Columbia
Chinook Salmon
Upper Willamette
Chinook Salmon
Upper Columbia
-
£
£
~
|
&)
Coho Salmon
Central Califorma
Coho Salmon
Southern Oregon/
Northern California Coast
Coho Salmon
Oregon ( ‘oast
Chum Salmon
Hood Canal summer
Chum Salmon
Columbva River
Sockeve Salmon
Ovette Lake
Soc Ke ve S simon
Snake River
Pot
EXHIBIT 2
Pesticides With No Effect Determinations (Shaded) for A Subset of Evolutionary Significant Units
Steelhead Southern California
Steelhead South-Central California Coast
Steelhead 4 Central California Coast
Steethead | Central Valley, California
Steclhead Northern California
Stecthead Upper Columbia River
Steelhead Snake River Basin
Steelhead Upper Willamette River
é
£
Steelhead
~
rg
Lower Columbia River
Steelhead
Middle Columbia River
Chinook Salmon
Sacramento River winter
Chinook Salmon
Snake River fall
Chinook Salmon
Snake River spring/summer
Chinook Salmon
Central Valley spring
Chinook Salmon
California Coastal
Chinook Salmon
Puget Sound
} Chinook Salmon
Lower Columbia
er
g
£
Chinook Salmon
Upper Willamette
Chinook Salmon
Upper Columbia
Coho Salmon
Central California
Coho Salmon
Southern Oregon/
Northern California Coast
Coho Salmon
Oregon Coast
Chum Salmon
Hood Canal summer
Chum Salmon
Columbia River
Sockeye Salmon
Ozette Lake
Sockeye Salmon
Snake River
2
& S)
<> SS ~
& > &
~
£/ 35 $
.s) <<
§&/s by
S/F / =
ecr
Pesticides With No Effect Determinations (Shaded) for A Subset of Evolutionary Significant Units
£
&
= —
S
ay
Southern California
South-Central California Coast
Steelhead
Steelhead
Steelhead
Central California Coast
Steelhead Central Valley, California
Steelhead Northern California
Steelhead Upper Columbia River
Steelhead Snake River Basin
| Steethead Upper Willamette River
Steelhead
Lower Columbia River
ett
Steelhead
Middle Columbia River
Chinook Salmon
Sacramento River winter
Chinook Salmon
Snake River fall
Chinook Salmon
Snake River spring/summer
Chinook Salmon
Central Valley spring
Chinook Salmon
California Coastal
Chinook Salmon
Puget Sound
Chinook Salmon
Lower Columbia
Chinook Salmon
Upper Willamette
Chinook Salmon
Upper Columbia
ebb
Coho Salmon
—————
Central California
Coho Salmon
Southern Oregon/
Northern California Coast
Coho Salmon
Oregon Coast
Chum Salmon
Hood Canal summes
Chum Salmon
Columma River
Sockeye Salmon
Ozctte Lake
Sockeve Salmon
Snake River
esr
Pesticides With Not Likely to Adversely Affect Determinations
for a Subset of Evolutionary Significant Units (shaded)
Steclhcad Southern California
eLp
Steelhead South-Central California Coast
| Stecthead Central California Coast
Steelhead Central Valley, California
Steelhead Northern California
Steclhead Upper Columbia River
Steelhead Snake River Basin
Steeihead Upper Willamette Rivet
ao ;
o ~—
©
ej
Steelhead Lower Columbia River
Steelhead Middle Columbia River
Chinook Salmon
Sacramento River winter
| Chinook Salmon
Snake River fall
| Chinook Salmon
Snake River spring/summer
} Chinook Salmon
Central Valley spring
Chinook Salmon
California Coastal
Chinook Salmon
Puget Sound
Chinook Salmon
Lower Columbia
Chinook Salmon
Upper Willamette
gb
| Chinook Salmon Upper Columbia
| Coho Salmon Central California
| Coho Salmon Southern Oregon/
Northern California Coast
| Coho Salmon Oregon Coast
I Chum Salmon Hood Canal summer
| Chum Salmon Columbia River
WH Sockeye Salmon | Ozette Lake
I Sockeye Salmon | Snake River
Pesticides With Not Likely to Adversely Affect Determinations
for a Subset of Evolutionary Significant Units (shaded)
7
Steelhead Southern California s
Steelhead South-Central California Coast
Steelhead Central California Coast
Steclhead Central Valley, California
4 Steelhead Northern Catifornia
Steelhead Upper Columbia River
| Steethead Snake River Basin
/
[On a —_—— ~~——
Steclhead Upper Willamette River
| Steelhead Lower Columbia River
Steclhead ; Middle Columbia River
| Chinook Salmon | Sacramento River winter
Chinook Salmon | Snake River fall
} Chinook Salmon | Snake River spring/summer
} Chinook Salmon | Central Valley spring
}
1 Chinook Salmon | California Coastal
| Chinook Salmon | Puget Sound
4
i
Chinook Salmon
~
al
ay
Lower Columbia
Chinook Salmon
Upper Willamette
Chinook Salmon
Upper Columbia
Coho Salmon
Central California
Coho Salmon
Southern Oregon/
Northern California Coast
Coho Salmon
Oregon Coast
Chum Salmon
Hood Cana! summer
Chum Salmon
Columbia River
es
Ozette Lake
Snake River
Sockeye Salmon
1 Sockeye Salmon
57a
EXHIBIT 3
Pesticides With Not Likely to Adversely Affect Determinations
for a Subset of Evolutionary Significant Units (shaded)
Stee lhe:
ad
Southern Califorma
ers
Steelhead South-Central Califorma Coast
Steelhead Central California Coast
Steelhead Central Valley, California
Steelhead Northern Califorma
Steelhead Upper Columbia River
Steelhead Snake River Basin
Steelhead Upper Willamette River
f —
/ )
Pe
Ch Ns &
~
¢ s/s /e/ s/ &/
L ™ Ss ¥ vy £ v S
Y ~~ ~ S 4 g >
& Sj S/i/ §/ 8/8 ;
4 v = ) a g ag S
— ——
Steelhead Lower Columbia River
Steelhead Middle Columbia River
Chinook Salmon
Sacramento River winter
Chinook Salmon
Snake River fall
Chinook Salmon
Snake River spring/summer
Chinook Salmon
Central Valley spring
Chinook Salmon
California Coastal
Chinook Salmon
Puget Sound
Chinook Salmon
Lower Columbia
Chinook Salmon
Upper Willamette
Chinook Salmon
Upper Columbia
Coho Salmon
Central California
Coho Salmon
Southern Oregon/
Northern California Coast
Coho Salmon
Oregon Coast
Chum Salmon
Hood Canal summer
Chum Salmon
Columbia River
Sockeye Salmon
Ozette Lake
Sockeye Salmon
Snake River
eg¢
US Census Designated Populated Places That Are Within US Census Designated Urban Areas.
The Information For Both Data Sets Are From The 2000 Census. Urban Areas Include Only Those
Aeras That Fall Within A Threatened Or Endangered Salmon Or Steelhead ESU.
Populated Places With A Population OF Zero Were Excluded.
A Populated Place Type Of CDP Indicates
A Census Bureau Delineated Non-Incorporated Statistical Area.
‘
| Atascadero
Census Designated
Urban Area Name
Antioch as
Antioch ;
Antioch
Antioch
| Antioc h
r Atascadero ro
(Paso Robles)
Atascadero —LI Paso de Robles
L@ aso Robles)
E] Paso de Robles
LE} Paso de Robles
4 —
Templeton
Populated Place Name
Antioch
Bay P oint —
Srentwood
Jakley_
Pittsburg =
Atascadero
j a -
| El Paso de Robles (Paso
Robles)
be
4
t
Populated
C
C
ae
Te
Te
Place
Type —
ity
DP
ity
ity
My
ily
a
Total
Population
_In 2000
90 0532 |
mE 534. |
23, 302
7 $6,769
26,411
State Census Designated Populated Place Name repusntes Tote
Name Urban Area Name — repeten
a are j ___ Type In 2000 |
(Paso Robles) _ ae p Sal ea aca
CA Camarillo _| Camarillo City $7,077 _
CA __| Chico — PAS yi Chico a City — $9,954 _
CA Concord _ ___| Alamo as CDP | 15,626 |
CA Concord Blacxhawk-Camino CDP 10,048
= | ee - Tassajara : oA
CA | Concord sie | Clayton City | 10,762
TCA Concord > Clyde _ | CDP 694
CA Concord a Concord _| City | 121,780
CA Concord > Danville Town 41,715
| CA ___| Concord _ Diablo cat CDP _ 988
| CA _ | Concord _ nt Dublin __—«st City 29,973
A ite Lafayette = City | 23,908
CA Concord Martinez oa City 35,866 _
CA Concord cbr erats | Moraga Town 16,290
| CA __| Concord 2 : Mountain View CDP 2,468
| CA __| Concord TSIM PEE City 17,599
CA __| Concord Pacheco CDO 3,562
e6S
‘/.1aee: — a . —
| State Census Designated Populated Place Name Poputated Total
Name Urban Area Name oe repesation
= ; |__ Type In 2000
__ CA ___| Concord es: Pleasant Hill | City _ 32,837
a G Concord _ Pleasanton _ a | City 63,654
___CA __| Concord San Ramon __ City 44,722
___CA___| Concord 7 | Vine Hill CDP 3,260
|___CA Concord |Waldon CDP 5,133
. _ CA | Concord | — 7 | Walnut Creek City 64,296 _|
CA Fairfield = ; Fairfield == City | 96,178
=a Fairfield . Suisun City = City | 26,118
| CA | Gilroy-Morgan Hill | Gilroy City 4) 464
CA] Gilroy-Morgan Hill Morgan Hill City 33,556
| CA _| Gilroy-Morgan Hill San Martin _ | CoP | 4230
| CA Livermore ae Livermore st City 73,345
CA | Lodi Gk City 19,472 __
CA | Lodi ; Lodi City || 56,999 |
CA | Lodi. North Woodbridge CDP 1,320
_ 7a ee South Woodbridge —s—_ || CDP 2,825
) CA i ee _ | Lompoc | City 41,103 |
_CA | Lompoc = _| Mission Hills CDP 3,142
}
—
>>> >>> > > 1 >| >> / >i >/>|>
Census Designated
Urban Area Name
Lompoc
Lompoc
Manteca
Modesto —
Modesto
Modesto
| Modesto
Modesto
Modesto _
Modesto
Modesto
Modesto
| Modesto
Modesto.
Modesto
Modesto
Modesto
Napa
>
}
| By strom
—t
) Del Rio
-+
7
|
|
[Ss
|
|
a
Populated Place Name
VandenbergAFB |
Vandenberg Village |
Manteca
| Bret Harte
Ceres
Empire 7
Hughson
Keyes | F
Modesto
Ripon
Riverbank
Riverdale Park
Salida
Shack kelford
West “Mode sto
_Napa
-—
| Populated
Place
+)
Total
Population
_In 2000
6. 1 5]
5 5,802
49, 258
5.161
4, $18
34, 609
l, 168
3,903
3 3,980
4, $75
188.856
10,146
15,826
l, 094
_ 12, 560
5 17 0
6, 096
72.585
ee ———*
SS
a es ee sss
R19
State Census Designated Populated Place Name iis gy cae
& evened Eee Urban Area Name ype in 2000
os ni. Seas Channel Islands Beach J Game
CA | Oxnard El Rio CDP ce. mi
CA | Oxnard | MeinersOaks === S| CDP —sCédL=S=«C3;,750—=*S|
| CA | Oxnard — : ___| Mira Monte CDP 7,177
CA Oxnard te Li ___| Oak View af CDP 4,199
BS: =e eis eacatiicaastek 7,862
= Se BR City 170,358 |
wa Sa: reise | Port Hueneme City 21,845 _
CA “| Oxnard San Buenaventure City 100,916
oe | fe __| (Ventura) . rie: Aes ie
| CA _| Petaluma_ Petaluma _| City 54,548 7
CA Redding Anderson CCCs} City 9,022
oo Sel =) Ee = Citys |_~—«80,, 865
oo | Redding = fe Shasta Lake City 9 008
CA Sacramento : _ _._jArden-Arcade ——/-_ = —§—Ss | CDP | 96025 _ |
___CA__| Sacramento neti Carmichael _ _| CDP |_— 49,742
fe yee: Sacramento ____| Citrus Heights eae Ae 85,071
a .¥ _ | Sacramento Elk Grove CDP - 59,984 |
&¢9
State Census Designated Populated Place Name Populated Totat
Name Urban Area Name wane reputation
apis! & ro +2 Type In 2000
CA Sacramento Fair Oaks CDP | __ 28,008
CA Sacramento ae _| Florin ee CDP 27,053
CA Sacramento | Foothill Farms CDP | __—('17,426
| CA Sacramento Gold River CDP 8,023 |
| €h Sacramento __| Granite Bay | CDP 19,388
CA | Sacramento __ es La Riviera CDP 10,273 |
CA Sacramento Laguna a CDP | 34,309 |
CA __| Sacramento _ Laguna West-Lakeside =| CDP 8,414
|___CA Sacramento- Loomis Town 6,260
| CA __| Sacramento el North Highlands CDP 44,187
CA Sacramento a Orangevale CU CDP 26,705
CA Sacramento Parkway-South CDP 36,468
= Sacramento y Ges
CA Sacramento _ Rancho Cordova __| CDP _| _ 55,060
| CA Sacramento a Rio Linda _ CDP | 10,466
CA Sacramento ss al City ie 36,330
|_CA Sacramento = Rosemont | CDP 22,904
CA Sacramento Roseville City 79,921
ad
_ 7 a
State Census Designated Populated Place Name — eaten
— wieabininitnadten Type | In 2000
CA Sacramento Sacramento City 407,018 —
an Sacramento Vineyard CDP 10,109
CA Salinas Boronda CDP 1325 _
CA Salinas Castroville CDP 6,724
CA Salinas | Prunedale Cae 16,432
CA Salinas _ a ree Salinas City 151,060
CA San Francisco- :0-Oakland _ eS: Alameda is City — 72,259
__CA__| San Francisco- Oakland _ Albany City | 16,444 ©
| CA___| SanFrancisco-Oaklan; «| Ashland = S—C*d CDP 20,793
CA San Francisco- Oakland _ ____| Atherton Town _ 7,194
CA San Francisco- “Oakland _ oe _Bayview-l -Montalvin CDP 5,004
a % San Francisco-( -Oakland ae Belmont [ae 25,123
CA San Francisco-Oakland Seo) ee ~~ GG
CA San Francisco-Oakland Brisbane City 3,597
a CA _| San Francisco-Oakland Broadmoor CDP 4,026
Te | San Francisco-Oakland Burlingame City _ 28,158 |
cA ) San n lrancisco- -Oakland Castro Valley CDP 57,292
CA | San F rancisco-Oakland Cherryland CDP 13,837 at
epg
State Census Designated Populated Place Name Foputated Total
Name Urban Area Name wane Foputetion
Type In 2000
CA San Francisco-Oakland Colma Town 1,191
CA San Francisco-Oakland Daly City City 103,621
CA__| San Francisco-Oakland East Palo Alto City 29,506
| CA San Francisco-Oakland East Richmond Heights CDP 3,357
_ CA San Francisco-Oakland | El Carrito City 23,171
CA San Francisco-Oakland El! Sobrante CDP 12,260
| CA San Francisco-Oakland Emerald Lake Hills CDP 3,899
_CA San Francisco-Oakland | Emeryville City 6,882
CA San Francisco-Oakland Fairview CDP 9,470
CA San Francisco-Oakland Foster City City 28,803
CA San Francisco-Oakland Fremont ae City 203,413
CA San Francisco-Oakland Hayward City 140,030
| CA San Francisco-Oakland Hercules City 19,488
| _CA San Francisco-Oakland Highlands-Baywood Park | CDP 4,210
CA San Francisco-Oakland Hillsborough Town 10,825
|__CA San Francisco-Oakland Ss Kensington a CDP | 4,936
| CA ___| San Francisco-Oakland ‘ Menlo Park , City 30,685
cA San Francisco-Oakland Millbrae ~ City _ 20,718,
—
e¢9
State Census Designated Populated Place Name 1 og Peauition
Name Urbaa Area Name Type In 2000
CA San Francisco-Oakland Newark City 42,471
CA San Francisco-Oakland North Fair Oaks CDP 15 440 |
CA__| San Francisco-Oakland Oakland City 399,484
CA San Francisco-Oakland Pacifica City 38, 390
CA___| San Francisco-Oakland _| Piedmont 4 City _ 10, 952 |
CA San Francisco-Oakland __ ' Pinole it City 19,039
CA San Francisco-Oakt: and ce mi Portola Valley _ _ | Town 4,462
CA San Francisco- 0-Oakland — ; Redwood City 7 “ity 75,402
CA__| San Francisco- 0-Oakland 7 Richmond | City 99,216
CA San F Francisco-Oakland- : mal Rodeo eee it 8,717 |
CA ___| SanF Francisco-Oakland- ___| Rollingwood ____ | COP ; 2,900
CA San F ‘rancisco-Oakland ai __| San Bruno _ City _| 40,165
CA San Francisco-Oakland ‘San Carlos" es. 27,718
CA San Francisco-Oakiand ‘San Francisco _ City 776,733
CA San Francisco-Oakland | San Leandro City 79,452
CA San Francisco-Oakland San Lorenzo CDP 21,898
CA San Francisco-Oakland San Mateo City 92,482
CA ___|{ San Francisco-Oakland | San Pablo City | 30,215
e99
——EE
Census Designated
Urban Area Name
San Francisco-Oakland |
San Francisco- ‘Oakland
_ San n Francisco-( Oakland —
| San nF rancisco-Oakland _
| San F rancisco-Oakland
San Jose ee
| San Jose
San Jose
| San Jose
San Jose
San Jose
San Jose
San Jose
San Jose
+—_—__—
San Jose
—
| San Jose
Si yn Jose
| . San Jose
Populated Place Name
South San Francisco
Stanford
_| Tara Hills
_| Union City
= , EE
_| West Menio Park
| Alum Rock _
Buena Vista —_
| Burbank
Cambrian ‘Park —
& ampbell _
Cupertino
East Foothills
F Fruitdale
i! I exington Hills
Los Altos _
Los Altos Hills
Los Gatos
oo
mE oyola
+——
Populated Total
Population
In 2000
60,552
66, 869
__3,629 _
13,479
38, 138
ay i/ 693
~~ 7,902
28,592
[3,478 _
AAA
>>|
—
'
—
r
i
>> |> | >| >| >|> | >> >> |>|> >>)
[San Jose
San Jose
San Jose
San Jose
San Jose
San Jose
| San Jose
San Jose
San Jose
San Jose
Census Designated
l'rban Area Name
San Luis Obispo
San Rafacl-Novato
| San Rafael-Novato
San Rafael-Novato
San Rafael-Novato _
San Rafael-Novato
San Rafacl-Novato
San Rafacl-Novato
| Milpitas ae
a | Monte Sereno
| | Mountain View
| Palo Alto
San Jose ;
Santa Clara
Saratoga
Seven lrees
Sunnyvale
7 Tsu Sunol- Midtown
| San L. [Luis Obispo _
Belvedere
Black Point Green Point ;
Fairfax
Kentfield
l arksput
=
Th orte Madera.
Lucas V alley- Marinwood
Populated Place Name
Populated
Place
;
—s
Total
Population
In 2000
7 62,698
3,483
_ 70,708
_ 58,598
894 943
102. 61
29.843
1.666
131.760
" 748
12,014
6.357
eR9
Sy
Populated Total
Census Designated Populated Place Name
Urban Area Name - repenien
a ri aessiiiiae ___| Type | In 2000 _
| San Rafael-Novato © Mill Valley ; City 13,600
San Rafael-Novato = —i| Novato” | City 47,630
| San Rafael- ‘Novato CC ROSS Town 2,329
_| San Rafael-Novato _| San Ansclmo ___ | Town _}_—12,378
_| San Rataecl-Novato San k Rafael ___—w| City & 56,063
| San Rafael-Novato . Santa Venetia _—s—s| Co? 4,298
| San /Rafael-Novato _ MED Sausalito e ai: 7,330 a.
| San Rafael-Novato | Strawberry ___| CDP 5,302 s
San Rafael-Novato Tamalpais- CDP 10,691
ae of B | HomesteadValley |
San Rafael- Novato ane Tiburon —————C—Cids| COW 8,666
| San Rafael-Novato | Woodacre CDP | 1,393
Senta Barvera 00 | Carpinteria 0 City 14,194
ae) 0 35,204
Santa Barbara | | Isla Vista CDP 18,344
| Santa Barbara poe Se Mission Canyon _ _ | CDP 2,610
anta Barbara _ | Santa Barbara __
: {Ser Barbara . Montecito , | CDP __ 10,000
\
C,
C,
C,
Cc,
C,
C
Ci
C,
Ci
C.
Cc,
SiSiS>isi>i>i>\>\>
>|>
Census Designated
Urban Arca Name
Santa Barbara _
Santa Barbara
Santa Clarita
Santa Cruz
Santa Cruz
Santa Cruz
’ Santa C ru?
Santa C ruz
Santa C ruz
ts
| Santa Cruz
~ alala oltel lel
>> >>> >
>
=
Santa Cruz
| Santa Rosa
Santa ( uz
Santa Cruz
Santa Cruz =
| Santa Maria
; Santa Maria
Santa Maria
Populated Place Name Poputates fom
Place Population |
Bam _ Type In 2000
Summerland __| COP _ 1,545
| Toro Canyon CDP 1,697
[Santa Clarita [City [151,088
Aptos CDP ns 9.396
| Ben Lomond | CDP 2,364
LC Capitola as City _|_—‘10,033
[Felton —-|cpp—s | ost |,
| Li LiveOak ima CDP —ss| 16,628 s
| Opal Cliffs _ | CDP} 6458
| Rio del Mar _ repP —— 9198
L Santa C mz City S48
Scotts Valley a. = 1,385
[Soquel CDP 5,081
Twin Lakes — CDP 5,533
| Nipomo se - e i= ‘12, 626 | :
[Orcutt SCS CP | 28,830
Santa Maria .
_| Cotati zs
-- — a
State Census Designated Populated Place Namé —" caidas
Name Urban Area Name Type In 2000 |
xe | Santa Rosa Graton cate |CDP_ | BT 5
| CA Santa Rosa _ Healdsburg | City 10,722
& CA Santa Rosa | Larkfield-Wikiup CDP 7,479
_._cA Santa Rosa _ ___| Rohnert Park City 42,236 |
CA Santa Rosa _| Roseland CDP 6,369
| CA Santa Rosa __| Santa Rosa City 147,595 |
CA Santa Rosa Sebastopol City 7,774 |
| CA __| Santa Rosa Windsor Town 2 22,744 |
cA | Seaside- -Monterey-Marina Carmel Valley Village | CDP___ 4.700
CA Seaside- -Monterey-Marina Carmel-by-the-Sea | City _ __ 4,081
| CA Seaside-Monterey-Marina Del Monte Forest CDP 4531
CA Seaside-Monterey-Marina Del Ray Oaks City 1,650 |
CA __| Seaside-Monterey-Marina Marina City 25,191
| CA Seaside-Monterey-Marina Pacific Grove City 18.522 |
| __CA__| Seaside-Monterey-Marina __| Sand City City | 261
CA ‘Seaside- -Monterey-Marina _| Seaside | City 31,69 695
CA Simi Valley } | Simi Valley __ | City “TH3st
TCA __| Stockton rae | August CDP | 7,808
eld
State Census Designated Populated Place Name — waona
Name Urban Area Name Type in oy
CA Stockton Country Club CDP 9,462
CA Stockton French Camp CDP 4.109
CA Stockton Garden Acres CDP 9,747
CA Stockton Kennedy CDP 3,275
CA Stockton Lathrop City 10,445
CA Stockton Lincoln Village _ CDP _ 4,216
| _CA___| Stockton Morada CDP 3,726
CA Stockton Stockton City 243,771
CA Stockton Taft Mosswood CDP 1388 |
CA Thousand Oaks _ Agoura Hills City 20,537
CA Thousand Oaks Casa Conejo CDP 3,180
CA___| Thousand Oaks Moorpark City 31,415
| CA__| Thousand Oaks Oak Park CDP 2,320
CA Thousand Oaks Thousand Oaks a City 117,005
CA Thousand Oaks Westlake Village __ City 8,368
CA | Tracy Tracy City 56,929
CA__| Turlock Delhi CDP 8,022
CA Turlock Denair CDP 3,446
PCL
State Census Designated
Name Urban Area Name
CA furlock
CA ivacaville
CA Vacaville
CA Vallejo =
_CA iVelleio
LA | Vallejo
CA |Valiejo
CA Watsonville 7 mas
| CA __| Watsonville
| CA ___} Watsonville ia cees
CA ___| Watsonville
CA ___| Watsonville
CA Watsonville 7
CA | Watsonville
CA__| Yuba City
CA | Yuba City
CA__| Yuba City
CA___| Yuba City =
Populated Place Name Foputates Total |
Place Population
| Type | tn 2000
Turlock si City _| 55,810
Elmira Ci CP —
Vacaville i City 88.625 _
—| American Canyon ___| City 9,774
a | City” 26,865
___ | Crockett CDP 3,194 —
Vallejo City 4 116,760 |
| SSN CDP 2,436
Corralitos CDP 2,431
__| Freedom ___| CDP 6,000
Interlaken ie —CllU _ 7328
LasLomas > ; : CDP 3,078
__| Pajaro eS __| Cor . 3,384
7 Watsonville _| City —}—_ 2,282
___| Linda oa __| CDP 13,474
__| Marysville _ City 12,268
__| Olivehurst CDP 11,061 |
South Yuba City CDP 12,651
eel
Yuba C ity
Yuba C ity
Y uba City”
lc ‘orvallis
1 ¢ ‘orvallis”
| Corvallis
| kugene
—
} Eugene
Longview
Hi Medford
it Medford
| Medford
Medford
Medford
Loe
| Medford
| Portland
Census Designated
Urban Area Name
|
;
Sutter
| Tierra Buena
ry uba C ity
Corvallis
Philomath _
Coburg
| Eugene
| Springfield
| Ramer
Ashland
Central Point
Jacksonville
Medtord _
Phoenix
Talent
White City
| Aloha
Adair V illage
Populated Place Name
Populated
Place
Type
CDP
cpp
| City
| Cc ity
Te
+ aty >
City
City - 4
Total
Population
in 2000 _
137,693
52,864
1,687
19,522
12, 493 |
2,235
63,154 |
4. 4,060 i
5, 5,589
5. 466
| 4 ,/4l |
er
State Census Designated Populated Place Name — Total
Name Urban Area Name 1 . Population
: i Menmantely ype In 2000
OR Portland __| Beaverton City 76,129
OR Portland ___| Butteville CDP 293 |
| _OR Portland Cedar Hills CDP 8,949
| __OR Portland Cedar Mill CDP 12,597
OR Portland | Clackamas CDP 5,177
OR _| Portland . Cornelius City 9.652
OR Portland ___| Durham City 1,382
OR Portland — __| Fairview | City 7,581
OR | Portland | Forest Grove | City 17,708
OR___| Portland ___| Garden Home-Whitford | CDP 6,931
OR Portland a Gladstone City 11,438
|___OR ‘Portland Gresham City 90,205
OR Portland Happy Valley City | 4,519
| _OR Portand Hillsboro City 70,186
| __OR Portland Jennings Lodge CDP 7,038
OR Portland _ Johnson City City 634
OR Portland ___} King City City 1,949
| OR Portland ___| Lake Oswego City 35,278
Bd
State Census Designated Populated Place Name Populated Total
Name Urban Area Name inate Popuration
Type In 2000
OR Portland Maywood Park City 777
OR Portland Metzger CDP 3,354
| OR Portland Milwaukie City 20,490
OR Portland Oak Grove CDP 12,808
OR Portland Oak Hills CDP 9,050
OR Portland co Oatfield CDP 15,750
OR Portland Oregon City City 25,754
OR __| Portland Portland City 529,121
OR Portland Raleigh Hills CDP 5,865
OR Portland Rivergrove City 324
OR __ | Portland Rockcreek CDP 9,404
OR Portland Sherwood City 11,791
__OR__| Portland Sunnyside CDP 6,791
OR Portland | Tigard City 41,223
OR Portland - _ Troutdale City — Saree
OR Portland “a bbe Tualatin City 22,791
OR Portland i a West Haven-Sylvan CDP 7,147
OR Portland West Linn City 22,261
BOL
State Census Designated Populated Place Name — wales
Name Urban Area Name Type in 2000
OR Portland West Slope CDP 6,442
OR Portland Wilsonville City 13,991
OR Portland Wood Village City _ 2,860
OR Salem : Eola CDP 49
OR Salem ists Four Corners CDP 13,922
OR Salem Hayesville CDP 18,222
OR Salem Keizer City 32,203
OR Salem Labish Village CDP 376
OR Salem Salem City 136,924
OR Salem Turner City 1,199
| __ WA Bellingham Bellingham ___| City 67,171
WA Bellingham : Geneva CDP 2,257
| WA __| Bellingham Marietta-Alderwood CDP 3,594
WA Bellingham Sudden Valley CDP 4,165
WA Bremerton Bremerton City 37,259
WA Bremerton East Port Orchard CDP 5,116
_ WA __| Bremerton Erlands Point-Kitsap Lake | CDP 2,723
WA Bremerton | Manchester CDP 4,958
BLL
ne +————--—
State Census Designated Populated Place Name
Name Urban Area Name
« WA z | Bremerton : | Navy Yard City
WA | Bremerton te Parkwood
_WA___| Bremerton _ . Port Orchard ¥
_WA __| Bremerton F . Poulsbo
| WA Bremerton Boa. | Silverdale |
|__WA Bremerton ; Suquamish
| WA Bremerton ; Tracyton
WA __| Kennewick-Richland Burbank ae
WA__| Kennewick-Richland | Finley 7
WA | Kennewick- Richland ES, Highland |
WA Kennewick-Richland _ Kennewick ="
_WA Kennewick-Richland | Pasco :
WA ___| Kennewick-Richland Richland o
_WA___| Kennewick-Richland West Pasco |
| WA__| Longview Kelso _ 2
WA Longview Longview ;
WA Lomgview Longview Heights
WA ___| Longview | West Longviow
Place
lype
| cpp
CDP
+—
City
City
CDP
4
CDP
CDP
Populated
3
r-
Total
Population
In 2000 —
2.638
7,213
) 693
6.813
15.816
+510
3,267
1.303
5,770
+38
$4,693
33066 |
708
“4 ats
11,895
34.680
3,512
2 882
| ;
eee ee
eg
- = — ~—
State Census Designated Populated Place Name — fcnoe
Name uvean Aven Name Type In 2000
WA Longview West Side Highway CDP 4,565
WA Marysville i Arlington _ City 11,713 —
WA __| Marysvilie fe Granite Falls City 2,347
WA Marysville Jordan Road-Canyon CDP 2,326
nS Ee Creek ,
WA Marysville Lake Stevens _| City 6,381
WA Marysville Lochsloy __| CDP 2,135
WA Marysville : Machias CDP 1,015
_ WA Marysville oe Marysville City 25,315
| WA Marysville North Marysville ___| CDP 21,161
WA Marysville ao Northwest Snohomish CDP 2,061
WA Marysville ahs _| Priest Point CDP 779
WA _| Marysville | Smokey Point CDP 1,556
WA Marysville Snohomish ___| City 8,494
| WA __| Marysville Tulalip Bay CDP 1,561
WA Marysville West Lake Stevens CDP 18,071
WA Mount Vernon Big Lake x CDP | si S3
| WA Mount Vernon Burlington City | 6,757
P62
—— - _ . — =
Census Designated Populated Place Name Populated Total
Urban Area Name wunee Peputation
su . Type In 2000
_| Mount Vernon i= ae. Mount Vernon [City | 26,232
Mount Vernon ae ’ Sedro- -Woolley City | __ 8,658
Olympia-Lacey eae Lacey se City | __ 31,226
Olympia-Lacey _ __j Olympia _ | City 42,514
Olympia-Lacey pe langlewilde- Thompson CDP 5,670
) as Trae ; Place _ ae
Olympia-l Lacey Turnwater City 12698 | .
Seattle __ | Alderwood Manor _{ CDP 15,329 =
| Seattle | Algona _ City 2,460
Seattle _| Ames Lake CDP 1,435
A__| Seattle | Artondale | CP | 8,630
. _| Seattle si Abr oe: 40,314
Seattle soak e | Beaux Arts Vill lage Town 307
Seattle Bellevue City | 109,569
+—-- - OOO oo ‘ —
| Seattle i eneeaae Ne ' Black Diamond _ City 3,970
jf Seattle Bonney lake 7 City 9,687
Seattle Bothell City 30,150
----- — Ne = 4 =
| Seattle —_ | Brier City 6,383
Seattle
Seattle
Seattle
| Seattle
Seattle
| Seattle
| Seattle
| Seattle
Seattle
-+
Seattle
Seattle
Seattle
Seattle
Seattle
Seattle
Seattle
|
Seattle
| Seattle —
Census Designated
Urban Area Name
‘ieee
Populated Place Name Total
Place Population
=o = —— | Type — In 2000
_| Bryn Mawr-Skyway _| CDP 13,977
aes City 4,145
| Burien __ | City” 31,881
Cascade-Fairwood ee: Je 34,580
|Catheart ‘SS 3,015
Clyde Hill, — | City” 2,890
Cottage Lake CDP 24,330
Covington = _| City 13,783
| Des Moines A 29,267
DuPont a a 2,452
Duvall City _ 4,616
| East Hill-Meridian __| CDP 29,308
East Renton Highlands CDP 13,264 |
[Eastgate CDP | SC 558
|EchoLake CDP | 849
Edgewood | City” 9,089
_j Edmonds oo City | 39,515
Ek Plain — eee i: A! |
els
88a
APPENDIX C
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF WASHINGTON
AT SEATTLE
Case No. C01-0132€
WASHINGTON TOXICS COALITION. et al.
Plaintiffs.
\
ENVIRONMENTAL PROTECTION AGENCY.
and CHRISTINE TODD WHITMAN. ADMINISTRATOR.
Defendants.
AMERICAN CROP PROTECTION ASSOCIATION, et al..
Intervenor-Defendants
August 8, 2003
ORDER
[his matter comes before the Court on plaintiffs’ motion
for further injunctive relief (Dkt. No. 94). The court has
considered the papers submitted by all parties and scheduled
oral argument for August 14, 2003 at 9:00 a.m. This order more
,
fully details the reasoning and conclusions outlined by the
Court in its July 16. 2003 order (Dkt. No. 151). The Court
hereby finds and rules as follows
The Court hereby DENIES as moot plainnifs motion to strike (Dkt
“ 16). The potential economuc unpacts proffered by CropLife are not
rei ant to the issucs presentiy Ociore the — ourt. dee. € @& . sOuwlnwest Cir for
nifed States Fore r Ser ; r id 964 974 (9th
L.
89a
THRESHOLD CHALLENGES TO PLAINTIFFS’
MOTION
A Section 7(a)(2) Provides an Independent Basis for Further
Injunctive Relief
Previously, the Court determined “as a matter of law, that
EPA has violated section 7(a)(2) of the ESA with respect to its
ongoing approva) of [54] pesticide active ingredients and
registration of pesticides containing those active ingredients.”
The Court ordered EPA “to initiate and complete section
7(aX(2) consultation with NMFS regarding the effects of
pesticide-registrations on threatened and endangered
salmonids” per a schedule proposed by EPA and endorsed by
plaintiffs. EPA’s failure to initiate section 7(a)(2) consultation
constitutes a substantial procedural violation of the ESA. See
Thomas v. Peterson, 753 F.2d 754, 764 (9th Cir. 1985)’
Generally, the remedy for a substantial procedural
violation of section 7(a)(2) must be injunctive relief pending
completion of the consultation process. See Southwest Ctr. for
Biological Diversity v. United States Forest Serv., 307 F.3d
964, 972 (9th Cir. 2020); Biodiversity Legal Found. v. Badgley,
284 F.3d 1046, 1057 (9th Cir. 2002); Thomas, 753 F.2d at 764.
Thus, given EPA’s substantial procedural violation of section
7(aX(2), plaintiffs are generally entitled to some form of
injunctive relief with respect to EPA’s ongoing approval and
registration of the 54 pesticide active ingredients pending
compliance with section 7(a)(2).
Cir. 2002). The Court has disregarded them accordingly
An agency's total failure to engage in section 7(a)(2) consultation does
not constitute, as CropLife suggests, a de minimis violation of the ESA when
it is undisputed that an endangered species may be present. Thomas v
Peterson, 753 F.2d 754. 764 (9th Cir. 1985).
State Census Designated Populated Place Name | rae | station
Name Urban Area Name he Type_ In 2000
WA __| Seattle Enumclaw City 11,116
WA __| Seattle Esperat.ce CDP 3,503
WA _| Seattle Federal Way City 83,259
WA Seattle Fife City 4,764
WA Scattle hirerest City 5,868
WA Seattle Fort Lewis CDP 19,089
WA Scattle Fox Island CDP 2,803
WA _ | Seattle Frederickson CDP 5,758
WA _| Seattle ; — Gig Harbor City 6,465
WA | Seattle Hunts Pomt Town | 443
WA |Scattle inn Hill CDP 22,661
WA | Seattle _ Issaquah City 11,212
WA _| Seattle Kenmore City 18,678
WA Seattle Kent City 79,524
WA _| Seattle "| Kingsgate CDP 12,222
WA __| Scattle Kiklend City, 45054
WA Seattle Lake Forest Park City” 13,142
State Census Designated Populated Place Name Popavates Total
Name Urban Area Name | wuaee | Pepuiation
| Type in 2000 |
WA Seuttle Lake Marcel-Stillwater CDP 1,381
WA Seattle _ : Lake Morton-Berrydale CDP 9,659 |
WA Seattle ___| Lakeland North CDP 15,085 |
WA Scattle Lakeland South __| CoP _ 11,436 |
WA _| Seattle : Lakewood City $8,211
WA __| Seattle Lea Hill | CbP 10,871
WA_| Seattle Lynnwood City 33,847 ee
WA__| Seattle Maltby _ CDP _ 8,267 So
WA __| Seattle Maple Valley City 14,209
WA Seattle ae Martha Lake oh CDP 12,633 |
WA Seattle - McChord AFB CDP. 4,096 |
WA Seattle bas Medina a City | 30
WA _ |, Seattle rsa e Mercer Island City 22,036
WA Seattle : Midland CDP _| 7,414
_WA__| Scattle 7 Mill Creek _ City — 11,525
WA | Seattle _ ~ | Milton City 5,795 |
WA Seattle a Mirrormont CDP 3,804
WA Seattle ae Monroe mA City =o: \. a
State Census Designated Populated Place Navne — Total
Name Urban Area Name Type . ray
|__WA Seattle Mountlake Terrace City 20,362
"WA __| Seattle Mukilteo City 18,019
WA Seattle Newcastle City 7,737
WA Seattle Normandy Park City 6,392
WA | Seattle North Creek CDP 25,742
WA _| Seattle Orting _ City 3,760
WA Seattle Pacific City — 5,527
WA _| Seattle Paine Field-Lake Stickney | CDP 24,383
WA | Seattle Parkland CDP 24,053
WA _| Seattle ~T Picnic Point-North CDP 22,953
l_ynnwood
WA _| Seattle Praine Ridge CDP 11,688
WA Seattle Puya!lup City 33,011
WA _| Seattle Redmond | City 45,256
WA _| Seattle ~| Renton City 50,052
WA | Seattle ~ | Riverton-Boulevard Park _ | CDP 11,188
WA _| Seattle | Ruston Town 738
WA Seattle Sammamish City 34,104
State Census Designated Populated Place Name | Populated | Total
Name Urban Area Name Place Population
q Type In 2000
WA __| Seattle SeaTac ~ | City 25,496
WA __ | Seattle Seattle City $83,374 _|
WA | Seattle Seattle Hill-Silver Firs CDP 35,311
WA Seattle Shoreline City 53,025
WA Seattle South Hill CDP 31,623
WA __| Seattle South Prairie Town (382
WA __| Scattle ; Spanaway CDP —s|_21, 588
_ WA Seattle Steilacoom Town 6,049
WA. os Seattle i Summit CDP 8.041
WA Scattle Sumner City _ 8,504
WA __| Scattle ‘Tacoma _ [City ss :193,556-
WA __| Seattle Tukwila City | —s17, 181
WA Seattle Union Hill-Novelty Hill CDP 11,265
| WA __| Seattle a University Place — | City 29,933
WA Seattle - Waller CDP 9,200 |
WA__| Seattle : a West Lake Sammamish | CDP $937 |
WA _| Seattle White Center CDP —s|_—s 20,975
WA Seattle Woodinville _ City 9,194
ess
State Census Designated Populated Place Name — Total
Name Urban Area Name T : a
WA _| Seattle Woods Creek cpp. | —«4,s02
WA Seattle Woodway City 936
WA Seattle Yarrow Point Town 1,008
WA Vancouver Barberton CDP 4,617
WA __| Vancouver Battle Ground City 9,296
WA Vancouver Camas Cid: City _ 12,534
WA Vancouver Felida CDP 5,683
| WA ___ | Vancouver Five Corners CDP 12,207
WA | Vancouver | Hazel Dell North CDP 9,261
| WA_ | Vancouver _ Hazel Dell South = CDP 6605
WA Vancouver Lake Shore CDP 6,670
WA Vancouver Meadow Glade CDP 2,225
| WA __ | Vancouver Mill Plain CDP 7400
WA Vancouver Minnehaha CDP 7,689
WA Vancouver Mount Vista CDP 5,770
WA Vancouver Orchards CDP 17,852
WA Vancouver Salmon Creck CDP 16,767
WA Vancouver Vancouver City 143,560
|
State Census Designated Populated Place Name | Popelated| Total
Name Urban Area Name Place Population
ESS eae = Type In 2000
TWA | Vancouver any t ____| Walnut Grove cpp. | 7,164
WA | Vancouver _ = Washougal _ fi City | «S95
WA Wenatchee ___| Bast Wenatchee City §.757
WA | Wenatchee SPS Last Wenatchee Bench CDP 13,658
| _WA__| Wenatchee Rock Island | City _ 863
WA |Wenatchee = | | SouthWenatchee ‘| CDP _ 19
WA | Wenatchee =| Sunnyslope “CoP 2,521 se
_ WA__| Wenatchee _| Wenatchee af | City. 27,856 s
| __WA__| Wenatchee —______.| West Wenstchee COP
_ WA Yakima eyes ___| Ahtanum at CDP _ : 418i |
WA_ [Yakima Eschbach <* Sh 400
WA _|Yakime ss SSSC*«dCGeed Ss SSSC* CP 2947
WA Yakima aes Moxce City 821
TWA | Yakima Selah City | 6310 |
_ WA Yakima wes Summitview CDP} 900
WA tee | Derrace Heights CDP _ 6447
WA_ | Yakima West Valley | CDP 10,433
| WA __| Yakima —__|- Yakima City 71,845 |
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However, CropLife argues that injunctive relief is not
appropriate with respect to ongoing agency actions, such as
those at issue here. The Ninth Circuit squarely rejected this
argument in Pac. Rivers Council v. Thomas, 30 F.3d 1050 (9th
Cir. 1994). There, the district court denied plaintiffs’ motion to
icin ongoing timber, range, and road projects deapite the
Forest Service's failure to initiate section 7(a)(2) consultation
with respect to the projects and the Snake River Chinook
salmon. /d. at 1056. The projects were outlined in land resource
management plans (“LRMPs”), which the Ninth Circuit
concluded were ongoing agency actions requiring section
7(aX(2) consultation. /d. at 1055-56. The Ninth Circuit held:
Section 7(a)(2) mandates that the Forest Service enter
into consultation [with NMFS] on the LRMPs. Its
conclusion that these activities “may affect” the
protected salmon is sufficient reason to enjoin these
projects. Only after the Forest Service complies with
§ 7(a)(2) can any activity that may affect the protected
salmon go forward. Accordingly, we reverse the
district court's denial of an injunction barring all
ongoing and announced activities that may affect the
Snake River Chinook from going forward. The Forest
Service cannot go forward with these activities
without first complying with the consultation
requirements of the ESA.
Id. at 1056-57 (footnote omitted).’
* ‘The Ninth Circuit noted that under such circumstances section 7(d).
was “of no moment.” Pac. Rivers Council v. Thomas, 30 F.3d 1050, 1056
(9th Cir. 1994). Here, all parties agree that section 7(d) does not govern
plaintiffs’ motion for further wnyunctive rehef, The Court shall not further
address it.
9la
B. No Administrative Exhaustion Requirement Bars
Plaintiffs’ Motion
EPA and CropLife argue that plaintiffs must first pursue,
before requesting interim injunctive relief from this Court,
administrative remedies available pursuant to FIFRA with
respect to the 54 pesticide active ingredients. That is, EPA and
CropLife contend that, although EPA wholly abrogated its
mandatory section 7(a)(2) consultation obligations, plaintiffs
must initiate a collateral administrative proceeding to request
suspension or cancellation of pesticide active ingredients if they
wish to protect threatened and endangered salmonids from
jeopardy during the consultation process. For numerous
reasons, this argument lacks merit.
As discussed above, the ESA provides an independent
statutory basis for injunctive relief with respect to ongoing
agency actions given a substantial procedural violation of
section 7(a)(2). EPA cites no authority to the contrary.’ In
addition, regardless of whether plaintiffs could pursue
suspension or cancellation proceedings via the APA and
FIFRA, this Court held over one year ago that plaintiffs’ claims
do not arise under the APA and FIFRA. Likewise, plaintiffs’
claims are not governed by FIFRA standards.° Therefore, the
. EPA argues that exhaustion of administrative remedies 1s appropriate
because it “has not had the opportunity to generate a scientific record
examuning the merits or lack thereof of plaintuffs’ request.” However, it is
the section 7(a)(2) consultation process that serves to generate this scientific
record. Thus, the absence of any record is a result of EPA's own failure to
initiate timely consultation with NMFS. EPA‘s own failure to comply with
its legal obligations cannot logically serve as the basis for denying plaintiffs”
request for interum injunctive relief.
* FIFRA standards would govern any admunustrative proceeding initiated
by plaintiffs pursuant to the APA. However. this action represents plaintiffs’
belief that EPA has faiied to satisfy ESA standards, not FIFRA standards.
Nevertheless, EPA argues that the “imuruneni hazard” standard of 7 U.S.C.
92a
body of case law cited by EPA is inapposite. EPA cites
absolutely no case arising under the ESA in which a court
required plaintiffs to initiate a collateral administrative
proceeding to seek injunctive relief after concluding that the
agency had substantially abrogated its mandatory section
7(a)(2) obligations.
In Defenders of Wildlife v. Adm’r, Envtl. Protection
Agency, the Eighth Circuit affirmed the district court’s
conclusion that plaintiffs need not, under the ESA, first exhaust
administrative remedies pursuant to FIFRA. 882 F.2d 1294,
1298-1301 (8th Cir. 1989).° Defendants argued that plaintiffs
effectively sought cancellation of three ongoing strychnine
registrations and must proceed under FIFRA. /d. Plaintiffs
responded that any cancellation would be the “indirect effect”
of compelling EPA to fulfill its mandatory ESA obligations
with respect to pesticide registrations. /d. at 1299. The Eighth
Circuit affirmed the district court’s order enjoining the
strychnine registrations, as then defined, pending EPA’s
compliance with the ESA. /d. at 1301. The court reasoned:
“FIFRA does not exempt the EPA from complying with ESA
requirements when the EPA registers pesticides. . . .[T]he
citizen suit provision permits [plaintiffs] to sue the EPA in an
§ 136(1) — “unreasonable hazard to the survival of a species declared
endangered or threatened” — subsumes the no-jeopardy standard of 50
C.F.R. § 402.02 — “engage in an action that reasonably would be expected,
directly or indirectly, to reduce appreciably the likelihood of both the
survival and recovery of a listed species in the wild by reducing the
reproduction, numbers, or distribution of that species.” The Court disagrees.
The plain language of the ESA standard offers more protection to threatened
and endangered species that [sic] the FIFRA standard. Further. the mere fact
that FIFRA authorizes EPA to suspend registered pesticides during
cancellation proceedings in order to protect listed species does not demand
that FIFRA remedies trump those independently available under the ESA.
¥ The court also rejected the suggestion that FIFRA provided the
exclusive remedy for plaintiffs.
93a
effort to enjoin any asserted violations of the ESA.” /d. at
1299-1300.
The Ninth Circuit reached a similar conclusion in
Headwaters, Inc. v. Talen Irrigation Dist., 243 F.3d 526 (9th
Cir. 2001).’ There, the Court held that FIFRA subsumes neither
NEPA nor Clean Water Act standards. /d. at 532 (proper
FIFRA registration and labeling does not prevent independent
application »f Clean Water Act standards to authorized uses).
The Court also noted that FIFRA employs a cost-benefit
analysis Of €¢onomic, social, and environmental factors. /d. In
sharp contrast, the ESA and its substantive standards preclude
any such COst-benefit analysis. In sum, the ESA contains no
administrative exhaustion requirement.
C. Court-Ordered Consultation is Not the Sole Remedy
Appropriate for Section 7(a)(2) Violations
Without citation, CropLife argues that this Court's prior
order, directing EPA to initiate section 7(a)(2) consultation
with respect tg 54 pesticide active ingredients, fully remedies
any and all violations of the ESA. CropLife suggests that
because the Court found no substantive violation of the ESA,
no substantive relief is necessary to protect threatened and
endangered salmonids. However, the Court did find a
substantial procedural violation of the ESA. Given this
conclusion, interim injunctive relief is necessary to fulfill the
substantive, institutionalized caution mandate of the ESA. In an
analogous Nep a case, the Ninth Circuit reasoned as follows:*
See also ‘ferrell v. Thomas, 807 F.2d 776, 782 n.3 (9th Cir. 1998).
:
This reas ning is even more forceful in the ESA context because.
unlike NEPA, .
t0 afford the che ESA embodies a specific substantive congressional policy
Southwest Ctr. highest peeeeny to threatened and endangered species.
. 307 F.3d at 971
94a
[T]he point of the environmental review is to
determine what measures are needed to protect the
environment from harm due to cattle grazing. If
grazing is to continue (as the Ranchers insist it
should) while the environmental studies necessary to
determine the long term protective measures are
underway, some ‘best estimate’ of interim
environmental protections is required to remedy the
violation. . . .[S]imply ordering completion of the
required environmental studies would not provide an
adequate remedy because environmental harm from
grazing would continue during the six years required
(under the district court’s expedited timetable) to
complete the environmental studies.
Idaho Watersheds Project v. Hahn, 307 F.3d 815, 833 (9th Cir.
2002). For similar reasons, CropLife’s argument that the
FIFRA regulatory status quo trumps ESA standards with
respect to ongoing agency actions is without merit.
Il. STANDARDS AND BURDENS FOR INJUNCTIVE
RELIEF.
A. Traditional Standards for Injunctive Relief Do Not Govern
EPA and CropLife argue that plaintiffs bear the burden to
demonstrate “imminent irreparable harm” or “substantial and
immediate irreparable injury” with respect to each of the 54
pesticide active ingredients and each ESU of threatened and
endangered salmonids.” This argument, however, does not
comport with twenty-five years of precedent. In the face of a
substantial procedural violation of section 7(a)(2), traditional
* CropLife also suggests that plaintiffs cannot satisfy FIFRA’s
“imminent hazard” standard. However, as discussed above, plaintiffs’
request for further wnjunctive relief is governed by ESA standards, not
FIFRA standards.
95a
standards for injunctive relief do not govern. See, e.g.,
Tennessee Valley Auth v. Hill, 437 U.S. 153, 174(1978); Sierra
Club v. Marsh, 816 F.2d 1376, 1382-83 (9th Cir. 1997). The
language, history, and structure of the ESA demonstrate
Congress’ determination that the balance of hardships and
public interest tips heavily in favor of protected species.
Southwest Ctr., 307 F.3d at 971. irreparable injury is presumed
to flow from a substantial procedural violation. Thomas, 753
F.2d at 764. These rules fulfill the institutionalized caution
mandate of the ESA. Tennessee Valley Auth., 437 U.S. at 194.
Although the majority of cases on which EPA and
CropLife rely are irrelevant in the ESA context, two cases
demand attention. In Nat'l Wildlife Fed. v. Burlington N.R.R.,
Inc., plaintiff alleged that Burlington Northern violated the
ESA “no-take” provision when its trains spilled corn along
Montana tracks and subsequently struck seven endangered
grizzly bears. 23 F.3d 1508, 1509-10 (9th Cir. 1994). The Ninth
Circuit denied plaintiff's request for an injunction because
plaintiff could not demonstrate a reasonable likelihood of
future grain spills and subsequent “takes.” /d at 1511.
However, Burlington Northern had no obligation, as a private
entity, to engage in section 7(a)(2) consultation or to ensure that
its actions did not jeopardize the continued existence of
endangered grizzly bears. Such cases — defining burdens under
the ESA “no-take” provision — simply do not apply to
violations of section 7 procedural requirenents. Thomas, 753
F.2d at 765.
Similarly, reliance on Water Keeper Alliance v. United
States Dept. of Defense is misplaced. 271 F.3d 21 (9th Cir.
2001). There, plaintiffs alleged that the acting agency had an
obligation to prepare a biological assessment because its
actions constituted a “major construction activity” per statute.
96a
Id. at 24-32."° In denying plaintiffs’ request for a preliminary
injunction, the Ninth Circuit reasoned: “We cannot say that
Water Keeper has shown a probability [of success on the
merits] at this stage that the Navy violated the ESA because it
concluded that the interim activities . . . did not constitute a
major construction activity necessitating a biological
assessment.” /d. at 33. H »wever, the court specifically noted
that the case did not fall within those that “restrict the equity
power of the court as to findings of irreparable injury” because
plaintiffs could not persuasively demonstrate a procedural
violation of section 7(a)(2). Jd. at 34. In sharp contrast, this
Court previously ruled on the merits of plaintiffs’ section
7(a)(2) claims: EPA’s failure to consult with NMFS regarding
54 pesticide active ingredients is a substantial procedural
violation of the ESA.
B. The Narrow Exception
Moreover, EPA and CropLife misconstrue the “narrow
exception” outlined by Southwest Ctr. for Biological Diversity
v. United States Forest Serv., 307 F.3d 964. In Southwest Ctr.,
plaintiffs sued the Forest Service — the agency administering
the relevant grazing and public lands laws — alleging impacts of
livestock-grazing on the critical habitat of the threatened loach
minnow. /d. at 968-70. In response to plaintiffs’ lawsuit, the
Forest Service reinitiated section 7(a)(2) consultation with
respect to the particular grazing ailotments at issue. /d. at 970.
Although plaintiffs prevailed on the merits of their section 7
claims, the district court denied plaintiffs’ motion to enjoin all
livestock-grazing in areas for which consultation was not yet
complete. /d. at 970.
‘© The acting agency had initiated some form of section 7(a)(2)
consultation.
97a
On appeal, the Ninth Circuit reviewed the relevant
standards for injunctive relief, discussed above. It reasoned:
“While courts must generally impose an injunction given a
procedural violation of the ESA, this case fits a narrow
exception.” /d. at 973. The Court noted that the case did nor
present a “substantial procedural violation” of the ESA. /d."'
The Ninth Circuit held that agency actions may continue during
the section 7(a)(2) consultation process so long as the actions
are non-jeopardizing to the protected species and will not result
in a substantive violation of the ESA. /d.'’ The Ninth Circuit's
reasoning merits extended quotation:
[B]oth the present case and Marsh are distinguishable
from Thomas on one important point — in Thomas the
procedural violation included nothing from which the
agency, nor the court, could make any determination
of how the action impacted the species or whether the
action put the endangered species in jeopardy. In the
case at hand, as in Marsh, there was evidence in the
'' In contrast, EPA's total failure to initiate section 7(a)(2) consultation
in the FIFRA context with respect to any threatened or endangered salmomd
constitutes a substannal procedural violation.
'* Pursuant to section 7(a)(2), an agency must insure that its actions are
“not likely to jeopardize the continued existence of any endangered species
or threatened species or result in the destruction or adverse modificanon of
habitat of such species.” 16 U.S.C. § 1536(a)(2) (2003). “Jeopardize the
continued existence of” means to engage in an action that reasonably would
be expected, directly or indirectly, to reduce appreciably the likelihood of
both the survival and recovery of a listed species in the wild by reducing the
reproduction, numbers, or distribution of that species. 50 C.F.R. § 402.02
(2002). “Adverse modification” means a direct or indirect alteration that
appreciably diminishes the value of cnncal habitat for both the survival and
recovery of a listed species. Such alteranons include. but are not limited to.
alterations adversely modifying any of those physical or biological features
that were the basis for determining the habitat critical. 50 C.F.R. § 402.02
(2002).
98a
record for the court to review the impact of the
species during the consultation period. The district
court noted that the Forest Service was taking
mitigating measures to ensure that the cattle grazing
would have little, if any, impact on the loach minnow
while formal consultation was taking place. Cattle
were excluded from riparian areas, and these areas
were being monitored. The consliation was ongoing
and was nearing completion. The district court also
found that the record supported a finding that the
conditions were actually improving given the
protective measures that had already been undertaken.
These measures do fulfill the purpose of the act as
required under Badgley, which is to provide
protection to endangered and threatened species.
id. In sum, the Ninth Circuit found that “[t}he record supports
the district court’s conclusion that the loach minnow is not
likely to be harmed during the consultation period.” /d.
Although the Ninth Circuit did not explicitly address the
issue, Southwest Ctr. indicates that the acting agency bears the
burden to demonstrate that its onge:ng actions are non-
jeopardizing. First, the court held that “non-jeopardizing action
may take place,” not that any action may take place absent a
showing of jeopardy. This word choice recognizes the
longstanding rule that the benefit of the doubt must go to
protected species; the agency, not the species, must bear the
risk via institutionalized caution. See Sierra Club, 816 F.2d at
1386-89." Second, as the quotation above demonstrates, the
Ninth Circuit premised its conclusion on the evidence of no-
jeopardy affirmatively produced by the Forest Service,
To hold otherwise would allow an agency to use its failure to iitiate
section 7(a}(2) consultation as a sword of scientific ignorance to avoid
injunctive rehef.
99a
including the voluntary imposition of mitigation measures,
ongoing monitoring, and evidence of habitat improvement.
That is, the ~ourt did not premise its conclusion on the absence
of or deficiencies in any evidence submitted by plaintiffs.
Third, the only party capable of demonstrating that the
agency’s actions are non-jeopardizing is the agency itself.'*
Certainly, Southwest Ctr. does not stand for the proposition that
no injunctive relief is warranted absent plaintiff's ability to
demonstrate that the ongoing agency action is not non-
jeopardizing. Finally, EPA’s and CropLife’s interpretation of
this “narrow exception” — that, given a substantial procedural
violation, plaintiffs nevertheless bear the burden to demonstrate
irreparable harm with respect to each pesticide active ingredient
and each ESU of threatened and endangered salmon at issue —
defined by a case not involving a substantial procedural
violation, would necessarily overrule repeatedly affirmed Ninth
Circuit precedent. See, e.g., Thomas, 753 F.2d at 765."
C. Other Relevant Standards
Finally, both plaintiffs and EPA reference Judge Zilly’s
opinion in Greenpeace v. Nat'l Marine Fisheries Serv., 106
‘* — The Court recognizes that it may be appropriate, as in this case, for
intervenor-defendants to assist in demonstrating that an agency's actions are
non-jeopardizing.
'S “The Forest Service would require the district court, absent proof by
the plaintiffs to the contrary. to make a finding that the Jersey Jack road is
not likely to affect the Rocky Mountain Gray Wolf, and that therefore any
failure to comply with ESA procedures is harmless. This is not a finding
appropriate to the district court at the present time. Congress has assigned
to the agencies and to the Fish & Wildlife Service the responsibility for
evaluation of the impact of agency actions on endangered species, and has
prescribed procedures for such evaluation. Only by following the procedures
can proper evaluations be made. It is not responsibility of the plaintiffs to
prove, nor the function of the courts to judge, the effect of a proposed action
on an endangered species when proper procedures have not been followed.”
100a
F.Supp. 2d 1066 (W.D. Wash. 2000). The Ninth Circuit cited
Greenpeace with approval in Southwest Crr., 307 F.3d at 972.
As an initial matter, it is important to highlight some important
distinctions between Greenpeace and the instant action. In
Greenpeace, NMFS had, in fact, consulted pursuant to section
7(a)(2) regarding the impacts of groundfish fisheries on the
Steller sea lion. /d. at 1069. Thus, Judge Zilly had the benefit
of reviewing an administrative record and biological opinions
analyzing th
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