Petition for Writ of Certiorari — Paper, Allied-Industrial, Chemical & Energy Workers International Union v. TNS, Inc.
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IN THE
Supreme Court of the United States
PAPER, ALLIED-INDUSTRIAL, CHEMICAL & ENERGY WORKERS
INTERNATIONAL UNION,
Petitioner,
We
TNS, INC.,
Respondent.
Petition for a Writ of Certiorari to the
United States Court of Appeals
For the Sixth Circuit
PETITION FOR A WRIT OF CERTIORARI
LYNN AGEE *
General Counsel
PACE INTERNATIONAL UNION
Post Office Box 1475
Nashville, Tennessee 37202
(615) 834-8590
HELEN DE HAVEN
602E Longview Road
Knoxville, Tennessee 37919
* Counsel of Record (865) 602-2336
WILSON-EPES PRINTING CO., INC. — (202) 789-0096 — WASHINGTON, D.C. 20001
® <<
Og RETA SP ELIE LE IR LER NOPE GINE BE A LTE
QUESTION PRESENTED
Whether a court of appeals has the authority to vacate a
National Labor Relations Board decision that an employer
has violated the National Labor Relations Act and must rein-
state employees with backpay solely on the ground that the
Board engaged in inexcusable delay in reaching its decision.
(1)
LOI ELEM SE ES GEE GI AE TONITE A SPN IE PBST LOY POE ate RM Nr Are cAI aH Nr On enc Up LEM RL RE IER CME PAB
TABLE OF CONTENTS
Page
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STATUTORY PROVISIONS INVOLVED.................. 2
DEAL EMEINE OF THE CASE. ........ccecccsssoosesescsecsvescsses 2
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2. The Court of Appeals Decision.................... 10
REASONS FOR GRANTING THE WRIT..............000. 14
THE SIXTH CIRCUIT’S VACATUR OF THE
BOARD’S BACKPAY ORDER IS CONTRARY
TO APPLICABLE PRECEDENTS OF THIS .
COURT AND IN CONFLICT WITH THE
DECISIONS OF OTHER CIRCUITS ...........ccecceeeees 14
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(iii)
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TABLE OF AUTHORITIES
CASES Page
Allen v. United States, 588 F. Supp.-247 (D. Utah
IIE saiccakinnahericieantanineushnbanaessntaleataaiiniediasaneiabe munis 12
Consolidated Freightways v. NLRB, 892 F.2d
PR Cn: Gets. CID xcneretonesncinnsootensieiiciniicinnhnnes 17
Emhart Indus. v. NLRB, 907 F.2d 372 (2d Cir.
PUP scsisccisssvnntnehicipaintsaieioncdnlipumaeeshasiialieneauadaemaceton 17, 18
J.H. Rutter-Rex Manufacturing Co., Inc. v.
NLRB, 399 F.2d 356 (Sth Cir. 1998)............0008 15
NLRB vv. International Assoc. of Bridge,
Structural & Ornamental Ironworkers, Local
GOD. GEG US. TEFO CI ev iicevesccscescensnsnsicenvnen 18
NLRB v. J.H. Rutter-Rex Manufacturing Co., -
Pe LG Et a 14, 15, 16, 18
NLRB vy. Mastro Plastics Corp., 354 F.2d 170 (2d
Ra: Ieee casisaiisincainicesenninebaniatetanlcaanuemmanaaaneiaias 16
NLRB v. Seven-Up Bottling Co., 344 U.S. 344
EID ic tensvensccnereiutanenisnaciiniianssadiimeenasaiaiaiubiainios 15
NLRB vy. Thill, Inc., 980 F.2d 1137 (7th Cir.
POUT) scssisseshsninisnsetsnipusintehaniasiisnicioaesnmpianaatevauaamniats 17, 18 :
OCAW v. NLRB, 46 F.3d 82 (D.C. Cir. 1995)....... 8 .
Olivetti Office U.S.A., Inc. v. NLRB, 926 F.2d @
RE Ce. FIFE iinctirecccesontionens 18 4
Southwest Merch. Corp. v. NLRB, 943 F.2d 1354
SER Sle ROE D sciscscsinreicnnennnenmnneiienins 16, 17
STATUTES
ee ss RE Ei siticcinkesneencicneenannialaeeiiee |
ee Airs Ge CED Gincrnnvnsosenienncnmennetnnscnaanevinane 2
IN THE
Supreme Court of the Gnited States
No.
—_
PAPER, ALLIED-INDUSTRIAL, CHEMICAL & ENERGY WORKERS
7 INTERNATIONAL UNION,
Petitioner,
V.
TNS, INc.,
Respondent.
Petition for a Writ of Certiorari to the
United States Court of Appeals
For the Sixth Circuit
PETITION FOR A WRIT OF CERTIORARI
Petitioner PACE International Union (the Intervenor
below) prays that a writ of certiorari issue to review the
decision of the United States Court of Appeals for the Sixth
Circuit, entered on July 10, 2002.
OPINIONS BELOW
The opinion for the United States Court of Appeals for the
Sixth Circuit is reported at 296 F.3d 384 and is reprinted in c
the Appendix to this Petition at la-34a. The opinion of the :
National Labor Relations Board is reported at 329 N.L.R.B.
602 and is reprinted at Pet. App. 35a-83a.
JURISDICTION e
The decision of the Court of Appeals was issued on July e.
10, 2002. The jurisdiction of this Court is invoked pursuant E.
to 28 U.S.C. § 1254(1). :
2
STATUTORY PROVISIONS INVOLVED
Section 502 of the NLRA, 29 U.S.C. § 143 (2002), is re-
printed in full at Pet. App. 84a. It provides, in pertinent part:
Nor shall the quitting of labor by an employee or
employees in good faith because of abnormally
dangerous conditions for work at the place of
employment of such employee or employees be deemed
a strike under this Act.
STATEMENT OF THE CASE
A. Factual Background
When Petitioner PACE International Union (formerly
OCAW) organized the TNS employees in 1977, TNS (for-
merly Tennessee Nuclear Specialties) was a small foundry in
the Appalachian mountains of Tennessee that employed
fewer than 30 unskilled production and maintenance workers,
mostly young, male, and poorly educated. Recommended
Decision and Order of the Administrative Law Judge (ALJD)
at 7, 90, 24.' The facility manufactured depleted uranium
metal (DU) from greensalt, a by-product of the uranium
enrichment process. /d. at 7. DU, which is over ten times
heavier than steel and ignites spontaneously in air, is ideal for
armor-piercing warheads.” Within a year after the Union
negotiated the first collective bargaining agreement, TNS was
purchased by Aerojet, a subsidiary of General Tire and
Rubber, which had a contract with the Department of Defense
to manufacture anti-tank ordnance. /d. at 5, 7. Within
another year, TNS had more than tripled the size of its
workforce and had added a “penetrator shop,” including a
metal casting process and a machine shop for manufacturing
' Ten copies of the 160 page ALJD have been lodged with the Clerk’s
Office.
2 DU ordnance was used on the battlefield for the first time in the Gulf
War in 1991 and later by U.S. troops in Kosovo. -
3
GAU-8 missile cores. /d. at 5, 7-8, 91. TNS continually
increased its production quotas to meet its contract deadlines.
Id. at 7, 50.
DU is considered mildly radioactive in comparison to
enriched uranium because it emits primarily alpha particles, a
form of radiation-that, unlike beta and gamma rays, is not
capable of penetrating human skin. /d. at 32. For that reason,
DU does not pose a significant danger in a facility with
adequate containment processes. As long as a worker does
not breathe or swallow DU or ingest it through cuts or open
sores, there is little reason for concern. However, once DU
enters the body, alpha particles are by far the most dangerous
form of radiation, causing lung cancer, colon cancer, and
genetic damage. /d. at 36. DU also causes damage to the
kidneys because it is a heavy metal, like lead and arsenic. /d.
Here, by May 1981, when the TNS workforce went out on
strike over what they perceived to be abnormally dangerous
conditions, 80% of them had been exposed to more radiation
than 90% of workers in the entire U.S. nuclear industry,
according to the National Institute of Occupational Safety and
Health (NIOSH). /d. at 45.
The record in this case comprises over 23,000 pages
of testimony and exhibits. The ALJD exhaustively docu-
ments that Respondent TNS expanded its production without
installing engineering controls that would have contained, or
shielded workers from, the large amounts of radioactive
greensalt and DU dust that its manufacturing equipment
created, and discusses the sources of contamination asso-
ciated with each of Respondent’s fifteen production proc-
esses. Together, these processes produced extraordinary
amounts of airborne and surface radiation in the form of
uranium dust, fumes, and vapors. /d. at 7-27. The decision
also chronicles in great detail the inadequacies of the venti-
lation, suction, and mist-containment equipment that should
have captured the contaminants before they entered the air the
4
workers breathed. /d. It documents rising exposure levels as
measured by semi-annual in-vivo monitoring and bimonthly
urine bioassays of employees and by the data from in-plant
monitors that measured concentrations of airborne radiation
in the atmosphere—all of which radiation measurements were
required by the nuclear regulatory agencies. /d. at 43-47.
The decision also documents the inadequacy of Respondent’s
decontamination procedures, both of its workplace and of its
workers, who could not, in the overcrowded change room,
wash off all the radioactive black dust that made them look
like coal miners at the end of the day or monitor themselves
for residual contamination before they went home to their
families. /d. at 25-26. Respondent gave production quotas a
far higher priority than worker health and, as its own
consultant informed it, lacked commitment to a radiation
safety program. /d. at 60-62.
As dust and exposure levels increased throughout the last
half of 1980, the employees became increasingly alarmed
about the conditions in which they were working, and
increasingly active in voicing their concerns through their
union representatives. Id. at 90-93. Monthly union-manage-
ment health and safety tours documented contamination and
faulty containment equipment in all production areas of the
plant and the change rooms, and were posted for employees
to read. /d. at 91-92. Month after month the same problems
appeared without correction, increasing employees’ alarm
and frustration. /d. at 92. Respondent also ignored the rec-
ommendation of its health and safety manager that the pene-
trator shop be shut down until it could be decontaminated and
proper engineering controls installed to contain the radio-
active dust and mist. /d. at 50.
The ALJD also found that TNS failed to correct defi-
ciencies in its engineering controls and radiation safety
program, pointed out numerous times by the Tennessee
Department of Radiological Health (TDRH), which, by
5
agreement with the United States Nuclear Regulatory Com-
mission (NRC), had regulatory oversight of Respondent’s
facility. /d. at 39. Between late 1979, when Respondent —
started operating the penetrator shop, and May 1981, when
the workers went on strike, TDRH inspected the plant several
times and in each case reported serious and worsening
airborne contamination problems, inadequate health and
safety training of employees, and lack of commitment to the
important regulatory principle that requires nuclear employers
to keep exposures “as low as reasonably achievable”
(ALARA). /d. at 78-84. Though TDRH had virtually no
civil enforcement power short of shutting down the operation,
which the Tennessee Attorney General had strongly advised
against attempting, TDRH repeatedly found Respondent in
violation of specific regulations and guidelines with respect to
the dusty air and the use of respirators, and, most importantly,
in violation of ALARA. /d. Under the ALARA principle
TNS was not allowed to expose its employees to greater
levels of radioactive dust than it could reasonably avoid, even
if the exposures were not above the maximum permissible
limits set by the regulatory agencies for internal doses. /d. at
38. As the principle informing all nuclear safety regulatory
standards, ALARA required Respondent to install adequate
radiation containment equipment on its production processes
rather than place its employees in respirators; required it to
hire an adequately trained radiation safety staff; required it to
instruct its employees adequately about radiation protection;
and required it diligently to correct the deficiencies observed
by TDRH. /d. at 123-28. Respondent complied with none of
these requirements. /d. As a result, even though Respondent
placed its air monitors in positions that did not measure the
air in the employees’ breathing zone, and even though TDRH
did not have access to Respondent’s air quality data for the
first quarter of 1981, the agency frequently expressed grave
concerns about the employees’ working conditions. /d. at
42, 78-84.
6
In January 1981, rather than installing engineering controls
or cutting back on production to reduce the dust as TDRH
had ordered and its health and safety manager had rec-
ommended, Respondent instituted a mandatory respirator
program that required most of the employees to spend their
entire workday in hot, heavy rubber masks through which
they had difficulty breathing and which hurt their faces,
impaired their vision, and prevented them from speaking. /d.
at 49, 50. Nuclear regulations do not permit the use of
respirators either as a substitute for engineering controls or
for long periods of time. /d. at 53. In addition, Respondent’s
respirator program did not comply with regulatory standards
with respect to physical examination of employees, fitting
and sealing procedures, decontamination and storage of
respirators, or allowing employees unrestricted breaks for
relief. Jd. at 50-52. Respondent intended to require the full-
time use of respirators by virtually all of its employees for at
least eight months. /d. at 61-62. The employees suffered so
much from the masks that a number of them walked out. /d.
at 93. The Union persuaded them to return until after contract
negotiations that were soon to begin. Jd.
Union-Company negotiations failed to resolve the employ-
ees’ concerns. TNS rejected all of the Union’s health and
safety proposals. /d. at 92, 95-98. On April 30, 1981, the
contract expired and the employees began a work stoppage.
Id. at 101. In September, Respondent hired permanent
replacements. /d. at 104-05. In February 1982, the Union
made an unconditional offer to return to work, but Respon-
dent refused to reinstate the workers except as vacancies
occurred. /d.
The strike generated national attention and media coverage.
The National Institute on Occupational Safety and Health
(NIOSH) studied the employee exposure records and deter-
mined that exposure levels reflected “an inadequate margin of
safety” and “were higher than doses sustained by workers in
7
other facilities in the U.S. nuclear industries.” /d. at 45. The
Oversight Subcommittee of the U.S. House of Representa-
tives Committee on Science and Technology (the Gore
Committee), chaired by then-Congressman Albert Gore, Jr.,
held a hearing on TNS at which internationally recognized
radiation expert Dr. Paul Morrow testified that “all the
biological data . . . would support the employees’ contention
of excessive uranium exposures and possible renal injury
among workers” and added that “exposure conditions in the
TNS plant have been excessive for at least 2 years.” Jd. at
120. As a result of the congressional hearing, the Tennessee
General Assembly passed legislation that increased the civil
enforcement powers of TDRH, and Respondent immediately
undertook the installation of proper engineering controls,
hired a competent health and safety staff, decontaminated its
facility, enlarged its change rooms, and discontinued the
respirator program. /d. at 27, 53, 125, 127-28.
In August 1982 the General Counsel of the National Labor
Relations Board issued a complaint charging that Respondent
had violated the Act by hiring permanent replacements for the
TNS strikers, who, the complaint alleged, “ceased work in
good faith because conditions at their place of employment
were abnormally dangerous by virtue of their long-term
exposure to unprecedented levels of uranium dust in con-
junction with Respondent’s inadequate health and safety
programs, within the meaning of Section 502 of [the Act].”
Id. at 1-2. The hearing before Administrative Law Judge
Arline Pacht (ALJ) required more than sixty days of trial over
eighteen months and generated a massive record. Because
analysis of the dangers with which the employees had been
threatened in the six months preceding the strike required
understanding nuclear health physics, the ALJ admitted
testimony from several nationally recognized medical and
scientific experts in that field, as well as testimony from
officials of the Tennessee Department of Radiological Health
(TDRH), the transcript of the Gore hearing, the NIOSH
8
report, and the report of Respondent’s own consultant. After
allowing the parties a full year in which to brief the numerous
complex issues litigated at the hearing, the ALJ issued a
lengthy recommended decision in July 1987, upholding the
complaint in all respects relevant here.
The case went to the NLRB for review, and the Board took
five years to issue a decision dismissing the complaint.’ TNS,
Inc., 309 N.L.R.B. 1348 (1992). In OCAW v. NLRB, 46 F.3d
82, 92 (D.C. Cir. 1995), the United States Court of Appeals
for the District of Columbia remanded the case to the Board
with instructions to issue a position upon which a majority of
its decision makers could agree.
In 1999, four years later, the Board issued a supplemental
decision and order that articulated its statutory interpretation
of Section 502 to protect from permanent replacement
employees who strike in the good faith belief, based upon
objective evidence, that conditions at their workplace are
abnormally dangerous. The Board also articulated the
standard to be applied and the factors to be taken into account
when assessing the claim of employees that their good faith
belief was founded on objective evidence. Applying the
standard to the facts, the Board adopted the findings of the
ALJ in their entirety and agreed with all but one of her
conclusions.’ The Board ordered Respondent to reinstate the
strikers and make them whole with respect to backpay, its
standard remedy. Respondent petitioned the Sixth Circuit for
review, and the Board petitioned for enforcement. On July
10, 2002, the court issued the decision that gives rise to this
petition for certiorari.
>The Board noted that “The Respondent’s brief is 413 pages, the
Charging Party’s answer brief is 331 pages, [and] the General Counsel’s
answer brief in 128 pages... .” 309 N.L.R.B. at 1348 n.3.
* The Board shortened the backpay period the ALJ had recommended.
Pet. App. 65a n.40.
B. Proceedings Below
1. The Board Decision
The Board’s 1999 decision addressed the D.C. Circuit’s
instruction to determine “the applicability of section 502 in
the context of occupational exposure to low-level radiation.”
Pet. App. 38a (internal quotation marks omitted). This issue
was a matter of first impression for the Board.
The Board held that the General Counsel need not prove
that employee working conditions were abnormally danger-
ous in fact, and it agreed with the ALJ that an employer’s
failure to correct or abate a reasonably-perceived danger may
be used as evidence of abnormally dangerous conditions.
Pet. App. 46a. The Board held that the abnormally dangerous
threat caused by cumulative exposures need not have resulted
in immediate injury. /d. The Board also held that “abnormal
danger” in the context an employer’s exposure of its
employees to latent, cumulative toxins, means “beyond what
might or should reasonably be expected in such a plant.”
Pet. App. 53a.
With respect to the kinds of evidence that will satisfy the
requirement that the employees’ perception of danger must be
reasonably objective, the Board held:
[W]e will consider whether employees’ observations
- of their workplace and its practices as they related to
exposure to toxic and radioactive substances reasonably
led them to conclude that the dangers they faced in the
workplace had reached a level beyond those reasonably
to be expected in the industry and that their continued
exposure to harmful substances subjected them to a risk
of future serious illness or injury. We will also consider
evidence of significant deviation from industry standards
for a workplace safe for employees, expert testimony as
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to the risks faced by employees, and analyses of the
level of exposure employees had reached at the time
they walked out.
Pet. App. 53a-54a. The Board found that all the above indica-
tors of risk were present at the TNS workplace and that the
employees were reasonably alarmed for their health and
safety. The Board also determined that scientific testing and
regulatory oversight confirmed the employees’ perception
that Respondent was not willing to provide its workforce with
an adequately safe workplace. /d. at 56a.
Having determined that the TNS employees engaged in a
work stoppage within the meaning of Section 502, the Board
held that TNS committed an unfair labor practice by hiring
permanent replacements, and ordered that they be reinstated
with backpay, its standard remedy.
2. The Court of Appeals Decision
On Respondent’s petition for review and the Board’s cross-
petition for enforcement, the Sixth Circuit first deferred to the
Board’s interpretation that Section 502 applies to employees
even in the absence of contractual no-strike provisions. Pet.
App. 10a. Next, the court deferred to the Board’s interpreta-
tion of the Act not to require that a workplace be abnormally
dangerous in fact before employees may invoke the protec-
tions of Section 502. Pet. App. 14a. Third, the court upheld
the Board’s interpretation of the Act to prohibit permanent
replacement of employees engaged in a work stoppage within
the meaning of Section 502. /d.
Respondent raised several challenges to the Board’s
conclusion that the General Counsel had successfully proved
first, that the TNS strikers believed in good faith that their
working conditions were abnormally dangerous; second, that
their belief was a contributing cause of the strike; third, that
their belief was supported by ascertainable, objective evi-
dence; and fourth, that the perceived danger posed an imme-
orca etcr art p GILDED RSME Sei os tas ARON 8
oS as Re ee Oe Ben SS Cae NE Te eT SS
diate threat of harm to their health or safety. The court held
that substantial evidence supported the Board’s findings with
respect to the first, second, and fourth factors. /d. at 22a-25a.
Although Respondent did not argue that the evidence
weighed in its favor with respect factor three, the court dis-
agreed with the Board’s conclusion that the strikers’ good
faith belief was supported by ascertainable objective evi-
dence.” /d. at 24a-25a. The court raised this issue sua
sponte. Id.
First, the court considered it irrelevant that the air in the
employer’s facility contained uranium dust in excess of
maximum permissible regulatory limits, because “the use of
ventilators is better read as a response to potentially danger-
ous conditions rather than a dangerous condition itself.” Jd. at
28a. The Board and the ALJ had found that the unprece-
dented production of airborne contaminants, which had
continued at TNS for over five months without abatement and
was worsening all the time, was objective evidence of danger,
clearly observable by the workers and the regulatory agency;
that the employees’ exposure data confirmed the danger; and
that Respondent not only ignored the danger but tried to
conceal it from TDRH. Pet. App. 37a, 4la-42a; ALJD at
12, 40-42.
With respect to the court’s view that the respirator program
constituted proper abatement of the excessive airborne con-
tamination, the Board and ALJ concluded that the mandatory
respirator program was a separate objective indicator of dan-
ger, because it was a clear signal that Respondent’s engineer-
ing processes for containing airborne contaminants were out
° Instead, Respondent argued that as a matter of law the Board could
not find objective evidence of abnormal danger when the nuclear
regulatory agencies that oversaw Respondent had not seen fit to close the
plant or declare an emergency there. The court deferred to the Board’s
contrary interpretation. Pet. App. 20a-26a.
a
e
<
12
of control; because long-term respirator use is so difficult,
painful, obtrusive, and unhealthy for employees that the reg-
ulatory agencies do not permit it as an acceptable substitute
for engineering controls; and because at TNS the respirator
program was managed in violation of applicable regulatory
standards for respirator programs. Pet. App. 37a, 42a; ALJD
at 48-55. Based on data from the workers’ urine bioassays
between January and April 1981, the ALJ also found that the
respirator program did not protect the workers from excessive
exposures. ALJD at 120.
‘The court also disagreed that the employees’ abnormal
whole-body exposures were dangerous when the exposure
levels were still within regulatory limits “established with a
considerable margin for safety” (id. at 11, 13), and the court
disagreed that the employees’ urine-uranium counts were evi-
dence of danger because they did not exceed the DARCOM
standard used by Respondent. The ALJ found that in 1980,
80% of Respondent’s hourly production employees received
whole body doses in excess of the doses received by 90% of
other nuclear workers in the nation. ALJD at 44. She found
that ““‘a reasonable person exercising great care in light of the
best of available scientific knowledge would err on the side of
caution by assuming no “safe” threshold exposure to atomic
radiation. . . .”” /d. at 30 (quoting Allen v. United States, 588
F. Supp. 247, 362 (D. Utah 1984)). She also relied on the
NIOSH report, which concluded that “the data from in-vivo
monitoring suggests an inadequate margin of safety. . . . “ (id.
at 45) and which stated that Respondent had no justification
for adopting the permissive DARCOM standard (id. at 120).
Finally, the court deemed significant that the regulatory
agency had not taken action to shut down Respondent’s
operations, Pet. App. 31a-32a, notwithstanding that the ALJ
had found, “The TNS employees had good reason to resort to
self-help when the Agency charged with protecting them
lacked the power or the will to do so.” ALJD at 128.
Pe aoe a te
13
In concluding that the objective evidence did not appear to
support the employees’ alarm at their exposure levels or
justify a work stoppage, and that “the NLRB is not free to
discount these facts completely and find evidence of abnor-
mal dangers in the face of them without further support,” Pet.
App. 3\a-32a, the court allowed that “there could be egre-
gious evidence simply not addressed or understood by the
regulator, or the regulator could have been moving too slowly
for the circumstances, or it could be that the regulator was not
fully apprised of or in control of the situation,” id.
The ALJ, however, had found that the TDRH inspector
was only vaguely familiar with the respirator regulations used
by his Agency (ALJD at 48) and was unaware of the duration
or breadth of the TNS mandatory respirator program (id. at
54). She found that TDRH knew that Respondent was
misplacing air monitors and that Respondent refused TDRH
access to air monitoring data. Jd. at 42. She found that TDRH
had a “regrettable incapacity to effectuate reforms.” /d. at
127-28.
The court did not address the fifth evidentiary factor relied
upon by both the ALJ and the Board in finding that
the employees had objective evidence of abnormal dan-
ger, viz., that “[rjespondent failed to comply diligently with
governmental codes prescribing sound health physics
practices.” In that regard the ALJ and the Board found that
Respondent’s health and safety program was inadequate to
protect employees to whom Respondent owed a duty,
imposed by federal regulation, to keep exposures as low as
reasonably achievable (ALARA). ALJD at 123. The ALJ
cited numerous equipment and process failures with respect
to which corrective action was feasible, deficiencies in
Respondent’s health and safety staff, and lack of management
commitment to the radiation safety program as objective
evidence that TNS was exposing its employees to abnormal
dangers. /d. at 123-128.
14
The Sixth Circuit acknowledged that it would remand the
case to the Board for further consideration of its sua sponte
concerns, but for Respondent’s contention that the order
could not be enforced because of the Board’s “inexcusable
delay” in reaching a decision. Pet. App. 33a-34a. Respond-
ent argued that because the litigation in this case has been
ongoing for over 18 years, its potential liability for backpay is
too great, and reinstatement of the strikers is too unrealistic,
given (unnamed) changes in its operations. The court held
that it did “not see a reasonable way to hold the Company
responsible for damages accruing over all of this time... .”
Id. at 34a. Accordingly, instead of remanding the case, the
court vacated the Board’s decision in its entirety. Jd.
REASONS FOR GRANTING THE WRIT
THE SIXTH CIRCUIT’S VACATUR OF THE
BOARD’S BACKPAY ORDER IS CONTRARY TO
APPLICABLE PRECEDENTS OF THIS COURT
AND IN CONFLICT WITH THE DECISIONS OF
OTHER CIRCUITS.
The Sixth Circuit vacated the Board’s decision that the
employer violated the Act on the sole ground that the Board’s
“inexcusable delay” rendered the Board’s decision unreason-
able. The holding by the Sixth Circuit flies in the face of
this Court’s controlling precedent, NLRB v. J.H. Rutter-Rex
Manufacturing Co., Inc., 396 U.S. 258 (1969), and has
deepened an existing conflict among the circuits regarding the
division of authority under the Act between the Board and
reviewing courts of appeals. Given the reality that lengthy
and delayed Board proceedings are common, it is important
for the Court to resolve the conflict between the circuits and
to address this often-repeated issue that affects the rights of
innocent employees to redress their wrongs under the Act,
notwithstanding delays by the agency empowered to enforce
the Act’s mandate.
15
1. This Court has previously addressed the effect of exces-
sive delay in the NLRB administrative process in Rutter-Rex,
which involved an unfair labor practice strike in which, as
here, the employer was prohibited from hiring permanent
replacements. At the conclusion of the strike, which began in
1954, the employer refused to reinstate all of the strikers who
made an unconditional offer to return to work. In February
1956 the Board ordered reinstatement and backpay of the
strikers, and the United States Court of Appeals for the Fifth
Circuit enforced the Board’s order in 1957. The Board did
not conclude compliance proceedings until 1966, nine years
later. Finding the Board guilty of “inordinate delay” to the
prejudice of the company, “which had been ‘lulled into the
belief that the Board was satisfied and that no further action
was to be expected,” the Fifth Circuit modified the Board
order to eliminate all back pay accruing after 1959. 396 U.S.
at 261 (quoting J. H. Rutter-Rex Mfg. Co. v. NLRB, 399 F.2d
356, 363 (Sth Cir. 1968)). Holding that the Court of Appeals
had “exceeded the narrow scope of review provided for the
Board’s remedial orders when it shifted the cost of the delay
from the company to the employees in this case,” this Court
reversed. /d. at 266.
As the Rutter-Rex Court noted, Section 10(c) of the NLRA
commands that upon finding that an unfair labor practice
has been committed, the Board must order the respondent
“to take such affirmative action including reinstatement of
employees with or without back pay, as will effectuate the
policies of the Act.” Jd. at 262. Acknowledging its prior
decisions recognizing the broad discretionary powers of the
Board to fashion appropriate remedies, subject only to limited
judicial review, the Court held, “[t]he legitimacy of back pay
as a remedy for . . . unlawful failure to reinstate is beyond
dispute” and “‘should stand unless it can be shown that the
order is a patent attempt to achieve ends other than those
which can fairly be said to effectuate the policies of the Act.’”
Id. at 263 (quoting NLRB v. Seven-Up Bottling Co., 344 U.S.
le ida Sad int ali a i Bia a y gis ot rid tH gn
16
344, 346-47 (1953)). The Court held that the back pay
remedy is a tool provided to the Board by the NLRA not
simply to punish an unfair labor practice “but also is a
remedy designed to restore, so far as is possible, the status
quo that would have obtained but for the wrongful act.” /d.
at 265.
Thus, even when the Board’s “delay in the administrative
process is . . . deplorable,” the Court nevertheless concluded
that a reviewing court of appeals does not have the authority
to “shift [] part of that cost from the wrongdoing company to
the innocent employees.” /d. at 263-64:
Wronged employees are at least as much injured by the
Board’s delay in collecting their back pay as is the
wrongdoing employer. In view of ‘the economic hard-
ship caused by many years of undeservedly substandard
earnings,’ lengthy delays ‘must render the back pay
award a wholly inadequate and unsatisfactory remedy’
to the employees for the company’s refusal to rein-
state them.
Id. at 264 (quoting NLRB v. Mastro Plastics Corp., 354 F.2d
170, 180 (2d Cir. 1965). Thus, the Court held, “the Board is
not required to place the consequences of its own delay, even
if inordinate, upon wronged employees to the benefit of
wrongdoing employers.” /d. at 265.
2. Nearly two decades after Rutter-Rex, the District of
Columbia Circuit rejected an employer’s argument that laches
permitted a court of appeals to vacate the Board’s decision
finding a violation of the Act, in spite of the unreasonable
delay between the ALJ’s decision and the Board’s order, a
delay that the employer contended rendered the backpay
remedy prejudicial and unenforceable. Southwest Merch.
Corp. v. NLRB, 943 F.2d 1354, 1358 (D.C. Cir. 1991). The
D.C. Circuit held that where “there is no suggestion that
the employees are to blame for the delay,” the Board’s
remedy effectuates the purposes of the Act, as identified in
17
Rutter-Rex, and may not be disturbed by a court of appeals -
based on the court’s notion of equity. /d. Indeed, the D.C.
Circuit interpreted Rutter-Rex to “prohibit this use of judicial
power,” despite the importance of promoting prompt
decisionmaking by the Board. Jd. See also Consolidated
Freightways v. NLRB, 892 F.2d 1052, 1059 (D.C. Cir. 1989)
(“While we do not condone the Board’s extraordinary delay,
we conclude that enforcement of its order is appropriate
because the remedy fashioned by the Board was well within
its discretion, and our failure to enforce it would return the
burden to the wrong shoulders.”).°
By contrast, the Second Circuit—which the court below
followed in vacating the Board’s decision—has held that it
may refuse to enforce a Board reinstatement and back pay
award based on the Board’s inexcusable delay in deciding the
case upon review. See Emhart Indus. v. NLRB, 907 F.2d 372
(2d Cir. 1990). There, although the court recognized that “the
majority view seems to have been that denying enforcement
on the ground of delay alone unfairly ‘punishes employees
for the Board’s nonfeasance,’” it nonetheless held that pass-
age of time between the practices complained of and the
° In a similar vein, the Seventh Circuit followed Rutter-Rex in rejecting
an employer’s argument that the Board’s excessive delays justified setting
aside interest on a backpay award arising from the employer’s violation of
the Act. See NLRB v. Thill, Inc., 980 F.2d 1137, 1141 (7 Cir. 1992)
(Posner, J.) (“The company argues that the amount of interest [on the
back pay] is due largely to the Board’s inexplicable delays in deciding the
company’s appeal from the administrative law judge’s decision and the
company’s motion to reconsider the Board’s decision in that appeal. That
is true. The Board took eight years to decide those two matters; it should
have taken far less time. But the company was not harmed, so far as the
backpay order is concerned. The Board’s delays meant that the company
had that much more time to enjoy the use of the money that it should have
given its workers back in 1981. The interest component of the backpay
order merely transfers the fund built up by the Board’s delays to its
rightful owners.”)
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18
remedy granted by the Board could so change the underlying
situation that a full reinstatement and back pay remedy would
be contrary to the policies of the Act. /d. at 379-80 (quoting
NLRB vy. International Assoc. of Bridge, Structural & Orna-
mental Ironworkers, Local 480, 466 U.S. 258, 266 (1984).
The Second Circuit’s decision did not reference this Court’s
emphasis on the Board’s right and duty to order backpay so to
make wronged employees whole, see Rutter-Rex, 398 U.S. at
365, and did not even cite to the D.C. Circuit’s decision in
Consolidated Freightways, supra, in which the court read
Rutter-Rex to prohibit such shifting of the cost of the Board’s
delay from the guilty employer to the innocent employees.
See also Olivetti Office U.S.A., Inc. v. NLRB, 926 F.2d 181
(2d Cir. 1991) (limiting extent of the Board’s backpay order
to three years because of Board’s excessive delay in proc-
essing case, basing decision on the impact upon the affected
workers of the continuing bargaining relationship between the
company and the union and finding that full enforcement
would not effectuate the policies of the Act).
3. Here, by vacating the Board’s entire decision, the Sixth
Circuit has done more than merely follow the Second
Circuit’s interpretation of Rutter-Rex, an interpretation that
itself conflicts with the D.C. Circuit’s application of this
Court’s precedent; rather, the Sixth Circuit has deepened the
conflict, and has done so in a manner that violates this
Court’s precedent in Rutter-Rex. This is so because none of
the prior cases that have refused to enforce a Board-ordered
remedy because of inexcusable delay has gone so far as to
vacate the Board’s decision entirely—the step taken by the
Sixth Circuit. Here, based on a finding that “[t]his court does
not see a reasonable way to hold the Company responsible for
damages accruing over all of this time, especially when its
” See also NLRB vy. Thill, Inc., supra, 980 F.2d at 1142-43 (refusing to
enforce Board’s bargaining order based on court of appeals’ “equitable
discretion’’).
19
structure and business have changed in the interim,” the Sixth
Circuit determined to “VACATE the Board’s decision finding
TNS to have breached its obligations under § 502, rather than
remanding it for further consideration.” Pet. App. 34a. This
application of inexcusable delay not only to deny the innocent
employees the make-whole remedy provided as a tool to the
Board to effectuate the Act’s policy, but to invalidate the
Board’s finding of a violation altogether, thereby excusing an
employer’s violation of the Act, is an error demanding
correction by this Court.
As the decisions above demonstrate—both those by courts
of appeals permitting the Board’s delay to cut short
employees’ remedies under the Act, and those by courts of
appeals holding that they may not take such a step under the
Act—the Board often takes many years to conclude a case.
Here, the TNS employees have been waiting more than 18
years for a remedy. The question whether inexcusable delay
on the Board’s part permits a court of appeals to vacate the
Board’s finding of a violation of the Act is one that will recur
and that will have a potentially devastating impact on all
employees who count on the Board to vindicate their rights
under the Act. Accordingly, the Court should accept
certiorari to clarify the proper division of authority between
the Board and the courts of appeals in enforcing the letter and
the policies of the Act.
paps Seah car cad Daye
20
CONCLUSION
The Sixth Circuit’s decision to vacate the Board’s order
because of the Board’s inexcusable delay undermines one of
the fundamental purposes of the Act, the protection of
employees from victimization by their employer for engaging
in legitimate concerted activity. The decision is in conflict
with this Court’s prior interpretation of the Act, and that of
the D.C. Circuit. For these and all the foregoing reasons, the
writ should be granted.
Respectfully submitted,
LYNN AGEE *
General Counsel
PACE INTERNATIONAL UNION
Post Office Box 1475
Nashville, Tennessee 37202
(615) 834-8590
HELEN DE HAVEN
602E Longview Road
Knoxville, Tennessee 37919
* Counsel of Record (865) 602-2336
APPENDICES
la
APPENDIX A
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
[Filed July 10, 2002]
Nos. 99-6379: 00-5433
TNS, INC.,
Petitioner/Cross-Respondent,
V.
NATIONAL LABOR RELATIONS BOARD,
Respondent/Cross-Petitioner,
PAPER, ALLIED-INDUSTRIAL, CHEMICAL & ENERGY WORKERS
INTERNATIONAL UNION,
Intervenor.
September 21, 2001, Argued
July 10, 2002, Decided
Before: KENNEDY, GUY, and BOGGS, Circuit Judges.
OPINION
BOGGS, Circuit Judge. This case is before the court upon
the petition of TNS, Inc. (“TNS” or “the Company”) to
review, and the cross-application of the National Labor
Relations Board (“NLRB” or “the Board”) to enforce, an
NLRB order finding that TNS breached obligations under
Section 502 of the National Labor Relations Act (“NLRA”)
(29 U.S.C. § 143 (2002)) and ordering TNS to reinstate and
pay back pay to employees affected by the Company’s
violation. Section 502 protects employees who take job action
due to “abnormally dang-rous” working conditions at their
2a
place of employment. In 1981, at the expiration of the
collective bargaining agreement they had with the Company,
employees at TNS’s Jonesboro, Tennessee plant walked out,
claiming § 502 protection. When negotiations eventually
failed, the Company hired permanent replacement workers;
when the previous employees later sought reinstatement, the
Company refused.
An infrequently used provision of the NLRA, the
applicability, scope, and protections afforded to workers by
§ 502 are not facially clear. As a result, the Board, in the
course of this case, has had to engage in several acts of
statutory interpretation to clarify the meaning of § 502 before
it could be applied to this set of facts. Having done so, the
Board found that § 502 did apply to the 1981 job action and
that TNS had violated § 502 by hiring permanent replacement
workers and refusing to reinstate its previous employees.
On appeal, TNS makes several arguments in support of
overturning the Board decision, including: (1) that the Board
erred in interpreting § 502 to protect workers who were not
prohibited from striking by either a statutory or contractual
no-strike provision; (2) that the Board erred in interpreting
§ 502 to require only a good faith belief in dangerous
conditions (supported by objective evidence) on the part of
workers, aS opposed to a more stringent requirement that
abnormally dangerous conditions actually exist; (3) that the
Board erred in interpreting § 502 to prohibit companies from
permanently replacing workers who take job action pursuant
to it; (4) that the Board erred in its factual determinations that
the TNS employees believed in good faith that their working
conditions were abnormally dangerous and that their belief
was a contributing cause of the work stoppage; (5) that the
Board erred in finding objective evidence of abnormal danger
to exist in a plant regulated, monitored, and permitted to
continue operation by the Nuclear Regulatory Commission
- 3a
and its state counterpart; and (6) that the Board inexcusably
delayed the proceedings such that this court should not
enforce its award.
TNS’s arguments to this court can fairly be divided into
three categories. The first three arguments are challenges to
the Board’s acts of statutory interpretation. The fourth and
fifth arguments are challenges to the Board’s factual deter-
minations. The final argument is an equitable one, asking this
court to refuse to enforce the Board’s award due to the
Board’s delay in this case. We reject TNS’s statutory inter-
pretation arguments because the Board’s constructions of
§ 502 withstand the deferential review we are bound by
Supreme Court precedent to give them. We reject in part and
accept in part TNS’s challenges to the Board’s fact-finding.
We also agree with TNS’s inexcusable delay argument.
Accordingly, we VACATE the Board’s decision.
I
TNS manufactures armor-piercing projectiles called “pene-
trators” at its plant in Jonesboro, Tennessee. The principal
ingredient in penetrators is depleted uranium (“DU”), a
radioactive substance with carcinogenic properties when
inhaled or ingested over long periods of time. DU also may
pose a toxic risk to the kidneys.
The Paper, Allied-Industrial, Chemical and Energy Work-
ers Union (the “Union”) represented the employees at TNS.
During the relevant time, a joint management-labor health
and safety committee undertook monthly inspections of the
plant and reported various problems with the levels of DU
dust to which employees were exposed and with the
functioning of safety procedures and devices intended to keep
DU exposure low. On March 10, 1981, allegedly in response
4a
to these problems and allegedly after the Company had
failed to rectify them, the Union sent the following ultimatum
to TNS:
Employees will not return to work after April 30 until
the terms which are on the health and safety report have
been corrected and [the Company] is safe and healthy
for the employees to work. This includes the items from
past inspections as well as items which will be listed
during the April inspection.
On March 24, 1981, the Union and TNS commenced
negotiations over a new collective bargaining agre sment.
Initially, TNS made an offer including a wage increase, an
extended layoff period, an extended probationary period for
new workers and retention of the Company’s existing health
and safety clause in the contract (protecting health concerns).
The Union responded with a lengthy new health and safety
clause, a proposal for new safety inspections, and objections
to extending the layoff and probationary periods, among other
things. There were eight more meetings before the contract
expired on May |, 1981. During these meetings, the Union
claims it was concerned only with the safety issues, while
TNS claims the Union fought over economic issues.
On May |, 1981, TNS employees who were members of
the Union began a work stoppage at the expiration of their
collective bargaining agreement. The Union alleged that the
work stoppage was not a strike as defined by the NLRA,
because it fell under the § 502 exemption for “quitting of
labor by an employee or employees in good faith because of
abnormally dangerous conditions for work at the place of
employment of such employee or employees.”!
' Section 502 (29 U.S.C. § 143 (2002)) reads:
Saving provision Nothing in this Act shall be construed to require
an individual employee to render labor or service without his con-
sent, nor shall anything in this Act be construed to make the quitting
fer
Ke Sy Ade ERNIE ah eS sha eens
ia
5a
On July 7, 1981, TNS notified the employees engaged in
the work stoppage that it would hire permanent replacements
on July 16, 1981. The employees did not relent. On Febru-
ary 15, 1982 the Union made an unconditional offer to return
to work on behalf of the employees engaged in the work
stoppage. However, TNS refused to reinstate the employees.
On August 18, 1982, the Union filed a complaint with the
NLRB, alleging that TNS engaged in unfair labor practices by
hiring permanent replacement workers to replace employees
engaged in the work stoppage and then refusing to reinstate
the Union employees after the Union made an unconditional
offer to return to work. TNS filed a motion to dismiss the
complaint, relying on the fact that the complaint alleged that
the employees were engaged in a work stoppage because of
the “good faith belief that their conditions for work at their
place of employment were abnormally dangerous” rather than
for the reason allegedly required by § 502, that the employees
ceased work “in good faith because conditions for work at
their place of employment were abnormally dangerous.” In
other words, the Union alleged belief that the conditions were
dangerous rather than that the conditions were dangerous.
Judge Schlesinger, an Administrative Law Judge (“ALJ”) of
the NLRB, granted a motion to amend the complaint on
August 11, 1983, and the Union changed its allegation
accordingly. On August 18, 1983, TNS filed with the NLRB
a request to appeal the granting of the motion to amend,
which the NLRB rejected.
of his labor by an individual employee an illegal act; nor shall any
court issue any process to compel the performance by an individual
employee of such labor or service, without his consent; nor shall the
quitting of labor by an employee or employees in good faith because
of abnormally dangerous conditions for work at the place of
employment of such employee or employees be deemed a strike
under this Act.
6a
After the appeal, another ALJ (Judge Schlesinger was
recused) undertook a hearing de novo, as per the NLRB order,
and found TNS liable for violating § 502’s requirements in an
opinion dated July 31, 1987. More than five years later, on
December 23, 1992, the Board issued a Supplemental Deci-
sion and Order wherein three out of four Board members
voted to reverse the ALJ, dismissing all unfair labor allega-
tions. See TNS, Inc. and Oil, Chem. and Atomic Workers Int'l
Union, 309 N.L.R.B. 1348 (1992). However, the Board was
fractured on the analysis of § 502, and no single reasoning
commanded a majority.
The Union appealed and on February 14, 1995, the D.C.
Circuit remanded the case to the Board, stating that it could
not discern a Board position, and that the Board had failed to
articulate an appropriate legal standard for the resolution of
the case. The court held that “the Board must ‘articulate a
majority-supported statement of the rule that [it] will be
applying now and in the future.’ Oil, Chem. & Atomic
Workers Int’l Union v. NLRB, 310 U.S. App. D.C. 217, 46
F.3d 82, 92 (D.C. Cir. 1995) (quoting United Food &
Commercial Workers Int'l Union v. NLRB, 279 U.S. App.
D.C. 349, 880 F.2d 1422, 1436-37 (D.C. Cir. 1989)).
More than four years later, on September 30, 1999, the
Board issued its Second Supplemental Decision and Order,
329 N.L.R.B. No. 61, reaching a decision contrary to its
earlier position. The second decision found § 502 applicable
to the job action, and it found that TNS had engaged in unfair
labor practices by hiring permanent replacement workers and
refusing to rehire the employees involved. In finding § 502
applicable to the present case, the decision set up a new four-
part test for determining the applicability of § 502 in cases
involving cumulative slow-acting dangers to employee health
and safety:
The General Counsel must demonstrate by a prepon-
derance of the evidence that the employees believed in
7a
good faith that their working conditions were abnor-
mally dangerous; that their belief was a contributing
cause of the work stoppage; that the employees’ belief is
supported by ascertainable, objective evidence; and that
the perceived danger posed an immediate threat of harm
to employee health or safety.
TNS, Inc. and Oil, Chem. and Atomic Workers Int’l Union,
329 N.L.R.B. 602, 329 N.L.R.B. No. 61, 1999 WL 818610, at
*2 (Sept. 30, 1999). As mentioned above, the decision
ordered that TNS reinstate and provide back pay to the
employees who took part in the work stoppage. It is from this
order that TNS appeals to this court, and it is this order that
the Board asks this court to enforce.
II
TNS’s Challenges to the Board’s Statutory Interpretation
We first address TNS’s challenges to the Board’s various
acts of statutory interpretation. In reviewing NLRB
interpretations of the NLRA, this court follows the standard
set out by the Supreme Court in Chevron U.S.A. Inc. v.
Natural Resources Defense Council, Inc., 467 U.S. 837, 842-
43, 81 L. Ed. 2d 694, 104 S. Ct. 2778 (1984). See NLRB v.
Webcor Packaging, 118 F.3d 1115, 1119 (6th Cir. 1997)
(applying Chevron to NLRB interpretations of the NLRA);
Holly Farms Corp. v. NLRB, 517 U.S. 392, 398-99, 134 L.
Ed. 2d 593, 116 S. Ct. 1396 (1996) (applying Chevron to a
Board decision). Under this standard, the court first asks
“whether Congress has directly spoken to the precise question
at issue.” Chevron, 467 U.S. at 842. If so, the court must give
effect to Congress’s interpretation. /d. at 842-43. However, if
Congress has not clearly spoken to a question, this court is
limited to determining “whether the agency’s answer is based
on a permissible construction of the statute.” /d. at 843.
Accord Holly Farms, 517 U.S. at 398-99. In applying this
“permissible construction” standard, this court must uphold
8a
the Board construction if it is “permissible” and “reasonable,
even if it is not the only construction the Board might have
adopted and even if it is not the one that this court would
have adopted if faced with the question de novo. Chevron,
467 U.S. at 843-44 and n.11.
”
1. Whether the Board erred in interpreting § 502 to apply
in situations where there is no “no-strike” provision
TNS first argues that § 502 does not apply to this situation
at all, because § 502 only applies to situations where
employees are bound by either a contractual or implied “no-
strike” provision. Accordingly, TNS contends that the Board
erred in interpreting § 502 to cover situations—such as the
present case—where the relevant employees are not bound by
such a provision. There is both case law and logical support
for the argument that § 502 should apply only to situations
involving a “no-strike” provision, thereby making it a diffi-
cult question; however, since there is also support for the
Board’s interpretation, and because we are to review the
Board’s statutory interpretations under the deferential Chev-
ron standard, we must affirm the Board’s interpretation.
TNS cites several cases as support for the proposition that
§ 502 applies only in the context of a “no-strike” provision.
See, e.g., Whirlpool Corp. v. Marshall, 445 U.S. 1, 18 n.29,
63 L. Ed. 2d 154, 100 S. Ct. 883 (1980) (the “effect of this
section is to create an exception to a no-strike obligation in a
collective-bargaining agreement.”); Gateway Coal Co. v.
United Mine Workers of America, 414 U.S. 368, 385, 38 L.
Ed. 2d 583, 94 S. Ct. 629 (1974) (“This section provides a
limited exception to an express or implied no-strike obli-
gation,” thereby insulating participants from injunctions,
liability for damages, or termination when a cessation of work
is necessary “to protect employees from immediate danger.”’);
Plain Dealer Publ’g Co. v. Cleveland Typographical Union
No. 53, 520 F.2d 1220, 1228 (6th Cir. 1975) (“This recog-
nition of a right to refuse to work provides a limited
bist A SRE oie tsk, tani ambled, Dake? ena eee ee
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9a
exception to an express or implied no-strike obligation.”
(citing Gateway Coal)); NLRB v. Tamara Foods, Inc., 692
F.2d 1171, 1183 (8th Cir. 1982) (finding § 502 inapplicable
in a case where there was no collective bargaining agree-
ment); Knight Morley Corp., 116 N.L.R.B. 140, 146 (1956),
enforced, 251 F.2d 753 (6th Cir. 1957) (holding that § 502’s
purpose was to give employees a right to walk off the job
because of abnormally dangerous conditions “even in the face
of a no-strike clause in their contract with an employer”).
Further, there is logical support for the idea that § 502 only
applies when employees are faced with either a contractual or
implied “no-strike” provision. If § 502 were so interpreted,
the section would exempt workers who quit work out of
concern for their safety from the injunctions and damage
actions that usually follow work stoppages in contravention
of these provisions. One might argue that an employee not so
constrained is free to make a decision as to whether he wants
to work in a potentially dangerous situation without the threat
of an injunction or damage action, and so he is not in need of
the protections of § 502.
However, as both sides admit, there is nothing in the
legislative history of either § 502 or the NLRA more
generally that addresses “‘no-strike provisions.” As explained
above, in the absence of an express congressional imperative
one way or the other, the Chevron standard serves to protect
the Board’s interpretation as long as it is “reasonable.” See
Chevron, 467 U.S. at 843-44. In this case, the Board has a
reasonable answer to almost all of the support cited by TNS.
First, all of the cases discussing the issue, except Tamara
Foods, 692 F.2d at 1183, were dealing with situations where
either an express or implied “no-strike” provision was in
effect. It is a different thing to say that § 502 is an exemption
to “no-strike” provisions when there is a no-strike provision
than it is to say that § 502 applies on/y when there is a “no-
strike” provision. The only case that even arguably says
10a
“only” is the Eighth Circuit’s Tamara Foods decision. How-
ever, this case is distinguishable in that, although it discusses
no-strike clauses and § 502, it actually finds the section
inapplicable because there was no “collective bargaining
agreement,” not because there was no “no-strike” clause.
Ibid. Further, Tamara Foods merely quotes without dis-
cussion the language of Whirlpool Suggesting that § 502 is an
exception to a no-strike provision (which, as already
mentioned, makes its assertion in a case where a “no-strike”
provision was in effect). [bid.
From a logical standpoint, there is also an argument
favoring the Board’s position. If § 502 is interpreted to
provide job protection to employees engaged in a protected
work stoppage, it would seem somewhat anomalous to
provide this protection to unionized employees subject to a
collective bargaining agreement that includes a no-strike
clause but deny it to unionized employees not working under
such a collective bargaining agreement and to all non-
unionized employees. Further, while it is true that several
. administrative law judges have held § 502 to be limited in
this way, up until now the Board has expressly reserved
ruling on the issue. See Beker Industries Corp., 268 N.L.R.B.
975, 975 n.1 (1984); Gibraltar Steel Corp., 273 N.L.R.B.
1012, 1012 n.2 (1984). Now, however, the Board has so ruled
and this court is bound to uphold its determination under the
Chevron standard of review, because Congress has not
spoken on the issue and the Board’s interpretation is
reasonable.
2. Whether the Board erred in interpreting § 502 to
require only a good faith belief on the part of the
employees that abnormally dangerous conditions exist,
as opposed to requiring that abnormally dangerous
conditions actually exist
The Board’s newly adopted test for § 502 applicability is
premised on the idea that § 502 requires a good faith belief in
lla
the existence of abnormally dangerous working conditions
and that the belief be supported by ascertainable, objective
evidence. TNS argues that this is incorrect—that abnormal
danger-in-fact is required before § 502 will apply to a work
stoppage. While, again, there are arguments supporting
TNS’s interpretation of § 502, Chevron again compels this
court to affirm the Board’s contrary-interpretation.
In support of its position, TNS states that the Supreme
Court in Gateway Coal dictated an approach requiring such a
standard. It is true that Gateway Coal can be read this way, as
it requires “objective evidence that [abnormally dangerous]
conditions actually obtain.” Gateway Coal, 414 U.S. at 386
(emphasis added). Gateway Coal goes on to state that “a
union seeking to justify a contractually prohibited work
stoppage under § 502 must present ‘ascertainable, objective
evidence supporting its conclusion that an abnormally
dangerous condition for work exists.’ /d. at 386-87 (quoting
Gateway Coal Co. v. United Mine Workers of America, 466
F.2d 1157, 1162 (3d Cir. 1972) (Rosenn, C.J., dissenting)).
TNS also cites NLRB v. Fruin-Colnon Construction Co.,
330 F.2d 885, 892 (8th Cir. 1964), which held that employees
leaving their jobs because of dangerous conditions risk
discharge because of their no-strike clause “should proof later
of the physical facts fail to support their prior belief.” Further,
TNS points out that the Board has followed this view in the
past, holding that “it is well settled that Section 502 applies
only where it has been objectively established that the
working conditions are abnormally dangerous.” Goodyear
Tire & Rubber Co., 269 N.L.R.B. 881, 881 (1984) (Board
overruling an ALJ decision holding that § 502 protects
employees with only a good faith belief that abnormally
dangerous conditions exist).
However, there are again responses to TNS’s arguments.
For example, though the language quoted above from Gate-
way Coal seems to support TNS’s reading of § 502, Gateway
12a-
Coal actually deals with a situation where a striking union
claimed § 502 protection based solely on their claim of
subjective belief of abnormal danger. The union offered no
objective evidence to back up this claim, and it was on this
basis that the Court held that § 502 did not apply. /bid. As for
the Eighth Circuit’s Fruin-Colnon decision, this too was a
situation virtually devoid of any evidence of abnormal
danger. See Fruin-Colnon, 330 F.2d at 892 (rejecting § 502
applicability when evidence of abnormal danger was “based
upon isolated testimony of the alleged discriminatees and
unreasonable inferences which are unsubstantial considering
the record as a whole’’).
Further, while there is case law tending to support TNS’s
reading of § 502, there is also case law that clearly supports
the Board’s interpretation. For example, this circuit has held
that the important question in a § 502 situation is not whether
abnormal danger actually existed, but whether it was shown
by objective evidence that the employees’ working conditions
“might reasonably be considered ‘abnormally dangerous.’”
Knight Morley, 251 F.2d at 759. In so holding, this court
wrote that § 502 “expressly limits the right of management to
require continuance of work under what the employees in
good faith believe to be ‘abnormally dangerous’ condi-
tions.” /bid.
There is also persuasive authority to support the Board’s
position. For example, in Banyard v. NLRB, 164 U.S. App.
D.C. 235, 505 F.2d 342, 348 (1974), the District of Columbia
Circuit rejected the notion that § 502 sets up an unsafe-in-fact
standard. Instead, the Banyard court explained that the issue
in § 502 cases is whether, “in the Board’s own language, ‘the
actual working conditions shown to exist by competent
evidence might in the circumstances reasonably be con-
sidered “abnormally dangerous.” /bid.
Finally, although the Board has used language in prior
cases suggesting the use of a danger-in-fact standard, the
13a
Board has also found § 502 applicable to work stoppages
where it was determined that the complained-of working
conditions were not in fact abnormally dangerous. However,
objective evidence of abnormal danger was required to
support the employees’ belief. See Roadway Express, 217
N.L.R.B. 278, 280 (1975) (an experienced truck driver’s
opinion that a truck was unsafe, when that opinion was shared
by other drivers, was “objective enough” evidence under §
502 “to lead a person to reasonably determine that he should
not drive such a truck”); Redwing Carriers, Inc., 130
N.L.R.B. 1208, 1209 (1960) (“What controls is not the state
of mind of the employee . . . concerned, but whether the
actual working conditions shown to exist by competent evi-
dence might in the circumstances reasonably be considered
‘abnormally dangerous.’’’).
In short, again, there is evidence to support the inter-
pretations adopted by both sides. Therefore, the question
comes down to one of standard of review. TNS argues that
the Board is not entitled to deference in its statutory
construction here, because it contends Congress has spoken
on this issue. The Company points to the text of § 502, which
provides its protection to the “quitting of labor by an
employee or employees in good faith because of abnormally
dangerous conditions for work.” According to TNS, this
language clearly expresses Congress’s intent that § 502
only cover cases where abnormally dangerous conditions
actually exist.
While it is true that Congress could have drafted a clearer
expression of its intent, it is not true that it did in the present
case. The text of § 502, taken as a whole, is open to both
interpretations, as is evident from the extensive case law
discussed above attempting to interpret the statute (and
coming out on both sides). As the Supreme Court has
explained, “if the intent of Congress is clear, that is the end of
the matter; for the court, as well as the agency, must give
l4a
effect to the unambiguously expressed intent of Congress.”
Chevron, 467 U.S. at 842-43. However, “if the statute is
silent or ambiguous with respect to the specific issue, the
question for the court is whether the agency’s answer is based
on a permissible construction of the statute.” /d. at 843. In
this case, Congress’s intent on this specific issue is
ambiguous, and therefore this court must apply the deferential
Chevron standard of review to the Board’s interpretation.
Since the construction put forward is both permissible and
reasonable, this court must uphold the Board’s determination
that § 502 requires only a good faith belief—supported by
ascertainable, objective evidence—in the existence of
abnormally dangerous working conditions.
3. Whether the Board erred in interpreting § 502 to pro-
hibit companies from permanently replacing workers
who quit work because of abnormally dangerous
conditions
TNS’s final challenge to the Board’s statutory interpre-
tation is that the Board incorrectly interpreted § 502 to
preclude employers from permanently replacing workers
engaged in a § 502 work stoppage. TNS argues that an
employer should have the same right to replace workers who
participate in a § 502 work stoppage as it does to replace any
other employees who engage in work stoppages not caused or
prolonged by employer unfair labor practices. See NLRB v.
Mackay Radio & Tel. Co., 304 U.S. 333, 345-46, 82 L. Ed.
1381, 58 S. Ct. 904 (1938) (holding that an employer may
replace striking workers with others to carry on business so
long as the employer is not guilty of unfair labor practices).
See also Belknap, Inc. v. Hale, 463 U.S. 491, 504 n.8, 77 L.
Ed. 2d 798, 103 S. Ct. 3172 (1983) (holding that absent
evidence of an independent unlawful purpose, it is to be
presumed that an employer’s motive in permanently replacing
its employees is to serve the legitimate business interest of
continuing its operation). TNS claims that because it has not
Sa
engaged in an unfair labor practice (governed by § 8 of
NLRA), it should be permitted to permanently replace
workers striking under § 502.
This argument fails in this court, once again, because of the
(Chevron doctrine. In the absence of a clear textual description
of what protections are to be offered to employees engaged in
§ 502 actions, the Board has interpreted § 502 to protect
covered employees from being permanently replaced. Since
this interpretation is supported by logic, it is reasonable and
must be upheld.
This interpretation is supported by reason in several ways.
First, as the Court recognized in Gateway Coal, 414 U.S. at
387, § 502 confers “special protection” on employees who
quit work in the good faith belief that their workplace is
abnormally dangerous; however, this protection is meaning-
less if companies can simply replace these employees as if
they were normal economic strikers. Though this court has
not discussed this issue specifically, the Board’s determi-
ration that employers may not permanently replace employ-
ees who engage in § 502 job actions conforms with this
court’s holding that “when a work stoppage properly results
from abnormally dangerous working conditions, an employer
cannot resort to the weapons available to him in an
economically-motivated work stoppage.” Clark Eng’g &
Constr. Co. v. United Bhd. of Carpenters & Joiners, 510 F.2d
1075, 1080 (6th Cir. 1975).
More generally, the Supreme Court has held that a
company’s refusal to reinstate strikers is unlawful unless it is
based on a legitimate and substantial business justification.
See NLRB v. Fleetwood Trailer Co., 389 U.S. 375, 378, 19 L.
Ed. 2d 614, 88 S. Ct. 543 (1967). As TNS points out, the
Court in Mackay Radio, 304 U.S. at 345-46, held that per-
manent replacement of economic strikers is a legitimate
business purpose. However, the Board concluded as a matter
of statutory interpretation that this is not legitimate in the case
l6a
of a § 502 action, because it would defeat part of the purpose
of allowing workers faced with abnormal danger to take job
action if they could simply be replaced with new workers
who may not be aware of the dangerous conditions. As
mentioned, Congress has not spoken on this issue and the
Board’s interpretation is reasonable; as such, we are bound by
Chevron to uphold the Board’s interpretation.
TNS’s Challenges to the Board’s Application of its § 502
Test to the Facts of the Present Case
This court having rejected TNS’s various arguments for
why the Board’s four-part test is not a permissible inter-
pretation of § 502, we now turn to TNS’s challenges to the
Board’s application of its test to the facts of this case. As
noted above, in determining that § 502 applied to the TNS
employees’ work stoppage, in a situation involving “cumu-
“lative, slow-acting dangers to employee health and safety,”
the Board held that the NLRB General Counsel had
successfully proven by a preponderance of the evidence that
(1) the employees believed in good faith that their working
conditions were abnormally dangerous; (2) the belief was a
contributing cause of the work stoppage; (3) the employees’
belief was supported by ascertainable, objective evidence;
and (4) the perceived danger posed an immediate threat of
harm to employee health or safety. TNS, 329 N.L.R.B. 602,
1999 WL 818610, at *2. However, with respect to the last
requirement, the Board noted that, due to the nature of
cumulative, slow-acting dangers, “there will probably not be
a single moment when ‘immediate’ departure from the
workplace is obviously necessary.” 329 N.L.R.B. 602, /d. at
*11. Defined so loosely, the fourth requirement is not
difficult to fulfill; possibly for this reason, TNS principally
argues that the Board erred in finding that the first, second,
and third requirements were fulfilled.
On review by this court, findings of fact made by the Board
are conclusive if supported by substantial evidence on the
17a
record considered as a whole. See 29 U.S.C. § 160(f) (2002).
Though deferential, this standard of review is not trivial. As
the Supreme Court has pointed out, it is not enough merely to
verify that there is evidence to support the Board’s deter-
mination “without taking into account contradictory evidence
or evidence from which conflicting inferences could be
drawn.” Universal Camera Corp. v. NLRB, 340 U.S. 474,
487, 95 L. Ed. 456, 71 S. Ct. 456 (1951). Instead, the review
must also “take into account whatever in the record fairly
detracts from its weight.” Jd. at 488. The Supreme Court has
described this standard of review as “requiring a court to ask
whether a ‘reasonable mind might accept’ a_ particular
evidentiary record as ‘adequate to support a conclusion.””
Dickinson v. Zurko, 527 U.S. 150, 162, 144 L. Ed. 2d 143,
119 S. Ct. 1816 (1999) (quoting Consol. Edison Co. v. NLRB,
305 U.S. 197, 229, 83 L. Ed. 126, 59 S. Ct. 206 (1938)).
4. Whether the Board erred in its factual determinations
(1) that the TNS employees believed in good faith that
their working conditions were abnormally dangerous
and (2) that their belief was a contributing cause of the
work stoppage
The first two factual challenges made by TNS are best
addressed together, as it is impossible to separate the proof of
one from the proof of the other. Therefore, we first look at
whether there is substantial evidence on the record as a
whole to support the Board’s factual findings that the TNS
employees believed in good faith that their work conditions
were abnormally dangerous and that this belief was a
contributing cause of the work stoppage. We find that there is
such evidence.
TNS makes a well-documented argument that the danger-
ous working condition claims were only a pretext for the
striking employees’ actual, economic motivations. In support
of this contention, TNS points to the timing of the job action
(at the expiration of the employees’ collective bargaining
| SET
18a
agreement, at a time when negotiations with management
seemed stalled). The Company also alleges that it received no
official challenges by employees or the Union to health and
safety conditions at the plant until after the March 1981 strike
vote. Further, the Company cites Union discussions and
graffiti placed on TNS property as evidence that the Union
was focused on economic matters, and not workplace safety,
at the time of the vote. Finally, the Company alleges that rank
and file Union members were unaware of much of the
“objective evidence” of danger that the Board cites, and so
even if there were such evidence, it could not have been a
motivating factor for the walkout.
The picture painted by the Board’s proffered evidence
could not be more different. The Board cites frequent safety
inspections and reports of complaints made by the Union
since October 1980 as evidence of the employees’ concern
for their safety. Further, the Board notes that the ultimatum
sent by the Union to the Company on March 10, 1981 stated
that if the employees walked out, it would be because of
alleged dangers in the workplace. The Board cites numerous
discussions at Union meetings and numerous. worries
expressed by employees about the dangers caused by DU dust
in the factory. The Union in its brief states:
In the period leading up to the work stoppage,
employees knew that, due to the Company’s woefully
inadequate dust control program, they were ingesting
inordinate quantities of DU, and that several of them
were experiencing disturbing medical symptoms asso-
ciated with kidney dysfunction. TNS itself began to
inform some employees that they had high levels of
uranium in their urine. . . . The step TNS took in
response to these developments . . . was to implement an
19a
obviously inadequate respirator program, which only
made it more apparent that the employees’ health was in
grave peril.”
In short, the evidence is strongly set out by both sides in
twenty years of documents, transcripts, and _ testimony.
However, given the standard of review that constrains this
court in examining factual determinations of the Board, the
> Another description (though an admittedly one-sided one), based
largely on evidence in the record, can be found in C. John Cicero, TNS,
Inc.—The National Labor Relations Board's Failed Vision of Worker
Self-Help to Escape Longterm Health Threats from Workplace Carcin-
ogens and Toxins, 24 Stetson L. Rev. 19, 22 (1994):
At the end of a workday in the company’s foundry, the
employees’ ‘faces and other exposed portions of their bodies were
black from the dust, soot, and smoke. During one phase of the
production process, employees packed depleted uranium in the form
of “greensalt,” a powdery, heavy radioactive compound, into pots
by hand. The radioactive mixture routinely flew up from the pots
and settled into employees’ ears, nostrils, and mouths. Many
employees discharged black mucus when they sneezed or blew their
noses. An operator testified that “the black soot would make his hair
stiff as brillo; he wore plugs to prevent dirt from entering his ears.”
Another employee kept a toothbrush at his work station to remove
dusty particles which lodged in his teeth. Yet another testified how
she “scrubbed her skin with a buffing pad at the end of the day to
remove the black specks from her pores.” When she asked TNS’
Resident Safety Officer, Jim Barlow, whether tests could be
performed to sample the black material that infiltrated the workers’
nostrils, he told her that “such a test would be too costly.” TNS’
plant engineer acknowledged “that at the end of the workday, the
foundry employees looked like coal miners.”
Conditions were no better in the penetrator shop. One employee
testified that with the shop door opened, he “could see dust motes
suspended in the air.” He could not, however, see “the invisible
concentrations of alpha particles which emanated from the airborne
contaminants.” Smoke from the furnace and the torge contributed to
the “hazy and contaminated atmosphere,” an atmosphere cooled by
“mists bearing uranium metal specks which sprayed the operators’
faces and clothing.”
20a
mere fact that evidence goes both ways does not help TNS’s
case. Instead, in order to overturn the Board’s factual findings
with respect to the employees’ beliefs and motivations, we
would have to be able to say that the Board’s determination is
not supported by “substantial evidence on the record con-
sidered as a whole.” 29 U.S.C. § 160(f) (2002). We are
unable to do that here.
5. Whether the Board erred in finding objective evidence
of abnormal danger to exist in a plant regulated,
monitored, and permitted to continue operation by the
Nuclear Regulatory Commission and _ its state
counterpart
As mentioned above, in the course of finding that § 502
applied to the work stoppage at TNS, the Board found that the
employees’ good faith belief in the existence of abnormally
dangerous conditions was supported by “ascertainable, objec-
tive evidence” of abnormal danger. The Board did this in a
situation where, although the relevant nuclear regulatory
agencies sent non-compliance letters and cited violations, the
agencies did not see an immediate and serious danger
warranting decisive action. With that in mind, TNS argues in
its final challenge to the Board’s factual findings that this
court should overturn the Board’s finding that evidence
supported the employees’ belief in abnormal danger.
TNS can be read to be making two different arguments on
this score, and we will deal with each in turn. First, TNS
argues that, as a matter of law, the Board can not find that
objective evidence supports the employees’ belief in
abnormal danger when the relevant nuclear regulatory agen-
cies are actively monitoring the Company’s operations and
find no cause to order closure or any type of emergency
remedial action. We reject that argument. Alternatively, TNS
might argue that, in the present case and given the monitoring
and inaction by the regulatory bodies, the actual findings
of facts relied upon by the Board as providing evidence
2la
supporting the employees’ belief were insufficient to support
the Board’s finding. Utilizing the standard of review with
which this court examines NLRB fact-finding, this argument
would require us to hold that the Board’s determination was
not supported by “substantial evidence on the record con-
sidered as a whole.” 29 U.S.C. § 160(f) (2002). We agree
with this argument.
We first address TNS’s argument that the Board could not,
as a matter of law, find objective evidence to support the
employees’ belief in the face of regulatory non-action.
However, before addressing this argument, it is necessary to
review the nuclear regulatory scheme in general and the
agencies’ actions with respect to TNS’s operations.
As part of the complete federal preemption of nuclear
safety, Silkwood v. Kerr-McGee Corp., 464 U.S. 238, 249, 78
L. Ed. 2d 443, 104 S. Ct. 615 (1984) (federal government
occupies entire field of nuclear safety); Pac. Gas and Elec.
Co. v. State Energy Res. Conservation & Dev. Comm'n, 461
U.S. 190, 208, 75 L. Ed. 2d 752, 103 S. Ct. 1713 (1983)
(“the safety of nuclear technology [is] the exclusive business
of the Federal Government”), Congress delegated exclusive
licensing and regulatory authority to the Atomic Energy
Commission, which was replaced by the Nuclear Regulatory
Commission (NRC) in 1974. See Duke Power Co. v. Carolina
Envtl. Study Group, Inc., 438 U.S. 59, 63, 57 L. Ed. 2d 595,
98 S. Ct. 2620 (1978). Specifically, Congress gave the NRC
authority to regulate nuclear materials to protect “public
health and safety.” 10 C.F.R. § 1.11(b) (2002).
In turn, pursuant to 42 U.S.C. § 2021, Congress provided
that the NRC may delegate certain aspects of nuclear
regulation to states. See 42 U.S.C. § 2021 (2002). Under this
provision, state regulatory agencies may assume regulatory
authority for low-level radiation, subject to NRC regulations.
Tennessee became such an “agreement state” in 1965 and, as
a result, the Tennessee Division of Public Health, Division of
22a
Radiological Health (TDRH) regulates facilities such as TNS,
although it utilizes NRC guidelines to accomplish the regu-
lation. The TDRH conducts periodic inspections of the
nuclear facilities it regulates to ensure that they are in com-
pliance with regulations, and NRC officials join TDRH
inspectors on occasion. The TDRH has the legal authority to
close a facility by suspending or revoking its license to
operate in the state.
From 1979 onwards, the TDRH conducted semi-annual
inspections of TNS’s operations. There is conflict between
the parties as to whether TNS was _in full compliance with
NRC and TDRH regulations. However, if nothing else, there
seems to be no contention that the agencies found conditions
at the plant to be immediately dangerous, as evidenced by the
fact that they might have taken decisive regulatory action
against the Company and did not. Even the Board recognizes
this, having quoted in its first decision language from the
report of the last TDRH inspection of the TNS plant prior to
the job action: “inplant site is not as contaminated as noted
several years ago . . . . There are many areas that need
improvement and constant updating but it appears that at the
present time no crisis or eminent [sic] threat to health and
safety exists.” TNS, 309 N.L.R.B. at 1351 (quoting TDRH
Inspection Report from March 9-10, 1981 inspection).
TNS argues that where an expert agency, monitoring the
situation, and having authority to shut down the workplace or
remove employees from their jobs for safety or health
reasons, has not taken such action, appropriate deference to
that agency’s expertise requires that the Board apply a
presumption that no “abnormal danger” exists.
The Board responds that it did not find that working
conditions were in fact abnormally dangerous; rather it found
that employees possessed a good faith belief that their work-
place was abnormally dangerous and that objective evidence
supported that belief. So, as the Board states in its brief to this
<=
23a
court, even if the NRC and the TDRH found that no abnormal
danger existed at TNS, the NLRB “still would not have been
compelled to dismiss the complaint, provided that the
objective record evidence before it showed that conditions at
the time of the work stoppage might reasonably be considered
abnormally dangerous.” NLRB Br. at 37. Further, the Board
contends that it did not, by its finding, make the findings of
the NRC and the TDRH irrelevant; on the contrary, the Board
used citation letters from the TDRH, charging TNS with
violations of radiation’ safety standards, as the basis for its
finding that there was enough objective evidence to support
the employees’ good faith belief.
In general, courts have held that scientific regulatory
agencies such as the NRC should be given extreme deference
within their area of expertise. See Baltimore Gas & Elec. Co.
v. NRDC, 462 U.S. 87, 103, 76 L. Ed. 2d 437, 103 S. Ct. 2246
(1983); Fed. Power Comm'n v. Florida Power & Light Co.,
404 U.S. 453, 463, 30 L. Ed. 2d 600, 92 S. Ct. 637 (1972);
Browning-Ferris Indus. v. Muszynski, 899 F.2d 151, 160 (2d
Cir. 1990) (“Courts should be particularly reluctant to
second-guess agency choices involving scientific disputes
that are in the agency’s province of expertise.”). As one
amicus brief pointed out, this deference promotes efficiency,
avoids unnecessary duplication of effort and helps to avoid
the situation where an agency without expertise in an area
countermands the determinations of agencies with that
expertise, and thereby frustrates broader purposes. See LPA,
Inc. and the Nat’! Ass’n of Mfrs. Br. at 7-8. As an example, in
speaking particularly of the NRC, the Sixth Circuit has joined
with almost every other circuit in holding that NRC safety
regulations conclusively establish the duty of care owed by
defendants in radiation safety personal injury cases governed
by the 1998 amendments to the Price-Anderson Act. See
Nieman v. NLO, Inc., 108 F.3d 1546, 1552-53 (6th Cir. 1997).
24a
As for the Board, it has in the past accepted agencies’
standards and regulations governing the agencies’ areas of
concern in determining whether a claim of abnormal danger
was proven by objective facts. See Goodyear, 269 N.L.R.B.
at 881 (Board rejected § 502 claim of abnormal danger,
relying in part on manufacturer’s statements that federal
regulatory agencies had not restricted use of product); Daniel
Constr. Co., 264 N.L.R.B. 770 (1982) (Board affirmed that
employee’s refusal to work in radiation area did not fall under
§ 502, because no objective evidence was found to support
danger claim and there was apparent full federal regulatory
compliance); Baker Marine Corp., 258 N.L.R.B. 680 (1981)
(Board rejected § 502 claim of abnormal danger after ALJ
noted procedures within OSHA safety standards).
However, in the present case, the Board did not find
“abnormally dangerous” a condition that the NRC did not
find dangerous. It found merely that there was objective
evidence to support the employees’ belief that their working
conditions were abnormally dangerous. There is a practical
concern that this is merely splitting hairs and that by
permitting employees § 502 protection for work stoppages in
cases where regulatory agencies have not seen the need to act
decisively, the Board would effectively be setting higher (and
different) standards for nuclear safety than those set by the
expert agencies. One might argue accordingly that companies
would then be forced to continue to comply with the nuclear
agencies’ requirements, but at the same time make sure that -
despite the companies’ compliance - employees were not able
to build a credible case that abnormal danger existed, thereby
providing a basis for a protected job action (which, of course,
might be used manipulatively to secure unrelated conces-
sions). Some may argue that the NRC’s bright line rules and
radiation guidelines would therefore be undermined by
companies having to worry not just about the NRC but
also about the NLRB in their radiation programs. However,
this practical consideration is for the time being merely
25a
speculative, as the Board argues rightly that it did not make a
decision contrary to NRC findings, but merely found objec-
tive evidence (in part based on NRC & TDRH non-
compliance letters) to support the employees’ good faith
belief that their workplace was abnormally dangerous. |
Further, leaving policy decisions aside, there is at least
some support for the Board’s determination that it need not
defer completely to the NRC. In the Supreme Court’s
Whirlpool decision, 445 U.S. at 8-11, the Court was asked to
decide the validity of a rule promulgated by the Secretary of
Labor, which allowed workers to refuse to engage in work
they in good faith believed to be dangerous. Arguments
against the rule included the facts that the Occupational
Safety and Health Act (OSH Act) did not explicitly provide
for this type of protected refusal, and that the employees
already had an avenue for redress of safety concerns through
the OSH Act by direct complaint to OSHA, the agency
charged with enforcing the act. The Court found that, despite
the existence of an administrative agency charged with
evaluating safety, there were times when it would be
necessary for employees to take matters into their own hands.
Discussing the validity of the rule allowing employees to
refuse certain jobs, even when OSHA had not prohibited
workers from performing them, the Court wrote:
Circumstances may sometimes exist in which the
employee justifiably believes that the express statutory
arrangement [the OSH Act] does not sufficiently protect
him from death or serious injury. Such circumstances
will probably not often occur, but such a situation may
arise when (1) the employee is ordered by his employer
to work under conditions that the employee reasonably
believes pose an imminent risk of death or serious bodily
injury, and (2) the employee has reason to believe that
26a
there is not sufficient time or opportunity either to seek
effective redress from his employer or to apprise OSHA
of the danger.
Nothing in the Act suggests that those few employees
who have to face this dilemma must rely exclusively on
the remedies expressly set forth in the Act at the risk of
their own safety. But nothing in the Act explicitly
provides otherwise. Against this background of legis-
lative silence, the Secretary has exercised his rulemaking
power under 29 USC §§ 657(g)(2), and has determined
that, when an employee in good faith finds himself in
such a predicament, he may refuse to expose himself to
the dangerous condition, without being subjected to
‘subsequent discrimination” by the employer.
Whirlpool, 445 U.S. at 10-11. While there are certainly
differences between this case and Whirlpool (for example,
here there is no express rule from the Secretary of Labor
permitting the action based on good faith belief and the
provisions are under different statutes with different purposes
and goals), this case represents analogous support for the
proposition that the Board can find a permissible basis for
employees to engage in a work stoppage based on radiation
safety even in the absence of decisive action by the NRC.
Having rejected the proposition that the NLRB can not, as
a matter of law, find that objective evidence supports em-
ployees’ belief in abnormally dangerous working conditions
when relevant regulatory agencies have chosen not to take
immediate or emergency action, we must consider whether
the Board’s factual finding of objective evidence in this case
is supported by substantial evidence.
As would be expected in a case with the complicated
procedural history of this one, there is extensive evidence in
the record. However, in finding that its third requirement was
fulfilled, namely that objective evidence supported the TNS
27a
employees’ good faith belief that their workplace was
abnormally dangerous, the Board merely cited without expla-
nation four factors listed by the ALJ in her decision:
(1) air quality at the facility exceeded MPC [maximum
permissible concentration] at 11 work stations for at
least the last quarter preceding the strike; (2) the pro-
tracted use of respirators by a substantial number of
employees was deleterious to their health; (3) the em-
ployees’ average whole body uranium exposures were
far greater than those typical for the nuclear industry;
and (4) that repeated and excessive uranium-in-urine
levels indicated serious risk of kidney damage.
TNS, 329 N.L.R.B. 602, 1999 WL 818610, at *12. The Board
held that this evidence “constitutes objective proof supporting
[the employees’] belief that their workplace had become too
unsafe an environment to continue working.” /bid.
One must go back to the ALJ’s decision in this case to fill
out the details of the facts cited by the Board as supporting
the employees’ belief that their workplace was too dangerous
to work in.
The first piece of evidence cited by the Board dealt with
the amount of DU dust in the facility’s air. Since the DU used
in the manufacturing process at TNS is a_ low-level
radioactive material, the TDRH set a standard for the MPC of
airborne DU particles, defined as the amount of airborne
radioactive material beyond which no worker is to be exposed
for 40 hours per week for 13 weeks. Though there is a great
deal of back and forth in the record with respect to its
significance, it is undisputed that both company records and
TDRH inspections revealed DU dust in excess of MPC at
some workstations in the TNS plant.
However, the second piece of evidence cited by the Board,
that employees were wearing respirators, was in direct
response to the high levels of DU dust found to be in the air.
CO ——
28a
Engineering controls, such as ventilation equipment, should
keep the amount of DU dust in the air below MPC. In the
event that these controls were ineffective at keeping dust
below MPC, TDRH regulations called for the use of
respirators to keep the dust out of employees’ lungs. In
January 1981, TNS had instituted a program of respirator use
for areas of its plant with excessive dust levels. New equip-
ment to reduce dust levels in the air had been ordered, and the
ventilator program was set to continue until August 1981,
when that equipment would be installed. The ALJ discussed
at length TNS’s ventilator use, noting likely violations of
TDRH ventilator policies and the discomfort experienced by
employees forced to wear them. See TNS, 309 N.L.R.B. at
1410-12 (the ALJ decision is reprinted in the Board’s first
TNS decision, beginning at 1388). However, the use of
ventilators is better read as a response to potentially dan-
gerous conditions rather than a dangerous condition itself; in
this way, TNS’s ventilator policy is either unrelated to, or
an amelioration of, a potentially dangerous condition facing
the employees.
Therefore, both airborne dust levels and ventilator use are
only tangential to the real focus of the Board’s inquiry—
objective evidence of danger to the employees’ health. The
third factor underlying the ALJ and Board decisions, the
contention that average whole body uranium exposures at
TNS were greater than typical for the nuclear industry, speaks
directly to employee health concerns. The Board summarized
the basis for this factor in its first TNS decision. The Board
explained that the TDRH called in the National Institute of
Occupational Safety and Health (NIOSH) to investigate the
TNS facility in late 1981, and quoted from the resultant
NIOSH report in noting:
NIOSH found that “whole body doses for production
workers from 1975 to 1980 ranged from 1.06 rems to
2.16 rems,” with none having “‘ever exceeded 5 rems per
ORO
29a
year whole body dose” since 1978. NIOSH concluded
that these doses, “while for the most part within legal
limits, were higher than doses observed among workers
in other parts of the uranium fuel cycle and other U.S.
nuclear industries.”
Id. at 1354. The TDRH had adopted NRC regulations stating
that external exposure to radiation was not to exceed 5 rems
per year. Therefore, according to the Board’s reading of the
facts, TNS’s workers—while apparently receiving higher
than average exposure for United States nuclear industries -
did not receive radiation exposure above that permitted by
NRC/TDRH regulations.”
Finally, the Board mentioned the uranium-in-urine levels
of TNS’s employees. Since the DU used in the manufacturing
process at TNS’s facility is both a low-level radioactive
material and a toxic heavy metal, the TDRH monitored safety
levels at the plant with respect to exposure to radiation and
intake of uranium. There was no NRC regulation on
permissible uranium levels in employees’ kidneys; there was
only a non-binding guideline, the usefulness of which the
parties dispute. The NRC guideline stated that workers face a
“possibility of kidney damage” if any single urine sample
shows greater than 130 micrograms of uranium per liter of
urine (ug/l). See NRC Reg. Guide 8.22 (1987). The guide-
line set a “notice” level of 15 ug/l and an “action” level of
30 ug/l. The “notice” level is essentially an alarm signal, at
> In so concluding, the Board focused on average whole body uranium
levels. However, the NIOSH report recognized that individual exposure
levels were a more accurate consideration. A review of the NIOSH report
upon which the Board based its factual conclusions reveals that one TNS
worker in 1977 and two workers in 1978 had whole body exposures equal
to or greater than 5 rems. However, according to the report, no TNS
worker was exposed to 5 rems or more after 1978. Therefore, according
to the NIOSH report, TNS was in complete regulatory compliance in
this regard.
30a
which the cause of the elevated sample should be inves-
tigated; when the “action” level is reached, the employee is to
be removed from his or her work area until their uranium-in-
urine level falls.
However, the guideline had never been adopted by the
NRC, and the TDRH used the more permissive standard
published by the United States Army for testing uranium
levels in employees’ kidneys (the DARCOM standard). The
DARCOM manual set a “notice” level of 50 ug/l and an
“action” level of 100 ug/l. Again, there was a great deal of
discussion in the record in this case about varying results at
varying times; however, both parties and the Board agree
with the conclusion of the NIOSH report that from 1977-
1981, 52% of TNS employees had one or more urine samples
greater than the DARCOM notice level of 50 ug/1 and 19.5%
had one or more samples above the action level of 100 ug/1.
The NIOSH report did not set forth statistics illustrating
whether any employees had uranium-in-urine concentrations
at or above the danger level of 130 ug/l set by the NRC
guideline. However, the report summarily stated that “urine
uranium concentrations exceeded NRC guidelines for bio-
assay at uranium mills, but not the less stringent [DARCOM]
standards enforced by the state’ So, just as with the whole
body exposure data, the uranium-in-urine data relied upon by
the Board as providing objective evidence to support the
employees’ belief that their workplace was abnormally
dangerous consisted of scientific measurements within the
limits set by the relevant nuclear regulatory agency.
These facts are important not because they show TNS
complying with regulatory rules, but because the limits as set
by the NRC and adopted by the TDRH are established with a
considerable margin for safety, such that when complied
with, no injury would be expected in the exposed workforce.
See Johnston v. United States, 597 F. Supp. 374, 424-25 (D.
Kan. 1984). As the NRC itself has explained, its dose limits
3la
incorporate a “significant safety factor” so that substan-
tial injury or damage should not occur unless exposure
exceeds those limits by a “significant multiple.” 10 C.F.R.
§ 140.81(b)(1) (2002). Indeed, even the ALJ recognized the
value of reference to the limits set out by the regulatory
agencies. She wrote, “I can conceive of no more objective
means to assess whether the TNS employees were subjected
to abnormal dangers than to examine the evidence in this case
in light of the administrative standards.” TNS, 309 N.L.R.B.
at 1437. While the urine samples pointed to by the Board
exceed the non-binding guideline set out by the NRC, they
are within the standard promulgated by the U.S. Army and
adopted by the TDRH, and there is no evidence in the record
to suggest that the Army guidelines are not equally good
measures of safety.
So, in other words, the pieces of evidence relied upon by
the Board as providing objective evidence to support the TNS
employees’ belief that their workplace was abnormally
dangerous merely show that TNS had largely complied with
regulatory limits set with a considerable margin for safety.
As we explained above, a lack of emergency action by the
NRC or its state counterpart does not prohibit, as a matter of
law, an NLRB finding that objective evidence existed to
support the employees’ belief that their workplace was too
dangerous to work in. However, at the same time, the
existence of regulatory oversight, the power of the regulator
to take emergency remedial action, and the decision not to do
so must count for something. In the same way, concrete
health measurements within the limits promulgated or
adopted by those agencies also must count. The NLRB is not
free to discount these facts completely and find evidence of
abnormal danger in the face of them without further support.
For instance, there could be egregious evidence simply not
addressed or understood by the regulator, or the regulator
could have been moving too slowly for the circumstances, or °
32a
it could be that the regulator was not fully apprised of or in
control of the situation. Non-action by the relevant regulator
is certainly not ipso facto proof of a lack of abnormal danger,
but it must weigh against a finding that the employees’ belief
that their workplace was too dangerous to work in was
supported by objective proof.
As mentioned above, the Supreme Court has instructed that
when reviewing fact-finding by the Board, courts are to
determine whether the findings of fact are supported by
substantial evidence by taking into account the evidence upon
which the Board relies and “contradictory evidence or
evidence from which conflicting inferences could be drawn.”
Universal Camera, 340 U.S. at 487. In the present case, three
of the four pieces of evidence relied upon by the Board are
not terribly persuasive, and one piece of evidence (the
respirator use) is either irrelevant to the danger inquiry or
evidence of improved conditions. When we also take into
account the NRC and TDRH standards and those agencies’
lack of decisive regulatory action as evidence contradicting
that evidence, it becomes clear that the Board’s conclusion -
that objective evidence supported the employees’ belief that
their workplace had become too dangerous to work in - is
simply not supported by substantial evidence on the record
considered as a whole.
Inexcusable Delay
Since courts are to be deferential in reviewing agency
determinations, denying enforcement of an order solely on
the basis of delay is inappropriate. See, e.g., NLRB v. Int'l
Ass'n of Bridge, Structural & Ornamental Ironworkers, Local
480, 466 U.S. 720, 725, 80 L. Ed. 2d 715, 104 S. Ct. 2081
(1984) (per curiam); NLRB v. J.H. Rutter-Rex Mfg. Co., 396
U.S. 258, 265-66, 24 L. Ed. 2d 405, 90 S. Ct. 417 (1969).
This is because, in situations where the questioned award
would be payment or action in favor of the company’s em-
ployees, “the Board is not required to place the consequences
33a
of its own delay, even if inordinate, upon wronged employees
to the benefit of wrongdoing employers.” J.H. Rutter-Rex
Mfg. Co., 396 U.S. at 265.
Still, the Administrative Procedures Act holds, “with due
regard for the convenience and necessity of the parties or
their representatives and within a reasonable time, each
agency shall proceed to conclude a matter presented to it.”
5 U.S.C. § 555(b) (2002) (emphasis added). Accordingly,
courts sometimes refuse to enforce agency awards when
undue delay has made their enforcement inequitable. See, e.g.
Emhart Indus. v. NLRB, 907 F.2d 372, 378-80 (2d Cir. 1990)
(refusing enforcement after six-year delay).
This circuit has followed a rule under which it will enforce
Board decisions, even if delayed, when there is ““no
allegation that the delay has in any way prejudiced [the
Company], or given the Board, or union, an unfair advan-
tage.” NLRB v. Hub Plastics, 52 F.3d 608, 614 (6th Cir.
1995) (quoting NLRB v. Mich. Rubber Prods., Inc., 738 F.2d
111, 113 (6th Cir. 1984)); see also NLRB v. Taylor Mach.
Prods., 136 F.3d 507, 513-14 (6th Cir. 1998) (same). In the
present case, TNS submits that it would be prejudiced by the
Board’s decision, in that the decision orders back pay and
reinstatement. Since this case dragged on for 18 years
between filing and the Board’s second decision, the back pay
that the Board ordered has potentially been mounting since
then. Further, the Company allegés that its operations have
so changed that ordering reinstatement of workers would
be unrealistic.
In a case with a Board-ordered remedy similar to this one,
the Second Circuit modified the Board’s award of back pay
and reinstatement because the case had dragged on for six
years, during which time the back pay figure had mounted
and the company had changed its internal structure to the
extent that reinstatement was unrealistic. See Olivetti Office
U.S.A., Inc. v. NLRB, 926 F.2d 181, 189-90 (2d Cir. 1991).
34a
The Board contends that there was no inexcusable delay, in
that the case presented novel issues, produced a voluminous
record and resulted in a lengthy 16l-page decision by the
ALJ, two comprehensive Board decisions, and a court of
appeals remand, as well as time spent by the Board trying to
reach a settlement between the parties. This is all true.
However, the undisputed fact is that the case was filed with
the Board in 1982. The Board’s ALJ did not issue a decision
until 1987. The Board did not issue its decision affirming the
ALJ until 1992, more than five years later. After remand by
the District of Columbia Circuit in 1995, the Board did not
issue its second decision until September 1999, more than
four years later. This court does not see a reasonable way to
hold the Company responsible for damages accruing over all
of this time, especially when its structure and business
changed in the interim. Accordingly, we VACATE the
Board’s decision finding TNS to have breached its obli-
gations under § 502, rather than remanding it for further
consideration.
35a
APPENDIX B
DECISIONS OF THE NATIONAL LABOR
RELATIONS BOARD
TNS, INC.
329 N.L.R.B. 602
TNS, INC. AND OIL, CHEMICAL AND ATOMIC WORKERS
INTERNATIONAL UNION, AFL-CIO.
Cases 10-CA-17709 and
10-CA-18785
September 30, 1999
SECOND SUPPLEMENTAL DECISION AND ORDER
BY MEMBERS FOX, LIEBMAN, AND HURTGEN
The principal issue in this case, on remand from the United
States Court of Appeals for the District of Columbia Circuit,’
is whether the Respondent violated Section 8(a)(3) and (1) of
the Act by permanently replacing, and thereafter refusing to
reinstate, employees who engaged in a work stoppage which
the General Counsel asserts was in response to “abnormally
dangerous” working conditions involving exposure to
radioactive and toxic substances in the Respondent’s plant. A
' TNS, Inc. v. Oil Workers, 46 F.3d 82 (1995). The Board’s prior
decision is reported at 309 NLRB 1348 (1992). Subsequent to the court’s
remand, the Respondent and the Charging Party Union filed statements of
position. The Labor Policy Association and the Chamber of Commerce of
the United States of America filed a statement of position as amici curiae.
The Respondent filed a reply brief to the Union’s statement of position
and the Union filed a reply to the amici statements of position.
The National Labor Relations Board has delegated its authority in this
proceeding to a three-member panel.
36a
corollary issue is whether the Respondent violated Section
8(a)(5) by withdrawing recognition from the Union on the
basis of a decertification petition signed by a majority of the
replacement work force.
The General Counsel and the Charging Party argue that
Section 502 of the National Labor Relations Act’ protects the
employees from permanent replacement because their work
stoppage was a “quitting of work . . . in good-faith because of
abnormally dangerous conditions” and therefore, does not
constitute an economic strike. The Respondent contends that
the employees were never exposed to abnormal health risks
and were economic strikers. Thus, it was entitled to hire
permanent replacements, which in turn provided a legitimate
business justification for its refusal to reinstate the
employees. The judge agreed with the General Counsel and
Charging Party, found that the Respondent had violated
Section 8(a)(5), (3), and (1), and ordered the Respondent,
among other things, to reinstate the employees and bargain
with the Union. The Respondent excepted to the judge’s
findings and analysis.
In the subsequent Board Decision and Order, a two-
member plurality of a four-member Board reversed the judge
and dismissed the complaint, tn pertinent part, on the grounds
729 U.S.C. 143. Sec. 502 states:
SAVING PROVISION
Sec. 502. Nothing in this Act shall be construed to require an
individual employee to render labor or service without his consent,
nor shall anything in this Act be construed to make the quitting of
his labor by an individual employee an illegal act;"nor shall any
court issue any process to compel the performance by an individual
employee of such service, without his consent; nor shall the quitting
of labor by an employee or employees in good-faith because of
abnormally dangerous conditions for work at the place of em-
ployment of such employee or employees be deemed a strike under
this Act.
37a
that the General Counsel had failed to prove that, at the time
of the walkout, “the totality of available evidence supplied a
sufficient basis for a reasonable good-faith belief that the
employees’ working conditions were ‘abnormally dangerous’
within the meaning of 502.”° In so finding, the plurality
articulated and applied a test requiring the General Counsel to
prove that employees exposed to radioactive and/or toxic
substances, reasonably believed, on the basis of objective
evidence, either (1) that inherently dangerous conditions in
the subject workplace had changed significantly for the
worse, so as to impose a substantial threat of imminent
danger if exposure were continued at the time the employees
began to withhold their services, or (2) that the cumulative
effects of exposure to those substances had reached the point
at which any further exposure would pose an unacceptable
risk of future injury to employees. [309 NLRB 1357-1358.]
A third Board member concurred with the plurality’s
dismissal of the complaint allegations, but he relied on a
different test. In his view, a work stoppage was covered by
Section 502 only if it was the “sole cause” of a walkout. In
this case, he found that the work stoppage was motivated at
least in part by the employees’ desire to obtain favorable
terms in a new collective-bargaining agreement.
The dissenting fourth Board member maintained that the
judge had correctly determined that Section 502 applied to
slow-acting, cumulative health risks, that the General Counsel
had demonstrated that the employees’ walkout was in good-
faith and based on objective evidence of cumulative
overexposure to radioactive and toxic chemicals which
rendered the TNS plant an abnormally dangerous, presently
> 309 NLRB at 1355. The plurality therefore found it unnecessary to
decide whether an employer could lawfully hire permanent replacements
for employees engaged in a Sec. 502 work stoppage.
38a
existing threat to their safety, and that employees who quit
work because of abnormal dangers under Section 502 cannot
be permanently replaced.
In remanding the case, the court specifically rejected the
sole-cause test for Section 502 set forth in the concurring
opinion. It was then left with only the plurality’s inter-
pretation of that section, which is supported by less than a
Board majority. As a result, we are unable to discern the
policy of the Board in a case in which the entire Board
purported to address the underlying issue. We therefore hold
that the [Board’s] . . . decision is thus not properly reviewable
in this court.
The court remanded the case to the Board for
reconsideration, with instructions to “articulate a majority-
supported statement of the rule that [it] will be applying now
and in the future . . . in determining the applicability of
section 502 in the context of occupational exposure to low-
level radiation.”
The Board has accepted the court’s remand.° In accord-
ance with the court’s instructions, and for the reasons set
forth here, we adopt the following test to be applied in this
and future cases involving cumulative, siow-acting dangers to
employee health and safety. In order to establish that a work
stoppage is protected under Section 502, the General Counsel
must demonstrate by a preponderance of the evidence that the
* 46 F.3d at 85 (emphasis in original).
* Id. at 92 (citation omitted). The court made it clear, however, that in
declining to defer to the plurality view and remanding the case to the
Board, it was deferring to the Board’s judgment and Congressionally-
mandated “principal policymaking authority.”
° The Respondent has filed a motion to disqualify and recuse former
Chairman Gould from consideration of this case. The motion has become
moot as a result of the expiration of the former Chairman’s term as a
Board member on August 27, 1998.
39a
employees believed in good-faith that their working con-
ditions were abnormally dangerous; that their belief was a
contributing cause of the work stoppage, that the employees’
belief is supported by ascertainable, objective evidence; and
that the perceived danger posed an immediate threat of harm
to employee health or safety.’ Applying this test, we find, as
explained below, that the General Counsel met the burden of
proving that the Respondent’s employees engaged in a
Section 502 work stoppage. Further, we hold that employees
who quit work under circumstances governed by Section 502
are not economic strikers and are not subject to permanent
replacement. We therefore conclude that the Respondent
violated Section 8(a)(3) and (1) by failing to reinstate the
employees when they offered to return to work and violated
Section 8(a)(5) by withdrawing recognition from the Union
and refusing to bargain with it.
As the court noted, this case involves the definition of a
legal right under the Act. Further, the facts of the case render
it one of first impression before the Board. As we will discuss
below, however, we do not view the Act’s language, judicial
interpretation of it, or underlying principles of labor law as
- requiring the enunciation of a novel “rule” involving
exposure to slow-acting radiation and toxins as distinct from
other, more obviously immediate dangers to employee health
or safety. The Board has found Section 502 applicable in a
number of factual settings, some of which will be discussed
below, but it has never faced the issue of how the provision
' We have considered the two-prong test set forth by the plurality in the
Board’s previous decision. We reject that test because it places an
unreasonably heavy burden on employees to substantiate their good-faith
belief that working conditions are abnormally dangerous. We also reject
the position of the amici that Sec. 502 applies only when the General
Counsel has proved that working conditions were in fact abnormally
dangerous. As noted by the judge, the D.C. Circuit in Banyard v. NLRB,
505 F.2d 342 (1974), has held that Sec. 502 does not require proof of
abnormal danger-in-fact.
40a
applies to dangers that are not sudden, readily apparent, or
self-limited in time-in other words, to insidious dangers
involving a latency period before the harm manifests itself.
This latency period is the factual variable that makes this case
one of first impression. Pursuant to the court’s remand, our
task is to define the type of evidence that will prove a good-
faith belief of the existence of “abnormally dangerous
conditions for work” in such circumstances.
Thus; our order of business is to examine the facts as fully
developed by the judge and to evaluate her analysis; to state
our own formulation of the circumstances under which the
Board will find a work stoppage protected by Section 502 and
the standards we will apply; to relate these standards to the
facts of this case; and finally, to state our policy respecting
the relationship between Section 502 and the permanent
replacement of economic strikers.
A. Factual Background
The facts of this case are more fully developed in the
preceding judge’s, Board, and court decisions. We summarize
them below. During the relevant period of 1980-1981, the
Respondent manufactured nonnuclear ammunition made from
depleted uranium (DU) in a facility in Tennessee. The Union
represented about 100 employees in a production and main-
tenance bargaining unit. The relevant collective-bargaining
agreement between the Respondent and the Union terminated
on April 30, 1981.°
The manufacturing process at TNS involved the release
into the air of DU dust. When ingested or inhaled, this
substance presents two potentially life-threatening hazards to
humans. It is a low-level radioactive carcinogen. It is also a
toxic heavy metal that poses a threat to the kidneys.
® Unless otherwise noted, all further dates shall be in 1981.
4la
Because DU is mildly radioactive, the Respondent’s plant
was under the jurisdiction of the United States Nuclear
Regulatory Commission (NRC), which, pursuant to an
agreement with the State of Tennessee, delegated its
oversight of the Respondent’s operations to the Tennessee
Division of Radiological Health (TDRH). Among TDRH’s
duties were licensing Tennessee nuclear facilities and
devising and enforcing regulations to protect workers and the
public from the hazards of the nuclear industry. The
NRC/TDRH agreement provided that NRC could terminate
or suspend TDRH’s authority if necessary to protect public
health and safety, or if the state failed to comply with
requirements of the Atomic Energy Act.” On occasion, NRC
officials accompanied TDRH employees on their inspections
of the Respondent’s plants. In furtherance of its mandate,
TDRH periodically inspected nuclear facilities to insure
compliance with its safety standards. TDRH had the legal
authority to close a facility through suspension or revocation
of the facility’s license to operate a nuclear plant in the state.
To protect against potential injury or illness from exposure
to DU, TDRH adopted the official dose limits set by the NRC
for both external and internal exposure. Employees’ external
exposure (also referred to as “whole body” exposure) was not
to exceed 5 rems'? per year or 1.25 rems per calendar
quarter. Internal exposure, measured by “in vivo” lung scans,
was not to exceed 15 rems per year. With respect to the
allowable amount of DU in the kidneys, the NRC maintained
only published “guidelines” but had no official limits. The
guidelines (reg. guide 8.22) stated that kidney damage may
occur if an employee had a single urine sample with more
than 130 micrograms of uranium per liter of urine (ug/l), or 4
or more samples with levels exceeding 30 ug/l. The proposed
9 42 U.S.C. Sec. 202(j)(1).
'0 A “rem” is a measurement of radioactive exposure.
42a
“notice” level was 15 ug/l and the “action” level was 30
ug/I.'' Rather than these guidelines, however, the Respondent
followed TDRH-approved standards set by the U.S. Army
(“DARCOM”), which had notice and action levels of 50 and
100 ug/i respectively. In addition, TDRH required facilities
under its jurisdiction to subscribe to the ALARA principle,
which required that they keep all exposures to DU “as low as
is reasonably achievable.””'”
To comply with TDRH regulations, the Respondent used a
contaminant control system to reduce DU dust in the plant’s
atmosphere. Because radiation inevitably escapes into the
work area, TDRH had established standards for the
“maximum permissible concentration” (MPC) of airborne DU
particles, beyond which no worker is to be exposed for 40
hours a week for 13 weeks. TDRH required licensees to keep
airborne DU dust to a maximum of 25 percent of MPC. If an
employer was unable to reduce emissions to the 25 percent
level, TDRH authorized the use of respirators, provided that
their use conformed with TDRH regulations.
TDRH used NRC Regulatory Guide 8.15 as a standard for
respirator use. These regulations required a written statement
of policy; use of respirators yielding a certain level of
protection; medical approvals and fittings for all employees
using respirators; established procedures for choosing,
supervising, and training employees who will use them;
proper facilities and procedures for cleaning, maintaining,
'' See TNS, Inc., 309 NLRB 1348, 1349 fn. 9 (1992) for the definition
of action and notice levels.
'? ALARA is a cost-benefit analysis defined in federal regulations as
maintaining levels “as low as is reasonably achievable taking into account
the state of technology, and the economics of improvements in relation to
benefits to the puhlic health and safety, and other societal and
socioeconomic considerations, and in relation to the utilization of atomic
energy in the public interest.” 10 CFR Sec. 20.1(c).
43a
and storing respirators, and notice to employees that they can
leave their work stations if their respirators malfunction or are
uncomfortable.
Some aspects of the Respondent’s respirator program were
admittedly in violation of TDRH regulations, as detailed in
the judge’s findings. In March, some employees staged a
brief wildcat strike in protest of the respirator program, but
the Union persuaded them to return to work.
In the fall of 1979, TDRH began to make regular, semi-
annual inspections of the Respondent’s facility, which
revealed that the Respondent was failing to comply with
TDRH regulations in certain respects. Between September
1979, and the employees’ walkout on May I, 1981, TDRH
conducted eight inspections of varying detail at TNS. Each
inspection disclosed deficiencies in the Respondent’s com-
mitment to the ALARA concept and to employee safety in
general, as well as specific instances in which the Respondent
was failing to meet the minimum standard set for exposure to
DU.'? In October or November 1980, some employees
pressed the Union for a strike to protest health and safety
conditions, but the Union cautioned against it in the belief
that because the contract contained a no-strike clause, a
walkout might jeopardize the employees’ jobs.
Meanwhile, TDRH instructed the Respondent’s manage-
ment to correct the deficiencies uncovered during the
inspections. In January, after a finding of airborne DU
concentrations above MPC levels, the Respondent instituted
compulsory, full-time respirator use for employees in certain
areas of the plant. The Respondent planned to continue the
respirator program until August, at which time new air
filtering equipment as well as shielding devices to minimize
airborne DU particles were to be installed.
"3 The Board’s previous decision sets out in fuller detail a description
of these inspections. See 309 NLRB at 1350-1351.
44a
In March, the parties commenced negotiations for a
contract to succeed the current one set to expire on April 30."
On March 10, the Union notified the Respondent that unit
employees would stop work after the contract expired at
midnight on April 30, and would stay out until the
Respondent corrected the safety violations discovered by past
TDRH inspections and any new violations uncovered during
its upcoming April inspection. On May |, unit employees
began a work stoppage and the Respondent discontinued
operations.
The Respondent’s facility underwent further inspections
following the walkout. In May, the Respondent hired radia-
tion management consultants (RMC), a private consulting
firm, to survey its plant. RMC reported that the Respondent
was deficient in “six areas of noncompliance”: limiting con-
centrations of airborne materials to restricted areas; respira-
tory protection; surveys of emissions; release of effluents to
unrestricted areas; personnel monitoring; and training and
calibration. The report also stated that
[T]here seems to be a lack of management commitment
to a radiation safety program . . . . We observed many
areas of noncompliance. These coupled with the past
history of whole body and extremity overexposure
should be of great concern to management. The plant
health physics staff . . . is working to improve the
program. However, plant management has to support
these changes and has to pay strict attention to the
program.
TDRH and NRC conducted investigations of the plant in
mid-October and December, which resulted in citations for
several violations, including air contamination above MPC in
the foundry during the first and last quarters of 1981, and the
'* The history of these negotiations is set forth at 309 NLRB
1351-1352.
45a
failure to notify employees of exposure to excessive levels of
airborne radioactivity. The investigative report concluded that
“it appears that your safety program was inadequate to protect
workers from unnecessary radiation.” In addition, the
National Institute of Occupational Safety and Health
(NIOSH) inspected the facilities in November and December,
at TDRH’s request. NIOSH examined employees’ exposure
readings and found that external whole body exposure levels,
while “for the most part within legal limits” of 5 rems per
year, were higher than doses sustained by workers in other
facilities in U.S. nuclear industries. From in-vivo testing data,
NIOSH further determined that between 1978-1981 32
percent of the employees had exposure levels that, while
below the maximum annual dose of 15 rems per year,
reflected an “inadequate margin of safety.” Finally, NIOSH
concluded from its review of urine bioassays that 52 percent
of the employees had one or more urine samples greater than
the DARCOM notice level of 50 ug/l and 19.5 percent had
one or more samples above the action level of 100 ug/l.’°
In February 1982, the Union unconditionally offered on
behalf of all employees to return to work. The Respondent,
which had partially resumed operations in August, declined
the offer because all positions were held by permanent
replacements. After receiving a decertification petition on
'S Thus, NIOSH concluded that uranium in urine was above NRC
guidelines, but not those set by DARCOM. The NIOSH report stated that:
Because the NRC guidelines are set to protect workers from the
toxic effect of uranium to the kidneys, we may infer that there is
some possibility of renal damage among TNS workers who had
urine uranium concentrations exceeding this level . . . . Since the
majority of TNS workers had very short durations of employment it
is unlikely that they have measurably altered changes in renal
function. We have therefore concluded that a medical study of renal
function in this population would not be useful.
46a
May 3, 1982, signed by a majority of employees then
working at the plant, the Respondent withdrew recognition
from the Union and has since refused to bargain.
B. Discussion
1. Abnormally dangerous conditions in the TNS
plant
The threshold issue in this case is whether the work
stoppage was protected by Section 502 of the Act. As
previously stated, the judge found that the TNS employees
quit work in the good-faith belief, based on objective
evidence, that conditions at the plant were abnormally
dangerous within the meaning of Section 502. She interpreted
precedent as placing on the General Counsel the burden of
showing that the employees’ perceptions were reasonably
based on verifiable grounds; rejected a test placing on the
General Counsel the burden of demonstrating danger in fact;
found that the General Counsel could cite an employer’s
failure to correct or abate the danger as evidence of
abnormally dangerous conditions; and found that, although
the standards and judgments of regulatory agencies and other
expert opinions are relevant to whether there is an objective
basis for the belief that abnormally dangerous conditions
exist, the General Counsel does not have the burden of
showing consistent violations of such standards to establish a
prima facie case.
We agree with the judge that Section 502 is applicable to
abnormally dangerous threats to employee health and safety
caused by cumulative exposure to radioactive and toxic
substances, even where, as here, there may be no immediate,
quantifiable physical injury. We further agree that the factors
on which the judge relied in finding that the walkout at TNS
was protected by Section 502 are relevant and sufficient for a
finding of abnormally dangerous conditions; and that her
formulation of the General Counsel’s burden of proof was
legally correct.
47a
We see no reason to limit the protection of Section 502
because of the peculiar risks inherent in working with
radioactive or cumulatively toxic substances, despite the
length of time it may take for injury to employees to become
evident, provided that the General Counsel can demonstrate
that Section 502 applies at the time of their walkout.
Although no legislative history exists to facilitate inter-
pretation of Section 502, its broad and absolute language
excepting certain types of work stoppages from the definition
of a strike gives no indication that Congress intended the
provision to cover only certain types of abnormally dangerous
threats to employee safety or that it would apply only in
certain circumstances. Thus, as the court noted in remanding
the case, the Board’s responsibility, guided by the general
policies underlying the labor laws and by the Supreme
Court’s interpretation of the statute, is to give the provision
concrete meaning and scope in terms of the realities of
the workplace.
With those principles as our starting point, we look first to
the Supreme Court’s only discussion of Section 502 in its
Gateway Coal decision.'° In that case the Supreme Court
held that a union must arbitrate a dispute over the employer’s
continued employment of foremen who had been criminally
negligent in monitoring safety conditions. The Court further
held that Section 502, in the circumstances of that case, did
not prohibit the issuance of an injunction to enforce a
contractual no-strike clause,’ because the district court
below had conditioned the injunction on the suspension of the
foremen, thus mooting the safety issue. In the context of
determining Section 502’s effect on a no-strike clause, the
Court interpreted it as “(providing] a limited exception to an
'© Gateway Coal v. Mine Workers, 414 U.S. 368 (1974).
7 See Boys Market, Inc. v. Retail Clerks, Local 770, 398 U.S. 235
(1970).
48a
express or implied no-strike obligation. . . . [A] work
stoppage called solely to protect employees from immediate
danger is authorized by [Section] 502 and cannot be the basis
for either a damages award or a Boys Markets injunction.”
Gateway Coal, 414 U.S. at 385. The Court found Section 502
inapplicable to the facts in Gateway Coal because the “claim
concerns not some identifiable, presently existing threat. . .
but rather a generalized doubt in the competence and integrity
of company supervisors.” /d. at 386. The Court expressly did
not pass on whether the presence of the foremen would have
been sufficient to block the injunction, noting that the action
of the lower court had removed any immediate danger and
mooted the issue.
In Gateway Coal, the Court quoted with approval the
dissent’s analysis in the underlying circuit court case. The
majority in the Third Circuit Court of Appeals had denied
injunctive relief to the employer, in part on the basis that
Section 502 applied, concluding that “an honest belief, no
matter how unjustified, in the existence of ‘abnormally
dangerous conditions for work’ necessarily invokes the
protection of Section 502."'5 The Court agreed with the
dissenting judge that a union seeking Section 502 justification
for an unprotected work stoppage “must present
‘ascertainable, objective evidence supporting its conclusion
that an abnormally dangerous condition for work exists.””"”
Although the actual Section 502 issue became moot in
Gateway Coal, the case and the Court’s comments on Section
502 are significant and have been consistently useful to the
Board in applying the provision to various factual scenarios.
The test that we today announce for work stoppages
protesting exposure to radioactive or toxic substances is
'§ See Gateway, supra at 386-387.
'° Id. at 387 (citation omitted).
49a
derived in large part from the language of Gateway Coal, and
its progeny. To repeat, we held that in order to establish that a
work stoppage is protected under Section 502,
(T]he General Counsel must demonstrate by a pre-
ponderance of the evidence that the employees believed
in good-faith that their working conditions were
abnormally dangerous; that their belief was a contrib-
uting cause of the work stoppage; that the employees’
belief is supported by ascertainable, objective evidence;
and that the perceived danger posed an immediate threat
of harm to employee health or safety.
Under the test we have announced today, it is only
necessary that the abnormally dangerous conditions be a
contributing cause of the employee work stoppage. The
court’s opinion in this case fully explains why it is legally
unreasonable to require proof that the safety issue be the sole
cause of a work stoppage. 46 F.3d at 91-92. The same
reasoning applies to and warrants rejection of the dissent’s
view that Section 502 should apply “only where the
abnormally dangerous conditions are the proximate cause of
the work stoppage, i.e., but for the abnormally dangerous
conditions, the employees would not have stopped work.” We
find that the dissent’s proximate cause test is as “hopelessly
shortsighted” as the sole-cause test that the court harshly
criticized. It is particularly so in cases where abnormally
dangerous conditions result from cumulative exposure to
slow-acting conditions in the workplace where there is no one
exact moment at which employees can determine that those
conditions would justify a work stoppage within the meaning
of Section 502. If they simultaneously had a dispute with
their employer over bargaining demands, they would rarely, if
ever, be able to walk out in protest over abnormally
dangerous conditions without risking a finding that their
walkout would not have occurred “but for” the coincidental
existence of the economic dispute. As a result, under either
50a
the sole cause or proximate cause test, employees would have
to foreswear their statutory right to strike in support of
bargaining demands in order to secure their statutory right to
escape abnormally dangerous conditions in the workplace. As
the court stated, “[e]mployees cannot be made to promise to
return to work from a lawful economic strike in order to
prove the legitimacy of their concern over the unsafe
conditions.” /d. at 92.
Contrary to the dissent, we do not find that our test makes
it easy for a union and employees to insulate economic
protests from Section 8(d), contractual no-strike provisions,
or the risk of permanent replacement. Abnormally dangerous
conditions, as defined by the Board and courts, are, as stated,
abnormal and not readily available to confer what the dissent
calls “super-protection” when striking for economic gains. In
those few instances where the quitting of work because of
abnormally dangerous conditions may coincide with eco-
nomic objectives, the Congressional concern for employee
safety manifest in Section 502 should not be diminished by
the coincidence of these other causes for a work stoppage. As
the court has stated in this case, that “employees also desired
better wages is irrelevant.” /d. at 91. Cf. Teamsters Local 515
v. NLRB, 906 F.2d 719, 723 (D.C. Cir. 1990) (in an unfair
labor practice strike, “[t]he employer’s unfair labor practice
need not be the sole or even the major cause or aggravating
factor of the strike; it need only be a contributing factor”).
The dissent misconstrues the basis for our reference to the
causation test for unfair labor practice strikes. The common
thread between that test and the causation test for a Section
502 work stoppage is the statutory protection of employee
rights; i.e., the right to be free from unfair labor practices and
the right to quit work when faced with the risk of serious
illness or injury. In both instances, it is within the employer’s
control to eliminate the noneconomic causes of a work
stoppage, either by remedying the unfair labor practices or
SAEEEEEEE EERE til
Sla
abating the abnormally dangerous conditions. Any work
stoppage continuing after such employer action would
ordinarily revert to the status of an economic strike.
That the test we announce today closely tracks the lan-
guage of Section 502 should be readily apparent. Perhaps the
most difficult task in applying Section 502 to health and
safety risks such as those that existed at TNS is determining
the type of ascertainable objective evidence that will be
sufficient to support employees’ good-faith belief that the
perceived dangers at their workplace pose an immediate
threat of harm to their health and safety. one |
In Fruin-Colnon Construction a aay the Board adopted the
administrative law judge’s definition of “abnormal” as
“deviating from the normal condition or from the norm or
average.” We adhere to that settled and reasonable standard.
In the past, the Board has found abnormal danger in cases in
which risks that are ordinarily present have been intensified.
Examples include a natural seepage of water that became a
steady flow causing interference with footing at the base of a
mine shaft, coupled with an unusually forceful updraft of dust
and dirt which made it difficult for miners to keep their eyes
open;” an improperly operating exhaust blower which caused
the temperature in the workplace to rise to 110 degrees
Fahrenheit with “dust, lint, dirt, and abrasives . . . flying all
over the room, making it difficult for the [men] to breathe,”””
operation of equipment that was either inappropriate or
appeared to be dangerously impaired, i.e., unloading cargo
20 139 NLRB 894 (1962), enf. denied on other grounds 330 F.2d 885
(8th Cir. 1964).
7! Id. at 898.
22 Knight Morley Corp., 116 NLRB 140, 142 (1956), enfd. 251 F.2d
753 (6th Cir. 1957), cert. denied 357 U.S. 927 (1958).
nt
52a
from pallets rather than customary slings;*> working in a
railyard with ineffectual stops for moving freight cars and
inadequately functioning respirators;”* and driving a truck
when the transmission appeared unsafe.” Generally, the
Board has found abnormally dangerous conditions in working
environments that-already contained some risks, such as the
coal shaft in Fruin-Colnon and the dock in Philadelphia
Marine where employees were routinely called on to unload
heavy, unwieldy cargo. However, the Board has also found
that abnormally dangerous conditions did not exist in
facilities in which the work carried inherent dangers. See,
e.g., Beker Industries C orp.,-° where the effects of a chemical
explosion had dissipated several hours before the employee
was to begin work at a neighboring plant; Mine Workers,
District 6,°’ where a supervisor’s safety violations, while a
genuine cause for concern, did not rise to the level of
abnormal danger; and Union Independiente de Empleados de
Servicios,* where the Board found that a fight between a
supervisor and an employee was not serious enough to give
rise to an “imminent and dangerous employee safety
condition.” The variety of the circumstances to be evaluated,
even in this small number of cases, demonstrates the wisdom
of a case-by-case approach within the guidelines set forth in
Gateway Coal.
We recognize that some jobs and worksites contain
inherent dangers that even the most careful employers may
find difficult to eliminate entirely. Such inherent routine
> Philadelphia Marine Trade Assn., 138 NLRB 737 (1962), enfd. 330
F.2d 492 (3d Cir. 1964).
*4 Richmond Tank Car Co., 264 NLRB 174 (1982).
*> Roadway Express, Inc., 217 NLRB 278 (1975).
*° 268 NLRB 975, 976-977 (1984).
7217 NLRB 541, 551 (1975).
** 249 NLRB 1044 (1980).
53a
dangers, however, do not fall under the aegis of Section 502.
It is when such risks escalate to the point, or are maintained at
a point, at which they pose a presently existing threat to
employee health or safety that Section 502 comes into play.
Such was the case in Philadelphia Marine: transferring
heavy, unwieldy objects from ships to wharves will never be
without risk; the additional element, however, of a
management decision to substitute an unreliable method of
performing the work transformed the “normal” danger into
the “abnormal” danger covered by Section 502.7’ In the case
at hand, it may be that manufacturing armor-piercing war-
heads out of depleted uranium cannot be made risk free.
However, the facts here, summarized above and presented
more fully by the judge, show that the risks the employees
faced at TNS went beyond what might or should reasonably
be expected in such a plant.
In assessing whether the employees believed in good faith
that their conditions of work were abnormally dangerous, our
standard will be, as noted above, whether ascertainable,
objective evidence exists to support their belief. As in
Gateway Coal, a purely subjective impression of danger will
not suffice; nor will a speculative doubt about safety in
general. The General Counsel, however, will not be required
to show that injury has already occurred; as the Board stated
in Knight Morley, the fact that employees were not actually
injured or made ill may simply reflect the fact they escaped
injury or illness by leaving when they did.’ Rather, the
reference point for assessing Section 502 coverage will be the
conditions in a facility as they presented themselves to the
employees. When presented with the dangers such as those
that existed at TNS, we will decide whether a work stoppage
is protected by Section 502 by examining, 9n a case-by-case
2% See also Fruin-Colnon, supra.
3° 116 NLRB 140, 144.
54a
basis, factors that, taken together or separately, would alert
employees to safety threats beyond the norm. Such indicators
would include, but would not be limited to, whether
conditions appeared to be deviating from the norm or from a
reasonable level of risk; whether equipment intended to
protect employees from exposure to toxic substances
appeared to be operating in a manner sufficient to afford such
protection; whether employees had received sufficient
instruction in the use of safety equipment to render that
equipment effective; and whether management policies
mandated and supported the proper use of safety equipment
and standards for handling dangerous substances; any
negative evaluations from regulatory agencies and any failure
of the employer to correct serious infractions. In short, we
will consider whether employees’ observations of their
workplace and its practices as they related to exposure to
toxic and radioactive substances reasonably led them to
conclude that the dangers they faced in the workplace had
reached a level beyond those reasonably to be expected in the
industry and that their continued exposure to harmful
substances subjected them to a risk of future serious illness or
injury. We will also consider evidence of significant devia-
tion from industry standards for a workplace safe for
employees, expert testimony as to the risks faced by
employees, and analyses of the level of exposure employees
had reached at the time they walked out.”
3) eas , : mone °
We recognize that, as in the present case, some of this evidence may
arise after the work stoppage takes place. None of the parties here have
objected to the after-the-fact nature of such evidence. In fact, the parties
have relied on such evidence in support of their opposing positions.
Where such objections are raised, we shall consider them in deciding the
relevance and weight to be accorded the evidence under the totality of
circumstances presented in that particular case. Such evidence could very
well be relevant, as in this case, in confirming that the employees’ belief
that they were being subjected to abnormally dangerous working
conditions was indeed supported by “ascertainable, objective” facts. In
55a
With respect to the issue of whether the employees were
facing an “immediate, presently existing danger,” we
emphasize that the danger must have been presently existing
and direct, but we do not interpret the term “immediate” as
meaning that the employees had to depart the workplace in
one moment or face grave injury in the next. In the case of
cumulative exposure to radioactive and toxic substances,
there will probably not be a single moment when
“immediate” departure from the workplace is obviously
necessary. Where the danger is cumulative, the issue will not
be whether employees should suddenly leave, but rather
whether a presently existing, reasonable possibility of serious
incipient or future illness or injury existed. In some instances,
when latency periods have run their course, historical analysis
may sadly prove that employees waited far too long to cease
work in order to protect themselves from such immediate
dangers.
In accord with the foregoing standards, we examine in this
case the conditions of the Respondent’s facility from the
perspective of the employees to determine whether they
believed in good faith that their working environment had
become abnormally dangerous. Although, as the judge noted,
employees had little insight into how the radiation and
chemically toxic properties of DU affected the body, they did
understand that working with the substance presented
potential health risks which were best avoided by minimal
contact with it. Employees testified, however, that the
Respondent’s production process involved frequent exposure
to DU. “Greensalt,” the powdered form of DU prior to its
transformation to a metallic state following a pressurized
heating or “firing’-process, often spilled on them as it was
delivered to the plant and unloaded and transported to other
addition. after-the-fact evidence could be helpful in determining whether
the General Counsel has met the burden of showing that the perceived
danger posed an immediate threat of harm to employee health or safety.
ne "rented
IT
56a
departments. Left uncleaned, the spilled greensalt was tracked
through the plant, including into the employees’ locker room
resulting in further contact by employees to DU. The “firing”
process exposed employees to additional DU in the form of
contaminated smoke and vapors that escaped from furnaces
and other machinery. Protective equipment enclosures
designed to prevent emission of the contamination during the
firing stage and subsequent stages of the production process
either did not exist or were in disrepair.
There is no dispute that the greensalt spills and the airborne
emissions of DU were the source of the hazardous
contamination at the Respondent’s facility. There is also no
dispute that employees considered this hazard as the principal
threat to their well being. They made this clear during joint
labor-management safety tours conducted each month by
repeatedly referring to the spilled greensalt and atmospheric
DU dust. Written reports of the tours summarizing these
perceived dangers were posted for review by all employees
above their timeclock. Further, in union meetings held during
the weeks immediately prior to their walkout, the main topic
of discussion among employees centered on their fears of
continuous exposure to DU-specifically, the Respondent’s
failure to correct the deficiencies highlighted in the health and
safety reports and its imposition of a mandatory respirator
program which the employees considered an inadequate
measure to protect them from exposures. As one employee
put it, “[o]n the last date when they took the final strike vote,
we all discussed the unsafe dirty conditions in the plant and
decided we needed to do something if we were going to work
there. We had to do something to get it cleaned up.”
As did the judge, we cannot conclude from the record
before us that the employees’ stated beliefs regarding their
working conditions were not genuine, i.e., held in good-faith.
A question remaining to be answered affirmatively to gain
57a
coverage under Section 502 is whether their good-faith belief
was supported by objective evidence. The judge found that it
was, citing the following four factors:
(1) air quality at the facility exceeded MPC at 11 work
stations for at least the last quarter preceding the strike;
(2) the protracted use of respirators by a substantial
number of employees was deleterious to their health; (3)
the employees’ average whole body uranium exposures
were far greater than those typical for the nuclear
industry; and (4) that repeated and excessive uranium-in-
urine levels indicated serious risk of kidney damage....
[And] that these conditions came about and were not
soon abated because Respondent failed to comply
diligently with governmental codes prescribing sound
health physics practices.
We find this evidence, confirmed by either scientific testing
or regulatory oversight, and some of which was readily
observable and thus known to employees in the months
leading up to their walkout, constitutes objective proof
supporting their belief that their workplace had become too
unsafe an environment to continue working. The evidence
likewise substantiates the immediacy of the danger presented.
When TNS employees ceased work on May 1, 1981, they had
already endured a substantial period of sustained exposure to
conditions which they reasonably believed were abnormally
dangerous. For that reason, we find that there was a presently
existing, reasonable possibility of serious incipient or future
illness or injury. In agreement with the judge, therefore, we
conclude that abnormally dangerous working conditions were
a cause of the work stoppage and that the employees were
therefore engaged in a work stoppage protected by Section
502.
58a
2. Permanent replacement of employees engaged in a
Section 502 work stoppage
We agree with the judge that, under Congress’ explicit
language and policy, employers are not free to hire permanent
replacements for employees who cease work under Section
502. Section 502’s broad and positive language establishes a
significant policy: employees who engage in Section 502
work stoppages are not strikers; thus, they are not subject to
the risk faced by economic strikers that their struck employer
will invoke the privilege announced in NLRB v. Mackay
Radio & Telegraph, 304 U.S. 333 (1938), ard permanently
replace them. Stated differently, because a Section 502 work
stoppage is for the purpose of escaping abnormally dangerous
working conditions, it is not an economic weapon in support
of bargaining demands, and there can therefore be no basis
for Mackay’s balancing of employers’ economic interests
against employees’ interests in their own health and safety.
As the Sixth Circuit observed in Clark Engineering v.
Carpenters,** “[w]hen a work stoppage propery results from
abnormally dangerous working conditions, an employer
cannot resort to the weapons available to him in an
economically motivated work stoppage”-including permanent
replacement. Effectuating Section 502’s_ policies, as
expressed in the provision’s language, requires that the Board
protect the right of employees, forced to leave their jobs
because of abnormally dangerous conditions, to return to
work. To rule otherwise could even result in tae anomaly of
permanent replacements benefiting from improvements in
* $10 F.2d 1075, 1080 (6th Cir. 1975) (citations omitted). Clark
Engineering further describes the purpose of Sec. 502: “When an
employee is exposed to abnormally dangerous working conditions and
quits work in good-faith because of such conditions the Section protects
him or her from employer retaliation. The employee cannot be discharged.
. . . The employer cannot resort to a lockout.” /d. at 1079 (citations
omitted).
59a
working conditions denied to those who walked out. We view
anything less than full protection of the right of employees
engaged in a Section 502 work stoppage to return to work as
contradicting both Section 502’s plain language and the basic
principles of the Act at work both at the time Congress passed
the provision and today.
Section 502 was part of the 1947 Taft-Hartley amendments
to the 1935 National Labor Relations Act. Congress
considered and passed these amendments in the context of a
widespread reexamination of the strike as an economic
weapon. One major element of Congress’ purposes in passing
Taft-Hartley was to remove certain kinds of strikes, such as
secondary boycotts, from the protection of the statute in order
to protect the public from interruptions in the flow of
commerce. Taft-Hartley’s declaration of purpose and policy
states in part that it should “promote the legitimate rights of
both employees and employers in their relations . . . to define
and proscribe practices on the part of labor and management
which affect commerce and are inimical to the general
welfare, and to protect the rights of the public in connection
with labor disputes affecting commerce” (emphasis added).
Taft-Hartley also added to the Wagner Act’s original
“flindings and declaration of policy” the observation that
Experience has . . . demonstrated that certain practices
by some labor organizations . . . burden . . . or obstruct . .
commerce . . . through strikes and other forms of
industrial unrest or through concerted activities which
impair the interest of the public. . . . The elimination of
such practices is a necessary condition to the assurance
of the rights herein guaranteed.” ;
33 99 U.S.C. §151. Congress had not expressed such a view when the
Act was passed in 1935. In the Act’s original statement of findings and
policies, Congress had, while acknowledging that the purpose of the Act
was to promote industrial peace and the free flow of commerce, seen fit to
60a
The amendments define a strike broadly as “any strike or
other concerted stoppage of work by employees (including a
stoppage by reason of the expiration of a _ collective-
bargaining agreement) and any concerted slowdown or other
concerted interruption of operations by employees.””*
It is in the context, then, of Congressional sensitivity to the
interruptions in commerce caused by certain types of eco-
nomic actions, that Section 502 excepts from the definition of
a strike the “quitting of labor by an employee or employees in
good-faith because of abnormally dangerous conditions for
work at the place of employment of such employee or
employees.” It is particularly significant that Congress, in
outlawing some forms of economic weaponry that it had
come to view as potentially deleterious to the public good,
explicitly excepted quitting of work because of abnormally
dangerous conditions.
In passing Section 502, Congress knew that, when
employees strike over economic issues, they risk permanent
replacement. Fifteen years earlier, and only 3 years after
Congress had passed the Act, the Supreme Court stated in
Mackay that, although the Act expressly protects the right to
strike, “it does not follow that an employer, guilty of no act
denounced by the statute, has lost the right to protect and
continue his business by supplying places left vacant by
strikers. And he is not bound to discharge those hired to fill
the places of strikers . . . to create places for them.”**
In Mackay, the Court interpreted the Act as leaving open to
employers who have not committed unfair labor practices the
further those goals only by setting out and protecting the rights of
employees to self-organization, collective bargaining, and concerted
~ activity, among other things. No mention was made of the need to limit
employee or union access to economic weapons.
429 U.S.C. §142(2).
*$ 304 U.S. at 344-345.
ee
6la
powerful economic weapon of permanent replacement.
Mackay thereby balanced the right of employees to strike
over economic demands with a corresponding economic
privilege of employers to continue business operations during
the strike by replacing economic strikers.
Mackay extends a limited privilege only to employers
engaged in economic warfare who have not committed unfair
labor practices. Early cases involving unfair labor practice
strikes make clear that Mackay sets out an exception to the
Act’s general prohibition on interference with the right to
strike and to engage in protected activities involving the
cessation of work.*° After Mackay and before Taft-Hartley,
the Board consistently ordered backpay and reinstatement for
strikers who had walked out because of their employer’s
unfair labor practices, and the courts consistently enforced
these orders.
Moreover, the Taft-Hartley Congress was well acquainted
with the distinction between the strike as economic action as
opposed to a reaction to noneconomic causes, 1.e., an
employer’s unfair labor practices. As the Supreme Court
noted in Mastro Plastics Corp. v. NLRB?’
The record [of Taft-Hartley’s legislative history] shows
that the supporters of the bill were aware of the
established practice which distinguished between the
effect on employees of engaging in economic strikes and
36 See, e.g., NLRB v. Poultrymens’ Service Corp., 138 F.2d 204, 210
(3d Cir. 1943) (Strike caused by employer’s unfair labor practices; Board
authorized to order that strikers be reinstated with backpay); NLRB v.
Carlisle Lumber Co., 99 F.2d 533 (9th Cir. 1938) (Board can remedy
unfair labor practices with backpay and reinstatement
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