Petition for Writ of Certiorari — Illinois State Board of Elections v. Hastert
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—~ FIL BD
94 45°27 SEP -7 1994
OFFICE OF THE CLERK
No.
IN THE
Supreme Court of the United States
OCTOBER TERM, 1994
ILLINOIS STATE BOARD OF ELECTIONS, et al.,
Petitioners,
DENNIS J. HASTERT, et al.,
Respondents.
Petition for Writ of Certiorari to the United
States Court of Appeals for the Seventh Circuit
PETITION FOR WRIT OF CERTIORARI
ROLAND W. BURRIS
Attorney General of Illinois
ROSALYN B. KAPLAN
Solicitor General of Illinois
Counsel of Record
DEBORAH L. AHLSTRAND
Assistant Attorney General
100 West Randolph Street
12th Floor
Chicago, Illinois 60601
(312) 814-3698
Attorneys for Petitioners
Printed by Authority of the State of Illinois (P.O. 36165—85—8-30-94)
QUESTIONS PRESENTED
Where the litigation’s actual controversy is between
competing plaintiffs, whether a plaintiff who succeeds
against opposing plaintiffs is entitled to prevailing party
status against a nominal and neutral state defendant for
purposes of attorney’s fees?
If the plaintiff is eligible for attorney’s fees from the
neutral and nominal defendant, whether the district. court
is precluded from denying fees on special circumstances
grounds?
LIST OF PARTIES
The Petitioners, in these five consolidated cases on ap-
peal, are the Illinois State Board of Elections (also sued
as the Illinois State Board of Election Commissioners),
and its members John J. Lanigan, Theresa M. Petrone,
Judith A. Jones (replacing Richard A. Cowen), Lawrence
E. Johnson, David E. Murray, Langdon D. Neal, Wanda
L. Rednour, and Hannelore Huisman.
The Respondents, grouped by separate district court fil-
ings, are:
1.
Dennis J. Hastert, Harris Fawell, John E. Porter,
Phillip M. Crane, Henry J. Hyde, Robert H. Michel
and Thomas W. Ewing—No. 91 C 4028;
Johnny Scott and Ben Howard—Intervenors in No.
91 C 4028;
Wilfredo Nieves, Al Johnson, Linda Coronado, Bobby
Rush, Jesus Garcia, Rev. Willie Barrow, Rafael
Boria, Miguel Del Valle, Robert L. Lucas, Leon D.
Finney, Jr., Rev. Clay Evans, Joseph Gardner, Luis
V. Gutierrez, Regner Suarez, Joseph Berrios, Miguel
A. Santiago, and Neomi Hernandez—No. 91 C 4154;
The Chicago Urban League, Craig R. Collins, Mark
Allen, and Nikolas C. Theodore—No. 91 C 5472; and
Ann Rosebrook, Daryl Barklow, Amiel Cueto, Richard
Mark, Jeanelle Norman, Carolyn Toney, Lee Babcock,
Raymond Oliver, Barbara Poshard, William Matthews,
Gerald Hawkins, and Eva Savala—No. 91 C 4656.
TABLE OF CONTENTS
PAGE
QUESTIONS PRESENTED .................. i
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yy FP Es Me Noe yg. 0) 4 ey | +. Vv
ES l
SE a 2
SERRE Ur Me BRO VUES VEER) ccccccccccccccccceces 2
STATEMENT OF THE CASE ............... 3
REASONS FOR GRANTING THE WRIT .... 10
:.
THIS COURT SHOULD GRANT CERTIORARI
TO ADDRESS A PLAINTIFF’S ENTITLE-
MENT TO ATTORNEYS’ FEES FROM A
NOMINAL AND NEUTRAL STATE DEFEN-
DANT WHEN THE PLAINTIFF HAS PRE-
VAILED ONLY AGAINST COMPETING
PLAINTIFFS, IN ORDER TO ENSURE THAT
FEDERAL COURTS UNIFORMLY ENFORCE
FEE-SHIFTING STATUTES AGAINST DE-
FENDANTS ONLY IF THEY ARE ACTUAL-
LY FOUND LIABLE FOR VIOLATIONS OF
daw sé us 10
IT.
THE LOWER COURTS REQUIRE DIRECTION
ON THE PARAMETERS OF THE JUDICIAL-
LY-CREATED EXCEPTION TO THE GRANT
OF ATTORNEYS’ FEES WHEN FOUR OF SIX
FEDERAL JURISTS WOULD HAVE DENIED
FEES AS UNJUST AND THE TWO-MEMBER
MAJORIIX DISAGREED .......ccccccseces 14
acre sank veh ese ee sab ade0 veces 15
iv
APPENDIX
(Separate Volume)
Slip Opinion of the United States Court of Appeals
for the Seventh Circuit, as amended, June 1,
rE Be Pr ve nU ef Para aa He me
Slip Opinion of the United States Court of Appeals
for the Seventh Circuit, December 17, 1993 ..
Minute Order of the United States District Court
for the Northern District of Illinois, Eastern
Division, damery V7, THO oi. cece cscccccaes
Memorandum Opinion and Order of the United
States District Court for the Northern District
of Illinois, Eastern Division, January 17, 1992 .
Minute Order of the United States District Court
for the Northern District of Illinois, Eastern
Division, January 21, 1992 ...........esce0.-
Minute Order of the United States District Court
for the Northern District of Illinois, Eastern
Division, January 7, 1902 .......ccccceseues
Minute Order of the United States District Court
for the Northern District of Illinois, Eastern
Division, December 27, 1991 ...............
PAGE
30
5D
67
69
V
TABLE OF AUTHORITIES
Cases PAGE
Christiansburg Garment Co. v. Equal Employment
Opportunity Commission, 434 U.S. 412 (1978) . 10, 12
Farrar v. Hobby, _____ U.S. , 113 S. Ct. 566
i Ee rrr rerime ser No keie ee Sky 12, 14
Hanrahan v. Hampton, 446 U.S. 754 (1980)... 11
Hastert v. State Board of Elections, 777 F. Supp.
ee: eee ee ar oa 3, 4, 5, 6, 7
Hastert v. State Board of Elections, 794 F. Supp.
rove ro rrr rye 8
Hensley v. Eckerhart, 461 U.S. 424 (1983)..... 11, 14
Heuntt v. Helms, 482 U.S. 755 (1987) ......... 12
Hutto v. Finney, 487 U.S. 678 (1978) ......... 14, 15
Independent Federation of Flight Attendants v.
rpen,, Gt UG. FOR CRD ov vcccccevcnts 10, 11, 14
In re Illinois Congressional Districts, 704 F.2d 380
GPa Se winsu cic ecne de celuaseuuewin s< 13
In re Kansas Congressional Districts Reapportion-
ment Cases, 745 F.2d 610 (10th Cir. 1984) .... 13
Kentucky v. Graham, 473 U.S. 159 (1985) ..... 10, 12
Rhodes v. Stewart, 488 U.S. 1 (1988) .......... 10, 12
Texas State Teachers Association v. Garland Inde-
pendent School District, 489 U.S. 82 (1989) .. 10, 11, 12
vi
Constitutional Provision and Statutes
a. Goa. . ere MG. BER. OO cide cca sekccdacess 6
ee te ee va des eo bad sdskensseacd ween 3
ee le was 6 450 0s oS ¥evean cena ieene 3
BF Pr rere rere re TT Trea Tee 3
ee Se EE hv va 0s sso 0daeseaewbeneuans 2,7
Oe Se EE eek ocd ccebcaveebeusacaness es
6
IN THE
Supreme Court of the United States
OcTOBER TERM, 1994
ILLINOIS STATE BOARD OF ELECTIONS, et al.,
Petitioners,
We
DENNIS J. HASTERT, et al.,
Respondents.
Petition for Writ of Certiorari to the United
States Court of Appeals for the Seventh Circuit
PETITION FOR WRIT OF CERTIORARI
The petitioners, Illinois State Board of Elections and
its named members, respectfully pray that a writ of cer-
tiorari issue to review the decision of the Seventh Cir-
cuit Court of Appeals.
OPINIONS BELOW
The Court of Appeals’ June 1, 1994 modified opinion on
rehearing (App. 1-29) is not yet officially reported. Its
earlier December 17, 1993 decision on attorneys’ fees
(App. 30-53) has been superseded.
The three-judge district court panel issued a published
decision on attorneys’ fees on January 17, 1992, sub nom.
Hastert v. State Board of Elections, 794 F. Supp. 254
(N.D. Ill. 1992) (App. 55-66). Separate unpublished orders
a Oe
on attorneys’ fees were entered with respect to one plain-
tiff group (Rosebrook plaintiffs) on December 27, 1991,
January 7, 1992, and January 21, 1992, all of which are
reproduced in the Appendix (App. 67-69).
The underlying judgment on congressional redistricting
was entered on November 11, 1991, by the district court
panel and may be found swb nom. Hastert v. State Board
of Elections, 777 F. Supp. 634 (N.D. Ill. 1991).
JURISDICTION
The judgment of the Seventh Circuit Court of Appeals
was first entered on December 17, 1993, and, upon time-
ly petitions for rehearing, a modified opinion was issued
on June 1, 1994. The jurisdiction of this Court is invoked
under 28 U.S.C. § 1254(1).
STATUTES INVOLVED
42 U.S.C. § 1988(b):
(b) In any action or proceeding to enforce a provi-
sion of section 1981, 198la, 1982, 1983, 1985, and 1986
of this title, title 1X of Public Law 92-318, the Re-
ligious Freedom Restoration Act of 1993, or title VI
of the Civil Rights Act of 1964, the court, in its dis-
cretion, may allow the prevailing party, other than
the United States, a reasonable attorney’s fee as part
of the costs.
42 U.S.C. § 1973(e):
(e) In any action or proceeding to enforce the voting
guarantees of the fourteenth or fifteenth amendment,
the court, in its discretion, may allow the prevailing
party, . er than the United States, a reasonable at-
torney’s fee as part of the costs.
_—
STATEMENT OF THE CASE
Following the 1990 census, these consolidated actions
were brought in district court by several plaintiff groups
to effectuate the congressional redistricting of Illinois. The
three-judge district court panel possessed jurisdiction under
28 U.S.C. § 1331 (general federal question jurisdiction), 28
U.S.C. § 1343 (civil rights and voting rights jurisdiction),
and 28 U.S.C. § 2284 (congressional apportionment matters
convened before three-judge district court). The defen-
dants, the Illinois State Board of Elections and its
members, are seeking review of the propriety of their
liability for the attorneys’ fees of four plaintiff groups—
relief which the district court had denied.
The Congressional Redistricting Action
The results of the 1990 census, issued to the Governor
of Illinois in 1991, dictated that Illinois’ representation in
Congress would be reduced from 22 members to 20 mem-
bers. At that time, the Illinois State Board of Elections
was subject to the terms of a 1981 federal court order,
establishing a congressional district plan with 22 districts,
including three “‘super-majority” African-American districts
(the 1st, 2nd, and 7th Illinois Congressional Districts). See
Hastert v. State Board of Elections, 777 F. Supp. 634,
637-38, 646-47 (N.D. Ill. 1991) (“Hastert IP’) (the underly-
ing congressional redistricting decision). Redistricting IIli-
nois would have a potential impact on the tenure of the
22 incumbent Congressmen, due both to the reduction in
House membership and to changes in district boundaries.
A new map also could affect the relative strength of the
Democratic and Republican delegations, and the contours
of African-American districts in proximity to the new His-
panic “super-majority” district.
_ a
The Illinois General Assembly did not redistrict Illinois
under the new census before its adjournment in July of
1991. Beginning June 27, 1991 and over the next few
months, five lawsuits were filed in federal district court
by interested plaintiff groups, naming the Illinois State
Board of Elections and its members as defendants (here-
after “State Board”). Seven individuals and/or organiza-
tions also were granted leave to intervene in the actions
that were consolidated. See Hastert I, 777 F. Supp. at
638-39. Generally, the plaintiffs’ actions requested a decla-
ration that the 1981-configured Illinois congressional dis-
tricts were unconstitutional due to the census results and
sought to enjoin the defendant State Board from conduct-
ing the 1992 elections under the 1981 court-ordered dis-
tricting plan.
As detailed below, two plaintiff groups, proposing state-
wide redistricting plans, represented the interests of the
Republican and Democratic Parties and incumbents; the
other parties raised more local concerns. There were five
plaintiff groups involved in the redistricting litigation who
also were before the Court of Appeals on the attorneys’
fees issue:
e the “Hastert” plaintiffs are the Republican Party
members of Congress, Representatives Hastert,
Fawell, Porter, Crane, Hyde, Michel and Ewing
(R. Doc. 1 & 61), who proposed the statewide
“Republican” map;!
1 Upon consolidation, the majority of filings with the district court
were docketed under the Hastert file, Case No. 91 C 4028. Record
citations to these documents will not include a case number, as
above. The citations to any pleading docketed under another file
will be preceded by the appropriate case number.
—J—
e the “Nieves” plaintiffs are a group of Hispanic
and African-American voters (including Chicago
aldermen and future Congressmen Luis Gutierrez
and Bobby Rush, as well as another Chicago alder-
man and two state legislators) who submitted a
proposed redistricting map for the four minority
districts in Chicago (No. 91 C 4154, R. Doc. 1 & 13);
* the “Rosebrook”’ plaintiffs are a group of voters
representing the interests of the Democratic Party
members of Congress, who advocated for a state-
wide “Democratic” map. (No. 91 C 4656, R. Doc.
1 & 7). Democratic Congressmen Durbin, Costello,
Bruce, Cox, Poshard, Sangmeister and Evans
were billed for the legal services provided to the
Rosebrook plaintiffs (R. Doc. 244; Ex. P in Vol. 6
of Loose Pleadings);
e the “Chicago Urban League” plaintiffs also repre-
sent the interests of the existing African-American
districts and submitted a proposal for the four
minority districts (No. 91 C 5472, R. Doc. 1); and
e the “Scott” intervenors are Johnny Scott and Ben
Howard, individually and as representatives of the
St. Clair County and Madison County, Illinois, Na-
tional Association for the Advancement of Colored
People (““NAACP”’), who intervened in the action
to oppose an early draft of the Hastert/Republican
statewide map (R. Doc. 111 *& 115).
See also Hastert I, 777 F. Supp. at 638-39.?
2 Other parties before the district court (but not the Court of
Appeals) were the “Collins” plaintiffs, including Representatives
Cardiss Collins and Charles Sines of the 7th and ist Congres-
sional Districts, as well as the following intervening parties: Rep.
Frank Annunzio (11th District); Rep. Sidney Yates (9th District);
Rep. Augustus Savage (2nd District); the Harold Washington
Party; and residents of the 3rd Congressional District. Hastert I,
777 F. Supp. at 638-39.
~
On September 19, 1991, the State Board filed a motion
to dismiss the action, setting forth the scope of its respon-
sibilities for elections and its lack of authority or duty
under federal or state law to draw congressional district
boundaries. (R. Doc. 83). The State Board acknowledged
that it was bound by the terms of the 1981 redistricting
order and represented that it would implement any valid
redis..icting plan of the legislature or court; however, the
State Board “‘lack[ed] the capacity or legal interest to be
an adversary in this cause.” (/d.).
At a September 20, 1991 hearing, the district court de-
nied dismissal but, without objection from any of the plain-
tiffs/intervenors, it granted the State Board’s alternative
request for relief and ordered that the Board’s sole par-
ticipation in the litigation would be to implement the judg-
ment. (R. Doc. 86; Hastert I, 777 F. Supp. at 639; see also
App. 57-58). The State Board played no further role in
the proceedings until it responded to post-judgment peti-
tions for attorneys’ fees, advanced by several parties. (R.
Doc. 238).
During the pre-trial proceedings, the Hastert/Republicans
and Rosebrook/Democrats submitted and amended state-
wide redistricting maps, while proposals for the minority
districts were made by the Nieves, Chicago Urban League
and other plaintiffs. See Hastert I, 777 F. Supp. at 638-39
& 641 n.8. However, by court direction, no party could
3 Under the Illinois Constitution, the State Board of Elections
was created to have — supervision over the administration
of the registration and election laws throughout the State.” III.
Const. 1970, art. III, §5. The State Board is a bipartisan board
of eight members in which no political party has a majority in
membership. Jd.; 10 ILCS 5/1A-2 (1992).
=
advance more than one plan, leading to the alignment and
adoption of the map proposals. Jd. at 640 & n.4.
The plaintiffs and intervenors entered into stipulations
(i.e., the ideal population of a district and the need for
four minority districts), and settled differences among
themselves to narrow or remove issues. Jd. at 640. For
example, all parties ultimately agreed to an elongated C-
shaped configuration for the Hispanic congressional dis-
trict. /d. at 648 & n.24. Also, the Scott intervenors obtained
an accommodation from the Hastert/Republicans whose
proposed statewide map divided counties in the East St.
Louis area and “illegally and intentionally” diluted the
votes of African-Americans. (R. Doc. 112). The Hastert
plaintiffs—recognizing that this “intervention was caused
by something that we inadvertently did’ (R. Doc. 227,
Ex. A, Tr. at 37)—quickly stipulated with the Scott inter-
venors to a change in their proposal. (See App. 61-62).
The district court presided over a two-day trial in Oc-
tober 1991. On November 6, 1991, the district court issued
its decision (Hastert I). (R. Doc. 224 & 225). The court
declared the existing map unconstitutional and adopted
the Hastert/Republican map, while finding that both the
Hastert and Rosebrook proposals would have met consti-
tutional and legal requirements had they been enacted by
the state legislature. Hastert I, 777 F. Supp. at 641 &
n.7, 662. The State Board was ordered to implement the
new redistricting map, and the parties were ordered to
bear their own costs. Id. at 662.
Attorneys’ Fees
Various plaintiffs and intervenors moved to modify the
judgment to permit attorneys’ fees and costs under 42
U.S.C. §§ 1973i(e) and 1988. (App. 57). On January 17,
ailic
1992, the district court’s decision denied “prevailing par-
ty” status to the Scott and Chicago Urban League par-
ties, but granted such status to the Hastert plaintiffs
(whose map was adopted) and the Nieves plaintiffs (who
adopted the Republican map and played a role in the crea-
tion of the Hispanic district). (App. 61-63; Hastert v. State
Board of Elections, 794 F. Supp. 254, 259 (N.D. Ill. 1992)
(“Hastert IT’’)). However, the court went on to deny the
award of fees to these prevailing parties, concluding that
the legislative and political lobbying process had been
shifted to the federal court from the legislature, where
expenses were not compensable. According to the district
court, neither the purpose of fee-shifting statutes nor the
equities in this case would be served by awarding fees.
(App. 63-66).
On December 17, 1993 and on June 1, 1994 upon rehear-
ing, a divided panel of the Court of Appeals affirmed in
part and reversed in part the attorneys’ fees ruling of
the district court. (App. 1-29; App. 30-53). The full panel
agreed to affirm the prevailing party status of the Hastert
and Nieves plaintiffs and, by reversal, to grant such status
to the Scott intervenors. (App. 15-21, 25; App. 42-44, 50).
On rehearing, the majority alone reversed the status of
the Chicago Urban League and ruled that the League also
prevailed. (App. 18-21, 25-27). The Court of Appeals com-
pared the winning and losing plaintiffs in order to iden-
tify the prevailing parties. (App. 15).
In both of its opinions, the two-member majority of the
Court of Appeals reversed the three-judge district court
panel’s decision to deny fees on special circumstances
grounds. (App. 22-24; App. 46-48). The majority deemed
the discretion to deny fees quite narrow, and believed the
Illinois taxpayers must pay for the legislature’s derelic-
tion. (/d.). The dissent would have found no abuse of dis-
= =
cretion by the lower court in denying a fee award, believ-
ing that an award would be unfair where 1) the State
Board played no active or adversarial role and agreed to
enforce the judgment, 2) the litigation involved plaintiff
groups vying against one another for partisan interests,
and 3) the redistricting process had been shifted from the
legislature to the federal courts. (App. 27-29; App. 50-53).4
On remand, the State Board thus will be exposed to
attorneys’ fees claims from the Hastert, Nieves, Scott and
Chicago Urban League parties who were last represented
by eight law firms or organizations before the Court of
Appeals. For reference, the Hastert plaintiffs alone had
accrued approximately $450,000 in attorneys’ fees through
the district court’s denial of fees. (Hastert Appellants’ Br.
at 18 n.13). The other three prevailing parties have not
indicated their potential fee requests.
4 With respect to the Rosebrook plaintiffs, the Court of Appeals
first ruled that its jurisdiction was limited to the narrow review
of the district court’s denial of a motion to reconsider a prior order
that precluded the pursuit of fees. App. 67-69; App. 35-36, 41).
On rehearing, the Court found that the Rosebrook plaintiffs’ notice
of appeal had secured review of the merits of the fee decision
(App. 13-14), but it concluded that these plaintiffs were not entitled
to prevailing party status since their proposal was not adopted.
(App. 21-22).
—~10—
REASONS FOR GRANTING THE WRIT
I.
THIS COURT SHOULD GRANT CERTIORARI TO AD-
DRESS A PLAINTIFF’S ENTITLEMENT TO ATTORNEYS’
FEES FROM A NOMINAL AND NEUTRAL STATE DE-
FENDANT WHEN THE PLAINTIFF HAS PREVAILED
ONLY AGAINST COMPETING PLAINTIFFS, IN ORDER
TO ENSURE THAT FEDERAL COURTS UNIFORMLY
ENFORCE FEE-SHIFTING STATUTES AGAINST DE-
FENDANTS ONLY IF THEY ARE ACTUALLY FOUND
LIABLE FOR VIOLATIONS OF FEDERAL LAW.
Under federal fee-shifting statutes, the factors to be con-
sidered in identifying ‘‘prevailing party”’ status in differ-
ent contexts have been elaborated upon by this Court.
See Texas State Teachers Association v. Garland Indepen-
dent School District, 489 U.S. 82 (1989) (“Garland’’) (sum-
marizing case law analysis). While a party’s success in the
litigation is a general threshold requirement, this Court
has recognized that the attorney’s fee inquiry must ex-
tend beyond a mere claim of victory to an analysis of the
nature of the dispute and relief and of the relationship
of the winning and losing parties.5
This litigation presents the unaddressed question of a
nominal defendant’s liability for fees when the substan-
5 See, e.g., Kentucky v. Graham, 473 U.S. 159 (1985) (plaintiff did
not prevail against Commonwealth despite successful settlement
with employees sued in personal capacities); Rhodes v. Stewart,
488 U.S. 1 (1988) (plaintiffs were not prevailing parties with a
favorable judgment absent relief that alters defendants’ behavior
toward plaintiffs); Christiansburg Garment Co. v. Equal Employ-
ment Opportunity Commission, 434 U.S. 412 (1978) (aint S ac-
tion must be frivolous if defendant is to “ prevail” for fee purposes);
tus sen es Federation of Flight Amends v. Zipes, 491 U.S.
754 (1989) (plaintiffs’ success over losing intervenors alone insuffi-
cient for fee award).
=:
tive controversy is only between plaintiff groups and “win-
ning” plaintiffs are identified for their relative success
against other plaintiffs, rather than against the nominal
and neutral defendant. In this category of cases, while
some plaintiffs may indeed obtain favorable relief, the ra-
tionale for departing from the American Rule on costs by ,
shifting fee liability to one’s opponent is absent. Unlike
the justification for fee shifting in normal cases, a plain-
tiff’s victory in the present type of case does not repre-
sent establishment of the defendant’s violation of federal
law, and the “losing” opponent is not the defendant. In
the context of competing plaintiffs and a neutral defen-
dant, this case asks whether a plaintiff has “prevailing
party” status against a nominal defendant when the plain-
tiff succeeds but the defendant has not “‘lost’’.
Fee awards are only permitted when a party has pre-
vailed on the merits. Hanrahan v. Hampton, 446 U.S.
754, 758 (1980). From a plaintiff's viewpoint, prevailing
party status is obtained by succeeding on “any significant
issue in litigation which achieves some of the benefit sought”
in bringing suit. Hensley v. Eckerhart, 461 U.S. 424, 433
(1983). See also Garland, 489 U.S. at 790 (rejecting a re-
quirement to succeed on the “central issue’’). In the pres-
ent case, the Court of Appeals applied only this standard,
granting prevailing party status to those plaintiffs whose
proposals were adopted, but it acknowledged that the
“issue in litigation’”’ was between plaintiffs. (App. 15-21,
42-43). In other words, the court recognized that it was
not resolving a plaintiff/defendant dispute.
From a defendant’s standpoint, this latter observation
is the crucial one. This Court has repeatedly ‘emphasized
the crucial connection between liability for violation of fed-
eral law and liability for attorney’s fees.” Zipes, 491 U.S.
at 762. Where a defendant has not been prevailed against,
——————————————————eO
federal fee-shifting statutes do not authorize an award
against that defendant. Farrar v. Hobby, __. U.S. ___.,
113 S. Ct. 566, 572 (1992); Kentucky v. Graham, 473 U.S.
at 165. In order to “prevail” against a particular defen-
dant, the plaintiff must be able to point to a resolution
of the dispute that materially alters the legal relationship
between itself and the defendant. Farrar, ___._ U.S. at
___, 118 S. Ct. at 572-73; Garland, 489 U.S. at 792-93;
see Rhodes v. Stewart, 488 U.S. 1, 3-4 (1988); Hewitt v.
Helms, 482 U.S. 755, 761 (1987).
The latter standards, if applied in a case such as this,
defeat prevailing party status as against a nominal defen-
dant, despite some plaintiffs’ achievement of relief relative
to other plaintiffs. Here, the Seventh Circuit made no
finding of federal law violation against the defendant, and
the litigation resolved only the disputes existing between
plaintiffs.
From the inception, the State Board stood willing to
implement a new and valid redistricting plan without the
necessity of a judgment against it. (R. Doc. 83). Cf. Farrar,
___ U.S. at ____, 118 S. Ct. at 574 Gudgment for nominal
damages modifies defendant’s behavior because it forces
defendant to pay money he otherwise would not pay). The
litigation settled which proposal would be implemented
given the “parochial interests and partisan concerns” of
the competing plaintiffs (App. 65)—the same competing in-
terests that prevented a legislative resolution.
In enacting fee-shifting statutes, Congress intended that
the plaintiff serve as its chosen instrument in vindicating
a policy of high priority against the violator of federal
law. See Christiansburg, 434 U.S. at 418. Policy considera-
tions of fee-shifting statutes are not served in cases such
as this, where the plaintiffs litigate their otherwise polli-
tical disputes.
-_
The imposition of fees in this matter raises theoretical
and very practical aspects of fee-shifting statutes, such
as: 1) how will the reasonableness of claimed attorney time
be determined when one plaintiff “prevails” over other
plaintiffs?; 2) would the latters’ disinterest in compromise
permit the prevailing party to obtain compensation for
succeeding over a perhaps unreasonable opponent in order
to inexplicably punish the State Board?; 3) how does the
State Board identify for itself and the district court any
non-compensable hours, when the Board, which lacks the
redistricting authority, holds no historical knowledge of
the litigation and could not, for example, have extracted
a compromise or made an offer of judgment, pursuant to
Rule 68 of the Federal Rules of Civil Procedure?; and 4)
if plaintiffs may prevail between themselves and yet never
be exposed to an opponent’s fees, what disincentive to
litigation exists when the State Board must pay the fees?
While the State Board recognizes that attorneys’ fees
have been awarded in redistricting cases, none of those
decisions has examined prevailing party status in light of
the more limited standards pronounced by this Court since
1985. See, e.g., In re Illinois Congressional Districts, 704
F.2d 380 (7th Cir. 1983); In re Kansas Congressional Dis-
tricts Reapportionment Cases, 745 F.2d 610 (10th Cir.
1984). This Court is, therefore, urged to grant a writ of
certiorari to examine this aspect of the availability of at-
torneys’ fees awards on the basis of prevailing party
status.
a
Il.
THE LOWER COURTS REQUIRE DIRECTION ON THE
PARAMETERS OF THE JUDICIALLY-CREATED EXCEP-
TION TO THE GRANT OF ATTORNEYS’ FEES WHEN
FOUR OF SIX FEDERAL JURISTS WOULD HAVE DE-
NIED FEES AS UNJUST AND THE TWO-MEMBER MaA-
JORITY DISAGREED.
Even if some plaintiffs had obtained prevailing party
status through their litigation, the three-judge district
court held discretion to deny an award of fees. When cir-
cumstances would render an award unjust, the court may
withhold fees from a prevailing party. Hensley, 461 U.S.
at 429; Farrar, ___._ US. at ___, 113 S. Ct. at 576-77
(O’Conner, J., concurring). See Zipes, 491 U.S. at 760
(“({IIn some circumstances, the interests of the losing party
trump those of the prevailing party.’’).
Ignoring the abuse of discretion standard requiring affirm-
ance if any rational person could agree with the district
court, the two-judge majority plainly refused to recognize
the three-judge district court’s conclusion, with which the
dissent would have concurred. On the same set of facts,
six federal jurists have spoken on the application of the
special circumstances exception to awarding fees and ar-
rived at opposite conclusions, exemplifying the need for
this Court’s direction.
For example, the majority was willing to accept as true
the district court’s conclusion that the plaintiffs’ lobby-
ing efforts had been shifted from the legislative to the
federal judicial forum. (App. 23). Nevertheless, it obliter-
ated the special circumstances exception by finding that
a state agency may be liable for the prevailing parties’
fees. (/d., citing Hutto v. Finney, 437 U.S. 678, 694 (1978)).
The majority failed to recognize that the exception must
exist despite plaintiffs’ prevailing status and the defen-
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otiiinn
dant’s lack of immunity under Hutto, or it would have
no meaning.
While the State Board contends that the true nature
of the plaintiffs’ litigation should have prevented prevail-
ing party status as against the nominal defendant, the dis-
trict court and the dissenting appellate judge viewed the
particular characteristics of this type of litigation as justi-
ficati-n for withholding a fee award. Addressing the
parameters of the special circumstances exception would
avoid the confusion over its application and curtail un-
necessary fee litigation.
CONCLUSION
For these reasons, the Illinois State Board of Elections
and the Board members respectfully ask this Court to
issue a writ of certiorari to review the opinion and judg-
ment of the United States Court of Appeals for the
Seventh Circuit.
Respectfully submitted,
ROLAND W. BURRIS
Attorney General of Illinois
ROSALYN B. KAPLAN
Solicitor General of Illinois
Counsel of Record
DEBORAH L. AHLSTRAND
Assistant Attorney General
100 West Randolph Street
12th Floor
Chicago, Illinois 60601
(312) 814-3698
Attorneys for Petitioners
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