Petition for Writ of Certiorari — Lekvold v. Westinghouse Hanford Co.
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Suprem
e Court, U.S.
i Fae a 2
Supreme Court of the United States
October Term. 1994
os
LRY L. LEKVOLD,
WESTINGHOUSE HANFORD COMPANY, a Delaware
Corporation; WESTINGHOUSE ELECTRIC
CORPORATION, a Pennsylvania Corporation,
Respondents.
* Sa
Petition For Writ Of Certiorari
fo The United States Court Of Appeals
For The Ninth Circuit.
* ———
PETITION FOR WRIT OF CERTIORARI
* ackiceans
r.M. G & Frienps, P.C.
THAD M. GuYER
Counsel of Record
221 West Main Street, Suite ]
Medtord OR 97501
503) 773-9656
;overnment Accountability
Project
[HOM M. DevInt
THOMAS E. CARPENTER
810 First Street, N.E., Suite 630
Washington, D.C. 20002
202) 408-0034
QXUESTIONS PRESENTED FOR REVIEW
l. ARE A PRIOR HISTORY OF FAILED WHIS-
[LEBLOWER LEGISLATION, AND THE SUBSEQUENT
PASSAGE OF THAT “ALTERNATIVE REMEDY” LEGIS-
LATION AFTER FILING OF A BIVENS ACTION, SUFFI-
CIENT TO DEMONSTRATE THAT CONGRESS DID NOT
INADVERTENTLY DENY A COMPREHENSIVE REM-
EDY TO WHISTLEBLOWERS AT DEPARTMENT OF
ENERGY NUCLEAR FACILITIES?
[] VRE NON-CONGRESSIONALLY CREATED
\DMINISTRATIVE REMEDIES WHICH ARE NOT PAR]
OF A COMPREHENSIVE REMEDIAL SCHEME SUFFI-
CIENT TO CONSTITUTE A “SPECIAL FACTOR” FOR
NOT ALLOWING A BIVENS REMEDY?
Il. IS THE SEPARATION OF POWERS DOCTRINE
VIOLATED BY ALLOWING A NON-CONGRESSION-
\LLY CREATED ADMINISTRATIVE REMEDY OF AN
EXECUTIVE DEPARTMENT TO PRECLUDE A BIVENS
KEMEDY?
PARTIES TO THE PROCEEDINGS BELOW
The names of all parties to the proceedings, and their
5
parent and subsidiary corporations, appear in the caption
of the case.
TABLE OF CONTENTS
QUESTIONS PRESENTED FOR REVIEW ...........
PARTIES TO THE PROCEEDINGS BELOW......... il
[ABLE OF AUTHORITIES ..................... a ae
REPORTS AND OPINIONS BY OTHER COURTS
AND . SEINCIES....... Ee eat etiw ite cans l
GROUNDS FOR JURISDICTION ................... l
CONSTITUTIONAL, STATUTORY AND REGULA-
TORY PROVISIONS INVOLVED.................
United States Constitution........... Pema ge es l
Energy Reorganization Act of 1974, as amended
cee EE OE a l
Atomic Energy Act of 1954...................... Y
Inspector General Act of 1978 ................... 3
Regulations and Orders of Department of Energy 3
CONCISE STATEMENT OF MATERIAL FACTS..... 5
BASIS OF JURISDICTION IN DISTRICT COURT... 7
ARGUMENT FOR ALLOWANCE OF THE WRIT... 7
Summary of Grounds for Review................ 7
Statutory Construction and Bivens Actions ....... 7
Non-Congressionally Created Administrative
Remedies ...... og ER Se ree aA ;* ae
a 18
ey co ao kone vnc knncded App. 1
TABLE OF AUTHORITIES
Page
CASES
Bivens v. Six Unknown Named Agents of Fed. Bureau
of Narcotics, 403 US 388 (1971)
Lee IR eo EE Co Pee eee GT Pee EEE TES EELS Cy passim
Bricker v. Rockwell Intern. Corp., 22 F.3d 871 (9th
Eo Hen Sea ewe ulcers Gs awe eee aes ‘Poe | eS ae et
Puen U. Laces, GOl US SOS CES ok cbc s scene nae. 10, 16
Carison v. Green, 446 US 14 (i900)... 2.2... incase: 15
Hawaiian Airlines, Inc. v. Norris, 114 S.Ct. 2239
3 | Ree ee ees ete gra ee a ee ee nr we ee ee 17
Krueger v. Lyng, 927 F.2d 1050 (8th Cir. 1991)......... 7
McCarty v. Madigan, 112 S. Ct. 1081 (1992)....... 11, 14
Mistretta v. United States, 488 US 361 (1989)......... 17
Pension Ben. Guaranty Corp. v. LTV Corp., 110 S. Ct.
BEE Sees Soe Ob 4 Oo AEP EAS COR Peay aie 12
Schweiker v. Chilicky, 887 US 412 (1988)... 10, 11, 15, 16
U.S. CONSTITUTION:
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STATUTES:
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TABLE OF AUTHORITIES ~ Continued
REGULATIONS AND ORDERS:
[ribe, American Constitutiona] Law (2d Ed. 1988)....17
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ee ee = nd
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nce
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—— _ a
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REPORTS AND OPINIONS
BY OTHER COURTS AND AGENCIES
[he United States District Court for the Eastern Dis-
trict of Washington entere Nn opinion and order dated
February 25, 1992, which is set forth in the appendix.
—— —@©¢ ————
GROUNDS FOR JURISDICTION
[he judgment sought to be reviewed is the opinion of
the United States Court of Appeals for the Ninth Circuit
dated May 14, 1994. This Court has jurisdiction to review
the opinion by writ of certiorari pursuant to 28 USC
section 1254( l).
CONSTITUTIONAL, STATUTORY AND
REGULATORY PROVISIONS INVOLVED
United States Constitution:
\mendment I. Congress shall make no law * * * abr-
idging the freedom of speech, or * * * to petition the
Government for a redress of grievances.
Amendment V. No person shall be * * * deprived of
f
life, liberty, or property without due process of law * * *.
Energy Reorganization Act of 1974, as amended
1992:
42 USC section 5851. Employee Protection
(a) Discrimination against employee. (1) No
employer may discharge any employee or otherwise
discriminate against any employee with respect to his
Se eee
No
compensation, terms, conditions, or privileges of emplov-
ment because the employee (or person acting pursuant to
a request of the employee) -
(A) riotified his employer of an alleged viola-
tion of this Act or the Atomic Energy Act of 1954 (42 USC
2201 et seq.);
(B) refused to engage in any practice made
unlawful by this Act or the Atomic Energy Act of 1954, if
the employee has identified the alleged illegality to the
employer;
(2) For purposes of this section, the term
“ersnloyer” includes D) a contractor or sub-
CO ictor of the Department of Energy that is indemni- |
fied by the Department under section 170d. of the Atomic |
Energv Act of 1954 * * *
(h) This section may not be construed to expand
diminish, or otherwise affect any right otherwise avail-
able to an employee uncer Federal or State law to redress |
the employee’s discharge or other discriminatory action
aken ee oyer against the e oyee.
taken by the employer against the employ
Atomic Energy Act of 1954:
42 USC section 2201. General provisions
In the performance of its functions the Commission
[Department of Energy] is authorized to -
QD
(1) Regulations or orders. prescribe such regulations
or orders as it may deem necessary * * * (3) to govern
any activity authorized pursuant to this Act, including
standards and restrictions governing the design, location,
and operation of facilities used in the conduct of such
activity, in order to protect health and to minimize dan-
+ +
ger to life or property;
Inspector General Act of 1978:
5 USCS Appx. section 7(a) provides:
§ 7. Complaints by employees; disclosure of Identity;
reprisals
(a) The Inspector General may receive and investigate com-
plaints or information from an employee of the establish-
ment concerning the possible existence of an activity
constituting a violation of law, rules, or regulations, or mis-
management, gross waste of funds, abuse of authority or a
substantial and specific danger to the public health ard
safety.
Regulations and Orders of Department of Energy:
DOE Order 5483.1A Occupational Safety and Health
Program for DOE Contractor Employees at Government-
Owned Contractor-Operated Facilities
1. Purpose. To establish requirements and pro-
cedures to assure that occupational safety and health
standards prescribed pursuant to the Atomic Energy Act
of 1951, as amended, the Energy Reorganization Act of
1974, and the Department of Energy Act of 1977, provide
occupational safety and health protection for Department
of Energy (DOE) contractor employees * * * which is
consistent with the protection afforded private industry
employees by the occupationa
dards promulgated under the O
Ith Act of 1970 (OSHA), Publi
cae |
Responsibilities and Authorities
d. (11) KRequire contractors to: * * * (b) Es
tablish and implement programs and procedures in sup-
port of this Order which assure that: * * * 9. Contractor
employees who exercise their rights under this Order are
not discriminated against, as required by Chapter III
Chapter III. Nondiscrimination, Injury and Illness
Information, and Accident Prevention
1. Nondiscrimination.
a. No contractor shall discharge or in any man
ner demote, reduce in pay, coerce, restrain, threaten, or
take any other negative actions against any contractor
employee as a result of the employee’s filing of a com-
plaint, or in any other fashion, exercising on behalf of
himself or herself or others any right set forth in this
Order.
b. Any employee who believes he or she has
been discharged or in any other manner discriminated
against, in violation of this Order, may file a complaint
with the cognizant CO [contracting officer] or CO repre-
sentative within 30 days after the alleged discrimination,
setting forth the nature of the alleged discrimination. The
*
Shall investigate the com-
5
CO or CO representative
plaint, and if it is found that such discrimination has
occurred, the field organization shall assure that appro
priate measures are taken by the contractor, including
rehiring or reinstatement of the employee, restoration of
+ * *
lost seniority, and back pay
CONCISE STATEMENT OF MATERIAL FACTS
Petitioner Gary Lekvold was employed by respon-
lent Westinghouse Hanford Corporation (hereafter
“WHC’) as a senior security engineer assigned to the
security Application Center of the Safeguards and Secu-
rity Function at the Hanford Nuclear Reservation in
Hanford, Washington. The Reservation is owned by the
United States Department of Energy, and is the site for
production and storage of nuclear materials for defense
and military uses. WHC is the prime contractor for opera-
tion of the programs conducted on the Reservation. Mr.
Lekvold was responsible for various security functions
regarding protection of nuclear materials.
In April 1988, Mr. Lekvold began dissenting from
some of his supervisors’ conclusions regarding the secu-
rity of nuclear materials storage. opecifically, he reported
that WHC was failing “to take the measures reasonably
necessary to protect the public from the consequences of
theft or other unauthorized joss of nuclear materials.”
(Complaint, para. 9). In March 1989, he was removed
from the worksite, although his employment status con
tinued. During the interim period, he suffered harrass-
ment and retaliation by WHC for having communicated
his security concerns to officials of the Department of
Energy and Members of Congress. This retaliation
included unauthorized surveillance him, demanding
he see a psychiatrist, having an unscheduled security
clearance “reinvestigation” done on him, and removing
him from work with armed guards.
Prior to his commencement of this action, Mr. Lek
vold was unaware of and did not pursue any administra
tive remedies within the jurisdiction of any governmental
agency to redress the retaliation. Prior to his removal
from the worksite, he participated in an informal
“employee concerns” program administered by WH(¢
basic corporate grievance procedure designed to resol\
employer-empioyee conflict and dissatisfaction. Mr. Lek
vold was not a member of any labor organization, nor
covered by any collective bargaining agreement.
At the time of his removal from the worksite, WH(¢
confiscated some of Mr. Lekvold’s personal property kept
in his office. Contrary to its written disciplinary policies,
neither before nor after his removal from the worksite did
WHC provide him with any notice or opportunity to be
heard. The stated reasons for Mr. Lekvold’s removal from
the worksite concerned attendance and timecard pro
cedures. After removal from the worksite, Mr. Lekvold’s
security access authorization was suspended, and his
security clearance was later revoked by the Department
of Energy.
Court regarding actions under Bivens v. Six Unknown
BASIS OF JURISDICTION IN DISTRICT COURT
Jurisdiction over Mr. Lekvold’s speech and due pro-
eS onstitutional claims in the U.S. District Court was
yranted by 28 US¢ ection 1331. These are federal ques-
inder the First and Fifth Amendments.
< ESSN
ARGUMENT FOR ALLOWANCE OF THE WRIT
Summary of Grounds for Review: There are two
primary grounds upon which this petition is based. First,
the Ninth Circuit’s decision, which is based on the com-
panion case Bricke1 Rockwell Intern. Corp., 22 F.3d 871
th Cir. 1994), cert. pendine No 94-120, is one upon an
important federal question which has been decided in a
which conflicts with the applicable decisions of this
vent f Fed. Bureau of Narcotics, 403 US 388
171); and regarding more broadly the rules of statutory
onstruction. Secondly, the Ninth Circuit’s decision is in
nflict with one of the Eighth Circuit regarding the
lisallowance of a Bivens action based upon a non-Con-
yressionally created administrative remedy, and regard-
the implications of this upon separation of powers
loctrine. Krueger Lyng, 927 F.2d 1050 (8th Cir. 1991).
Statutory Construction and Bivens Actions: The
vinth Circuit erred in denying Lekvold a Bivens remedy
the grounds that the 1992 Amendments of the Energy
Keorganization Act evidenced a ( ongressional intent that
DOE contractor employees be limited to statutory
remedies. The 1992 remedy is neither “equally effective”,
nor a “special factor”. Prior to filing of this action, the
Energy Reorganization Act of 1974 (ERA), 42 USC section
5851, provided remedies only for employees of contrac-
tors of the Nuclear Regulatory Commission, but not for
those of the Department of Energy (DOE). Subsequent to
filing, however, the Congress amended the ERA to cover
DOE contractor employees as well.! Congress did this in
express recognition that “accounts of whistleblower
g., Hanford,
Oak Ridge, Rocky Flats) suggest that whistleblower
harassment at * * * DOE nuclear facilities (e.
harassment and retaliation remain all too common in
parts of the nuclear industry.” (Bricker amended opinion
| There is nothing in the record below whatsoever which
establishes that Lekvold could have addressed any, much less
all, of his claims under the ERA, DOE order, etc., even were they
to apply to him. Whistleblower statutes protect not classes (such
as “DOE contractor employees”), but “activity” defined by
those statutes, i.e., whistleblowing. However, only whistle-
blowing within a confined subject matter is protected. The ERA,
42 USC sec. 5851 (a)(1)(A) and (B) cover protected activity only
so far as it involves blowing the whistle on “an alleged violation
of this chapter or the Atomic Energy Act of 1954” and/or
regarding “any practice made unlawful” thereunder. For exam-
ple, an NRC (or now DOE) contractor employee who is a secre-
tary blowing the whistle on theft of typewriters is a
“whistleblower”, and may have a remedy under some statute,
but not under the ERA, since the ERA regulates only certain
aspects of nuclear power and fuels, not theft of office equip-
ment. Perhaps both of the lower courts found this principle to
apply given that neither court even acknowledged WHC’s argu-
ment that Mr. Lekvold had a remedy under a hazardous waste
statute, 42 USC section 9610, the Comprehensive Environmental
Response, Compensation and Liability Act of 1980 (CERCLA).
CERCLA establishes whistleblower jurisdiction for reporting
environmental releases of hazardous material, and WHC argued
that Lekvold’s concerns over theft of radioactive waste could be
cognizable under CERCLA.
at 876). In so amending the ERA, Congress specifically
Dro\ ided:
[his section may not be construed to expand,
diminish, or otherwise affect any right otherwise
available to an employee under Federal or State
law to redress the employee’s discharge or other
discriminatory action taken by the employer
against the employee.
$2 USC sec. 5851(h), October 24, 1992 (emphasis added).
Despite this provision, the Bricker decision held, in
ua sponte tashion,? that a subsequently enacted statutory
remedy for Lekv 5ld’s class of DOE-contractor employees
evidences past Congressional intent that the class previ
usly had no remedy under Bivens. The panel in the
present case was bound to follow Bricker. Lekvold opinion
at App. 4. If allowed to stand, these decisions will have
far reaching effects on the availability of Bivens remedies
in virtually any judicial context.
Under Bivens, a remedy may be implied by the courts
for constitutional violations where (1) Congress has not
provided an “equally effective alternative remedy”; or (2)
where “special factors” are present. The “special factor”
at issue here is whether there are indications that Con-
gressional failure to legislate an equally effective alterna-
tive remedy was “not inadvertent”. Never before has the
Supreme Court or any Court of Appeals held that the
Because the Energy Reorganization Act amendments of
1992, 42 USC sec. 5851, came subsequent to the briefing of
Bricker, no party’s brief addressed the effect of such subsequent
legislation on a pending Bivens claim. Nor did any party assert
at oral argument the rationale adopted by the panel decision.
————————— eee
10
subsequent enactment of a remedy could retroactively evi
dence a Congressional intent that the affected class pre
ously never should have had a Bivens or other remedy
[he panel in this case, following Bricker, did not rule
on the effects of failed ERA amendments preceding the
7
passed subsequent to
r
Bivens action, but upon those which
it. [The Bricker decision states:
We need not attempt to discern Congress’s
intent in 1978 when it passed section 210 of the
Energy Reorganization Act because we conclude
that Congress’s subsequent decision regarding
remedies for whistleblowers at DOE nuclear
facilities undermine the Brickers’ argu-
ment. * * * It is true that we must be reluctant to
draw conclusions concerning congressional
intent from the mere failure of bills to pass. Cf
Balelo v. Baldridge, 724 F2d 753, 762-63 (9th
Cir.) ** * . Nevertheless, the various attempts at
legislation may suggest that Congress’s inaction,
whatever its reason, was not wholly inadver-
tent. Moreover, in 1992, Congress enacted
amendments to the Energy Reorganization Act
of 1974 that provide whistleblower protection
for employees at DOE nuclear facilities, includ-
ing a provision that allows recovery of compen-
satory damages - precisely the remedy that the
Brickers seek in this action. * * *
3
[he Supreme Court decisions to date had applied the Con-
gressional inadvertence analysis only to cases where Congress have
passed, not failed, “comprehensive” statutory schemes for address-
ing, or excluding, the wrongs complained of in the Bivens action
Schweiker v. Chilicky, 887 US 412 (1988) and Bush v. Lucas, 462 US 367
(1983). Moreover, these statutory remedies were enacted before, not
after, the Bivens actions were filed.
1]
Through these amendments, which came too
late for the Brickers, Congress has provided an
elaborate and comprehensive remedial
scheme. * * *
Bricker at 875 (emphasis added).4
Having provided this legislative context, the Bricker
panel went on to emphatically hold, without any citation of
relevant precedent, that the subsequent amendments of the
ERA, not the prior failed bills, were fatal to the Bivens
claims:
[hese amendments, however, provide only pro-
spective relief; they apply to claims filed on or
after October 24, 1992, the date of enactment.
[Citations omitted]. The fact that the amend-
ments were given only prospective effect sug-
gest that Congress did not inadvertently fail to
provide relief to persons, such as the Brickers,
who filed claims before October 24, 1992. * * *
We cannot create a Bivens remedy if there are
“indications that congressional inaction has not
been inadvertent” Schweiker, 487 US at 423; see
also McCarthy v. Madigan, 112 S Ct 1081, 1090
(1992) * * * . Because we cannot characterize as
inadvertent Congress’s decision not to include
within its remedial scheme persons who filed
claims before October 24, 1992, we are
* The term “may” is emphasized to show that the Ninth
Circuit considered, but did not rule upon the effects of the failed
legislation. Instead, the panel chose to base its decision on the
effects of the subsequent amendments.
12
—
precluded from implying a Bivens remedy for
the Brickers’ claims.
Bricker at 876.
There are two major problems with this holding.
First, this decision, as stated, is simply without precedent.
If it is to be the law, then it must be recognized as
creating an entirely new rule of statutory construction.
The Supreme Court in Pension Ben. Guaranty Corp. v. LTV
Corp., 110 S.Ct. 2668, 2678 (1990), stated:
[In construing a statute], subsequent legislative
history is a hazardous basis for inferring the
intent of an earlier Congress and is a partic-
ularly dangerous ground on which to rest an
interpretation of a prior statute when the subse-
quent history concerns a proposal that does not
become law; congressional inaction lacks per-
suasive significance, because several equally
tenable inferences may be drawn from such
inaction, including the inference that the exis-
ting legislation already incorporated the offered
change.
The ramifications for such an unprecedented new
approach are appropriate for Supreme Court review.
Non-Congressionally Created Administrative
Remedies:
The Ninth Circuit erred in denying Lekvold a Bivens
remedy on the grounds that a combination of administra-
tive remedies and “avenues for processing his concerns”
13
were available to him.> These could not alone or in sum
constitute either an “equally effective alternative rem-
edy”, nor “special factor counselling hesitation”. The
court below gave considerable weight to two administra-
tive procedures potentially available to Lekvold, both
vaguely based on sentence-or-two enabling legislation.
(Lekvold opinion at App. 6). The court gave no indication
of how these could be used to address community-wide
environmental concerns, or the types of retaliation
involved here. Both of the lower courts acknowledged
that these sundry administrative and statutory provisions
fall short of what Supreme Court precedents seem to
literally require, but both courts accepted them as enough
to kill a Bivens action anyway:
[he district court concluded that “[although]
these remedies, either alone or in combination,
do not constitute a comprehensive Statutory
scheme, they are in fact a remedial mechanism
designed to provide relief in circumstances that
exist in the instant case[.]”
Bricker at 877. See also district court order in Lekvold at
App. 17-18.
[he first “avenue for processing his concerns” (i.e.
alternative remedy) cited by the Ninth Circuit is DOE
order 5438.1A, which by its owns terms is limited to
occupational safety and health concerns. (Lekvold opinion
at App. 6). Additionally, except for the general language
> Lekvold opinion at App. 6, emphasis added. With this
language the Ninth Circuit has discounted even further the
“alternative remedies” special factor. Now, mere “avenues for
processing concerns” are enough to defeat a Bivens remedy.
14
of 42 USC section 2201(i)(3) giving the DOE power to
“protect health and to minimize danger to life or prop-
erty”, this DOE order has been attributed to no Congres-
sional action.
The second “avenue” cited in the Lekvold opinion is
the Inspector General Act of 1978, 5 USCS Appx. section
7. (Lekvold opinion at App. 6). This statute is nothing
more than an authorization to the President to create an
office of inspector general in each of the federal agencies
listed in section 2(1). Beside the fact that neither the
Atomic Energy Commission nor the Department of
Energy are so listed, and that section 7 applies only to
“employees” of the federal government and not contrac-
tor employees, the Act provides no “remedy” at all. Sec-
tion 7 simply allows the inspector general of the agency
to “investigate” any complaints or information provided
as to violations of federal laws and regulations. No reme-
dial provisions are included in the Act. To allow a general
‘
statute such as this to constitute a “special factor” is no
different than according the same status to a citizen’s
right to call the FBI.
This Court’s decision in McCarty v. Madigan, 112 S.
Ct. 1081 (1992) addressed the issue of whether the exis-
tence of an “administratively” created remedy may con-
stitute a “special factor” under Bivens analysis. In
McCarthy, the Bureau of Prisons argued that the existence
of a grievance procedure formally adopted and published
in the Code of Federal Regulations, and implemented
pursuant to a general grant of authority by Congress, was
dispositive of a prisoner’s Bivens suit. The Bureau did not
argue that the grievance procedure completely eliminated
JI
Bivens relief.© Instead, the government asserted a much
more timid position that under the Chilicky analysis, the
grievance procedure should at least modify Carlson to
provide for am administrative exhaustion requirement.
[he Supreme Court held that a non-congressionally
adopted grievance procedure could not even have that
effect. The Court stated at 117 L Ed 2d 303-04:
[R]espondents appear to confuse the presence of
special factors with any factors counseling hesita-
tion. * * * [Court’s emphasis].
Interpreting the “special factors” exception. in
Schweiker * * * and in Bush * * * [citations omit-
ted], the Court found the Bivens remedy dis-
placed because Congress had legislated an
elaborate and comprehensive remedial
scheme. * * * Here Congress has enacted noth-
ing.
As to the general grant of rulemaking authority to the
Bureau, the Court rejected that this could suffice as the
required Congressional involvement. The Court stated at
117 L Ed 2d 302:
We think respondents confuse what Congress
could be claimed to allow by implication with
what Congress affirmatively has requested or
required. By delegating authority, in the most
general terms, to the Bureau to administer the
federal prison system, Congress cannot be said
© Prisoner actions under Bivens were approved in Carlson v.
Green, 446 US 14 (1980), eight years before the restrictive “Con-
gressional inadvertence” analysis adopted in Schweiker v. Chi-
licky, supra. It is significant that the Attorney General did not
argue that the grievance procedure should be used as a special
factor to overrule Carlson.
16
to have spoken to the particular issue whether
prisoners in the custody of the Bureau should
have direct access to the federal courts.
Despite this language which clearly questions consider-
ing non-Congressionally created remedies as a “special
factor”, the Ninth Circuit discounts it as merely “some
language that can be read as favorable to the [peti-
tioner|”. Bricker at 878.
The magnitude of Congressional involvement is at
the core and principle of special factors analysis. In Chil-
icky, the court described Congressional involvement and
the statutory scheme as follows:
[An] “elaborate remedial scheme devised by
Congress”, [487 US at 414;] * * * [an] “adminis-
trative structure and procedure * * * of a size
and extent difficult to comprehend”, [id at
424]; * * * [as providing] “judicial review, includ-
ing review of constitutional claims”,
[id]; * * * [as] “considerably more elaborate than
the civil service system considered in Bush”, [id
at 425]; * * * [and as representing] “Congres-
sional attention [that has] * * * been frequent
and intense”, [id.].
The Bush Court described Congressional involvement and
the statutory scheme as follows:
“{[A]n elaborate, comprehensive scheme”, 462
US at 385; * * * [that] “apply to a multitude of
personnel decisions that are made daily by fed-
eral agencies”; * * * [as imbued with a] “history
of the development of civil service remedies and
the comprehensive nature of the remedies cur-
rently available”; * * * [and as] “an elaborate
remedial system that has been constructed step
17
by step, with careful consideration to conflicting
policy considerations”; [id at 388].
Before Mr. Lekvold filed his Bivens action, there had been
no Congressional involvement of any significant magni-
tude, much less any which could be deemed “intense”,
“comprehensive” or even “carefully considered”. Only
after Mr. Lekvold filed his action did Congress adopt the
1992 amendments to the ERA.7
Additionally, to accept the argument that the submit-
ted DOE activity can be the basis for a district court to
defer remedy determinations to that agency is to disre-
gard constitutional separation of powers doctrine. In
Krueger at 1055, the 8th Circuit found: “Only Congress
has the power to decide that a statutory or administrative
scheme will foreclose a Bivens action.” The court elabo-
rated that:
To allow an administratively-created scheme to
foreclose a Bivens action, without some real indi-
cation that Congress intended the adminis-
tratively-created scheme to have that result,
would require us to hold that the legislative
power to foreclose a Bivens action has been dele-
gated — a delegation almost certainly in viola-
tion of the separation of powers doctrine.
See also, Tribe, American Constitutional Law (2d Ed. 1988),
pp. 363-64, and Mistretta v. United States, 488 US 361, 372
(1989), reiterating that no delegation of powers from the
’ In a different, although analagous context, this Court has
recently held that any federal statutory preclusion of a whis-
tleblower’s state law claims must be based on a clear congres-
sional intent. Hawaiian Airlines, Inc. v. Norris, 114 S.Ct. 2239
(1994).
18
Congress to the executive or judiciary may be effective
unless Congress has laid “down by legislative act an
intelligible principle to which the person or body * * * is
directed to conform”. Nothing cited by the Ninth Circuit
demonstrates that this standard has been met
CONCLUSION
[he petition for writ of certiorari should be granted,
and the Ninth Circuit decision should be reversed
Respectfully submitted,
THAD M. Gl YER
App. 1
NOT FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
GARY L. LEKVOLD )
so alae aioe
Plaintiff-Appellant, , nee eaeren
. D.C. No.
. , CV 91-3011-FVS
WESTINGHOUSE keene
HANFORD CO. a MEMORANDUM*
Delaware Corporation; (Filed
WESTINGHOUSE | May 19, 1994)
ELECTRIC CORP., a |
Pennsylvania Corporation /
Defendants-Appellees
Appeal from the United States District Court
for the Eastern District of Washington
Fred Van Sickle, District Judge, Presiding
Argued and Submitted November 2, 1993
Seattle, Washington
Submission withdrawn November 4, 1993
Resubmitted May 17, 1994
Before: WRIGHT, GOODWIN, and HUG, Circuit Judges.
Gary L. Lekvold appeals a summary judgment in
favor of the defense in Lekvold’s damages action alleging
* This disposition is not appropriate for publication and
may not be cited to or by the courts of this circuit except as
provided by Ninth Circuit Rule 36-3.
— rr es
A
App. 2
that the defendants retaliated against him for “whis
tleblowing” activities, in violation of his federal constitu-
tional rights. We affirm.
At all times relevant to this appeal, Lekvold was a
senior security engineer assigned to the Security Applica-
tion Center at the Hanford Nuclear Reservation (“Han-
ford”), located in Hanford, Washington. Hanford is
owned by the United States, but is managed by private
contractors pursuant to a contract with the Department of
Energy (“DOE”). Lekvold was hired to work at Hanford
by Westinghouse Hanford Company, a subsidiary of
Westinghouse Electric Corporation (“Westinghouse”),
which has been the management contractor at Hanford
since June 29, 1987.
Lekvold alleged that he began communicating con-
cerns he had over the security of nuclear materials stor-
age at the Hanford site to Westinghouse management,
DOE officials, and members of Congress beginning in
April 1988. He contends that Westinghouse retaliated
against him as a result of these communications. Lekvold
complained that Westinghouse’s alleged actions violated
his speech and due process rights under the First and
Fourteenth Amendments.
Lekvold bases his constitutional claims on the
Supreme Court’s decision in Bivens v. Six Unknown
Agents of Fed. Bureau of Narcotics, 403 U.S. 388 (1971),
which permits, under certain circumstances, damages
\ eye |
INAMe a
App. 3
Suits against federal officials who violate federal constitu-
tional rights under color of federal law.!
[he Supreme Court has allowed “Bivens actions” for
money damages against federal offices who violate the
Due Process Clause of the Fifth Amendment, Davis v.
Passman, 442 U.S. 228 (1979), and the Cruel and Unusual
Punishments Clause of the Eighth Amendment, Carlson v.
Green, 446 U.S. 14 (1980). “In each of these cases, as in
Bivens itself, the Court found that there were no ‘special
factors counselling hesitation in the absence of affirma-
tive action by Congress,’ no explicit statutory prohibition
against the relief sought, and no exclusive statutory alter-
native remedy.” Schweiker v. Chilicky, 487 U.S. 412, 421
(1988) (citations omitted) (refusing to create Bivens rem-
edy for persons improperly denied Social Security bene-
rits)
Lekvold argues that a Bivens remedy is appropriate
here because Congress has been inadvertent in not creat-
ing a legislative remedy for violation of whistleblowers’
rights at DOE facilities. However, the district court con-
cluded that Congress’ repeated failure to enact proposed
whistleblower legislation providing a remedy for DOE
contractor employees barred a Bivens remedy in this case.
After the district court’s decision, two major develop-
ments occurred in this area of law that are dispositive of
' Lekvold claims that Westinghouse is subject to suit on a
Bivens theory because it is a “federal actor.” Westinghouse
denies that it is a federal actor, but did not seek summary
judgment on this issue. Thus, this issue is not before this court.
App. 4
this appeal. First, Congress amended the Energy Reor-
ganization Act of 1974 (“ERA”) to provide whistleblower
protection for employees at DOE-owned, contractor-oper-
ated nuclear facilities. See Energy Policy Act of 1992, Pub.
L. No. 102-486, § 2902(a), 106 Stat. 2776, 3123 (1992)
(codified at 42 U.S.C.A. § 5851 (West Supp. 1991)). How-
ever, the amendments apply prospectively only to claims
filed on or after the effective date of the amendments,
October 24, 1992. Pub. L. No. 102-486, § 2902(i), 106 Stat.
at 3125. Because Lekvold filed his action on January 25,
1991, he cannot take advantage of these amendments to
recover the damages he seeks.
The second major development was the decision by
another panel of this circuit in a related case that pre-
sented similar issues, Bricker v. Rockwell Int'l Corp., No.
91-36153, slip op. (9th Cir. Apr. 15, 1994).? Bricker held
that Congress’ failure to create whistleblower protection
for employees at DOE-owned, contractor-operated
nuclear facilities prior to October 24, 1992 was not inad-
vertent and that a remedy for money damages should not
be judicially created for claims filed before that time. Id.
at 3689, 3693 (emphasis supplied).
The facts of Bricker are very similar to the facts here.
Indeed, the district court in Lekvold’s case relied on the
district court decision in Bricker, No. CY-90-3090 AAM,
1991 WL 268026 (E.D. Wash. Sept. 17, 1991), to dispose of
* Lekvold’s case was withdrawn and resubmitted in order
to await the outcome of a petition for rehearing and rehearing
en banc filed in the Bricker case. The petition for rehearing in
Bricker was denied and the suggestion for rehearing en banc was
rejected on April 15, 1994. See Bricker, slip op. at 3685.
App. 5
this case on summary judgment. We find that Bricker
controls this case.
In Bricker, plaintiff Edwin Bricker was employed at
Hanford Nuclear Reservation, the same nuclear facility in
which Lekvold worked. In his complaint, Bricker named
the two Westinghouse defendants that are also the defen-
dants in Lekvold’s complaint, as well as a third defen-
dant, Rockwell Hanford Corporation, a division of
Rockwell International Corporation, (“Rockwell”).
Bricker, slip op. at 3685.
Bricker’s complaint alleged that while he was
employed at Hanford, he became aware of safety, health,
and environmental problems at the facility and that he
voiced his concerns about these matters to his super-
visors, Officials of Rockwell and Westinghouse, members
of Congress, and the news media. Id. at 3686. As a result
of these “whistleblowing” activities, Bricker contended
that Rockwell and Westinghouse subjected Bricker to var-
ious forms of harassment, thereby violating his federal
constitutional rights. Id.
Bricker argued, as Lekvold does here, that Congress’
failure to provide a damages remedy for employees at
DOE nuclear facilities was inadvertent and that a judi-
cially created Bivens remedy was justified. Id. However,
we have already rejected these arguments. This court in
Bricker found that Congress, when considering the 1992
ERA amendments, “decided to provide only prospective
relief even though it was aware that harassment of whis-
tleblowers had occurred in the past at DOE nuclear facili-
ties, including Hanford.” Id. at 3692. For this reason, this
court concluded that: “We cannot create a Bivens remedy
ee ee
App. 6
if there are indications that congressional inaction has not
been inadvertent.” Id. at 3693 (citation and internal quota-
tion marks omitted). As the court in Bricker, we must
defer to Congress’ decision not to provide a remedy for
plaintiffs such as Lekvold, whose claims arose prior to
the 1992 amendments to the ERA.
Lekvold attempts to distinguish Bricker on several
grounds. He argues that unlike in his case, Edwin Bricker
had numerous administrative and statutory remedies
available to him to pursue his claims. However, the dis-
trict court in Lekvold’s case found that Lekvold also had
several avenues for processing his concerns open to him,
which he used, albeit unsuccessfully. Among these was
the remedy of DOE Order 5483.1A, which provides safety
and health protection for DOE contractor employees, sim-
ilar to those found in private industry under the Occupa-
tional Safety and Health Act. Another was the Inspector
General Act of 1978, which prohibits retaliation against
employees who bring complaints to the attention of the
Inspector General.
Although Lekvold does not contest that these
remedies exist, he argues they are nonstatutory remedies
that do not satisfy the alternative available remedies as
discussed in Schweiker. However, in Bricker we rejected an
identical argument. Bricker, slip op. at 369-499. Addi-
tionally, we examine whether alternative remedial
schemes exist to determine whether congressional inac-
tion in an area has not been inadvertent. See Schweiker,
487 U.S. 412, 423 (1988). Where, as here, it is clear from
the legislative history that Congress did not inadvertently
fail to provide remedies for whistleblowers at DOE
nuclear facilities prior to 1992, we need not examine
App. 7
Whether such remedial schemes existed to redress an
employee’s claims.
For these reasons, the decision of the district court is
AFFIRMED.
App. 8
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF WASHINGTON
Defendants.
GARY L. LEKVOLD, ) NO.
Plaintiff, ) CY-91-3011-FVS
vs. | ORDER RE:
WESTINGHOUSE HANFORD ) go e
CO., and WESTINGHOUSE ) (|. rw
ELECTRIC CORP., aati
)
(Filed Feb. 25, 1992)
BEFORE THE COURT is Defendants’ Motion to Dismiss
Constitutional Claims for Failure to State a Claim, Ct.
Rec. 13, heard with oral argument on January 17, 1992.
Plaintiff was represented by Thad M. Guyer and Stephen
Sirianni. Stuart Dunwoody and Robert Dutton repre-
sented the Defendants.
Jurisdiction
This Court has jurisdiction over the Plaintiff’s claims
arising under the First and Fifth Amendments of the
Constitution of the United States pursuant to 28 U.S.C.
§ 1331, which provides for federal court jurisdiction for
any questions “arising under the Constitution.” 28 U.S.C.
§ 1331.
Facts
The Plaintiff, Gary Lekvold, is employed by Westing-
house Hanford Company (WHC) as a senior engineer
App. 9
assigned to the Security Applications Center of the Safe-
guards and Security Function of the Hanford Nuclear
Reservation in Hanford, Washington. Part of Gary Lek-
vold’s job was to design and analyze security systems for
the protection of on-site facilities and nuclear materials at
Hanford.
In April 1988, he began dissenting from some of his
supervisors’ conclusions regarding the security of nuclear
materials storage. In March 1989, he was removed from
the work site, but continued on the WHC payroll.
Mr. Lekvold alleges that after dissenting from the
Westinghouse management decisions, his credibility was
attacked and disparaging reports about his mental health
were entered into his personnel file. He also alleges that
although his job required direct interaction with officials
from the Department of Energy (DOE), he was not
allowed to deal with DOE officials without a Westing-
house manager present.
Mr. Lekvold claims that his rights under the First
Amendment of the United States Constitution were vio-
lated when the Defendants limited his free speech regard-
ing criticism of the facilities, and his Fifth Amendment
property rights were violated when the Defendants
removed him from his work site without due process.
Discussion
The Defendants have moved, pursuant to Rule
12(b)(6) of the Federal Rules of Civil Procedure, to dis-
miss the Plaintiff’s constitutional claims for failing to
state a claim upon which relief can be granted. When a
App. 10
moving party relies on matters outside of the pleadings
when presenting a Rule 12(b)(6) motion to dismiss for
failure to state a claim, the Court considers the motion as
one for summary judgment pursuant to Rule 56 of the
Federal Rules of Civil Procedure. Fed. R. Civ. P. 12(b){6).
The Defendants having supplemented their motion with
exhibits, the Court will consider Defendants’ Motion to
Dismiss as a Motion for Summary Judgment.
The purpose of a summary judgment, under Rule 56
of the Federal Rules of Civil Procedure, is to avoid unnec-
essary trials when there is no dispute as to the facts
before the court. Zweig v. Hearst Corp., 521 F.2d 1129 (9th
Cir. 1975)., cert. denied, 423 U.S. 1025. The moving party is
entitled to judgment as a matter of law if, with the
evidence and the inferences viewed in a light most favor-
able to the nonmoving party, there are no genuine issues
of material fact in dispute. Fed. R. Civ. P. 56(c); Semegen v.
Weidner, 780 F.2d 727 (9th Cir. 1986).
Rule 56 specifies that a defending party may move
for summary judgment with or without supporting affi-
davits. Fed. R. Civ. P. 56 (b). A party seeking summary
judgment always bears the initial burden of:
identifying those portions of the pleadings,
depositions, answers to interrogatories, and
admissions on file . . . which it believes demon-
strate the absence of a genuine issue of material
fact.
Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). The
motion shall be granted if “ ... there is no genuine issue
as to any material fact and the moving party is entitled to
a judgment as a matter of law.” Fed. R. Civ. P. 56 (c).
App. 11
In his complaint, Mr. Lekvold alleges that WHC is a
“federal actor” thereby subject to suit for constitutional
violations. The Defendants deny qualifying as federal
actors. Determining whether or not the Defendants are
“federal actors” is not necessary for the purpose of this
motion, and the Court does not address the issue. Plain-
tiff’s other factual allegations are accepted as true for the
purposes of this motion. (Def.’s Mem. Supp. Mot. at 2.)
The issue before the Court is: absent any statutory
cause of action, does the Plaintiff state a claim on which
relief can be granted. If no such statute exists to allow Mr.
Lekvold to recover on his constitutional claims, he must
look to a judicially created cause of action. Bivens v. Six
Unknown Named Agents of Federal Bureau of Narcotics, 403
U.S. 388 (1971).
In Bivens, the Plaintiff sought damages from federal
agents for violations of the Plaintiff’s Fourth Amendment
rights. Bivens, 403 U.S. at 390. The Court determined that,
even though no statutory cause of action existed, the
Plaintiff’s “complaint state[d] a cause of action under the
Fourth Amendment .. . [and that Plaintiff] is entitled to
recover money damages for any injuries he has suffered
as a result of the agents’ violation of the Amendment.”
Bivens, 403 U.S. at 397.
The Supreme Court of the United States created a
Bivens type remedy for violation of Eighth Amendment
rights in Carlson v. Green, 446 U.S. 14 (1980). However, the
Court noted that a Bivens cause of acticn can be defeated
in two situations:
The first is when defendants demonstrate “spe-
cial factors counselling hesitation in the absence
App. 12
of affirmative action by Congress.” [Cites omit-
ted.] The second is when defendants show that
Congress has provided an alternative remedy
which it explicitly declared to be a substitute for
recovery directly under the Constitution and
viewed as equally effective.
Carlson v. Green, 446 U.S. 14, 18-19 (1980) (citing Bivens v.
Six Unknown Named Agents of Federal Bureau of Narcotics,
403 U.S. 388, 396 (1971); Davis v. Passman, 442 U.S. 228,
245 (1979)). The Court noted in Carlson that the plaintiff's
complaint could support a suit under the Federal Tort
Claims Act (FTCA), but that there was no indication in
the legislative history of the FTCA that Congress
intended the FTCA “to preempt a Bivens remedy or to
create an equally effective remedy for constitutional vio-
lations.” Carlson v. Green, 446 U.S. at 19. The legislative
“history of amendments to the FTCA indicate that Con-
gress considered FTCA and Bivens to be parallel causes of
action. Id. at 19-20.
Bush v. Lucas, 462 U.S. 367 (1982), is factually similar
to the instant case. The Plaintiff was an engineer
employed at a facility operated by the National Aeronau-
tics and Space Administration. Id. The Plaintiff was
demoted for making public comments highly critical of
the center. Id. at 369. The Plaintiff filed a claim for viola-
tion of his First Amendment rights. Id. at 372.
The Plaintiff’s civil service remedies created by Con-
gress represented “an elaborate remedia! system that has
been constructed step by step, with careful attention to
conflicting policy considerations.” Id. at 388. A Bivens
remedy was not necessary, because the civil service
remedies, although short of providing “complete relief”
App. 13
to the Plaintiff, were available and the product of Con-
gressional action. Id. The relationship between the federal
government and its employees was identified as a “spe-
cial factor counselling hesitation.” Bush. 462 U.S. at 372.
Prior Bivens analysis was analyzed in Bush:
The federal courts’ statutory jurisdiction to
decide federal questions confers adequate
power to award damages to the victim of a
constitutional violation. When Congress pro-
vides an alternative remedy, it may, of course,
indicate its intent, by Statutory language, by
clear legislative history, or perhaps, even by the
statutory remedy itself, that the courts’ power
Should not be exercised. In the absence of such a
congressional directive, the federal courts must
make the kind of remedial determination that is
appropriate for a common-law tribunal, paying
particular heed, however, to any special factors
counselling hesitation before authorizing a new
kind of federal litigation.
Bush, 462 U.S. at 378.
Other cases have identified a variety of “special fac-
tors” that warrant hesitation in the creation of a Bivens
type remedy. The special power of Congress was identi-
fied as the “exclusive arbiter of federal fiscal affairs” as a
reason not to create a judicial remedy for the government
to recover damages against Standard Oil Company in
United States v. Standard Oil Co., 332 US. 301, 314-15
(1947). In Schweiker v. Chilicky, 487 U.S. 412 (1987), the
Court declined to create a Bivens remedy for parties to
recover damages for deprivation of social security bene-
fits, because Congress is in a better position to determine
App. 14
public interest than the judiciary. Schwetker v. Chilicky, 487
U.S. 412, 427 (1987).
An absence of statutory relief for constitutional viola-
tions does not imply that a judicial remedy should be
created. Id. at 421. “[T]he concept of ‘special factors cour
selling hesitation in the absence of affirmative action
Congress’ has proved to include an appropriate judicial
deference to indications that congressional inaction has
not been inadvertent.” id. at 423. Bivens remedies will not
be created when the design of programs indicates that
Congress has already provided what it would deem to be
adequate remedies, whether or not the remedies offer
complete relief. Id.
Plaintiff here argues that a Bivens remedy is appro-
priate because Congress has been inadvertent in not cre-
ating a legislative remedy for violation of whistle-
blowers’ rights at Department of Energy (DOE) facilities.
Plaintiff contends that although such legislation has been
introduced, Congress has not “waded deeply” enough
into consideration of enacting such legislation to avoid
being characterized as “inadvertent” in its failure to enact
any of the remedies.
The Defendants contend that two “special factors
counselling hesitation” exist in this case: Congress has
considered and rejected whistle-blower legislation for
DOE contractor employees; and Plaintiff has alternative
remedies available. Defendants offer an overview of pro-
posed legislation concerning DOE contractor whistle-
blower remedies. (Def.’s Reply Supp. Mot. Dismiss at
appendix.) They argue that Congress’s failure to enact
App. 15
any of these proposals does not constitution “Congres-
sional inadvertence,” but rather indicates that the legisla-
tion has not yet been presented in a form suitable for
enactment.
These same arguments were addressed in a recent
case in this district, Bricker v. Rockwell Hanford Operations,
et al., No. CY-90-3090-AAM (E.D. Wash. Sept. 17, 1991).
The Plaintiff in Bricker was an employee of Rockwell
Hanford Company, who becoming concerned about
safety operations at the Hanford nuclear facility, voiced
his concerns to co-employees, to members of the United
States Congress, and to the news media. Bricker v. Rock-
well Hanford Operations, et al., Slip op. at 2-3. The Plaintiff
alleged that his whistle-blowing resulted in conspiracy by
the defendants to deprive him of his constitutional rights
and to discredit and harass him. Id. at 3. Bricker sought
damages for alleged violations of his First Amendment
rights to free speech and association, his Fourth Amend-
ment right be tree from unreasonable searches, and his
Fifth Amendment rights to due process and privacy. Id. at
4.
Judge McDonald reviewed the numerous attempts by
Congress to pass legislation creating remedies for whis-
tle-blowing employees of government-owned contract-
operated (GOCO) facilities, such as Hanford. Id. at 13.
The judge rejected Plaintiff's argument that a failure to
enact legislation constitutes “Congressional inadver-
tence.” Id. In concluding that creation of a Bivens remedy
would be inappropriate in Bricker, the court noted:
Congressional inaction that is inadvertent?
Hardly. The congressional record is clear that
Congress is and has been aware of the situation
-_-s or jw C+ -
App. 16
regarding “whistle-blowers” at GOCO facilities,
but has failed to enact a comprehensive statu-
tory remedial scheme. It is difficult to imagine a
stronger case of what this court shall term
“deliberate inaction.”
Id.
Mr. Lekvold’s case is factually similar to the Bricker
case. Like Mr. Bricker, Mr. Lekvold works in a Depart
ment of Energy, government-owned contract-operated
nuclear facility in Hanford, Washington. Although Mr
sricker may have had some additional administrative
remedies available to him because of the nature of his
claims, the legislative history for DOE GOCO whistle-
blowers is equally applicable to Mr. Lekvold as to Mr
Bricker. Also applicable to Mr. Lekvoid’s case is the
Bricker Court’s analysis of failed Congressional attempts
to enact legislation to create remedies for whistle-blowers
at DOE GOCO facilities. !
This Court rejects the contention that Congress’s
repeated consideration of remedies for whistle-blowers at
GOCO facilities, and refusal to enact those remedies,
equates “congressional inadvertence.” Rather, it is appar-
ent Congress has considered and rejected enacting such
remedies
The Defendants argue that a second “special factor”
exists that counsels against creation of a judicial remedy:
| A detailed analysis of legislation relating to whistle-
blowers at contract-operated Department of Energy nuclear
facilities appears in Bricker v. Rockwell Hanford Operations et al.,
No. CY-90-3090-AAM, slip op. at 10-13 (E.D. Wash. Sept. 17,
1991).
App
~
the Plaintiff had alternative remedies available to him,
which he used, albeit unsuccessfully. One of the avenues
available to Mr. Lekvold was the DOE Richland Opera-
tions office “Employee Concerns Program,” which inves-
tigates the complaints of DOE contractor employees.
(Def.’s Mem. Supp. Mot. at 13.) Another was in the
Inspector General Act of 1978, which prohibits retaliation
against employees who bring complaints to the attention
of the Inspector General. (Id. at 14.) A third remedy was
through DOE Order 5483.1A, which provides safety and
health protection for GOCO employees, similar to those
found in private industry under the Occupational Safety
and Health Act. (Id. at 15.) Mr. Lekvold does not contest
that these remedies exist, but argues that these nonstatu-
tory remedies do not satisfy the alternative available
remedies as discussed in Schweiker v Chilicky.
In Chilicky, the Court noted that it was inappropriate
to judicially create remedies when “Congress has pro-
vided what it considers adequate remedial mechanisms
for constitutional violations.” Schweiker v. Chilicky, 487
U.S. 412, 423 (1988). As noted in Bricker, the “Ninth Cir-
cuit has applied the Chilicky expansion in a number of
cases and held that where Congress has provided some
mechanism for relief, Bivens claims are precluded.”
Bricker v. Rockwell Hanford, No. CY-90-3090-AAM, slip op.
at 7 (E.D. Wash. Sept. 17, 1991).
The Ninth Circuit has also declined to create a Bivens
remedy because alternative remedies existed that had
been administratively, not statutorily, created. See id. (cit-
ing Berry v. Hollander, 925 F.2d 311 (9th Cir. 1991); Saul v.
United States, 928 F.2d 829 (9th Cir. 1991); Karamanos v.
Egger, 882 F.2d 447 (9th Cir. 1989); Kotarski v. Cooper, 866
App. 18
F.2d 311 (9th Cir. 1989)). Because they were not statutory
does not mean Mr. Lekvold’s alternative remedies should
be disregarded.
Congress has not been inadvertent in its failure to
establish statutory remedies for whistle-blower actions in
DOE facilities, but rather has consciously chosen to not
enact legislation at this time. Alternative remedies existed
for Mr. Lekvold. A Bivens remedy is not proper in this
case.
Since the Plaintiff’s federal claims are dismissed, the
Court must decide whether to retain supplemental juris-
diction? over the state law claims. Although the Court
may retain jurisdiction, the better practice is to dismiss
the state claims without prejudice. See Cook, Perliss &
Liehe v. Northern California Collection Service Inc., 911 F.2d
242, 247 (9th Cir. 1990); Schultz v. Sundberg, 759 F.2d 714,
718 (9th Cir. 1985); Jones v. Community Redevelopment
Agency, 733 F.2d 646, 651 (9th Cir. 1984) (citing United
Mine Workers v. Gibbs, 383 U.S. 715, 726 (1966)).
IT IS HEREBY ORDERED: the Defendants’ Motion
to Dismiss Constitutional Claims for Failure to State a
Claim, Ct. Rec. 13, is GRANTED. The complaint and
claims contained therein as they relate to Plaintiff’s Bivens
claims are DISMISSED WITH PREJUDICE. The Plain-
tiff’s state law claims are DISMISSED WITHOUT PRE}J-
UDICE.
IT IS SO ORDERED. The Clerk is hereby directed to
enter this Order and furnish copies to counsel. The Clerk
2 28 U.S.C. § 1367(c)(3).
App. 19
is also directed to close this case. All motions heretofore
not ruled upon are DENIED as MOOT.
DATED this 21st day of February 1992.
is / Fred Van Sickle
FRED VAN SICKLE
United States District Judge
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