Petition for Writ of Certiorari — O'Brien v. Consolidated Rail Corp.
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92-879
No. 92-
Bopreme Court, U.S
FJ )LEQD
NOV 3 1992
IN THE SUPREME COURT OF
OE OF THE CLERM
UNITED STATES
October Term, 1992
William J. O’Brien
Petitioner
Vv.
Consolidated Rail
Corporation,
Respondent
PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT
OF APPEALS FOR THE
FIRST CIRCUIT
PETITION FOR A WRIT OF CERTIORARI
Harold L. Lichten
Ruth A. Bourquin*
ANGOFF, GOLDMAN,
MANNING, PYLE, WANGER &
HIATT, P.C.
24 School Street
Boston, MA 02108
(617) 723-5500
Philip G. Boyle, Esq.
Charles Street
Meeting House
121 Mt. Vernon Street
Boston, MA 02108
(617) 227-7119
*Counsel of Record
QUESTIONS PRESENTED
i. Is the preemptive effect of
the Railway Labor Act to be judged by
the same standard set forth in Lingle
v._No ivision of Magic Chef,
Inc., 486 U.S. 399 (1988), which
addressed preemption under the Labor
Management Relations Act, or by a
different standard?
2. Are state law claims of
handicap discrimination more
vulnerable to federal labor act
preemption than state law claims of
discrimination on the basis of race,
sex, age, etc?
3. When, if ever, may labor
unions, through the collective
bargaining process, prospectively
waive the State statutory rights of
their members to be free from
discrimination based
on handicaps, race, sex, age, or
other protected categories?
TABLE OF CONTENTS
Page
QUESTIONS PRESENTED............. (i)
TABLE OF CONTENTS........ eer (ii)
TABLE OF AUTHORITIES............ (iv)
INTRODUCTION....... eee rs ee 1
OPINIONS BELOW............. eee 1
SUREOUECTOIN G55 kiko 4 605 00% ioseae es 2
STATUTORY PROVISIONS INVOLVED.....3
STATEMENT OF THE CASE.............9
REASONS FOR GRANTING THE WRIT.....12
I. THIS COURT SHOULD RESOLVE
THE SPLIT IN THE CIRCUIT
COURTS OVER WHETHER THE
LINGLE STANDARD FOR
DETERMINING PREEMPTION
APPLIES UNDER THE RAILWAY
TABOR ACP... ci cescs eee 5 44 5 12
Il.
THIS COURT SHOULD RESOLVE
CONFUSION AMONG THE CIRCUIT
COURTS AS TO WHETHER STATE
HANDICAP DISCRIMINATION
CLAIMS ARE MORE SUSCEPTIBLE
TO LABOR ACT PREEMPTION THAN
ARE RACE OR OTHER
DISCRIMINATION CLAIMS.......
(11)
IIl. THE FIRST CIRCUIT’S
DECISION ALLOWS LABOR
UNIONS TO WAIVE THEIR
MEMBERS’ STATE
ANTI-DISCRIMINATION RIGHTS
AND CONFLICTS WITH THE
REASONING OF PRIOR
DECISIONS OF THIS COURT....34
CONCLUSION. wc cccccccccscccccccccces 48
APPENDICES A - E
(iii)
Cases
Ackerman v. Western
Electric 860 F.2d 1514
(9th Cir. 1988)
Alexander v. Gardner-
Denver, 31, 415 U.S. 36,
94 S.Ct. 1011, 39 L.Ed.2d
147 (1974)
_ por Pty
& Nashville R. Co.,
406 U.S. 320, 92 S.Ct.
1562, 32 L.Ed.2d
95 (1972)
Atchison, Topeka and
Sante Fe Ry. Co, V.
Buell], 480 U.S. 557,
107 S.Ct. 1410, 94
L.Ed.2d 563 (1986)
Barrantine v.
Arkansas-Best
j t nc.,
450 U.S. 728,
101 S.Ct. 1437,
67 L.Ed.2d 641 (1981)
Beard v. Carrollton
Railroad, 893 F.2d 117
(6th Cir. 1989)
Brown v. Holiday Station
stores, Inc., 723 F.Supp.
396 (D. Minn. 1989)
(iv)
assi
17, 20
a?
21
18
Colorado Anti- Page
¥ rire
Commission v.
& er tbtines
372 U.S. 174, 83 S.Ct.
1022, 10 L.Ed.2d 84
(1963) 26,
45
Vv
Conway v. Boston
Edison Co., 745 F.Supp.
773 (D. Mass. 1990) 31
Cronan v. New England
Telephone Co., No. 86-
0242-S, 41 Four Empl.
Proc. Cas. (BNA) 1268 (D.
Mass. Apr. 11, 1986)
(Lexis, Genfed. library,
Dist. file). 15
D vi , :
j j , 971 F.2a
463 (10th Cir. 1992) 19
Deford Vv. Soo Line R.R. 27
867 F.2d 1080 (8th Cir.),
cert. denied, 109 S.Ct.
3265 (1989) 21
Dothard v. Rawlinson,
433 U.8. 321, 97 S.Ct.
2720, 53 L.Ed.2d 786
(1977) 30
Espinosa v. Norfolk
& W.R. Co., 750 F.Supp.
819 (E.D. Mich. 1990),
aff’d mem., 946 F.2d
894, (6th Cir. 1991) 17-18
(v)
Vv
Vv n
Pacific Trang. Co.,
213 Cal. App. 3d 1378,
262 Cal. Rptr. 416
(1989)
F
Vv n
Island Railroad,
723 F.
Supp. 892
(E.D.N.Y. 1989)
107 S.
, 482 U.S.
Ct. 2211,
96 L.Ed.2a 1 (1987)
411 U.
Vv j son,
S. 677,
93 S.Ct. 1764 (1973)
Gilmer v.
Interstate/Johnson
Lane Corp.
111 S.
114 L.
, U.S. ’
Ct. 1647,
Ed.2d 26 (1991)
Vv ns World
Airlines, 905 F.2d
1307,
(9th Cir. 1990)
vy. Johnson Controls,
U.
1196,
(1991)
S. , 111 S.Ct.
113 L.Ed.2d 158
(vi)
1,
38,
i7,
28
18
42
30
39
20
30
Jackson v. Liquid
Carbonic Corp., 863 F.2d
111 (lst Cir. 1988),
cert. denied, 490
U.S. 1107 (1989) 24
Lancaster v.
W
Norfolk and Western
Railway, 773 F.2d
807 (7th Cir. 1985),
cert. denied,
480 U.S. 945 (1987) 19, 20
Leu _v. Norfolk
& W. Ry., 820 F.2d 825,
(7th Cir. 1987) 19
Lingle v. Norge
ta hef
Inc., 486 U.S. 399,
108 S.Ct. 1877, 100
L.Ed.2d 410 (1988) passim
Vv W e
Transit Rail Opern. Inc.,
125 N.J. 455, 593 A.2d
750 (1991) 28
McCall v. C&O Ry. Co.,
844 F.2d 294 (6th Cir.),
cert. denied, 488
U.S. 879 (1988) 18, 21,
27, 34
McCann v. Alaska
irli , 758 F.
Supp. 559 (N.D. Cal. 1991) 18
McDonald v. West Branch,
466 U.S. 284, 466
U.S. 284, 104 S.Ct. 1799,
80 L.Ed.2d 302 (1984) 37
(vii)
802, 93 S.Ct. 1
1824 (1973)
Air Lines, 931
-S. 792,
817,
F.2d 558
(9th Cir.), cert.
denied, 112 S.Ct. 189
(1991)
Miller v. ATT Network
Systems, 850 F.
(9th Cir. 1988)
(en banc)
’
887 F.2d 683
(6th Cir. 1989)
2d 543
Quinn v. Southern
Pacific Trans. Co.,
76 Or. App. 617,
P. 24 139 (198
711
5)
a Buildi
Trades Council v. Garmon,
359 U.S. 236, 79 S.Ct. 773,
3 L.Ed.2d 775 (
1989)
School] _ Bd. of Nassau
County v. Arline
U.S. 273, 107 S
94 L.Ed.2d 307
, 480
Ct. 1123
(1987)
Smolarek v. Crysler
Corporation, 879 F.2d
1326 (6th Cir.
(en banc)
1989)
(viii)
15,
29
17
33
15
28
42
31
15
Texas Dept. of Community
Affairs v. Burdine, 450
101 S.Ct. 1089
U.S. 248,
(1981)
Trans World Airlines,
Inc. v. Thurston, 469
105 S.Ct 613,
67 L.Ed.2d 207 (1985)
Underwood v. Trans
World Airlines, 710
F. Supp. 78 (S.D.N.Y.
U.S. ill,
1989)
U Sentons
Trail Tours, Inc.,
531 F.2d 224 (5th
Cir. 1976)
Statutes
M.G.L. c.
28 U.S.C.
28 U.S.C.
28 U.S.C.
28 U.S.C.
151B,
§1254
§1291
§1331
§1332
§ 4(16)
(1988 Ed.)
(ix)
29
29
18
30
12
12
Page
29 U.S.C. § 185 13, 22, 39,
40, 45
29 U.S.C. § 794 31
29 U.S.C. §12101 A3, 22, 39,
40, 45
29 U.S.C. §12117 41
29 U.S.C. §12201 41, 47
45 U.S.C. §§151-88 5-9
Rules of The Supreme Court
of The United States
Rule 10.1 (a) 25, 34
Rule 10.1 (c) 34, 47
(x)
INTRODUCTION
William O’Brien, an individual
who was born without a right hand,
petitions for a writ of certiorari to
review the judgment of the First
Circuit Court of Apeals, which held
that his state law handicap
discrimination claim was entirely
preempted by the Railway Labor Act.
OPINIONS BELOW
The opinion of the First Circuit
Court of Appeals, which held that
plaintiff’s state law handicap
discrimination claim was preempted by
the Railway Labor Act, is reported at
972 F.2d 1 (1992). It is reproduced
in the appendix at pages A-1 to
A-27. The Report and Recommendation
of the United States magistrate are
reported in the appendix at pages B-1
to B-39. The order and judgment of
the United States District Court for
the District of Massachusetts, which
adopted the recommendation of the
magistrate, are unreported, but are
reproduced in the appendix at pages
C-1 to C=3.
S ON
The judgment of the First Circuit
Court of Appeals was entered on
August 5, 1992. Petitioner invokes
the jurisdiction of the Court under
28 U.S.C. §1254 (1988 Ed.) The Court
of Appeals had jurisdiction pursuant
to 28 U.S.C. §1291.
ae
STATUTORY PROVISIONS
INVOLVED
Mass. General Laws Chapter 151B,
§4 provides in pertinent part:
It shall be an unlawful practice:
16. For any employer, personally
or through an agent, to dismiss
from employment, or refuse to
hire, rehire or advance in
employment or otherwise
discriminate against, because of
his handicap, any person alleging
to be a qualified handicapped
person, capable of performing the
essential functions of the
position involved with reasonable
accommodations, unless the
employer can demonstrate that the
accommodation required to be made
to the physical or mental
limitations of the person would
impose an undue hardship to the
employer’s business.
In determining whether an
accommodation would impose an
undue hardship on the conduct of
the employer’s business, factors
to be considered include:-
(1) the overall size of the
mployer’s business with respect
to the number of employees,
number and type of facilities,
and size of budget or available
assets;
(2) the type of the employer’s
operation, includina the
composition and structure of the
employer’s workforce; and
(3) the nature and cost of the
accommodation needed.
Physical or mental job
qualification requirement with
respect to hiring, promotion,
demotion or dismissal from
employment or any other change in
employment status or
responsibilities shall be
functionally related to the
specific job or jobs for which
the individual is being
considered and shall be
consistent with the safe and
lawful performance of the job.
An employer may not make
preemployment inquiry of an
application as to whether the
applicant is a handicapped
individual or as to the nature or
severity of the handicap, except
that an employer may condition an
offer of employment on the
results of a medical examination
conducted solely for the purpose
of determining whether the
employee, with reasonable
accommodation, is capable of
performing the essential
functions of the job, and an
employer may invite applicants to
voluntarily disclose their
handicap for purposes of
assisting the employer in its
affirmative actions efforts.
The Railway Labor Act, 45 U.S.C.
§§151-88 provides in relevant part:
§15la. General purposes.
The purposes of the chapter are
(1) To avoid any interruption to
commerce or to the operation of
any carrier engaged therein; (2)
to forbid any limitation upon
freedom of association among
employees or any denial, as a
condition of employment or
otherwise, of the right of
employees to join a labor
organization; (3) to provide for
the complete independence of
carriers and of employees in the
matter of self-organization to
carry out the purposes of this
chapter; (4) to provide for the
prompt and orderly settlement of
all disputes concerning rates of
pay, rules, or working
conditions; (5) to provide for
the prompt and orderly settlement
of all disputes growing out of
grievances or out of the
interpretation or application of
agreements covering rates of pay,
rules or working conditions.
§153. National Railroad
Adjustment Board
First. Establishment;
composition; powers and duties;
divisions; hearings and awards;
judicial review
There is established a Board,
to be known as the "National
Railroad Adjustment Board", the
members of which shall be
selected within thirty days after
June 21, 1934, and it is
provided-...
(i) The disputes between an
employee or group of employees
and a carrier or carriers growing
out of grievances or out of the
interpretation or application of
agreements concerning rates of
pay, rules, or working
conditions, including cases
pending and unadjusted on June
21, 1934, shall be handled in the
usual manner up to an including
the chief operating officer of
the carrier designated to handle
such disputes; but, failing to
reach an adjustment in this
manner, the disputes may be
referred by petition of the
parties or by either party to the
appropriate division of the
Adjustment Board with a full
statement of the facts and all
supporting data bearing upon the
disputes...
(m) The awards of the several
divisions of the Adjustment Board
shall be stated in writing. A
copy of the awards shall be
furnished to the respective
parties to the controversy, and
the awards shall be final and
binding upon both parties to the
dispute. In case a dispute
arises involving an
interpretation of the award the
division of the Board upon
request of either party shall
interpret the award in the light
of the dispute.
§184. System, group, or regional
boards of adjustment
The disputes between an
employee or group of employees
and a carrier or carriers by air
growing out of grievances, or out
of the interpretation of
application of agreements
concerning rates of pay, rules or
working conditions, including
cases pending and unadjusted on
April 10, 1936 before the
National Labor Relations Board,
shall be handled in the usual
manner up to and including the
chief operating officer of the
carrier designated to handle such
disputes; but, failing to reach
an adjustment in this manner, the
disputes may be referred by
petition of the parties or in
either party to an appropriate
adjustment board, as hereinafter
provided with a full statement of
the facts and supporting data
bearing upon the disputes.
It shall be the duty of every
carrier and to its employees,
acting through their
representatives, selected in
accordance with the provisions of
the subchapter, to establish a
board of adjustment of
jurisdiction not exceeding the
jurisdiction which may be
lawfully exercised by systen,
group, or regional boards of
adjustment, under the authority
of section 153 of this title.
Such boards of adjustment may
be established by agreement
between employees and carriers
either on any individual carrier,
or system, or group of carriers
by air and any class or classes
of its or their employees; or
pending the establishment of a
permanent National Board of
Adjustment as hereinafter
provided. Nothing in this
chapter shall prevent said
carriers by air, or any class or
classes of their employees, both
acting through their
representatives selected in
accordance with provisions of
this subchapter, from mutually
agreeing to the establishment of
a National Board of Adjustment of
temporary duration and of
Similarly limited jurisdiction.
T 2) CAS
In this case, the petitioner
William O’Brien, who was born without
a right hand, challenges the decision
of his employer Consolidated Rail
Corporation ("Conrail") to deny him a
"stevedore" position solely because
of its belief that he could not
perform the job because of his
physical handicap. The district
court, affirmed by the Court of
Appeals, held that O’Brien’s state
statutory discrimination claim was
preempted by the Railway Labor Act.
Petitioner O’Brien was employed
by Conrail as a yardmaster for more
that 10 years. In January of 1988 he
was laid off from that position. He
then exercised the undisputed right
to "bump" a less senior employee
holding the position of "stevedore".
972 F.2d at 2 (A.3). Conrail denied
O’Brien this position solely because
of its belief that his physical
handicap would prevent him from
performing two of the many duties of
that position: 1.) climbing ladders
in adverse weather conditions and 2)
handling "forty pound
bridgeplates."1
1tThe company made this
determination 3 years earlier in
1985 when O’Brien first sought the
stevedore position. At no time did
Conrail even consider the question
of whether these two duties were
essential functions or whether with
reasonable accommodations such
duties could be performed by
O’Brien. See M.G.L. c. 151B,
§4(16). O’Brien filed a grievance
- 10 =
Believing that, given the
opportunity, he could prove his
ability to perform the essential
functions of the stevedore position,
O’Brien filed an administrative
complaint with the Massachusetts
Commission Against Discrimination
("MCAD"). He later requested and
received permission from the MCAD to
file his claim in Massachusetts state
court, and he did so. Conrail
footnote continued
in 1985 under his union’s labor
contract challenging Conrail’s
denial of the stevedore position to
him. The grievance was eventually
submitted to the National Railroad
Adjustment Board as provided in the
Labor contract. The Board ruled
that it was concerned about the
case, but was constrained and
without authority to review de novo
the merits of Conrail’s
determination. Appendix E-4 to E-6.
- ll-
removed the action to the Federal
District Court pursuant to 28 U.S.C.
§1331 and §1332. It then moved for
summary judgment alleging inter alia
that O’Brien’s claim was preempted by
the Railway Labor Act ("RLA"). A
Magistrate recommended that summary
judgment be granted on the basis of
RLA preemption, and the district
court adopted the magistrate’s
recommendation and entered summary
judgment for Conrail. The United
States Court of Appeals for the First
Circuit affirmed in a decision dated
August 5, 1992 (A-1).
REASONS FOR GRANTING THE WRIT
I. THIS COURT SHOULD RESOLVE THE
SPLIT IN THE CIRCUIT COURTS OVER
WHETHER THE LINGLE STANDARD FOR
DETERMINING PREEMPTION APPLIES
UNDER THE RAILWAY LABOR ACT.
In Ling} N bieins
Magic Chef, Inc., 486 U.S. 399, 108
- 12 -
S.Ct. 1877, 100 L.Ed.2d 410 (1988),
this Court resolved a long-standing
debate in the Federal Courts of
Appeals when it articulated a
straight-forward test for determining
when a state law claim is preempted
by Section 301 of the Labor
Management Relations Act ("LMRA"), 29
U.S.C. § 185 ("Section 301"). This
Court held that the LMRA does not
preempt state law employment claims
of unionized employees unless such
Claims "require[{ ] the interpretation
of a collective bargaining
agreement." Lingle, 486 U.S. at
413; see also id. at 407 (no
premption unless claim "requires
construing" the collective bargaining
agreement).
- 13-
The Court in Lingle noted that
even when "the state law analysis
might well involve attention to the
same factual considerations as the
contractual determination...," it is
not the case that "such parallelism
renders the state law analysis
dependent upon the contractual
analysis." Id. at 408.
In other words, even if dispute
resolution pursuant to a
collective bargaining agreement,
on the one hand, and state law,
on the other, would require
addressing the same set of facts,
as long as the state law claim
can be resolved without
interpreting the agreement
itself, the claim is
"independent" of the agreement
for §301 preemption purposes.
id. at 410 (footnote omitted).
- 14 -
Following Lingle, the federal
courts have uniformly held that state
law handicap discrimination claims
are not preempted by the LMRA,
because the resolution of state law
handicap discrimination claims does
not depend on any interpretation of
the contract. See Miller v. AT&T
Network Systems, 850 F.2d 543 (9th
Cir. 1988) (en banc); Ackerman v._
Western Electric, 860 F.3d 1514 (9th
Cir. 1988); O’Shea v. Detroit News,
887 F.2d 683 (6th Cir. 1989);
Smolarek v. Crysler Corporation, 879
F.2d 1326 (6th Cir. 1989) (en banc);
onan v Ww Ba.
No. 86-0242-S, 41 Fair Empl. Prac.
Cas. (BNA) 1268 (D. Mass. Apr. 11,
1986) (LEXIS, Genfed. library, Dist.
file). The reasoning of the
- 15 -
—OOON
decisions in those cases is that
resolution of the issue of whether
there has been unlawful
discrimination based on a handicap is
not dependent upon resolution of any
Claim under the collective bargaining
agreement, regardless of whether an
arbitrator might be empowered to
address similar issues under the
collective bargaining agreement.
Statutory discrimination claims
require no interpretation of or
construing of the collective
bargaining agreement.
However, there now exists a split
among the Federal Courts of Appeals
as to whether the Lingle analysis
applies to claims of preemption under
the Railway Labor Act. Indeed, at
least three different trends have now
- 16 =
a nara
pints -e
emerged in the Circuit Courts
regarding the comparative preemptive
effect of the LMRA and RLA.
Relying on a statement in dicta
in Andrews v. Louisville & Nashville
R. Co., 406 U.S. 320, 323, 92 S.Ct.
1562, 32 L.Ed.2d 95 (1972), the Sixth
and Ninth Circuit Courts of Appeals
have held that the RLA has more
preemptive effect over state law
claims than the LMRA and that the
Lingle standard is not applicable
under the RLA. See, e.g., Melanson
vy. United Air Lines, 931 F.2d 558,
562 (9th Cir.), cert. denied, 112
S.Ct. 189 (1991); Grote v. Trans
World Airlines, 905 F.2d 1307, 1309
(9th Cir. 1990); Espinosa v. Norfolk
& W.R. Co., 750 F.Supp. 819, 825
(E.D. Mich. 1990), aff’d mem., 946
- 17 <=
F.2d 894 (6th Cir. 1991); McCall v.
C & O Ry. Co., 844 F.2d 294, 304 (6th
Cir.) (order denying rehearing after
Lingle), cert. denied, 488 U.S. 879
(1988); see also McCann v. Alaska
Airlines, Inc., 758 F. Supp. 559
(N.D. Cal. 1991) (applying
“inextricably intertwined" test
rejected by this Court in Lingle).
Lower courts in the Second and
Eight Circuits seem to have arrived
at the same conclusion. See Feldleit
vy. Long Island Railroad, 723 F. Supp.
892, 899 (E.D.N.Y. 1989); Brown v.
Holiday Station Stores, Inc., 723
F.Supp. 396, 406 (D. Minn. 1989);
d Vv W irlines,
710 F. Supp. 78, 82 (S.D.N.Y. 1989).
- 18 -
At least two other Circuit Courts
of Appeals, the Seventh and the
Tenth, have held, on the other hand,
that the preemptive effect of the
LMRA and RLA is identical and thus
Lingle controls under both statutes.
Davies v. American Airlines, 971 F.2d
463, 466-67 (10th Cir. 1992); Leu v.
Norfolk & W. Ry., 820 F.2d 825, 125
LRRM 2390 (7th Cir. 1987); Lancaster
v. Norfolk and Western Railway, 773
F.2d 807 (7th Cir. 1985), cert.
denied, 480 U.S. 945 (1987).
In Lancaster v. Norfolk and_
Western Railway, Judge Posner, after
analyzing in detail the history and
purpose of the RLA and the LMRA,
concluded that no persuasive grounds
exist to distinguish between the
preemptive effect of these two
- 19 -
federal labor statutes. In his
words, "it is hard to see why [the
RLA] should have more preemptive
force than the National Labor
Relations Act." 773 F.2d at 816-17.
Likewise in Davies, the Tenth Circuit
acknowledged that RLA preemption is
statutory whereas LMRA preemption is
contractual, but concluded that that
fact does not affect "the inquiry
into whether a claim requires
interpretation of a [collective
bargaining agreement])." 971 F.2d at
467 n.5, citing Andrews v. Louisville |
& Nashville R. Co., supra and
expressly rejecting the analysis of
Grote, supra.
Still other courts have concluded
that Lingle does not control the
preemption analysis under the RLA,
- 20 -
but is "instructive" to some
undefined extent. See Beard v.
Carrollton Railroad, 893 F.2d 117,
122 (6th Cir. 1989); v. Soo
Line R.R., 867 F.2d 1080, 1086 (8th
Cir.), cert. denied, 492 U.S. 926
(1989).
In the present case, the First
Circuit, in some places in its
opinion, appears to have taken the
middle-of-the-road position that LMRA
preemption cases, including Lingle,
are not controlling but are of
assistance in construing the RLA.
972 F.2d at 4, 5. (A-13 to A-15) In
others, it states that virtually all
labor disputes are preempted by the
RLA, id. at 4, quoting McCall, 844
F.2d at 301 (A-18 to A-19), and rules
that "the mere fact that O’Brien’s
- 21-
cause of action under Chapter 151B is
‘independent’ of the RLA says nothing
about whether such action is
preempted by the RLA." Id. at 3
(A-11). The latter statement is of
course tantamount to a rejection of
this Court’s holding in Lingle that
if the state law claim is
"independent" of the collective
bargaining agreement, it is not
preempted by Section 301. See 486
U.S. at 407, 410.2
2The Court’s rejection of
Lingle, at most, or its
misapplication of Lingle, at a
minimum, is further revealed by its
statement that preemption is
warranted under both the LMRA and
the RLA whenever the case involves
"state law claims connected with the
collective bargaining agreement."
972 F.2d at 4 (A-19). This is
Clearly not the Lingle standard.
- 22 -
The First Circuit concluded that
O’Brien’s physical handicap
discrimination claim would "“require[ }
interpretation of the collective
bargaining agreement," 972 F.2d at 5
(A-20), but never stated what in the
collective bargaining agreement
"requires" interpretation in order to
decide O’Brien’s state statutory
discrimination claim.
3Indeed, all that the court
below did was identify provisions of
the collective bargaining agreement
pursuant to which a parallel
proceeding could be brought. Such
parallelism, however, was clearly
rejected by the Court in Lingle as
the basis for preemption. See 486
U.S. at 408-10, 412-13. In one
place, the court below found that
"under the collective bargaining
agreement he was entitled to ’bump’
the less senior employee filling the
position." 972 F.2d at 2 (A-3).
Hence, the court’s later
- 933 -
Because of the disarray in the
lower federal courts over the
footnote continued
discussion to the effect that the
court would have to determine as a
"threshold question...0O’Brien’s
eligibility for the job," and hence
"would need to interpret the
collective bargaining agreement to
determine whether
it... entitled O’Brien to ‘bump’
the present holder of the Stevedore
position," 972 F.2a4 at 5 (A-22), is
inexplicable. Moreover, resolution
of this threshold question, like
resolution of claims for damages,
would not justify preemption of the
enire discrimination clain. See
Lingle, 486 U.S. at 413 n.12. The
First Circuit has generally resisted
the notion that this Court meant
"require" when it said "require" in
Lingle. See
, 863 F.2d 111, 121
(lst Cir. 1988), cert. denied, 490
U.S. 1107 (1989). In the decision
below, the court admitted that the
Jackson court’s analysis leads to
the conclusion that "state law
Claims arising out of the employment
relationship" are preempted. 972
F.2d at 4 (A-16). This is of course
inconsistent with the "requires"
standard of Lingle.
- 24 -
question of the proper standard for
determining RLA preemption,
particularly as it affects state law
discrimination claims against rail
and air carriers, this Court should
grant certiorari in this case. See
Rules of the Supreme Court of the
United States, 10.1(a).
II. THIS COURT SHOULD RESOLVE
CONFUSION AMONG THE CIRCUIT
COURTS AS TO WHETHER STATE
HANDICAP DISCRIMINATION CLAIMS
ARE MORE SUSCEPTIBLE TO LABOR ACT
PREEMPTION THAN ARE RACE OR OTHER
DISCRIMINATION CLAIMS.
Whatever standard governs RLA
preemption, there is a confusion
among the circuits as to whether
handicap discrimination claims are
more susceptible to preemption than
race, sex, age or other
discrimination claims.
- 295 -
The First Circuit has now joined
the Sixth -_.-_it in concluding that
handicap discrimination claims are
more readily subject to preemption
under federal labor statutes than are
race discrimination claims, and
presumably any other type of
discrimination claim.
The court below and the Sixth
Circuit in McCall attempted to
distinguish this Court’s holdings in
20) 10 _Anti-Di iminati
tani Cont j tal Airli ’
372 U.S. 174, 83 S.Ct. 1022, 10
L.Ed.2d 84 (1963), in which the Court
held that state statutory race
discrimination claims are not
preempted by the Railway Labor Act.
See also Alexander v. Gardner-Denver
Co., 415 U.S. 36, 94 S.Ct. 1011,
- 26 -
39 L.Ed.2d 147 (1973) (noting
distinctness of collective bargaining
agreement rights and Title VII
rights). The court below contrasted
handicap and race discrimination
cases by stating, "’racial
discrimination [is] conduct that is
not by any construction a subject for
collective bargaining and
arbitration.’" 972 F.2d at 5-6,
quoting McCall, 844 F.2d at 302 (A-25
to A-26).
In effect then, the court below
and the Sixth Circuit in McCall] have
concluded that handicap
discrimination claims will be
preempted by the RLA whenever the
collective bargaining agreement
contains provisions relevant to the
issues that would be litigated in
=» 27 «
resolving the discrimination Clain,
whereas race discrimination Claims,
and presumably sex and age clains,
will never be preempted. 4
Underlying the rationale of the
Sixth Circuit in McCall, the First
Circuit in this case and the state
court decisions on which the court
below relied is a fundamental
misapprehension that handicap
discrimination claims are unique in
terms of placing on the plaintiff
4In Support of its holding
that handicap claims are more
vulnerable to preemption than other
kinds of discrimination Claims, the
court below cited Maher v. New
i » 125
N.J. 455, 593 A.2ada 750, 765 (1991);
Evans v. ifi
Co., 213 Cal. App. 3d 1378, 262 Cal.
Rptr. 416, 420 (1989), cert. denied,
496 U.S. 936 (1990); and Quinn v.
Southern Pacific Trans. Co., 76 or.
App. 617, 711 P. 2d 139, 144 (1985).
- 28 -
Lee Dime >
an eet
the burden of proving she is capable
of performing the job in question.
In any state law claim of unlawful
race, sex or age discrimination where
there is no direct proof of
discriminatory intent, the plaintiff
has the burden of proving that she is
qualified to perform the job in
question. See McDonnell Douglas _
Corp. v. Green, 411 U.S. 792, 802, 93
S.Ct. 1817, 1824, 36 L.Ed.2d 668
(1973) (race; element of prima facie
cases is ability to perform the job);
+ . ) = ity Affai
Burdine, 450 U.S. 248, 253-54, 101
S.Ct. 1089, 1094 (1981) (sex); Trans
World Airlines, Inc. v. Thurston, 469
U.S. 111, 121-22, 105 S.Ct 613,
621-22, 67 L.Ed.2d 207 (1985) (age).
- 29 =-
Likewise, in mandatory retirement
cases and other bona fide
occupational qualification (BFOQ)
cases under both Title VII of the
Civil Rights Act of 1964 and the Age
Discrimination in Employment Act
(ADEA), the central issue is whether
members of the class of persons at
issue are or are not able to pertorm
the duties of the job. See, e.g.,
_ ee -
Controls, ___ U.S. __, 111 S.Ct.
1196, 1206, 113 L.Ed.2d 158 (1991);
Dothard v. Rawlinson, 433 U.S. 321,
335-37, 97 S.Ct. 2720, 2730, 53
L.Ed.2d 786 (1977); Frontier v.
Richardson, 411 U.S. 677, 93 S.Ct.
1764, 36 L.Ed.2d 583 (1973); Usery v.
Tamiami Trail Tours, Inc., 531 F.2d
224, 236 (Sth Cir. 1976). In such
cases, ability to perform the job is
- 30 -
aC aN sali te eseciies 8 2 Met ls tT ORAS 8 Hts BOS copa ies pak
Nt MC TA ant im, Pit ah CTI
St Ct ih nl se Rl Sed ar
an issue to no greater or lesser
extent that in handicap
discrimination cases.° Hence,
across all categories of
discrimination claims, there will be
cases involving the same types of
disputes about the plaintiff’s
ability to perform the job as there
are in handicap discrimination
cases. Thus, the rationale of the
°M.G.L. c. if1B, §4(16) is
virtually identical! to Section 504
of the Rehabilitatiion Act of 1973,
29 U.S.C. §794, which was at issue
in School Bd. of }
Arline, 480 U.S. 273, 107 S.Ct.
1123, 94 L.Ed.2d 307 (1987). As
under the federal act, a plaintiff
under M.G.L. c.151B, §4(16), must
prove that he or she is qualified
and capable of performing the duties
of the job, with or without
reasonable accommodations. See
, 745
F.Supp. 773 (D. Mass. 1990).
- 31-
decision below threatens preemption
of all state law discrimination
Claims.
The First Circuit, purporting to
apply Lingle to determine RLA
preemption, found that the
availablity of parallel proceedings
under the collective bargaining
agreement meant that O’Brien’s
handicap discrimination Claim was
preempted. In the lower court’s
words:
Perhaps the best
indication that fitness
and ability are the
subject of the collective
bargaining agreement is
the very grievance that
O’Brien brought under this
collective bargaining
agreement on the issue of
his fitness and ability to
be a stevedore.
972 F.2d at 5.
- 32 -
ts 10 le PAE ltt ta tng At SPR arg ae
The Ninth Circuit, following
Lingle, has rejected such an
analysis, holding that state handicap
discrimination claims are not
preempted even when the collective
bargaining agreement provides a
mechanism for asserting a parallel
claim. Ackerman v. Western Electric
860 F.2d 1514 (9th Cir. 1988); Miller |
vy. ATT Network Systems, 850 F.2d 543
(9th Cir. 1988) (en banc).
There is therefore a conflict ~
among the Courts of Appeals over when
handicap discrimination claims
“require[] the interpretation of a
collective-bargaining agreement,"
Lingle, 486 U.S. at 413, and over
whether handicap discrimination, like
race discrimination, is "conduct that
- 33 -
is not by any construction a subject
for collective bargaining and
arbitration.’" Decision below, 972
F.2d at 5-6, quoting McCall, 844 F.2d
at 302 (A-25 to A-26).
The status of the law with
respect to preemption by federal
labor statutes of state handicap
discrimination claims needs to be
Clarified by this Court. See Rules
of the Supreme Court of the United
States, Rule 10.1(a) and (c).
III. THE FIRST CIRCUIT’S DECISION
ALLOWS LABOR UNIONS TO WAIVE
THEIR MEMBERS’ STATE
ANTI-DISCRIMINATION RIGHTS AND
CONFLICTS WITH THE REASONING OF
T.
In substance, the First Circuit’s
decision in this case means that
O’Brien’s right to pursue a state law
- 34 +
handicap discrimination claim was
prospectively waived at the
bargaining table when the union
signed onto the collective bargaining
agreement with Conrail. This is in
conflict with decisions of this
Court.
In Alexander v. Gardner-Denver _
Co., 415 U.S. 36, 94 S.Ct. 1011, 39
L.Ed.2d 167 (1973), this Court held
that a union may not waive its
members’ rights to pursue claims
under Title VII of the Civil Rights
Act of 1964. The Court distinguished
“independent statutory rights
accorded by Congress," id. at 49-50,
from "certain statutory rights
related to collective activity, such
as the right to strike," which "are
conferred on employees collectively
-+.- and properly may be exercised or
- 35 -
relinquished by the union as a
collective bargaining agent to obtain
economic benefits for union members."
id. at $1.
Title VII, on the other hand,
stands on plainly different
ground; it concerns not
majoritarian processes, but an
individual’s right to equal
employment opportunities. Title
VII’s strictures are absolute and
represent a congressional command
that each employee be free from
discriminatory practices. of
necessity, the rights conferred
can form no part of the
collective bargaining process
since waiver of those rights
would defeat the paramount
purpose behind Title VII. In
these circumstances, an
employee’s rights under Title VII
are not susceptible to
prospective waiver.
Id. at 51-52.
Likewise, in Atchis opeka and
Sante Fe Ry. Co. v. Buell, 480 U.S.
557, 564-65, 107 S.Ct. 1410, 1415, 94
L.Ed.2d 563 (1986), this Court held
- 36 -
that the availability of the
arbitration process for "minor
disputes" under the Railway Labor Act
does not preclude covered (6
from asserting independent statutory
rights.
This Court has, on numerous
occasions, declined to hold that
individual employees are, because
of the availability of
arbitration, barred from bring
Claims under federal statutes.
See, e.g., McDonald v. West
Branch, 466 U.S. 284 (1984);
Freight System, Inc., 450 U.S.
728 (1981); Alexander v._
Gardner-Denver Co., 415 U.S. 36
(1974).
id. (parallel citations omitted).
Then, in Lingle v. Norge Division
of Magic Chef, 486 U.S. at 411-12,
this Court made clear that the
reasoning in Buell, which involved
federal statutory rights, applies
- 37 =
equally when the independent rights
arise under a state statute, such as
M.G.L. c. 151B.
Although our comments in Buell,
construing the scope of Railway
Labor Act preemption, referred to
independent federal statutory
rights, we subsequently rejected
a claim that federal law preempts
a state statute...
id., citing Fort Halifax Packing Co.
v. Coyne, 482 U.S. 1, aa, 267 6:Ct.
2211, 2222, 96 L.Ed.2da 1 (1987).
The clear message of these
decisions is that the Courts should
be very hesitant to find that
Congress, in enacting general federal
labor statutes, intended to confer on
labor unions the authority to waive
the independent Statutory rights of
their members through the collective
bargaining process. This reticence
is particularly warranted in the
- 38 -
ti Alea
anti-discrimination area for the
reasons articulated in Alexander v.
Gardner-Denver Co., 415 U.S. at
49-51.°
This was acknowledged by the
Court in Lingle, where it stated
that:
The Court of Appeals
‘recognize[d] that § 301
6This Court’s ruling in
Vv S n
fore, _- Bale _ » S83 BiGe. 1647,
114 L.Ed.2d 26 (1991) is not to the
contrary. There the Court held that
individuals who register as
securities representatives with the
stock exchanges may individually
waive their federal statutory
discrimination claims by personally
agreeing to arbitrate all
controversies with their employers.
The Court specifically noted the
distinction between individual
agreements to arbitrate and
agreements made by unions on their
members’ behalves. 111 S.Ct. at
1657.
- 39 -
does not preempt state
anti-discrmination laws,
even though a suit under
these laws . . . requires a
state court to determine
whether just cause existed
to justify the discharge. ’
486 U.S. at 412, quoting 823 F.24
at 1046, n.17. While the Court
found that in Lingle’s case,
which concerned a state law other
than a state anti-discrimination
law, the distinction was
"unnecessary for determining
whether § 301 preempts the state
law in question," id., it seemed
to endorse, and certainly did not
reject, the conclusion that State
anti-discrimination laws are not
subject to premption under a
- 40 =
Lingle analysis.’
: In Lingle, this Court relied upon
its earlier decision in Fort Halifax
Packing Co., 482 U.S. 1, 107 S.Ct.
2211, 96 L.Ed.2d 1 (1987), in which
the Court emphasized the principles
of federalism that are at stake when
7In 1990, Congress enacted
a federal prohibition against
handicap discrimination in
employment, when it enacted the
Americans With Disabilities Act
("ADA"), 29 U.S.C. §12101 et seq.
Title I of the ADA, which prohibits
discrimination in employment, became
effective on July 26, 1992, and
expressly incorporates state law
remedies through the deferral
mechanism used under Title VII. 29
U.S.C. §12117. Hence, Congress has
endorsed state law handicap
discrimination remedies. Cf. Lingle,
486 U.S. at 412 (quoting with
apparent approval the lower court’s
recognition that Congress had
endorsed state anti-discrimination
laws).
- 41-
ea ai iii
a claim of preemption is raised.
Lingle, 486 U.S. at 412, quoting Fort |
Halifax, 482 U.S. at 21, 23. Where
the subject matter "falls within the
traditional police power," as does
the subject of handicap
discrimination, see note 7 supra,
“preemption should not be lightly
inferred..." Fort Halifax, 482 U.S.
at 21. See also San Diego Building —
Trades Council v. Garmon, 359 U.S.
236, 239, 79 S.Ct. 773, 776, 3
L.Ed.2d 775 (1989) (federal law
preemption of state law claims gives
“rise to difficult problems of
federal-state relations") .
In spite of the teachings of
Lingle, Fort Halifax and Alexander,
the decision of the First Circuit
below, like the decisions of the
- 42 =
Ne
Sixth Circuit in McCall, supra and
its progeny, cedes to labor unions
the exclusive power tc determine the
scope of protection to be afforded
their members against handicap
discrimination. In every case, there
will be some language in a collective
bargaining agreement to which an
employer can point as being relevant
to the question of what is the scope
of a job in question, or to the
question of whether the employer’s
action was warranted as a matter of
contract. For instance, almost every
collective bargaining agreement
continains language concerning
eligibility for promotions, etc.
Moreoever, most contracts contain an
anti-discrimination provision.
- 43 <-
This Court in Lingle made clear
that "such parallelism [does not}
render[) the state law analysis
dependent upon the contractual
analysis..." 486 U.S. at 408. The
Court in Lingle further stated that:
the mere fact that a broad
contractual protection
against discrimina-
tory . . . discharge may
provide a remedy for
conduct that
coincidentally violates
state law does not make the
existence or the contours
of the state law violation
dependent upon the terms of
the private contract. For
even if an arbitrator
should conclude that the
contract does not prohibit
a particular discriminatory
[action], that conclusion
might or might not be
consistent with a proper
interpretation of state
law.
id. at 412. Yet, under the reasoning
of the court below, virtually every
case of handicap discrimination
- 44 =
brought by a unionized employee
pursuant to state statute will
hereinafter be preempted either by
Section 301 of the LMRA or the
Railway Labor Act.®
Sunder the First and Sixth
Circuit approach, only non-unionized
employees and applicants for
positions will be ever able to
pursue state law handicap
discrimination claims and obtain
judicial review of such claims,
because there will almost always be
some language in a collective
bargaining agreement that will in
some way be relevant to a
discrimination claim. Under the
Ninth Circuit approach, and the
approach suggested by this Court in
, Supra, all citizens
would be free to avail themselves of
their states’ anti-discrimination
laws, and to receive the protections
afforded by the federal process.
But cf. Lingle, 486 U.S. at 407 n.7
(fact that unionized and
nonunionized workers will be treated
- 45 -
The result of the First
Circuit’s decision will be to ensure
that all claims of handicap
discrimination by unionized employees
will hereinafter be brought in
federal court under the Americans
with Disability Act ("ADA"). See note
7 supra. The system of bringing such
Claims in state court under state
handicap discrimination laws will be
entirely foreclosed. The dockets of
the federal courts will swell beyond
what would otherwise have been the
case based solely on enactment of the
ADA. Moreover, the States will be
moved to the side-lines in the battle
against handicap discrimination, a
footnote continued
differently is not determinative in
preemption analysis).
- 46 -
result that Congress clearly did not
intend. See 29 U.S. §12117
(incorporating state law remedies)
and §12201 (ADA does not preempt
state handicap discrimination laws).
The decision below is
inconsistent with the line of cases
beginning with Alexander v._
Gardner-Denver, supra and continuing
through Lingle, and the proposition
that unions should not be allowed to
supplant state governments in the
realm of protecting or not protecting
their members from discrimination in
employment. For that reason, the
petition for writ of certiorari
should be granted. See Rules of the
Supreme Court of the United States,
Rule 10.1(c).
CONCLUSION
For the reasons set forth above,
William J. O’Brien respectfully
requests that this petition be
granted.
Respectfully submitted
on behalf of Petitioner,
William O’Brien,
Je = dae Aaa
Harold L. Lichten
Ruth A. Bourquin*
ANGOFF, GOLDMAN,
MANNING, PYLE, WANGER &
HIATT, P.C.
24 School Street
Boston, MA 02108
(617) 723-5500
Philip G. Boyle
Charles Street Meeting
House
121 Mt. Vernon Street
Boston, MA 02108
(617) 227-7119
*Counsel of Record
Dated: November 3, 1992
- 48 -
APPENDIX A
UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
No. 92-1086
WILLIAM J. O’BRIEN
Petitioner,
Vv.
CONSOLIDATED RAIL
CORPORATION
Defendant, Appellee
APPEAL FROM THE UNITED STATES
DISTRICT COURT FOR THE DISTRICT
OF MASSACHUSETTS.
DISPOSITION: Affirmed.
August 5, 1992 Decided
{[Hon. William Young,
U.S. District Judge]
Before
Selya, Circuit Judge
Lay, *Senior Circuit Judge
O’Scannlain, ** Circuit Judge
* Of the Eighth Circuit, sitting
by designation.
**x Of the Ninth Circuit, sitting
by designation.
Opinion By: O’Scannlain
O’SCANNLAIN Chief Judge.
A-1
We must decide whether a state
law providing for physical handicap
discrimination claims against
employers is pre-empted by the
Railway Labor Act ("RLA"), 45 U.S.C.
§§ 151-88.
I.
In August 1985, William J.
O’Brien was laid off by Consolidated
Rail Corporation ("Conrail") from his
position as yardmaster in the Boston
area. O’Brien declined Conrail’s
offer of a position in Springfield,
Massachusetts and instead applied for
a stevedore position with Conrail,
also in the Boston area. Although
such position was already filled,
O’Brien had eight and one-half years
of seniority with Conrail and under
the collective bargaining agreement
he was entitled to "bump" the less
senior employee filling the position.
O’Brien was born without a right
hand. The supervisor of the
stevedoring operation told O’Brien he
was disqualified from being a
stevedore because he was physically
incapable of performing the duties of
a stevedore. O’Brien requested a
field test to refute the supervisor’s
contention. Six Conrail employees
conducted the field test, and
concluded that O’Brien could not
safely perform all of the duties of a
stevedore. In particular, the
six-member committee determined that
O’Brien would not be able to climb
ladders safely in adverse weather,
and would not be able to handle
Safely the forty-pound "bridge
plates" unsed in the stevedoring
operation.
O’Brien filed a grievance under
the procedures provided by the
collective bargaining agreement,
Claiming that Conrail violated the
antidiscrimination provision of such
agreement. The grievance was first
denied by the Manager-Labor Relations
at Conrail, and later by Conrail’s
Senior Director-Labor Relations.
O’Brien then submitted the matter to
the National Railroad Adjustment
Board ("NRAB"), which was created by
the RLA to resolve labor disputes in
the railroad industry. The NRAB
denied O’Brien’s grievance.
oo
O’Brien also filed a complaint
with the Office of Federal Contract
Compliance Programs ("FCCP"), which
investigates complaints of unlawful
employment discrimination lodged
against federal contractors such as
Conrail. The OFCCP determined that
Conrail had not violated the
antidiscrimination provisions of its
contract with the government.
O’Brien sought reconsideration by the
Director of the OFCCP, who affirmed
the determination of the OFCCP.
Eventually, O’Brien was called
back from layoff by Conrail to his
former yardmaster job. In January
1988, however, O’Brien was again laid
off. O’Brien wrote to the
stevedoring supervisor requesting to
"bump" an employee in a stevedore
position, and the supervisore replied
that "Conrail’s prior determination
still stands."
On March 14, 1988, after he had
requested the stevedore position but
before his request was denied,
O’Brien filed a complaint with the
Massachusetts Commission Against
Discrimination ("MCAD"), a
" prerequisite to bringing an action in
court for a violation of the state
antidiscrimination law. O’Brien
alleged that Conrail has violated
Massachusetts General Laws Chapter
151B ("Chapter 151B"), which
prohibits discrimination on the
basis of physical or mental handicap,
if the handicapped person is "capable
of performing the essential functions
of the position involved with
reasonable accommodation, unless the
employer can demonstrate that the
accommodation required ... would
impose an undue hardship to the
employer’s business." Mass. Gen. L.
ch. 151B, § 4. The MCAD permitted
O’Brien to file suit in Massachusetts
state court, and he did so.+
Conrail petitioned to remove the
case to United States district court,
alleging that the district court had
diversity jurisdiction and
jurisdiction under 28 U.S.C.
§ 1337(a), which grants federal
lin his state court complaint,
O’Brien also alleged breach of the
convenant of good faith and fair
dealing in his employment contract
and violation of his rights under
the Massachusetts Constitution,
Amendment Article 114. On the
recommendation of the magistrate
judge, these counts were dismissed
by the district court, and O’Brien
does not challenge such dismissals
on appeal.
A-7
jurisdiction over all "civil
actions ... arising under any Act of
Congress regulating commerce." The
district court granted the removal
petition.
Conrail then moved for summary
judgment on the following grounds:
(1) O’Brien’s claims were pre-empted
by the RLA, (2) O’Brien’s claims were
pre-empted by Section 503 of the
Rehabilitation Act, (3) the adverse
determinations of the NRAB and the
OFCCP had preclusive effect on
O’Brien claims, and (4) O’Brien’s
Claim under Chapter 151B was barred
by a six month Statute of
Limitations. A hearing on the Motion
was heid before U.S. Magistrate Judge
Marianne Bowler.
The magistrate judge recommended
that summary judgment be granted for
Conrail on all the grounds urged by
Conrail except the Statute of
Limitations theory. The district
court adopted the recommendations of
the magistrate judge in whole and
entered summary judgement for
Conrail. O’Brien timely appealed.
II.
O’Brien argues that the district
court erred in determining that his
Claim was barred because his state
statutory rights under Chapter 151B
are independent of and exceed his
rights under the RLA and the
collective bargaining agreement with
Conrail. O’Brien contends that the
resolution of his claim under Chapter
151B hinge[s] upon the meaning to be
given the terms of the statute
involved, and not those within the
collective bargaining agreement," and
thus that the RLA and the collective
bargaining agreement are simply not
implicated, let alone pre-emptive.
A.
Preemption doctrine is founded on
Article VI, Clause 2 of the
Constitution, which states "the Laws
of the United States ... shall be
the supreme Law of the Land." Under
the Supremacy Clause, "state laws
that interfere with, or are contrary
to the laws of congress, made in
pursuance of the constitution’ are
invalid." Wisconsin Pub. Intervenor
Yo atios, ... U.Ss ., 128 Bi Ct.
2476, 2481, 115 L.Ed. 2d 532 (1991)
A-10
(quoting Gibbons v. Ogden, 22 U.S. 1,
71 (1824)). Thus, the mere fact that
O’Brien’s cause of action under
Chapter 151B is “independent” of the
RLA says nothing about whether such
action is preempted by the RLA.
Indeed, in any case where preemption
doctrine is applied, there will be a
state law cause of action
"independent" of federal law.
Rather, the critical issue is whether
the state law, Chapter 151B,
"interferes with" the federal RLA.
"’Pre-emption may be either
express or implied, and is compelled
whether Congress’ command is
explicitly stated in the statute’s
language or implicitly contained in
its structure and purpose.’" Morales
v. Trans World Airlines, Inc., __
U.S. _., 112 S.Ct. 2031, 2036, 119
A-11
L.Ed. 2d 157 (1992) (quoting FMC
Corp. v. Holliday, ___ U.S. _, ___,
111 S. Ct. 403, 407, 112 L.Ed.2d 356
(1990)). Where, as here, ress
pre-emption is absent,
the challenged state law
must yield when it
“requlates conduct in a
file that Congress intended
the Federal Government to
occupy exclusively" ...
[or] where arises where it
is physically impossible to
comply with both the
federal and the state law
or where "state law stands
as an obstacle to the
accomplishment and
execution of the full
purpose and objectives of
Congress."
Pedraza v. Shell Oil Co., 942 F.2d
48, 51 (lst Cir. 1991) (quoting
English v. General Elec. Co., 496
U.S. 72, 79, 110 S. Ct. 2270, aais,;
110 L.Ed. 2d 65 (1990)), cert.
Genied, ___ U.S. __ , 112 S. Ct. 993
(1992)). Hence, we consider whether
A-12
the RLA evinces a congressional
intent to occupy the field of
railroad labor relations and whether
separate state causes of action such
as Chapter 151B undermine the "full
purposes and objectives of Congress"
in enacting the RLA.
This court has not previously had
occasion to determine the scope of
preemption under the RLA. We have,
however, examined preemption under
the Labor Management Relations Act
("LMRA"), 29 U.S.C. §§ 141-87. See
Jackson v. Liquid Carbonic Corp., 863
F.2d 111 (lst Cir. 1988), cert.
denied, 490 U.S. 1107, 109 S.Ct.
3158, 104 L.Ed. 2d 1021 (1989). The
LMRA and the RLA are similar in many
respects: "[{a]lthough the preemptive
effect of ... the Labor Management
Relations Act ... cannot be ’imported
A-13
wholesale into the railway labor
arena,’ courts may look to the
construction of other federal labor
statutes for assistance in construing
(the RLA])." McCall v. Chesapeake &
Ohio Ry. Co., 844 F 2d 294, 299 (6th
Cir. (quoting Brotherhood of R.N.__
Co., 394 U.S. 369, 383, 89 S.Ct.
1109, 1118, 22 L.Ed. 2d 344 91969),
cert. denied, 488 U.S. 879, 109 S.ct. ©
196, 102 L.Ed. 2d 166 (1988).
In Jackson, an employee
challenged drug testing by his
employer under Massachusetts’ privacy
laws. Jackson, 863 F.2d at 113.
The employer contended that the
employee’s Massachusetts causes of
action were barred, state law having
been preempted by the federal LMRA.
id. The court observed that "under
A-14
state law, Massachusetts would 100k
to the [collective bargaining]
Agreement to discern the scope of the
privacy right which [the employee]
was attempting to assert." Id. at
120. The court then held that
"(bjecause resolution of [the
employee’s] state-law claims requires
the interpretation of a collective
bargaining contract,’ ... it
follows inexorably, as night unto
day, that [the LMRA]) preempts
maintenance of the suit in its
present form." Id. at 122 (quoting
Chef, Inc., 486 U.S. 399, 409 n.8,
108 S. Ct. 1877, 1883 n.8, 100 L.Ed.
2d 410 (1988)).
We believe that the holding of
Jackson is equally applicable to
asserted RLA preemption. The Jackson
A-15
court concluded that to allow state
law claims arising out of the
employment relationship to be brought
in court would undermine the scheme
for labor dispute resolution
established by Congress.
We are mindful of the need
to preserve the central
role of arbitration in our
system of industrial
self-government .... The
ordering and voluntary
collective bargaining is
the keystone of the federal
scheme to promote
industrial peace.
Grievance and arbitration
are important cogs in the
machinery. A plaintiff
should not be allowed to
bypass the grievance .
procedures established by
the labor contract in a
case where his claims are
so clearly dependent on
interpretation of the terms
of that contract. Allowing
such an end run would
surely undermine the
structure of industrial
self-government.
A-16
Id. at 121-22 (quotations and
citations omitted).
Such concerns are equally present
here. The RLA established a
comprehensive conflict resolution
procedure for railroad labor
disputes. Tne RLA divides disputes
into major disputes, those relating
to the formation or existence of
collective bargaining agreements, and
minor disputes, which concern rights
under an existing collective
bargaining agreement. See
: lidated Rail ¢ Rail
Labor Exec. Ass’n, 491 U.S. 299, 302,
109 S.Ct. 2477, 2480, 105 L.Ed.2d 250
(1989). “In the event ofa major
dispute, the RLA requires the parties
to undergo a lengthy process of
bargaining and mediation." Jd. In
the event such mediation fails, the
A-17
<A At LT CE LO TS TO CT TT A
RLA provides for arbitration of major
disputes. Id., 491 U.S. at 302 n.3,
109 S.Ct. at 2480 n.3. "A minor
dispute in the railroad industry is
subject to compulsory and binding
arbitration before the National
Railroad Adjustment Board. The
Board... has exclusive jurisdiction
over minor disputes." Id. at 2481-81.
Thus, the RLA "envision[s]
binding administrative proceedings
into which virtually all individual
labor-management disputes are
directed." McCall, 844 F.2d at 301.
The RLA’s procedures were designed
for quick and efficient dispute
resolution. Union Pac. Ry. v.
Sheehan, 439 U.S. 89, 94 (1978) (per
curiam). "The federal act was
intended to serve the interests of
railroad employees by creating a
A-18
statutory scheme providing for the
final settlement of grievances by a
tribunal composed of people
experienced in the railroad
industry." McCall, 844 F.2d at 301.
As in the case of the LMRA, to
permit litigation in court of state
law claims connected with the
collective bargaining agreement would
undermine the purposes behind the
RLA. "If the federal dispute
resolution mechanism is to have any
force, juries cannot be allowed to
second-guess the decisions of
arbitration boards." Id. at 302.
Congress’ intent that industry-based
grievance and arbitration proceedings
be used to resolve labor-management
disputes in the railroad industry
would be frustrated if employees (or
employers) could bring actions
A-19
requiring interpretation of the
collective bargaining agreement in
court, based on state law. Costly
litigation would replace efficient
grievance and arbitration procedures.
B.
Having concluded that the
pre-emption rule of Jackson governs
here, we turn to applying it. Would
resolution of O’Brien’s physical
handicap discrimination claim under
Chapter 151B "require interpretation
of collective bargaining contract?"
We believe it would.?
2o’Brien argues that Chapter
151B holds Conrail to a different
and higher standard of conduct than
Conrail’s duties under the
collective bargaining agreement
because Chapter 151B contains a
“reasonable accommodation"
requirement. We do not need to
decide whether that is correct
_A-20
|
|
In order to determine whether
Conrail had unlawfully discriminated
against O’Brien, we would first have
to ascertain whether O’Brien was
otherwise eligible for the stevedore
position he sought. That is, aside
from his handicap, would O’Brien be
eligible? To answer this question we
would have to resort to the
collective bargaining agreement.
O’Brien was laid off from his job as
yardworker in the Boston area, Court
Council offered him another position
in Springfield, Massachusetts, where
O’Brien had worked before. Further,
no stevedore positions were vacant in
because we conclude to the extent
that O’Brien’s state law claim
requires interpretation of the
collective bargaining agreement such
claim is preempted under Jackson.
A-21
the Boston area. Thus, as a
threshold issue to determine
O’Brien’s contractual eligibility for
the job, we would need to interpret
the collective bargaining agreement
to determine whether it entitled
O’Brien to refuse to return to
Springfield, and whether it entitled
O’Brien to "bump" the present holder
of the stevedore position.
More fundamentally, addressing
the merits of O’Brien’s claim of
physical handicap discrimination
would require us to assess O’Brien’s
fitness and ability to perform safely
the functions of a stevedore. yet an
employee’s fitness and ability are
governed by the rules and procedures
contained in the collective
bargaining agreement. Rule 49 of the
collective bargaining agreement sets
A-22
forth the method by which an
employee’s physical fitness to
perform his job is determined. Rule
50 describes Conrail’s obligations to
accommodate disabled and
incapacitated employees. Perhaps the
best indication that fitness and
ability are the subject of the
collective bargaining agreement is
the very grievance that O’Brien
brought under this collective
bargaining agreement on the issue of
his fitness and ability to be a
stevedore. Chapter 151B requires a
court to determine whether the
plaintiff is a "qualified handicapped
person," but this determination would
be impossible to make without
reference to the collective
bargaining agreement.
A-23
Hence, we hold, following
Jackson, O’Brien’s claim under
Chapter 151B is barred because
resolution of his claim would require
interpretation of the collective
bargaining agreement. * This
3The New Jersey Supreme Court
has recently held that "allowing [an
aggrieved employee] to bring his
Claim of handicap discrimination
before the courts would interfere
impermissibly with Congress’s intent
that the Adjustment Boards be the
sole arbiter of claims related to
railroad ‘rules and working
conditions.’" Maher v. New Jersey
Transit Rail Oper., Inc.,. 593 A.2d
750, 765 (N.J. 1991). Similarly,
the California Court of Appeal has
stated that "(i)f an employee’s lack
of fitness to perform his job is
made arbitrable under the parties’
collective bargaining agreement, the
present action is preempted insofar
as it alleges discrimination based
on physical handicap because it
raises an issue determinable solely
under procedures established by the
RLA." Evans v. Southern Pacific
Trans. Co., 262 Cal. Rptr 416, 420
A-24
holding is not inconsistent with
20] Jo Anti-Di iminatj .
vy. Continental Air Lines, Inc., 372
U.S. 714 (1963), which held that a
state racial discrimination claim
statute was not preempted by the
RLA. Resolution of the question of
whether an employer was engaged in
racial discrimination would not
require interpretation of the
collective bargaining agreement. As
the Sixth Circuit has noted, "racial
discrimination [is] conduct that is
(Cal. App.), review denied, (1989)
cert. denied, 496 U.S. 936 (1990).
See also
, 711 P.2a 139, 144 (Or.
App. 1985) (because neither party
argued that employee’s physical
handicap discrimination claim under
Oregon law “implicate[d] any
provision of a collective bargaining
agreement," Oregon law was not
preempted by the RLA), review
denied, 715 P.2d 93 (Or. 1986)
A-25
not by any construction a subject for
collective bargaining and
arbitration." McCall, 844 F.2d at
302.
"In enacting [the RLA], Congress
endeavored to promote stability in
labor-management relations in this
important national industry by
providing effective and efficient
remedies for the resolution of
railroad-employee disputes arising
out of the interpretation of
collective-bargaining agreements."
Union Pacific Ry., 439 U.S. at 94, 99
S.Ct. at 402. The procedures
provided by the RLA were intended "to
secure the prompt, orderly, and final
settlement of grievances that arise
daily between employees and
carriers." Jd. O’Brien has fully
availed himself of such procedures.
A-26
| To permit him to relitigate the Lonnie
: of his physical fitness by way of a
claim under a state physical handicap
discrimination law would clearly
conflict with the “prompt, orderly,
and final settlement of grievances"
sought by Congress in enacting the
RLA’s dispute resolution procedures.
Affirmed.
A-27
APPENDIX B
UNITED STATES DISTRICT COURT
DISTRICT OF MASSACHUSETTS
CIVIL ACTION
NO. 88-2591-N
WILLIAM J. O’BRIEN,
Plaintiff,
V.
CONSOLIDATED RAIL
CORPORATION,
Defendant.
me ee ee ee ee ee ee ee ee
REPORT AND RECOMMENDATION RE:
DEFENDANT CONRAIL’S MOTION
FOR SUMMARY JUDGMENT
(DOCKET #215) AND MOTION TO
—_AMEND ANSWER (DOCKET #31)
August 8, 1990
Bowler, U.S.M.
The defendant, Consolidated
Rail Corporation ("Conrail") has
moved for summary judgment on the
plaintiff, William J. O’Brien’s
("O’Brien") claim that Conrail
unlawfully discriminated against him
-B-l-
enn
on the basis of a physical
handicap. O’Brien claims that the
alleged discrimination is a
violation of M.G.L. c. 151B, the
Massachusetts Constitution,
Amendment Article 114, his
employment contract with Conrail and
its covenant of good faith and fair
dealing. Conrail denies the
allegations.
The bases for Conrail’s
motion are preemption, preclusion
and failure to file within the
applicable statute of limitations.
This action was filed in the
Superior Court of the Commonwealth
of Massachusetts on October 21,
1988, and Conrail Petitioned for
Removal on November 17, 1988.
Conrail’s ground for removal was
this court’s jurisdiction pursuant
to the Railway Labor Act, 45 U.S.C.
§151 et seq. ("RLA"). O’Brien filed
an Opposition to the Petition for
Removal and a Motion for Remand
(Docket #5), arguing that the
gravamen of the complaint was
Conrail’s alleged violation of
Massachusetts’ anti-discrimination
law, M.G.L. c. 151B, §4(16) and
alleged violation of the
Massachusetts Constitution,
Amendment Article 114, and that the
action was more properly filed in
State court. Further, O’Brien
argued that this court did not have
Original and exclusive jurisdiction
Over this claim under the RLA.
O’Brien objected to Conrail’s
Characterization of the case as a
-B-3-
contractual dispute between employer
and employee. The Petition for
Removal was allowed by Nelson, D.J.,
on December 2, 1988.
On June 29, 1990, Conrail
moved for leave to file an Amended
Answer (Docket #31), raising for the
first time an express statute of
limitations defense. As grounds,
Conrail states that justice requires
the amendment be allowed in order
that all issues existing between the
parties be fully litigated, that
O’Brien will not be prejudiced by
allowance of the motion and that it
will secure a just, speedy and
inexpensive determination of this
action pursuant to Fed. R. Civ.
P. 1. O’Brien opposes the motion
(Docket #33) on the grounds that it
-B-4-
is untimely and that Conrail has not |
asserted any basis for excusing the |
untimeliness. In addition, O’Brien
asserts that the amendment is futile
and that he would be unduly
prejudiced by allowance of the
motion.
Undisputed Facts?
O’Brien was born without a
lconrail’s Statement of
Undisputed Facts, (Docket #23),
filed pursuant to Rule 18, follows
in summary form. O’Brien, in his
brief, failed to dispute the factual
assertions of Conrail in any
meaningful form and they are thus
Geemed admitted. O’Brien’s
Statement of Undisputed Facts,
(Docket #26), is made up almost
entirely of conclusory legal
assertions and, in the rare instance
where a factual assertion can be
discerned, the cited authority or
documentation fails to support the
facts asserted. Local Rule 18 is
unambiguous in its requirement that
"([O)ppositions to motions for
summary judgment shall
include a concise statement
of the material facts as to
which it is contended that
there exists a genuine issue
to be tried, with page
references to affidavits,
depositions and other
documentation.
right hand on February 14, 1955. He
was hired by Conrail on February 15,
1977, rising from a position of crew
dispatcher to Assistant Yardmaster
and finally, Yardmaster. O’Brien
submitted a handicap certification
form to Conrail in February, 1984,
in conformity with Conrail’s
requirements. Conrail has an
affirmative action policy which
includes qualified handicapped
individuals.
On August 27, 1985, O’Brien
sought to "bump" a less senior
Material facts set forth in
the statement required to be
served by the moving party
will be deemed for purposes
of this motion to be admitted
by opposing parties unless
controverted by the statement
required to be served by
opposing parties."
-B-6-
Conrail employee who held a
stevedore position. On that same
date, a Conrail supervisor informed
O’Brien that he was disqualified for
the stevedore position because of
his missing right hand. On
September 9, 1985, O’Brien filed a
claim for compensation under the
governing union contract for working
days lost as a stevedore since
August 27, 1985. The sole reason
for disqualification was O’Brien’s
missing right hand and Conrail’s
determination that O’Brien would be
unable to perform the stevedore job
because of this handicap.
-B-7-
Rs A ah io
eeantee,
On September 25, 1985,
O’Brien was given a field test
before a committee of six Conrail
employees in which he was allowed to
demonstrate his ability to perform
as a stevedore. While O’Brien met
all non-medical requirements, it was
determined as a result of the field
test that O’Brien was not qualified
for the stevedore position. The
specific grounds for this
determination were that O’Brien
would not be able to climb ladders
safely under snow and ice conditions
and would not be able to handle 40
pound bridge plates used in the
stevedore operation and that such
inability would pose a safety hazard
to O’Brien and to other Conrail
employees.
O’Brien filed a Complaint of
Discrimination in Employment under
Federal Government Contracts against
Conrail with the Office of Federal
Contract Compliance Programs
(OFCCP). Conrail filed its initial
responses to the OFCCP Complaint by
letters dated January 6, 1986, and
February 27, 1986. On March 10,
1986, O’Brien was interviewed by the
OFCCP’s Equal Opportunity
Specialist. The OFCCP issued its
Notification of Results of
Investigation on on May 22, 1986,
concluding that Conrail "did not
violate its obligations under the
nondiscrimination and affirmative
action provisions of Section 503 [of
the Rehabilitation Act of 1973, 29
U.S.C. §793] as amended." O’Brien
Fo PRT eae SR om
requested review of the OFCCP’s
decision, pursuant to 41 CFR
6-741.26(g) by letter dated June 17,
1986. The review had not been
completed at the time of the hearing
on this motion.
In addition, O’Brien’s claim
was taken by the union to the
Manager-Labor Relations on October
15, 1985, and was denied by letter
dated January 10, 1986. The union
and Conrail prepared a Joint
Submission for the progression of
O’Brien’s claim to the Senior
Director-Labor Relations, Conrail’s
highest appellate officer, and the
claims was denied by letter dated
August 11, 1986.
-B-10-
By letter dated August 9,
1987, O’Brien served notice of his
intent to submit his claim against
Contrail to the National Railroad
Adjustment Board, Third Division
("NRAB") pursuant to 45 U.S.C. First
(i). O’Brien made two submissions
to the NRAB, one dated January 11,
1988, and the other undated. On
June 29, 1989, the NRAB issued an
Award and Order denying O’Brien’s
clain.
On January 8, 1988, O’Brien
was again notified of a layoff. He
sought to "bump" into a stevedore
position by letter dated March 11,
1988, stated that he "continue[d] to
press [his] position that [he was]
entitled to displace a junior
stevedore with like position during
present furlough."
-B-ii-
By letter dated April 4,
1988, Conrail informed O’Brien that
his “situation had been reviewed and
Conrail’s prior determination still
stands."
On March 14, 1988, O’Brien
filed a Complaint with the
Massachusetts Commission Against
Discrimination ("MCAD"). On October
6, 1988, the MCAD assented to
O’Brien’s request to remove his case
from the MCAD in order to file a
Civil action in court. That action,
O’Brien v. Conrail, Suffolk Superior
Court, Civil Action No. 88-6010-E
was commenced on October 20, 1988,
and removed to U.S. District Court
on December 2, 1988.
-“—-i2=
DISCUSSION
Summary judgment is ;
permissible when "there is not
genuine issue as to any material ;
fact and...the moving party is
entitled to a judgment as a matter
of law." Fed.R.Civ.P. 56(c). The
entire record must be viewed in the
light most favorable to the party
opposing summary judgment with all
reasonable inferences drawn in that
party’s favor. Mack v. Great |
ti i fi e fe) ,
871 F.2d 179, 181 (1st Cir. 1989).
Relying on documents and
pleadings as well as substantive
law, Conrail argues that O’Brien’s
claim is a single, straightforward
Claim alleging unlawful
discrimination due to physical
handicap. Conrail
-B-13-
+” Seo i dem aCdaialeD va
i OP hag
|
;
;
contends that O’Brien’s three causes
of action,“ all based on state
law, are preempted by federal law,
i.e. both the RLA (45 U.S.C. §151 et
seq.) and Section 503 of the
Rehabilitation Act of 1973, 29
2The court finds that
O’Brien’s claims for breach of the
covenant of good faith and fair
dealing in this employment contract
(Count II) and for violation of the
Massachusetts Constitution,
Amendment Article 114 should be
dismissed. There is no common law
Claim for »reach of the covenant of
good faith and fair dealing, Grubba
v. Bay State Abrasives, 803 F.2d 746
(lst Cir. 1986). Under
Massachusetts law common law claims
of handicap discrimination are
barred and the sole remedy is under
M.G.L. c. 151B. elley v j
Corp., 19 Mass. App. Ct. 511 (1985)
affirmed 397 Mass. 1004 (1986). The
Massachusetts Civil Rights Act,
M.G.L. c. 12, §11I provides a “fully
adequate procedural vehicle" for
pursuit of a claim based upon an
alleged violation of Article 114.
Grubba, supra at 748.
-B-14-
U.S.C. §793 ("Section 503"), and
that the decisions of the NRAB and
the OFCCP are entitled to preclusive
effect. In addition, Conrail also
argues that M.G.L. c. 151B is
O’Brien’s sole viable cause of
action and that it is barred by the
applicable statute of limitations,
M.G.L. c. 151B, §5.°
A. Preemption
In Preemption analysis,
‘(t)jhe purpose of Congress is
the ultimate touchstone. ’
Where the pre-emptive effect
of federal enactments is not
explicit, “courts sustain a
local regulation ‘unless it
conflicts with federal law or
would frustrate the federal
scheme, or unless the courts
3conrail’s third argument
is inextricably intertwined with its
Motion for Leave to file Amended
Answer, (Docket #31) and shall be
considered separately.
-B-15-
discern from the totality of
the circumstances that
Congress sought to occupy the
field to the exclusion of the
state.’"
Metropolitan Life Insurance Company
v. Massachusetts, 471 U.S. 724,
797-98 (1985) (citations omitted).
The treatment of implied
preemption issues by the circuit
courts is abundant but not always
uniform due to the factual inquiry
and balancing that is required by an
analysis of implied preemption.
"(B)ecause Congress has refrained
from providing specific directions
with respect to the scope of
preempted state regulation, the
court has been unwilling to ‘declare
pre-empted all local regulation that
touches or concerns in any way the
complex interrelationships between
employees, employers and
unions...’" Farmer, Special
Administrator v. United Brotherhood
of Carpenters & Joiners of America,
Local 25, et al., 430 U.S. 290,
295-96 (1977) (citing Motor Coach
mployees v. Lockridge, 403 U.S.
274, 289 (1971)). In somewhat
analogous cases involving the
National Labor Relations Act, 29
U.S.C. §151 et seq., rather than the
RLA as presented here, the Supreme
Court has utilized a standard of
"balanced inquiry into such factors
as the nature of the federal and
state interests in regulation and
the potential for interference with
federal regulation." Farmer,
Special Administrator; 430 U.S. at
300. The cases “demonstrate that
-B-i7-
As ce Dette Rear Bt
the decision to pre-empt federal and
state court jurisdiction over a
given class of cases must depend
upon the nature of the particular
interests being asserted and the
effect upon the administration of
national labor policies of
concurrent judicial and
administrative remedies." Vaca v.
Sipes, 386 U.S. 171, 180 (1967).
After reviewing the various
circuit decisions involving the
issue of whether state law claims
are preempted by the RLA, this court
finds the analysis and decision of
McCall v. Chesapeake & Ohio Railway
Co., 844 F.2d 294 (6th Cir. 1988),
cert. denied 109 S. Ct. 196 (1988)
to be directly on point and the most
persuasive in deciding the instance
“B-“i6=-
case. McCall was a locomotive
engineer who was not allowed to
serve aS an engineer or as a fireman
for the defendant railroad, because
he was a diabetic requiring —
insulin. The defendant’s policy
restricted insulin-requiring
diabetics from operating mobile
equipment, working in proximity to
dangerous or moving equipment,
working at unprotected elevations or
working alone. McCall proceeded
under the dispute resolution
structure provided by his collective
bargaining agreement which was the
type of voluntary adjustment board
provided for by the RLA. The board
found against McCall. He brought
suit in state court for violation of
the Michigan Handicappers Civil
-B-19-
IN a he ARs Ban mew
Sd Sel Heh 2 eect
Pee wen atte dS hah No hatitie tori
CIS Oi MEI EDEMA HEP AER
st Lae atest re subst edd:
ee eee
Rights Act, Michigan Comp. Laws Ann.
§37.1101 et seq. (1985). The action
was removed to federal court and at
trial the jury returned a verdict
for the plaintiff. On appeal, the
defendant argued that the RLA
preempted the state cause of
action. The court of appeals
agreed, and the judgment was
vacated.
The analysis in McCall
focused on the issue of whether the
state anti-discrimination statute
was in conflict with the federal
statute. It did not find an
across-the-board federal interest in
regulating employment discrimination
that supercedes a state’s interest
entirely, however, it did find that
the RLA arbitration board in McCall
-—-20-
"had to make essentially the same
decision--whether [the plaintiff] is
physically able to perform the
duties of his job," as the fact
finder would in hearing the state
claim. cCall, 844 F.2d at 301.
Thus, the purposes of railway labor
arbitration would be frustrated by
allowing the plaintiff to litigate
an issue on the merits before an
arbitration board created pursuant
to the RLA, and "then relitigate the
identical issue in an independent
judicial proceeding." Id. (citing
Andrews v. Louisville & N.R.R., 406
U.S. 320, 325 (1972)).
This Court agrees with the
Sixth Circuit’s reasoning that
the policy of the railway act
is to channel dispute
resolution to either the
national board or the various
-B-2i-
Dar Kao WES AE
BD BB MP LRP ome
voluntarily established
boards. The exercise of
state power over an area of
activity specifically
relegated to the railway act
dispute resolution process
therefore gives a danger of
conflict with national labor
policy great enough to
mandate preemption.
If the federal dispute
resolution mechanism is to
have any force, juries cannot
be allowed to second-guess
the decisions of arbitration
boards.
McCall, 844 F.2d at 301-302.
The McCall court
distinguished its decision from that
of Colorado Anti-Discrimination
Comm. v. Continental Airlines, 372
U.S. 714 (1963), which involved a
Claim of racial discrimination, by
noting that racial discrimination is
conauct that "is not by any
construction a subject for
-B-2e~
collective bargaining and
arbitration." McCall, 844 F.2d at
302. The distinction between a
claim involving alleged
discrimination on the basis of
physical handicap and one of alleged
race discrimination is the
difference in inquiry a fact finder
must pursue in order to reach a
finding. A claim of racial
discrimination concerns an inquiry
into “whether the motivation for the
challenged action was the employee’s
race." Id. In the case of handicap
discrimination case,
The inquiry must go further:
once it is established that
the challenged action was
taken on account of the
employee’s physical
condition, it must also be
determined that the
employee’s physical condition
is unrelated to job
performance. It is the
“3-2 3°
necessity of the second level
of inquiry which leads to the
conclusion that the state
Claim is preempted in this
case.
Both the plaintiff in McCali
and O’Brien had specific physical
conditions that the respective
arbitration boards determined
affected their ability to perform
their jobs. The same determination
would have to be made by the
fact-finder in the instant action.
The substantial similarities between
the Michigan Statute and M.G.L. c.
151B lead this court to adopt the
McCall court reasoning that
[t}he state legislation in
this case relates directly to
the employee’s ability to
perform and contravenes the
process set out by Congress
and agreed to by the parties
through collective
bargaining...to decide ‘the
physical fitness of the
engineer to continue in
service of the carrier, ’
which is itself a matter
subject to extensive federal
regulation.
McCall, 844 F.2d at 303.
The cases cited by O’Brien
involving handicap discrimination
and RLA preemption, Muncy v. Norfolk
& Wes » CO., 651 F.Supp. 641
(S.D.W.Va. 1986), Evans v. Southern
Pacific Transportation Co., 213 Ca.
App. 3d 1378, 262 Cal. Rptr. 416
(1980), appeal pending, and Santoni
Roig v. Iberia Lineas Areas de
Espana, 688 F.Supp. 810 (D.Puerto
Rico 1988) are distinguishable from
the case at bar. Muncy, was
premised on reasoning that held that
discrimination on the basis of age,
race and handicap were analogous.
This court finds that this analysis
is not persuasive because it
generalizes and paints with too
broad a stroke what is a fairly
specific inquiry. Evans was decided
on the grounds that the defendant
failed adequately to support its
motion for summary judgment with
evidence that the claims of the
plaintiff were committed to the
arbitration process. Finally,
Santoni Roig, supra, although a
decision of a district court of this
circuit, is factually distinct from
the instant case in that the
statutes at issue concerned the
minimum wage and severance pay due
under Puerto Rico law. The court
Classified both statutes as "minimum
standards required by the state"
with "no direct impact on the
-B-26-
collective bargaining process or the
right of self organization."
antoni Roig, 688 F.Supp. at 816.°
The inquiry did not turn on the
issue of qualification, nor did the
court address the issue of
litigating the merits of a claim
after review of the identical facts
and issues by an arbitration board.
One could not reasonably argue that
minimum wage and severance pay
issues are industry-specific, and
thus better left to the pervasive
regulatory scheme. A strong
argument can be made, however, that
physical qualification for a certain
position within an industry is a
determination best made by industry
members themselves within the
pervasive reyulatory framework.
Upon these facts, O’Brien’s
Claim of handicap discrimination
under state law must be preempted by
the RLA. Conrail argues that under
W Vv ne, F7id F.2¢
1152 (llth Cir. 1983), O’Brien’s
claims are preempted by Section 503
of the Rehabilitation Act of 1973,
29 U.S.C. §793. In Howard, the
court found that the regulatory
scheme of the statute, the dominant
federal interest, the danger of
conflict with varying state laws,
and the interest in avoiding the
thwarting of the objectives of
informal dispute resolution
warranted a finding of preemption of
plaintiff’s third-party beneficiary
contract claim. Howard is
persuasive in determining that
O’Brien’s state law
-B-28-
Claims are preempted by Section 503,
although the analysis of McCall
provides a more substantial basis
for finding that the state law
claims are preempted by the RLA.
B. Ss CLUSION
This court finds that the
administrative proceedings before
the NRAB and the OFCCP are both
entitled to preclusive effect in
this action.
When an administrative agency
is acting in a judicial
Capacity and resolves
disputed issues of fact
properly before it which the
parties have had an adequate
opportunity to litigate, the
courts have not hesitated to
apply res judicata to enforce
repose.
United States v. Utah Construction &
Mining Co., 384 U.S. 394, 421-422
(1966).
-B-29-
The procedural requirements
for the NRAB proceedings are found
at 45 U.S.C. §153 and for the OFCCP
proceedings at 41 C.F.R. §60-741.20
to §60-741.32. Both ere
comprehensive regulatory schemes
which involve "essential elements of
adjudication." Restatement (Second)
of Judgments §83. The various
reports and findings from both the
NRAB and the OFCCP indicate that
each was concerned with the issve of
whether O’Brien was physically
qualified to perform the duties of a
4
stevedore. Both determined that
4~he OFCCP also
specifically found that “complainant
[O’Brien] failed to take the
reasonable accommodation given by
the respondent [Conrail]}."
(Conrail’s Ex. A, p.23).
«“—3-30-
O’Brien was not physically qualified
for the position.
In a proceeding under M.G.L.
Cc. 1818, §4(16),> a plaintiff must
prove that he/she is a
"It shall be an unlawful
practice:
For any employer, personally
or through an agent, to
dismiss from employment or
refuse to hire, rehire or
advance in employment or
otherwise discriminate
against, because of his
handicap, any person alleging
to be a qualified handicapped
person, capable of performing
the essential functions of
the position involved with
reasonable accommodation,
unless the employer caii
demonstrate that the
accommodation required to be
made to the physical or
mental limitations of the
person would impose an undue
hardship to the employer’s
business (M.G.L. c. 151B
§4(16)).
qualified handicapped person.
O’Brien has carried this buffer
through both administrative
proceedings, and their findings must
be given preclusive effect.
Cc. Amendment of Answer
(Docket #31)
Conrail asserts a third basis
for summary judgment which relies
upon a statute of limitations
defense not raised in its Answer to
the Complaint. Conrail has moved to
amend the Answer, stating that
M.G.L. c.151B, §5 requires that a
complaint to the MCAD must be tried
within six months of the alleged act
of discrimination. Christo v.
Edward G. Boyle Ins. Agency, Inc.,
402 Mass. 815, 816 (1988).
-B-32°
In view of the prior
reasoning in Sections A and B, a
decision concerning amendment of the
answer is essentially moot.
However, in an effort to be
complete, Conrail’s motion shall be
considered.
Fed.R.Civ.P. 9(c) requires a
party to plead affirmatively its
defenses. If not done at the
outset, a party may amend or
supplement its answer under the
provisions of Fed.R.Civ.P. 15(a). If
a party moves for leave of court,
the rule requires that "leave shall
be freely given when justice so
requires."
In determining whether leave
to amend should be granted, the
court is guided by the following
-B-33-
factors: whether bad faith,
repeated failure to cure, futility,
undue delay or undue prejudice to
the plaintiff were present.
Perlmutter v. Shatzer, 102 F.R.D.
245, 247 (D. Mass 1984) (citing
Foman v. Davis, 371 U.S. 178, 182
(1962) and Farkas v. Texas
Instruments, Inc., 429 F.2d 849 (lst
Cir. 1970)).
Conrail has not stated any
reason for its failure to raise the
statute of limitations defense
before this time. However, there is
no evidence of bad faith or
intentional delay, nor has Conrail
repeatedly failed to cure. While
the delay was lengthy (November 17,
19980 to June 29, 1990, a period of
nineteen months), it is not
determinative of this issue.
-B-34-
O’Brien argues that the
amendment is futile because a
continuing act of discrimination
brings the claim within the six
month period. Based upon the
undisputed facts, this assertion
appears problematic, although the
Court cannot say as a matter of law
that a jury could not find a
continuing act of discrimination.
O’Brien also argues that he would be
prejudiced by the allowance of this
motion, because he could have used
other avenues in search of a
remedy. This assertion is
unsupported by any concrete
examples, and such avenues are not
immediately apparent to the court.
O’Brien also contends that the costs
he has incurred in pursuing this
litigation over the past nineteen
months would have been avoided if
the statute of limitations had been
raised by Conrail at the outset.
This assumes that Conrail would not
have raised the preceding grounds of
preemption and issue preclusion in
support of its motion for summary
judgment, and that is an assumption
the Court cannot make.
Recent decisions have allowed
defendants to raise an affirmtive
defense in a motion for summary
judgment “regardless of the failure
to plead it in the answer." Buhl v.
Biosearch Medical Products, Inc.,
635 F.Supp. 956, 959 (D. Mont. 1985)
(citing Rivera v. Anaya, 726 F.2d
564, 566 (9th Cir. 1984)); LaPorte
v.R.D. Werner Co., Inc., 561
F.Supp. 189, 191 (N.D. Ill.) 1983)
(relying on Baker v. Chicago Fire
and Burglary Detection, Inc., 489
F.2d 953, 955 (7th Cir. 1973));
Mamos _v. School Committee of the
Town of Wakefiled, 553 F.Supp. 989,
992 (D. Mass. 1983) ("Defendants did
not waive their statute of
limitations defense by delaying its
assertion").
In essence, the court must
not put form over substance and
should act in the spirit of
Fed.R.Civ.P. 1 and seek a "just,
speedy, and inexpensive
determination of every action." A
defendant should not be barred from
asserting a valid legal defense to a
claim without a showing of futility,
intentional or inexcusable delay or
prejudice to the plaintiff.
-B-37-
Therefore, Conrail’s Motion
to Amend Answer (Docket #31) should
be ALLOWED. However, the court
cannot find as a matter of law that
O’Brien’s claim is time barred under
M.G.L. c.151B, §55.
CONCLUSION
The court recommends® that
Conrails Motion for Summary Judgment
(Docket #21SS) be ALLOWED on the
grounds that O’Brien’s state law
Sany objections to this
Report and Recommendation must be
filed with the Clerk of Court within
ten days of receipt of the Report
and Recommendation and must identify
the portion of the Report and
Recommendation to which objection is
made and the basis for such
objection. Any party may respond to
another party’s objections within
ten days after service of the
objections. Failure to file
objections within the specified time
waives the right to appeal the
district court’s order. United
States v. Escoboza Vega, 678 F.2d
376, 378-79 (lst Cir. 1982); United
STates v. Valencia-Copete, 792 F.2d
4, 6 (ist Cir. 1986).
-B-36-
claim of handicap discrimination
(M.G.L. c. 151B, §4(16)) is
preempted by the RLA and Section 503
of the Rehabilitation Act of 1973,
and that the decisions of the NRAB
and OFCCP should be given preclusive
effect. Conrails Motion to Amend
Answer (Docket #31) is also ALLOWED.
MARIANNE B. BOWLER
UNITED STATE MAGISTRATE
=-—-39-
APPENDIX C
UNITED STATES DISTRICT COURT
DISTRICT OF MASSACHUSETTS
CIVIL ACTION
NO. 88-2541-N
WILLIAM J. O’BRIEN,
Plaintiff,
Vv.
CONSOLIDATED RAIL
CORPORATION,
Defendant.
ee ee ee ee ee ee ee ee”
DECEMBER 27, 1991
The report and recommendation is
approved as to docket no. 215 for the
reasons stated herein. Summary
judgment shall enter for the defendant
Conrail. While the Magistrate judge,
in her typically thorough manner, has
made a report and recommendation on
docket no. 311, no action need be taken
thereon, as action on the motion for
summary judgment moots the issue.
William Young
District Judge
-C-2-
UNITED STATES DISTRICT COURT
DISTRICT OF MASSACHUSETTS
CIVIL ACTION
NO. 88-2541-N
WILLIAM J. O’BRIEN,
)
)
Plaintiff, )
)
Vv. ) Cc. A. No.
) 88-2541-N
CONSOLIDATED RAIL )
CORPORATION, )
Defendant. )
)
JUDGMENT
YOUNG, D.J. December 27, 1991
The motion for summary judgment
having been allowed, judgment shall,
and hereby does, enter for the
defendant Consolidated Rail
Corporation.
Kate Myrick, Deputy Clerk
Approved as to form:
WILLIAM J. YOUNG
UNITED STATES DISTRICT JUDGE
APPENDIX D
AGREEMENT
BETWEEN
CONSOLIDATED RAIL CORPORATION
AND
BROTHERHOOD OF RAILWAY, AIRLINE
AND STEAMSHIP CLERKS, FREIGHT
HANDLES, EXPRESS AND STATION
EMPLOYES
CLERKS
EFFECTIVE JULY 1, 1979
[EXCERPTS ]
D-1-
kkk
RULE 2 - APPOINTMENT TO PARTIALL
EXCEPTED POSITIONS
(a) All new partially excepted
positions or vacancies in positions
listed in Appendix No. 1 will be made
known by means of a notice posted on all
bulletin boards in the seniority district
with the advice that interested employees
should, in writing, within five (5)
calendar days after the date of the
notice advise the Company officer having
jurisdiction over the position, with copy
to the Division Chairman of the seniority
district in which the vacancy occurs, his
desire for consideration and state his
qualifications.
Preferential consideration will be
given to the above applicants prior to
giving consideration to other employees
covered by this Agreement or to employees
not covered by this Agreement.
D-2-
(b) When a partially excepted
position is vacated by the incumbent for
more than sixty (60) days and no notice
has been posted under paragraph (a), or
is abolished for more than sixty (60)
days (except as provided in Rule 18(b) or
(c)) it can only be reestablished by
agreement between the Senior
Director-Labor Relations and the General
Chairman.
RULE 3 - CONSIDERATION FOR PROMOTION
Employees will be given
consideration for promotion to Appendix 2
and Appendix 3 excepted positions as
opportunity may offer.
U 4 _ - QUALIFICATIONS FO ULLETINED
POSITIONS OR VACANCIES
(a) Assignment and displacement
rights to advertised positions or
vacancies under these rules, shall be
p-3-
based on seniority, fitness and ability.
Fitness and ability being sufficient,
seniority shall prevail
NOTE: The word "sufficient" is
intended to more clearly
establish the right of the
senior employee to the
position or vacancy where two
(2) or more employees have
adequate fitness and ability.
(b) Where the words "qualified
employee" are used in this Agreement,
they shall mean that an employee has
sufficient fitness and ability as those
terms are defined in paragraph (a) above.
(c) Employees required to take a
written intelligence test as a
prerequisite for employment shall not be
required to take this particular test a
second time, including persons
D-4-
*ransferring from the scope of one
agreement to another.
No intelligence or similar test
shall be given nor used as a basis to
determine the rights of the employee for
promotion to positions covered by the
Scope Rule of this Agreement.
RULE 5 - BULLETINING AND AWARDING OF
POSITIONS
(a) All new positions and vacant
positions known to be of more than thirt
(3) days duration, will be bulletined in
the seniority district on the Wednesday
following the date they occur, but not
later than the succeeding Wednesday for |
period of seven (7) calendar days in
places accessible to employees affected.
Bulletin will show position (indicating
if new), location, primary duties, tour
D-5=
of duty, assigned meal period, days of
rest, rate of pay, symbol number and
whether position is of permanent or
temporary nature. A position which it is
anticipated will be of six (6) months or
more duration will be bulletined as a
permanent position. Copies of bulletins
and notices of award will be furnished
the Division and Local Chairman. (Note:
if the Wednesday is a holiday, the
bulletin will be posted on the following
day.)
Bulletins advertising seasonal
positions in addition to stating that the
position is of a permanent or temporary
nature will also state if it is a
seasonal position.
Temporary positions which become
permanent, through any cause, shall be
rebulletined. Temporary positions of six
(6) months duration will be rebulletined
as permanent.
Bulletined positions requiring
stenographic duties will regularly
perform such duties. If a bulletined
stenographic position does not regularly
perform stenographic duties such position
shall be readvertised without
stenographic duties.
(b) Employees, including those
furloughed, desiring bulletined
positions, will file their bids in
writing, prior to the expiration of the
bulletin, with the designated official
with copy to the Local Chairman. All
furloughed employees will be considered
automatic bidders for permanent positions
bulletined on their seniority district
which do not require a change in
residence, as defined in Section 501( )
of the Act. (Appendix No. 8).
D-7-
An employee who desires to withdraw
his application for a bulletined position
must file his request, in writing, with
the official whose name appears in the
bulletin prior to the time and date on
which the bulletin is closed.
(Cc) Bulletined positions will be
awarded to the senior qualified bidder
effective on the day following close of
the advertising period. Notice of award
will be posted where the position was
- bulletined on the following Wednesday,
showing position, symbol number, date
bulletined an the name of the employee
awarded the position.
(d) Any employee, in service,
awarded a bulletined position shall be
transferred to such assignment within
fourteen (14) calendar days after the
effective date of the Award. If the
employee is not transferred within the
D-8-
specified time limit, he shall receive
pay for an additional three (3) hours at
the straight time rate of the position
awarded for each work day that he is
withheld from such assignment. (Zé
withheld from an extra list assignment,
he shall be paid at the extra list rate
of pay).
(e) When a permanent position is
awarded to a qualfied furloughed employee
and it does not require a change in
residence, he shall be recalled by
certified mail to his home address. An
employee failing to report for duty
within ten (10) calendar days after such
notice was mailed, except under
circumstances beyond his control, shall
forfeit all seniority.
(f) The provisions of the Agrement
of May 12, 1978, (Appendix No. 13), will
be continued in effect for transfer
purposes under Title V of the Act.
D=-3-
er anime at BOM 8M
(g) Positions of thirty (30)
calendar days or less duration and
vacation absences may be filled without |
bulletining. The senior qualified
available employee requesting such
position or requesting a bulletined
position, pending assignment of a
successful applicant, will be assigned,
except where agreement requires the use
of extra employees, provided this will
not entail additional expense to the
Company.
(h) Bulletined positions may be
filled temporerily pending assignment.
(1) (1) Vacancies of more than
five (5) days but less than thirty (30)
calendar days’ duration, and vacation
absences of more than five (5) working
days, will, if filled, be assigned on a
hold-down basis to the senior qualified
employee making written application for
same. Hold-down on a vacant extra list
position will not be permitted.
D-10-
(2) A vacancy created by a
regular employee assigned to a hold-down
will not be subject to further hold-down
and will be filled under the provisions
of paragraph (d) of Rule 40 or paragraphs
(f), (g) and (h) of Rule 24.
(3) An employee granted a
hold-down must cover the position for the
duration of the vacancy or absence and
will assume the rest days of the
position. An employee on a hold-down up
to and including the work day preceding
the rest days of the position, must
observe the rest days.
(4) An employee on a hold-down
who is displaced from his regular
assigned position or whose regular
- assigned position is abolished, will not
be required to exercise his seniority
until after completion of the hold-down.
Under these circumstances, observance
D-11-
of the last rest days of the hold-down
will not be applicable and the bumping
period will commence the day following
the last work day of the hold-down.
POSITION
When more than one position subject
to the application of the provisions of
Rule 5 exists at the same time, employees
Shall have the right to bid on any or
all, stating preference. Nothing in this
Agreement shall be construed to prevent
employees bidding on all bulletined
positions, irrespective of whether the
position is of the sane, greater or
lesser remuneration.
D-12-
RULE 7 - BIDDING ON FORMER POSITION
When an employee bids for and is
awarded a bulletined position, his former
position will be bulletined, if the
former position is one which is subject
to the provisions of Rule 5. Such
employee can file a bid for the said
former position and the same shall be
considered, provided no other employee
bids for it on the initial bidding.
RULE - DECLINING PROMOTION OR TO BID
Employees declining promotion or
declining to bid for a bulletined
position, shall not lose their seniority
except as otherwise provided in Rule 18.
RULE 9 - TIME IN WHICH TO QUALIFY
(a) Employees awarded bulletined
positions or exercising displacement
rights will be allowed thirty (30) days
in which to qualify and failing to
DeliJj=
qualify may exercise seniority under Rule
18(d). The thirty (30) days may be
extended by agreement between the Local
Chairman and the proper Company official.
(b) When it is evident that an
employee will not qualify for a position,
after conference with the Local Chairman,
he may be removed from the position
before the expiration of thirty (30) days
and be permitted to exercise seniority
under Rule 18(d). The Division Chairman
will be notified in writing the reason
for the disqualification.
(Cc) Employees will be given full
cooperation of the department heads and
others in their efforts to qualify.
D-14-
RULE 10 - RETURNING FROM TEMPORARY _
POSITION
An employee assigned to a temporary
position shall, upon expiration of same,
or when displaced or disqualified, within
seven (7) calendar days thereafter,
return to his former position if
available to him, or select any position
bulletined during his absence which was
awarded a junior employee. In the event
he has no regular position, he shall
exercise seniority under Rule 18(d).
RULE 11 - RETURNING FROM LEAVE OF
ABSENCE, ETC.
An employee returning to duty after
leave of absence, vacation, sickness,
disability, jury duty or suspension shall
either return to his former position if
available to him, or shall select any
position bulletined during his absence
which was awarded to a junior employee.
D-i5-
kkk
RULE 49 - PHYSICAL FITNESS,
DETERMINATION OF
When an employee has been removed
from his position due to his physical
condition and the employee or his
representative desires the question of
his physical fitness to be finally
decided before he is permanently removed
from his position, the case shall be
handled in the following manner:
The General Chairman shall bring the
case to the attention of the Senior
Director-Labor Relations. The Company
and the General Chairman shall each
select a doctor to represent them, each
notifying the other of the name and
address of the doctor selected. These
two (2) doctors will confer and appoint a
third doctor. Such Board of Doctors
shall then fix a time and place for the
employee to meet then.
»=-16=
After completion of the examination,
they shall make a full report in
triplicate, one copy each to be sent to
the Senior Director-Labor Relations, the
Medical Director and the General
Chairman.
The decision of the Board of
Doctors, setting forth the employee’s
physical fitness and their conclusions as
to whether he meets the requirements of
the Company’s physical examination
policy, shall be final and binding on the
parties, but this does not mean that a
change in physical condition shall
preclude a reexamination at a later time.
The doctors selected for such Board
shall be experts in the disease or injury
from which the employee is alleged to be
suffering, and they shall be located at a
convenient point so that it will only be
necessary for the employee to travel a
D-17-
minimum distance and, if possible, not to
be away from home for a longer period
than one (1) day.
The fees and expenses of the third
or neutral physician shall be borne
equally by the Company and the employee.
All other expenses shall be paid by the
Company and the employee incurring then,
including the fees of the physician
selected by them. At the time the
Board’s report is made, a bill for the
fee, and traveling expenses, if any, of
the third or neutral physician should be
made in duplicate, one (1) copy to be
sent to the Company’s Medical Director
and one (1) copy to the employee.
RULE 50 - INCAPACITATED EMPLOYEES
(a) Efforts will be made to furnish
suitable employment to employees who have
become physically incapacitated to
D-18-
continue in service in their present
occupation.
(b) By agreement, in writing,
between the Division Chairman and the
Manager Labor Relations, a disabled
employee covered by the Scope of this
Agreement, may be assigned to a new
position or vacancy, or be placed in an
existing position without regard to his
seniority or the seniority of any other
employee, provided he is capable of
performing the service.
(c) A disabled employee while so
assigned will not be permitted to bid for
an advertised position.
(ad) An employee displaced in the
application of this Rule may exercise
seniority in accordance with Rule 18.
kkk
D-19-
RULE 59 - NON-DISCRIMINATION
(a) The parties to this Agreement
pledge to comply with Federal and State
Laws dealing with non-discrimination
toward any employee. This obligation to
not discriminate in employment includes,
but is not limited to placement,
transfer, demotion, rates of pay or other
forms of compensation, selection for
training, lay-offs, and termination.
(b) Wherever words are used herein
in the masculine gender, they shall be
construed as though they were also used
in the feminine gender in all cases where
they would so apply.
RULE 60 - EXCEPTION TO RULE
(a) Exceptions to any rule or rules
in this Agreement, in writing, between
the Senior Director-Labor Relations and
the General Chairman.
D-20-
(b) Where provision is made in this
Agreement for exceptions or special
agreements between the Company and the
duly accredited representatives of the
employees, agreements with respect
thereto will be in writing and numbered
consecutively by seniority district, two
(2) copies of each to be furnished the
General Chairman and Senior
Director-Labor Relations.
y"-2i=
lis
APPENDIX E
NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION
Form 1 Award No. 27989
Docket No. MS-28026
89-3-87-3-590
The Third Division consisted
of the regular members and in
addition Referee Marty E.
Zusman when award was
rendered.
(William J. O’Brien
S (
DISPUTE: (Consolidated Rail
(Corporation
STATEMENT OF CLAIM:
"This is to serve notice, as
required by the rules of the National
Railroad Adjustment Board of my intention
to file an ex parte submission September
8, 1987 covering an unadjusted dispute
between me and Conrail involving the
question of discrimination in covering
the position of stevedore in Framinghan,
Massachusetts."
-E-l=-
FINDINGS:
The Third Division of the Adjustment
Board upon the whole record and all the
evidence, finds that:
The carrier or carriers and the
employee [sic] or employees [sic]
involved in this dispute are respectively
carrier and employees [sic] within the
meaning of the Railway Labor Act as
approved June 21, 1934.
This Division of the Adjustment
Board has jurisdiction over the dispute
involved herein.
Parties to said dispute were given
due notice of hearing thereon.
Considering the case at bar on
merits, the on-property record indicates
that Claimant requested to exercise his
Agreement rights to displace onto a
Stevedore position at the Auto Terminal
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in Framington, Massachusetts effective
August 27, 1985. His request was denied
by Carrier’s Supervisor due to physical
disability (absent a hand since birth).
During the progression of this Claim
on property the Carrier provided Claimant
a test to determine his physical
qualifications for the Stevedore
position. A committee of six (6)
determined that in the Carrier’s words
the Claimant “could not safely perform
the various duties of the Stevedore
assignment and therefore could not be
considered qualified." The record
specifically notes that Claimant was
unable to safely climb ladders in
inclement weather and handle forty pound
bridge plates.
Claimant argued on property and
before this Board that he had sufficient
fitness and ability to perform the job.
Further, with normal wrist action and a
dedicated history of safely performing
heavy and similar tasks, claimant was
qualified. If Carrier had such concerns,
some minimal accommodation or more proper
and complete test should have been
given. The Claimant argues that
Carrier’s actions were arbitrary,
capricious, biased and defective.
The Board is concerned with this
instant case, but as an appellate forum
and not a court of equity, we must rule
precedentially and upon the probative
evidence.
-E-4-
By long established precedent this
Board has found that "fitness and
ability" determinations are vested with
the Carrier (First Division Awards 20384,
17523; Second Division Award 6233; Third
Division Awards 15387, 9534; Fourth
Division Awards 4093, 3960). In the
instant case, the test committee
consisted of the Regional Medical
Director, Safety Supervisor, District
Claim Agent, Personnel Specialist, Health
Services Manager and Supervisor. On the
record, there is nothing that this Board
can find to support Claimant’s alleged
Agreement violations. Once the Carrier
finds insufficient qualifications, the
burden of proof shifts to the Claimant to
overcome that decision with substantial
probative evidence. Based upon the cold
record, such evidence is absent. The
Commission that evaluated the allegation
on property found no Carrier defect.
Absent proof of record to shoulder the
burden of an unfair test or Carrier
violation of Agreement provisions, we are
constrained to deny the clain.
AWARD
Claim denied.
NATIONAL RAILROAD ADJUSTMENT
BOARD
By Order of Third Division
Attest:
Nancy J. Beuer - Executive
Secretary
Dated at Chicago, Illinois, this 29th day
of June 1989
append-e
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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.