Petition for Writ of Certiorari — Zaharia v. Municipal Court
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Bupreme Court, U.S.
RILED
; SEP 29 1992
forsee OF THE CLERK
In The
SUPREME COURT OF THE UNITED STATES
October Term, 1992
RONALD HENRY ZAHARIA, TERRY LEE MITTELSTAEDT and
all those similarly situated,
Petitioners,
VS.
THE MUNICIPAL COURT, CITY OF AURORA, COLORADO,
THE HONORABLE JOHN L. SPRINGER, one of its judges, and
the CITY OF AURORA, COLORADO, a Colorado Municipal
Corporation organized as a Home Rule Municipality under
Article XX of the Colorado Constitution,
Respondents.
Petition for Writ of Certiorari to the
United States Court of Appeals for the Tenth Circuit
PETITION FOR A WRIT OF CERTIORARI
WHITE, PICKARD & HERREN
Jeffrey N. Herren, #11374
5353 West Dartmouth Ave., Suite 500
Denver, Colorado 80227
Telephone (303) 989-6655
QUESTIONS PRESENTED FOR REVIEW
Does a municipality that commands the arrest, pre-
trial detention pending the posting of bond, and trial upon
pain of fine and imprisonment by a tribunal acting without
Subject matter jurisdiction, commit violations nsing to the
level of constitutional dignity required for 42 U.S.C. § 1983
liability?
PARTIES BELOW
Petitioners, RONALD HENRY ZAHARIA, TERRY LEE
MITTELSTAEDT, as individuals were plaintiff-appellants
before the Tenth Circuit Court of Appeals, along with all
persons similarly situated, although class certification had
been deferred by the United States District Court for the
District of Colorado.
Respondents THE MUNICIPAL COURT, CITY OF
AURORA, COLORADO, THE HONORABLE JOHN L. SPRINGER,
one of its judges, and the CITY OF AURORA, COLORADO
were defendant-appellees before the Tenth Circuit Court of
Appeals, although THE MUNICIPAL COURT, CITY OF
AURORA, COLORADO and THE HONORABLE JOHN L.
SPRINGER have disclaimed any interest in defending the
subject lawsuit and stipulated that they would follow any
ruling of the Courts of the Untied States.
li
TABLE OF CONTENTS
Questions Presented for Review ................cc.cccccsssccccsscssssceseees i
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Table of United States Constitutional Authority............. vi
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Table of Municipal Ordinances................ccsssecsceeeseeeeeeees Vi
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Constitutional and Statutory Provisions involved in
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Basis of Federal Jurisdiction for the Court of Appeals
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a na Zhe isiaen sahadlaanivasisnenbieibiccinionrs 4
I IE, WPT 5 cca stent sntnsncnicennsonasssseeicossratecasses 7
A. Fundamental fairness and due process require
that a person not be twice placed in jeopardy
OR GG GAINS CLIMMIDAL CHATRE. ..........cccccsvcosesenssesocsseeee 9
B. The fact of acquittal in a court lacking subject
matter jurisdiction cannot change the
character of the deprivation of due process. ........... 10
I 13
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Appendix
Memorandum Opinion And Order.................:ccceceeeeeseeees la
POI gssscsinisnicsnnicintseticnaidehinnininnbieiniiaaiansniipemantinalin l4a
Order And Judgment On Appeal ...................ccceeceeeeeeees 16a
Order Denying Petition For Rehearing .....................008 18a
iV
Table of Authoriti
Table of
Benton v. Maryland,
395 U.S. 784, 23 L.Ed.2d 707, 89 S.Ct. 2056 (1969)
Board of Regents v. Roth,
408 U.S. 564, 33 L.Ed.2d 548, 92 S.Ct. 2701 (1972)
Boyd v. United States,
116 U.S. 616, 29 L.Ed. 746, 6 S.Ct 524 (1886)
Daniel v. Warden, State Correction Institution,
794 F.2d 880 (3rd Cir. 1986)
Daniels v. Williams,
474 U.S. 327, 88 L.Ed.2d 662, 106 S.Ct. 662 (1986)
Duncan v. Louisiana,
391 U.S. 145, 20 L.Ed.2d 491, 88 S.Ct. 1444 (1968)
Grafton v. United States,
206 U.S. 333, 27 S.Ct. 749, 51 L.Ed. 1084 (1907)
Green v. United States,
355 U.S. 184, 2 L.Ed.2d 199, 78 S.Ct. 221, 61 ALR2d
1119 (1957)
Ingrahm v. Wright,
430 U.S. 651, 51 L.Ed.2d 711, 97 S.Ct. 1401 (1977)
Kinsella v. United States,
361 U.S. 234, 4 L.Ed.2d 268, 80 S.Ct. 297 (1960)
Meachum v. Fano,
427 U.S. at 224, 49 L.Ed.2d 451, 96 S.Ct. 2532 (1976)
Palko v. Connecticut,
302 U.S. 319, 82 L.Ed.2d 288, 58 S.Ct. 149 (1937)
Powell v. Alabama,
9,10
1]
13
11,12
11
287 U.S. 45, 77 L.Ed. 158 (1932) 7, 8, 13
Reid v. Covert,
354 U.S. 1, 1 L.Ed.2d 1458, 77 S.Ct. 1222 (1957)
Stephens v. Zant,
631 F.2d 397 (Sth Cir. 1980) 8
United States v. Ball,
163 U.S. 662, 16 S.Ct. 1192, 41 L.Ed. 300 (1986) 8
Tabl nl tun n
Fifth Amendment 3
Fourteenth Amendment 2
Fourth Amendment 3
Table of Statutes
28 U.S.C. § 1254 2
28 U.S.C. § 1291 3
42 U.S.C. § 1983 2,11, 12
Table of Municipal Ordinan
Section 27-1 13(a), CITY CODE, CITY OF AURORA
7
nan fk Or nN
Section 27-37, CCITY CODE, CITY OF AURORA 4
Section 27-38, CCITY CODE, CITY OF AURORA 4
Section 27-39, CITY CODE, CITY OF AURORA
Section 27-40, CITY CODE, CITY OF AURORA
Section 27-89(1), CITY CODE, CITY OF AURORA
vl
In The
SUPREME COURT OF THE UNITED STATES
October Term, 1992
RONALD HENRY ZAHARIA, TERRY LEE MITTELSTAEDT and
all those similarly situated,
Petitioners,
VS.
THE MUNICIPAL COURT, CITY OF AURORA, COLORADO,
THE HONORABLE JOHN L. SPRINGER, one of its judges, and
the CITY OF AURORA, COLORADO, a Colorado Municipal
Corporation organized as a Home Rule Municipality under
Article XX of the Colorado Constitution,
Respondents.
Petition for Writ of Certiorari to the
United States Court of Appeals for the Tenth Circuit
PETITION FOR A WRIT OF CERTIORARI
Petitioners, RONALD HENRY ZAHARIA, TERRY LEE
MITTELSTAEDT, as individuals, and on behalf of all
individuals similarily situated, pray this Honorable Court
grant Certiorari to the United States Circuit Court of Appeals
for the Tenth Circuit to review its holding of March 19, 1992,
upholding the United States District Court for the District of
Colorado’s July 17, 1990, Memorandum Opinion and Order
whilch held that subject matter jurisdiction is not an essential
element of due process of law.
JURISDICTIONAL STATEMENT
A Memorandum Opinion and Order entered in the
district court case on July 17, 1990 (Appendix, p. 1a).
Judgment was entered »pon the Memorandum Opinion and
Order on July 18, 1990 (Appendix, p. 14a). Appeal was
taken and denied by the United States Court of Appeals for
the Tenth Circuit in a judgment filed March 5, 1992
(Appendix, p. 16a). A Petition for Re-hearing with a
suggestion for rehearing en banc was filed on March 19,
1992. The Petition was denied on July 1, 1992 (Appendix, p.
18a). Jurisdiction is conferred to this Court pursuant to 28
U.S.C. § 1254 in that this Court has jurisdiction to review
decisions of the United States Court of Appeals.
CONSTITUTIONAL AND STATUTORY PROVISIONS
INVOLVED IN THIS MATTER
Title 42 United States Code § 1983 holds,
Section 1983 provides:
Every person who, under color of any statute,
ordinance, regulation, custom, or usage, of any State...
subjects, or causes to be subjected, any citizen of the
United States or other person within the jurisdiction
thereof to the deprivation of any rights, privileges, or
immunities secured by the Constitution and laws,
shall be liable to the party injured in an action at law,
Suit in equity, or.other proper proceeding for redress
Section 1 of the Fourteenth Amendment to the
Constitution of the Untied States; provides,
All persons born or naturalized in the United
States and subject to the jurisdiction thereof, are
citizens of the United States and of the State wherein
they reside. No State shall make or enforce any law
which shall abridge the privileges or immunities of
citizens of the United States: or shall any State
deprive any person of life. liberty, or property,
without due process of law; nor deny to any person
within its jurisdiction the equal protection of the laws.
The Fourth Amendment to the Constitution of the
Untied States provides,
The night of the people to be secure in their
persons, houses, papers, and effects, against
unreasonable searches and seizures, shall not be
violated, and no Warrants shall issue, but upon
probable cause, supported by Oath or affirmation, and
particularly describing the place to be searched, and
the persons or things to be seized.
The Fifth Amendment to the Constitution of the
Untied States states,
No person shall be held to answer for a
capital, or otherwise infamous crime, unless on a
presentment or indictment of a Grand Jury, except in
cases arising in the land or naval forces, or in the
Militia, when in actual service in time of War or
public danger; nor shall any person be subject for the
same offence to be twice put in jeopardy of life or
limb; nor shall be compelled in any criminal case to
be a witness against himself, nor be deprived of life,
liberty, or property, without due process of law; nor
shall private property be taken for public use, without
just compensation.
BASIS OF FEDERAL JURISDICTION FOR THe
COURT OF APPEALS FOR THE TENTH CIRCUIT
The Court of Appeals had jurisdiction over this matter
pursuant to 28 U.S.C. § 1291 in that it has jurisdiction of
appeals from all final decisions of the District Court for the
District of Colorado.
STATEMENT OF FACTS
On April 18, 1986, the UNITED STATES DISTRICT
COURT FOR THE DISTRICT OF COLORADO (Kane, J.) held that
$§ 27-37 and 27-38, CITY CODE OF THE CITY OF AURORA,
were void and unenforceable in that the penalty provision of
said ordinances exceeded the delegation of authority to
municipalities.!. Notwithstanding a final order of the United
States District Court for the District of Colorado finding the
ordinances in question unenforceable, Respondents still
attempted to exercise jurisdiction over persons brought
before them under said ordinances, arresting them and
requiring that they post bond and defend themselves at trial
on charges that cannot lawfully result in punitive sanction.
Petitioner ZAHARIA was a defendant before the
AURORA MUNICIPAL COURT on Summons number R-39944,
having been arrested, held until bond was posted, and
charged with violating Sections 27-37, 27-38, and 27-39,
CITY CODE OF THE CITY OF AURORA, Assault, Battery, and
Reckless endangerment, respectively. The charge of
Reckless endangerment appeared to have been based upon an
allegation that Petitioner ZAHARIA held a knife to a woman's
throat and told her that if she were to move he would kill her.
The only evidence presented at trial on this issue was a knife
and hearsay statements; the alleged victim invoked her rights
under the Fifth Amendment not to testify.
Petitioner ZAHARIA challenged the jurisdiction of the
AURORA MUNICIPAL COURT over the subject matter of
Aurora v. Green, 86-CR-20 (D.Colo. 1986). Not included in
materials submitted with this Petition as neither the finding nor the effect
are in dispute. The case is summarized by the district court at page 11 of
the Appendix.
Summons and Complaint R-39944, and his MOTION TO
DISMISS FOR LACK OF SUBJECT MATTER JURISDICTION was
set for determination by a three judge panel of the Aurora
Municipal Court. After the CITY OF AURORA failed to
submit its brief for consideration on that matter, on the
morning the case was scheduled for oral argument before the
three judge panel, November 21, 1989, the CITY OF AURORA
moved to amend to dismiss all the originai charges against
Petitioner ZAHARIA and substitute charges of Sections 27-40,
27-113(a); and 27-89(1), CrTY CODE, CITY OF AURORA
‘False Imprisonment, Unlawful display and Disorderly
Conduct, respectively). Oral argument was stricken and the
Court, having permitted, over objection, amendment of the
Complaint by addition of those charges and dismissal of all
the original charges, found the issues of its subject matter
jurisdiction moot. This notwithstanding the objection that if
it lacked subject matter jurisdiction over all matters charged,
it was without jurisdiction to permit amendment of the
Complaint. Petitioner ZAHARIA was acquitted following jury
trial before the Respondent AURORA MUNICIPAL COURT on
February 1, 1990, and is thus without an avenue under the
State law to vindicate his rights with respect to two of the
three ordinances.
Petitioner TERRY LEE MITTELSTAEDT was a
defendant before the AURORA MUNICIPAL COURT on
Summons number R-44013, having been arrested, held until
bond was posted, and charged with violating Sections 27-37,
and 27-38, CITY CODE OF THE CITY OF AURORA, Assault
and Battery. Petitioner MITTELSTAEDT was set for trial to
jury on February 26, 1990. This action originally sought to
restrain the Respondents from trying Petitioner
MITTELSTAEDT and the Court had set the matter for hearing
on Petitioners’ MOTION FOR TEMPORARY RESTRAINING
ORDER on February 26, 1990. Prior to the scheduled hearing
on the temporary restraining order, it became apparent that
the CITY OF AURORA was unable to locate any witnesses who
would testify to having observed any conduct that would
constitute a violation of the ordinances charged. Believing
that the CITY OF AURORA would move to dismiss the
municipal prosecution, Petitioner MITTELSTAEDT withdrew
the MOTION FOR TEMPORARY RESTRAINING ORDER.
Following a day and one half trial, in which the CITY OF
AURORA called no perceiving witnesses to either of the
alleged violations, Petitioner MITTELSTAEDT was acquitted.
Petitioner MITTELSTAEDT was forced to defend against
charges that appear to be outside the subject matter
jurisdiction of the court that tried him and is left, because of
his acquittal, with no state law recourse to redress that
violation of due process.
Petitioners brought suit in the United States District
Court for the District of Colorado for damages and injunctive
relief2; In so doing, Petitioner Zaharia also challenged a
previous conviction for battery by the Aurora Municipal
Court, which conviction was on appeal at the time.? In
dismissing the Complaint herein the district court ruled:
Even if the Aurora Court lacked subject matter
jurisdiction because the municipal ordinances under
which Zaharia and Mittelstaedt were prosecuted were
pre-empted under state law — an issue this court need
not and does not decide — Plaintiffs have not
demonstrated that past prosecutions under the
Ordinances that resulted in acquittal are actionable
under section 1983 as violations of the Fourth and
Fourteenth Amendments to the federal constitution.
2 Class certification was deferred until determination of the
underlying legal issues with respect to liability.
3 The United States District Court for the District of Colorado
found that Younger v. Harris, 401 U.S. 37 (1971) abstention was
appropriate. Petitioners do no challenge this findings as to the then
pending matter; however, Zaharia has since been denied relief by the
Colorado courts.
They rely upon a passage in Powell v. Alabama, 287
U.S. 45, 68 (1932):
It never has been doubted by this court,
or any other so far as we know, that notice and
hearing are preliminary steps essential to the
passing of an enforceable judgment, and that
they, together with a legally competent
tribunal having jurisdiction of the cace,
constitute basic elements of the constitutional
requirements of due: process of law.
Plaintiffs admit and the court agrees that this language
was dicta. The sole issue before the court in Powell
was whether the trial court's failure to appoint counsel
deprived appellants of due process and equal
protection under the Fourteenth Amendment.
Plaintiffs have not cited -—— and the court has not
found — authority to support their position in this
case. I conclude that such past prosecutions, even if
based upon municipal ordimances that are pre-empted
by state law, do not rise to the level of constitutional
dignity required for a section 1983 liability.
(Appendix, pp. 1 la-12a)
Appeal followed to the Tenth Circuit Court of
Appeals where the case was briefed and argued. The Tenth
Circuit affirmed the district court without comment on the
merits, (Appendix, pp. 16a-17a), indicating only that they
were “not persuaded that the district court erred in granting
summary judgment for the City.” (Appendix, p. 17a).
REASONS FOR GRANTING WRIT
When this Court noted in Powell v. Alabama, 287
U.S. 45, 68 (1932) that it had never been doubted that subject
matter jurisdiction was basic to due process of law, that
pronouncement was a statement of well-established
constitutional law, presenting the reasoning underlying this
Court’s reasoning in a myriad of cases. The United States
District Courts are not free to ignore, without reasoned
authority, the statements of this Court as to the basic
underpinnings of United States Constitutional law. The
United States Circuit Court of Appeal for the Tenth Circuit
has let stand, without comment, a decision of the United
States District Court for the District of Colorado that openly
defies this Court’s pronouncements of basic due process of
law. This constitutes a departure by the district court and the
Tenth Circuit from the law as announced by this Court.
It is submitted that in finding that the passage from
Powell v. Alabama, supra, was dicta, the district court
ignored the argument that the principles so enunciated have
been so firmly rooted in American jurisprudence as to form
the unstated underpinning of numerous legal concepts for the
past two hundred years. Indeed, the protection of former
jeopardy, guaranteed by the Fourth, Fifth and Fourteenth
Amendments to the United States Constitution, depends upon
the tribunal having subject matter jurisdiction.
Under established law, individuals are not put in
jeopardy unless the court that tried them the first time
had jurisdiction to try them for the charges they
later seek to avoid. See Grafton v. United States, 206
U.S. 333, 345, 27 S.Ct. 749, 751, 51 L.Ed. 1084
(1907); United States v. Ball, 163 U.S. 662, 669, 16
S.Ct. 1192, 1194, 41 L.Ed. 300 (1986). In
determining whether the [state court] had jurisdiction
over [the charges], we must look to state law.
Stephens v. Zant, 631 F.2d 397 (Sth Cir. 1980),
reversed on other grounds, 462 U.S. 862, 103 S.Ct.
2733, 77 L.Ed.2d 235 (1983).
Daniel v. Warden, State Correction Institution, 794 F.2d 880
(3rd Cir. 1986). Emphasis added. Clearly, if the AURORA
MUNICIPAL COURT had no subject matter jurisdiction over
the charges upon which it compelled the Petitioners to
defend, their acquittal by that tribunal does nothing to lessen
the encroachment on the Bill of Rights and other safeguards
in the Constitution. If probable cause ever existed to
charge them with offenses against the peace and dignity
of the People of the State of Colorado, then the properly
constituted state authority may still commence a
prosecution in the state district courts against these
Petitioners. Such a prosecution could even make use of
their sworn testimony before the AURORA MUNICIPAL
COURT.
'
4.__Eundamental faimess. and due. process IeQuire _—
ey oy eosnyron ep mn amen Selagh of
In Benton v. Maryland, 395 U.S. 784, 23 L.Ed.2d
707, 89 S.Ct. 2056 (1969) this Court was called upon to
decide the question "Is the double jeopardy clause of the Fifth
Amendment applicable to the States through the Fourteenth
Amendment?" Benton v. Maryland, 395 U.S. 784, 786, 23
L.Ed.2d 707, 711, 89 S.Ct. 2056 (1969).
Our recent cases have thoroughly rejected the Palko
v. Connecticut, 302 U.S. 319, 82 L.Ed.2d 288, 58
S.Ct. 149 [(1937)] notion that basic constitutional
rights can be denied by the States as long as the
totality of the circumstances does not disclose a denial
of “fundamental fairness.” Once it is decided that a
particular Bill of Rights guarantee is “fundamental to
the American scheme of justice,” Duncan v.
Louisiana, {391 U.S. 145, 149, 20 L.Ed.2d 491, 496,
88 S.Ct. 1444 (1968)] the same constitutional
standards apply against both the State and Federal
Governments.
2
As this Court put it in Green v. United States, 355
U.S. 184, 187-188, 2 L.Ed.2d 199, 204, 78 S.Ct. 221,
61 ALR2d 1119 (1957), “[t]he underlying idea, one
that is deeply ingrained in at least the Anglo-
American system of jurisprudence, is that the State
with all its resources and power should not be allowed
to make repeated attempts to convict an individual for
an alleged offense, thereby subjecting him to the
embarrassment, expense and ordeal and compelling
him to live in a continuing state of anxiety and
insecurity, as well as enhancing the possibility that
even though innocent he may be found guilty.” This
underlying notion has from the very beginning been
part of our constitutional tradition. Like the right to
trial by jury it is clearly “fundamental to the
American scheme of justice.”
Benton v. Maryland, 395 U.S. 784, 795-796, 23 L.Ed.2d
707, 717, 89 S.Ct. 2056 (1969). In deciding that the
guarantee of double jeopardy is “fundamental to the
American scheme of justice” this Court clearly was
addressing the night of one accused by the State to have his
guilt or innocence finally determined by a competent
tribunal. Here it is clear that the finding of not guilty by the
AURORA MUNICIPAL COURT has no binding effect should a
Colorado district attorney file charges in a court of competent
jurisdiction; subjecting the Petitioners to the very evil this
Court indicated the Anglo-American legal tradition has so
long sought to avoid.
ee Sp werner F
Where the district court finds the fact of acquittals to
somehow lessen the constitutional magnitude of the violation,
it is submitted that if anything they increase it. Here,
innocent men were forced to defend themselves, on pain of
fines and imprisonment,’ and having successfully defended
themselves before one forum, could face essentially the same
4 And others continue to be subjected to arrest, pre-trial detention
pending the posting of bond, and trial upon pain of fine and imprisonment
by a tribunal acting without subject matter jurisdiction.
10
charges before a second forum, both claiming standing to try
the Petitioners under the Constitution of the State of
Colorado. But it is not the fact of acquittal or conviction
which establishes the constitutional magnitude, it is the fact
of being compelled, upon pain of loss of liberty and property,
to answer before a court which lacks jurisdiction to hold
Petitioners to account.
“(T]he range of interests protected by
procedural due process is not infinite.” Board of
Revents v. Roth, [408 U.S. 564 at 570, 33 L.Ed.2d
548, 92 S.Ct. 2701 (1972)]. We have repeatedly
rejected “the notion that any grievous loss visited
upon a person by the State is sufficient to invoke the
procedural protections of the Due Process Clause.”
Meachum v. Fano, 427 U.S. at 224, 49 L.Ed.2d 451,
96 S.Ct. 2532 (1976) Due process is required only
where a decision of the State implicates an interest
within the protection of the Fourteenth Amendment.
And “to determine whether due process requirements
apply in the first place, we must look not to the
‘weight’ but to the mature of the interest at stake.”
Roth, , at 570-571, 33 L.Ed.2d 548, 92 S.Ct. 2701.
Ingrahm v. Wright, 430 U.S. 651 at 672, 51 L.Ed.2d 711 at
731, 97 S.Ct. 1401 (1977). There is no question that the
penal depravation of liberty or property is an area within the
protection of the Fourteenth Amendment; the nature of the
interest therefore established that the violation is one of
constitutional dimension.
In his concurring opinion in Daniels v. Williams, 474
U.S. 327, 88 L.Ed.2d 662, 106 S.Ct. 662 (1986) Justice
Stevens reasoned:
Thus, even though the State may have every
right to deprive a person of his property or his liberty,
the individual may nevertheless be able to allege a
valid § 1983 due process claim, perhaps because a
predeprivation hearing must be held, or because the
-
L]
state procedure itself is fundamentally flawed. So
too, even thought a deprivation may be unauthorized,
a procedural due process claim may be raised if it
challenges the State's procedures for preventing or
redressing the deprivation. However, a complaint
does not state a valid procedural due process
objection — and a valid § 1983 claim — if it does not
include a challenge to the fundamental fairness of the
State's procedures.
Daniels v. Williams, 474 U.S. 327, 339, 88 L.Ed.2d 662, 673,
106 S.Ct. 662 (1986). Accordingly, it is submitted that the
allegations of the Complaint, establishing that the
prosecuuons were outside of the subject matter jurisdiction of
the AURORA MUNICIPAL COURT and that liberty and
property interests of the Petitioners were implicated, were
sufficient to plead a violation of due process in that the
fundamental fairness of the procedure is challenged.
In holding that a military court-martial did not have
subject matter jurisdiction to try civilian dependents of
military personnel stationed overseas>, this Court stated:
It is urged that the expansion of military
jurisdiction over civilians claimed here is only slight,
and that the practical necessity for it is very great’
The attitude appears to be that a slight encroachment
on the Bill of Rights and other safeguards in the
Constitution need cause little concern. But to hold
that these wives could be tried by the military would
be a tempting precedent. Slight encroachments create
new boundaries from which legions of power can
seek new territories to capture. "It may be that it is
the obnoxious thing in its mildest and least repulsive
form; but illegitimate and unconstitutional practices
get their first footing in tha: way, namely, by silent
approaches and slight deviations from legal modes of
5 Originally limited to capital cases, but extended in 1960 to all
cases by Kinsella v. United States, 361 U.S. 234, 4 L.Ed.2d 268, 80 S.Ct.
297 (1960) and its companion cases.
procedure. This can only be obviated by adhering to
the rule that constitutional provisions for the security
of person and property should be liberally construed.
A close and literal construction deprives them of half
their efficacy, and leads to gradual depreciation of the
right, as if it consisted more in sound than in
Substance. It is the duty of courts to be watchful for
the constitutional rights of the citizen, and against any
Stealthy encroachments thereon.” [Boyd v. United
States, 116 U.S. 616, 635, 29 L.Ed. 746, 6 S.Ct 524
(1886)].
Reid v. Covert, 354 U.S. 1, 39-40, 1 L.Ed.2d 1458, 1176, 77
S.Ct. 1222 (1957).
CONCLUSION
If there is no deprivation which rises to the level of
constitutional dignity required for a section 1983 liability
where a municipality commands the arrest, pre-trial detention
pending the posting of bond, and trial upon pain of fine and
imprisonment of individuals by a tribunal acting without
subject matter jurisdiction, the surely the Constitution of the
Untied States has suffered that “[s]light encroachment
[creating] new boundaries from which legions of power can
seek new territories to capture.” Reid v. Covert, 354 U.S. 1,
39, 1 L.Ed.2d 1458, 1176, 77 S.Ct. 1222 (1957).
The writ should be granted to affirm what had never
before been doubted: “that notice and hearing are preliminary
steps essential to the passing of an enforceable judgment, and
that they, together with a legally competent tribunal
having jurisdiction of the case, constitute basic elements
of the constitutional requirements of due process of law.
Powell v. Alabama, 287 U.S. 45, 68 (1932). Emphasis
added.
Dated as aamended in Denver, Colorado, October 20,
1992.
13
WHITE, PICKARD & HERREN, P.C.
Jeffrey N. Herren, #11374
5353 West Dartmouth Ave., Suite 500
Denver, Colorado 80227
Telephone (303) 989-6655
14
No.
In The
SUPREME COURT OF THE UNITED STATES
October Term, 1992
RONALD HENRY ZAHARIA, TERRY LEE MITTELSTAEDT and
all those similarly situated,
Petitioners,
VS.
THE MUNICIPAL COURT, CITY OF AURORA, COLORADO,
THE HONORABLE JOHN L. SPRINGER, one of its judges, and
the CITY OF AURORA, COLORADO, a Colorado Municipal
Corporation organized as a Home Rule Municipality under
Article XX of the Colorado Constitution,
Respondents.
Petition for Writ of Certiorari to the
United States Court of Appeals for the Tenth Circuit
APPENDIX
WHITE, PICKARD & HERREN
Jeffrey N. Herren, #11374
5353 West Dartmouth Ave., Suite 500
Denver, Colorado 80227
Telephone (303) 989-6655
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Civil Action No. 90-A-277
RONALD HENRY ZAHARIA, TERRY LEE MITTELSTAEDT, and
all those similarly situated.
Plaintiffs,
Vv.
THE MUNICIPAL COURT, CITY OF AURORA, COLORADO,
THE HONORABLE JOHN L. SPRINGER, one of its judges, and
THE CITY OF AURORA, COLORADO, a Colorado Municipal
Corporation organized as a Home Rule Municipality
under Article XX of the Colorado Constitution,
Defendants.
MEMORANDUM OPINION AND ORDER
ARRAJ, District Judge
This matter is before the court on the Cross-Motions
of Defendant City of Aurora (“Aurora”) and Plaintiffs Ronald
H. Zaharia (“Zaharia”)- and—Terry L. Mittelstaedt
(“Mittelstaedt”) for Summary Judgment under Rules 56(a),
(b), Fed. R. Civ. P., and on Aurora's Motion for Attorney
Fees under Rule 11, Fed. R. Civ. P. This court has
jurisdiction under 28 U.S.C. §§ 1331, 1343(a), 2201(a), 2202
(1988). On April 12, 1990, the court heard oral arguments on
the motion for attorney fees and reserved its ruling. On April
27, 1990, the court heard oral argument on the cross-motions
for summary judgment. After reviewing these arguments,
briefs and other materials submitted by counsel, the court is
now prepared to rule on each of these matters.
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BACKGROUND
The material facts of this case are undisputed. Aurora
is a home-rule municipality. Plaintiff Zaharia was a
defendant before the Municipal Court, City of Aurora,
Colorado (“Aurora Court”). He was arrested and, under
Summons number R-39570, was charged and convicted of
violating section 27-39 (assault) of the City Code of the City
of Aurora (“Code”); he has appealed this conviction. In
addition, he was arrested and, under summons number R-
39944, was charged with violations of Code sections 27-37
(assault), 27-38 (battery) and 27-39 (reckless
endangerment). Over Zaharia's objection to the Aurora
6Code section 27-37 provides:
An assault is an unlawful and intentional attempt
coupled with a present ability to commit a battery as defined in
section 27-38 upon the person of another, and it shall be
unlawful for any person to commit an assault in the city. Any
person who shall be convicted of, or plead guilty or no contest
to, a violation of this section shall, for each such offense, be
fined in a sum not more than nine hundred ninety-nine dollars
($999.00) or imprisoned not to exceed one hundred eighty days,
or both such fine and imprisonment.
Code section 27-38 provides:
Battery is the unprivileged and intentional use of force
or violence upon the person of another. Every battery shall be
deemed to include a violation of assault as defined in section 27-
37. It shall be unlawful to commit a battery in the city. Any
person who shall be convicted of, or plead guilty or no contest
to, a violation of this section shall, for each such offense, be
fined in a sum not more than nine hundred ninety-nine dollars
($999.00) or imprisoned not to exceed one hundred eighty days,
or both such fine and imprisonment.
Code section 27-39 provides:
It shall be unlawful to reckiessly engage in conduct
which creates a substantial risk of serious bodily injury to
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Court's exercise of subject matter jurisdiction, the complaint
was amended by the addition of three charges (false
imprisonment, disorderly conduct and unlawful display), and
the original charges were dismissed. Following a jury trial
on February 1, 1990, Zaharia was acquitted.
Plaintiff Mittelstaedt also was a defendant in the
Aurora Court. He was arrested and, under summons number
R-44013, was charged with assault and battery under Code
sections 27-37 and 27-38, respectively. Following a jury
trial, Mittelstaedt was acquitted on or about February 27,
1990.
On February 16, 1990, Plaintiffs filed this class action
lawsuit pursuant to 42 U.S.C. § 1983, claiming that because
the Code sections 27-37, 27-38 and 27-39 (“the Ordinances”’)
are pre-empted by state law, Plaintiffs were and/or are being
prosecuted under them in a court that lacks subject matter
jurisdiction. They assert that this constitutes a denial of due
process in violation of the Fourth and Fourteenth
Amendments to the federal constitution and seek an order
from this court:
voiding the actions against them under such void
ordinances, permanently restraining the AURORA
Defendants from attempting to enforce said void
ordinances, for their attorney fees pursuant to 42
U.S.C. 5 1988, and, as against the CITY OF
AURORA only, for damages to be determined by the
another person. Any person who shall be convicted of, or plead
guilty or no contest to, a violation of this section shall, for each
such offense, be fined a sum not more than nine hundred ninety-
nine dollars ($999.00) or imprisoned not to exceed one hundred
eighty days, or both such fine and imprisonment.
Quoted in Complaint § 8. The parties did not submit copies of the
Ordinances, but the language quoted in the Complaint is undisputed.
Answer ¢ 6.
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trier of fact, as compensation of liberty lost, time
spent and monies expended in [sic] in connection with
defending against a prosecution over which the
Subject court had no subject matter jurisdiction, said
prosecution amounting to a taking without due
process of law and a denial of equal protection under
the law.
Alternatively, they request that the court certify to the
Colorado Supreme Court the question whether the
Ordinances are pre-empted by state law if it concludes that
the law is not clearly established. Under Rules 23(b)(2), (3),
Fed. R. Civ. P., Zaharia and Mittelstaedt seek to represent a
class that “consists of all persons who within the two years
prior to the filing of this Complaint were or are charged with,
serving sentences upon a conviction of, or appearing before
the Defendant Courts on charges of violating [Code] sections
27-37, 27-38 and 27-39. ...” Complaint §§ 6-7. On March
29, 1990, on oral stipulation of counsel, this court granted
Plaintiffs’ motion to defer certification of the class under Rule
23(c), Fed. R. Civ. P., unul further order of the court.
On April 12, 1990, counsel to Zaharia, Mittelstaedt,
Aurora and the Aurora Court, as well as Defendant Hon. John
L. Springer (“Springer”) and Hon. Richard Kaufman, the
Presiding Judge of the Aurora Court, filed a stipulation,
which provides:
1. The Plaintiffs and Defendants THE
MUNICIPAL COURT, CITY OF AURORA,
COLORADO and THE HONORABLE JOHN L.
SPRINGER agree that said Defendants will be and
are hereby relieved from any obligation to actively
participate in the within action, including, but not
limited to, being relieved from the obligation of filing
an answer to the complaint; that such failure to
actively participate in the case shall not affect the
ultimate determination of the issues raised nor the
relief sought by the complaint; and that said
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Defendants will be bound by the orders of this Court,
including orders for injunctive relief.
le
y With the exception of any action taken to
enforce any future order of the Court, Plaintiffs
release Defendants THE MUNICIPAL COURT,
CITY OF AURORA, COLORADO and THE
HONORABLE JOHN L. SPRINGER from any
claims they now have or may acquire in the future
pursuant to 42 U.S.C. § 1988, including claims for
attorney fees, and agree to indemnify and hold
harmless said Defendants from any claim of
contribution by any other defendant herein on any
claim pursuant to 42 U.S.C. § 1988, including claims
for attorney fees, raised within this action.
3. Defendants THE MUNICIPAL COURT,
CITY OF AURORA, COLORADO and THE
HONORABLE JOHN L. SPRINGER release and
indemnify and agree to hold harmless Plaintiffs and
their Counsel from any claims said Defendants may
have in connection with the commencement of this
action and the inclusion of said Defendants as parties
before this Honorable Court.
April 12, 1990 Stipulation §§ 1-3. By order dated April 12,
1990, the court granted this stipulation.
DISCUSSION
A. YOUNGER ABSTENTION
Before discussing the merits of Plaintiffs’ claims, the
court most address Aurora's assertion that this court snould
abstain under the doctrine of Younger v. Harris, 401 U.S. 37
(1971). Plaintiffs essentially claim that the doctrine of
abstention is inappropriate because the principles of comity
and federalism underlying it do not apply to the decisions of
municipal courts and that they do not have to exhaust state
remedies to bring their section 1983 claim.
To the extent that Zaharia seeks a declaration that his
battery conviction -- now on apPsal -- is void, this court is
obliged to abstain from passing ©) the merits of it under the
Younger doctrine. In Younger, the Supreme Court held that
absent prosecutorial bad faith, haassment or other unusual
circumstance, a federal court canot enjoin a state criminal
prosecution on the ground that the statute on which the
prosecution is based is unconstitutipnal. See, Younger, supra,
401 U.S. at 54. The Court based its holding on two general
rationales. The first was the “yasic doctrine of equity
jurisprudence that courts of €q)ity should not act, and
particularly should not act to restriin a criminal prosecution,
when the moving party has an adsquate remedy at law and
will not suffer irreparable injury i genied equitable relief.”
Id. at 43-44. The second was:
an even more vital consideration, the notion of
comity,’ that is, a proper respect for state functions, a
recognition of the fact that the entire country is made
up of a Union of separate state governments, and a
continuance of the bejef that the National
Government will fare bes if the States and their
institutions are left free | perform their separate
functions in their separate Ways.
Id. at 44. This policy of federal restraint “is founded on the
premise that ordinarily a pending ‘tate prosecution provides
the accused a fair and sufficient sportunity for vindication
of federal constitutional rights.” Ky oler v. Helfant, 421 U.S.
117, 124 (1975).
Although Zaharia does not ‘eek to enjoin prosecution
in the trial court, the principles of Younger still apply. In
Huffman v. Pursue, Ltd., 420 U.S. 599 (1975), the Supreme
Court addressed the question whet,., 4 federal court should
abstain from hearing the merits Of petitioner's section 1983
action which sought injunctive and declaratory relief
following a state trial court judgnans of liability under an
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allegedly unconstitutional “quasi-criminal” nuisance statute.
The Court held that a federal court should abstain in such a
situation. It explained:
Virtually all of the evils at which Younger is
directed would inhere in federal intervention prior to
completion of state appellate proceedings, just as
surely as they would if such intervention occurred at
or before trial. Intervention at the later stage is if
anything more highly duplicative, since an entire trial
has already taken place, and it is also a direct
aspersion on the capabilities and good faith of state
appellate courts. Nor, in these state-initiated nuisance
proceedings, is federal intervention at the appellate
stage any the less a disruption of the State's efforts to
protect interests which it deems important. Indeed, it
is likely to be even more disruptive and offensive
because the State has already won a nisi prius
determination that its valid policies are being violated
in a fashion which justifies judicial abatement.
Federal post-trial intervention,
in a fashion designed to annul the results of a state
trial, also deprives the States of a function which quite
legitimately is left to them, that of overseeing trial
court dispositions of constitutional issues which arise
in civil litigation over which they have no
jurisdiction. We think this consideration to be of some
importance because it is typically a judicial system's
appellate courts which are by their nature a litigant's
most appropriate forum for the resolution of
constitutional contentions- Especially is this true
when, as here, the constitutional issue involves a
Statute which is capable of judicial narrowing. In
short, we do not believe that a State's judicial system
would be fairly accorded the opportunity to resolve
federal issues arising in its courts if a federal district
court were permitted to substitute itself for the State's
appellate courts. We therefore hold that Younger
TE ESET ne aE ane Thi T i
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Id. at 608-09 (1975) (footnotes omitted and emphasis added).
See also :7A C. Wright, A. Miller & E. Cooper, FED.
PRACTICE & PROCEDURE, § 4253, at 231 (1988) (“If a state
proceeding was pending at a time that invokes the Younger
rules, those rules remain applicable through the completion
of all state appellate remedies.”). Municipal courts are part
of the state court system and interference with appeals from
their decisions implicates the same concerns that interference
with appeals from state court decisions does. I conclude,
therefore, that the principles enunciated in Huffman apply to
appeals of criminal convictions rendered in municipal courts
just as surely as they apply to appeals of “quasi-criminal”
judgments rendered in state civil courts. Thus, Plaintiffs’ first
argument against abstention is without merit.
As to Plaintiffs’ second argument, it is well-settled
that in a section 1983 action brought in federal court, “the
federal remedy is supplementary to the state remedy, and the
latter need not be first sought and refused before the federal
one is invoked.” Monroe v. Pape, 365 U.S. 167, 183 (1961).
See, Spence v. Latting, 512 F.2d 93, 98 (10th Cir.), cert.
denied, 423 U.S. 896 (1975). In Huffman, however, the
Court addressed the question whether this holding undercut
its pnor holding in Monroe:
By requiring exhaustion of state appellate
remedies for the purposes of applying Younger, we in
no way undermine Monroe v. Pape, 365 U.S. 167, 81
S. Ct. 473, 5 L. Ed.2d 492 (1961). There we held that
one seeking redress under 42 U.S.C. § 1983 for a
deprivation of federal rights need not first initiate
State proceedings based on related state causes of
action. 365 U.S., at 183, 81 S.Ct., at 482. Monroe v.
Pape had nothing to do with the problem presently
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420 U.S. at 609 n. 21 (emphasis added). Since the issue
before me is similar to that which was before the Court in
Huffman, abstention is proper in this case. Plaintiffs’ second
argument against abstention is therefore without ment.
None of the exceptions to the application of the
Younger doctrine apply here. See, Younger, supra, 401 U.S.
at 54. Consequently, this court must abstain from passing
upon that portion of Plaintiff Zaharia's claim which seeks to
invalidate his battery conviction now on appeal.’
B. MERITS OF THE REMAINING PORTION OF
ZAHARIA'S AND MITTELSTAEDT'S CLAIM
Plaintiffs and Defendant Aurora assert that they are
entitled to judgment under the law as to the remaining parts
of Plaintiffs' claim under 42 U.S.C. § 1983 (1982).8 To
prevail on his claims, a plaintiff must prove two elements,
first, that some person has deprived him of a federal right
7 Aurora cites Pennzoil Co. v. Texaco, Inc., 481 U.S. 1 (1987}, in
support of its position. In that case, a plurality of the court concluded that
under Younger and its progeny, the federal district court should have
abstained from deciding whether Texaco was entitled to injunctive relief
under section 1983 against Pennzoil in the latter's attempt to execute a
judgment after winning a civil jury verdict in a Texas trial court. .Since
this was not a majority opinion, however, I believe that other cases the
Court has decided provide surer footing in reaching a decision in this
case.
8 Section 1983 provides:
Every person who, under color of any statute, ordinance,
regulation, custom, or usage, of any State... subjects, or causes to be
subjected, any citizen of the United States or other person within the
jurisdiction thereof to the deprivation of any rights, privileges, or
immunities secured by the Constitution and laws, shall be liable to the
party injured in an action at law, suit in equity, or other proper proceeding
for recress
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and, second, that the person who deprived him of that right
acted under color of state law. Gomez v. Toledo, 446 U.S.
635, 640 (1980); Monroe, supra, 365 U.S. at 171. On
Summary judgment, the burden is on the movant to prove that
he is entitled to judgment beyond a reasonable doubt.
Conaway v. Smith, 853 F.2d 789, 792 (10th Cir. 1988), citing
Norton v. Liddel, 620 F.2d 1375, 1381 (10th Cir. 1980).
There is no dispute that Aurora acted under color of
State law in prosecuting Zaharia and Mittelstaedt under the
Ordinances. The issue here is whether Aurora deprived them
of rights under the federal constitution. Since Plaintiffs do
not contend that the Ordinances themselves violate the
federal constitution, resolution of this issue involves a two-
part inquiry: whether. as Plaintiffs maintain, the Ordinances
are pre-empted under state law, and, if so, whether
prosecutions under their authority that resulted in acquittal in
a court lacking subject matter jurisdiction give rise to a
violation of either the Fourth or Fourteenth Amendment
which is actionable under section 1983.
Because it is a home-rule city, Aurora maintains that
it has the authority under the Colorado Constitution and state
Statute to enact ordinances and enforce them by providing for
penalties for violations. It asserts that the Ordinances at issue
here superseded state law and that the prosecutions of
Plaintiffs pursuant to them were lawful. In response,
Plaintiffs contend that under the court's ruling in Aurora v.
Green, 86-CR-20 (D. Colo. Apr. 28, 1986), the Ordinances
are void and unenforceable and that the Aurora Court cannot
exercise jurisdiction over matters arising from alleged
violations of such ordinances. They also assert that the
Aurora Court lacks subject matter jurisdiction because the
Ordinances are void as overbroad and ultra vires under
Article XX, section 6 of the Colorado Constitution.
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Plaintiffs’ reliance on Aurora v. Green is misplaced.
In Green, Aurora charged an U.S. Postal Service employee
with violations of Code sections 27-38 (battery) and 27-40
(false imprisonment), and the case was removed to federal
district court because the defendant was accused of these
violations as an officer of the U.S. Government acting under
the color of office. Defendant moved to dismiss. The district
court, relying on state law, granted the defendant's motion
because, it held, the penalty provisions were unlawfully
excessive. Thus, the court did not reach the issue presented
here whether prosecution under such ordinances gave rise to
section 1983 liability.
Even if the Aurora Court lacked subject matter
jurisdiction because the municipal ordinances under which
Zaharia and Mittelstaedt were prosecuted were pre-empted
under state law—an issue this court need not and does not
decide—Plaintiffs have not demonstrated that past
prosecutions under the Ordinances that resulted in acquittal
are actionable under section 1983 as violations of the Fourth
and Fourteenth Amendments to the federal constitution.
They rely upon a passage in Powell v. Alabama, 287 U.S. 45,
68 (1932): .
It never has been doubted by this court, or any
other so far as we know, that notice and hearing are
preliminary steps essential to the passing of an
enforceable judgment, and that they, together with a
legally competent tribunal having jurisdiction of the
case, constitute basic elements of the constitutional
requirement of due process of law.
Plaintiffs admit and the court agrees that this language
was dicta. The sole issue before the court in Powell was
whether the trial court's failure to appoint counsel deprived
appellants of due process and equal protection under the
Fourteenth Amendment. Plaintiffs have not cited — and the
court has not found — authority to support their position in
lla
this case. I conclude that such past prosecutions, even if
based upon municipal ordinances that are pre-empted by state
law, do not rise to the level of constitutional dignity required
for a section 1983 liability.
The April 12, 1990 Stipulation, inter alia, relieved
Defendants Springer and the Aurora Court from active
participation in this lawsuit and provided that they would be
bound by the orders of this court. Since the court is entering
summary judgment in favor of Aurora, it will dismiss the
complaint with prejudice as against the other Defendants
under the same rationale. In addition, because it is
unnecessary to reach the question whether the Ordinances are
pre-empted by state law to resolve the matter before me,
Plaintiffs’ request that the court certify the question to the
Colorado Supreme Court under Rule 21.1, Colo. App. R., is
denied. Because the court grants summary judgment against
Plaintiffs, Plaintiffs’ request that the court certify this case as
a class action under Rule 23, Fed. R. Civ. P., is moot and is
‘therefore denied.
Accordingly,
IT IS ORDERED THAT:
1. Defendant Aurora's Motion for Summary
Judgment as to Plaintiffs' claim be, and hereby
is, GRANTED; therefore, as to Defendant
Aurora, it is ordered that the Complaint be,
and hereby is, DISMISSED WITH
PREJUDICE;
2. Plaintiffs’ Motion for Summary Judgment as
to their claim be, and hereby, is DENIED;
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Se
a Plaintiffs’ request that this case be certified as
a class action under Rule 23, Fed. R. Civ. P.,
is moot and is therefore DENIED;
4. Plaintiffs’ request that the court certify to the
Colorado Supreme Court the question whether
the Ordinances are pre-empted by state law be,
and hereby is, DENIED;
> Inasmuch as the court grants summary
judgment in favor of Aurora, Plaintiffs’
Complaint against Defendants Springer and
Aurora Court be, and hereby is, DISMISSED
WITH PREJUDICE;
6. Costs shall be assessed to Plaintiffs upon
Defendant Aurora's filing of a bill of costs as
provided by law. Under 42 U.S.C. 5 1988, the
court, exercising its discretion, will not award
attorney's fees as part of Defendant's costs;
A Defendants’ Motion for attorney fees pursuant
to Rule 11, Fed. R. Civ. P., filed March 30,
1990, on which a ruling was reserved, be, and
hereby is, DENIED;
8. The Clerk enter final judgment in this civil
action in accordance with this Memorandum
Opinion and Order.
DATED at Denver Colorado this 17th day of July,
1990.
BY THE COURT:
s/ Alfred A. Arraj
ALFRED A. ARRAJ, Judge
United States District Court
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IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Civil Action No. 90-A-277
RONALD HENRY ZAHARIA, TERRY LEE MITTELSTAEDT, and
all those similarly situated,
Plaintiffs,
7.
THE MUNICIPAL COURT, CITY OF AURORA, COLORADO,
THE HONORABLE JOHN L. SPRINGER, one of its judges, and
THE CITY OF AURORA, COLORADO, a Colorado Municipal
Corporation organized as a Home Rule Municipality
under Article XX of the Colorado Constitution,
Defendants.
JUDGMENT
Pursuant to and in accordance with the Memorandum
Opinion and Order signed by Judge Alfred A. Arraj and filed
on July 17, 1990, it is
ORDERED AS FOLLOWS:
a Defendant Aurora's Motion for Summary
Judgment is Granted and the complaint and action be, and the
same hereby are, dismissed as to Defendant City of Aurora,
Colorado.
r 3 Plaintiffs’ Motion for Summary Judgment is
Denied.
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I Plaintiffs’ request that this case be certified as
a class action under Rule 23, Fed. R. Civ. P., is moot and is
therefore Denied.
4. Plaintiffs’ request that the Court certify to the
Colorado Supreme Court the question whether the
Ordinances are pre-empted by state law be, and hereby is,
Denied.
- 3 Inasmuch as Aurora's Motion for Summary
Judgment is granted, Plaintiffs’ complaint against Defendants
The Honorable John L. Springer and The Municipal Court,
City of Aurora, Colorado, is dismissed with prejudice.
6. Costs shall be assessed to Plaintiffs upon
Defendant Aurora's filing a bill of Costs with the Clerk of
this court within 10 days from the date of this Judgment.
Under 42 U.S.C. § 1988, the Court, exercising its discretion,
will not award attorney's fees as part of Defendant's costs.
7 Defendants' Motion for attorney fees pursuant
to Rule 11, Fed. R. Civ. P., filed March 30, 1990, on which a
ruling was reserved, be, and the same hereby is, Denied.
DATED at Denver, Colorado, this 18th day of July,
1990.
For the Court:
JAMES R. MANSPEAKER,
Clerk
APPROVED:
s/ Alfred A. Arraj
ALFRED A. ARRAJ, Judge
United States District Court
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soi eee naa
UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
RONALD HENRY ZAHARIA, TERRY
LEE MITTELSTAEDT and all those
similarly situated,
Plaintiff-Appellants, | No. 90-1232
V. (D.C.No.90-A-277)
(D. Colo.)
THE MUNICIPAL COURT, CITY OF
AURORA, COLORADO, TH E
HONORABLE JOHN L. SPRINGER, one
of its judges, and the CITY OF
AURORA, COLORADO, a Colorado
Municipal Corporation organized as a
Home Rule Municipality under Article
XX of the Colorado Constitution,
ORDER AND JUDGMENT*
Before SEYMOUR, TACHA, Circuit Judges, and
CHRISTENSEN, District Judge.**
Plaintiff Ronald Zaharia appeals the district court's
grant of summary judgment in favor of defendant City of
Aurora. We have carefully reviewed the record and have
fully considered the arguments of plaintiff that he raised
‘i This order and judgment has no precedential value and shall not
be cited, or used by any court within the Tenth Circuit, except for
purposes of establishing the doctrines of the law of the case, res judicata,
or collateral estoppel. 10th Cir. R. 36.3.
i Honorable A. Sherman Christensen, Senior District Judge,
United States District Court for the District of Utah, sitting by
designation.
16a
——
below. We have not considered those arguments raised for
the first time on appeal. We are not persuaded that the
district court erred in granting summary judgment for the
City.
Accordingly, the judgment of the district court is
AFFIRMED.
Entered for the Court
Stephanie K. Seymour
Circuit Judge
Judgment filed March 5, 1992
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ee
UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
RONALD HENRY ZAHARIA, TERRY
LEE MITTELSTAEDT and all those
Similarly Situated,
Plainuiff-Appellants, | 90-1232
¥.
THE MUNICIPAL COURT, CITY OF
AURORA, COLORADO, TH E
HONORABLE JOHN L. SPRINGER, one
of its judges, and the CITY OF
AURORA, COLORADO, a Colorado
Municipal Corporation organized as a
Home Rule Municipality under Article
XX of the Colorado Constitution,
Defendant-Appellees.
ORDER
Entered July 1, 1992
Before MCKAY, HOLLOWAY, LOGAN, SEYMOUR,
MOORE, ANDERSON, TACHA, BALDOCK, BRORBY,
EBEL, Circuit Judges, and CHRISTENSEN’, District Judge.
This matter comes on for consideration of appellants’
petition for rehearing and suggestion for rehearing en banc.
Upon consideration whereof, the petition for
rehearing is denied by the panel that rendered the decision.
: Honorable A. Sherman Christensen, Senior District Judge,
United States District Court for the District of Utah, sitting by
designation.
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In accordance with Rule 35(b), Federal Rules of
Appellate Procedure, the suggestion for rehearing en banc
was transmitted to all of the judges of the court who are in
regular active service. No member of the panel and no judge
in regular active service on the court having requested that
the court be polled on rehearing en banc, Rule 35, Federal
Rules of Appellate Procedure, the suggestion for rehearing en
banc is denied.
Entered for the Court
Robert L. Hoecker, Clerk
By: atrick Fish
PATRICK FISHER
Chief Deputy Clerk
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