Opposition Brief — Rendish v. City of Tacoma
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FILED ||
No. 97-1735
, MAY 90 1998
)FFICE OF THE CLERK
In The ee
Supreme Court of the United Siates
+
October Term, 1997
KIMBERLY RENDISH,
Petitioner,
VS.
CITY OF TACOMA; RAY C. CORPUS, City Manager for the
City Manager for the City of Tacoma, in his individual capacity,
ROBIN JENKINSON, City Attorney for the City of Tacoma,
in her individual capacity; JOHN KOUKLIS, Chief Assistant
City Attorney for the City of Tacoma, in his individual
capacity,
Respondents.
On Petition for Writ of Certiorari to the
United States Court of Appeals for the Ninth Circuit
RESPONDENTS’ BRIEF IN OPPOSITION
JAMES W. FELTUS
Counsel of Record
McGAVICK GRAVES, P.S.
K. MICHAEL JENNINGS
Attorneys for Respondents
1102 Broadway, Suite 500
Tacoma, Washington 98401
(253) 838-2860
146660 (800) 274-3321 * (800) 359-6859 aft late
A DIVISION OF COUNSEL PRESS
ervices, inc.
TABLE OF CONTENTS
pee ae SS 5 eh cs eso to ee a ee
Opinions and Orders Below «.... 2. ....ccacccccss
Constitutional and Statutory Provisions Involved ....
Pema eee... cc ee SS
A.
B.
Procedural Backsrownd ...... 2.0 iccssccess
Puree SONNE so 5k ko 344 coe
Reasons for Denying the Writ ....................
I.
Il.
Il.
The United States Court Of Appeals For The Ninth
Circuit Did Not Enter A Decision In Conflict With
Decisions Of Another United States Court Of
Appeal On The Same Important Matter. ......
The United States Court Of Appeals For The Ninth
Circuit Did Not Decide An Important Question
Of Federal Law That Has Not Been Settled By
The Supreme Court And Did Not Decide Such A
Matter In A Way That Conflicts With Relevant
Decisions Of The Supreme Court. ...........
Several Questions Rendish Presents In Her
Petition Were Not Addressed Below And This
Court Should Decline To Accept Such Questions
Pee SN 8a hs BURST cba dA seek beeen
Be ear ea pee ee other VP er lea My TONER
il
Contents
Page
TABLE OF CITATIONS
Cases Cited:
American Passage Media Corp. v. Cass Communications,
Inc., 750 F.2d 1470 (9th Cir. 1985) ............. 7,8
Belk v. Town of Minocqua, 858 F.2d 1258 (7th Cir.
SOD acca sina castntzbickestess eee 7
Connick v. Myers, 461 U.S. 138 (1983) ............ 8, 9, 10
Day v. South Park Indep. Sch. Dist., 768 F.2d 696 (Sth
Cir. 1985), cert denied, 474 U.S. 1101 (1986) .... 7
Graybo v. Indep. Sch. Dist. No. 1-008, 86 F.3d 1166 (10th
oe, Bpeetrre pr re een peg eer 6, 7
Grigley v. City of Atlanta, 136 F.3d 752 (11th Cir. 1998)
g én ab banweecbeachnudee Oe NS kESANV EEO ReSebs 6
Hoffmann v. Mayor, Councilman and Citizens of City of
Liberty, 905 F.2d 229 (8th Cir. 1990) ............ 7
McDonald v. Smith, 472 U.S. 479 (1985) .......... 10
National Wildlife Federation v. Burlington Northern R.R.,
Inc., 23 F.3d 1508 (9th Cir. 1994) .............. 11
Pickering v. Bd. of Educ., 391 U.S. at 568 .......... 9, 10
iii
Contents
Page
Rankin v. McPherson, 483 U.S. 378 i.) een 8,9
Rendish v. City of Tacoma, 123 F.3d 1216 (9th Cir.
ocenal EEE POE UD Laie ag aes Np eae 6, 7
San Filippo v. Bongiovanni, 30 F.3d 424 (3rd Cir. 1994),
cert denied, 513 U.S. 1082 RE cicicigs one gaa 7,8
Schalk v. Gallemore, 906 F.2d 49] (10th Cir. 1990) .. 7
Valot v. Southeast Local Sch. Dist. Bd. of Educ., 107
F.3d 1220 (6th Cir. 1997), cert denied, __ U.S. Sen
Cap cae ag sah RD an 6
Waters v. Churchill, 511 U.S. 661 LIPO 6 iweseexi5 8
White Plains Towing Corp. v. Patterson, 991 F.2d 1049
(2nd Cir. 1993), cert denied, 510 U.S. 865 ....... 7
Statutes Cited:
ee 2
ce Se aan ne a l
United States Constitution Cited:
oo ete et SES ea ee 1, 6, 7,9, 10
l
OPINIONS AND ORDERS BELOW
Rendish v. City of Tacoma, 123 F.3d 1216 (9th Cir. 1997).
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
First Amendment
Congress shall make no law respecting an
establishment of religion, or prohibiting the free
exercise thereof; or abridging the freedom of speech,
or of the press; or the right of the people peaceably
to assemble, and to petition the Government for a
redress of grievances.
42 U.S.C. § 1983
Every person who, under color of any statute,
ordinance, regulation, custom, or usage, of any State
or Territory or the District of Columbia, subjects, or
causes to be subjected, any citizen of the United
States or other person within the jurisdiction thereof
to the deprivation of any rights, privileges, or
immunities secured by the Constitution and laws,
Shall be liable to the party injured in an action at
law, suit in equity, or other proper proceeding for
redress. For the purposes of this section, any Act of
Congress applicable exclusively to the District of
Columbia shall be considered to be a statute of the
District of Columbia.
2
STATEMENT OF THE CASE
A. Procedural Background
The case at hand was initially filed by Petitioner, Kimberly
Rendish (“Rendish”), in the United States District Court for the
Western District of Washington at Tacoma on August 21, 1996.
On September 2, 1996, Rendish filed a Motion for Preliminary
Injunction Reinstating Petitioner to Employment and
Prohibiting Retaliatory Adverse Action during the pendancy of
this action. On October 10, 1996, the District Court denied
Rendish’s motion for preliminary injunctive relief and denied
her Motion for Reconsideration on October 28, 1996. The
District Court found that Rendish’s likelihood of success on
the merits was weak and that she had failed to establish non-
economic damages.
Rendish filed a Notice of Appeal on October 25, 1996,
appealing the District court’s decision under 28 U.S.C.
§ 1292(a)(1). In spite of the interlocutory appeal, the case
continued toward trial until a stay was issued by the District
Court on November 12, 1997. The United States Court of
Appeals for the Ninth Circuit, in a unanimous opinion, affirmed
the decision of the District Court on August 20, 1997, holding
the District Court correctly concluded that Rendish’s showing
of likelihood of success on the merits was not strong and that
the District Court properly determined that Rendish had not
adequately demonstrated irreparable injury. The United States
Court of Appeals for the Ninth Circuit also determined that the
District Court properly analyzed the case when it held that in
order for Rendish to pursue her claim that she must show that
her claim involves a matter of “public concern” and that the
“public concern”, on balance, outweighs the City’s interest in
maintaining an effective and efficient City Attorney’s office.
On August 29, 1997, Rendish filed a Petition for Rehearing
Se SO ae eee ee ee
3
and Suggestion for Rehearing en banc with the United States Court
of Appeals for the Ninth Circuit. Her Petition for Rehearing and
Suggestion for Rehearing en banc was denied on January 26, 1998.
The instant case is scheduled for trial in the United State District
Court for the Western District of Washington on December 28,
1998.
B. Factual Background
Rendish began her employment with the City of Tacoma as
an intern while she was still attending law school. Following her
graduation, in 1988, Rendish, in 1990, accepted a position with
the City of Tacoma in the City Attorney’s Office, Criminal Division,
as an Assistant City Attorney I. On August 16, 1996, Rendish was
terminated from her Assistant City Attorney I position because of
her conduct which greatly compromised the effectiveness and
efficiency of the delivery of services of the City Attorney’s office.
The problems created by Rendish within the City Attorney’s
office stemmed from the disruption, loss of confidence and trust,
internal scheduling difficulties, and supervisory obstacles created
by a law suit filed on August 8, 1996, by Rendish, in the Superior
Court for the State of Washington. In her suit, Rendish named as
defendants, the City of Tacoma, her immediate supervisor, the City
Attorney, the Chief Assistant City Attorney, a sitting Municipal
Court judge, the immediate former City Attorney, and a former
Assistant Attorney. Her suit, for a variety of reasons, compromised
the effectiveness and efficiency of the City Attorney’s Office, and
undermined the trust and confidence necessary to effectively serve
as an Assistant City Attorney. (DN 16 and 17).'
The proper functioning of the Criminal Division of the City
Attorney’s office requires that the attorneys work closely with one
1. DN refers to the District Court docket number.
4
another, have confidence in one another’s capabilities, freely
exchange ideas and suggestions, fill in for one another with
little notice, attend court in all Municipal courts, and cooperate
with one another in a manner that promotes the objectives of
the City Attorney’s office. Rendish’s suit undermined these
objectives and reflected that Rendish had lost trust and
confidence in the City Attorney and her supervising attorney.
(DN 17).
Scheduling problems within the City Attorney’s Office were
created because Rendish sued a sitting Municipal Court Judge,
Ralph Turco. (DN 16). Judge Turco presides over one of three
Tacoma Municipal courts. Because Rendish filed suit against
Judge Turco, Judge Turco would have been forced to recuse -
himself from any case that involved Rendish. This is the case
because he must maintain the appearance of fairness within his
court. It was thus impossible for him to preside over any matter
directly or indirectly involving Rendish. (DN 14). The practical
effect of this circumstance is to increase costs and compound
scheduling and staffing problems in the City Attorney’s Office:
Rendish would be unable to appear in Judge Turco’s courtroom
as a regular part of her duties, she would be unable to assist on
an emergency basis, and she would be unable to charge crimes
as part of her regular duties. These are functions regularly
required of Assistant City Attorneys in Rendish’s position. There
was no solution which would reasonably accommodate
Rendish’s continued employment with the City. (DN 16).
The effectiveness of the City Attorney’s Office was greatly
compromised because Rendish sued her immediate supervisor,
the Chief Assistant City Attorney, and the City Attorney.
Rendish’s work performance for many years had been weak
and at times unsatisfactory. (DN 15). The City Attorney’s Office
worked with Rendish over a number of years in an effort to
cdg NOTE 28 Aten ters ates
5
develop her lawyering skills and the type of collegial
relationship necessary for effective and efficient operation. This
was done despite serious performance problems of Rendish
including several mistrials resulting from Rendish commenting
on a criminal defendant’s silence and her misrepresenting the
disposition of a criminal matter to the victim of domestic
violence and to her supervisor who internally investigated the
matter. (DN 15). Even after Petitioner filed the state court action,
the City placed Petitioner on a paid administrative leave.
Nevertheless, her suit destroyed the trust and confidence between
herself, the City Attorney and her immediate supervisor. (DN
17).
Supervision of Rendish by her immediate supervisor, Heidi
Horst, would likely become more strained if not destroyed if
Rendish were allowed to maintain her employment within the
City Attorney’s office. (DN i6). Prior to the initiation of the
state court action, this relationship was marked by intimidation
and defensiveness. The strained and intimidating relationship
between Rendish and her immediate supervisor, Heidi Horst, is
punctuated by the fact that, since 1993, Rendish insisted that
her attorney be present during all of her performance reviews.
It would be nearly impossible for Ms. Horst to effectively
supervise or discipline Rendish when they are adversaries in a
lawsuit in which Ms. Horst was a defendant. Ms. Horst justifiably
believed that her ability to supervise Rendish was diminished
once she became a defendant and her ability to give Rendish
day to day instruction that Rendish would follow was adversely
affected. She also noticed that after the suit was filed, attitudes
among attorneys and staff in the City Attorney’s Office were
very strained. Through her own acts, she created a contentious,
hostile, divisive, and intolerable working relationship between
herself, her immediate supervisor, her co-workers and the City
Attorney. She demeaned the integrity of the Office of the City
Aitorney. Her personal attack upon her supervisor and the City
6
Attorney undermined their authority and created a difficult
obstacle for effective supervision. The close working
relationship that must exist within the City Attorney’s office
was tenuous but manageable prior to Petitioner’s initiating legal
action. The relationship became untenable and unmanageable
following the filing of the state court action. (DN 16).
Rendish was not terminated in retaliation for filing her state
court action. Rendish was terminated because of the effect her
state court action had on the operation of the City Attorney’s
office and its impact on the effective and efficient delivery of
public services to the City of Tacoma. (DN 17).
REASONS FOR DENYING THE WRIT
I.
THE UNITED STATES COURT OF APPEALS FOR
THE NINTH CIRCUIT DID NOT ENTER A DECISION
IN CONFLICT WITH DECISIONS OF ANOTHER
UNITED STATES COURT OF APPEAL ON THE SAME
IMPORTANT MATTER.
The United States Court of Appeals for the Ninth Circuit
followed the majority line of reasoning in requiring Rendish to
establish that her suit involved a matter of “public concern” as a
necessary predicate to establishing a First Amendment right and
that if her claim did involve a matter of “public concern” that it
not be outweighed by contravening aspects of the conduct in
question that reduce the effectiveness and efficiency of the
delivery of governmental services. See Grigley v. City of Atlanta,
136 F.3d 752 (11th Cir. 1998); Rendish v. City of Tacoma, 123
F.3d 1216 (9th Cir. 1997); Valot v. Southeast Local Sch. Dist.
Bd. of Educ., 107 F.3d 1220, 1226 (6th Cir. 1997), cert denied,
__ U.S. __, 118 S. Ct. 164; Graybo v. Indep. Sch. Dist. No. I-
7
008, 86 F.3d 1166 (10th Cir. 1996) (unpublished; citation
permissible under 10th Circuit rules); White Plains Towing Corp.
v. Patterson, 991 F.2d 1049, 1059 (2nd Cir. 1993), cert denied,
510 U.S. 865; Hoffmann v. Mayor, Councilman and Citizens
of City of Liberty, 905 F.2d 229, 233 (8th Cir. 1990); Schalk v.
Gallemore, 906 F.2d 491, 498 (10th Cir. 1990); Belk v. Town
of Minocqua, 858 F.2d 1258, 1261-62 (7th Cir. 1988); Day v.
South Park Indep. Sch. Dist., 768 F.2d 696, 701 (Sth Cir. 1985),
cert denied, 474 U.S. 1101 (1986). The only circuit failing to
require a showing of “public concern” when analyzing
government employee claims that a government employer’s
adverse employment action is barred by the First Amendment
is the Third Circuit. See San Filippo v. Bongiovanni, 30 F.3d
424, 436 (3rd Cir. 1994), cert denied, 513 U.S. 1082 (1995).
It is doubtful that San Filippo has effect beyond its unique and
complex procedural and factual circumstance.
The Ninth Circuit adheres to the clear majority of cases
that have addressed issues similar to those presented in Rendish’s
petition. The approach adopted by the Ninth Circuit in Rendish
v. City of Tacoma, supra, properly balances the individual
employee’s interest in airing matters of public concern versus
the government employer’s interest in maintaining the effective
and efficient delivery of public services when the matters of
public concern are disruptive or otherwise compromise the
effective and efficient delivery of public services.
Whether the District Court, in the case at hand, properly
denied Rendish’s request for Preliminary Injunction, because
she failed to carry her burden of proof, turns on facts specific
to the case at hand and the unusual procedural posture of the
case at hand. For example, at the District Court, the burden was
on Rendish to produce sufficient evidence establishing her
entitlement ‘o a preliminary injunction. American Passage Media
Corp. v. Cass Communications, Inc., 750 F.2d 1470, 1472
8
(9th Cir. 1985). Rendish’s primary source of evidence at the
District Court were her own affidavits which were vague and
conclusory. Her affidavits did not offer a sufficient factual basis
to support her motion, and her reliance on innuendo was rejected
by the District Court and the United States Court of Appeals
for the Ninth Circuit. Similarly, Rendish was unable to offer
evidence of irreparable harm. Her only demonstrable injury was
an economic injury. This finding is especially strong in light of
the finding of both the District Court and the Ninth Circuit that
the evidence supporting Rendish’s claim on the merits was weak.
While Rendish attempts to establish a split in authority, the
better view is that the Third Circuit case of San Filippo is an
aberrational case confined to the specific and unique fact pattern
presented. As a result, there is little, if any, general national
importance to warrant this court granting Certiorari. Rendish
was unable to carry her burden of showing irreparable harm or
success on the merits and was, therefore, denied her request for
a Preliminary Injunction.
Il.
THE UNITED STATES COURT OF APPEALS FOR
THE NINTH CIRCUIT DID NOT DECIDE AN
IMPORTANT QUESTION OF FEDERAL LAW THAT
HAS NOT BEEN SETTLED BY THE SUPREME COURT
AND DID NOT DECIDE SUCH A MATTER IN A WAY
THAT CONFLICTS WITH RELEVANT DECISIONS OF
THE SUPREME COURT.
The District Court, as affirmed by the Ninth Circuit,
correctly decided the matter below. United States Supreme Court
precedent was followed below and was not in conflict with
relevant decisions of this Court, particularly the precedent set
by Connick v. Myers, 461 U.S. 138 (1983); Waters v. Churchill,
511 U.S. 661 (1994); Rankin v. McPherson, 483 U.S. 378
9
(1987); Pickering v. Bd. of Educ., 391 U.S. 563 (1968). This
line of cases stands for the proposition that government, when
acting as an employer, must be given greater deference when
making employment decisions as distinguished from
government acting as sovereign in dealing with matters
involving an employee’s claims that the employee’s First
Amendment rights were violated by the government employer.
Accordingly, these cases hold, there must be within the
analytical framework a mechanism established to allow a
balancing of interests between the government’s interest, as an
employer, to deliver services in an efficient and effective manner
versus the government employee’s First Amendment rights in
matters of “public concern”. See Connick v. Myers, 461 U.S. at
142; Pickering v. Bd. of Educ., 391 U.S. at 568. Rendish argues
that the only restriction should be whether or not the lawsuit is
frivolous. This is an insufficient safeguard and the District Court
and Ninth Circuit Court of Appeals properiy rejected this view.
It is an inefficient use of judicial resources to review the instant
matter which was correctly decided at both the District Court
and Appellate levels.
Il.
SEVERAL QUESTIONS RENDISH PRESENTS IN
HER PETITION WERE NOT ADDRESSED BELOW AND
THIS COURT SHOULD DECLINE TO ACCEPT SUCH
QUESTIONS FOR REVIEW.
Several questions presented by Rendish’s Petition were not
addressed below. The Court should not accept these questions
until the lower courts have had an opportunity to fully develop
the issues involved, if at all. The following questions were not
discussed or addressed below: whether curtailment of the right
of access to courts ... implicates not only a first amendment
right but several other rights protected by the United States
10
Constitution and Bill of Rights; and, whether the issues broadly
alleged in Petitioner’s Complaint are issues of “extreme
importance” or of “inherent public concern” to the extent that
no distinction was made or hierarchy created regarding degrees
of public concern.
The source of the right to access the courts, under present
case law, arises under the First Amendment petition clause. See
McDonald v. Smith, 472 U.S. 479, 482 (1985). The Ninth
Circuit recognized this source. Rendish v. City of Tacoma, 123
F.3d at 1221. Rendish did not present as an issue on Appeal
that the source of one’s right to access the courts was from a
source different from the first amendment, or that if the source
of such right sprung from a different source, that a different
analysis must follow. This Court should not accept for review,
if at all, this issue as framed until the lower courts have had an
opportunity to develop its analysis.
Beyond bare assertion, Rendish did not present as an issue
on Appeal before the Ninth Circuit, the idea that there is a
hierarchy of “public concern”, or matters of “inherent public
concern”, and that if a pleading is characterized as falling into
the category of higher public concern or inherent public
concern, that no amount of disruption would justify termination
under the Pickering, Connick balancing. This issue was not
addressed by the Ninth Circuit or the District Court. Again,
this Court should not accept this issue for review because it
was not addressed below and because it necessarily involved an
extensive factual analysis that has not occurred at the present
stage of this litigation.
Other questions presented by Rendish should not be
addressed by the Court because they are heavily dependent upon
the particular facts of this case. Whether the trial court made the
appropriate balancing under Ninth Circuit law to determine
Be eh hi he
11
whether Rendish suffered irreparable harm as a result of her
termination, and was accordingly entitled to preliminary
injunction, is an issue heavily fact laden and of interest only to
the parties to this litigation. The District Court applied the
appropriate legal framework in this regard and determined that
Rendish had not carried her burdened of proving that there was
either a strong likelihood of success on the merits and a
possibility of irreparable injury or the existence of serious
question on the merits and a balance of hardships tipping in her
favor. National Wildlife Federation v. Burlington Northern R.R.,
Inc., 23 F.3d 1508, 1510 (9th Cir. 1994). This finding was
upheld on Appeal. Rendish v. City of Tacoma, supra. Rendish
was unable to support her motion for a preliminary injunction
with sufficient evidence entitling her to that relief (a preliminary
injunction). The Ninth Circuit reviewed the district court’s
determination and agreed. Moreover, Rendish’s entitlement to
a preliminary injunction has little national importance justifying
this Court’s attention. Similarly, the District Court’s
determination of whether Rendish would prevail on the merits
would turn on the heavily fact laden reasons for Rendish’s
termination and the facts which were presented to the District
Court in conjunction with Rendish’s Motion for Preliminary
Injunction. These are not the types of issues this Court should
review.
12
CONCLUSION
Rendish was not denied access to the courthouse. Rendish’s
ability to pursue her claims against Defendants has not been
impaired by the Defendants. She has vigorously pursued her
claims and appealed results with which she is dissatisfied. She
has also failed to recognize that her conduct had disruptive
consequences to the City Attorney’s office. She fails to recognize
the City Attorney’s office has a responsibility to the citizens of
the City of Tacoma to effectively and efficiently deliver services
such as the effective prosecution of crimes occurring within the
City. She fails to recognized that her conduct impaired the City’s
ability to accomplish this duty. She fails to understand that she
does not have an aFsolute right to prosecute a suit no matter the
consequences to her employer or the citizens her employer
serves. The petition of Rendish should not be accepted by the
Court.
Respectfully submitted,
JAMES W. FELTUS
Counsel of Record
McGAVICK GRAVES, P.S.
K. MICHAEL JENNINGS
Attorneys for Respondents
1102 Broadway, Suite 500
Tacoma, Washington 98401
(253) 838-2860
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