Amicus Curiae Brief — Cunard SS Co. v. Mellon
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INDEX
Page No.
Statement—questions of law involved..........0000000.-0.0-- ooo ooo 1
Eighteenth Amendment prohibits all transportation beverage
intoxicants in territory of United States... l
The National Prohibition Act prohibits all transportation,
furnishing or possession of beverage liquors in absence of
MI III nsscssiisccrtincestesatsitennprbceveoeenesiocnsaves re
Congress may prohibit possession of beverage intoxicants... 10
The purpose of the Eighteenth Amendment conclusive of its
I II iio a 12
National Prohibition Act to be giv en a liberal construction to
a TN ELITE PLT EID TOR 20
Vessels of the United States are territory of United States.. 21
Foreign merchant vessels entering ports of United States for
trade subject themselves to the law of port of entry...... 24
The decision in Grogan vs. Walker conclusive of these cases 34
Construction sought by shippers involves tale limitation
upon sovereignty—not favored by courts.. 36
Conclusion . EEL Aba ne 43
Exhibit—Letter to “A. iy ‘Lasker, ‘Chai lirman, ” United States
Shipping Board .. 45
AUTHORITIES CITED.
Abby Dodge vs. United States, 223 U. S. 172, 56 L. Ed.
390 aeeen 28, 29, 33
The Annapolis vs. Johanna Stoll, Lush. 295... 33
Brolan vs. United States, 236 U. S. 216, 59 L. Ed. 544....... 28
Buttfield vs. Stranahan, 192 U. S. 468, 48 L. Ed. 525 28, 34
Crane vs, Campbell, 245 U.S. 304, 62 L. Ed. 304... 6, 11, 13
Crapo vs. Kelly, 16 Wall. 610 24
Daeche vs. United States, 250 Fed. 566........ é 23
Downes vs. Bidwell, 182 U. S. 45, 44 L. Ed. 1088 3
Ex Parte Crane, 151 Pac. 1006... is wie. SS
Gloucester Ferry Co. vs. Pa., 114 U. | 42
Grogan vs, Walker, hacer Line vs. Aldridge, U.S.—— 15
Hawaii vs. Mankichi, 190 U.S. 198, 47 L. Ed. 1023 4
Lindstrom vs, International Nav. Co., 117 Fed. 170... 24
Mali vs. Keeper of peg eo Jail, 120 U.S. 1, 30 L. Ed. 565 6
Manchester vs. Mass., 139 U.S. 240... 24+
Massey 7 vy. United sed 281 Fed. 283 }
Maxwell vs. Dow, 176 U. S. 580, 44 L. Ed. 597 12
Miller vs. U.S, 242, Fed. 907, sustained 62 L. Ed. 535 22
I
Page No.
National Steam Navigation Co. vs. Dyer, 15 Otto 24, 26 L,
i a aaioh oaeieenepignebes celonensanehetiiapadnebieiasininesdans 32
Nishimura Ekiu vs. United States, 142 U. S. 659, 35 L. Ed.
aie cer iainela oak oadoe ae aaah 27
Old Dominion Steamship Co. vs. Gilmore, 206 U.S. 402, 403 24
Olsen vs. San Francisco, 83 Pac. 850..................-.se:sse0eeeees |
Page vs. United States, 278 Fed. 41, certiorari denied, 258
U.S. Sb | eee eA nee 1
Patterson ws. Eudora, 190 U.S. 168, 47 L. Ed. 1002.......... 19, 26
Paul vs. Gloucester, 50 N. J. Law, 585; 15 Atl. 272, 1 L.
lasek elated 14
Pederson, et al. vs. United States, 271 Fed. 187........................ 23
Rhode Island vs. Palmer, 253 U. S. 350, 64 L. Ed. 946..... 6,7, 20
Rogers vs. United States, 150 U. S. 247, ..............0ceeeeees 22, 24
een ton, CORT, Cee. Gs Tc onsen ervetcenincrecenseernineninince 20
St. Clair vs. United States, 154 U. S. 134, 38 L. Ed. 936.......... 21
The Schooner Exchange vs. McFadden, et al., 7 Cr. 114, 3
i a eerie 25
eo ot eR, renee 24
The Sylvia, 171 U. S. 462, 43 L. Ed. 241, 243............0.00.......... 32
United States vs. Dickson, 15 Pet. 141, 10 L. Ed. 689............ 8
United States vs. Diekelman, 92 U. S. 520, 23 L. Ed. 742........ 26
United States vs. Greathouse, + Sawy. +57, 26 Fed. Cas. No.
| RR Ren <A A OR. en ieee -
United States vs. Rodgers, 150 U. S. 249, 37 L. Ed. 1071... 22
United States vs. Smiley, 6 Sawy. 640, 645-..002000-.. 23, 24
United States vs. 254 Bottles of Intoxicating Liquor, 281
RN, SEO sirceinnvinancneneeieonenetnemnemnniinnien 17
Wiborg ts. United States, 164 U. S. 633, 41 L. Ed. 289... 2
Wilson ws. McNamee, 102 U.S. 572... 24
Wynne vs. United States, 217 U.S. 240, SL. £4. 8... 22
CONSTITUTIONAL PROVISIONS AND STATUTES
CITED
Article I, Section 8—(power to punish crime on high seas)...... 2
Article II], Section 2—( maritime jurisdiction of courts) 2
Article III, Section 3—( Treason) ..........-.............-eeeccceeeeeeeeee 3,4
Customs Statutes, Sections 2795, 2796, 2797, 3111, 3112, 3113 38
FL RR TNC DD LTS Z
National Prohibition Act, Section 3..........0.0...0.......ccc.eecce0eeeo- ;
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Inthe Supreme Court of the United States.
October Term, 1922
Tue Cunarp STEAMSHIP Co., LTp., and
Ancuor Linge (HENDERSON Bros.) LTp.,
Appts. vs. > No. 659.
Anprew W. MELLON, Secretary of Treasury
of the United States, et al.
Tur OcEAN STEAM NAVIGATION Co., Lip. |
Appts. vs. |
No. 660.
Anprew W. MELLON, Secretary of Treasury |
|
of the United States, et al. |
INTERNATIONAL NAVIGATION Co., Lrp., |
Appts. Tv). | No
Anprew W. MELLON, Secretary of Treasury | ~
of the United States, et al.
ComPAGNIE GENERALE TRANSATLANTIQUE, |
Appt. US. No
Anprew W. MELLON, Secretary of Treasury | ~
of the United States, et al.
Tue NETHERLANDS-AMERICAN STEAM
NaviGATION Co., (HOLLAND-AMERICAN |
Lint), Appt. vs. ; Ne.
Anprew W. MELLON, Secretary of Treasury |
of the United States, et al.
STEAM NAVIGATION Co., Ltp., Appt.
US.
Anprew W. MELLON, Secretary of Treasury |
LiverPooL, BRAZIL AND RIVER aie
|
of the United Seates, et al. |
. 661.
No.
662. |
666. |
i
|
667. |
Tue Royar Maiz Steam Packet Co., Appt. |
US.
ANDREW W. MELLON, Secretary of Treasury
of the United States, et al.
UNITED STEAMSHIP COMPANY OF COPEN-)
H AGEN (SCANDINAVIAN-A ME RICAN
LINE), Appt.
US. | No. 669.
ANDREW W. MELLON, Secretary of Treasury
of the United States, et al.
j
Paciric STEAM NAVIGATION sipaiopes)
Appt. US.
ANDREW W. MELLON, Secretary of Treasury
of the United States, et al. }
NAVIGAZIONE GENERALE ITALIANA, Appt.,|
US.
ANDREW W. MELLON, Secretary of Treasury
of the United States, et al.
——
INTERNATIONAL MERCANTILE MARINE Co.,, }
Appts. Vs.
H. C. Stuart, Collector of Customs of the} No. 693.
Port of New York and Ratpu A. Day,
Federal Prohibition Director, et al.
UNITED AMERICAN LINEs, Appt.,
US.
Port of New York and Joun D. AppLeny
Federal Prohibition Zone Chief, et al.
,
H. C. Sruart, Collector of Customs of ° ef No. 694.
|
IV
No. 670.
No. 678.
see
Appeals from the United States District Court for the
Southern District of New York.
BRIEF AMICI CURIAE ON BEHALF OF
DEFENDANT.
Agreeable to the permission of the court this brief is
filed in the hope that it will prove helpful in the solution
of the questions of law involved.
STATEMENT.
This brief is submitted in support of the following prop-
ositions of law which are determinative in these cases.
The transportation, possession or furnishing of intoxi-
cating liquors for beverage purposes upon vessels of the
United States at all places and upon foreign vessels within
the territorial waters of the United States is unlawful
under the Eighteenth Amendment to the Constitution of
the United States and the National Prohibition Act.
I. THE EIGHTEENTH AMENDMENT PRO-
HIBITS ALL TRANSPORTATION OF INTOXI-
CATING LIQUORS FOR BEVERAGE PURPOSES
WITHIN THE UNITED STATES AND ALL TER.
RITORY SUBJECT TO THE JURISDICTION
THEREOF.
The Eighteenth Amendment insofar as it is applicable
to this question provides :
1
2
“The * * * transportation of intoxicating
liquors within * * * the United States, and all
territory subject to the jurisdiction thereof for
beverage purposes is hereby prohibited. * * *”
This prohibition flows from an amendment to the Con.
stitution. The amendment not only lays the prohibition
but defines the extent of its jurisdictional application.
The language of the article is comprehensive and pro
hibits all transportation of intoxicating liquors within the
United States and all territory subject to the jurisdiction
thereof for beverage purposes. This amendment insti-
tutes a new policy upon the part of the national govern.
ment and confers upon Congress a portion of the police
power heretofore residing solely in the states.
In any attempt to apply the decisions of this court con
struing the territorial application of acts of Congress and
to reason therefrom in their application to the Eighteenth
Amendment, certain fundamental differences must be
noticed. In the original Constitution of the United States
there were two clauses which conferred upon Congress
authority to legislate with reference to ships upon the high
seas. They were: Article I, Section 8, Clause 10, which
provides in defining the legislative power of Congress,
“that Congress shall have power * * * to define and
punish piracies and felonies committed on the high seas
and offenses against the law of nations”; and Article III,
Section 2, which provides that “judicial power shal! extend
* * * to all cases of admiralty and maritime jurisdiction
* ee
Examining these two sections of the original Constitu-
tion it will be observed that they do not lay any prohibi-
tion or define any offense. The first specifically provides
that Congress shall have power to punish piracies and
felonies, the second merely defines the jurisdiction of the
courts. Therefore, under these two sections of the
ee
Tey
Pee ee
3
original Constitution until there was a plain legislative
enactment upon the part of Congress indicating an intent
to punish a specific offense upon the high seas the court
had no jurisdiction to try and punish such offenders, and in
all of the decisions by this court construing the acts of Con-
gress enacted pursuant to these powers the question was
always, has Congress exercised this power conferred ?
When consideration is given to the Eighteenth Amend-
ment a very fundamental and material difference is ap-
parent. The Eighteenth Amendment represents a
changed policy by the sovereign people through the addi-
tion of a new principle to the organic law. It in itself lays
a prohibition and defines the extent of its application by
declaring that its provision shall apply to the United
States and all territory subject to the jurisdiction thereof.
In this case there is no need to determine whether Con-
gress has legislated to create an offense upon the high seas.
The amendment itself does that and imposes upon Con-
gress the duty of enacting appropriate legislation for its
enforcement. In other words the offense is declared by
the Constitution and in this instance the source of power is
not alone that derived from the clauses of Article I or
Article III, above quoted. The Eighteenth Amendment
is co-ordinate and co-existent with the articles of the origi-
nal Constitution. Because the Eighteenth Amendment
isa part of the Constitution and in terms defines the extent
of its operation the legislation enacted by Congress for its
enforcement must be co-extensive with the amendment it-
self. The only similar principle in the Constitution to
that embodied in the Eighteenth Amendment is that found
in the Thirteenth Amendment prohibiting slavery, which
also defines the extent of its operation. See the language
of Justice Brown in Downes vs. Bidwell, 182 U.S. 45, 44
L. Ed. 1088, 1092.
6
and in comprehensive terms defined the scope within
which the prohibition was to apply is indicative of an in-
tention upon the part of the people of the United States
that there should be nothing left to surmise or implication
as to the extent of its operation.
This court in its decision in the case of Rhode Island vs.
Palmer, 253 U. S. 350, 64 L. Ed. 946, in which it upheld
the validity of the amendment and the constitutionality of
the National Prohibition Act enacted for its enforcement,
said:
“The first section of the amendment—the one
embodying the prohibition—is operative through-
out the entire territorial limits of the United
States, binds all legislative bodies, courts, public
officers, and individuals within those limits, and of
its own force invalidates every legislative act—
whether by Congress, by a state legislature, or by
a territorial assembly—which authorizes or sanc-
tions what the section prohibits.”
It will be observed that the court uses the words “is
operative throughout the entire territorial limits of the
United States.” These are not words of limitation. If
the court had intended to use restrictive language in con-
nection with the interpretation of the Amendment it would
have used the phrase ‘actual territorial limits.” The
phrase “actual territorial limits” is one which is well
understood in international law when the purpose is to
refer to the actual confines of a country and the territorial
waters over which jurisdiction is commonly exercised as a
matter of sovereign right under international law.
The contention that the use of the words “territorial
limits”’ is indicative of an intention to refer simply to lands
is based upon a mis-apprehension. If it is attempted to
limit the use of the words “territorial limits” simply to
lands by the adoption of a literal construction, such as 1s
contended for by those urging the narrow interpretation,
7
it would be possible to go still further and say that the
Eighteenth Amendment has no application to the navi-
gable waters of this country since they are not a part of
theland. The phrase “entire territorial limits” employed
by the court, is properly susceptible of no such interpreta-
tion. Mr. Chief Justice White, in his concurring opinion
in speaking of the prohibition laid in the amendment, said :
“In the first place, it is indisputable, as I have
stated, that the first section imposes a general pro-
hibition which it was the purpose to make univer-
sally and uniformly operative and efficacious.”
II. THE NATIONAL PROHIBITION ACT PRO-
HIBITS ALL TRANSPORTATION, POSSESSION
OR FURNISHING OF LIQUOR EXCEPT WHERE
EXPRESS AUTHORIZATION THEREFOR IS
FOUND IN THE ACT. THOSE WHO SEEK TO
SET UP AN EXCEPTION MUST ESTABLISH IT
AS BEING WITHIN THE WORDS AS WELL AS
THE REASON THEREOF.
Section 3 of Title II of the National Prohibition Act
provides :
‘No person shall on or after the date when the
Eighteenth Amendment to the Constitution of the
United States goes into effect, manufacture, sell,
barter, transport, import, export, deliver, furnish
or possess any intoxicating liquor except as author-
ized in this Act, and all the provisions of this Act
shall be liberally construed to the end that the use
of intoxicating liquor as a beverage may be pre-
vented.”
This statute enacted by Congress for the enforcement of
the Eighteenth Amendment is co-extensive with the opera-
tion of the amendment itself. Upon this point this court
said in Rhode Island vs. Palmer; 253 U.S. 350, 64 L. Ed.
946:
8
‘The power confided to Congress by the provi-
sions of the Eighteenth Amendment to the Federal
Constitution, that ‘the Congress and the several
states shall have concurrent power to enforce this
article by appropriate legislation,’ while not ex.
clusive, is territorially co-extensive with the pro.
hibition of that Amendment, embraces manufac
ture and other intrastate transactions as well as
importation, exportation, and interstate trafic,
and is in np wise dependent on or affected by action
or inaction on the part of the several states or any
of them.” (Italics ours.)
The National Prohibition Act not only prohibits the
transportation and sale of intoxicating liquors for bever. —
age purposes but also prohibits the possession and furnish.
ing of such liquors for beverage purposes except where
specific authorization is made therefor in the Act.
The general rule of statutory construction is that even
an expressed proviso carves special exceptions only out of
a general enacting clause; and that those who set up any |
such exception must establish it as being within the words
as well as the reason therefor.
United States ws. Dickson, 15 Pet. 141, 165, 10 L. Ed.
689; Ryan ws. Carter, 93 U. S. 78, 83, 23 L. Ed. 807;
Schlemmer vs. Buffalo Railway, 205 U.S. 1, 10, 27 Su.
Ct., 407, 51 L. Ed. 681; United States vs. Trinity Rail-
way (5th Circuit), 211 Fed. 448, 453, 128 C. C. A., 120.
In the instant case there is no express proviso authoriz-
ing the transportation, possession, or furnishing of bever
age liquors on ships.
In all of the prohibition laws of the states which pro
hibit the manufacture, sale, transportation, etc., of intoxi-
cating liquor except as authorized by the law, those who
claim the right to make or possess such liquor must set
‘forth the provisions in the law which authorized them to
have control of the liquor. This is the form of the pro
hibition in Section 3 of the National Prohibition Act.
9
These laws do not confine the prohibition to the bever-
age liquor traffic, but prohibit intoxicating liquors for all
purposes except as authorized in the Act. Those who
desire to make, sell, transport or possess liquor under a
genera! prohibition of such Acts must do so under some
specific exception named in the law. In the recent case of
Crane vs. Campbell, 245 U. S. 304, in construing the
statute of the State of Idaho which prohibited the posses-
sion of whisky even for medicinal purposes, this court sus-
tained the decision of the State Supreme Court that held:
“The only means provided by the Act for pro-
curing intoxicating liquors in the prohibition dis-
trict tor any purpose relates to wine to be used for
sacramental purposes and pure alcohol to be used
for scientific or mechanical purposes, or for com-
pounding or preparing medicines, so that the pos-
session of whisky, or of any intoxicating liquor,
other than wine and pure alcohol for the uses
above mentioned is prohibited.”
Section 15 of the State law provides:
“It shall be unlawful for any person to import,
ship, sell, transport, deliver, receive or have in his
Possession any intoxicating liquors except as in
this Act provided.”
The full text of the statute of Idaho setting forth tne
exceptions will be found in the decision of the State Su-
preme Court in Ex Parte Crane, 151 Pac. Rep. 1006.
In construing the National Prohibition Act the Circuit
Court of Appeals, Sixth Circuit, in Small Grain Distilling
& Drug Company vs. Hamilton, 276 Fed. 544, said:
“The prohibitory language of sections 3 and 6
is prima facie universal; those who seek to show a
right within the exceptions stated must make that
right clear.”
That this is the rule adopted in the construction of pro-
hibitory laws is well established. The Supreme Court of
TT RASS nomen
EBS
10
Utah in construing an act of the Legislature of that State
(Laws 1917, Ch. 2) State vs. Certain Intoxicating
Liquors, 172 Pac. 1050, prohibiting all sale, manufacture,
use and posession of intoxicating liquor except as author.
ized, in answer to the contention that the statute did not
prohibit the possession of liquor acquired prior to the date
upon which the act became effective and intended for the
personal use of the owner, said:
‘““(1) No exceptions being made in the act other
than the foregoing, we think it is made clear by the
sections quoted that it was the legislative intent to
not only forbidg the possession but to abolish
property rights in alcoholic liquors within the con-
fines of the State after August 1, 1917, aside from
the exceptions expressly provided for in the Act,
no matter when or how acquired, for what use in-
tended, or in what place kept or possessed. * * *”
Other illustrations of this are found in the decisions of
the Supreme Court of Washington, case of State vs.
Giaudrone, 186, Pac. 870; the decision of the Supreme
Court of Nebraska in the case of Fitch vs. State, 167 N.
W. 418.
This principle was again sustained by this court in the
recent case of Grogan vs. Walker, wherein it was said:
“The manufacture, possession, sale and transpor-
tation of spirits and wine for other than beverage
purposes are provided for in the act, but there is no
provision for transshipment or carriage across the
coun’. 7 from without. When Congress was ready
to permit such a transit for special reasons, in the
Canal Zone, it permitted it in express words.
Title III, Section 21, 41 Stat. 322.”
III. THE RIGHT OF CONGRESS TO PROHIBIT
THE POSSESSION OF INTOXICATING LIQUORS
IS WELL ESTABLISHED. IT IS APPROPRIATE
LEGISLATION FOR THE ENFORCEMENT OF THE
EIGHTEENTH AMENDMENT.
11
The Circuit Court of Appeals for the Ninth Circuit in
the case of Page vs. United States, 278 Fed. 41, held:
“The restrictions on the possession of intoxicat-
ing liquors contained in National Prohibition Act,
Title II, Section 3, are reasonably adapted to the
enforcement of the prohibition against the unlaw-
ful manufacture, sale, or transportation of intoxi-
cating liquors under the Eighteenth Amendment,
so that such restrictions are not beyond the power
of Congress to enact.”
A writ of certiorari was denied by this court in this
case. 258 U.S. , 42 Su. Ct. 461, 66 L. Ed. ,
The Circuit Court of Appeals, for the Eighth Circuit
in the case of Massey vs. United States, 281 Fed. 293, held:
“Under Const. Amend. 18, prohibiting the
manufacture, sale, and transportation, but not the
possession, of intoxicating liquor, section 2 of which
gives Congress power to enforce the amendment
by appropriate legislation the provisions of the
Hacional Prohibition Act making the possession
of intoxicating liquor unlawful was reasonably
proper to enforce the prohibition against the manu-
facture and sale of such liquor, so as to be within
the power of Congress, even though the statute
may embrace some instances in which possession
is not the result of unlawful manufacture, sale, or
transportation.”
This court in passing upon the alleged Constitutional
right to possession of liquor for beverage purposes held
in the case of Crane vs. Campbell, 245 U. S. 304, 62 L.
Ed. 304:
“The mere possession of whisky for personal
use may be rendered criminal by state legislation
without abridging privileges or immunities of citi-
zens of the United States, or depriving a person of
a liberty, or property without due process of
aw. re
12
The Supreme Court of Alabama in the case of Phelps
os. State, 75 So. 877, held: :
“It is a violation of the prohibition law for
defendant to retain in his possession liquors that
were owned and possessed by him before the law
became operative.”
See also State vs. Certain Intoxicating Liquors, (Utah)
172 Pac. 1050; Jones os. State, (Ala.) 85 So. 839; State os.
Giaudrone, (Wash.) 186 Pac. 870; Lacount vs. State, (Ga)
104 S. E. 920; People vs. Stambosva (Mich.) 178 N. W.
226; State vs. Macek, (Kan.) 180 Pac. 985; Bank vs. State,
(Texas) 230 S. W. 994; People vs. Sandy, (Colo.) 203 Pac.
671.
In the instant case there is no express proviso in the
National Prohibition Act itself, there is no provision in
any treaty nor is there other statutory authority author-
izing transportation, possession or the furnishing of
beverage liquors on vessels of the United States anywhere
or upon foreign vessels within the territorial waters of the
United States. Such an exception can arise only by
implication. The position of the shippers in the Grogan
case was much stronger. In that case they relied upon
the express provisions of a treaty and the terms of Section
3005 of the Revised Statutes of the United States. In
the instant case the exception can arise only by implica-
tion. Implied exceptions are not favored and can arise
only where to adopt a literal construction would defeat
the purpose of the legislation. This necessitates a con
sideration of the purpose of the Eighteenth Amendment
and National Prohibition Act.
IV. THE PURPOSE OF THE EIGHTEENTH
AMENDMENT IS CONCLUSIVE OF ITS CORRECT
CONSTRUCTION.
The Supreme Court said in the case of Maxwell ss.
Dow, 176 U. S. 580, 44 L. Ed. 597, of the rule of con-
struction to be applied to constitutional amendments:
13
“The language of a constitutional amendment
should be read in connection with the known con-
dition of affairs out of which the occasion for its
adoption may have arisen, and then construed, if
there be therein any doubtful expressions, in a way,
so far as is reasonably possible, to forward the
known purpose or object for which the amendment
was adopted.”
The ultimate purpose of all prohibition statutes is to
prevent the consumption of intoxicating liquors for
beverage purposes. The Supreme Court of Alabama in
the case of Southern Express Company vs. Whittle, 194
Ala. 406, 69 So. 652, said:
“The object and purpose of all laws governing
the subject of intoxicating liquors is ‘to promote
temperance.’ The evil to be remedied is the use of
intoxicating liquors as a beverage.”
See: Ex Parte Crane, 151 Pac. 1006; Lincoln vs. State,
27 Vt. 320 at 337; State vs. J. P. Bass Publishing Co.,
104 Me. 288, 71 A. 894; State vs. Certain Intoxicating
Liquors (Utah) 172 Pac. 1050; State vs. Giaudrone (Wash.)
186 Pac. 870; Fitch os. State, (Neb.) 167 N. W. 417, 419;
West Virginia vs Adams Express Co., (C. C. A., 4th Cir.
Ct.), 219 Fed. 794; Trageser vs. Gray, 73 Md. 250, 20
Atl. 905; Crane vs. Campbell, 245 U. S. 304, 62 L. Ed. 304.
The courts not only consider the purpose of the statute
but the nature of the evil to be remedied as well, as was
said by Mr. Justice McReynolds in sustaining the pro-
hibition statutes of Idaho in the case of Crane vs. Camp-
bell, 245 U. S. 304, 62 L. Ed. 304:
“Tt must now be regarded as settled that, on
account of their well-known noxious qualities and
the extraordinary evils shown by experience com-
monly to be consequent upon their use, a state has
power absolutely to prohibit manufacture, gift,
“saoenage Phe ig or transportation of intoxicating
iquors within its borders without violating the
guaranties of the Fourteenth Amendment.
* *”
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Sin Aidit ad saat No A AN daa ak Bahia Mee
yA aac ne tin sili ise
\4
It was said by the Court of Errors and Appeals of
New Jersey in the case of Paul os. Gloucester, 50 N. L.
Law 585, 15 Atl. 272, 1 L. R. A., 86:
“The sale of intoxicating liquors has, from the
earliest history of our state, been dealt with by
legislation in an exceptional way. It is a subject
by itself, to the treatment of which all the analogies
of the law, appropriate to other topics, cannot be
applied.”
The Eighteenth Amendment represents the culmina-
tion of a half century struggle upon the part of the people
of the United States in an attempt to reach a satisfactory
solution of the problems arising from the use of intoxicat-
ing liquor as a beverage. The various steps of the progress
of this movement are strikingly portrayed in the decisions
of the United States Supreme Court from the decision
in the case of Leisy vs. Hardin, 135 U. S. 100, 34 L. Ed.
128, wherein the court held that intoxicating liquors
shipped into a state were protected under the commerce
clause as long as they remained in the origina! package.
This was met by the passage of what was known as the
Wilson Law, which was sustained in Jn Re Rahrer, 140
U. S. 545. This in turn was followed by the passage of
the Webb-Kenyon Act, removing the interstate commerce
protection from intoxicating liquors introduced into a
state in violation of the law of a state, sustained in the
case of Clark Distilling Company os. Western Maryland
Railway Company, 242 U. S. 311.
So widespread had become the demand for legislation
prohibiting the manufacture and sale of intoxicating
liquors at the outbreak of the World War, that Congress,
in the exercise of the power conferred by the Constitution
to wage war, prohibited the manufacture and sale of
intoxicating liquors as a war measure. This legislation
was sustained in Hamilton vs. Kentucky Distilleries and
Warehouse Company, 251 U. S. 146, and Ruppert 2%.
15
Caffey, 251 U. S. 264. The application of the principle
of prohibition on a national scale met with such general
approval that Congress on December 18, 1917, submitted
a resolution proposing the Eighteenth Amendment to the
Constitution of the United States. This resolution
required that it be ratified within seven years, if it was to
become operative. The proposed amendment was so
responsive to popular demand that by January 16, 1919,
the Legislatures of the necessary three-fourths of the states
had ratified it, and up to the present time the Legisla-
tures of forty-six of the forty-eight states have ratified the
amendment. This amendinent was ratified Veieke
’ me than any amendment to the Con-
stitution which had preceded it. To a peculiar degree it
represents the popular demand of the people of the United
States.
That it was the purpose of the people in incorporating
this amendment in the Constitution to withdraw all sanc-
tion and protection of this government from beverage in-
toxicants without regard to whether they were to be used or
consumed by citizens of this country is evidenced by the
comprehensive language employed in the Amendment itself,
for the amendment prohibits the exportation of intoxicating
liquors for beverage purposes, although such liquors are not
intended for use by the citizens of the United States. As
this court in speaking of this feature of the Amendment
aptly expressed it in the case of Grogan os. Walker:
“* * * Tt does not confine itself in any
meticulous way to the use of intoxicants in this
country. It forbade export for beverage purposes
elsewhere. * * *”
Congress, in the exercise of the duty imposed upon it to
enact appropriate legislation for its enforcement, has also
framed legislation broad in its terms to give effect to the
true intendment of the Amendment. Section 3 of the
16
Act lays down a broad prohibition by providing that “no
person shall on or after the date when the Eighteenth
Amendment to the Constitution of the United States goes
into effect, manufacture, sell, barter, transport, import,
export, deliver, furnish or possess any intoxicating liquor
except as authorized in the Act, and all of the provisions of
this Act shall be liberally construed to the end that the
use of intoxicating liquors as a beverage may be pre-
vented.”
In the remaining sections of the Act exceptions are made
for the procuring and use of intoxicating liquors for non-
beverage purposes. There are no exceptions created in
the statute with reference to vessels of the United States
anywhere or as to foreign vessels within the territorial
waters of the United States. Where Congress in its legis-
lative wisdom deemed an exception proper it made express
provision for it. A single instance of this is found in the
case of transportation of liquor through the Panama Canal
or on the Panama Railroad. But even in this excepted
case the liquor is required to be in transit and it is expressly
provided that there shall be no sale of such liquors for
beverage purposes within the Canal Zone. These pro-
visions of the statute clearly show that Congress recognized
the nature of the evil to be remedied and withdrew the
protection of this government, insofar as it was within
its sovereign power, from all possession or transportation
of intoxicating liquors coming within the jurisdiction of
this country, irrespective of whether it was to be consumed
by citizens of this country. This but followed the pur-
pose of the Amendment in prohibiting exportation and
this has been the construction given the Amendment and
statute by this court in the case of Grogan os. Walker,
wherein the shipping interests contended that the trans-
shipment of liquors through this country was not within
the purview of the Amendment. The court said:
;
3
i
.
>
:
17
“They did not want intoxicating liquor in the
United States, and reasonably may have thought
that if they let it in some of it was likely to stay.”
Considering next the practical questions involved.
According to enforcement officers one of the chief diffi-
culties at present in law enforcement is the smuggling of
liquors into the United States in the guise of ship stores or
through other forms of subterfuge. The practical con-
siderations involved in the construction of the statute
apply as reasons for prohibiting the transportation, pos-
session or furnishing of liquors upon foreign vessels within
the territorial limits in the instant case, with even greater
force than they did in the case of Grogan vs. Walker, and
Anchor Line vs. Aldridge. In that case the question of
the permission to transship liquors through this country
involved to the people of the United States simply the
danger that some of the liquor might be diverted in transit.
There is involved in the instant case, the additional
element of unjust discrimination against vessels of the
United States if an exception be implied in the statute.
(See Exhibit “A,” p. 45.)
The Attorney General of the United States in an opinion
rendered October 6, 1922, in reaffirming a ruling made by
the former Attorney General, of November 1, 1920, held
that the transportation or possession of intoxicating
liquor upon vessles of the United States whether within or
without the territorial waters of the United States was
prohibited under the Eighteenth Amendment and
National Prohibition Act. This view has also been
sustained by the courts in the case of United States os.
254 Bottles of Intoxicating Liquor; 281 Fed. 247 wherein
the District Court for the Southern District of Texas held:
“Possession of intoxicating liquors on the high
seas by captain of a vessel owned and operated for
the account of the United States Shipping Board
mergency Fleet Corporation was illegal, and they
were subject to forfeiture under the National
yo sel ike. seed ere Seis ewan
et Ni a ll Rl i lt a enh Nisa STi LC ST lc ll a is ew:
POSED Coa UK ONES ny TOW
18
Prohibition Act, Title II, sections 3, 6, 26; the ship
being a part of the territory of the United States.”
District Judge Learned Hand in passing upon these
cases when they were before him, said in speaking of the
purpose of the Eighteenth Amendment and National
Prohibition Act:
«x * * Effecting a revolutionary reform in
the habits of the nation, the statute is to be under-
stood as thoroughgoing in its intent to accom-
plish the results desired. It did not specify the
extent of its application in detail, but left that to
be gathered from its occasion, and the generality of
the words used. It intended to exercise once for
all the complete power of Congress under the
amendment, and its very want of particularity,
is a good index that it meant to cover what it
could. * * * Indeed, specification in the stat-
ute might have defeated its ends, on the theory
that what was omitted must be taken as excluded.”
In the case of the application of the Eighteenth
Amendment and National Prohibition Act to vessels of
the United States on the high seas it is true that the
National Prohibition Act does not in express terms extend
its application to vessels upon the high seas, but these
rulings are based upon the fact that this offense is created
by the Constitution itself which not only lays the pro-
hibition but defines the extent of its operation. There
being no exception made with reference to vessels of the
United States upon the high seas it naturally follows that
the prohibition applies to them. In the instant cases
there are no exceptions made in the statute authorizing
the transportation, possession or furnishing intoxicating
liquor by foreign vessels within the territorial waters of the
United States. If the people of the United States did not
intend that vessels of the United States should have the
privilege of transporting or possessing intoxicating
liquors it is unlikely that they would have discriminated
19
in favor of foreign nations as against vessels of the United
States. The National Prohibition Act provides that it
shall be liberally construed to the end that the use of
intoxicating liquor as a beverage may be prevented. As
between a construction which will prevent vessels trans-
porting or possessing liquor for beverage purposes from
entering the jurisdiction of the United States and one
which will permit such entry there can be no doubt as to
which construction better tends to prevent the use of
beverage intoxicants. The courts in endeavoring to
ascertain the intention of the legislative body will not only
consider the language of the statute but the practical
results flowing from such interpretation. The mere sug-
gestion that the people of the United States intended to
grant to foreign nations a privilege which they denied to
their own citizens, carries its own refutation.
In considering the practical effect of a construction of
the Act of Congress relating to American Seamen the
Supreme Court of the United States in the case of Patter-
son vs. Eudora, 190 U. S. 168, 47 L. Ed. 1002 held the
provisions of the statute to be equally applicable to foreign
ships and said of the reasons which induced Congress to
enact it:
“Moreover, as ninety per cent of all commerce in
our ports is conducted in foreign vessels, it must be
obvious that their exemption from these shipping
laws will go far to embarrass domestic vessels in
obtaining their quota of seamen. To the average
sailor it is a consideration while in port to have his
wages in part prepaid, and if, in a large port like
New York, ninety per cent of the vessels are per-
mitted to prepay such seamen as ship upon them,
and the other ten per cent being American vessels,
cannot thus prepay, it will be exceedingly difficult
for American vessels to obtain crews. This
practical consideration, presumably, appealed to
Congress and fully justified the provision herein
contained.”
|
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4
3
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4
A
20
The indisputable purpose of the people of the United
States in adopting the Eighteenth Amendment and of
Congress in passing the National Prohibition Act was to
make its prohibition of uniform application within the
limits of its jurisdiction; to discriminate against none and
to treat all nations alike.
V. THE LANGUAGE OF THE STATUTE AS
WELL AS THE DECISIONS OF THIS COURT
INDICATE THAT IT IS TO BE GIVEN A LIBERAL
RATHER THAN A RESTRICTED CONSTRUCTION
TO EFFECT ITS PURPOSE.
Section 3, Title II of the National Prohibition Act
provides:
“All the provisions of this Act shall be liberally
construed to the end that the use of intoxicating
liquors as a beverage may be prevented. alae
The uniform decisions of this court in construing the
National Prohibition Act are to the effect that it is to be
given a liberal rather than a restricted construction. This
is evidenced by the decision in the case of Rhode Island
vs. Palmer, 253 U. S. 350, 64 L. Ed. 946, wherein the pro-
vision defining intoxicating liquors to include beverages
containing as much as one-half of one per cent of alcohol
was sustained, although such might not be in fact intoxi-
cating; see also Ruppert vs. Caffey, 251 U. S. 264, 64
L. Ed. 261, also sustaining the prohibition as applicable to
liquors manufactured prior to the date the Act became
effective and denying compensation to the owners
thereof. Rhode Island vs. Palmer and Ruppert ».
Caffey, supra. Sustaining the application of the pro-
hibition to liquors purchased prior to the date the act
became effective and stored in bonded warehouses though
intended solely for use of the owner in the home. Corneli
vs. Moore, 66 L. Ed. —. | Denying the contention of the
British shippers that under the provisions of a treaty
21
they were entitled to transship liquors through this
country in bond. Grogan vs. Walker, Anchor Line os.
Aldridge.
VI. VESSELS OF THE UNITED STATES ARE
TERRITORY OF THE UNITED STATES. THE
PROHIBITIONS OF THE EIGHTEENTH AMEND-
MENT APPLY TO THEM WHEREVER THEY ARE.
Vessels on the high seas occupy a position in law unlike
that of any other species of property. This is shown by
the following excerpts from Moore’s International Law
Digest, Volume 1, Page 930, wherein it is said:
“Tt is often stated that a ship on the high seas
constitutes a part of the territory of the nation
whose flag it flies. In the physical sense, this
phrase obviously is metaphorical. In the legal
sense, it means that a ship on the high seas is sub-
ject to the exclusive jurisdiction of the nation to
which, or to whose citizens, it belongs. The juris-
diction is quasi territorial.”
For the purpose of the administration of law such
merchant vessels are constructively considered a part of
the territory of the nation to which they belong, both as
regards the application of civil and criminal statutes.
This is the view expressed by this court in the case of St.
Clair os. United States, 154 U. S. 134, 38 L. Ed. 936.
This was a prosecution for murder under Section 5339 of
the Revised Statutes of the United States providing for
the punishment of “every person who commits murder
upon the high seas * * *-* within the admiralty and
maritime jurisdiction of the United States and out of the
jurisdiction of any particular state.” The court held:
“A vessel registered as a vessel of the United
States is, in many respects, considered as a portion
of its territory, and persons on board are protected
and governed by the laws of the country to which
the vessel belongs.”
22
In the case of United States vs. Rodgers, 150 U. S. 249,
37 L. Ed. 1071, which was an indictment for murder com-
mitted on the Great Lakes, this court held that the term
“high seas” included the unenclosed waters of the Great
Lakes, and said:
“A vessel is deemed a et of the territory of
the country to which she belongs.”
See also the case of Wynne vs. United States, 217 U.S.
240, 54 L. Ed. 748, wherein this court sustained a convic-
tion for murder committed on board an American ship
lying in the harbor at Honolulu. It was held there was
nothing in the Hawaiian Organic Act of April 30, 1900,
which expressly or impliedly deprived Federal courts of
their jurisdiction to punish murder under the circum-
stances, when committed in a haven or arm of the sea
within the admiralty jurisdiction of the United States
and out of the jurisdiction of any particular state.
See also the case of Wiborg vs. United States, 163 U. S.
633, 41 L. Ed. 289, which was an indictment for embarking
upon a military expedition prohibited by the United
States Revised Statutes, Section 5286. The indictment
was sustained where the evidence showed that the parties
in pursuance of an agreement were taken by a tug thirty
or forty miles out to sea to a steamer on which they
embarked, whereon they drilled in preparation for partici-
pation in the Revolution in Cuba. The majority of the
court sustained the conviction notwithstanding the dis-
senting opinion of Mr. Justice Harlan in which he held
that the defendant could not have been said to have done
any act within the territorial jurisdiction of the United
States within the contemplation of the statute. It will
be observed that the overt acts in this case were com-
mitted on the high seas.
See also the case of Miller vs. United States, 242 Fed.
907, sustained by this court in 62 L. Ed. 535. The case
a ’ . pie (SNL
23
of a conviction for the unlawful theft of fish on the high
seas.
See the case of Daeche vs. United States, 250 Fed. 566,
the Circuit Court of Appeals for the Second Circuit held:
“In a prosecution under Cr. Code, Section 37
(Comp. St. 1916, Section 10201), denouncing con-
spiracies to commit any offense against the United
States, and Section 298 (Comp. St. 1916, Section
10471), denouncing the offense of attacking any
vessel belonging to another with intent to unlaw-
fully plunder the same or despoil any owner thereof
of any goods, etc., where defendants to aid Ger-
many conspired to attach to munition bearing
ships while in the waters of the United States infer-
nal machines which would explode while they were
on the high seas, the offense must be deemed to
have been committed within the United States,
which was the place where the last conscious act
of the wrongdoers was performed.” (Italics ours.)
See also Pedersen, et al., vs. United States, 271 Fed. 187.
Mr. Justice Field, in United States vs. Smiley, 6 Sawyer
640, 645, stated the rule of law determining the territory
subject to the criminal jurisdiction of the United States
as follows:
“Their actual territory is co-extensive with their
Possessions, including a marine league from their
shores into the sea. * * * The constructive
territory of the United States embraces vessels
sailing under their flag; wherever they go they
carry the laws of their country, and for a violation
of them their officers and men may be subject to
punishment.”
Our diplomatic correspondence and the opinions of the
courts have uniformly considered that insofar as the
restraining and protecting jurisdiction of our government
is concerned, American ships whether owned by the
government or by private citizens or corporations are in
many respects territory of the United States, both for
PRUSSIA AR ORE OR PON! emteen oa ee wae Bh Mini ete
24
purposes of civil and criminal jurisdiction; the Scotia,
14 Wall. 170, 184; Crapo vs. Kelly, 16 Wall. 610; Lind-
strom vs. International Navigation Company, 117 Fed.
170; Mr. Blaine, Secretary of State, to Mr. Ryan, Minister
to Mexico, Nov. 27, 1889, (Moore’s Int. Law Digest,
vol. I, page 931; Mr. Webster, Secretary of State, to
Lord Ashburton, August, 1842 cited in Rogers vs. United
States, 150 U. S. 247; St. Clair vs. United States, 154
U. S. 134, 152; United States os. Smiley, 6 Sawy. 640,
645; Wilson vs. McNamee, 102 U. S. 572; Manchester vs.
Mass., 139 U. S. 240; For purposes of taxation, People vs.
Com. of Taxation, 58 N. Y. 2421; Olsen vs. San Francisco,
82, Pac. 850; Pilotage Laws; Wilson vs. McNamee, 102
U. S. 572; Laws concerning assignment, Crapo vs. Kelly,
16 Wall. 610; Manchester vs. Mass., 139 U. S. 240; Old
Dominion Steamship Company vs. Gilmore, 206 U. S.
402, 403; For purpose of extradition; Moore on Extradi-
tion, vol. I, page 135, section 104; Vogt 14 Op. Att. Gen.,
281; Wharton’s State Trials, pages 392, 403, 404; Seale’s
Cases on Conflict of Laws, Section 22, page 506.
VII. MERCHANT VESSELS OF ONE SOVEREIGN
ENTERING THE PORTS OF ANOTHER SUBJECT
THEMSELVES TO THE LAW OF THE PORT OF
ENTRY. REQUIRING FOREIGN VESSELS EN-
TERING OUR PORTS SEEKING OUR TRADE TO
COMPLY WITH OUR LAWS VIOLATES NO RULE
OF INTERNATIONAL LAW.
The people of the United States and Congress are
possessed of full authority to enact this legislation. It is
based upon the fundamental right of a sovereign to
enforce its laws. Every sovereign nation has the inherent
right to admit or refuse entrance to vessels belonging to
another nation as it may see fit, and may impose such
conditions upon their entrance as in its legislative wisdom
may be necessary.
Ta tN SSL eA BARA ORNS
OB ee NSS ROS a OR Ded |
25
The construction of the statute, herein contended for,
involves no unjust discrimination in violation of treaty
rights. It treats all nations alike. It affords to natives
of foreign nations the same protection as to natives of this
country. This is all that they may demand under any
law, international, municipal or moral. The construction
operates uniformly upon the citizens of all nations.
Authorities for this principle are as follows:
EACH FULLY SOVEREIGN STATE HAS EXCLU-
SIVE JURISDICTION OVER ITS OWN TERRITORY
AND WITHIN THAT TERRITORY THE STATE IS
ABSOLUTE. 22 Cyc. International Law, page 1718.
Chief Justice Marshall in the early case of The Schooner
Exchange os. McFadden, et al., 7 Cranch, 114; 3 L. Ed.
page 287, laid down the law upon the subject as follows:
“The jurisdiction of the nation within its own
territory is necessarily exclusive and absolute. It
is susceptible of no limitation not imposed by itself.
Any restriction upon it, deriving validity from an
external source, would imply a diminution of its
sovereignty to the extent of the restriction, and an
investment of that sovereignty to the same extent
in that power which could impose such restriction.
“All exceptions, therefore, to the full and com-
plete power of a nation within its own territories,
must be traced up to the consent of the nation
itself. They can flow from no other legitimate
source.”
MERCHANT VESSELS OF ONE SOVEREIGN
ENTERING THE PORTS OF ANOTHER SUBJECT
THEMSELVES TO THE LAWS OF THE PORT OF
ENTRY. This principle was also laid down by Chief
Justice Marshall in the case of The Schooner Exchange os.
McFadden et al., 7 Cranch, 144, 3 L. Ed. 296, as follows:
“When private individuals of one nation spread
themselves through another as business or caprice
may direct, mingling indiscriminately with the
oe ewe SANE >
26
inhabitants of that other, or when merchant vessels
enter for the purpose of trade, it would be obviously
inconvenient and dangerous to society, and would
subject the laws to continual infraction, and the
government to degradation, if such individuals or
merchants did not owe temporary and_ local
allegiance and were not amenable to the juris-
diction of the country. Nor can the foreign
sovereign have any motive for wishing such exemp-
tion. His subjects thus passing into foreign
countries, are not employed by him, nor are they
engaged in national pursuits. Consequently there
are powerful motives for not exempting persons of
this description from the jurisdiction of the
country in which they are found, and no one motive
for requiring it. The implied license, therefore,
under which they enter can never be construed to
grant such exemption.”
This enunciation by Chief Justice Marshall has been
repeatedly followed by this court and has become a well
established principle of our jurisprudence. In the case of
Patterson vs. Eudora, 190 U. S. 168, 47 L. Ed. 1007, in
speaking of the Act relating to American Seamen, the
court said:
“* * * Yet when a foreign merchant vessel
comes into our ports, like a foreign citizen coming
into our territory, it subjects itself to the jurisdiction
of this country.” (Italics ours.)
In the case of United States vs. Diekelman, 92 U. S.
520, 23 L. Ed. 742, this court said:
“Merchant vessels of one country, visiting the
ports of another, for the purpose of trade, subject
themselves to the laws which govern the ports so
visited, so long as they remain; and this as well in
war as in peace, unless otherwise provided by
treaty.”
See also Mali vs. Keeper of Common Jail, 120 U. S.
1, 30 L. Ed. 565. This view is also sustained by text
27
writers on International Law and by diplomatic Corre-
spondence of nations. Moore’s International Law Digest,
Volume 2, Section 204, page 272, 273.
THERE ARE INNUMERABLE INSTANCES OF
THE EXERCISE OF THIS INHERENT POWER OF
A SOVEREIGN TO PROHIBIT BOTH UNDESIR-
ABLE PERSONS AND PROPERTY FROM ENTER-
ING WITHIN ITS TERRITORIAL LIMITS AND
SUSTAINING THE AUTHORITY TO PROVIDE
THE CONDITIONS UPON WHICH SUCH EN-
TRANCE MAY BE MADE. Illustrations of this
principle, as it applies to persons, will be found in the
Chinese Exclusion Act in the case of Nishimura Ekiu vs.
United States, 142 U. S. 659, 35 L. Ed. 1146 in which this
court said:
“It is an accepted maxim of international law,
that every sovereign nation has the power, as in-
herent in sovereignty, and essential to self-preser-
vation, to forbid the entrance of foreigners within
its dominions, or to admit them only in such cases
and upon such conditions as it may see fit to pre-
scribe. Vattel, lib. 2 sections 94, 100; 1 Phillimore
(3rd ed.) chap. 10, section 220. In the United
States this power is vested in the national govern-
ment, to which the Constitution has committed the
entire control of international relations, in peace as
well as in war. It belongs to the political depart-
ment of the government, and may be exercised
either through treaties made by the President and
Senate, or through statutes enacted by Congress,
upon whom the constitution has conferred power to
regulate commerce with foreign nations, includ-
ing the entrance of ships, the importation of goods
and the bringing of persons into the ports of the
United States; to establish a uniform rule of
naturalization; to declare war; and to provide
and maintain armies and navies; and to make all
laws which may be necessary and proper for carry-
ing into effect these powers and all other powers
REALS OH EME LA ec G2 PL SOM ot SIN wa worene . 7 : -
a
28
vested by the Constitution in the government of
the United States or in any department or officer
thereof. U. S. Const. art. 1, section 8; Head |
Money Cases, 112 U. S. 580 (28:798); Chae Chan
Ping vs. United States, 130 U. S. 581, 604-609 (32:
1068, 1075, 1076).”
EXCLUSION AND DEPORTATION OF ANARCH-
ISTS. United States vs. Williams, 194 U. S. 278, 48
L. Ed. 979; PROHIBITING THE IMPORTATION OF |
SPONGES. Abby Dodge vs. United States, 223 U. S.
172, 56 L. Ed. 390; PROHIBITING THE IMPORTA-
TION OF TEA. Buttfield vs. Stranahan, 192 U. S. 468,
48 L. Ed. 525; OPIUM—PUNISHMENT FOR THE
RECEIPT, CONCEALMENT OR TRANSPORTA-
TION OF OPIUM IMPORTED IN VIOLATION OF
THE ACT OF CONGRESS. In the case of Brolan vs.
United States, 236 U. S. 216, 59 L. Ed. 544, this Court
sustained the Act of Congress of February 9, 1909, 35
Statutes at Large, 614, Chap. 100. Mr. Chief Justice
White said:
“Tt is not to be doubted that from the beginning
Congress has exercised a plenary power in respect
to the exclusion of merchandise brought from
foreign countries; not alone directly by the enact-
ment of embargo statutes, but indirectly, as a
necessary result of provisions contained in tariff
legislation, it has also in other than tariff legisla-
tion, exerted a police power over foreign commerce
by provisions which, in and of themselves, amounted
to the assertion of the right to exclude merchandise
at discretion. This is illustrated by statutory pro-
visions which have been in force for more than
fifty years, regulating the degree of strength of
drugs, medicines, and chemicals entitled to admis-
sion into the United States, and excluding such as
did not equal the standards adopted. 9 Statutes
at L. 237, Chapter 70, Rev. Stat. section 2933,
Comp. Stat. 1913, section 5622. And see Oceanic
Steam. Nav. Co. vs. Stranahan, 214 U. S. 320, 334,
a
ri Stadt.
an ES
29
335, 53 L. Ed. 1013, 1020, 29 Sup. Ct. Rep. 671;
The Abby Dodge, 223 U. S. 166, 176, 56 L. Ed.
390, 393, 32 Sup. Ct. Rep. 310.”
If Congress in the exercise of its power under the Con-
stitution to regulate commerce with foreign nations was
authorized to prohibit the importation of such innocuous
commodities as tea and sponges there can be no question
of its authority in the exercise of its powers to prohibit
the importation or transportation of intoxicating liquors,
under the Eighteenth Amendment.
GREAT BRITAIN—The British Parliament has re-
peatedly exercised this right. See the Act prohibiting
the importation of foreign prison made goods. Act of
1897, 60, 61 Vict., Chapter 63, Section 2. Also other
illustrations will be found in Section 42 of the Consolidated
Customs Act of 1876 as amended, 39, 40 Vict. Chapter 36,
Section 42.
LEGISLATIVE CONDITIONS FOR ENTRANCE
INTO PORTS MAY BE MADE TO APPLY EQUALLY
TO BOTH DOMESTIC AND FOREIGN SHIPS AND
IN CERTAIN INSTANCES NATIONS HAVE IM-
POSED CONDITIONS PRECEDENT AS A PRE-
REQUISITE TO ENTRANCE INTO ITS PORTS
THOUGH THE ACT REQUIRED TO BE PER-
FORMED OR OMITTED IS TO BE DONE BEYOND
ITS TERRITORIAL LIMITS. In the case of Abby
Dodge v. United States, 223 U. S. 172, 56 L. Ed. 390, this
court passed upon the Act of June 20, 1906, 34 Stat. at
Large, 313, making it unlawful to land, deliver, cure or
offer for sale at any port or place in the United States,
any sponges taken by means of diving or diving apparatus
from the waters of the Gulf of Mexico or Straits of Florida.
The exact language of the first section of this act is as
follows :
_“That from and after May first, Anno Domini
nineteen hundred and seven, it shall be unlawful
ti al nal ll ki IS Sik Aa, PN lc wr lt Ne Aa 9 Biko ec
“ EFT RRS. CACY Dy AD GEE TOR 2 TORE re aw 2
30
to land, deliver, cure, or offer for sale at any port
or place in the United States, any sponges taken
by means of diving or diving apparatus from the
waters of the Gulf of Mexico or Straits of Florida;
Provided, That sponges taken or gathered by such
process between October first and May first of
each year in a greater depth of water than fifty feet
shall not be subject to the provisions of this act:
And, provided further, That no sponges taken from
said waters shall be landed, delivered, cured, or
offered for sale at any port or place in the United
States of a smaller size than four inches in diam-
eter.”
It was contended that this act was invalid for two
reasons, first, that it attempted to regulate sponges taken
within territory which might be within the jurisdiction of
the states and was therefore beyond the authority of
Congress to enact; and second, that if it be construed to
apply only to sponges taken beyond the jurisdiction of the
state it would then deal with sponges taken in the open sea
and beyond the jurisdiction of the national government.
The court sustained the first proposition, namely, that
Congress had no power to legislate with reference to
sponges taken within the jurisdiction of the state but held
that in view of the well known distinction between the
powers of the Federal and State governments it would not
be so construed but would be held to apply to sponges
taken in mid-ocean, and pointed out that its penalties
were equally applicable to foreign as well as American
ships. The court said:
“Undoubtedly (Lord & Goodall, N. & P. S.
Co., 102 U. S. 541, 26 L. Ed. 224), whether the
Abby Dodge was a vessel of the United States or
of a foreign nation, even although it be conceded that
she was solely engaged in taking or gathering sponges
in the waters which, by law of nations, would be
regarded as the common property of all, and was
transporting the sponges so gathered to the United
ee ee
— SSS KAN SPAREN
ss
31
States, the: vessel was engaged in foreign com-
merce, and was therefore amenable to the regu-
lating power of Congress over that subject. This
being not open to discussion, the want of merit of
the contention is shown, since the practices from
the beginning, sanctioned by the decisions of this
court, establish that Congress, by an exertion of its
power to regulate foreign commerce, has the
authority to forbid merchandise carried in such com-
merce from entering the United States.” (Italics ours.)
The court dismissed the libel in the case because it
failed to negative the fact that the sponges may have been
taken from waters within the territorial limits of the state,
but the court was careful to point out the right of Congress
to legislate with reference to sponges taken in the open sea
when attempted to be brought into the United States, for
the court said:
“Tn view of the paramount authority of Congress
over foreign commerce, through abundance of pre-
caution we say that nothing in this opinion implies
@ want of power in Congress, when exerting its
absolute authority to prohibit the bringing of
merchandise, the subject of such commerce into the
United States, to cast upon one seeking to bring
in the merchandise, the burden, if an exemption
from the operation of the Statute is claimed, of
establishing a right to the exemption.” (Italics
ours.)
ACT OF UNITED STATES CONGRESS KNOWN
AS THE HARTER ACT. By Section 1 of the Act of
Congress of February 13, 1893, 27 Stat. at L. 445, it was
declared to be unlawful for the representative or owner of
any vessel transporting merchandise from or between ports
of the United States and foreign ports to insert in any bill
of lading any clause for relief from liability for damages
arising from negligence from the proper loading, storage,
Custody, care or delivery of property so transported. In
1900 this court in the case of Knott Botany Worsted Mills
RRND OT SUPA LRN ESET eh IND a PR APM ALT tae
32
179 U. S. 68, 45 L. Ed. 90 held that this Act of Congress
overroad and nullified any stipulation concerning limited
liability on a contract for carriage. The facts in this case
were: A British vessel, the “‘ Portuguese Prince,” belonging
to a line trading between New York, Brazil and the West
Indies, undertook the transportation of certain bales of
wool from Buenos Aires. The bill of lading exempted
the carrier from liability for certain forms of negligence.
This court said:
“The remaining question is whether the first
section of the Harter Act applies to a foreign vessel
on a voyage from a foreign port to a port in the
United States. The power of Congress to include
such cases in this enactment cannot be denied in a
court of the United States. The point in the con-
troversy is whether, upon the proper construction
of the act, Congress has done so. That the third
section does extend to such a vessel on such a voyage
has a already decided by this court.” (Italics
ours.
The Sylvia, 171 U. S. 462, 43 L. Ed. 241, 243; The
Chattahoochi, 173 U. S. 540, 43 L. Ed. 801, 806.
LIMITED LIABILITY ACT OF 1851. The Act of
Congress of March 3, 1851, 9 Statutes at Large, 635,
reproduced in sections 4282 and 4289 of Revised Statutes
provided for limited liability upon the owners of vessels
for losses arising from certain causes. In the case of the
National Steam Navigation Company vs. Dyer, 15 Otto
24, 26 L. Ed. 1001, this court said:
“The Limited Liability Act of 1851 reproduced
in the Revised Statutes in section 4282, etc,
applies to owners of foreign as well as domestic
vessels; and to acts done on the high seas as well
as in the waters of the United States, except when
a collision occurs between two vessels of the same
foreign nation, or perhaps of two foreign nations
having the same maritime law.”
te i
Bsa Se ie At ARM lpn bh PE i AAD Aig
33
THE PLIMSOLL ACT OF GREAT BRITAIN. See
Volume 2, Moore’s International Law Digest, 282.
It is a well recognized principle of both criminal and
international law that penal laws of a sovereign have no
extra territorial jurisdiction, but in many instances, how-
ever, nations have provided conditions precedent for the
entrance of vessels into their ports and imposed penalties
for violation thereof, though the condition to be performed
or omitted was to take place beyond the territorial limits
of such nation.
GREAT BRITAIN. In the case of The Annopolis vs.
Johanna Stoll, (1861) Lush. 295, the High Court of Ad-
miralty held:
“The British legislature has no authority over
foreign vessels on the high seas out of British
jurisdiction, but may impose any conditions on
foreign vessels entering a British port, and conse-
quently an obligation on foreign ships inward
bound to take a pilot at an convenient station
beyond the three mile limit is valid.”
UNITED STATES. This was the precise question
presented in the case of Abby Dodge vs. United States,
223 U. S. 172, 56 L. Ed. 390, wherein this court sustained
the act of Congress making it unlawful to land, deliver,
cure or offer for sale at any port or place in the United
States any sponges taken by means of diving or diving
apparatus from the waters of the Gulf of Mexico or
Straits of Florida, although it applied to acts done beyond
the territorial waters of the United States and to foreign
vessels as well as vessels of the United States.
The Eighteenth Amendment and National Prohibition
Act do not apply to the conduct of foreign vessels outside
of the territorial waters of the United States. The fore-
going cases are merely cited as illustrations of the plenary
power possessed and exercised by nations in the execu-
tion of domestic policies.
SO A ee ee
Sih als Nt a a a PSE ea Lis tennant IE ics
34
THERE IS NO VESTED RIGHT IN ANY INDI-
VIDUAL TO TRADE WITH FOREIGN NATIONS
WHICH PRECLUDES CONGRESS IN THE EXER-
CISE OF ITS PLENARY POWER TO REGULATE
FOREIGN COMMERCE TO EXCLUDE COMMODI-
TIES FROM ENTRY INTO THIS COUNTRY.
This was fully established by this court in the case of
Buttfield vs. Stranahan, 192 U. S. 468, 48 L. Ed. 525.
In this case the court sustained the validity of the Tea
Inspection Act of March 2, 1897, 29 Statutes at Large,
604, which forbade the importation of teas of a quality
inferior to the government standard. This act authorized
the destruction of any tea which was not removed within
six months after their inspection by the inspector of teas.
VIII. THE DECISION OF THIS COURT IN THE
CASES OF GROGAN vs. WALKER AND ANCHOR
LINE vs. ALDRIDGE IS CONCLUSIVE OF THESE
CASES.
Every argument which has been urged in these cases
was passed upon by this court in those cases, and fully
considered, as is evidenced by the opinion of the court.
In one of those cases certain foreign vessels claimed the
right to remove liquors from one foreign vessel in New York
harbor to another, for shipment to a foreign port under
customs bond, and claimed exemption from the operation
of the statute by virtue of Section 3005 of the Revised
Statutes and atreaty. The liquor was not to remain in
this country. It was to be under customs bond while
in transit in this country. It was claimed that it was
neither importation nor exportation from this country.
It was like the liquor which formerly was sealed and
locked as a part of the ship’s stores when it came into the
harbors of the United States.
After considering fully the former status of the law and
Section 3005 of the Revised Statutes, which formerly per-
35
mitted such shipments, and Article 29 of the treaty con-
cluded with Great Britain the court said:
“In view of the parallelism between the statute
: and the treaty the question seems of no importance
except so far as the existence of the treaty might 4
be supposed to intensify the reasons for construing is
! later legislation as not overruling it. But make- ;
weights of that sort are not enough to affect the :
result here.
| “On the other side is the Eighteenth Amend- :
ment forbidding ‘the manufacture, sale, or trans- ;
portation of intoxicating liquors within, the im- t
! portation thereof into, or the exportation thereof
from the United States and all territories subject 4
to the jurisdiction thereof for beverage purposes.’ :
There is also the National Prohibition Act of ;
October 28, 1919, ch. 85, Title II, Section 3, 41
Stat. 305, 308, which provides that except as
therein authorized, after the Eighteenth Amend-
ment goes into effect no person shall manufacture,
sell, barter, transport, import, export, deliver, fur-
nish or possess any intoxicating liquor. All the
. provisions of the act are to be liberally construed
to the end that the use of intoxicating liquor as a
| beverage may be prevented. (Italics ours.)
. “The routine arguments are pressed that this
) country does not undertake to regulate the habits
i of people elsewhere and that the references to
beverage purposes and use as a beverage show that
| it was not attempting to do so; that it has no
interest in meddling with the transportation across
its territory if leakage in transit is prevented, as it
as been; that the repeal of statutes and a fortiori
of treaties by implication is not to be favored; and
that even if the letter of a law seems to have that
effect a thing may be within the letter yet not
| within the law when it has been construed. WE
APPRECIATE ALL THIS, BUT ARE OF
OPINION THAT THE LETTER IS TOO
STRONG IN THIS CASE. (Capitals ours.)
“The Eighteenth Amendment meant a great
revolution in the policy of this country, and pre-
36
sumably and obviously meant to upset a good
many things on as well as off the statute books.
It did not confine itself in any meticulous way to
the use of intoxicants in this country. It forbade
export for beverage purposes elsewhere. True,
this discouraged production here, but that was for-
bidden already, and the provision applied to
liquors already lawfully made. See Hamilton ss.
Kentucky Distilleries & Warehouse Co., 251 U.S.
126, 151, n. 1. It is obvious that those whose
wishes and opinions were embodied in the Amend-
ment meant to stop the whole business. They did
not want intoxicating liquor in the United States
and reasonably may have thought that if they let
it in some of it was likely to stay. When, there-
fore, the Amendment forbids not only importation
into and exportation from the United States, but
transportation within it, the natural meaning of the
words expresses an altogether probable intent. The
Prohibition Act only fortifies in this respect the
interpretation of the Amendment itself. The
manufacture, possession, sale and transportation of
spirits and wine for other than beverage purposes
are provided for in the act, but there is no provision
for transshipment or carriage across the country
from without. When Congress was ready to per-
mit such a transit for special reasons, in the Canal
Zone, it permitted it in express words. Title III,
Section 20; 41 Stat. 322.”
It follows clearly, therefore, from this decision that the
possession, transportation or furnishing of beverage
intoxicants are prohibited within the territorial limits of
the United States because of the provision in Section 3
and there is no exemption or exception to it. This con-
clusion is made more definite and certain when we read
the dissenting opinion of Mr. Justice McKenna.
IX. THE CONSTRUCTION SOUGHT BY THE
FOREIGN SHIPPING INTERESTS IN THIS CASE
SEEKS TO IMPOSE A LIMITATION UPON THE
37
SOVEREIGNTY OF THE UNITED STATES BY
IMPLICATION. LIMITATIONS UPON SOVER-
EIGNTY ARE NOT FAVORED BY THE COURTS
AND ARISE ONLY WHERE THE LANGUAGE OF
THE LEGISLATIVE BODY IS EXPLICIT.
In the consideration of these cases the character of the
complainants and the nature of the privilege sought must
not be overlooked. The complainants are foreign ship-
ping interests seeking a special privilege in the matter of
trade with the United States. The construction which is
sought seeks to impose a limitation upon the sovereignty
of the United States. They rely simply upon custom
and existing practice. The right of the United States
to determine upon what conditions foreign vessels seek-
ing our trade can enter our ports cannot be gain-
said. There is no principle of international law in-
volved. Even before the Eighteenth Amendment was
adopted Congress possessed the power under the author-
ity conferred by the Constitution to regulate com-
merce with foreign nations and to prohibit vessels of
foreign nations entering the ports of the United States
whenever it saw fit. This right was exercised repeatedly
without the infringement of any principle of international
law.
In the light of these facts the slight basis upon which the
privilege now being sought is based, becomes manifest.
In Moore’s International Law Digest, Volume II, Page
18, he discusses the rule of construction in such cases:
“If, therefore, a dispute occurs between a ter-
ritorial sovereign and a foreign power as to the
extent or nature of rights enjoyed by the latter
within the territory of the former, the presumption
is against the foreign state, and upon it the burden
lies of proving its claim beyond doubt or question.”
It is insisted by the foreign steamship companies
that an implied exception must be made in the statute
eet
38
insofar as liquors commonly designated as sea stores,
intended entirely for the subsistence of the passengers and
crew, are concerned. It is contended that as to this class
of beverage liquors that they occupy a position somewhat
like that of the furniture or other appurtenances of the
ship, and are necessary for its operation; that the customs
laws of the United States expressly recognize these sea
stores and that the transportation of such sea stores
aboard foreign vessels while within the territorial waters
of the United States is not a transportation within the
meaning of that term as employed in the Eighteenth
Amendment and National Prohibition Act.
A sovereign nation may prohibit the entry of foreign
vessels within its ports entirely, if such a step should be
considered necessary in the administration of its govern-
mental policy. Nations may, and do, legislate concern-
ing the character of the equipment or the furnishings of
vessels entering their ports. There are many illustrations
of this found in statutes regulating the equipment neces-
sary for the safeguarding of human life; statutes regulating
the manner of loading of vessels and sanitary laws
enacted for the protection of the public health.
The sections of the Revised Statutes of the United
States dealing with sea stores, R. S. 2795, 2796, 2797,
3111, 3112 and 3113, indicate merely that these statutes
were enacted for the effective collection of the customs
duties imposed by the statutes of the United States.
Section 2795 in this connection reads: “In order to ascer-
tain what articles ought to be exempt from duty, as the
sea stores of a vessel, the Master shall particularly specify
the articles.”
District Judge Learned Hand, in speaking of this ques-
tion, said:
“Assuming that the customs laws give a positive
right to enter sy stores into the United States,
a position in itself very doubtful since in form it
39
only exempted them from customs duties, at least
it must be conceded that the statute, old as it is,
represented only the policy, and not the promise of
the nation. It is true that the custom in maritime
affairs is of long standing to treat such stores as
a part of the ship, but balancing that consideration
with the implication against the repeal of a treaty,
I cannot help believing that the second is the more :
weighty. At best it can only be said that the cases 1
are on a parity in this regard.” (Italics ours.) :
Judge Hand then pointed out the reasons given by this 1
court in its decision in the case of Grogan vs. Walker and
Anchor Line vs. Aldridge. He said:
“In the decisions cited there was no conceivable
danger in the transit of liquor across the United
States except the chance of its escape. It is true
that as suggested in Grogan vs. Walker, supra, the :
provision against export may have been intended
to prevent the use of stimulants outside the United
States, and, so far as it was, the argument applies
with stronger force to the cases at bar. But taken :
wibetsesialiy, the only evil which the transit could
accomplish was that some of the liquor should not
complete its passage. In the cases at bar the 3
danger of an escape is equally present, not perhaps
in the case of these plaintiffs, Sn I cannot regard \
them alone. Less responsible owners may not be }
as scrupulous, and the law runs for all.
“Naturally I have nothing to say about the
wisdom of the amendment or the law, but wise or
not, one thing is clear, that a drink of whisky is as
hurtful to health and morals outside as inside
Ambrose Light. It appears to me inconceivable,
when one is discussing the implied intent of Con-
gress, that a statute cast in such sweeping terms
should be read as indifferent to open preparations
within the United States for the gratification by
its citizens of exactly those appetites which it was
the avowed intent of the statute altogether to deny.
Nor do I believe that any who would hesitate to
think so who did not already repudiate the whole
thy"
LN ESRRIe Pree a ee ey
See
40
reform. If, for example, we were to substitute
cocaine or opium for alcohol, I can scarcely think
there could be any disinterested difference of
opinion.
“Suppose it were the habit of Chinese vessels
to bring to our ports among their stores a proper
supply of morphine and opium with the avowed
purpose of dispensing it freely to passengers from
the United States as soon as they cleared the
league limit. Could it be seriously argued that a
constitutional amendment and a statute in broad
language designed to prevent citizens from using
this drug did not cover so palpable a means of
nullifying the very purpose of the law? The
illustration is extreme only to those who can see
no parity between the evils of opium and alcohol.
But a lode cannot take any position on that
question; it must be enough for him that each is
forbidden.”
Judge Hand then pointed out that although in the
argument of the cases before him no distinction was made
between such portions of the sea stores as were intended
for the consumption of passengers and that intended as
rations for the crew, he points out the distinction, but
states that both are equally within the purpose of the
amendment and the statute. He says:
“Tt is indeed different with so much of the
stocks as are kept for the crews, and a much
stronger argument can be made for the legality of
their carriage, though these also seem to me to fall
within the decision I have so often cited. How-
ever, that question is really irrelevant as these
cases are presented. The plaintiffs base their
argument on the improbability that a statute in
such general words should have meant to cover
sea stores. This in turn rests upon the unliklihood
that what has been for so long treated as not sub-
ject to municipal law should all at once become so.
But the argument breaks down as soon as it appears
that the stores as a whole cannot fairly be excluded.
41
To say that the section covered some of such stores,
but not all, would be to admit that as such they
were not excluded by implication. What then
becomes of the argument? There are indeed
cogent reasons why these might be expected, but
these are not because they are ship’s stores.
“Congress may indeed determine to make an
exception in their favor, as to the validity of which
I have nothing to say, but I do not think that a
judge can imply the exception because of the un-
questioned difficulties in which its absence leaves
the plaintiffs. There is a narrow limit to judicial
redrafting of statutes. Indeed, the argument was
not suggested at the bar that passengers’ refresh-
ment and crews’ rations stood in different posi-
tions. Probably none was intended, and I men-
tion it only against the possibility that it might
be taken later.”
The position of the foreign steamship companies in the
case of Grogan vs. Walker and Anchor Line os. Aldridge
was immeasurably stronger than their position in the
instant cases. In those cases they relied upon the pro-
vision of an existing treaty and the language of Section
3005 of the Revised Statutes of the United States per-
mitting transshipment of merchandise through this coun-
try. In those cases this court held that notwithstanding
treaty provisions and the language of the statute, the
privilege sought by the foreign shippers could not be
implied in the face of the altered national policy of this
government, manifested in the Eighteenth Amendment
to the Constitution. This court said:
“In view of the parallelism between the statute
and the treaty the question seems of no importance
except so far as the existence of the treaty might
be supposed to intensify the reasons for construing
later legislation as not overruling it. But make-
weights of that sort are not enough to affect the
result here.”
iia
PE WME ELON MT, DEEN A SIM
42
In the present cases, sole reliance is placed upon the
existing custom. There is no distinction made in the
customs statutes of the United States between such por-
tions of sea stores as are intended for consumption by pas-
sengers and that portion intended as rations for the crew.
Such a distinction is wholly unjustifiable. In the face of
the sweeping language of the Amendment and the statute,
a right predicated merely upon custom and usage cannot
prevail in the face of the changed policy expressed in the
fundamental law of the United States.
The cases decided by this court, cited by counsel for
the foreign ship owners, such as Gloucester Ferry Com-
pany vs. Pa., 114 U. S. 196; Rhodes vs. Iowa, 170 U. S.
412; Louisville & Nashville Railroad vs. Cook Brewing
Company, 223 U. S. 70; Danciger vs. Cooley, 248 U. S. 31,
to the effect that the transportation of such liquor as sea
stores within the territorial waters of the United States
is not a transportation within the meaning of the
Amendment and statute are not controlling in this case.
Those cases all involved the question of the validity of
state legislation effecting interstate commerce. They are
based upon the peculiar relation existing in this country,
under our form of government, between the states and
the federal government. Legislation by the states, inso-
far as it effects interstate commerce, is, under the Con-
stitution, subordinate to the superior authority of Con-
gress in the exercise of its power under the commerce
clause. The Eighteenth Amendment is an exercise of
sovereign power by the people of the United States and
is subject to no superior authority. Furthermore, under
this statute it is not only the transportation which is pro-
hibited, but also the possession or furnishing of such
liquors within territory subject to the United States which
is unlawful.
43
CONCLUSION
In conclusion the following may be said concerning both
of the legal questions involved in this controversy. The
construction contended for by the shipping interests, both
as to vessels of the United States on the high seas and
vessels of foreign nations within the territorial waters of
the United States, involves an implied exemption. This
would have to be made in the face of the literal language
of the amendment and the statute as well as contrary to
their spirit, and is predicated entirely upon the argument
of convenience of trade and the existing customs.
It is contended by counsel for the shippers that the ques-
tion of comity of nations is seriously involved in the issue
under discussion and that to construe the Federal Prohibi-
tion legislation as prohibiting all transportation within the
territorial limits of the country would involve the United
States in serious trade controversies. It is submitted that
there is a far more serious question involved than mere
matters of comity and trade. It is the question of
whether there shall be enforced in the United States the
laws of the United States or whether there is to be substi-
tuted for the will of the nation that of foreign powers.
In view of the source of this legislation which is the will of
the people expressed in an amendment to the Constitu-
tion, it would be contrary to American traditions, incon-
sistent with all precedents of treaty, constitutional and
statutory interpretation to read into the law by implica-
tion an exception not expressly contained therein and one
tending to defeat its purpose, merely upon the grounds
of inconvenience of trade.
The shipping interests have urged as one of the reasons
for seeking this exemption, the fact that the laws of cer-
tain foreign nations require that the immigrants and mem-
bers of their crew be furnished wines and that it is impos-
sible to compete in trade unless vessels of the United
States have the same privileges. If foreign nations, in
pursuance of their domestic policies can require vessels
2 ant Di CE et
A edie nil mls et al ad WA
Sa ns De iin Si Bitlis a A ata ta Lita ae
Pit PSE AL EARN NTN ADOSER DWE ELLA AL LACED LNCS Gc aia “i
44
entering their ports, seeking their trade, to comply with
their domestic laws, certainly the United States is no less
sovereign than any one of these nations. Shall the ex-
press will of the people of the United States embodied in
an amendment to their fundamental law be declared sub-
ordinate to the will of any other people? That is the
issue in this controversy. The construction which is
sought involves a confession of weakness and a limitation
upon the sovereign right of the people of the United
States inconsistent with all of her past traditions; and
incompatible with their honesty of purpose; whereas the
construction which is urged herein asserts the right of a
sovereign people to enforce their fundamental law and
imposes upon foreign nations no duty of observance incon-
sistent with any principle of international law. It will
treat all nations alike. This is but an elementary prin-
ciple of simple justice. By this, vessels of the United
States on the high seas, which claim the protection of the
stars and stripes are but required to observe the Consti-
tution of the United States, from which the flag derives
its significance and power, and foreign nations made to
observe a governmental policy flowing not simply from a
legislative enactment but from the source of all power—
the will of the people.
For these reasons, as well as the fact that Congress has
consistently refused to enact legislation to permit the sale
of intoxicating liquors on vessels of the United States upon
the high seas although insistently besought to do so (see
H. R. 11579 of the 66th Congress and hearing on the
same, Serial 26, January 13, 1921, before the House
Judiciary Committee of the 67th Congress), it is respect:
fully submitted that the decision of the District Court for
the Southern District of New York in these cases should
be afirmed.
Respectfully submitted,
ANDREW WILSON,
Wayne B. WHEELER,
Attorneys, Amici Curiae.
2
feberaes
45
EXHIBIT (A)
UNITED STATES LINES
45 Broadway
New York
Moore & McCormack Co., Inc. Managing
Roosevelt Steamship Co., Inc. i Operators
December 9, 1922.
A. D. Lasker, Esq., Chairman,
United States Shipping Board,
Washington, D. C.
Dear Mr. Lasker:
The Freight and Passenger Agents with whom we do
business are giving us the “merry laugh” this morning.
Whenever we have dinners or luncheons on board our
steamers for Passenger and Freight Agents (and we must
have them throughout the year, because the other lines do
the same thing, and it is necessary for us to keep them as
our friends), we serve a fine buffet luncheon or a good din-
ner, with soft drinks, cigars, etc., but no cocktails, wines,
or beer.
These Agents attended a buffet luncheon on board the
S. S. FORT VICTORIA yesterday noon, at Pier 95
North River, at which they were freely served cocktails,
wines and beer. As a matter of fact the luncheon itself
did not amount to anything, and most of those present
Practically construed the invitation as one to “come up
and have a drink” —of which they all availed.
If we are to be up against this kind of competition, be-
cause of the failure of the Treasury and Prohibition Off-
cers to enforce prohibition on foreign steamers as it is en-
forced on American steamers, it can have only one result,
and the foreign lines will be carrying all of the freight
Lathe nth nia atc sal
Te ti i i a. i ih ln Ain ti lat TI i
at Msn
aunts" cee
alta nat
46
and passenger traffic of the United States, because the
agents will be working for them instead of for American
lines.
Very truly yours,
T. H. RosspoTtTom,
General Manager.
THR/G
INDEX.
I. The eighteenth amendment and the national prohibition
act require the application of prohibition to every place
where the United States may exercise its jurisdiction... .
The enforcement statutes............................
The purpose of the amendment... ..................
Wa II. A foreign ship within the territorial waters of the United
States is subject to their jurisdiction...................
would distinguish liquor carried as such from liquor car-
ried as cargo, or which would indicate that liquor carried
as sea stores was intended by Congress to be exempt from
the provisions of the eighteenth amendment and the na-
IIIs sinc oinenndcunnecth beuescnieccca.
CITATIONS.
Cases:
Anchor Line v. Aldridge, decided POOy 05; WORD gk cnc kccccaccx,
Brown v. Dechesne, 19 How. 183...............-..0ccceceeeeee.
State of Maine, The, 22 Fed. 743..........-00c00-005--........
United States v. Bowman, decided November ee eee
United States v. Diekelman, 92 U.S. 520....... er
United States v. 24 Coils Cordage, 28 Fed. Cas. 276.............
United States v. 1 Hempen Cable, 27 Fed. Cas. 26..............
25145221 (1)
1 OORT NE Ms Ow
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Statutes:
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Act supplemental to the national prohibition act
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Revised Statutes—
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Miscellaneous:
Moore’s International Law Digest......-++s++850°*
Oppenheim’s International Law, vol.
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Inthe Supreme Court of the Wnited States,
OcroBeR TreRM, 1922.
Tue CUNARD STEAMSHIP Company, Lrp.,
and Anchor Line (Henderson Brothers),
Ltd., appellants, No. 659.
v.
ANDREW W. MELLON er AL,
OckaNic STEAM NAVIGATION CoMPANY,
Ltd., appellants,
. >No. 660.
ANDREW W. MELLON eT AL. |
INTERNATIONAL NAVIGATION COMPANY,
Ltd., appellants, ' No. 661
v. : 5
ANDREW W. MELLON ET AL. |
CoMPAGNIE GENERALE TRANSATLAN-
tique, appellants, | No. 662
v.
ANDREW W. MELLON ET AL. |
Tat NETHERLANDS AMERICAN STEAM
Navigation Company (Holland Ameri-
can Line), appellants, > No. 666,
v.
ANDREW W. MELLON ET AL. |
LiverPooL, Brazit AND River PLATE
Steam Navigation Company, Ltd., ap-
pellants, > No. 667.
v.
ANDREW W, MELLON ET AL.
Tue Roya Mat. STEAM Packet Com-
pany, appellants, No. 668
v | ‘ p
ANDREW W. MELLON ET AL.
(1)
chee SARIS URS SAIS TR Od O° Sud Sees
2
UNITED STEAMSHIP ComMPANY OF COPEN-
hagen (Scandinavian American Line),
appellants,
v.
AnpREW W. MELLON ET AL.
Tue Paciric STEAM NAVIGATION ca |
pany, appellants, Xo. 670
v. | . .
Anprew W. MELLON ET AL.
NAVIGAZIONE GENERALE ITALIANA, AP-
pellants,
v.
AnpREW W. MELLON ET AL.
APPEAL FROM THE DISTRICT COURT OF THE UNITED
STATES FOR THE SO UTHERN DISTRICT OF NEW YORK.
BRIEF ON BEHALF OF THE APPELLEES.
STATEMENT.
These are appeals by ten foreign steamship com-
panies from final decrees of the District Court of the
United States for the Southern District of New York,
dismissing bills of complaint filed to enjoin the de
fendants from enforcing against their ships plying
between American and foreign ports the provisions of
the National Prohibition Act, as construed by the
Attorney General of the United States, and embodied
in regulations pursuant thereto made by the Secre
tary of the Treasury. The cases were heard up0ot
bill and answer on motions made by the plaintiffs for
final decrees granting the relief prayed for, and, by
the defendants, to dismiss the bills. The motions to
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dismiss the bills were granted and decrees accordingly
entered.
Each of the plaintiffs is a foreign corporation own-
ing and operating lines of steamships carrying passen-
gers between European and American ports. The
defendants are officers of the United States charged
with the duty of enforcing the law in question.
The question presented is the application of the
Fighteenth Amendment and the National Prohibition
Act to intoxicating liquor brought into ports of the
United States by foreign ships as part of their sea
stores.
The plaintiffs in Nos. 659, 660, 661, 667, 668, and
670 are British corporations operating ships of British
registry.
The plaintiff in No. 662 is a French corporation
operating ships of French registry.
The plaintiff in No. 666 is a Dutch corporation op-
erating ships of Dutch registry.
The plaintiff in No. 669 is a Danish corporation
operating ships of Danish registry.
The plaintiff in No. 678 is an Italian corporation
operating ships of Italian registry.
The allegations of the bills are fully set forth in the
appellant’s brief and need not be repeated.
GROUNDS FOR AN INJUNCTION.
Briefly we may state the facts alleged as grounds
upon which the bills ask equitable interference of the
court as follows:
(1) It has always been the practice of vessels to
carry wines, liquors, and other intoxicating bever-
4
ages as part of their sea stores for the consumption
of the passengers and crew; many of the passengers
and of the crews are accustomed to use wines and
liquors. If the passengers can not obtain it they
will travel by other routes, and if the crews can not
have it there will be difficulty in obtaining crews.
(2) A considerable number of the crews of vessels
plying between American and Italian ports are Ital-
ians, and they carry many third-class passengers for
which it is necessary to have Italian stewards. The
Italian law requires certain officers and members of
the crew of ships carrying third-class passengers to
be Italians and compels the ship to furnish one-half
liter of wine per day for each third-class passenger
and a larger quantity to the crew. In the case of
Italian ships, the entire crew must be Italian sub-
jects. The French ships are subject to similar pro-
visions of French law differing in detail, not in
principle. ,
(3) If the National Prohibition Act is enforced so
that these ships can not carry wines and liquors, it
will result in large financial loss to the owners, and
they will suffer much embarrassment from the con-
flict of laws and the difficulty in obtaining crews.
All the bills contain general allegations to the
effect that the defendants intend to enforce the law
in such manner as to prevent the carriage of all in-
toxicating liquors for beverage purposes as sea stores
for crew and passengers on foreign vessels entering
ports of the United States. The bills allege the lack
of an adequate remedy except in a court of equity
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and ask that the defendant be enjoined from enfore-
ing the law in the manner threatened.
THE ANSWERS.
The answer in each case sets forth six objections
to the bill as follows:
1. The suit is in effect one against the United States
and does not aver or show that the United States
has consented to be sued;
2. The court has no jurisdiction to grant the relief
prayed for;
3. The bill does not present a cause of action in
equity under the Constitution of the United States ;
4. The bill does not disclose a cause of action
equitable in its nature, civil in its character, and
arising under the Constitution of the United States;
5. The facts alleged in the bill are insufficient to
constitute a valid cause of action in equity ;
6. The complainant has a complete remedy at
law.
The answer further alleges that any difficulty
which the complainants may experience in obtaining
adequate crews from among the nationals of coun-
tries in which the custom to use alcoholic liquors is
widespread would be readily obviated by the pay-
ment of higher wages, and that many of the vessels
of the American merchant marine carry crews, a
portion of whom come from nations accustomed to
the use of alcoholic beverages, and that such vessels
have never had difficulty in obtaini _ adequate
crews. The answer denies the allegations that the
ruling of the Attorney General and the regulations
are and will be void or contrary to the complainants’
rights under existing treaties, and denies also the
other conclusions alleged in the bill with respect to
the unconstitutionality of the interpretation of the
prohibition act by the Attorney General. The
answer also alleges that if the claim of the plaintiffs
is correct it would imply the right of any ship to carry
liquors within the territorial waters of the United
States: that a large and profitable business has been
carried on, resulting in the importation of liquor
into this country contrary to the law by vessels with
foreign registry; that the former rulings of the
Secretary of the Treasury have actually been used as
a cloak for smuggling, and that the success of the
complainants’ contentions will result in a great
increase of such operations; that complainants make
large profits from the sale of intoxicating liquors on
the high seas, and that the loss of such profit is the
only definitely ascertainable loss which complainants
will suffer; that the sale of intoxicating liquors on
American ships has ceased, and that if vessels of
foreign registry are facilitated in the sale of liquor
on the high seas the resulting damage to the American
merchant marine will be great and the result will be,
in effect, a differential treatment giving preference
to foreign ships over American ships.
THE ISSUE.
The amendment is aimed at the use of liquor for
“beverage purposes.” The meaning of these words
‘s well understood, but it may be well to note that
the noun beverage is defined in the Standard Diction-
ary as: “Drink; that which is drunk; especially a
pleasant or refreshing drink, or a habitual one.”
The vicious thing, therefore, is drinking intoxicants
for pleasure, refreshment, or from habit. The defini-
tion could not have been phrased more exactly to
fit the facts alleged in the bills. The claim is that
the officers of the United States intend to prevent
the ships from furnishing liquor to passengers and
crew who habitually drink it for pleasure and re-
freshment, and the court is asked to construe the
amendment and the enforcement act so as to permit
them to bring and have liquor for that purpose within
our ports and littoral waters freely and without
molestation.
ARGUMENT.
ss
{
The eighteenth amendment and the national pro-
hibition act require the application of prohibition
to every place where the United States may exer-
| ¢ise its jurisdiction.
The first section of the Eighteenth Amendment is
as follows:
After one year from the ratification of this
article the manufacture, sale, or transporta-
tion of intoxicating liquors within, the im-
portation thereof into, or the exportation
thereof from the United States and all ter-
ritory subject to the jurisdiction thereof for
beverage purposes is hereby prohibited.
25145— 22—_2
— suse
The things prohibited are—
(1) Manufacture,
(2) Sale,
(3) Transportation,
(4) Importation into, and
(5) Exportation from.
The subject of the prohibition is intoxicating
liquors for beverage purposes.
The place of the prohibition is “the United States
and all territory subject to the jurisdiction thereof.”
By section 2 Congress is given power to enforce
the article by appropriate legislation.
Congress, therefore, has express power in its dis-
cretion to enact all laws which it may deem desir-
able or necessary to accomplish the purpose of sec-
tion 1 of the amendment.
The enforcement statutes.
Congress has passed two acts to enforce the
amendment, the National Prohibition Act (41 Stats,
Part 1, p. 305) and an act supplementai thereto
(act of November 23, 1921, ce. 134).
The National Prohibition Act is entitled—
An act to prohibit intoxicating beverages
and to regulate the manufacture, production,
use, and sale of high-proof spirits for other
than beverage purposes, and to insure al
ample supply of alcohol and promote its use
in scientific research and in the develop-
ment of fuel, dye, and other lawful industries.
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Section 3 of Title II of that act provides:
No person shall on or after the date when
the eighteenth amendment to the Constitution
of the United States goes into effect, manu-
facture, sell, barter, transport, import, export,
deliver, furnish, or possess any intoxicating
liquor except as authorized in this act, and
all the provisions of this act shall be liberally
construed to the end that the use of intoxi-
cating liquor as a beverage may be prevented.
Liquor for nonbeverage purposes and wine
for sacramental purposes may be manufac-
tured, purchased, sold, bartered, transported,
imported, exported, delivered, furnished, and
possessed, but only as herein provided, and
the commissioner may, upon application, issue
permits therefor: * * *
While the act makes provision for the use of
intoxicants for medicinal and sacramental purposes,
it nowhere contains any provision whereby their use
for beverage purposes is made lawful in any place
except a private dwelling for the personal consump-
tion of the owner, his family and his bona fide guests,
(Sec. 33, Title II.)
By section 17 it is made unlawful to advertise any-
where, or by any means or method, liquor, or the
manufacture, sale, keeping for sale or f urnishing of the
same, or where, how, from whom, or at what price
the same may be obtained. No one shall permit
any sign or billboard containing such advertisement
to remain upon one’s premises,
By section 18 of Title IT it is unlawful to advertise,
manufacture, sell, or possess for sale any utensil,
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contrivance, machine, preparation, compound, tablet,
substance, formula, direction, or recipe advertised,
designed, or intended for use in the unlawful manv-
facture of intoxicating liquor, and by section 19 no
person shall solicit or receive, nor knowingly permit
his employee to solicit or receive, from any person
any order for liquor or give any information of how
liquor may be obtained in violation of the act.
By section 21 it is provided:
Any room, house, building, boat, vehicle,
structure, or place where intoxicating liquor
is manufactured, sold, kept, or bartered in
violation of this title, and all intoxicating
liquor and property kept and used in main-
taining the same, is hereby declared to be a
common nuisance, and any person who main-
tains such a common nuisance shall be guilty
of a misdemeanor and upon conviction thereof
shall be fined not more than $1,000 or be im-
prisoned for not more than one year, or both.
If a person has knowledge or reason to believe
that his room, house, building, boat, vehicle,
structure, or place is occupied or used for the
manufacture or sale of liquor contrary to the
provision of this title, and suffers the same to
be so occupied or used, such room, house,
building, boat, vehicle, structure, or place
shall be subject to a lien for and may be sold
to pay all fines and costs assessed against the
person guilty of such nuisance for such viola-
tion, and any such lien may be enforced by
action in any court having jurisdiction. (Ital-
ics ours.)
11
By section 25 it is unlawful to have or possess any
liquor or property designed for the manufacture of
liquor intended for use in violating this title or
which has been so used, “and no property rights
shall exist in any such liquor or property.” This sec-
tion provides for the issuance of search warrants
and contains a proviso that no search warrants
shall issue to search any private dwelling occupied
as such unless it is being used for the unlawful sale
of liquor, or unless it is in part used for some busi-
hess purpose, and the term “private dwelling” is
to be construed to include the ‘room or rooms used
and occupied not transiently but solely as a resi-
dence in an apartment house, hotel, or boarding
house.”’
Section 33 of the act provides as follows:
After February 1, 1920, the possession of
liquors by any person not legally permitted
under this title to possess liquor shail be
prima facie evidence that such liquor is kept
for the purpose of being sold, bartered, ex-
changed, given away, furnished, or otherwise
disposed of in violation of the provisions of
this title. Every person legally permitted
under this title to have liquor shall report to
the commissioner within ten days after the
date when the eighteenth amendment of the
Constitution of the United States goes into
effect, the kind and amount of intoxicating
liquors in his possession. But it shall not be
unlawful to possess liquors in one’s private
dweiling while the same is occupied an used
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by him as his dwelling only and such liquor
need not be reported, provided such liquors
are for use only for the personal consumption
of the owner thereof and his family residing
in such dwelling and of his bona fide guests
when entertained by him therein; and the
burden of proof shall be upon the possessor
in any action concerning the same to prove
that such liquor was lawfully acquired, pos-
sessed, and used.
The act may be searched in vain for any provision
which allows anyone to have liquor for beverage
purposes anywhere except in his dwelling. There
is nowhere the suggestion that vessels in our waters |
enjoy any immunity.
Even the use of liquor as medicine by the sick is
drastically restricted.
Under section 7 of Title II not more than a pint of
spirituous liquor to be taken internally shall be pre-
scribed for use by the same person within any period
of ten days, and no prescription shall be filled more
than once, and no one but a physician holding a
permit to prescribe liquor shall make any such
prescription.
By act of November 23, 1921, c. 134, entitled “An
act supplemental to the national prohibition act,”
it was provided in section 3:
That this act and the national prohibition
act shall apply not only to the United States
but to all territory subject to its jurisdiction,
including the Territory of Hawaii and the
Virgin Islands; * * *
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13.
Section 2 provides that only spirituous and vinous
liquor may be prescribed for medicinal purposes, and
that no physician shall prescribe any vinous liquor
containing more than 24 per cent alcohol by volume,
or on any prescription, more than one-fourth of a
gallon of vinous liquor, or any vinous or spirituous
liquor containing separately or in the aggregate more
than one-half pint of alcohol for use by any person
within any period of ten days. No physician shall be
furnished with more than one hundred prescription
blanks for use in any period of ninety days, unless on
application it shall be clearly apparent to the com-
missioner that, for some extraordinary reason, a
larger amount is recessary. Under the same sec-
tion, no spirituous liquor shall be imported into the
United States, nor shall any permit be granted
authorizing the manufacture of any spirituous liquor
save alcohol, until the amount of such liquor now in
distilleries or other bonded warehouses shall have
been reduced to a quantity that, in the opinion of
the commissioner will, with liquor that may there-
after be manufactured and imported, be sufficient to
supply the current need thereafter for all nonbeverage
uses, and no vinous liquor shall be imported into the
United States unless it is made to appear to the com-
missioner that vinous liquor for such nonbeverage
use, produced in the United States, is not sufficient
to meet such nonbeverage needs. The use of alco-
holic liquors for medicinal purposes is thus more
drastically restricted, and, whatever may have been
true before, since the passage of the act of 1921 the
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14
national prohibition act now applies not only to the
United States but to all territory subject to its juris-
diction. Its application is, therefore, coextensive
with the amendment itself, and if the amendment
applied wherever the jurisdiction of the United States
extends, the enforcement act has now the same
application.
The purpose of the amendment.
The purpose or intent of the States in adopting
the Kichteenth Amendment and that of the legislative
body in initiating it, must be considered in the light
of “the mischief to be prevented” (¢ ‘raig Vv. Mis-
souri. 4 Pet. 410, 431), the subject, the context and
the intention of the body inserting the word in the
Constitution (/cCulloch v. Maryland, 4 Wheat. 316),
“oll the aids and lights of contemporary history”
(Kendall v. United States ex rel Stokes, 12 Pet., 524),
‘in connection with the known condition of affairs
out of which the occasion for its adopting may have
arisen * * * in a way, So far as is reasonably
possible to forward the known purpose or object for
which the amendment was adopted” ( Maxwell v. Dow,
176 U.S. 581).
The history of the movement which led to the adop-
tion of the 18th Amendment is a matter of common
knowledge, and, whether one agrees with the prin-
ciple or not, we all recognize the fact that it represents
the culmination of a nation-wide movement which
had been going on in the.United States for many years
prosecuted with a zeal which amounted in some
cases to the spirit of religious fervor, opposed with a
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bitterness equaily zealous by those who denounced
it as subversive of personal rights and liberties, but
aimed at the total eradication of the use of alcoholic
liquors of every kind and under all circumstances,
except for strictly limited medicinal and sacra-
mental purposes. It was essentially «a moral crusade
under religious leadership, frankly intended to save
the people from a habit believed to be the chief cause
of crime, poverty, and misery. It took no account
of property rights and allowed no room for di‘ferences
of opinion. Believing as they did, that the use of
liquor did more than any other one thing to debauch
and degrade our manhood and womanhood, the
advocates of prohibition contended that whatever
material hardship might be the direct or indirect
result of prohibition, it should count as nothing in
view of the evils to be removed and the blessings to
follow.
It must be remembered that at the time the amend-
ment was adopted over thirty of the forty-eight
States already had absolutely prohibited the liquor
traffic, and that all of them had in some necatilire
restrained it. It was well established. as a matter
of law, that each State had plenary power to pro-
hibit the traftie und the use, and the Federal Governr
ment had, within the limits imposed by the Con-
stitution, lent its aid to the States in their efforts to
bring about absolute prohibition. Nevertheless, its
advocates were not satisfied and, naturally, for the
traffie which they sought to destroy still flourished.
25145—22——-3
16
Believing that the final destruction of the use of
liquor for beverage purposes was necessary to the
peace and good order of the country and of the world,
they felt that that result could only be accomplished
by an amendment which would bring to its destrue-
tion the full power of the Nation.
Finally it was ratified by forty-five of the forty-
eight States. Undoubtedly, when the Amendment
thus became an accomplished fact, those who had
striven mightily for the result believed that never
again, anywhere where the power of the United
States could be exerted by law, would the drinking
of liquor be lawful. Prohibition was now a fact,
throughout the “United States and all territory
subject to the jurisdiction thereof.”’ They must
have experienced an exaltation of spirit similar to
that which moved Mr. Justice Miller in the Slaughter-
house cases to say of the war between the states,
followed by the 13th Amendment (16 Wall. 36, 68):
In that struggle slavery, as a legalized social
relation, perished. It perished as a necessity
of the bitterness and force of the conflict.
* * * Hence the thirteenth article of
amendment of that instrument. Its two short
sections seem hardly to admit of construction,
so vigorous is their expression and so appro
priate to the purpose we have indicated.
After quoting the amendment, he continues:
To withdraw the mind from the contem-
plation of this grand yet simple declaration of
the personal freedom of all the human race
within the jurisdiction of this Government—a
declaration designed to establish the freedom
of four million slaves—and with microscopic
search endeavor to find in it a reference to
servitudes, which have been attached to prop-
erty in certain localities, requires an effort,
to say the least of it.
Anyone reading the language of the Eighteenth
Amendment in the light of the history of the times
must read indeed “with microscopic search”’ to find
in the purpose of the amendment anything less com-
plete than the commitment of the United States as a
nation unalterably to the policy of suppressing with
all its power the drinking of liquor for pleasure, re-
freshment, or from habit in every place to which its
jurisdiction extended. Throughout the jurisdiction
of the United States drinking as a “ legalized social
custom”’ was to perish under the iron heel of the law.
This court has recognized the force of this conten-
tion in Grogan v. Walker, and Anchor Line v. A ldridge,
decided May 15, 1922. In those cases the court held
that the transportation of intoxicants from a foreign
port through some part of the United States to
another foreign port, and the transshipment of in-
toxicants from a vessel in a port of the United States
to another vessel bound for a foreign port, was a
Violation of the National Prohibition Act. In those
cases Mr. Justice Holmes, speaking for the court, said
of the act:
All the provisions of this act are to be
liberally construed to the end that the use of
intoxicating liquor as a beverage may be
prevented.
18
The routine arguments are pressed that this
country does not undertake to regulate the
habits of people elsewhere, and that the
references to beverage purposes and use as a
beverage show that it was not attempting to
do so; that it has no interest in meddling with
transportation across its territory if leakage
in transit is prevented, as it has been; that the
repeal of statutes and a fortiori of treaties by
implication is not to be favored; and that even
‘f the letter of a law seems to have that effect
a thing may be within the letter yet not within
the law when it has been construed. We ap-
preciate all this, but are of opinion that the
letter is too strong in this case.
The cighteenth amendment meant a great
revolution in the policy of this country, and
presumably and obviously meant to upset a
good many things on as well as off the statute
books. It did not confine itself in any metic-
ulous way to the use of intoxicants in this
country. It forbade export for beverage pur-
poses elsewhere. True, this discouraged pro-
duction here, but that was forbidden already,
and the provision applied to liquors already
lawfully made. See Hamilton v. Kentucky
Distillerics & Warehouse Co., 251 U. S. 146,
151, n. 1. It is obvious that those whose
wishes and opinions were embodied in the
amendment meant to stop the whole business.
They did not want intoxicating liquor in the
United States and reasonably may have
thought that if they let it in some of it was
likely to stay.
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19
The vigor of the dissent in that case but lends
emphasis to the position taken by the court. The
object of the amendment and the national prohibi-
tion act was to stop the whole business.
And this applies throughout the United States and
all territory subject to the jurisdiction thereof.
It is our contention that the matters decided by
this court in the Grogan and Anchor Line cases not
only compelled the Attorney General, in compliance
with his oath of office, to give to the Secretary of the
Treasury the advice which is at the basis of these
actions, but that they require an affirmance of the
decrees herein rendered. Judge Hand so regarded
them, and his interpretation of their effect seems to us
unanswerable. His opinion is printed in the tran-
scripts of the records. (See record in No. 670, pp.
19 et seg.) He says (p. 21):
Grogan v. Walker, supra, and Anchor Line v.
Aldridge, supra, plainly meant to adopt a
broad canon for the interpretation of the
national prohibition act, following the ad-
monition at the end of the first paragraph of
section three. Effecting a revolutionary re-
form in the habits of the Nation, the statute
is to be understood as thoroughgoing in its
intent to accomplish the results desired. It
did not specify the extent of its application in
detail, but left that to be gathered from its
occasion, and the generality of the words used.
It intended to exercise once for all the com-
plete power of Congress under the amendment,
and its very want of particularity is a good
index that it meant to cover what it could.
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20
For this reason it is distinguished from earlier
local acts of the same kind, as, for example,
the Alaskan prohibition act, upon the language
of section twenty-nine of which the plaintiffs
rely. Indeed, specification in the statute
might have defeated its ends, on the theory
that what was omitted must be taken as
excluded. At least I can not read the two
decisions cited without supposing that it was
in the foregoing sense that the Supreme Court
meant section three to be read.
Continuing, he reasons that there is more ground
for supposing that the admonition at the end of the
first paragraph of section 3 of the National Prohibition
Act covers these ship’s stores than did the transporta-
tion before this court in the Grogan and Anchor Line
cases. It was necessary to overrule at least as much,
if not more, to reach the result in those decisions,
especially because there were in them much stronger
reasons to imply an exception from the literal
language of the act. In those cases there was 4
statute which gave as much right of transit across the
territory of the United States as here, and that
statute had the support of the treaty negotiated only
five years later, and assumed in the opinion of Mr.
Justice Holmes to be still in force. Assuming that
the customs laws govern the right to enter ship’s
stores into the United States, a position very doubt-
ful, since in form it only exempted them from customs
duties, it must be conceded that the statute, old as
it is, represented only the policy and not the promise
of the Nation. He reasons that the custom in mari-
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time affairs of long standing to treat ship’s stores as
part of the ship is not as weighty as the implication
against the repeal of a treaty as in the Grogan and
Anchor Line cases. Under the facts of those cases
there was no conceivable danger in the transit of
liquor, except the chance of its escape, that some of
the liquor might not complete its passage. In the
cases at bar the danger of an escape is equally present,
and in the case of corporations less responsible than
the appellants the danger might be great indeed.
He then continues:
The distinction which puts these cases within
the law with much greater certainty is the pur-
pose for which the liquors are brought and kept
here. Ignoring for the moment the crews, all
of the stocks are avowedly intended for the
consumption of those who are now within the
United States, of which a substantial part are
residents or citizens, the very persons whom it
was the whole purpose of the amendment to
prevent drinking liquors.
Naturally, I have nothing to say about the
wisdom of the amendment or the law, but, wise
or not, one thing is clear, that a drink of
whisky is as hurtful to health and morals out-
side as inside Ambrose Light. It appears to me
inconceivable, when one is discussing the im-
plied intent of Congress, that a statute east in
such sweeping terms should be read as indif-
ferent to open preparations within the United
States for the gratification by its citizens of
exactly those appetites which it was the
avowed intent of the statute altogether to
deny. Nor do I believe that anyone would
PRT A INES fe nS AAO LOR te Pe eee ae ee ee
9)
hesitate to think so who did not already re-
pudiate the whole reform. If, for example, we
were to substitute cocaine or opium for alcohol,
I can scarcely think there could be any disin-
terested difference of opinion. Suppose it were
the habit of Chinese vessels to bring to our
ports among their stores a proper supply of
morphine and opium with the avowed purpose
of dispensing it freely to passengers from the
United States as soon as they cleared the league
limit. Could it be seriously argued that a con-
stitutional amendment and a statute in broad
language designed to prevent citizens from
using this drug did not cover so palpable a
means of nullifying the very purpose of the
law? The illustration is extreme only to those
who can see no parity between the evils of
opium and alcohol.
This court said in the National Prohibition cases,
953 U.S. 350, 386, that the first section of the amend-
ment is operative throughout the entire territorial
limits of the United States and binds all legislative
bodies, courts, and public officers. With such an
obligation binding the Attorney General, and with
the decision of this court in the Grogan and Anchor
Line cases before him, how could he, mindful of his
oath of office, advise the Secretary of the Treasury
that he had the power to prepare and promulgate
rules and regulations permitting ships to bring to
our ports liquor for beverage purposes and openly
prepare, within the jurisdiction of the United 5tates,
for the gratification by its citizens of exactly those
appetites which it was the avowed intent of the
“eto ag PIN
EN as a Bee ite 4 netted alee,
eaaE— ASU NS iets tO ROTOR. CEA RS ae
23
Constitution to deny? Were aliens, temporarily
enjoying the hospitality of our ports, in a privileged
position and given rights and privileges on boats
moored to our docks, denied to our own people on
land ?
Il.
A foreign ship within the territorial waters of the
United States is subject to their jurisdiction.
In the first place, it is to be noted that the 18th
Amendment is not the only source of the jurisdiction
of the United States over foreign ships in our waters.
It has always possessed that jurisdiction and has
frequently, in common with all nations, exercised it.
In the second point in appellants’ brief, pages 25 et
sequitur, many authorities are collected and quoted
with respect to the jurisdiction of one nation over
ships within its waters belonging to another nation,
and also with respect to the jurisdiction of a nation
over its own ships wherever they may be. With
these authorities we have no dispute. Thus in
United States v. Diekelman, 92 U. 8. 520, 525, Mr.
Chief Justice Waite Says:
The merchant vessels of one country visit-
ing the ports of another for the purposes of
trade subject themselves to the laws which
govern the port they visit so long as they
remain. (See also j/oore’s International Law
Digest, Vol. II, 275 et seq.)
In 1885 Mr. Bayard, Secretary of State, wrote to
the French minister as follows:
A foreign merchant vessel going into the
port of a foreign State subjects herself to the
528
pe
Soe aaa
24
laws of that State and is bound to conform to
its commercial as well as to its police and
other regulations during the period of her stay
there. ‘She is as much a subditus tem pora-
neous,” remarks Sir R. Phillimore with refer-
ence to such a case, in The Queen v. Keyn, 2
Ex. D. 82, ‘“‘as the individual who visits the
interior of the country for the purposes of
pleasure or business.” ( Moore’s International
Law Digest, Vol. II, p. 308.)
It is part of the law of civilized nations that
when a merchant vessel of one country enters
the ports of another for the purposes of trade
it subjects itself to the law of the place to
which it goes, unless by treaty or otherwise
the two countries have come to some different
understanding or agreement; for, as was said
by Chief Justice Marshall in The Exchange,
7 Cranch. 116, 144, “it would be obviously
inconvenient and dangerous to society, and
would subject the laws to continual infrac-
tion, and the Government to degradation if
such * * * merchants did not owe tem-
porary and local allegiance, and were not
amenable to the jurisdiction of the country.”
United States v. Diekelman, 92 U. 8. 520; 1
Phillimore’s Int. Law, 3d ed. 483, see. 351;
Twiss Law of Nations in Time of Peace, 229,
sec. 159; Creasy’s Int. Law, 167, sec. 176;
Halleck’s Int. Law, 1st ed. 171. And the
English judges have uniformly recognized the
rights of the courts of the country of which
the port is part to punish crimes committed
by one foreigner on another in a foreign mer-
chant ship. Regina v. Cunningham, Bell C. C.
25
72;5. C. 8 Cox C. C. 104; Regina v. Anderson,
11 Cox C. C. 198, 204;8.C.L. R.1C.¢. 161,
165; Regina v. Keyn, 13 Cox C. C. 403, 486,
525; S. C. 2 Ex. Div. 63, 161, 213. As the
owner has voluntarily taken his vessel for his
own private purposes to a place within the
dominion of a government other than his own
and from which he seeks protection during his
stay, he owes that government such alle-
giance for the time being as is due for the
protection to which he becomes entitled. 17/-
denhue’s case, 120 U.S. 11, 12.
Oppenheim, in his International Law, Vol. I, 3d ed.
339, 340, says:
Many writers maintain, and the practice
of France and some other States support their
view, that the littoral State has no jurisdiction
in case only the internal order of the ship is
affected, or the relations between members of
the crew or passengers are alone concerned,
However, there is no rule of international law
which limits jurisdiction to this extent, and it
can therefore claim jurisdiction in all matters
over such merchantmen and_ the persons
thereon as have cast anchor within the mari-
time belt or entered a port. On the other
hand, the littoral State is not compelled to
exercise such jurisdiction, and many States
have therefore by commercial and consular
treaties stipulated that in such cases as those
in which the internal order of a ship is alone
concerned, jurisdiction should be exercised,
not by the littoral State, but by the home State
through its consul * * *,
Ce ee ee nl PR tS ls DICE. ASG a .
6
In The Exchange, 7 Cranch, 185, 148, Mr. Chief
Justice Marshall states the rule as follows:
The jurisdiction of the nation, within its
own territory, is necessarily exclusive and ab-
solute. It is susceptible of no limitation not
imposed by itself. * * * When private
individuals of one nation spread themselves
through another, as business or ‘aprice may
direct, mingling indiscriminately with the in-
habitants of that other, or when merchant
vessels enter for the purpose of trade, it would
be obviously inconvenient and dangerous to
society, and would subject the laws to con-
tinual infraction, and the vovernment to deg-
“adation, if such individuals or merchants did
not owe temporary and local allegiance, and
were not amenable to the jurisdiction ot the
country. Nor can the foreign sovereign have
any motive for wishing such exemption. His
subjects thus passing into foreign countries
are not employed by him, nor are they en-
gaged in national pursuits. Consequently,
there are powerful motives for not exempting
persons of this description from the jurisdie-
tion of the country in which they are found
and no one motive for requiring it. ‘The im-
plied license, therefore, under which they
enter can never be construed to grant such
e
a
oe
ays
aa
ARE SP ISTOR TE
exemption.
Again in The Eagle, 8 Wall. 15, 22, the Supreme
Court holds that:
All vessels entering into, or departing from,
a domestic or foreign port are bound to obey
the laws and well-known usages of the port,
ae
and are subject to seizure and penalties for
disobedience; and when submitting to them,
they are entitled to all the protection which
they afford.
That a ship is also subject to the jurisdiction and
laws of the country under whose flag she sails is
beyond question, and we need only cite the case of
United States v. Bowman, just decided by this court,
No. 69, October term, 1922. From this dual re-
sponsibility and jurisdiction it follows—
(1) That a merchant ship, wherever she goes, car-
ries the laws of her country, and for a violation of
them those on board may be subjected to punish-
ment.
/ (2) When she enters the waters of another nation,
however, she becomes also subject to the jurisdiction
of the laws of the littoral state and is bound to con-
form to its commercial as well as its police and other
Tegulations so long as she remains. mee
There seems to be no authority which challenges
the right of the littoral state to jurisdiction of all
matters which affect its peace, order, and security,
as distinguished from matters wholly internal to the
ship. The regulation of the liquor traffic has always
been regarded as part of the police power, and to it,
in the case of the States of the Union, there seems
to have been practically no limit. Crane v. ( ‘amp-
bell, 245 U.S. 304. With respect to interstate and
foreign commerce the United States has always had
plenary power, and the 18th amendment, whatever
it may have done, has not limited its power.
28
Considered with reference to the importation clause
of the amendment, the enforcement act becomes a
smuggling statute also. We have, therefore, in addi-
tion to the well-known difficulties of enforcing pro-
hibition, the age-long difficulty incident to smuggling,
Can it be said, therefore, that liquor on board a ship
is a matter solely of the internal regulation of the
affairs of the ship?
The question of jurisdiction goes far beyond Jjuris-
diction of the ship. It is rather jurisdiction of our
ports and littoral waters. That we have such juris-
diction no one will question.
It is not merely liquor on board a ship which offends our law, it
is the challenge to our peace, order, security, and national policy
of a ship within our waters laden with liquor.
(our waters and ports belong to us, not to the ship,)
She uses them by our permission, not by her right,
and when she uses them she must obey our laws or
take the consequences. We could refuse to allow
her to come. Patterson v. The Eudora, 190 U.S. 169.
We can and do say how and when she shall come,
what papers she shall bring, where she shall lie while
in port, when, where, and how she shall discharge her
cargo, and when and how she shall depart. No one
would ever question our right, or the right of any
nation, to prevent a vessel infected with typhus fever
from lying alongside a dock. It is jurisdiction over
our navigable waters, not over the internal affairs of
a ship which we assert.
Our organic law has said that the manufacture,
sale, importation, or exportation of liquor as 4
beverage shall cease. And that applies throughout
the United States and “all territory subject to the
jurisdiction thereof.’’ Congress, in its power to en-
force that organic law, has said that the possession of
liquor under other than limited conditions is a crime,
and that any place where it is possessed in violation of
those conditions is a nuisance. And that applies
throughout the United States and “all territory
subject to the jurisdiction thereof.” Why, then,
should it be said that vessels carrying it should be
permitted to hover about our shores, anchor in our
harbors, and lie alongside our wharves? Are not
these “subject to the jurisdiction thereof” ?
With “microscopic search” it is argued that the
constitutional amendment does not prohibit the
possession or use of liquor, but only prohibits sale,
importation, or exportation, and if “the national
prohibition act goes beyond the limits of the amend-
ment, and prohibits mere possession, it is unsupported
by the ( ‘onstitution, and, to that extent at least,
unenforcible.”” (Appellant’s brief, pp. 73, 74.) But
to forbid possession is a reasonable method of stopping
sale, importation, and exportation.
As the State has the power above indi-
cated to prohibit, it may adopt such measures
us are reasonably appropriate or needful to
render exercise of that power effective. * * *
And, considering the notorious difficulties
always attendant upon efforts to suppress
traffic in liquors, we are unable to say that
the challenged inhibition of their possession
Was arbitrary and unreasonable or without
’- gM On tre EOI BREN at OOS AE SRA Seen Ste ee
Soi ah en —
30
proper relation to the legitimate legislative
purpose. Crane Vv. Campbell, 245 U. 8. 304,
307.
The appellants urge that the courts never give a
construction to a statute contrary to international
law or the accepted custom and usage of civilized
nations when it is possible reasonably to construe it
in another manner, and they say that the same rule
a fortiori should apply to the construction of a pro-
vision of the Constitution. But we must remember
that—
The Eighteenth Amendment meant a great
revolution in the policy of this country, and
presumably and obviously meant to upset a
good many things on as well as off the statute
book. It did not confine itself in any metic-
ulous way to the use of intoxicants in this
country. Grogan and Anchor Line cases, supra.
It applied to the United States and all territory
subject to the jurisdiction thereof.
The amendment represents a declared policy of the
country, contrary we may for the sake of argument
admit, to the custom and usage of most civilized
nations. It was declared by the supreme power of
the people as part of their organic law, and it is the
supreme law of the land. It binds legislatures,
courts, officials, and individuals, and of its own force
invalidates everything which authorizes that which
it prohibits. National Prohibition cases, supra. What
room is there here for spelling out a duty on the part
of the court to conform or to construe this national
policy so as to harmonize it with customs and usages
Ps .
oe! PS
31
of nations whose policies are entirely different?
Would any one say that the Thirteenth Amendment
must be construed in accordance with the customs
and usages of nations which include slavery among
their policies? Slavery and liquor are now equally
foreign to our lawful institutions. The constitutional
ban admits of no compromise. The enforcement act
is not a statute to regulate, it is a statute to prohibit.
Toleration in accordance with custom and usage may
be consistent with regulation, but not with prohibition.
The national prohibition act, we submit, should be
construed in accordance with the national policy,
declared in the amendment, and by no other standard.
If that policy is utterly to banish liquor as a beverage,
and if the language of the enforcement act is, and since
the act of 1921 it surely is, broad enough to cover all
places subject to the jurisdiction of the United States,
it should be so construed,
It is to be remembered that we are not considering
here a revenue measure, or a patent law, involving
merely individual rights (Brown v. Duchesne, 19
How. 183), or a commercial regulation; we are not
concerned with the rights of seamen (The State of
Maine, 22 Fed. 743; The Kestor, 110 Fed. 432;
Patterson v.. The Eudora, 190 U. S. 170; Sandberg v.
McDonald, 248 U. §. 185; Neilson v. Rhine Shipping
Company, 248 U. §. 105), nor with the immigration
of contract laborers (Scharrenberg v. Dollar Steam-
ship Company, 245 U.S. 122). We are not attempt-
ing to adjust a complicated problem involved in the
seizure of vessels as prizes in time of war or under
32
embargo or nonintercourse statutes. (The Habana,
175 U. 8. 677; The Charming Betsy, 2 Cranch 64)
We are enforcing a national policy, drastic, revolu-
tionary, and, as its foremost proponents claim, evan-
gelistic in its proclamation and purpose. We know
of no consideration of comity or expediency which
may be heard to weaken or interfere with it any-
where in “the United States or the territory sub-
ject to the jurisdiction thereof.”
This court has already had ‘the routine argu-
ments”’ pressed, that ‘‘this country does not under-
take to regulate the habits of people elsewhere”;
that it has ‘no interest in meddling with transporta-
tion across its territory if leakage in transit is pre-
vented”; that the repeal of “statutes and a fortion
of treaties by implication is not to be favored,” and
that if the letter of the law seems to have that effect—
“A thing may be within the letter yet not within the
law when it has been construed’”’—and has given no
uncertain answer.
Ill.
There is no distinction between cargo and sea stores
which would distinguish liquor carried as such
from liquor carried as cargo, or which would indi-
cate that liquor carried as sea stores is intended
by Congress to be exempt from the provisions of
the 18¢h amendment and the national prohibition
act.
The collection act of March 2, 1799, whose pro-
visions were incorporated in the Revised Statutes,
has until recently contained the regulations for the
33
manifesting of cargo and sea stores. Section 2806,
Revised Statutes, provided that no merchandise
should be brought into the United States from any
foreign port in any vessel without a manifest in
writing of the cargo signed by the master. Section
2807 set forth what must be included in the manifest,
and one thing was “an account of the sea stores
remaining, if any.’ Sections 2795, 2796, and 2797
further particularized the requirements in manifest-
ing sea stores in order to prevent the importation of
such sea stores. Section 2795 was as follows:
In order to ascertain what articles ought to
be exempt from duty as the sea stores of a
vessel, the master shall particularly specify
the articles in the report or manifest to be
by him made, designating them as the sea
stores of such vessel; and in the oath to be
taken by such master, on making such report,
he shall declare that the articles so specified
4s sea stores are truly such, and are not in-
tended by way of merchandise or for sale;
whereupon the articles shall be free from duty.
By section 2796, if it appeared to the collector that
the quantities of articles reported as sea stores were
excessive, the collector could estimate the amount
of the duty on the excess, which should forthwith be
paid on pain of forfeiture. Section 2797 provided
that if any articles were found on board as sea stores
other than those specified, or if they were landed
without a permit, all such articles should be forfeited.
Section 2775 reads as follows:
The master of any vessel having on board
distilled spirits or wines shall, within forty-
ee Per
eight hours after his arrival, whether the same
be at the first port of arrival of such vessel or
not, in addition to the requirements of the
preceding section, report in writing to the
surveyor or officer acting as inspector of the
revenue of the port at which he has arrived,
the foreign port from which he last sailed, the
name of his vessel, his own name, the tonnage
and denomination of such vessel, and to what
nation belonging, together with the quantity
and kinds of spirits and wines on board of the
vessel, particularizing the number of casks,
vessels, cases, or other packages containing
the same, with their marks and numbers, as
also the quantity and kinds of spirits and wines
on board such vessel as sea stores, and in
default thereof he shall be liable to a penalty
of five hundred dollars, and any spirits
omitted to be reported shall be forfeited.
It is obvious that sea stores, therefore, have always
been treated in our customs laws in the same manner
as cargo. They were to be manifested and, if landed
without a permit, forfeited. Liquors as sea stores
were covered by special requirements and were to be
reported with the other liquors on board.
Nor is it true, as claimed, that sea stores have
always been regarded as part of the ship. A ship
and the things on board other than passengers
baggage have always been, by the customs laws at
least, classified under three heads, (1) the ship, its
tackle, apparel, and furniture, (2) its cargo, (3) its
sea stores. See sections of the Revised Statutes
referred to supra; United States v. 24 Coils Cordage,
feiti,
‘ eS ee eee
o~_T~—"" "at Sith Psp Di TN BE Ks at an EI IIE wat Bb alr we tate, > Be
35
28 Fed. Cas. 276; United States v. 1 Hempen Cable, 27
Fed. Cas. 26. In the latter case Judge Davis, in
the District court of Massachusetts, considering the
customs laws and referring to sea Stores, said that
the words “sea stores’? were applicable “not to the
tackle and apparel of the ship, furniture, sails,
rigging, cables, or anchors. These are to be consid-
ered as attached to the ship and so belonging to the
ship that it is no more necessary to include them in
the manifest than the ship itself.”
The tariff act of Sept. 21, 1922, in its later sections,
revised the collection act of May 2, 1799, incorporated
in the Revised Statutes. By section 642 of the act of
1922 sections 2775, 2795, 2796, 2797, 2806, and
2809 of the Revised Statutes were repealed. The
fact that section 2775 was repealed is convincing
evidence that Congress did not intend that liquor
should be carried either as cargo or as sea stores.
This is particularly suggestive when we consider
that, in the later sections of the tariff act of 1922,
most of the provisions of the old act of 1799 were
teenacted in one form or another with the exception
of those which had to do with liquor. Can it reason-
ably be said that a Congress which revised the old
collection act and left out of it all provisions for
manifesting liquors, and showed its intention to
make the old sections comply with present conditions,
intended that liquors might be carried as ships’
stores? Nowhere either in the old act or the new
is there any limitation upon the amount of mer-
thandise which can be carried as sea stores. Is it
6
a
Sean
36
reasonable to suppose that Congress intended to
allow a vessel to carry as sea stores any amount of
liquor which she might choose, to stay in our ports
with it as long as she chose, with only a penalty of
having it treated as imported merchandise if any
of it was landed? It would seem to follow by neces-
sary implication that if Congress, when it passed
the tariff act of September 21, 1922, and repealed
the provisions of section 2775 of the Revised Statutes
specifically providing for reporting liquors forming
part of the sea stores of a vessel, had intended to
allow such liquors to be included as sea stores, it
would have made some specific provision for them,
including the amount which might be carried, and
carefully drawn safeguards against smuggling.
IV.
Summary and conclusion.
Our construction of the enforcement laws must
follow the policy of our country declared in the
eighteenth amendment. The language of the statutes
is broad enough to give complete effect to that
policy wherever the jurisdiction of the United States
extends. It should therefore be given such effect.
That it may cause loss is evident. That it may
offend friends beyond the sea is indeed regrettable.
The difficulties, however, are probably greater in
imagination than they will prove to be in reality.
We have no reason to believe that the Governments
of Italy and France will object to recasting their
37
shipping regulations so as to conform to our law as
soon as that law is settled by this court. And, beyond
all question, our Constitution can not be made to
yield to their shipping regulations. Surely, those
nations would not tolerate the commission in their
ports by foreign vessels of what their law regards
as nuisances, and they will readily see the impropriety
of allowing their vessels thus to offend in our ports.
The judgments appealed from, therefore, should be
affirmed.
JAMES M. Beck,
Solicitor General.
MaBeL WALKER WILLEBRANDT,
Assistant Attorney General.
ALFRED A. WuEatT,
Special Assistant to the Attorney General.
DECEMBER, 1922.
O
, — —
appre os ee ae
IN THE
Supreme Court of the United States
Ocrosper Term, 1922
THE “CUNARI STEAMSHIP COMPANY, LTD. and ANCHOR )
LINE (HENDERSON BROTHERS) LTD.,
Appellants,
against
ANDREW W. MELLON, et. al.
Appellees.
OCEANIC STEAM NAVIGATION COMPANY, LTD...
Appellants,
against
ANDREW W. MELLON, et. al,
Appellees
INTERNATIONAL NAVIGATION COMPANY, LTD...
Appellants,
against
HENRY C. STUART, et. al.
Appellees,
COMPAGNIE GENERALE TRANSATLANTIQUE,
Appellants,
against
ANDREW W. MELLON, et. al.
Appellees.
THE NETHERLANDS AMERICAN STEAM NAVIGATION COM-
PANY (HOLLAND AMERICAN LINE),
Appelhints,
against
ANDREW W. MELLON, et. al,
Appellees
LIVERPOOL BRAZIL AND RIVER PLATE STEAM NAVIGATION
COMPANY, LTD.,
Appellants,
against
ANDREW W. MELLON, et. al,
Appellees. |
om -
THE ROYAL MAIL STEAM PACKET COMPANY,
Appellants,
against
ANDREW W. MELLON, et. al,
Appellees,
UNITED STEAMSHIP COMPANY OF COPENHAGEN (SCANDI-
NAVIAN AMERICAN LINE),
Appeiiants,
against |
ANDREW W. MELLON, et. al,
Appellees
eerste
THE PACIFIC STEAM NAVIGATION COMPANY,
Appellants,
against
ANDREW W. MELLON, et. al,
Appellees
NAVIGAZIONE GENERALE ITALIANA, °
: Appellants,
against
ANDREW W. MELLON, et. al.
Appellees, J
eee rerteensccnsccinteeminsianesinimasinsennenniniensieeeeesemnens
= 666,
=bb/.
668,
= 669.
= 670.
+678.
We apse CECT A, (OD A Thal OP RM AEE Atom Ae FIN ANG A HN Heat
2
PLease Take Notice that on Monday, November
13, 1922, at twelve o’clock noon, or as soon there-
after as counsel may be heard, the appellants
herein will submit to the Supreme Court of the
United States a motion, a copy of which is hereto
annexed, petitioning said Court to advance the
above entitled cause for early hearing.
Dated, November 1, 1922.
GEORGE W. WICKERSHAM,
Counsel for Appellants,
Office and P. O. Address,
No. 40 Wall Street,
Borough of Manhattan,
City of New York.
To
How. Harry M. Davenerry,
Attorney General of the United States,
Attorney for Appellees.
3
In THE
SUPREME COURT OF THE UNITED STATES
Ocroser Term, 1922
THE CUNARD STEAMSHIP COMPANY, LTD... and ANCHOR )
LINE (HENDERSON BROTHERS) LTD.,
Appellants,
against
ANDREW W. MELLON, et. al.,
Appellees,
OCEANIC STEAM NAVIGATION COMPANY, LTD.,
Appellants,
against
ANDREW W. MELLON, et. al.
Appellees,
INTERNATIONAL NAVIGATION COMPANY, LITD.,
Appellants,
against
HENRY C. STUART, et. al.,
Appellees,
COMPAGNIE GENERALE TRANSATLANTIQURE,
Appellants,
against
ANDREW W. MELLON, et. al,
Appellees,
THE NETHERLANDS AMERICAN STEAM NAVIGATION COM-
PANY (HOLLAND AMERICAN LINE),
Appellants,
against
ANDREW W. MELLON, et. al.
Appellees,
LIVERPOOL BRAZIL AND RIVER PLATE STEAM NAVIGATION
COMPANY, LTD.,
Appellants,
against
ANDREW W. MELLON, et. al.,
Appellees,
PACKET COMPANY,
Appellants,
THE ROYAL MAIL STEAM
against
ANDREW W. MELLON, et. al,
Appellees
UNITED STEAMSHIP COMPANY OF COPENHAGEN (SCANDI-
NAVIAN AMERICAN LINE),
Appellants,
against
ANDREW W. MELLON, et. al.,
—— Appellees
THE PACHTIC STEAM NAVIGATION COMPANY,
Appellants,
against
ANDREW W. MELLON, et. al.
Appellees.
NAVIGAZIONE GENERALE ITALIANA,
Appellants,
against
ANDREW W. MELLON, et. al.,
Ajppeiioes
a aaneermesatcesecpeees: Atctmeeesceceosiecneeeeensionieee.
659.
+660.
+661.
1. hath
+662.
666.
O68,
= 669.
+670,
+678,
phe sek ae ennnce ade ac ed at a A ST «alt: ONAN AE WN shat Bn) NB ~~
4
On Appeal from The District Court of The United
States for The Southern District of New
York.
The Appellants move that these causes be ad-
vanced for hearing at an early date. These
appeals are taken from final decrees of the District
Court of the United States for the Southern Dis-
trict of New York in each case, dismissing the bill
of complaint.
The bills of complaint prayed for an injunction
restraining defendants from enforcing, or at-
tempting to enforce against the various com-
plainants, any of the forfeitures or penalties pro-
vided for in the National Prohibition Act by
reason of the carriage by their vessels within the
territorial waters of the United States of in-
toxicating liquor as sea stores intended for the
use of passengers and crew of said vessels out-
side the territorial waters of the United States.
Complainants are foreign corporations and their
vessels all fly foreign flags and are owned and
registered in foreign countries.
The bills of complaint were filed to restrain the
threatened acts of the defendants to make and
carry out orders following an Opinion of the At-
torney General of the United States, which held
that foreign vessels were viclating the provis-
ions of the Eighteenth Amendment and_ the
National Prohibition Act by keeping on board
while in the territorial waters of the United States
sea stores including intoxicating liquors intended
for use by passengers and crew without the juris-
diction of this country.
This ruling is contrary to the opinion of a prev-
a
mp ty
PET AGI SEARO a PPV RIES SBE Sa ne i eA SREY
5
ious Attorney General and to existing regulations
of the Secretary of the Treasury.
The necessary jurisdictional facts appear in the
Bills of Complaint and the Secretary of the Treas-
ury voluntarily appeared and submitted himself
to the jurisdiction of the court.
The decision of the District Court, from which
this appeal is taken, affects all foreign vessels of
every nation touching at ports of the United
States.
Due notice of the presentation of this motion
has been given to the Attorney General of the
United States, counsel for appellees.
An early hearing of this appeal is therefore de-
sirable in the public interest, as well as in the
interest of complainants and all other foreign
steamship lines similarly situated.
GEORGE W. WICKERSHAM,
Counsel for Appellants.
INDEX.
Page.
Ne OP CAMB. 20.5056. cece ec cancncnccevccsesccccccucccnece 1
EN ARR xRS NEAR SN dn SRN Sh GRA Ha cneny sb aenhuednccccesaiccg 4
BROUMENT. . ......-- 2-2 cee eee c cee cece cn nn ee 5-29
I. The Eighteenth Amendment and che Nationa! Prohibition
Act require the application of prohibition to every place
where the United States may exercise its jurisdiction.... 5-19
The enforcement statutes............................ 6-11
The purpose of the Amendment...................... 11-19
National Prohibition Act.............................. 25-29
IV. Summary and Conclusion. .............................. 30
| Arrenvix (Opinion of the Attorney General of October 6, 1922)...... 31-51
CITATIONS.
Cases:
Anchor Line v. Aldridge, decided May 15, 1922................. 15
Craig v. Missouri, 4 Pet. 410..........200.0000000 000 12, 30
Crane v. Campbell, 245 U.S. 304.22... 200.2000 0oee 33
Crapo v. Kelly, 16 Wall. 610...........0..000.000.000........ 34, 40
Cherokee Nation v. Georgia, 5 Pet..1............0.-0.-00.-...... 37
Civil Rights Cases, 109 U. 8. 3.0.2.2... 00 c eee... 39
Ss SO OP OU BBs ceca ssasceccssccaseccses.:.... 48
Exchange, The, 7 Cranch, 135.............. soe aS eevee 48
NN Gh ai. in'wsnnnocdsnncnchinns\eviesaxeaacce 17, 18
Gloucester Ferry Co. v. Comm. of Pa...........2..2........... 46
Grogan v. Walker, decided May 15, 1922...................... 15
Hawaii v. Mankichi, 190 U.S. 197.............0............ 37
Kendall v. United States ex rel. Stokes, 12 Pet. 524............. 12
King against Brizac and Scott, 4 Easts Term Reports, 164...... 41
; v. International Navigation Co., 117 Fed. 170....... 35
v. Comm. of Mass., 139 U.S. 340.................. 41
Marwell v. Dow, 176 U.S. 581.........00.0.000000000 12
McCulloch v. Maryland, 4 Wheat. 316...................... 12
National Prohibition Cases, 253 U. S. 350..................... 19, 32
Old Dominion Steamship Co. v. Gilmore, 206 U.S. 402......... 41
Olson v. San Francisco, 82 Pac. 850........................ 40
People v. Commissioner @ Fane, 00 0. ¥. 202................ 40
St. Clair v. United States, 154 U. S$. 134............ 36
v. Dollar Steamship Co., 245 U.S. 122........... 43
Scotia, The, 14 Wall, () See pS au ooe 6 690.0948 OREN ONE RESS 5 KS 34
WE PHPNE OU oass hennpdinnseaccsaecss. 14
25494221 @)
SRA eAIONN ta meTAE I Ri ste aS eS NR NES O C PL A UOC ot ati eStore
Cases—Continued,
United States v. 254 Bottles of Intoxicating Liquors, So. Dist. of
Texas, May 4, 1922.... 2.2... 6. e ee eee ee ee eee ee eee ee eens
United States v. Bowman, decided Nov. 18, 1922............... 20-23
United States v. 24 Coils Cordage. . . ....- 0... cece eee e eee eeeees
United States v. Diekelman, 92 U.S. 520... . 2. 6.6 eee ee eens,
United States v. Hawkins, So. Dist. of N. Y.........-------.08,
United States v. 1 Hempen Cable, 27 Fed. Cas. 26. .............
United States v. Gratiot, 14 Pet. 526............-.-- see eee eens
United States v. Greathouse, 4 Savoy 457... .... 6... 6.2 eee eee eee
United States v. Rodgers, 150 U.S. 249. 2... - 6. eee ee eee eee ees
United States v. Smiley, 6 Sawyer 640... .... 2.6.22 eee esses
Wilson v. McNamee, 102 U.S, 572... eee eee eee eens
STATUTES:
Dinh Or WIRD: BTID Sc isc ca cvinwescecawese sen eanservuscens
Act of October 28, 1919 (National Prohibition Act), 41 Stat.
BT. BOB a a isu npasnnvccsnrcdsshivccctactvessatessicens
Rant SB TRG TE. 5 cians ve ncanecnvnwnwdesdeasacesanns
Section 7, Title IT... 0... neces ccc cc cc ecceeeeecencennes
Et Abt) eee irr eT Teer erent Ty |
Section 18, Title TL. . occ. ccc sc ccccccew sence ee ececeeneses
Section 20, Title TL. ... .......ceccccccccccuersunsensuswas
Section 21, Title IL... 2... ccc cece ccc eee c ence swecceess
Saction 25. Tile E20... oc. cc vcccvsnaecseccccsnucessncesss
Section 33, Title TE... once ccc ccsencccncsg essences
Act of November 23, 1921, c. 184 (Supplemental Act). ........
ee i cucqantucenharcdseseectaenes Cu bncessacens
ans Kc uhhh kee UsRe neh nape bas UKs 649 5x SEN EE
Act of Sept. 21, 1922 (Tariff Act).......--------+--ee se eee ee
Criminal Code—
ee. vc kawuckGsGbsahbdddxe KARE ESEESS SES ERSES
REBT sy vc cu canes cnucccavkscenbes eee ch CUCERGSA ERIN IS
Judicial Code—
EG Rec chau nn kc At ekbEO KEN Chee RS REA CAN ESS RENE SEEN.
Revised Statutes—
Bantion SITE... viaccess ceccinctewceteuewenececuasecannns
ee ti eet ere eee eee? eee.
ee eee reer rer Tare Gere ty
aS | ee re Terese er eee TET er
Section 2806. ......... iuieeiedans Dens ae sae
US nee rere re Tey Tere i
eRe ID oo 5x cK a wks vod bs nto Seka ws ARS USARSRERRAE
MISCELLANEOUS:
Corpus Juris, vol. XVI... .....-.-- +e eee e sere eee rete
Letter of Mr. Bayard, Secretary of State, to French Minister, 1885.
Moore’s Law Digest, vol. 1... ..---.. ene eee rece reece een seen
Seale’s Cases on Conflict of Laws......... 6... - 6. eee cere eee
Standard Dictionary, The. . .........----- essen eee reer ee ee
Watson on the Constitution, vol. 21.............-----eee ee ee
Wahetor’s Works wol. 6........sccnvecedesscecesssccccncsecss
Wharton’s State Trials... 2.2... cece we cece eee c weer e nn cneees
Inthe Supreme Court of the United States,
OcroBER TERM, 1922.
INTERNATIONAL MERCANTILE MARINE Com-)
pany, appellant,
v. No. 693.
H. C. Stuart, Actine CoLiector, ETC.,
et al.
Unirep AMERICAN LINEs, INCORPORATED; }
Atlantic Mail Corporation, American
Ship & Commerce Navigation Corpora-
tion, et al., appellants, .No. 694.
v.
Heyry C. Sruarr, ActTinG COLLECTOR,
ete., et al. ;
APPEALS FROM THE DISTRICT COURT OF THE UNITED
STATES FOR THE SOUTHERN DISTRICT OF NEW YORK.
BRIEF ON BEHALF OF APPELLANTS.
These are appeals from final decrees of the United
States District Court for the Southern District of
New York dismissing bills of complaint filed against
the defendants who are officers of the United States
charged with the duty of enforcing the National
Prohibition law.
(1)
ee Ke
2
The relief asked in No. 693, the International Mer
cantile Marine Company case, is an injunction restrain-
ing the defendants (1) from enforcing or attempting
to enforce against the complainant or its steamships
any of the seizures, pains, forfeitures, and penalties
provided in the National Prohibition Act or in laws,
or in regulations of the Secretary of the Treasury;
(2) from arresting and prosecuting the compisinant,
its officers, etc., for or on account of the alleged
violations by them of the regulations or of acts of
Congress on the ground or claim of having intoxicat-
ing liquors on board complainants’ vessels as sea
stores while in the port of New York; (3) from
refusing to issue to the complainants or its ships
permits for clearance from the port of New York, ot
in any way interfering with the arrival or departure
of the steamships with liquor on board sealed as sea
stores; (4) from seizing, molesting, or otherwis
interfering with the complainants in the peacefil
possession of said intoxicating liquors on board its
vessels as part of their sea stores; (5) from enforcing
against the complainant or its steamers any of the
penalties provided in the acts of Congress or the
regulations of the Secretary of the Treasury by
reason of any sale of liquor carried as sea stor
which may be made on the high seas or in foreig
ports.
The relief asked in the bill in No. 694, the Unile
American Lines case, is substantially the same, a0
in addition asks an injunction against the defendasis
from arresting and prosecuting the complainants
their officers, agents, etc., or from attempting any
seizure or forfeiture of any intoxicating liquors
carried as sea stores on board certain-named steam-
ships of the complainants, or the said steam
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