Opposition Brief — Republican National Committee v. Federal Election Commission
Supreme Court brief1997
Ask Donna
What actually matters in this document.
Text
wnt
Supreme Court, U.S. §
Cs tL 2D
>) NOV 20 1996
No. 96-415
Jn the Supreme Court of the Gnited States =~
OCTOBER TERM, 1996
REPUBLICAN NATIONAL COMMITTEE, ET AL.,
PETITIONERS
v.
FEDERAL ELECTION COMMISSION
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
BRIEF FOR THE RESPONDENT IN OPPOSITION
WALTER DELLINGER
Acting Solicitor General
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
LAWRENCE M. NOBLE
General Counsel
RICHARD B. BADER
Associate General Counsel
DAVID KOLKER
Attorney
Federal Election Commission
Washington, D.C. 20463
QUESTION PRESENTED
Whether the court of appeals properly upheld the
Federal Election Commission’s regulation defining
what constitutes the “best efforts” of political com-
mittees to obtain and report identifying information
about their contributors under 2 U.S.C. 482(i).
(I)
TABLE OF CONTENTS
. Page
SED SUIINED i cncrichh sobibsthietveseuectnontbancequpracdosoquictetpsbetiesers 1
I i ia a oo cueenbbesucnnseresacinnmnnlaine l
SINNER. siciah inns dnptinaiineeabapibinadeetbawbesdemisndbihnintnstabsateaeks 2
NII (ind iin cencdahdaa amb baheibaunnanpnoonsasedubagaiesvedubbertes 8
SIN icnhiduiiin gs belbinbetispesh bcaninendcadbbodisaesobbebbiakiowichesties 17
TABLE OF AUTHORITIES
Cases:
American Hosp. Ass’n v. NLRB, 499 U.S. 606
SUPINE Sculls aiiadinsaeadsdaddoainedbemekincemeedsbedaaebeasitetasenens 16
Buckley v. Valeo, 424 U.S. 1 (1976) .............000 2, 6, 8, 13
Chevron U.S.A. Inc. v. Natural Resources De-
fense Council, Inc., 467 U.S. 837 (1984) ............06. 15, 17
City of Ladue v. Gilleo, 114 S. Ct. 2038 (1994)........... 14
FEC v. Democratic Senatorial Campaign Comm.,
NE BEE IED chicken uvstabiceseGedbasacbnaishsdcecvialinniteeis 16
Finley v. United States, 490 U.S. 545 (1989) ........... 15
Good Samaritan Hosp. v. Shalala, 508 U.S. 402
SRIUUEE shdsdacathadssbthaededechstscichssbvndnudbsetnsubiiactodiniuasevese 14, 15
International Union v. Donovan, 746 F.2d 855 (D.C.
Cir. 1984), cert. denied, 474 U.S. 825 (1985) ............ 16
Madsen v. Womens Health Ctr., 1148S. Ct. 2516
RO eat ees ei Oa checeubenialien 1]
McIntyre v. Ohio Elections Comm’n, 1158. Ct. 1511
SNEED Avie. canbe. esbbtebadlehbtetinaiansies induarbatbabbessoehanmeenies 11
Rust v. Sullivan, 500 U.S. 173 (1991) .............ceseeeeee 15
United States v. Grace, 461 U.S. 171 (1988) ............ 10
Ward v. Rock Against Racism, 491 U.S. 781
ta SOMES SE SEE CEN Aa RSE 10
Constitution, statutes and regulations:
i a a cduasoncenonsiaees 2, 6, 7, 10
Administrative Procedure Act, 5 U.S.C. 551
WS hash a phd tedndsiniignedadenessansncascecisetousdesanoreseesecénesenesees 7
(IIT)
IV
Statutes and regulations—Continued: Page
Federal Election Campaign Act of 1971, 2 U.S.C.
Bi GB OB. icnsistiindiiiaidnimnnneen 2, 3, 8, 9, 11, 14
SF Gis GRRE IBP nesicccccnssiersiaviarsssivevicssedoustesnetnecies
BE ics SERA) cansinissentasinsecenseinenennsacevedpipnaboetealen
F TF TRAL GE LEST O) hctisestiiiesivciecattoreins
B USAC. GAD © cccedcessiceneesensscecisvcoscnscanoetens
ER STAD Seimei stictitpnsvinstnrisisigeies ctcennnties
De Sas SOD krish vaeeinncesrnivecacctniqenes petseneneeciinels
BET OD acisknaissnccecscsepiavens iakapinindabeineehs
DR Uke MPO) cannes ice rn onventersanannremennatios ana
Rites SPE Scthcinhcelinnkdiasnshiecksnektcéibanansienatineita
FF MEA UT ssansncéiceindounsiddeanneaesinemeniinadniaaaseess
Be Reds EE an seinsithia vndenscrartsntnddinndisiaahtispenanhin vine 1
Federal Election Campaign Act Amendments of
1976, Pub. L. No. 94-283, Tit. I, § 104, 90 Stat.
480 (2 U.S.C: 4B4(D) (1GTE)) o....ccseccccccccsccvesssseseess 3, 6
Federal Election Campaign Act Amendments of
1979, Pub. L. No. 96-187, Tit. I, § 102, 93 Stat.
OonNWNMNN NNN WS W &
SOS Ge Ci eiede EID haedcdcddicdincsdibecncinacedbisaiietnestce 3, 6, 15
11 C.F.R.:
CURIA RULE CAUNEES -cocechansccccennnpaptesicniadsorcanscengeesoesins 3
SPINGEL: SUP ULMIIUEED : ici suacendnbdiuneeveeipeeienhibdsibeistesterens 5
Miscellaneous:
122 Cong. Rec. (1976):
Wi TIED. Sicnatthincscacsnccsccscnscensacscussndedbeueebeusthosunsqabacciuns 13
ay PRET Guihatidcicdaskentessleanpenevcedhbsovusinwascnsassbaseanbeenbiaeias 13
58 Fed. Reg. (1993):
hy Free Fibs ovninintdasintilacehedbicnutncaiedad haveuisessblneaciticinliin 4
Bh IF Gane chs sbests eli oenncabeindghinlcetctuibnthiadabecniadanbieadbaonevl 8, 10
H.R. Rep. No. 422, 96th Cong., Ist Sess. (1979) ......... 6, 12-
13, 15, 16
In the Supreme Court of the United States
OCTOBER TERM, 1996
No. 96-415
REPUBLICAN NATIONAL COMMITTEE, ET AL.,
PETITIONERS
v.
FEDERAL ELECTION COMMISSION
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
BRIEF FOR THE RESPONDENT IN OPPOSITION
OPINIONS BELOW
The opinion of the court of appeals (Pet. App. 1la-
22a) is reported at 76 F.3d 400. The opinion and
judgment of the district court (Pet. App. 23a-35a) are
unreported.
JURISDICTION
The judgment of the court of appeals was entered on
February 20, 1996. A petition for rehearing was
denied on June 11, 1996 (Pet. App. 36a-37a). The
petition for a writ of certiorari was filed on
September 9, 1996. This Court has jurisdiction under
28 U.S.C. 1254(1).
(1)
STATEMENT
1. This case concerns a regulation under the
Federal Election Campaign Act of 1971 (FECA or
Act), 2 U.S.C. 481 et seg. The Act requires political
committees to disclose to the Federal Election Com-
mission (FEC),' inter alia, the name, mailing ad-
dress, occupation, and employer of each contributor
whose aggregate annual contributions exceed $200.
2 U.S.C. 431(13), 484(b)(3)(A). This Court held that
reporting requirement, first enacted in 1971, against
a First Amendment challenge in Buckley v. Valeo,
424 U.S. 1, 61-84 (1976), although at that time the
annual threshold for requiring occupation § and
employer information for individuals was only $100.
Id. at 68. The Court found the reporting thresholds
“low” and recognized that “[t]hese strict require-
ments may well discourage participation by some
citizens in the political process.” Jd. at 88. Nonethe-
less, it upheld them as “the least restrictive means of
curbing the evils of campaign ignorance and corrup-
tion that Congress found to exist.” Jd. at 68.
The regulation at issue has its origins in a post-
Buckley amendment to the FECA that added the
following sentence to the subsection specifying the
information political committees must provide in
their reports to the Commission:
! The Commission is an independent agency charged with
the administration, interpretation, and civil enforcement of the
FECA. See 2 U.S.C. 487c(b)(1), 487d(a) and (e), 487f, and
437g. Congress has expressly authorized the FEC to “formu-
late policy” under the Act, 2 U.S.C. 437¢(b)(1), and to “make,
amend, and repeal such rules * * * as are necessary to carry
out the provisions of this Act,” 2 U.S.C. 437d(a)(8).
3
When committee treasurers and candidates show
that best efforts have been used to obtain and
submit the information required by this subsec-
tion, they shall be deemed to be in compliance
with this subsection.
FECA Amendments of 1976 (1976 Amendments), Pub.
L. No. 94-283, Tit. I, § 104, 90 Stat. 480 (codified at 2
U.S.C. 434(b) (1976)) (emphasis added). Four years
later, the “best efforts” provision was recodified to its
current form with only minor changes in the original
language:
When the treasurer of a political committee
shows that best efforts have been used to obtain,
maintain, and submit the information required by
this Act for the political committee, any report or
any records of such committee shall be consid-
ered in compliance with this Act or chapter 95 or
chapter 96 of [title 26].
FECA Amendments of 1979 (1979 Amendments), Pub.
L. No. 96-187, Tit. I, § 102, 93 Stat. 1347 (codified at
2 U.S.C. 432(i)) (emphasis added). The only substan-
tive changes in the provision were the extension of
the “best efforts” standard to record keeping as well
as reporting, and the deletion of “candidates” as per-
sons to whom the “best efforts” standard is directly
applicable; the standard itself was untouched. The
FECA has never defined the term “best efforts.”
2. As originally promulgated, the regulation imple-
menting the “best efforts” language permitted politi-
cal committees to satisfy the provision by including a
“clear request” for the donor information with their
original solicitations. 11C.F.R. 104.7 (1981). No fur-
ther efforts to obtain donor information were re-
quired. Experience with that regulation, however,
4
revealed that “weaknesses in the current ‘best
efforts’ regulations appear to have led to a significant
percentage of incomplete itemizable contributions for
some committees.” Pet. App. 56a. For example,
during the rulemaking process leading to promulga-
tion of the changed regulation at issue in this case,
one group provided a study indicating that, through
June 1992, the presidential and congressional (general
election) candidates had “failed to identify the donor’s
occupation and employer for contributions totaling
over $36 million” (C.A. App. 169). In particular, the
“political committees of President Bush and Gover-
nor Clinton failed to report the donor occupa-
tion/employer information for well over half their
large individual contributions.” Jbid. With respect to
the cause of these low response rates, the Republican
National Committee acknowledged that “some cam-
paigns make a more serious effort * * * than oth-
ers”; another witness “revealed that some commit-
tees put their requests for donor information in small
print, or buried them among other material.”
Pet. App. 12a.
Such experiences led the FEC in 1993 to revise the
regulation implementing the “best efforts” provision.
58 Fed. Reg. 57,725. The amended (and current) regu-
lation provides that when a political committee is
unable to obtain and report all the information re-
quired by the Act about contributors of $200 or more,
the treasurer and committee will be deemed to have
satisfied that statutory obligation only if, inter alia,
the political committee sends a “stand-alone” follow-
up request for the information to donors who fail to
supply it in response to the committee’s original
solicitation. Jbid. The follow-up request cannot
contain “material on any other subject * * * except
5
that it may include language solely thanking the
contributor for the contribution.” rm GPR.
104.7(b)(2).”
In its Explanation and Justification for the revised
regulation, the FEC discussed the pertinent legisla-
tive history of “best efforts,” Pet. App. 47a-49a, and
stressed the “high priority” the Act places on “the
public interest in the disclosure of accurate and
complete contributor information.” Jd. at 43a. The
Commission “also weighed concerns regarding the
costs, burdensomeness, and effectiveness of various
modifications to the regulations” and “made every
effort to ensure that costs are reasonable.” Jbid. As
the court of appeals concluded, “[iJn the end, the
Commission’s new regulation result[ed] from exactly
the kind of agency balancing of various policy
considerations to which courts should generally
defer.” Id. at-14a.
3. After the “best efforts” regulation became final,
petitioners brought this action in district court to
challenge the regulation. In an unpublished decision,
the district court granted the Commission’s motion
for summary judgment. Pet. App. 23a-34a. The court
* The regulation also required the follow-up request to
include specific mandatory language describing political com-
mittees’ reporting requirements, but the court of appeals
invalidated and severed this portion of the regulation. Pet.
App. 9a-10a, 17a. No party now challenges that portion of the
court’s decision. Follow-up requests may thus include an
explanation of the reason for the information request, which
would be “material on [the same] subject” in compliance with
the regulation. See 11 C.F.R. 104.7(b)(2). Petitioners state
(Pet. 7 n.6, 10 n.7) that the Commission has “changed its
position” in this regard, but the Commission has simply
recognized the court of appeals’ decision. See Pet. App. 9a.
6
rejected petitioners’ arguments that the legislative
history of the “best efforts” provision precludes the
Commission’s construction and that the FEC had
improperly revised its regulation. The court also
rejected petitioners’ First Amendment challenges to
both the stand-alone follow-up requirement and the
language required to be used in information requests.
The court noted that the regulation only defines a
defense in the event political committees fail to report
ail required information, and thus “does not compel
political committees to do anything.” Jd. at 3la. It
also found that the “added costs imposed by the new
regulation are * * * a minimal burden [that] is not
unconstitutional in light of Buckley’s recognition of
the strong governmental interest involved.” /d. at
33a (citing Buckley, 424 U.S. at 66-68).
4. The court of appeals affirmed in part and re-
versed in part. Pet. App. la-22a. Noting (id. at 3a)
that Congress did not define “best efforts” when it
added the statutory requirement in the 1976 Amend-
ments or when it recodified the provision in the 1979
Amendments (see 93 Stat. 1347), the court afforded
deference to the FEC by determining that there is
“nothing in the phrase ‘best efforts’ to preclude the
Commission from requiring committees to make
more than one request for the information.” Pet. App.
6a. The court reasoned that a 1979 House report
carried “little probative weight” as “essentially post-
enactment history,” ibid., and it rejected petitioners’
other arguments that the legislative history limited
“best efforts” to a single request for information. Jd.
at 7a; see also H.R. Rep. No. 422, 96th Cong., Ist Sess.
14 (1979). The court also found reasonable the Com-
mission’s revision of the regulation in light of its
experience with the prior interpretation over the
| a a aa a
7
previous decade. Pet. App. 8a-9a. In addition, the
court rejected petitioners’ argument that the regula-
tion violated the Administrative Procedure Act, 5
U.S.C. 551 et seg. After examining the FEC’s rule-
making procedure in great detail (Pet. App. 10a-14a),
| the court concluded that “the Commission’s new
regulation results from exactly the kind of agency
balancing of various policy considerations to which
| courts should generally defer.” Jd. at 14a.
| With respect to the regulation’s mandatory state-
| ment to be included in information requests, however,
the court of appeals reversed the district court
because it found the statement to be inaccurate,
misleading, and contrary to the statute. Pet. App. 9a-
10a. “Because the Commission's initial proposed
regulation did not even include the requirement of a
mandatory statement,” however, the court found this
portion of the regulation to be severable from the
requirement of a stand-alone follow-up request. Jd. at
17a.
Finally, the court of appeals addressed and rejected
(Pet. App. 15a-17a) petitioners’ First Amendment
challenge to the regulation’s prohibition on the stand-
alone follow-up request “contain{ing] anything other
than the request for the missing information, the
mandatory statement, and an expression of grati-
tude.” Jd. at 4a. The court noted Buckley’s holding
that the Act’s disclosure requirements are the “‘least
restrictive means’ of furthering * * * substantial
government interests,” id. at 15a, and found it
significant that the “best efforts” provision offers an
optional safe harbor that was added only after Buck-
ley upheld the statute’s absolute disclosure require-
ments, ?bid. The court affirmed the district court’s
observation that the “best efforts” regulation “does
not compel political committees to do anything, and
there is no penalty for violation of the ‘best efforts’
regulation.” Jd. at 16a. In addition, the court of
appeals concluded that the restriction of speech was
content-neutral. “It forbids additional speech not
because of any hostility to the content of that speech,
but to ‘ensure that a written request for the inforraa-
tion is not overlooked.’” Jbid. (quoting 58 Fed. Reg.
57,727 (1993)). The court further determined that the
regulation imposed only a minimal financial burden
that is not unconstitutional, especially in light of
Buckley’s conclusion that the Act’s disclosure
requirements serve interests compelling enough to
outweigh the fact that they “would financially burden
campaigns by deterring some donors from contribut-
ing.” Pet. App. 17a (citing Buckley, 424 U.S. at 68).
ARGUMENT
The decision of the court of appeals upholding the
best efforts regulation is correct and does not conflict
with any decision of this Court or any other court of
appeals. Further review is therefore not warranted.
l. In Buckley v. Valeo, 424 U.S. 1 (1976), this
Court upheld the FECA’s requirement that political
committees disclose to the FEC each significant
contributor’s “name and address, as well as his occu-
pation and principal place of business.” Jd. at 82. The
Court explained that such a mandate is constitutional
because it “serves informational functions, as well as
the prevention of corruption and the enforcement of
the contribution limitations.” Jd. at 83. When the
statute was upheld in Buckley, it contained no
exception for a committee that was unable to obtain
the required information. As the court of appeals con-
cluded:
9
Indeed, because the “best efforts” provision—
added to the Act after the Court decided
Buckley—essentially offers an optional safe
harbor or affirmative defense for political com-
mittees unable to secure the identifying informa-
tion, it actually makes the Act’s reporting
requirements less stringent than the absolute
disclosure requirements upheld in Buckley. As
the district court explained, “the ‘best efforts’
regulation does not compel political committees
to do anything, and there is no penalty for
violation of the ‘best efforts’ regulation.” Repub-
lican Nat'l Comm., No. 94-1017, slip op. at 11.
Because the absolute disclosure requirement at
issue in Buckley does not violate the First
Amendment, neither can an optional safe harbor
for those unable to comply with the absolute
disclosure requirement.
Pet. App. 15a-16a. Thus, petitioners are incorrect in
claiming that the regulation purports to “allow the
government unprecedented control over political
entities’ speech.” Pet. 12. By upholding the disclo-
sure provision of the FECA in Buckley, the Court has
made clear that the Commission may undertake rea-
sonable steps to meet the purposes underlying the
statute.
2.a. Contrary to petitioners’ assertion, the court
of appeals did not hold that “any manner in which the
FEC chose to define ‘best efforts’ as a lessening of the
disclosure requirement would also be constitutional.”
Pet. 11 (emphasis added). Instead, as petitioners later
concede (Pet. 18), the court of appeals “also consid-
ered the speech ban in the required follow-up inquir-
ies on its own terms.” See Pet. App. 16a-17a.
10
The court of appeals properly determined that the
regulation’s restrictions on additional speech in the
follow-up request are content-neutral and thus valid
“if they are ‘narrowly tailored to serve a significant
government interest, and leave open ample alternative
channels of communication.” Pet. App. 16a (quoting
United States v. Grace, 461 U.S. 171, 177 (1983)). The
regulation prohibits all extraneous material from the
follow-up request that would clutter and obscure the
information. request. As the court of appeals ex-
plained, the regulation “forbids additional speech not
because of any hostility to the content of that speech,
but to ‘ensure that a written request for the informa-
tion is not overlooked.’” Pet. App. 16a (quoting 58
Fed. Reg. 57,727 (1993)). But since petitioners remain
entirely free to express their views to their contribu-
tors on any subject in all other communications, the
regulation amounts to nothing more than a reason-
able time, place, or manner restriction on such
speech. See Ward v. Rock Against Racism, 491 U.S.
781, 791 (1989). As the Court stated in Ward, the
“controlling consideration” for courts in assessing a
First Amendment challenge is the government’s
purpose for the restriction. Jbid. The Commission’s
rationale for the rule is to maximize the likelihood
that recipients will not overlook the information
request, not to suppress the political messages of
committees.
Petitioners essentially concede that the regulation
is content-neutral when they state that “the regula-
iion may operate against all speech,” Pet. 19 n.16, but
they nonetheless contend that because the “ban
occurs in a forum for pure political speech, * * * the
regulation actually focuses the ban on _ political
speech,” ibid., and thus is invalid. The purported
1]
“forum,” however, derives solely from the regula-
tion’s requirement that political committees make
one additional request for donor information without
being fettered by other information about politics or
other subjects. That requirement does not become
“content-based” because petitioners desire to trans-
form the follow-up letter into a vehicle for the
dissemination of messages unrelated to the narrowly-
tailored, legitimate purpose the letter is required to
address. See Madsen v. Women’s Health Ctr., 114 S.
Ct. 2516, 2523 (1994) (injunction preventing protesters
from interfering with abortion clinic was content-
neutral, despite anti-abortion views of particular
protesters).°
b. The regulation is narrowly tailored to serve a
compelling government interest and leaves open
ample alternative channels of communication. As the
court of appeals found:
The administrative record identifies as one cause
of low donor response rates the burying of
requests for donor information among other
material. Because the regulation prohibits that
practice, we are satisfied that it promotes the
* Petitioners also cite (Pet. 18) McIntyre v. Ohio Elections
Comm’n, 115 S. Ct. 1511 (1995), for the proposition that the
“best efforts” regulation is content-based. Mc/ ntyre, however,
dealt very specifically with an individual’s right to circulate
anonymous campaign literature, and the Court explicitly
distinguished Buckley and the disclosure provisions of the
FECA. Jd. at 1522. Moreover, unlike the Commission’s
regulation, the provision at issue in McIntyre “covered
documents * * * defined by their content—only ~ those
publications containing speech designed to influence the voters
in an election need bear the required markings.” Jd. at 1518.
12
very gathering of information that Buckley found
to be in the public interest.
Pet. App. 16a-17a. Petitioners may urge support for
particular candidates and solicit funds to pay for their
political activities—in all communications other than
the follow-up request—without running afoul of the
“best efforts” regulation.*
That the law does not obligate contributors to pro-
vide the personal identifying information does not
lessen the importance of the governmental interest at
stake, as petitioners assert, or suggest that “best
efforts” should be interpreted to require only a
nominal effort by political committees to solicit the
information. See Pet. 20. To the contrary, Congress
imposed a requirement of “best efforts” on political
committees to stress the importance of their making
a substantial, rather than pro forma, effort to solicit
this information from contributors who otherwise
may not be aware of the statutory disclosure
provisions. Thus, when the “best efforts” provision
was recodified in 1979, the Committee on House
Administration noted that “(t]he best efforts test is
crucial since contributor information is voluntarily
supplied by persons who are not under the control of
4 Thus, petitioners are free to explain in their written
solicitations that unless the contributor provides the requested
information, petitioners will need to expend part of the
contribution to make a written or oral stand-alone request for
missing contributor information (for contributors over the $200
threshold). Such an explanation would not only be permissible
under the regulation, but might also persuade many con-
tributors concerned about petitioners’ use of resources to pro-
vide the requested information initially, so that fewer follow-up
requests would be necessary.
13
the committee.” H.R. Rep. No. 422, supra, at 14.5
Similarly, this Court has already ruled that donors’
privacy interests do not render the disclosure
provision invalid or reduce the importance of the gov-
ernmental interest. As the court of appeals explained:
The Supreme Court considered the important
privacy and association rights at stake for
donors, acknowledged that “public disclosure of
contributions to candidates and political parties
will deter some individuals who otherwise might
contribute,” and held that the disclosure require-
ments were “the least restrictive means” of
furthering the substantial government interests.
Pet. App. 15a (quoting Buckley, 424 U.S. at 67-68). In
sum, the regulation’s restriction on extraneous mes-
sages in follow-up requests is content-neutral and
narrowly tailored, leaves ample opportunity for
petitioners to speak on any subject in all of their
® In 1976 the Senate rejected an effort to eliminate the re-
quirement of reporting a contributor’s occupation and
employer. 122 Cong. Rec. 6963. Senator Clark explained that
“[djisclosure of a contributor’s occupation and place of business,
including the name of the firm where the person is employed,
is vitally important if the public is to know and understand the
source of a candidate’s campaign funds.” Jbid. When Senator
Packwood introduced the “best efforts” amendment only a
week later, he did not suggest that it was intended significantly
to weaken this reporting requirement or to protect the privacy
rights of contributors. Instead, he called it an “anti-nit-picking
amendment” that was designed to do no more than protect
political committee treasurers when they are unable to obtain
the information from contributors even though they tried to do
so. See id. at 7922.
14
other communications, and serves compelling govern-
mental interests.°
3.a. The “best efforts” regulation is a reasonable
interpretation of the FECA. “The starting point in
interpreting a statute is its language.” Good Sa-
maritan Hosp. v. Shalala, 508 U.S. 402, 409 (1993).
Congress did not define “best efforts,” but the
statutory phrase clearly embraces a range of per-
missible interpretations, and the Commission’s regu-
lation falls easily within that range. First, “best” is
an adjective of the superlative degree. Congress did
not require “some,” “good,” or “inexpensive” efforts,
but rather “best” efforts. Second, as a plural noun,
the term “efforts” on its face is contrary to petition-
ers’ argument (Pet. 24) that the statute precludes the
Commission from requiring more than “a single,
clear request accompanying each solicitation.”
Third, the term “efforts” denotes affirmative exertion
or work, not passive receptivity. Petitioners’ pro-
posal of a single effort that may be fettered by compet-
ing information is thus inconsistent with the stat-
ute’s plain meaning.
Moreover, because “best efforts” is not defined by
statute, the Commission’s interpretation is entitled
to deference. Good Samaritan Hosp., 508 U.S. at 414,
417-418. Here, the amount of effort required of
6 Petitioners’ reliance (Pet. 20 n.18) on City of Ladue v.
Gilleo, 114 S. Ct. 2038 (1994), is misplaced. In that case, a city
sought to reduce visual clutter as an end unto itself, an interest
that was “valid” but not compelling. See id. at 2045. Here, the
Commission did not act in order to make follow-up requests
more attractive, but rather because there was record evidence
that requests for donor information had become buried in clut-
tered texts, thereby depressing the disclosure rate of informa-
tion that helps prevent the corruption of federal elections.
15
political committees in the “best efforts” regulation
is quite modest, and since the Commission’s “inter-
pretation of a statute is at least as plausible as
competing ones, there is little, if any, reason not to
defer to its construction.” Jd. at 417. See also
Chevron U.S.A. Inc. v. Natural Resources Defense
Council, Inc., 467 U.S. 837 (1984). As the court of
appeals found, because the regulation does not raise
“serious constitutional questions,” there is no reason
“to assume Congress did not intend to authorize [the
regulation’s] issuance.” Pet. App. 15a (quoting Rust
v. Sullivan, 500 U.S. 173, 191 (1991)).
b. The regulation is consistent with the legislative
history of the Act. As the court of appeals explained
(Pet. App. 6a), the 1979 House report upon which
petitioners rely in arguing that Congress intended
for only a single request to suffice for “best efforts”
is “essentially post-enactment history, carrying
little probative weight” because the 1979 Amend-
ments merely recodified the 1976 provision without
substantial change. See pp.2-3, supra; Finley v.
United States, 490 U.S. 545, 554 (1989) (“Under
established canons of statutory construction, ‘it will
not be inferred that Congress, in revising and consoli-
dating the laws, intended to change their effect unless
such intention is clearly expressed.’”).
Petitioners rely (Pet. 23-24) primarily upon a
single sentence in the 1979 House Report, which
states: “If the committee [has] made an effort to
obtain the information in the initial solicitation and
the contributor ignored the request, the Commission
should not require the committee to make the same
request two, three, or four times.” H.R. Rep. No. 422,
supra, at 14, The very next sentence of that House
Report, however, makes clear the reasonableness of
16
the FEC’s construction of the “best efforts” lan-
guage: “On the other hand, if the best efforts test is
not met, the committee must be required to take
corrective action, such as contacting the contributor
and requesting the information.” Ibid. (emphasis
added). Placed in its proper context, the passage to
which petitioners refer suggests only that Congress
did not intend to authorize the Commission to require
repeated and persistent efforts by political commit-
tees to obtain the requisite donor information. A
single, unfettered follow-up by the recipient, however,
comports fully with Congress’s intent.’
c. Finally, the court of appeals properly concluded
that the Commission’s new regulation is not unrea-
7 In any event, in stating that the Commission “should not”
require committees to make repeated requests for the informa-
tion, the legislative history on this point at most expresses a
preference of “how Congress expected or intended the [agency]
to behave,” when what is dispositive for this Court is how
Congress “required [the agency] to behave” in the statutory
language itself. International Union v. Donovan, 746 F.2d 855,
860 (D.C. Cir. 1984), cert. denied, 474 U.S. 825 (1985). Such an
admonition may appropriately be read as “a form of notice”
that if the Commission required political committees to make
numerous redundant requests for applicable donor information,
“Congress might respond with a legislative remedy.” Ameri-
can Hosp. Ass’n v. NLRB, 499 U.S. 606, 617 (1991). Pursuant
to 2 U.S.C. 438(d), the Commission must transmit any proposed
rule or regulation to Congress, and such regulation cannot
become final until 30 legislative days have elapsed. With re-
spect to the “best efforts” regulation at issue here, no legisla-
tion or resolution was introduced to overrule the Commission’s
new regulatory interpretation of “best efforts,” thus providing
an important “indication that Congress does not look unfavora-
bly” upon the Commission’s construction of the Act. FEC v.
Democratic Senatorial Campaign Comm., 454 U.S. 27, 34
(1981).
17
sonable simply because its prior regulation required
only one clear request for contributor information:
As the Court stated in Chevron, “{a]n initial
agency interpretation is not instantly carved in
stone.” 467 U.S. at 863. “[T]o engage in informed
rulemaking,” the Court observed, an agency
“must consider varying interpretations and the
wisdom of its policy on a continuing basis.” Jd. at
863-64. That is exactly what the Commission did
here. The mere fact that the Commission changed
the prior regulation does not make the new
regulation an unreasonable construction of the
Statute.
Pet. App. 8a-9a. Accordingly, the Commission’s
explanation is entitled to deference. See, ¢.9.,
Chevron, 467 U.S. at 863.
CONCLUSION
The petition for a writ of certiorari should be
denied.
Respectfully submitted.
WALTER DELLINGER
Acting Solicitor General
LAWRENCE M. NOBLE
General Counsel
RICHARD B. BADER
Associate General Counsel
DAVID KOLKER
Attorney
Federal Election Commission
NOVEMBER 1996
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.