Petition for Writ of Certiorari — Taxay v. Shaffer
Supreme Court brief1972
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; ; : | - Supreme Gouri ULS,
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INTHE °° 1 €
Supreme ( Court of the United States.
No. é i Lv 4 1 — i
EMIL P. TAXAY, M_D..
ee manana | : Petitioner,
—_ —_————
JOHN H. SHAFFER, Administrator of the
Federal Aviation Administration:
PETER V. SIEGEL, M.: D.. Federal Air Surgeon,
Federal Aviation: Administration: f
HARRY-M. FAULKNER, M. D., Regional Flight
Surgeon, Southern Region. Federal -
Aviation Adniinistration, : Sane
op
Respondents. —
PETITION FOR A WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE DISTRICT OF COLUMBIA CIRCUIT.
ROBERT D. POWELL
- SMITH & PEPPER | '
1776-K Street, N.W.
Washington, D.C. 20006
Attorney for Petitioner
s.
asmington D C - THIEL PRESS 202 393-0625 es
a (i)
‘TABLE OF CONTENTS.
ror ar Page ©
JUDGMENT BELOW ..... PRN ae Ao - 2, Appendix’ A
SURISDICTION 2... one eee Peo e 2
QUESTION’PRESENTED ......... 2.202... 05.00.. 2
STATUTORY AND — PROVISIONS INVOLVED | ge 8
. | Appendix B
“STATEMENT OF FACTS. SU Sn ea
REASONS. FOR GRANTING THE WRIT: es
A. The Action of Respondents in Refusing Redes-. »
2 _ ignation of Petitioner- as an AME, Constitutes ..
oa: an “Order” Reviewable under Section 1006 of | ae
the Federal Aviation Act of 1958 Direct eee ee oS.
* Due Process of Law Required a Hearing at Same =
_ Stage of the Proceedinghat the Administrative ”
- Level. 2... 2.2... Wes Aas eres b Nace ey ne ce
CONCLUSION: ....2.0:...@.....00 05. ewe ne ae
- “APPENDIX A - Judgment Below
APPENDIX B - Statutory and Rules Provisions .
§314(a) of the Federal Aviation Act of 1958, 49 US ¢.
1355(a) MOP ING, SEKAI cet RENE eas NNT TY Be hy Ib
ee SE enn Whey Rie Ib *
§ 1006 of the Federal Aviation Act of 1958, 49 USC. peas
MG =. ks eee ae as 1
'§183.15 of the Federal Aviation Regulations, 14 CFR a ee
183.15 ere ere er on tay Nats ot
_ APPENDIX C- Pertinent Correspondence | a.
- Letter of John H. Shaffer, October 23,1970............. lc
Complgint of Emil P. Taxay, M.D., July 8, 1970 ..+.:..... > 2c
_, Letterfof Harry W. Faulkner, M. D., March 25,1970 ./.... 13¢
_ Letter of J. N. Coker, Esq, Apri oiiedetaree 2 Nae.
—
i eee eis ON
3 ? .
. ‘ . -
a: . yh. : =
+
es ae ; (ii)
| Letterof IN. Coker, Esq., April 20, ene 5
Letter of Peter V. Siegel to Emil P. Taxay, M.D., - | 3
B- - pgel 24, 190 ©... eco en do ee ce a
| Letter of John H. Shaffer, June 16,1970. reo eine? 17¢
“Letter of Robert D. Powell, May 21,1970 .....--.--- a
| 1 "Letter of Peter V. Siegel, M.D., June Se
TABLE OF — |
IEE Bie EN Cb Aha
“Cases:
American Federation of Labor v. NERB, 308 US. 401°
~ (1940) eee eee eee ee Bee Agee nore ao 8”
: - Bratton v. Chandler, 260 US. 110 Ec. cones arenes ol
- |. Columbia Auto Loan v. Jordan, 196 F.2d 568 (D.C. Cir. aie
g as ay ges ee =~ = 710
a Columbia Broadcasting System, | Inc. v, U. s. 316 U s. ee —
: » 407 (1942) -...---: foot 5 teal eleng ee aa ee veces ow
Crocker v. U.S., 127 F.Supp. 568 (Ct. Cl. 1955) . pS ee 10
_. Environmental Defense Fund, Inc. v. a 39 Se
F.2d 584 (D.C.Cir. BE hae une ne kee see ss ae,
Goldsmith v. U.S. Board of Tax Appeals, 270 U.S. 117 |
ROT on Cy slab ta ea le heaeaiaa =“
Hornsby v. Allen, 326 F. 2d 605 (Sth Cir. 1964) Lae ee 11 -
In re Carter, 177 F.2d 75 (D.C. Cir. 1949), 192 F. 0d. 15 ; *s
(DC. Cir. 1951) cert. denied 342 US. 862. .....--- ee 11
International Navigators Council of America v. Shaffer, os
wo. 444 F.2d 904 (D.C_Cir. ee ae ee See:
Medical’ Committee for Human Rights v. Securities and’
Exchange Commission, 432 F.2d 659 (D.C Cir. 1970) iene. ©
Minkoff’ v. Payne, 210 F.2d 689 DCL. 1953)... ee -.-: 10
Morgan v. U.S. 304 U.S. 1 (1938)... - e+e Lo hea 11,12
< Opp Cotton Mills v. -Admirfstrator, 312°US. 126 (1941)... acy.
Pan American World Airways v. Civil ‘Aeronautics Board,
392 F.2d 483 (D.C. Cir 1955). .....- Ae roe eee ae a
Parker v. Lester, 227 F.2d 708 (9th Cir. 1955) ...---5 icc —*
(iti)
| ice ste
“Powell v. US., 300 US. 276 (1937) 2... 2.0-. se
" Réilly v. Pinkus, 338 U.S. 269 (1949) ae fp Bn Enh ae
Tadano v. Manney, 160 F.2d 665 (9th Cir. 1947) ........ 11
Wieman v. Undergraff, 344 U.S. 183 (1952)... 022... 10,
CONSTITUTIONAL PROVISIONS _ oe
_ 1. United States Constitution, Aimendnient V...... ices -. 8.
STATUTES . Ce ee ;
1. URE. NY) oo an ae ee '¥
- 2. 49 USC. 1355(a) PEP ere tater p Ty snipes 28,9, 12
eet ew keicees Ec : lat Appendix B, at 1b
cae i: ey ae wees 24,5,6,7,8
- : Appendix B, at 1b
UGE oo ns hen
ae oe ! A’ppéndix B, at 2b
FEDERAL REGULATIONS ed:
WORT noc ies epee i oe
: BOE RED eal Appendix B at 4b
OTHER AUTHORITIES, oa
1..K. Davis, esineiaie, of a Trial —_ Hearing, :
70 Harv. L: Rev. 193:(1956): seer ee
_ A
,
*
< eG
“IN THE
‘Supreme Court of the: United States
- No...
EMIL P. TAXAY, M.D.,
Z
Petisicned .
Nes: JOHN H. SHAFFER, Asteialiatetanitns of ‘the
_ Federal Aviation Administration:
PETER V. SIEGEL, M.D.., Federal Air Surgeon,
Federal Aviation Administration:
HARRY. M. FAULKNER, M:D., Regional Flight
- Surgeon, Southern Region, Federal — .
+ Avjation Administration, ;
“Respondents. B59
-
.PETITION FOR A WRIT, oF CERTIORARI TO THE UNITED STATES.
COURT OF APPEALS FOR THE DISTRICT. OF COLUMEA CIRCUIT
- Petitioner, EMIL P. TAXAY, MD., respectfully prays that} ;
-a writ of certiorari issue to review the judgment of the | I. .
United States Court of Appeals. for the District of Columbia
Circuit, dismissing his petition for review of a action of the |
Federal Aviation Administration, entered i in this proceeding rat
_ ‘on November 16, 1971. nl |
| 7 ae es i ‘ ; l \
» eT .* e
ie tlc inlet a act? 48. me,
o
i ~—
- JUDGMENT BELOW |
The order and judemnent of the Court of Appeals, as yet
unreported, appears at Appendix A to this petition.
JURISDICTION
The order and judgment of the United States Court of
Appeals for the District of Columbia Circuit (Appendix A’
’ to this petition), was entered without opinion’on Novem-
ber 16, 1974. This petition for certiorari was filed ‘less
than’ 90 days from the date aforesaid. The jurisdictidh of
_ this Court is invoked under 28 U.S.C. 1254(1).
(/ QUESTION PRESENTED
Whether the United States Court of Appeals has jurisdic-
tion to review the action of the Federal Aviation Adminis-
tration whereby Petitioner was dénied renewal of his des-
ignation as an Aviation Medical Examiner.
STATUTORY AND RULES PROVISIONS INVOLVED
This case involves Section 314(a) of the Federal Aviation
Act of 1958, 72 Stat. 754, 49 U.S.C. 1355(a): Sec-
tion 1002 (a) of the Federal Aviation Act of 1958, 72 Stat.
788, 49 U.S.C. 1482(a); and: Section 1006 of the Federal
Aviation Act of 1958, 72 Stat. 795, as amended by 74 Stat..
255, 75 Stat. 497, 49 U.S.€. 1486.
These are reprinted in pertinent pari in Appendix B to
this petition.
. STATEMENT OF FACTS |
Petitioner, Emil P. Taxay, M.D., is a physician practicing
* medicine in Coral Gables, Florida. Dr. Taxay was initially
designated by the. Administrator of the Federal Aviation
Administration to act as asSenior Aviation Medical Exam-
x
iner (AME) in August, 1961. His designation was renewed -
. annually and he served as-an AME until March 30, 1970.
By letter dated March 25. 1970, Respondent Harry W.
Faulkner, M-D., Regional Flight Surgeon of the’ Southern
Region of the Federal Aviation Administration (FAA).
informed Petitioner that “it would not be in the best
interest of the Federal “Aviation Administration to reap-_
point” him as an Aviation Medical Examiner.'- No fur-
ther explanation of your, Petitioner's: dismissal as an AME
was Offered at this time. € ge
In reply to inquiry as to the -basis for the dismissal + .
Regional Counsel to the Southern Region of the FAA,
J. N. Coker, Esq., advised counsel for Petitioner that “it is
believed that you [@unsel]. ‘and Dr. Taxay are aware of
the reasons for such determination.”? Counsel for Peti-
_tioner pursued” his inquiry and was adyised by Mr: Coker
on April 20, 1970,? that Petitioner was refused redesigna- _
tion as an AME because he. had appeared as an expert
- medical witness at hearings of the National Transportation
Safety Board in’ opposition to positions taken by ‘the
Administrator, and because he had consulted on individual
cases with legal counsel for airmen. - 7
By letter of April 24, 1970.4 Respondent Peter V. Siegel.
M.D., Federal Air Surgeon, stated that the refusal to redes-
ignate your Petitioner was engendered by Df. Taxay’s
cooperation with airmen. Respondent Shaffer, by letter
dated June 16, 1970.5 restated the position of the FAA
in dismissing your Petitioner. hia
-
*
Upgpendtie Se infra, p.13¢ - : é
~ * Appendix C, infra, p. 14¢ | |
* Appendix C, infra, p. 15c ;
*Appendix C, infra, p. 16c —
“Appendix C, infra, }y. 17 :
\
,
4
/
Petitioner’ Ss counsel sought an opportunity to. present
information to the FAA,°® and his request was denied on
June 10, 1970.7
In an effort to exhaust all avenues of ‘adsninietrative
review before pursuing court action, on’ July 8; 1970,
Petitioner complained under the. apparent authority. of.
$1002* of the Federal Aviation Act of 1958,. - seeking
reversal ‘of: the -efusal to redesignate, or, in the alternative,
an investigation by way of evidentiary hearing in order to
make a record.® -
Respondent Shaffer referred -the complaint to an indepen-
dent office, and, by letter dated October 23, 1970,'°
advised Petitioner’s counsel of his conclusion that there was
no reasonable basis for reversal of the decision of Drs. Siegel
and Faulkner, and that he was of the further opinion that
the complaint did not contain facts which would warrant
further investigation.
‘On’February 16, 1971,-your Petitioner outa review ; by
the Court of Appeals of Mr. Shaffer's: final administrative
determination, in accordance with the provisions of § 1006
of the Federal Aviation Act of 1958."'
‘In another matter, the Court of Appeals for the District
of Columbia Circuit, by opinion dated April 14, 1971, held
‘that the assertion made by the Administrator of the FAA,
that a complaint filed against him under § 1002 of the Fed-
eral Aviation Act!? is cutee the scope of the complaint ‘
© Appendix C, infra,.p. 18¢ . : yen
7 Appendix C, infra, p. 24c
® Appendix B, infra, p. 1b
* Appendix C, infra, p. 2c
' appendix C, infra; p. Ic
1! Appendix B, infra, p.2b -
"2 Appendix B, infra, p. 1b
e 5
provision, does not constitute.an “order” reviewable by the
_ Court of Appeals under § 1006 of that Act!? (dnternational
Navigators Council of America y Shaffer, 444 F.2d 904
[D.C.Cir. 1971}), — * : .
In its order and judgment in this proceeding, dated Novem-
ber 16, 1971, the Court of Appeals dismissed your Peti-
tioner’s complaint without Opinion,’ based ‘upon its
decision in International Navigator's Council of America y.
Shaffer. "s 3 ;
4
: REASONS FOR GRANTING THE WRIT
A. THE ACTION OF RESPONDENTS IN REFUSING ©
REDESIGNATION OF PETITIONER AS AN AME
CONSTITUTES AN “ORDER” REVIEWABLE «a
UNDER SECTION 1006 OF THE FEDERAL AVI-.
. ATION ACT OF 1958:
As noted above, Petitioner sought reconsideration of
the Administrator’s decision of dismissal by ‘filing a com--
plaint under Section 1002 of the Federal Aviation Act of
1958.'° The complaint requested reversal of the refusal. *
to redesignate or, in the alternative, an investigation by
way of evidentiaty hearing.. The filing of this complaint
with the Federal Aviation Administrator was a good faith -
effort on the part of Petitioner to exhaust his administra-
tive remedies before seeking the assistance of the courts.
The filing of both the complaint and the petition for review
of the FAA’s refusal to redesignate Petitioner took place
prior to the decision issued by the Court of Appeals for
'’ Appendix B, infra, p. 2b
'? Appendix A, infra.
'S Supra.
'© Appendix B. infra, p. Ib
la
Doorn
MUST MAS EO Bor
. 3
Tele
ey
cpa BORN Ose
Cn ee ee
6
the District of Columbia in International Navigators Coun-
cil of America v. Shaffer.'7_ Thus, Petitioner was without
the benefit of the Court’s interpretation of Section 1002
in that case- when he filed his original. complaint and the
action in ,the Court of Appeals. t
In /nternational Na vigators Council of America v. Shaffer
(INCA), the Plaintiff had filed a complaint under Section
1002 of the Federal Aviation Act of 1958, alleging violation
of that Act by the Administrator in failing to issue-certain
regulations, among other things. The Administrator deter-
mined that the complaint was inappropriately filed under —
Section 1002, and treated the complaint as a petition for
rulemaking. Plaintiff sought review by the Court of Appeals
of the disposition of his complaint, alleging that the dis-
position constituted an “order” reviewable by that Court
under Section 1006 of the Federal Aviation Act. The Court
dismissed the action, hokding that the determination made
by the Administrator as to the disposition of the complaint
was not a reviewable “order” under Section 1006.
_In a sense, thsContplainant in the INCA case was endeav-
oring to manufacture jurisdiction where none had existed. |
Your-Petitioner, however, seeks judicial review of the decis-
ion of the Administrator to not redesignate Petitioner as an
‘Aviation Medical Examiner. Although it is true that Peti-
tioner filed a complaint upder Section 1002, it is not the
disposition of that complaint which the Petitioner seeks to
be reviewed by the caqurts, but rather, ‘the basic decision not
to redesignate. It is the contention of your Petitioner that -
the-action of the eral Aviation Administration, as car-
ried out by*the Regional Flight Surgeon, the Regional
Counsel, the Regional Director, the Federal Air'Surgeon
and-the Administrator, constituted an “order” reviewable °
by the Coust of Appeals for the District of Columbia Cir-
cuit under Section 1006 of the Federal Aviation Act.'®
_ "Supra, p. 5
'8 Appendix B, infra, p. 2b
The action of the FAA fits the definition of a review-
able order as expressed by the Court of Appéals: for the
- District of Columbia Circuit in a number of its recent
_ cases.'? The test to which that Court has subscribed |
might be summarized as whethef the administrative action
‘operates with final effect upon.a particular individual entity .
or group.7° There can be no doubt that the action a
respondents has kad afinal affect on Petitioner. His des-
_ ——\—ignation as an Aviation Medical Examiner clearly has been
: termfated by the officials of the Federal Aviation Admin-
istration,.and~in particular. the Administrator, who has the
‘final -or ultimate authority under the Regulations which
F govern.?! ,
Your Petitioner respectfully submits that his good faith —
efforts to exhaust his administrative remedies should not —
preclude judicial review of the action whereof he was com-_
plaining. The interpretation of Section 1002 rendered by —
the Court of Appeals in the INCA case led to the dismis-
. sal of that Complainant’s efforts to create jurisdiction by
Bee a “bootstrap” method where jurisdiction did not already
- €xist. The interpretation of Section 1002 of the Fedéal
. Aviation Act of 1958 should not be so broadened by the
* Court of Appeals as to embrace.all situations in which a-
person files a complaint under that ‘Section, whether mis-
takenly or’ otherwise. In the Petitioner’s Situation, At is
submitted that the substance of the action of whifh he
complained should determine the applicability of the juris:
dictional section: of the Federal Aviation Act, and not the
- '? Environmental Defense Fund, Inc. v. Ruckelshaus, 439 F.2d 584
~ (DL.Cir. 1971); Medical Committee for Human Rights v. Securities
and Exchange Commission, 432 F 2d 659 (DC. Cir. 1970): Pan Amer- ©
ican World Airways, Inc. v. Civil Aeronauticé Board, 392 F 2d 483
(D.C. Cir. 1968). © 7 |
2° Ibid
*" Section 483.15 of the Federal Aviation Regulations (14 CFR.
183.15), Appendix B, infra, p.4b .
“ AM ORL its At Mt cmea hab
.
@ ant ee ie
- aaa’
hee of his complaint. wm The action by the Respondents
_.in-alt Téspects meets: the definition of a reyiewable order
and, therefore, should be’ subject to review by the Court
of Appeals despite the: fact that Petitioner, in the course —
of his efforts to seek reconsideration of his dismissal, filed
a complaint. under the apparent authority of Section’ 1002.
B. DUE PROCESS OF LAW REQUIRED D A HEARING AT
“= "SOME STAGE OF THE PROCEEDING AT THE ADMIN:
ISTRATIVE LEVEL. \
In denise Petitioner’ s action, the Court of Appeals
rejected the argument that Section 314 of the Federal Avi-
ation Act of 195873 does not supplant the constitutional
right of due process under the Fifth Amendment of the
Constitution.** Section 314(a) pertains to the authority
of the Federal Aviation Administrator to properly quality
‘private persons to perform any work, business or function _
respecting examination, inspection and testing necessary to
issuance of certificates, including airman medical certifi-
cates. That Section states in part that the Administrator
“may rescind any delegation made by him pursuant to’ this .
subsection at any time and for any reason which he deems
appropriate.” i:
Petitioner contended before the Court of Appeals that
Section 314 did not give the Administrator of the FAA
authority to rescind delegations’ made by him without
regard to the due process clause of the Constitution. Your
Petitioner contends here that the rejection of this argument’
by the Court of Appeals raises a substantial federal ques-
?
22S¢¢ Columbia Broadcasting. System, Inc. v. U.S., 316° U. s. 407,
416 (1942); American Federation of Labor v. NLRB, 308 U.S. 401,
~ 408 (1940); Powell v. U.S., 300 US. 276, 285 (1937).
23 Appendix B, infra, p. Ib
” ‘Constitution of the United-Statés, Amendment V.
—
tion in the interpretation of Section 314 of the Federal
Aviation Act.25 -
A case directly: in point. is Goldsmith vy. U.S. Board of
Tax ApfWals, 270 U.S. 117 (1925). In that- case, Gold- _
smith, a Certified Public ‘Accountant, applied for admission
to practice before the Board of Tax Appeals. The Board’s.
‘rules made eligible for admission any attorney at law
admitted to any Federdl or State Court in the United
States as’ Well as any duly qualified C.P.A. The rules went
on to require that an applicant give an oath, provide his
*name, residence, qualification information and whether he
had been disbarred or had had his certification revoked.
_ The rules further ‘stated that the “Board may, in its dis- ©
cretion, deny admission to any applicant, or suspend or.
disbar any person after admission.” Goldsmith applied,
was denied, and filed an action seeking mandatory relief.
Simply stated, the issues before the Court were whether
Goldsmith was qualified to apply’ and whether’ the discre-
tion alluded to in the Board’s rules would obviate the
necessity for a trial-type hearing. - The Supreme Court
~ found Goldsmith qualified and. found that the Board’s
action had .deprived him of: due process of law. The
Court said: me Satie
“[T] he Board may, in its discretion, deny admis-
sion, suspend or disbar any person.” But this must
be construed to mean the exercise of a discretior?
to be exercised after a fair investigation, with such
notice, hearing and Opportunity to answer for the.
applicants as would constitute. due process. (Gold-
smith, supra, at p. 123, emphasis supplied.)
That this cage is appropriate for consideration on these
facts is a foregone conclusion. What makes it stronger js
- that the Goldsmith case dealt with promulgated rules. In
the instant Situation, there are none. As was Goldsmith,
Petitioner is qualified to serve in the position which he
?S Appendix B; infra, p. 1b
3
STEEN toc Eo aie
Ze:
ff
oo seeks. He has been serving the Administrator well in that
capacity for almost nine years, yet the Administrator has
made a wholly discretionary and, it is submitted, arbitrary
decision to refuse renewal of his designation without
affording Petitioner -notice of the charges against him or
the opportunity to answer those charges at a hearing, and
without supporting his decision with substantial evidence.
The-charge agairist Petitioner that ‘is ‘stated as the cause
for which the Administrator refused to renew Petitioner’s |
_ designation is a serious one. He is charged with professional
dishonesty, for he is charged with‘placing himself in a con-
flict of interest situation. There are serious professional *
ramifications to this charge, as well as economic. impact.
He has‘been given no chance to face his accusers, offer
explanations, discuss facts, cross-examine witnesses or pre-
sent witnesses in his own behalf. He was merely given
the opportunity, through counsel, to write a letter to an
. attorney in the Admiinistrator’s office, setting forth some
‘ a cursory note fromthe Federal Air Surgeon.”° Petiti
portion of his side of the story. In exchange he rec ee
has never had his say and is being deprived ‘of dug process -
of law. , Seg .
. The ‘Court’s attention. is 5 enpuetlidiy directed ‘to a
acsinst exposition of the law on the subject matter at
hand. °We have reference here to K. Davis, Requirement
of a Trial Type Hearing, 70. Harvard ’ Law Review 193
(1956): Professor Davis; in this-exhaustive work, covers
the case law up until 1956 on this point. For the pur ~
pose of aiding the Court in further exploring the law, the
Court’s attention is further directed to the cases of Crocker
D. US, 127 F.Supp. 568 (Ct. Cl. 1955); Parker v. Lester, /
227 F.2d 708 (9th Cir. 1955); Minkoff v. Payne, 93 US.
App.D.C. 123, 210 F.2d 689 (D.C.Cir. 1953); Columbia ‘8
Auto toan y. Jordan, 90 U.S.App. D.C. 222, 196 F.2d 568 ©
_(D.C.Cir. 1952); Wieman v. Undergraff, 344 US. 183
26 Appendix C, infra, p. 24c
a
es
a
(1952): In re Carter#89 U.S. App. D.C. 310, 192 F.2d 15
.(1951), cert. denied 342 U.S. 862; In: re CarterS85-US.
*. App. D.C. 229, 177 F.2d 75 Crome, monnen ». Chandler, |
260 U.S. 110 (1922),
The Fifth Circuit has offered a brief course on due pro-
cess in administrative proceedings at page 608 of its opin-
_ ion in Hornsby v. Allen, 326 F.2d 605 (Sth Cit. 1964),
. -The court stated that:
Due process in administrative proceedings of a
judicial nature “has been said generally’ to. be con-
formity to fair practices-of Anglo-Saxon jurispru-
dence (see Tadano v. Manney, 160 F.2d 665, 667
[9th Cir.. 1947]-), which is usually equated with
adequate notice ‘and a fair hearing (see Opp Cot- ;
ton Mills y. Administrator, 312 U.S. 126, 61 S.Ct. -
524, 85 L.Ed. 624 [1941 1). ‘Although strict adher-
ence to’ the ‘comnyon law rules of evidence at thes. .
hearing is net required, . . . the parties must gen-
erally be allowed an. opportunity to know the claims
of the opposing party (Morgan y. United States,
* 304 U.S. 1, 58 S.Ct. 773,°82: L.Ed. 1129 [1938]),
to present evidence to ‘support. their contentions ~
(see id. 304 U.S. at 18, 58 S.Ct. at 776, 82 L.Ed.
1129), and to cross-examine’ witnesses for the other
side (Reilly v. Pinkus, 338 US. 269, 70 S.Ct. 11Q,
94 L. Ed. 63 [1949]).
‘It is submitted that examination of the facts of Peti-
tioner’s case reveals that: the Administrator has Observed. -
none of these elements of administrative due process in-
his handling of the miatter.
Petitioner herein *adopts ‘the position stated by the
Supreme ‘Court in Morgan y. Uz S.,° 304 U.S. 1 (1938).
wherein it was Stated: .
. The vast expahsion of this field of administrative «
regulation i in response to the pressure of social needs
is made possible under our. system by adherence.
to’ the basic, principles that the legislature shall
appropriately determine the standards of adminis:
»
12.
“
trative action and that in an administrative pro-
ceeding of a quasi-judicial character the liberty and
property:-of the citizen shall be protected by the
rudimentary requirements of fair play. (Morgan,
supra, at 14-15.)
The Morgan Court found that these daitenitabets of fair .
play demand a fair and open hearing to assure both the.
legal validity of, and public confidence in, the value and
‘soundness of the administrative process. The C ourt —
described a-hearing held ufder these circumstance® as an
“inexorable saféguard” (Morgan, supra, at 14). Petitioner
- submits that such a safeguard is essential to his: case as’
~ well.
Petitioner respectfully submits that the dection of ‘the
Court of Appeals for the District of Columbia Circuit dis-
missing this case for lack of jurisdiction grants the Admin-
- istr#tor of the FAA absolute discretion, unfettered by the
requirements of the Fifth Amendment of the Constitution,
as’ interpreted; by this Court, to rescind a designation made °
} under $314 gf the Federal Aviation Act. This reading of
7 § 314 raises an. obvious federal question of considerable .
import which’ should be decided by this Court.
= _ CONCLUSION
For these reasons, a writ of certiorari ‘should issue to..
review the judgment -and order of the Court of Appeals
for the District of Columbia Circuit:
“Respectfully submitted,
ROBERT D. POWELL *
SMITH & PEPPER == «+ Counsel for Petitioner.
1776 K Street, N. W.., 7 .
Suite 700
Washington, D.C. 20006
Télephone: 296-0600.
February’ 14, 1972
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/ ’ APPENDIX A
[Filed November 16, 1971]
UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
[no opinion}
_ September Term. 1971
EMIL P- TAXAY, M_D.. i
Petitioner
<= | No. 24,837
JOHN H. SHAFFER,
Administrator of the “rf
- Federal Aviation *
* Administration, €t ab..
e Respondenty
Petition for Review of an Order of the
> Federal Aviayon Administration |
Before: DANAHER, Sétier Circuit Judge. arid MCGOWAN
and TAMM. Circuit Judges. 5
JUDGMENT.
This case came on to be heard on the record from the
Federal Aviation Administration, and was argued by -cotin-
sel. While the issues presented occasion no need for an
opinion, they have been accorded full cogsideration by the
Court. See Local Rule 13(c). Upon consideration of the
foregoing, it is , ‘
ORDERED AND ADJUDGED by this Court that the
_ petition for review herein is hereby dismissed for lack of
jurisdictjon. See International Navigators G ouncil of -
aS
{OTT Ae RP RT &: a
e “ge
- America v. Shaffer, US. App. D.C. - .444.F.2d -
“904 (1971). ee: |
7 | cS Per Curiam.
Dated: November’ 16, 197]
Ib ;
j
APPENDIX 'B
SECTION 314(a) OF THE FEDERAL AVIATION
. ACT OF 1958, 49 U.S.C.
$1355. Delegation of Powers’ and Duties to Private |
Persons; Application for Reconsideration
(a) In exercising the powers and duties vested ‘in him—_
by this chapter, the Administrator may, subject to such —
regulations, supervision, and review as he may prescribe,
delegate to any properly qualified private person, Or to any -
employee or employees under the supervision of such per-
_ Son, any~ work, business, or function Tespecting (1) the
' examination, inspection, and testing necessary to the
issuance of certificates under. subchapter VI of this chapter,
and (2) the issuance of such certificates in accordance with
standards established by him. ‘The Administrator may
establish the maximum fees which such private persons
may .charge.for their services and may rescind any dele-_
gation made by him: pursuant to this Subsection at’ any
time and for‘any reason which he deems appropriate.
SECTION 1002(a) OF THE FEDERAL AVIATION .
ACT OF 1958, 49 U.S.C.
$1482. Complaints to and Investigations by the Adminis-
frator’ and the Bgard—Filing of Complaints: |
Complaints Against Members of the Armed
Forees ‘
(a) Any person may file with the Administrator -or the
Board. as to matters within their respective jurisdictions: a
complaint in writing’ with respect to anything done or
omitted to be done by any person in.contravention of any
provisions of this chapter, or of any requirement established
pursuant thereto. If the person complained against shall
not satisfy the complaint and there shall appear to be any
reasonable ground for investigating the complaint, it shall
be the duty of the Administrator or the Board to investi-
gate the matters complained of. Whenever the Administra-
°
Ma ie |
>»
tor or the Board is of the opinion that any complaint does
not state facts which warrant ‘an investigation or action,
such complaint may be dismissed without hearing. In the
case Of complaints against a member of the Armed Forces
of the, United States acting in the. performance of his
official! duties, the Administrator or the Board, as the case
may be, shall refer the complaint to the Secretary of the
_ department concerned for action. The Secretary. shall,
— within ninety days after receiving such a.complaint, inform
the: Administrator or the Board of his disposition of the
‘ :complaint, including a report as to any corrective or dis-
ciplinary actions taken. . eo
SECTION 1006 OF THE FEDERAL AVIATION
- ACT OF 1958, 49 U.S.C.
$1486. Judicial Review—Orders Subject to Review:
' - Petition’ for Review :
(a) Any order, affirmative or negative, issued by the
Board or Administrator under this chapter, except any
order in respect of any foreign air carrier subject to the
approval of the President as provided in section 1461 of
this title, shall be subject to review by the courts of appeals
’ of the United. States or the United States Court of Appeals
forthe District, of Columbia upon petition, filed within
sixty days after the entry of such order, by any person
disclosing a substantial interest in such order. ‘After the
expiration of said sixty days a petition may be filed only
by Jeave of court upon a showing of reasonable grounds —
for failure to file the petition theretofore. -
ts _ Venue -
(b) A petition under this sectign shall be filed in the
_ court far the circuit wherein the petitioner’resides or has
; his principal place of business or in the United States Court
.- Of Appeals for the District of Columbia.
; . 3b
Notice. to Board or Administrator; Filing of Record
(c) A copy of the petition shall, upon filimg, be forth-'
with transmitted to the Board or Administrator by the
clerk of the court, and the* Board or Administrator shal]
thereupon file in the court the record, if any, upon which
the order complained of was entered. as sarees in sec-
~ tion 2112 of Title. 28. “
Sis of G ourt
(d) Upon transmittal of the’ petition to the Board or
‘Administrator, the court shall have exclusive jurisdiction
to affirm, modify, or set-aside the order complained of,
’ in whole Or in part, and if need be, to order further pro-
ceedings by the Beard or Administrator. Upon good cause
shown and after reasonable notice to the: Board or Admin-.
istrator, ‘interlocutéry relief may be granted by stay of the
-order or by such ey or ‘other relief as may be
“~ appropriate.
Conclusiveness of Findings of Fact; Objections
(e) The findings of facts by the Board or Administrator,
if supported by ‘substantial evidence, shall be conclusive.
No objection to an order of the Board or. Administrator
shall be considered bythe court unless such qbjcction shall
have been urged before the Board or Administrator or. if
it was not so urged, unless there } were reasonable grounds ,
_ for failure to do so. :
-
Ret iew by Supreme Court
(f) The judgment and decree of the court aftirenine, .
modifying, or setting aside any such. order of the Board -
or Administrator shall be subject only to review by the -
Supreme Court of the United States upon certification or a
certiorari as provided in section 1254 of Title 28...
“See.
* at ’
PLES LEM LOTR NS INT PERT SEER | RR TSR en tet
_ 4b
- SECTION 183.15 OF THE FEDERAL AVIATION
REGULATIONS (14 CFR 183.15).
$183.15 Duration of Certificates.
(a) Unless sooner terminated under paragraph (c) of this
section, a designation as an Aviation Medical Examiner is
effective for | year after, the. date it is issued, and may be
renewed for additional periods of | year in the Federal Air
Surgeon’ 's discretion. A renewal is effected by a letter and
issuance, of anew idetifification card specifying the renewal
period: — :
(b) Unless sooner terminated under paragraph (c) of this
section, a designation as a Flight Standards Designated
Representative is effective for one year after the date it is
issued and may be renewed for additional periods of one |
year ‘in the Administrator’ s descretion.
.(c) A designation made. under this- subpart ecanacalles—
(1) -Upon the written request of the representative;
(2). Upon the written request of the employer ir
any case in ‘which the recommendation of the employer is
required for the designation, . ”
(3) Upon the ‘Tepresentative being separated from
the employment of the employer who recommended him _
for certification; : is
(4) Upona finding ‘by the Administrator that the
representative has not properly performed his duties under
the designation;
: (5) Upon the assistance of the representative being
no lon er needed by the Administrator; or |
(6) For any reason the Adntinistrator considers
appropriate,
ea : Ic foe ee ‘
APPENDIX C.
DEPARTMENT OF -TRANSPORTATION
FEDERAL AVIATION ADMINISTRATION
WASHINGTON, D.C. 20590
Robert D. Powell, Esquire October 23. 1970
Smith, Pepper, Shack and L’Heureux_
- 1776 K Street, N.W.
Washington, D.C. 20006
Re: The Matter. of the. Complaint of Emit F.
Taxay, M.D.
Dear Mr. Powell:
“This is in reply to the Complaint of 8 July 1970 filed by —
you concerning action taken by the Federal Aviation
Administration declining to redesignate Emil P. Taxay,
_ M.D., as an Aviation Medical Examiner.
-Upon receipt of the Complaint, we ‘caused it to be referred
_ for consideration by an Office unrelated to either the Office
‘of Aviation Medicine or the Office of the General Counsel.
That. Office has furnished to us. and we have reviewed,
their independent evaluation | and recommendation con-.”
cerning the action. taken by Dr. Peter V. Siegel, M.D., the
Federal Air Surgeon, and Dr. Harry Faulkner, M.D.. Regional
Flight Surgeon. Southern Region, under authority delegated
to them. From a review and consideration of both the
Complaint and the report, we have concluded that, there -
does not exist any - ‘reasonable basis for reversal of the
. decision made by Dr. Siegel and Dr.. Faulkner not to-
redesignate Dr. Taxay. - - 7 7s '
‘As we are of the opinion that the Complaint does: not con-
‘tain facts which would warrant further investigation, we
therefore consider this matter dismissed | without the neces-.
sity for additional action. by
Sincerely, J.H. Shaffer, Administrator
f. . +
RA RRL AASV. ia is
'
2c : : L
T= COMPLAINT
Comes now Emil P. Taxay, M. D. (hereinafter “Plaintiff” ),
by his attorneys, and files this Complaint, pursuant to Sec-
tion 1002(a) of the Federal Aviation Act of 1958, as
amended, against John H. Shaffer, Administrator. of the
Federal Aviation Administration; Peter V. Siegel, M.D”,
Federal Air Surgeon of the Federal Aviation Administration;
and Harry V. Faulkner, M.D., Regional Flight Surgeon for
the Southern Region of the Federal ‘Aviation Administration.
- ff. Plaintiff is currently practicing medicine in Miami,
Florida. He is a° Diplomate-of the American Board of
Internal Medicine -and specializes in both internal medicine —
and cardiology. Plaintiff sees approximately 150 patients
a week, about 15 per cent of whom are pilots. He is on
the staff.of four hospitals in the Miami area. He has served
on the faculty of the University of Miami School of
Medicine, both as an instructor and assistant professor.
Plaintiff holds memberships in a number of local, national
and international medical associations and has published
over ‘twenty -articles in medical-journals. He served four
years active and nine years reserve duty as.a flight surgeon
with the U.S. Air Force: Plaintiff's academic record: is.
excellent. He éntered thé University of Cincinnati at age
fifteen, graduated at item eighteen, and received-a*Master’s
degree in chemistry at age nineteen. He then entered medi- .
cal school .at Cincinnati and graduated ‘in 1954. He. was
honored, by receiving an internship at Walter Reed Army
\
—_
\
\
a — 3c sy
Hospital, a much coveted position. A copy of Plaintiff's
curriculum vitae is attached hereto as Attachment A.
2. Plaintiff was originally designated as a Senior Aviation
. Medical -Examiner (AME) by the FAA on August 7,. 1961.
In this capacity he has examined approximately 100 airmen
a year to determine their qualifications for medical certi-
fication under Part°67 of the Federal Aviation Regalations:
Plaintiff cannot recall any occasion during the time si ce
‘his designation when he was advised by the FAA that
work was unsatisfactory. In fact, Plaintiff has been otaived
- by’ FAA officials for his work as an AME (see Attachment
. tiffs record of activity as an AME and that “it would not
B). To his credit, Plaintiff has attended all: required
refresher courses in aviation medicine and for Several years
has voluntarily participated in the FAA— —sponsored Air
Traffic Control Program and the FAA— Semeur: Accident
Investigation Program.
3. On- March 29, 1970. Plairitiff received a letter _— , |
Dr. Harry/Faulkner, Regional Flight Surgeon for the South-
ern Region! of the Federal Aviation Administration, dated
March 25, 1970, notifying Plaintiff that his designation as -
an AME would not be renewed and that his function as
such would terminate as of March 30, 1970 (see Attach-
ment C). Dr. Faulkner stated that he had reviewed Plain-
be in the ‘best interests of the Federal Aviation Adminis-
fration to reappoint [him] as = Medical. EExam-
iner.””” No other reason was given.
4. On March 30, 1970, Plaintiff engaged the undersigned;
Robert D. Powell, Esq., to aid him in attenipting ‘to regain
his designation. On April 6, 1970, Mr. Powell, on behalf. ;
of Plaintiff, wrote to Dr. Peter V. Siegel, Fetleral Air Sur-
geon for the Federal Aviation Administration, to .request -
reconsideration of Dr. Faulkher’s action (see’ Attachment
D). On April 7, 1970, Mr. Powell wrote to Dr. Faulkner’
‘\
_Tequesting a definite statement of the reasons for Dr.
- Faulkner’s refusal to redesignate Plaintiff (see Attachment
‘E). Mr. Powell’s letter to Dr. Faulkner was referred to. |
EFL AE PSPS Ore
* fe n= = Sai
ee ees 4c ae = 3, ee
IN. Coker, Esq., Rediowil Counsel for the Southern Region.
of the Federal Aviation Admiréstration, for reply: In..
_ response to the request ‘for a definite statement of reasons,
Mr. Coker replied: “It is believed that you and Dr. Taxay
are aware of the reasons - ‘for such determination.’ (see
Attachment F)...
5. On April 3, 1970. Mis ‘Powell wrote to Mr. eaker
" to again request specific reasons for Dr. Faulkner’s refusal,
to redesignate as Mr. Coker’s first.letter was deemed an —
insufficient explanation (see Attachment G). Mr. Coker
responded to this further request by letter dated April 20,
1970 (see Attachment H). His letter was brief, considering
the’ gravity of the action, taken, and contained misinterpre-
tations of the situation involved. In the second paragraph
‘of his letter, Mr. Coker implies that Plaintiff has appeared -
in National Transportation Safety Board proceedings on -
contested medical certification cases as an expert witness -
in opposition to the FAA while characterizing himself as
‘a represeritative | of the Administrator.. ~ This is simply |
untrue, as an impartial review of the facts would: clearly
show. Further, Mr. Coker states that Mr. Powell has used,
and is using, Plaintiff as a consultant “in opposing the
Administrator” in contested cases. This.statement is also.
a half-truth, the, unfavorable implications: of which. can
easily be: dispelled by an examination of Plaintiff's dealings
with Mr. Powell. :
6. Dr. Siegel exhibited this same attitude in his jJetter to
Mr. Powell dated April 24, 1970 (see Attachment 1).. There
‘he stated: “I do not need to go into great detail with you
since you, know that it is difficult for an individual to both
serve aS a representative of the Administrator and as a
répresentative against the Administrator.” © Dr. Siege! also
wrote to Plaintiff on April 24 and charged: him with serving
on a regular-basis as a paid consultant to attorneys opposing
the Administrator (see Attachment J). Clearly. Dr. -Siegel
has charge Plaintiff with a conflict of integest, an ethical
rat quens Plaintiff's fitness to serve as an
i 4 .
PES
AME. Dr. Siegel’s statement that such a charge is no
reflection on’ Plaintiff is untrue; it is clearly a yeflection
‘on; and impugnation of, — professional ethics. and
character. “2 i - 2
, 7. The Redeial Aviation Administration. hi¢ expanded
on its position with regard to Plaintiff inetters directed to
United States Senators who had inquis® about the situation —
. at Plaintiff's request. On April 9,°1970, Jamés: Rogers,
Director of the Southern Region for the Federal Aviation,
- Administration, wrote to the Honorable Spessard L. Holland °
(see Attachment K). Mr. Roger’s letter is a classic example
of the use of half-truths and innuendo that is damaging to
‘Plaintiff's professional reputation. In paragraph 4, Mr.
Rogers berates Plaintiff for aiding Mr. Powell'in develoting -
a case against the Administrator in the instance of a pilot.
whom. “the Administrator does ngt feel is qualified” for
medicak certification. This pilot j not identified by Mr.
Rogers, but Plaintiff believes he knows to whom Mr. Rogers
is refefring. Plaintiff's sole activity’ in this case’ was per-
formance of a physical examination and a flight test, after _
. . which he denied the pilot certification ‘because of the
- Administrator’s expressed position on the case, forwarding
the results of the examination to the Regional Flight Sur-
geon for further action. . Fo date, -the Regional Flight
_ Surgeon and the Federal Air Surgeon. have not acted on
this case. Mr. Rogers cannot be heard to complain.of this °
- type of activity which was strictly “by the book.” Mr.
Rogers goes on in paragraph 4 to state that Plaintiff has
_ disagreed with . the Administrator’ s action in certain cases.
This statement is another example of misinterprétation . a
representatives of the Administrator. Plaintiff has appeared
for pilots: in two cases before the National Transportation ©
Safety Board. In ‘one; the-chief witness, for ‘the Admin-" .
_ istrator, agreed with Plaintiff's position; in the: other, Plaintiff
appeared and offered a medical explanation. for loss of con-
_ sciousness suffered by a pilot who had been’ denied
certification by -the Administrator , for disturbanée | of
consciousness without RRRNEY medical explanation. : he
*
K
° . = : : 6° . ° : > . .
neither case, could Plaintiff be charged with disagreeing
with the Administrator. Further, in paragraph 5, Mr. Rogers
; engages in a ¢haracterization of Plaintiffs ethics that is
_" unsupported by fact and that is slanderous in its impli -
cations. Thé import of Mr. Roger's letter. is-the charge
that Plaintiff has engaged in a wonflict .of interest situation
and has actively sought to undercut the authority of the
Adniinistrator. Titis charge is supported. not by fact. but
_ by suggestion. and must fall before an impartial feview of
” Plaintiff's activities as an AME. The Administrator hiniself
+ responded to-an inquiry from the Honorable Edward J.
Gurney. United States Senator. in a lefter dated June 16.
‘ 1970 (see Attachment L). For the most part. his Jeter. is,
couched in general tergs with all the carmarks of a state- .
ment of pelicy. For instance. the Administrator equates
mn AME‘s with employees of the Administration and states,
that the policy of the. Department of Transportation is to
forbid cniployees and AME’s from taking “positions adverse
to the Department in legal progeedings between tlic Depart-
ment and third parties” (Paragraph 2). Ag AME is in =, 4
a position analogous to that of av ‘employee. he stat ;
because an AMB receives “a, certain amount of sing ag
and information and beoomes privy to FAA’SViews on ;
° _omedical facts critical to its decisions.” The Administrator *
concludes that relationship involves 4 degree of trust Ae:
and confidence.Q( Paragraph 2). ife goes on to say that
- becaute” individual and public interest often collide in the
. area Of airman medical certification. fo man can essentially —-
occupy both sides (paragraph 3) and. according to the
Administrator. this is exactly what Plaintiff has done “as
. ap Organized course of conduct.” (Paragraph 4). This one”
“+ “8 sentence js the only. specific refyrence to Plaintiff"in the.
Administrator's entire letter. Hoyer. it is interesting to
note that the Administrfior would not object to an AME
“occasionally taking an applicant’ s Side in proceedings before
. FAA when he feels conscientiously impelled to do so in the
-: “interest of individual justice.” (Paragraph 4). Plaintiff
ee
- Tc 4 e
submits that an impartial review of the facts of his case
would reveal that he has done no more than what the
Administrator considers acceptable. : °
8. Plaintiff strongly disagrees with the positign taken
“by the Administrator and his authorized representatives in
the handling of the matter and believes that all the facts ef
sidered or that an- unfair interpretatiop has ‘been placed
upon. them. In an effort to present his “side of the story °
. Plaintiff authorized Mr. Powell to request a meeting with
Dr. Siegel or his representative. Although this request was
made on two separate occasions (see Attachments D and
M). no such meeting ever took place. However, Mr..
Powell did attempt to present Plaintiff's position at «
meeting requested by Mr. Jennings Roberts, Associate
General Counsel of the Opérations and Evaluation Branch
of ‘the Federal Aviation Administration and held at Mr.
Roberts’ offices. Present were Mi. Roberts, Mr. John
John Marsh, also of the Office of General Counsel, Mr.
Powell and Mr. Robert Buenzle, Mr. Powell's associate. It
is interesting to note that Mr. Roberts’ stated reason for ~
requesting this meeting was to discuss possible legal action
which Plaintiff might bring against the Federal Aviation
Admfnistration. Its main pyrpose was not to present Plain-
tiffs ppsition. nor was the Federal Aviation Administration
prepared to discuss in detail its reasons for refusing to
renew Plaintiffs designation. Rather, Mr. Roberts indicated
that it was the Federal Aviation Administration's wish to
_ put an end to AME’s participation in any aviation medical
case from a.position favoring a pilot. except under sub-
poena. Mr. Roberts indicated that it was the Admjnistra-
tion's aim to deny a pilot the assistanve of 4 physician
skilled and recurrently trained in aviation medical matters.
- This type of expertise was to be retained by the Federal
Aviation Administration alone so that the Administration
would be able tg win more cases at the hearing level. This
is similar to the position later taken by the Administrator
in his letter to Senator Gurney and discussed. supra. A
+. @e
“more reasonable position ‘was taken by Mr. Marsh who
thought that what was being complained of was the belief ”
that Plaintiff’ was acting as an AME on specific cases. pass-
ing-on them as a representative of the Administrator , and
lates appearing at a National Transportation Safety Board
hearing on behalf of the pilot-as a regular course of con-
duct. Mr. Powell indicated that this was not an accufate
_ description of Plaintiff's involvement in airmen medical
cases and offered to write an explanatory letter. Mr. Marsh
agreed that this was a good idea and indicated that, if there
was in fact a mistake or misunderstanding,’ Plaintiff would
be redesignated. since good AME’s are hard to come by
9. Mr. Powell followed Mr. Marsh's suggestion by letter
dated May . m1, 1970 (see Attachment N). Dr. Siegel replied
by letter dated June 10, 1970, in which he indicated that
Mr. Powell's letter presented no new information that
would lead him to renew Plaintiffs designation as an AME
-(see Attachment O). Except for this letter to Mr. Marsh
Plaintiff has been given no opportunity to present his posi-
- tion concerning the charges levelled against him by the
Administrator and his aythorized representatives, even
though those chasges have direct bearing on his fitness to
perform the duties of am AME and on his professional
ethics. Furthermore, Plaintiff has been given no oppor-
tunity at all to confront directly the indiyiduals wha have
formulated: these charges and to test their coonny by
cross-¢xamination. .
10. The mere fact that the Adsainistrator and his
authorized representatives are granted discretion to renew
or refuse to.renew an AME’s designation [8 314(aJ, Federal
Aviation Act of 1958, as amended; 8183.15, Federal Avia-*
tion Regulations (14 C.F.R. § 183.155]. is not de terminative
‘in this case. No administrative official is granted discretion
to act in an arbitrary or capricious manner and the conclu-’
sions reached by the Administrator, Dr. Siegel and Dr.
Faulkner in: this case are arbitrary. Prior to issuing his
refusal to redesignate the Plaintiff,"Dr. Faulkner failed to. _
advise Plaintiff that his activities were considered ingproper. |
9
©
initially failed to apprise Plaintiff of the- nature of the
charges placed against him, and failed to learn Plaintiff's
position on those charges. It is submitted: that these
failures on Dr. Faulkner’s part remdered it impossible for —
him to make a fair and impartial decision on the question
of Plaintiff's redesignation. When reasons for Dr. Faulkner's
action were finally obtained from the Administrator and-
his representatives; they were presented in vague and general
terms and included misinterpretations of the facts of this
case. Although he has been charged with conflict of
interest, to this day ‘Plaintiff dées not know exactly on
which cases he is supposedly in conflict with the Federal
Aviation Administration. Therefore, the rebuttal prepared
- by Mr. Powell at Mr. Marsh’s request must of necessity be
inadequate, for he was, and is, unsure of what had to be‘ °
rebutted. Thus, it was impossible for Dr. Siegel to render
fair and impartial reconsideration of Dr. Faulkner’s action
as he’was exposed to only one side of the argument. Plain-
tiff has not been fully informed as to which of his activities
have been considered.grounds for the refusal to renew ‘his
designation as an AME, nor has he been allowed to
adequately present his views concerning those activities.
Refusal to renew Plaintiff's designation under these circum-
stances must perforce be arbitrary and outside the scope
of the discretion granted by the Act and the Federal Avia-
tion Regulations. ;
11. Bayed on-the faets as sin herein, Plaintiff. registers - *
the follwing complaints: |
(a> That the Administrator and Dr. Siegel, the Federal
Air Surgeon, acting as the designated representative ©
of the ‘Administrator, have established a policy
prohibiting designated Aviation Medical Examiners
from testifying on behalf of airmen at National
nsportation Safety Board hearings: and, that the
A@ministrator and the Federal Air Surgeon have
acte¥ in contravention of Section 601(a)(6) of the
Federal Aviation Act’ of 1958, as amended, and
Section 552 of the Administr tive Procedure Act
[5S U.S.C.A. $552), by establi —_ a policy and
~~
10c
-
‘failing to follow the prescribed procedures for noti-
fication of the Plaintiff and other Aviation Medical
Examiners of that policy by publication prior to
enforcement.
~ (b)
(e)
That. Dr. Faulkner, Resend Flight Surgeon. under
authority delegated by the Administrator. acted in ~
contravention of Section 314(a) of thé Pederal
Aviation Act of 1958, 4s amended, and Section
183.15 of the Federal -Aviation Regulations [14
C.F.R. 815] by arbitrarily refusing to renew Plain-
tiff’s designation as an Aviation Medical Examiner
without informing Plaintiff of the charges against
_ hin or affording Plaintiff the opportunity to rebut
those’ charges. ,
That Dr. Siegel. Federal Air eee sities auth
ority delegated by the Administrator, acted in con-
travention of Section 314(a) of the Federal Aviation
. Act of (958, as amended, and Section 183.15 of the
-(d)
(ce)
Federal Aviation Regulations [14 C.F.R. $183.15] -
by arbitrarily refusing to renew Plgintiff’s designa-
tion aan Aviation Medical Examiner, on reconsid-
eration of Dr..Faulkner’s action, without affording |
Plaintiff the opportunity to rebut- the charges _
levelled against him. :
That the Administrator, Dr. Siegel. and Dr. Faulkner
have acted in contravention of. Section 314(a) of.
the Federal Aviation Act of 1958. as amended. and
Section 183. IS pf. the Federal Aviation Regulations -
‘(14 C-F.R. $183.15] by refusing to renew Plaintiff's ’
designation as an Aviation Medical Examiner asa..°
‘means of punishing Plaintiff for activities. which
Plaintiff was never advised were considered im-
‘ proper by the Administrator or his designated
representatives. ;
That the interpretation of the role.of the Aviation
Medical Examiner exhibited by Dr. Siegel and Dr.
Faulkner im their cAnduct in this . matter and
expressed by Mr. Jennings Roberts and the .Admin-
istrator in regard to expert testimony of Aviation
Medical Bxaminers in hearings before the National
Transportation Safety Board has*no. basis in the
statutory authority of Section 314(a) of the Act or
in Subpart B of Part 183° of the Federal Aviation
Regulations and constitutes an infringment of
Plaintiff's 7 constitutionally guaranteed right of free
speech by denying renewal of his designation and
thus, punishing him for exercising that right.
12. The arbitrary refusals on the part of Dr. Siegel and ,
Dr. Faulkner to renew Plaintiff’s designation as an Aviation
Medical Examiner has resulted in damage to Plaintiff's
financial position and professional reputation. Because he
can no longer examine airmen as an AME, Plaintiff has
lost a portion of his practice that. amounted to approx-
Vee $600.00 per year. Further, Plaintiff has been
ied the practice of aviation medicine to which he dedi- |
d a great deal of time, effort,.and- interest over. the
‘ past eight and one-half years. The scientific interest in-
aviation medicine which Plaintiff gratified by participation.
in AME and AME-related programs far outweighed the
remuneration he received and constitutes more of a loss to.
Plaintiff personally than does the-loss of incgme. What is.
most important, however. ig that by the terms of the cor-.
respondence attached hereto, the Administrator and his
authorized representatives have clearly stated that they
question Plaintiff's proféssional ethics and conduct. Such
serious charges should never have been’ arbitrarily made
and opportunity must be afforded to rebut them.
'_ WHEREFORE, UPON THE PREMISES CONSIDERED, Plaintiff
respectfully requests that the Administrator exercise the
pewer granted to him by Section 1002(a) of the Fed-
eral Aviation Act of 1958, as amended, by compelling Dr. +.
Siegel to renew Plaintiff's designation as an Aviation Medi-
cal Examiner, or: in the alternative, that the Administrator
, conduct an investigation of the Circumstances surrounding |
a
* “evidencee
ide Tae _ te
Dr. Siegel’s and Dr. Faulkner’s refusals to renew Plaintiff's
designation as:an Aviation Medical Examiner by means of -
an evidentiary hearing at whic) Plaintiff would have a full
opportunity to learméte trr€é nature of the charges against
him, to cross-examine witnesses presented by the Federal -
Aviation Administration, and to present his position con-
cerning this matter through documentary and testimonial
i ; :
Respectfully submitted,
"Emil P. Taxay, M.D.
By - Robert D. Powell
By William H. Roberge, Jr. -
His Attorneys : |
SMITH, PEPPER, =e
-SHACK & L’HEUREUX
1776 K Street, N.W.
Washington, D.C.
July 8, 1970 er ee es, 2 s
Armseanecor Ci
‘13¢
a es ; ‘ove ee Gee 4.
oem ¥ + . i.) ah.
- DEPARTIAENT .OF TRANSPORTATION ara Le
FEDERAL AVIATION ADMINISTRATION a ee” «
Ceeertern yan, . lassie"
RETURN RECEIPT REQUITTNY + ATLANTA, GLORGIA 30720
- aes :
25 March 1970 he ake . ‘
Emil P. Taxay; M.D.
The Red-Sunset Building 7
* 6915 Red Road
Coral Gables, Florida 33134" <
“Dear ‘Doctor Taxay:: ;
In kecping. with the agency's policy of annual evaluation of the
Examiner Program, we have reviewed your record of activity as a
designatedrepresentative of this ‘agency. The decision has
been reached that it would not be in the best interest of the
Federal Aviation Administration to re- appoint you as an Aviation
» Medical Examiner. Accordingly, your ‘appointment which —
this month will not be renewed.. —
. After. 30 March-1970, pisese return to this onbien your Aviation
Medical Fxamincr ident ification card, AMF Guide, report forms, and
any other Federal Aviation Administration material you may have.
We will be unable to accept any airman medical SRIRESENS
perforned by you wey that date.
We wish to thank you lox your past performance that has served the
necds of the agency.
.
Sincere}\’,
a. W.° FAULEXER,-¢M.D.
Pegiona)] Flinht Surgeon
Aviation Medical Pivisicn
-
| by l: Ti
DEPARTMENT OF TRAN. ORTATION :
“FEDERAL AVIATION ADMINIS [RATION | _Ammurcor 4
i SOUTHIE RN MLGION
| P.0. HOX 200.26
—- , ATLANTA, GLONGJA 30320
> P “
10 APR 1970 .
Robert .D, Powell, Esquire : Z
Smith, Pepper, BShagk & L'Heureax
700 Montgomery -Building ~
1776 K Strect,; Northwest mr. .
Washington, D. G. 20006 = . =
Dear Mr. Powel ug “~ '* s
Dr. Faulkner has referred.to me for reply yqur yetter of .
7 April 1970, concerning Emil P. Pree A. D. -
“ -In your letter of 6 April 1970, to Dr: Siegel, you indicate
your awareness that designation of private persons to act
as representatives of the Administrator, under the law and
regulations, is purely a disc tionary matter. ; .
- a .
Pursuant to authority delegated to°him, Dr. Faulkner has
determined that Dr. Taxay should not be authorized to
act as a representative of the Administrator. It is *
‘believed that you and Dr. Taxay are aware of the reasons
for such’ determination. : . eek
- Are we to assyme that your letters of 6 April 1996, to
Dr. Siegel, and 7 April 1970, to Dr. Faulkner, -fndigate an
intention-to challenge legally or otherwise ‘the determina-
- tion made by Dr. Paasnaes ?
Very truly a
Fae
07) bea 3
/ 3. NW. COKER y — "i
Regiopal Counsel nae ‘ :
= Mt 1, ier , € cy i
sf af
“DEPARTMENT OF TRi..SPORTATION, = a » Arincurtswr W |
FEDERAL AVIATION ADMINISTRATION _ - : "
gle A "SOUTHERN REGION |
‘ P.O. BOX 20636
. : ATLANTA, GEORGIA 30320"
oh arr ) oo
, Robert D. Powell, Esquire | 4 .
* Smith, Pepper, Shack & L'Heureux \
700 Montgomery Building ‘
1776 K Street, Northwest. ee .
cacti D,°C, 20006 J : ce f.* aie."
‘Dear Mr, hewetis j ; : 4.
Reference fis mate to your letter of 13 April 1970, concern-
- ing Dr. Taxay. /
As you are aware, Dr. Taxay, while serving as a designated
representative of -the Administrator and identifying himself
accordingly, has appeared as an expert medical witness in’ -._ .
opposition to the position of the: Administrator in semaines > —_
before the National Transportation Safety Boara.
You have savinet Dr. Faulkner that you are using Dr. Taxay
as a consultant in opposing the Administrator in contested \
medical certification’ cases and there is no ddubt about this. =
a "
a
-
Curtzindy there is no question as to Dr, Taxay' s right to-
» ‘serve as gp nebenG, whomever he pleases or to testify for
. whomever he chooses, However, it is not sensible or ena seimche
- to continue his dae teens tin as a pb pemnas: non of thé .
Administrator under the existing circumstances,
The circunstenves. described above are considered “to fully
support ana justify the determination made by Dr. Faulkner
that Dr. Taxay's designation should not be ae
—— truly yours,
r
i fp ae
er ae er
J, N, COKER z ‘a . i c h Fs seer e.. -% “ pe: 3 oa
. a : ad ose8 —* - 2 a
psnans Coungel Pats, Red TT LCR Ge Be
-
‘
Ay
\
2
—
‘
24 Apr. 1970
+6c°*>
’ .
DEPARTMENT OF TRANSPORTATION
FEDERAL AVIATION ADMINISTRATION
y °
‘ * eo
Emil P. Taxay, M.D.
The Red-Sunset Building
-6915 Red Road
Coral Gables, Florida. 33134
Dear Dr. Taxay: a a ars
~ This is in. fesponse to your letter of f April 1970 concerning
. your designation as an aviation medical examiner. As ‘you
_know, the designation of aviation medical examiners is dis-
cretionary with the Administrator. As an aviation medical
examiner you have served as a representative of the Admin-
istrator. However, over the past several months you have
also Sangh etgnans of pilots against the Administrator.
You have s¢rved so regularly as a paid consultant to attor-
‘neys opfosing the Administrator in particular cases, that, :
Without any reflection on you, it is preferable from this
agency's standpoint not to continue you at the same time’
in the position of an aviation: medical examiner, in. which
you represent the Administrator and assist in carrying out
~some of the Administrator’ S. authority and sais deseo outer’ de —
We do not shallots your qualifications and we welcome.
you to continue to provide expert medical opinjon in the
_.,interest of fairness and justice. We do not feel it would.
-be.in the best interests of the Federal Aviation Administra-
tion to have:you continue as a designated representative of
the Admipistrator.
Sincerely,
_P.V.. SIEGEL, M.D. - -
_ Federal Air Surgeon, AM-] —
Washington, D.C. 20590
-N
»-,
_y Taxay of Coral Gables; Florida. In your letter you_set forth a sum-
| : ee: : an
es a
dose +t b MOLiv ty bakery Pe peeve dM ° y : e . .
FEDERAL AVIATION . ZMINISTRATION 7 Arttenpsar oh.
i mi WASIIINGTON, D.C. 20590 *
Z. e \ e . : Fae *
* : ; % x ’ : : ; : ‘
16 JUN 1970 - =i ae ; OFFICE OF
. : : pa a : THE ADMINISTHATOR
Honorable Edward J. ‘Gurney Pi al rota ree ae
United States ‘Senate x me ‘
Committee on Government Operations , j . “4
Washington,, D.C. 20510 , é BACs : ’
Dear Sonator Gurney: 3 ions os '
This is in reply to your jetter of 27 May 1970 concerning Dr. Emil P.
mary of Dr. Taxay's involvement in 20’pilot certification tases-——__
handled by a law firm. You ‘consider that Dr. Taxay’ should be com- ,
mended for his participation in these cases and not "arbitrarily
fired;"'and you invite our comments. . — a ‘<< ite
- .
Like other ‘government agencies, the Department’ of Transportation
does ‘not permit its employees to take positions adverse to the
Department in legal proceedings between the Department and third .~
parties. (Employees may always: give, factual testimony.) An aviation
“medical examiner -is- not an tmployee,. byt sirice he holds a delegation. .
to perform a governmental function on behalf of the Federal Aviation
Administration, he is, in this respect, in a position analogous to an~
employee's. He received a certain amount of training and information
‘ahd becomes privy to FAA's views on medical facts critical to its
decisions. . The relationship involves a degree of trust and confidence. - |
‘It may well be’ that sometimes the interest of justice is served by.an
aviation medical examiner testifying as dn expert against the :-FAA ee .
‘position, but an applicant's interest in justice in his individual . —. .
case must be balanced against the general interest fn justice of the -
body, politic which FAA must’ represent. It seems to us that ‘ip the:
‘area'of medical certification of airmen ’as in‘ other areas where ,
individual and public interest.often collide, no man can essentially
cecupy "both sides. Furthermore, if aviation medical examiners were
generally available as expert witnesses against FAA, litigants would
prefer. them to experts not connected ‘with the government because ‘of, see"
.their prestige, which*would neither be in the public interest rior in
that of other qualified members: of the legal profession. :
\ Becta . D . ie os
a ao : : . BATS . "8 \, m
—_,* a. * , °
Pa o ; : es \
ci, oe | iin halts ae \ =a
. + Sst oe ate L° May 21, 1970
gp Soh EO Marsh.Esq° a a ee
‘ Chick, Spepral Rroyects and OF a een de
*. 3. *- Appellate, Branch GC-31 <a. ee en a
"—" _ , Office “of the Gengal Counsel ae sy, ,
+? ° Federal Aviation Adruinistration ‘ '
4% 800 Itidependence Avenue ©. Pare
+1 :*+Washington, DC.” : eae St :
j > -t— . : 7 :
te - * Dear Joha-., ,
- . + you will recall, at qur meeting in Mr, Roberts’ office -
2 -“on May & 1970s you offered me the opportuntty of settmg -
. > “for in, writing Dr. Faxay’s pesition in the matferof the,
— =" 5 decision ‘of Dr. Faulkfer not to redestgnate Dr. Taxay as an ~
~ = °. Aviation Medical Examiner. There may be a-materiat mis-
.. understanding ori this suifject sod thank you for this oppor- *
_ Ses gunity to square the record. =. . a
_ + 2 “asf expressed during our meeting. Dr. Taxay sa gom =. 7 *
* * _ petent, Ronotable, professional and highly ethieal physician.
‘He has been an.Aviatipa Medical Examiner for gine years.
* «2 gnd his competence and professeonal juligment fate never
> 5. * beentGuestioned During this period of time If has devel-
= _Gped medical files that have resulted 16 either Jhé certifica
__.. tion of ultimate denial of many dirline pilots.
> «2. Dr _Taxay- became known to this office in a dimited way fi
1 On December 19, 1968! He was the phyvcian of an airline.
** « ' pilot I-had represented in the past, William S. Ewing. I had
‘ ~~) abandoned: Ma. .Ewing on acts | had avatiable jn carly
1968. My. Ewing and Dr. wanted to-kaow if there
i S, was a chance’to obta® a certificgte-dor Mr. Ewing fcestain
» * additional testingwas accomplished. 1 évitwated the proposal_-
: | " (One fpr arteriography and cardiac metabolism testing) and .
?
informed Mr.-Ewing tbat if he were willing tq undergothe -_ . | —
" ¢ tests and risks involved. } would be. happy to lodk at the — .
: /£ . . : ’ - -
- -. , . : ‘ . a
19¢ \ . ; es
case again: upon their completion. On April 15, 1969, after
- completion of testing, Dr. Taxay acting- 4s an AME per- S,
formed an examination of Mr. Ewing fer a Grst class certi- ;
ficate. but declined Jo issue the certificate because of an |
abformal electrocardiogram indicating Left Bundle Branch
Block. ‘The informatiqn relative to the testing Mr. Ewing ~
-had undergone and his entire case history was developed
into a protocol, and furnished to Dr. Faulkner along with
the first Glass examination. Dr. Taxay did not consult
‘me as to whether er not he should, perform a fifst class
physical examination on » pilot after develping informa-
tidn pertinent to him. He\did not think it improper not to -
issue the certificate. and t a
that one beissued. He was advised that this woulg
be considered an improprigty..\or ee nee Se
impropriety.
Dr. Tansy Seattlied ut the healing on tite anutti ce Ocie- “*
ber 8, 1969, and consulted with me to its conclusiag. As -
. you know, we gre all awaiting Examiner Fowler's decision.
During the legnth of his participation, Dr. Taxay was not °
advised that he was acting improperly. The position he
took .was that of an.cxpert, but his testimony did not vaty
substantjally*in its-conclusion from that of Dr. Westura, ¢.¢..
that Mr. Ewing should be permitted a certificate that would .
enable him to functian in some flight training capacity.
Dr. Taxay’s situation ris a vis Mr. Ewing is therefore
* summarized as &ilows: Mr.-Ewing was his patient. Dr.
Taxay reviewed his files and ‘saw that further testing might
help his patient resume some aspect of his livelihood: He
iad this information developed hoping’that he-would find
_agreemenf at the Federal Air Surgeon's office. The AME
examination was only a vehicle to ‘the case recon-”
. sidered in light of the newinformation. It is significant
that -as ay Dr. Taxay did not issue a certificate but ;
placed the ma the hands of the Federal Air Surgeor. a4
* Leven though he did some form of a certificate should .
* be. issutd. Teeth Gea so Set en te pen ee Oe
* point.
s
=Vt 3 =
| submit further that Dr. Taxay’s appearance and consul-- °
tation on the Ewing case is equally. blameless. The Begin-
nings of the case necessitatéd an AME, and becaysé of his
_professionalism Dr. Taxay played that role in accofdance
with the guide furnished him. After the Federal Afr Sur-.
geon denied Mr. Ewing, Dr. Taxay’s participation was an
examifiing physician and consultant, not AME. Had he not
acted as AME in the matter, there would not even -be the
slightest reason fo suspect his ethics, though in dcting as
AME; he was ethicat-as the recerd will bear out. Ht certainly ©
cannot be said that a doctor, who is an AME, and so acts
on many cases, may not be permitted to consult or act as
an expert on.a‘case in which he ‘plays no part as physician —
for the Government. -*We do net intend here-to admit,
therefore, that a conflict of interest exists under these cir-
cumstances, but because the problem has arisen, and because
of the warning that Dr. Taxay has received by way of the: °°
development of the factors leading. fo the refusal to redesig-,
nate, he ts now on notice that this practice js unacceptable
to FAA. As such, Dr. Taxay is periectly willing to comply.
with.FAA’s wishes in this-aréa. if it will heop to resolve thé
difficulty. ou ’
Well after tite beginning of Dr. Taxay’s jnvelvement in
' Mr. Ewing’s situation, I had sent him somé éases to review.
| had done so because | was in need of medical expertise.
. and because of the very impressive jab Dr. Taxay was doing
in: factually developing the Ewing case. He did not act as
AME on them, he servéd merely as an consultant. He has
acted as AME on:two and has not served as a consultant.
An example.of such a case is the Joseph Burrell -case. cur- |
_ ently before NTSB. The reason for Mr. Burrell’s referral
to Dr. Taxay for an AME work-up was that Mr. Burrell had
moved ‘into the Miami area after he became my client. He
asked if I knew an AME in the area, and knowing that Dr.
7 Taxay was competent and qualified, | recommended Dr.
' Taxay. Dr. Taxay’s work-up of Mr. Burrell should be avail-.
able to you. He had Mr. Burrell obtain opthomologist tests.
and head x-rays before considering him forsa certificate. Dr.
_ Taxay ultimately denied Mr. Burrell. The other example of
A
- e *
-
“2ic
: a case in which Dt. Taxay acted as AME is K_D. Wright, to,
' . be considered bélow. ae ey ce
. Dr. Taxay has participated in five (5) cases as a consultant
in which the airman was certified by either Dr. Siegel or
‘the Panel. 'In eight (8) cases, he participated as a egnsultant ©
. and advised me to.drop the cases as the pilots should not be
certified. and. should not fly: He has téstified in two (2)
cases, Ewing and Shrage. ‘He was d consultant only-in Shrage.
The Ewing matter was developed largely before he _beggn to
advise me on certain other cases. Dr. Taxay has acted as a
«consultant on a case currently before the NTSB—that*of |“
* ‘Piche. . Hefwas the AME on the case, and: will probably
testify. ef eee ig De
’ Dr. Taxay has been accused by Dr. Faulkner of acting as
consultant to me on a.case which he knew that the Admin-- ~~ .
istrator would not be in favor of the pilot returning to tuty.
The case is K.D. Wright. Dr. Taxay has not acted as a con-
Bs. Cosas on this case. It is a psychiatric case. Dr. Taxay is
an internist. ‘What he did was give Captain Wright a first :
class physical, and look over this past record to ascertain .
. whether there was cause for denial; He found ‘such cause in
. the fact that Captain. Wright had previously been denied.
and.accordingly denied him. In order to ‘develop informa- — -°
tion concerning the reasons for the past denial,-Dr. Taxay,
a licensed pilot, flew with Captain Wright, having on board f
_ 4 psychiatrist, and a nurse to take blood pressure readings.
This was the extent of his parti¢ipation And it was accom-
' plished to aid thie Federal Ait Surgeon: in evaluating the —
alleged “fear of Tlying”-in Captain Wright. No criticism was
-levelled at ‘Dr. Tyxay for this action at the time he acted.
Dr. Taxay has done much the sante thing,by way of extra
stress testing at the request of Oklahoma City on: numerous
. cardiovascular cases after turning down the pilot. It is much
- the samé as asking for an audiogram in the’ case of a pilot .
having hearing problems. If Dr. Taxay testifies at the Wright
hearing, it will beeunder subpoena. Dr. Faulkner's allega-
tion that Dr. Taxay has acted-gontra to a known decision
. _ * . .
- . * *
= .
*
*
‘
’
“.
of the Administrator is without foundation. - First. as the, .
matter is still in the hands of the Region, there has currently
been no decision of the Administrator. Secondly, Dr. Fexay,
‘has not acted contra to the Administrator. He ‘turned C ap-
tain Wright down, even after. having performed a pertinent: ,
flight test. MoreoYér: Dr. Norwood, at FAA ‘indicated to
- me in a meeting that’ the Wright case would be reconsidered
by FAA if there was a change in Captain Wright's life-style,
or status. As fos conSultdition on.the case, my constrltants
‘are Dr. Philip B. Phillips, Dr. Lucio.Gatto, and Dr. Irving™
A. Fosberg; Ph.d. ‘None of these gentlemen know or have
* — to Dr, Taxay.
. The ‘outline of Dr. Taxby's icone is rfot extensive.
It 1S impressive to note that in most of the cases on which
he has acted as a consultant, the cases have- been dropped.
In‘ five (5), the pilots have been certified by, either Dr.
“ Siegel or the Paneti Theretore, in the vast majority of ‘the
cases he has acted upon, the best interest of the public has
~ been realized. He has testified at two ‘bearings, and did the .
AME- work-up on only ohe of these, although not certifying
‘the pilot though he believéd ‘there should be certification.
He was not advised at any time that he-was ina conflict
situation, nor did he act in such & manner that would render
him guilty of such a.charge. It is unfostunate that Dr. ‘Taxay
did the workup on Ewing, but there was no bad faith
involved. He has never aeted in“a way that could, be called .
unethical. - His disagreements with the Admihistrator have
always been within the framework of the Regulations. More
cannot be asked. of a scientist; ‘physician. Se ¢
We request: 6n behalf of Dr. Taxay, that these facts
made-known to Dr.. Siegei. Dr. Taxay should be: allowed
to remain /as.an AME, as he is a good one. Yoti need only
; check with Oklahoma City to verify that fact. If he is
-allowed to remain, you have my word, and Dr. Taxay’s,
that he will net appear as an expert in a case of a pilot on
whom.he has performed the examination of a designated
’ Aviation Medical Examiner if sweh examination is prefatory_
*.
— = Eee 8 - a a= — ss “~*~ + «>. ,
f=. ore ?
-to a denial of-a certificate by the Federal ais Surgeon,
unless subpoenaed. It is believed that this commitment on
* Dr. Taxay’s“part, while nat necessary from, the point’ of -
view of Dr. Taxay’s ethics, should serve to allay any doubts
that the Fedéral Air Surgeon. may have concerning’ Dr.
Taxay’s activities. ae
Very truly yon,
- Robert D. Powell’
‘ec: The Honorable Herman Talmadge
The Honorable Richard L..Ottinger
‘ The Honorable Spessard L. Holland
The Honorable Edward J. Gurney
tw The Honorable Fletcher Thompson
‘The Honorable. Dante Fascell
RDP; pat it
aa
bale ks ‘ 2 : e.3° i
DEPARTMENT or TRA. ‘ORTATION ; : :
FEDERAL AWIATION ADIZINISTRATION ; Arr etonr °.
eH - WASHINGTON, D.C. 20590
= “Ay 5: s ve ae ,
>. 10 Jun 1970 | JUN. 197) a
Cwebiv cll) ,
Mr, Robert D. Powell.
_ Smith, Pepper, Shack and L' dourent:
" Attorney at Law
- 700-Montgomery Building
1776 K Street, N.W.
Washington, D. C. 20006 da! igh bie coat
Dear Mr, Powell: a ; sa
¢ “oc
Your, letter: of 21 May 1970 addressed to Mr. ‘John A, Marsh, het ; ee
domes Projects ‘and Appettate Branch, 6C-32, has been referred: for ;
“reply. I have ee your letter and rig no new ares scone =
which would lead me to designate Dr. Emil P. .Taxay as an Aviation
Medical Examiner for the Federal Setaiiae Administration at this
time. ‘ a an ae
Sincerely,
ele
e. Fy; Vege M,D. ; ‘
Federal Air Senger, AM- 1 > ns mk:
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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.