Amicus Curiae Brief — Crocker v. United States
Supreme Court brief1970
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Liisi Y
SUPREMY COURT, U. S.
| Office Supreme Court, U.S.
FILED
In THE MAR 13 1970 —
Supreme Court of the United Btoten DAVIS, CLERK
OcroBer TERM, 1969 | 7
No. 1201
oe
GrorceE W. Crocker,
' ; Petitioner,
Gow : —V.—
. UNITED STATES,
Respondent.
PETITION FOR A WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE EIGHTH CIRCUIT
wre
Ee BRIEF OF AMERICAN CIVIL LIBERTIES UNION AND.
THE MINNESOTA CiVIL LIBERTIES UNION,
AMICI CURIAE, IN SUPPORT OF
PETITION FOR CERTIORARI
LEON FRIEDMAN 4
70 W. 40th Street
New York, N. Y.
Marvin M. Karparkin
1345 Sixth Avenue
New York, N. Y.
Attorneys for: Amici * Curiae
ALAN H, LEVINE ‘
MELVIN L. WULF 2
* 156—5th Avenue |
New York, N. Y.
KENNETH T. IsEn
Minnesota Building
St. Paul, Minnesota
of Counsel
‘
”
Nee MED
6
TABLE OF CONTENTS —
PAGE
SAPPUCET OM ANDINA 1
Reasons for Granting the Writ Es ACR en sans a 2
eae eae Cava NOR 1 ve aa Ae 22
us ‘TaBLE OF AUTHORITIES :
Cases: :
Afroyim v. Rusk, 387 U.S. 253 (1967) 20 ll
Aptheker v. Secretary of State, 378 U.S. 500 (1964) 16, 18
Chastleton Corp. v. Sinclair, 264 U.S. 543 (1924)... 20
Dombrowski v. Pfister, 380 U.S. 479 (1965) whe
Edwards y. California, 314 U.S. 160 GL 0 ieee erases 16
Erie R.R. v. Tompkins, 304 U.S. 64 Seve So ey ee
Ex: Parte Quirin, 317 U8. 1-000 14, 15
Galvan v. Press, 347 U.S. 522 (1954) 18
Griswold vy. Connecticut, 381 U.S. 479 (1965) 18
Hamilton y. Kentucky Distilleries and Warehouse
Company, 251 U.S. 146 22 2 Mees Mtetwa oda 18, 19, 20
Hamilton y. University of California, 293 U.S. 245
teh af aan Reus ce Ne NS Ne eR aoe ch 12,45
Harmon v. Brucker,,355 U.S. 579 PRU) et 18
Hart v. United States, 391.U.S. 956 Ca cts cs: pibetes 12
~ Heflin v. Sandford, 142 F.2d 798 (Sth Cir. 1944) 2. 14
li
pa
: PAGE
lawara District County Council v. Wickham, 101
RMMTINI: EacRies RE RMD hos rcavcmtdestpsrnep os 20
In Re Jenison, 265 Minn. 96, 120 N.W.2d 515 °(1963),
reversed and remanded 375 U.S. 14 (1963) 200220... ei!
Jacobson v. Massachusetts, 197 U.S. 11 (1905) ........ 14
Kennedy v. Mendoza-Martinez, 372 U.S. 144 (1963). ..... 18
Kneedler v. Lane, 45 Pa. 238 (1863) <....c.ccccccccccccecceosescess 10.
Lichter v. United States, 334 U.S. 742 (1948) 14, 15, 20
McCulloch v. Maryland, 4 Wheat. 316. (1819) ney vee 10
Meyer. v. Nebraska, 262 U.S. 390 (1923) cocccccccco-o-- 16,18
Mitchell v. Harmony, 13 How. 115 (1851) -......0....-...-....- 19
O’Callahan v. Parker, 395, U.S. 258 (1969) 2000000000... 11,17
Pierce v. Society of Sisters, 268 U.S. 510 (1925) 00... 18
Popovici v. Agler, 280 U.S. 379 (1980) .2.......-.-..cceiece-- 10
Powell -v. MeCormack, 395 U.S. 486 (1969) 20. 11
Pei -V. Covert, Soe U So 11D) nk 18
Schneider v. Smith, 390 U.S. 17 (1968) occ 11
Seleci. e Draft Law Cases (Arver v. United States),
245 U.S. 366 (1918) ............. eee, Sisco 18. 1G
Shapiro v. Th@mpson, 394 U.S. 618 (1969) EUS ARS ORI 16
Sherbert v. Verner, 374 U.S. 398 (1963) ........................ 21
Swift v. Tyson, 16 Pet. 1 (1843) ........ SES TERT pM OEES 2
Truax v. Raich, 239 U.S. 33° (1915) cccccccccccssscseccsecsssese. 16, 18
United States v. Brown, 381 U.S. 437 (1965) cc
ill
PAGE
United States v. Cohen Grocery Company, ‘255 U:S.
Po
sg Bp or altel Maes Nat aAR donna Bln cine cee 18
United States v. Howe, 17 USCMA 165, 37 CMR 429
Bob en ee Oa Be Sweet ae pebasdetinnt eyovate 17
United States v. Macintosh, 283 U.S. 605 (1931) ....13, 19
United States v. Nugent, 346 U.S. 1 fh te Dee 22
United States vy. 0’ rien, 391 U.S. 367 (1968) 12, 14,15
United States v. Ropel, 389 U.S. 258 (1967) ts |
United States v. Rugsell, 80 U.S. 623 £5.18 8 [Mt eRe 19
United States ex rél. Zucker v. Osborne, 54 F. Supp.
984. (WeD.N.Y. 1944) oon ecccccseeccene Stites 14
Youngstown Sheet & Tube Co. y. Sawyer, 343 U.S. 579.
ERE) aoe Corns op eee ca Me | be
* Constitutional Provisions:
United States Constitution
Second Amendment ....... Rese penioc cane issue mene | 7,
Fifth Amendment... Se eae T RCE ON ORTINE 1s
Statute: |
Uniform Code of Military Justice
10 USC $$§801, et ac! Sete tO A Pe OY aT aS — 17
Other Authorities: ¢
Boudinot, 1 Annals of Congress, 1st Oni. FOL 2 7
110 Cong. Ree. 8575 (April 21, Lg inal alia Se Mie Red “17
_1 Farrand, Records of the Federal Convention 25
UEP ERG oo seneies een ee eae Se ea 4
iv
Freeman, “The Constitutionality of Peacetine Con-
scription,” 31 Va.L.Rev. 40 CEP etches tt) 5 5. 3,8
Original Understanding,” 67 Michigan Law Review
tcl ot coh IR ea EC 3,8
Hamilton, Federalist No. 24 (J. Cooke ed. 1961) ........ 6
2 J. Elliott, Debates (2d Ed. BRIO D vases tectdbaisiisceec 6,7
Kaufman, “The Selective Service System,” in Christian
Bay (Finn, ed:), A Conflict of Loyalties (1968)... 17
Madison, 1 Annals of Congress, \st Cong., 434 ................ 7
Mason and Daggett, Annals of Congress, 13th Cong.,
scat Ba ee IR ee os Hf)
2 Papers of Thomas Jefferson 18 (J. Boyded. 1950) 4
Report of the National Advisory Commission on Selee-
tive Service, In Pursuit of Equity: Who Serves
When Not All Serve? GR teccerr ge ey See 16-17
LRN ATO) re ek ee 15, 16, 21
4 The Writings and Speeches of Daniel Webster 57
Be nag Gree a adic nee ee Le eee 9
18 Tyler’s Quarterly Historical and Genealogical
magazine 79 (1939) a 10
Warren, “The Bill of Rights and the Military,” in
Cahn (ed.), The Great Rights (t: ; RO 20, 21
IN THE
Supreme Court of the United States
Ocroper Term, 1969
No. 1201
c
Georce W. Crocker,
Petitioner,
—
Unrrep Srares,
Respondent.
~
PETITION FOR A WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE EIGHTH CIRCUIT 7
BRIEF OF AMERICAN CIVIL LIBERTIES UNION AND
THE MINNESOTA CIVIL LIBERTIES UNION,
AMICI CURIAE, IN SUPPORT OF
PETITION FOR CERTIORARI
— .—__— -. —Interest of Amici _
In this case, petitioner was convicted under the Military
Selective Service Act of 1967 of refusing to submit to
induction into the armed forces. Among other rrounds
raised on appeal, petitiorier claimed that the Aet was un-
constitutional. The conviction was affirmed by the Court of
Appeals for the Eighth Cireuit.
Amich file this brief* to urge the Court to grant the
petition“so that it might closely examine the asserted con-
* The written conse
nts of the parties have been filed with the
Clerk of the Court,
9
a
stitutional foundation of the Military Selective Service
Act of 1967. Amici believe that -such a close examina-
tion, together with a re-examination of the basis for decision
in the Selective Draft Law Cases, 245 US. 366 (1918), will
reveal an absence of constitutional authority for peacetime
conscription. This brief summarizes the results of his-
torical research which has led amicus to conclude that
the Fowrting Fathers did not intend, in drafting the
Constitution, to empower the government to impress man
into military service in peacetime. We believe it will be of
substantial interest to the Court.
Reasons for Granting the Writ
Today there are few more vital issues in the relationship
between man and his government than the asserted right
of the state to demand military service from its citizens
and the asserted duty of all able-bodied men to respond to
that claim. Yet, despite the importance of this problem, it
has been fully examined by this Court only once, in the
Selective Draft Law Cases (Arver vi United States), 245
U.S. 366 (1918), a case now fifty-two years old. Further, the
Arver case reviewed the problem only in a war-time set-
ting, after a solemn declaration of war had been made: hy
Congress. More important, the case rested on the most
dubious historieal and legal evidence. Only three pages of
the Government’s brief and. one paragraph of the defen-
dants’ briefs were devoted to the intentions of the men who
framed the Constitution as revealed at the Philadelphia
and state conventions, traditionally’ the most important
source of constitutional interpretation. Thus the Court's
decision ignored crucial historical evidence that the framers
.
3
of the Constitution did not intend to give Congress the
power to conscript directly.
This case will therefore present to this Court for the
first time a challenge to the constitutionality of federal
conscription in peacetime, based upon a comprehensive his-
torical analysis of the framing and adoption of the C‘on-
stitution. Although 183 years have passed since the Phila-
delphia Constitutional Convention, no detailed study of the
framers’ intention and purpose concerning the military
clauses has been passed upon by any federal court, least of
all the Supreme Court. This case attempts to correct that
omission.
It is impossible in this short amici brief to cite all the
historical evidence bearing upon the question of peacetime
conscription." What follows is a brief outline of the ma-
terial which will be fully developed by the amici if cer-
tiorari is granted.
: | 1.
1. The framers of the Constitution considered a stand-
ing professional army the greatest danger to liberty. The
overreachings of the royal armies during the later Stuart
period of England* as well as. the behavior of British
{
*A recent article by one of the counsel for amici herein indi-
cates the type of: material which will be presented by amici if
certiorari is granted. See Friedman, “Conscription and the Con-
stitution: The Original Understanding,” 67 Michigan Law Review
1493 (1969). ;
* Proposals to conscript for the- British regular army were ad-
vanced in Parliament in 1704 and 1707 but were firmly rejected.
See Freeman, “The ( ‘onstitutionality of Peacetime Conscription,”
31 Va.L.Rev.*40, 68-69 (1944). Conscription was never in force
in England until 1916, except for limited militia service which
was carefully restricted. See Friedman, op. cit., 1499-1503.
=a
+ :
troops in the colonies before the Revolutionary War con-
vinced the American statesmen that strict control over the
military was a vital safeguard against tyranny. In the
same vein the colonial leaders were wary of lodging too
much power in any central government which could tram-
ple on the liberties of the people. Thus even during the
Revolution, Congress refused to implement any scheme of
federal conscription and relied instead on a system of
quotas and levies from the state militia forees to fill out -
the Continental army.’ The quota system was cumbersome
and unreliable since the states were slow to supply men
and could not be compelled to do so. Since the states also
fell behind in making payments to the central treasury,
the Continental Congress was hamstrung in its efforts to
keep up and control its own military forces.
2. The revolutionary experience led the leadiglg colonial
statesmen to conclude that a stronger central government
with the power to control its own army was vital for na-
tional defense. On the very first day of the Philadelphia
Constitutional Convention. in 1787, Edmund “Randolph,
leader of the Virginia delegation, complained that the Con-
federation could not defend itself and a new system of
organizing the government was necessary. Randolph intro-
duced a new plan which hecame the kkeleton of the new
Constitution. But Randolph made clear in his speech intro-
3 Thomas pao: expressed the prevailing sentiment in the
States against conscription in a letter to John Adams, dated May 16,
1777:
Our battaiions for the Continental service was sometime ago so
far filled as rendered the recommendation of a draught from
the militia hardly requisite. And the more so as in this coun-
try it ever was the most unpopular and impracticable thing
that could be attempted. Our people under the monarchial
government have learnt to consider it as the last of all op-
pressions. 2 Papers of Thomas Jefferson 18 (J. Boyd ed. 1950).
-
a te bbrdhie sii i Sat tithe cada ti
oN
: |
S
ducing the so-called Virginia plan, that it did not give the
federal government carte blanche in organizing its army.
He ‘said:
“What reason to expect that the Treasury will be better
filled in future, or that money can be obtained under the
present powers: of Congress to support a war. Volun-
feers not to be depended on for such, a purpose.
Militia difficult to be collected and almost impossible to
be kept in the field. Praughts stretch the strings of
government too violently to be adopted. Nothing short
of a military force will answer the end of war, and this
only to be created and stpported by money.”
1 Farrand, Records of the Federal Convention
25) (1911) (emphasis supplied.)
‘Thus on the very first day of the Convention, Randolph, an
initiator of the Constitution, exeluded the power of the.
federal government to draft. As a strong Iederalist figure
who wished to give the new central government* wide
powers, Randolph’s denial of that authority is especially
significant. He and other Federalist figures were anxious
to grant the new government the right to enlist its own
army, a power which it lacked under the Confederation.
Many Antifederalist leaders, remembering the dangers of
a peacetime professional military foree, wanted to rely
only on the state militia and saw no need for any kind of
national army. The debate at the Convention and during
ratification centered on the besser alternative of enlistment
of a federal force, which many thought was unnecessar’y.
A fortiori, the power to draft was unthinka¥le to the states.
men ¥f the time.
3. The Federalist Papers, written by Madison and
Hamilton ‘confirm that the militia was to be the main
--
6
military force. A small professional force was required
only to repel a sudden invasion until the militia could be
mobilized. A federal army would also guard the frontiers.
But Madison and Hamilton made clear that the people at
large would satisfy their military obligations only through
the militia which could be federalized only under limited
conditions and not in a regular army.‘
4. In the state ratifying debates. the. impossibility of
conscription was reflected in many ways. The Anti-
federalists opposed the Constitution because it gave the
federal government the power to tax but they never com-
plained of the power to conscript. In discussing the military
clauses, these crities stated that the citizens at large could
be taken into the militia and then made subject to court
martial jurisdiction.» No such complaint was made about
the power to raise armies since no one thought any citizen
could be taken into the regular army against his will.
* In Federalist No. 24, Hamilton wrote about the frontier forts:
“These garrisons must either be furnished by oceasional detach-
ments from the militia, or by permanent corps in the pay of
the government. The first is impracticable: and if practicable,
would be pernicious. The militia would not long, if at all,
submit to he dragged from their occupations and families to
perform that most disagreeable duty in times of profound
157)
° See particularly the debates in the Maryland convention, 2 J.
Elliott, Debates (2d Ed. 1836) at 552. ™
+
a
7
Many antifederalists introduced amendments to limit the
term of @plistments but never suggested any restriction on’
conscription.’ All of these attacks on the Constitution were
predicated on the assumption that no power to draft
existed in the federal government. I*urthermore, the
delegates in the state ratifying conventions often identified
the military powers under the new Constitution as identical
to those under the old Confederation which admittedly had
no power to conscript.’
9. The First Congress, composed of many of the found-
ing fathers, also showed that it did not contemplate any
federal power to conscript. Madison introduced a con-
scientious objector clause in the Bill of Rights, but it would
have protected only militiamen and not regular army
soldiers.’ If he thought the citizens at large could be taken
into the federal army, he would surely have suggested
similar protection in that situation. The Second Amend-
ment itself which sought to protect the state militia from
being destroyed by the federal government is inconsistent
with any federAl power to conscript. Many comments of
individual Congressmen also support this viey.®
°2 Debates 552, 4 id. at 245, 3 id. at 660.
A
“2 Debates 352, 468, 537. .
*1 Annals of Congress, Ist Cong., 434,
° See, e.g., remarks of Elias Boudinot. once President of the
Continental Congress and in 1789 a Representative from New
* Jersey, who defended the conscientious-objector clause. “In form-
ing a militia,” he said, “an effectual defence ought to be ealeulated,
and no characters of* this religious description ought to be com-
pelled to take up arms.” He added that “by striking out the clause.
people may he led to believe that there is an intention in the Gen-
- eral Government to compel all its citizens to bear arms.” 1 Annals
of Congress, 1st Cong., 767. Since the clause in question related
only to the militia, Boudinot’s concern. for the protection of von-
sr semester < Serie renee estate steee enone ner
i N
6. The Selective Draft Law Cases of 1918 did not have
all this historical evidence before it. Instead, the Supreme
Court cited the universality of conscription in 1918 and the
supposed existence of conscription .a England and the col-
_onies as support for the view that the federal government
could draft. But in 1789 when the Constitution had been
adopted, no country in the world had exercised the power to
conscript its citizens as a whole.’ In England and the col-
onies, a militia system had been instituted, but it had no
relation to a modern draft. The militia was thought of as
the whole body of male citizens who were expected to own
a weapon, enroll, appear for training sessions and help
defend their community when emergencies arose. But
generous provisions existed for substitutions or payment of
militia fines in lieu of service. The militia was thought of
as a local defensive unit which would not be sent out of its
organizing county or colony. It eould be ealled into service
only under specified conditions. In Kneland practically no
one had to serve in the militia against his will and in the
colonies most compulsory elements in the militia were
fading in the years before the Revolutionary War. The
Constitution recognized the continued status of the state
militias and provided that they could he federalized only
in the three instances found in Clause 15 of Article i
Section 8. .
scientious objectors would be meaningless if Congress had the power
to conscript for the regular army. For in that case the general
government would be able “to compel all its citizens fineluding
conscientious chjectors] to bear arms,” a power which Boudinot was
denying.
7°? See Freeman, op. cit. at p. 68.
See Friedman, op. cit. 1502-06. :
9 : /
7. The Supreme Court in 1918 also relied on the fact
that a conscription plan was introduced into Congress (but
not passed) during the War of 1812 and was enacted during
the Civil War. But the important point about the 1814
proposal to draft was ‘that it was not accepted by Congress
even though the nation had been invaded and the very
capital occupied. Senators Jeremiah Mason and David
Daggett’* and Representative Daniel Webster insisted, that
the federal government had no power t@ conscript.
Webster said: |
“Is this, Sir, consistent with the chargeter of a free
Government? Ts this civil liberty? Is’ this the. real
character of our Constitution. No, Sir, indeed it is not.
The Constitution is libelied, foully libelled. The people
of this country have not established for themse Ives
such a fabric of despotism. T hey have av purchased
at a vast expense of their own treasure i their own
blood a Magna Carta to be slaves. W here is it written
in the Constitution, in what article or section is it
contained, that you may take children from their ‘par--
ents, and parents-from their children and compel them
to fight the batiles of any war, in which the folly o
the wickedness of Government may engage it? Under
what concealment has this power lain hidden, which
‘now for the first time eomes to trample down &
destroy the dearest rights of asp liberty ?” #
° ¢ . > . . °
8. During the Civil W ar, the first federal conscription
law was passed. However, opposition to the law was
widespread. Only six per cent of the Union forees were
* Annals of Congress, 13th ‘Cong., 3rd Sess. 80. 72.
“14 The Writings and Specches of Daniel Webster 57 (1903).
&
va “40
ae
-
drafted. Many statesmen and judges still doubted federal
power to draft. Chief Justice Roger Taney wrote a pro-
posed opinion declaring the Enrollment Act unconstitu-
tional,’ but he never had the opportunity to deliver it. The
Pennsylvania Supreme Court held initially that the law
was invalid, but the replacement of one of the judges
brought about a reversal of that decision.’
9. The draft of World War I was also attacked by many
critics. But the patriotic pressures of the times made im-
possible any serious inquiry into Congressional military -
power. However, the World War I draft took place after
a Congressional declaration of war and is not a precedent
for peacetime conscription.
10. It is an axiom of constitutional interpretation that
the intent of the Constitution-makers must prevail. The
frequently cited opinion of Chief Justice John Marshall
in McCulloch v. Maryland, 4 Wheat. 816 (1819) does not
undereut that principle. Marshall indicated that the
framers intended the necessary and proper clause to -be
read broadly and that the traditional means of exercising
the powers enumerated in the Constitution and, those log-
ically necessary from the express powers enumerated
should be available to Congress. However, any power spe-
cifically exeluded by the framers cannot be utilized.”
418 Tyler’s Quarterly Ilistorical and Genealogical Magazine 79
(1939)...
™ Knecedler v. Lane, 45 Pa. 238 (1863).
See, e.g., concerning a hroad reading of the judicial power,
Popo.witv. Agler, 280 U.S. 379, 380 (19380).
ve aes
11. Furthermore, this Court has consistently refused to
restrict any personal rights more narrowly than’ the framers
intended. As was recently noted in Schneider v. Smith, 390
U.S. 17, 25 (1968), “the purpose of the Constitution and
the bill of Rights ... was to take government off the
backs of people.” This Court has suggested in many ‘of
its opinions that there is a minimum distance which must
be maintained between government and the citizen, between
authority and the people.” That minimum distance is de-
fined not only by the Bill of Rights, but by the checks and
balances within the government,. by the separation of
powers between the different arms of government, and
by the limited grant of authority in the Constitution to
the government. It is clear that the military clauses were
intended to be not only a grant of power but a restriction |
of power, a restriction to protect the citizen against arbi-
trary government action. That intent of the framers must
be given effect by this Court.
12. In many parallel instances in recent vears the Court
has reexamined the intent of the framers in the field of
personal rights and denied the government certain powers
which it had claimed and had exercised for many years.
The decisions rested in part on an historical analysis of
the framers’
intent. Thus the power of Congress to ex-
elude members-elect was restricted in Powell vy. McCormack,
399 U.S. 486 (1969); its power to denationalize citizens
who voted in-foreign elections was overturned in Afroyim
v. Rusk, 387 U.S. 253 (1967); the power of the military to
try soldiers in peacetime for non-service connected crimes
eliminated in O'Callahan y. Parker, 395 U.S. 258° (1969).
™ See, e.g., United States v. Brown, 381 U.S. 487 (1965) ; Dom-
browshi v. Pfister, 380 U.S. 479 (1965). ;
?
In each case-what appeared to be the original understand-
dng of the framers was restored.*®
4
13. Amici have argued thus far that this Court should
grant certiorari in order to consider the substantial histori-
this Court, that the original understanding of the Constitu-
tional framers was that the power to raise armies was
never intended to include the power to: conser pt. Amici
also urge that regardless of how the early “Ei aa
and post-constitutional history may be evaluated; there is
such a considerable difference between the exercise of the
power to conscript in wartime, and its exercise in peacetime,
that this Court should‘in any event grant certiorari to de-
termine whether the present peacetime draft is within the
constitutional power of Congress. This Court has never
ruled on the constitutionality of a peacetime draft. In
Hamilton v. Univer: ity of California, 293 U.S. 245 (1934),
. the power to draft in wartime was assumed. However, Mr.
Justice Cardozo, in his concurring opinion, observed: °
“There is no occasion at this time to mark the limits
of governmental power in the extraction of military
service when the Nation is at peace.” 293 U.S. at 265.
“e similar ohservation was made by Mr. Justice Douglas
dissenting from the denial of certiorari in Holmes v. United
a States, 391 U.S. 936 (1968), and Hart v. United States, 391
Justice Stewart in Holmes v. United States, supra, and,
dissenting opinion of Mr. Justice Douglas in United States
eV. O’Brien, 391 U.S. 367, 389-390 (1968).
i
*®See also Erie R.R. v. Tompkins, 304 U.S. 64, 72-73 (1938)
of new historical evidence concerning the intent of the framers.
‘eal evidence, never previously brought to the attention of
U.S. 956 (1968). See, also, separaté memorandum of Mr. -
which overruled Swift v. Tyson, 16 Pet. 1 ( 1843) in part because -
13
14. A review of the decisiong customarily cited as up-
_ holding Congressional power to conscript discloses that in
_ each of them the constitutional power was premised on an .
actual or contemplated Congressional declaration of war.
(a) The’ most significant decision is the Selective Draft
Law Cases, 245 U.S. 366 (1918), upholding World War I
conscription. It is unmistakably premised on the consti-
tutional legitimacy of . - ~ ; car
“... the exaction by government from the citizen
of the performance of ‘his supreme and noble duty of
contributing to the defense of the rights and honor of
the Nation.as the result of .a war declared by the great -
~ representative body of the people .. . ” 245 U.S. at 390.
*
(b) In United States v. Macintosh, 283°U.S. 605 (1931),
this Court held that Congress could properly deny natural-
ization to an alien who refused to take an unqualified oath
to serve “in the armed forces of the nation in time of war
. .”™ 283 U.S. at 623. The entire discussion of Congres-
sional power in Macintosh contemplates Congfessional
power to compel military service in connection with a decla-
ration of war. Id. at 622. In ‘Macintosh the Court listed a
large number of emergency powers which could be exercised
by Congress “toctMe end that war may not result in de-
feat ...”* Ibid. Binally, this Court made it clear that it
regarded the war powers to include “by necessary implica-
tion, the power, in the last extremity, to compel the armed ~
services of any citizen in the land . . .” 283 U.S. at 624
(emphasis added). Nothing which this Court said in Mac-
imtosh, or in the Selective Draft Law Cases, provides con-
stitutional justification for a peacetime draft. The “last
extremity” obviously has. not been reached at a time where
there has been no declaration of war.
we”
Q
14
(c) Another case often cited, Jacobson v.:Massachusetts, :
197 U.S. 11, 29 (1905), asserts contressional power to
compel military service for the country notwithstanding the
risk “of being shot down in its defense,” again obviously a
reference to wartime service.
(d) Wartime decisions of lower. federal courts are in
accord. See Heflin v. Sandford, 142 F.2d 798, 800 (5th Cir.
1 1944) (“Te present war is described by its author as ‘total
: war’ meaning that every means of destruction will be used,
and men, women and children alike killed. \It means, also,
that total effort may be necessary to resist it, men, women
and children all doimg what they can.”); United States ex
rel. Zucker v. Osborne, 54 F. Supp. 984 986 (W.D.N.Y.
1944) (“We are not concerned with the power to conscript
individuals in time of peace. We are concerned with that
power in time of war.”).
15. Decisions of this Court at the time of World War IT
and subsequent thereto which have asserted or reiterated
the constitutional power to conscript have likewise referred _
explicitly and implicitly to a wartime draft. See Lichter v.
United States, 334 U.S. 742, 755-758 (1948) (upholding the
Renegotiation Act as “part of a national policy adopted in
time of crisis in the conduct of total global warfare... ae E
Ex Parte Quirin, 317 U.S. 1, 25 (upholding the validity
of special wartime commission to try enemy spies as within
Presidential power “as Commander-in-Chief of the Army
in time of war and of grave public danger...”). In United
States v. O’Brien, supra, this Court again asserted that the
Constitutional power of Congress to raise and support
armies includes the power “to classify and conscript man-
power for military service ...,” 391 U.S. at 377, citing as
authority for this power the prior decisions of this Court
ll Rte 1 ORI I EoD a at LY LBS AB NE a NE Th
~
at aS (
in Selective Draft’ Law Cases, supra, Lichter v. United
States, supra, and Ex Parte Quirin, supra. Sincé«the de-
cision in O’Brien contains no discussion or analysis what-
soever of the constitutional distinctions between wartime
draft and peacetime draft, it is plain that the O’Brien
decision is no more a precedent for the legitimacy of
' peacetime conscription than the earlier cases discussed
previously.’®
SP oe
16. Review by this Court of the differing perimeters of
constitutionality of wartime.and peacetime conscription is
vital because of the acknowledged totaP impact which con:
scription has upon the individual. It is hardly debatable
that compulsory military service, whether in time of war or
peace, is always a severe deprivation of civil liberties.
Assuming that this deprivation is constitutionally tolerable
“in the last extremity,” see Hamilton v. University of Cali-
fornia, supra, the question which has not yet been an-
swered is whether such a totality_of deprivation of liberty
in peacetime exceeds constitutional limits. The liberties
involved have all been recognized by this Court as consti-
tutionally proteeted in other contexts. Conscription obvi-
_ ously affects one’s right of movement, residence and travel.
*° In United States v. O’Brien, this Court upheld, as within the
constitutional power tocconscript, the validity of a statute penatiz-
ing willful destruction ‘or mutilation of a selective service regis
tration certificate.. It does not implicitly follow that in uphold-
ing the constitutionality of requiring possession of a peacetime
draft registration certificate, the Court simultaneously upheld the
_ constitutionality of peacetime conscription. There is considerable
difference between compelling registration in peacetime for pos-
sible wartime conscription, and in actually ordering someone eon-
scripted in peacetime. The recent Report of the President’s Com-
mission on an All-Volunteer Armed Force (February 1970) (the
Gates Commission) recommended a volunteer armed force in
peacetime, and.a structure for quickly reinstituting a standby
draft in time of war or other national emergency, including,
specifically, “A register of all males who might be conscripted
when essential for national security.” Report, p. 119.
16
0
See Shapiro v. Thompson, 394 U.S. 618 (1969) ; Aptheker
v. Secretary of State, 378 U.S. 500 (1964) ; Edwards v. Cali-
fornia, 314 U.S? 160 (1941). Conscription precludes the
right to engage in one’s chosen profession. See Truaz v.
Raich, 239 U.S. 33 (1915) ; Meyer v. N ebraska, 262 U.S. 390
(1923). It is a deprivation of property, since it imposes a
form of in kind taxation on a selected group of young men
rather than by financial taxation of the nation as a whole
to pay the actual economic value of the conscripted services.
~ See Report of Gates Commission, supra, Chapter 3, “Con-
scription Is a Tax”, passim. See also Report of the Na-
tional Advisory Commission on Selective Service, In Pur-
suit of Equity: Who Serves When Not All Serve? 17-29,
*°“Draftees and draft induced volunteers in such a force are
coerced into serving at levels of compensation below what would
be required to induce them to volunteer. They dre,-in short, under-
paid. This underpayment is a form of taxation.” Report of Gates
Commission, at 23-24.. “Under conscription, each inductee and
reluctant volunteer is compelled to render services to the govern-
ment. He is required to pay a tax—a tax paid (and collected )
in kind rather than cash—but the form of the payment does not
alter the substance of the relationship. The amount of the tax
is the difference between the pay that the inductee or reluctant
volunteer actually receives as a first-term serviceman and the pay
that would be required to induce him to enlist.” Jd. at 24-25. .
“What is of questionable morality is the discriminatory form that
this implicit tax takes; and even more, the abridgement of individ.
ual freedom that is involved in collecting it.” Id. at 27. “Is it
right and proper that a large tax be confined to a small fraction:
of our young able-bodied males in order to relieve taxpayers in
general from having “to pay high taxes?” Jd. at 27-28. “It is
unlikely that any Congressman would ever propose enactment of °
a general tax of.the kind now imposed by the draft. If one ever
were proposed, it would have little chance of being approved by
Congress. If approved by Congress, it is hard to imagine that it
would be held constitutional by the courts. This is a hidden tax
which persists only because it is obscure. No tax. is perfect, of
course, but it is hard to imagine a means of imposing the cost of
defense, or any other Government activity for that matter, more
in conflict with accepted standards of justice, equality and freedom
in the United States.” Jd. at 28. (Emphasis added.)
a=
‘gk fe 17
97-59 (1967). Furthermore, compulsory military service
infringes on freedom of speech and association, since per-
sons in the military are obviously held to a more restricted
standard than persons in civilian life. See United States
v. Howe, 17 USCMA 165, 37 CMR 429 (1967). Likewise, a
person drafted into the armed services becomes subject to
militarv law, as well as to military commands, and is
thereby deprived of many constitutional safeguards which
are not provided in the Uniform Code of Military Justice,
10 USC $§801, et seq., including principally trial by jury.
See O’Callahan v. Parker, 395 TLS. 258 (1969) .°
In addition, it makes the individual, regardless of his
wishes, an instrument of foreign and military policy wit]
which he may disagree, either generally or specifically. Yet
he’ has no choice but to obey his military orders requiri
him to be such an instrument.”!
No citations are needed to emphasize the most egregious
deprivations effected by a nilitary draft: severe bodily in-
jury, maiming for life, and in many cases death. Perhaps
the only thing which might be more severe than deprivation
of life, is requiring an individual to become a killer of
others. This is the ultimate deprivation of liberty imposed
by a military draft.”
*1 “By handing boys over to the arbitrary and complete domi-
nation of the Government, we put it in the power of the Govern-
ment to indoctrinate them with political doctrines then popular
with the Government. In wartime it is bad enough; in peacetime
it would be intolerable.” Senator Robert A. Taft, quoted in state-
ment by Rep. Lindsay, 110 Cong. Record 8575-6 (April 21, 1964).
** Statutory provisions exempting conscientious objectors from
compulsory military»service may satisfy the constitutional guar-
antee of religious liberty for those judged to meet the statutory
requirements. But for‘ail persons, conscientious objectors or other-
wise, it cannot be doubted that when the government “orders
citizens to kill or die, it comes close to the limits that even Hobbes
put down around the authority of Leviathan.” Christian Bay,
quoted in Kaufman, “The Selective ‘Service System,” in Finn
(ed.), A Conflict of Loyalties 252 (1968).
18 ©
17. The due process clause of the Fifth Amendment pro-
tects “certain fundamental personal liberties from abridg-
ment by the federal government”, Griswold Vv. Connecticut,
ash U.S. 479, 492 (1965) (concurring opinion by Mr. Jus-
tice Goldberg). If these personal liberties protected by the
ne Amendment include freedom of travel, Aptheker v.
Secretary of State, supra; right of privacy, Griswold v.
Connecticut, supra; right to employment, Truaz v. Raich,
supra; right to attend private religious school in ‘lieu of
public school, Pierce v. Societs y of Sisters, 268 U.S. 510, 535
(1925); and right to instruction in a foreign language,
Meyer v. Nebraska, 262 U.S. 390, 399-400 (1923) ; then a for-
tiort, the Due Process Clause must include the protection
of a fundamental personal liberty which -is infinitely more
dear, the liberty to be free from compulsory military ser-
vice in the absence of a declaration of war and ultimately to
be free of the risk of death and the compulsion to kill others.
18. As encompassing as the war power undoubtedly is, »
it is equally clear that the Constitution ‘places limits on its
exercise. It is axiomatic that “the phrase ‘war power’ can-
not be invoked as a talismanic incantation to support any’
exercise of Congressional power~which can be brought
within its ambit.” United States v. Robel, 389,U.S. 258, 263 .
(1967). The due process clause is a limitation on all Gov-
ernmental power, “even the warpower,” Galvan v. Press,
347 U.S. 522, 530 (1954); “The exercise of the war-
power ... is subject to the Fifth Amendment.” Hamilton
‘v. Kentucky Distilleries and Warehouse Company, 251
U.S. 146, 155 (1919). See Kennedy v. Mendoza-Martinez,
372 U.S. 144 (1963); Harmon v. Brucker, 355 U.S. 579,
(1958); Reid v. Covert, 354 U.S. 1 (1957 ); Youngstown
Sheet & Tube Co. v. Sawyer, 343 U.S. 579 (1952); United
States v. Cohen Grocery Company, 255 U.S. 81, 88 (1921).
Ge 19
19. Attempts by the legislature‘or the executive to
exercise extraordinary powers posited on the existence of
a wartime emergency have been subject to judicial re-
view of whether the emergency exists or, once having
existed, still persists. This Court has exercised such power
of judicial review as far back as the Mexican War. See
Mitchell v. Harmony, 13 How. 115, 134 (1851), where Chief
Justice Taney, in reviewing the propriety of a certain
taking of property by a military expedition, reviewed the
law and concluded “that in all of .these cases, the danger
must be immediate and pending ... it is the emergency
.that gives the right, and the emergency must. be shown to -
exist before the taking can be justified.” Accord: United:
States v. Russell, 80 U.S. 623, 628 (1871) (“Exigencies of
the kind do arise in time of war or impending public
danger, but it is the emergency, as was said by a great
magistrate, that gives the right, and it is clear that the
emergency must be shown -to exist before the taking can
be justified.”). In United States v. Macintosh, 283 U.S. 605,
622 (1931), this°Court was clear in its statement that the
entire panoply of enormous war powers,might be iefoked
by Government, but only “when necessity calls for its
exercise. ...” 23
In Hamilton v. Kentucky Distilleries and Warehouse
Company, 251 U.S. 146 (1919), Mr. Justice Brandeis, for a
unanimous court, concluded that the World War I Pro-
hibition Act, enacted pursuant to the exercise of wartime
emergency powers, was not constitutionally deficient even
. ‘
*3'The Macintosh majority listed: among the war powers: re-
strictions on freedom of speech and press and trial by jury; con-
fiseation of property without compensation ; fixing of prices; tak-
ing over of railroads; “. . . and other drastic powers, wholly,
inadmissible in time of peace, exercised to meet the emergencies
of war.” 283 U.S. at 622.
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though the war was over because wartime emergency eco-
nomic conditions still persisted. Nevertheless, the entire
court conceded the principle “that the question of the con-
tinued validity of the War Prohibition Act under the
changed circumstances depends upon whether it appears
- that there is no longer any necessity for the prolfbition
of the sale of distilled spirits for beverage purposés. .. 2”
Id. at’163. (Emphasis supplied.) “A law depending upon
the existence of an emergency or other certain state of
facts to uphold it may ‘cease to operate if the emergency
ceases or the facts change, even though valid when passed.”
Chastleton Corp. v. Sinclair, 264 U.S. 548, 547-48 (1924).”
Chief Justice Warren has cited a decision of the Supreme
Court of Australia, /llawara District County Council v.
Wickham, 101 Commw. L.R. 467 (1959) as “invalidating
a far-reacKing veterans preference statute on the grounds
that with the World War IT emergency past, the war-power
justification for such laws, under the Australian Constitu-
tion, had ceased.” Warren, “The Bill of Rights and the
Military,” in Cahn (ed.), The Great Rights 110, n. 50 (1963).
This Court has held that “The conscription of manpower
is a more vital interference with the life, liberty and prop-
erty of the individual than is the conscription of his prop-
erty or his profits or any substitute for such conscription
of them.” Lichter v. United States, 334 U.S. 742, 756 (1948).
Amicus respectfully urges that this Court can be no less.
concetned with reviewing the constitutional basis for the
peacetime exercise of manpower conscription than it has
been for the peacetime exercise of property conscription.
Certiorari should be granted for the reason best stated
by former Chief Justice Warren in his James Madison.
:
Lecture:
21. ie
“... if judicial review is to constitute a meaningful
restraint upon unwarranted encroachments upon free-
om in the name of military necessity, situations in
which the judiciary refrains from. examining the merit
of the claim of necessity must Bs kept to an absolute
minimum.” oe
Warren, “The Bill of Rights and the Military,” in Cahn
(ed.), The Great Rights 102 (1963). |
20. This Court has instructed that where a Governmental:
regulation impinges on individual liberties, it is incumbent
upon Government “to demonstrate that no alternative
forms of regulation?’ Sherbert v. Verner, 374 U.S. 398, 407
(1963) were available. For a dramatic application of this
_ principle, see In Re Jenison, 265 Minn. 96, 120 N.W.2d 515
(1963), reversed and remanded 375 U.S. 14 (1963); -de-_
cision modified in accordance with remand order, 265 Minn.
136, 125 N.W.2d 588, 589 (1963). “It is self-evident that a
constitutionally acceptable alternative to raising an army
by compulsory military serv ice is raising an army by volun-
tary military service, See .Report of Gates Commission,
supra, Chapter Ong, “Protecting the Free Society,” passim.
To repeat, neither this question nor any of the other cén-
stitutional questions involved in a peacetime draft have
ever been decided hy this Court.** As Mr. Justice Douglas
wrote:
. - ¥ . . - . , .
“It is an important question. it is a recurring ques-
“tion. It is coming to us in. various forms in many cases
as a ae of’ the conflict in Vietnam. I think we owe
to thos
taining that a declaration of war is essential. for con-
*4See Report of Gates Commission, supra, at 166.
who are being marched off to jail for main- ©
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scription an answer to this important undecided con-
stitutional question.”
7
Holmes vy. United State s, 891 US. 936, 20 L.Ed. 24 856, S64
(16S). “The enemy is not vet so near our pate,” United
Stites v. Nugent, 346 ©S. 1, 13 (1953) (disse nting opinion
of Mr. Justice F rankfurter) that traditional constitutional
safeguards may be “overborne by military exigencies.
CONCLUSION |
|
For the foregoing reasons, amici respectfully urge
that the petition for certiorari be granted.
Respectfully submitted,
Leon FrrepMan g
70 West 40th Street *
New York, N ew York 10018
Marvin M. Karparxrx
1345 Sixth Avenue
\ New York, New York 10019
Attorneys for Amici Curiae
5
Aan H. Levine ie
Mevv¥4y ‘L. Weir nl
156—dth. Avenue
New York, N. Y. |
Kennet Trsex . ' ,
Minnesota Building =~
St. Paul, Minnesota .* eel oe od
Of Counsel ++ ad ?
March, 1970.
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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.